0001140361-16-064581.txt : 20160511
0001140361-16-064581.hdr.sgml : 20160511
20160511160714
ACCESSION NUMBER: 0001140361-16-064581
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160510
FILED AS OF DATE: 20160511
DATE AS OF CHANGE: 20160511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bankwell Financial Group, Inc.
CENTRAL INDEX KEY: 0001505732
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 208251355
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 208 ELM STREET
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
BUSINESS PHONE: (203) 972-3838
MAIL ADDRESS:
STREET 1: 208 ELM STREET
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
FORMER COMPANY:
FORMER CONFORMED NAME: BNC Financial Group, Inc.
DATE OF NAME CHANGE: 20101115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fieber James A
CENTRAL INDEX KEY: 0001607405
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36448
FILM NUMBER: 161639951
MAIL ADDRESS:
STREET 1: C/O BANKWELL FINANCIAL GROUP, INC.
STREET 2: 220 ELM STREET
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
4
1
doc1.xml
FORM 4
X0306
4
2016-05-10
0
0001505732
Bankwell Financial Group, Inc.
BWFG
0001607405
Fieber James A
C/O BANKWELL FINANCIAL GROUP, INC.
220 ELM STREET
NEW CANAAN
CT
06840
1
0
0
0
Common Stock
1400
D
Common Stock
500
D
Common Stock
21845
I
Deferred Compensation Plan
Common Stock
2016-05-10
4
P
0
100
21.1826
A
214992
D
Common Stock
272586
I
Held as Trustee
Stock Options
17.50
2006-12-13
2016-12-13
Common Stock
3850
3850
D
Stock Options
20.70
2007-12-12
2017-12-12
Common Stock
2875
2875
D
2,800 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, 1,400 Shares have vested.
1,500 shares of restricted stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. The shares vest in three substantially equal installments - the first immediately on December 15, 2014 and then on each of December 3, 2015 and December 3, 2016. As of the Transaction Date, 1,000 Shares have vested.
5,663 of Shares reported are owned jointly with Spouse.
Stock Options granted pursuant to the 2006 Stock Option Plan, all of which are fully vested.
Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.
/s/ James A. Fieber by POA
2016-05-11