0001140361-16-089017.txt : 20161207
0001140361-16-089017.hdr.sgml : 20161207
20161207160817
ACCESSION NUMBER: 0001140361-16-089017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161205
FILED AS OF DATE: 20161207
DATE AS OF CHANGE: 20161207
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bankwell Financial Group, Inc.
CENTRAL INDEX KEY: 0001505732
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 208251355
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 208 ELM STREET
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
BUSINESS PHONE: (203) 972-3838
MAIL ADDRESS:
STREET 1: 208 ELM STREET
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
FORMER COMPANY:
FORMER CONFORMED NAME: BNC Financial Group, Inc.
DATE OF NAME CHANGE: 20101115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fieber James A
CENTRAL INDEX KEY: 0001607405
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36448
FILM NUMBER: 162039174
MAIL ADDRESS:
STREET 1: C/O BANKWELL FINANCIAL GROUP, INC.
STREET 2: 220 ELM STREET
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
4
1
doc1.xml
FORM 4
X0306
4
2016-12-05
0
0001505732
Bankwell Financial Group, Inc.
BWFG
0001607405
Fieber James A
C/O BANKWELL FINANCIAL GROUP, INC.
220 ELM STREET
NEW CANAAN
CT
06840
1
0
0
0
Common Stock
700
D
Common Stock
21845
I
Deferred Compensation Plan
Common Stock
272586
I
Held as Trustee
Common Stock
2016-12-05
4
S
0
10000
29.00
D
206192
D
Common Stock
2016-12-06
4
M
0
3850
17.50
A
3850
D
Stock Options
17.50
2016-12-06
4
M
0
3850
17.50
D
2006-12-13
2016-12-13
Common Stock
3850
0
D
Stock Options
20.70
2007-12-12
2017-12-12
Common Stock
2875
2875
D
2,800 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, 2,100 Shares have vested and been moved to Direct Ownership.
1,500 shares of restricted stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. The shares vest in three substantially equal installments - the first immediately on December 15, 2014 and then on each of December 3, 2015 and December 3, 2016. As of the Transaction Date, all 1,500 Shares have vested and been moved to Direct Ownership.
5,663 of Shares reported are owned jointly with Spouse.
Stock Options granted pursuant to the 2006 Stock Option Plan, all of which are fully vested.
Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.
/s/ James A. Fieber by POA
2016-12-07