9999999997-14-013993.txt : 20141001
9999999997-14-013993.hdr.sgml : 20141001
20141001100201
ACCESSION NUMBER: 9999999997-14-013993
CONFORMED SUBMISSION TYPE: CT ORDER
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20141001
DATE AS OF CHANGE: 20141001
20141001
20141001
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Regulus Therapeutics Inc.
CENTRAL INDEX KEY: 0001505512
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 264738379
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: CT ORDER
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35670
FILM NUMBER: 141131607
BUSINESS ADDRESS:
STREET 1: 3545 JOHN HOPKINS COURT
STREET 2: SUITE 210
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-202-6300
MAIL ADDRESS:
STREET 1: 3545 JOHN HOPKINS COURT
STREET 2: SUITE 210
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
CT ORDER
1
filename1.pdf
begin 644 filename1.pdf
M)5!$1BTQ+C4-)>+CS],-"C0X(#`@;V)J#3P\+TQI;F5AF4@-C$O5'EP92]84F5F+U=;,2`R(#%=/CYS=')E86T-"FC>8F)D$&!@
M8F#R`A(,4X`$XPT@P1(&)-A-@<0G908F1H;](%D&1G3B/^.4/P`!!@"T;0;D
M#0IE;F1S=')E86T-96YD;V)J#7-T87)T>')E9@T*,`T*)25%3T8-"B`@("`@
M("`@#0HV,"`P(&]B:@T\/"]#(#8Y+T9I;'1E8F!@8&%@8(IF``*>5@94P,@`
MDN5H0!9C@6(&AAL,W`R7!E+U!A9V4^/@UE;F1O8FH--3$@,"!O8FH-/#PO1FEL=&5R+T9L871E
M1&5C;V1E+T9IE^MM
MS@2?M_GN&Y-1S!&JKFG_O*]'&7EU!G5@WNAP[_6.YK%9%N>;W
M17E=-H7?SXJZ::>;K(8C]\_`;D,7^>>L=U#&\/GSCQ;A+.KGG'!Y<)!YU6Z:
M!VL3]B\%1R.*(F8,C`;`4A.(G
MX5`>G>Y-BI_;S*O/L*\B3A-O#HY2;SG!6'HWQ7:DN"-.3^,
M)/J./5D0DS;LZ)GQX"`PG>EW#L^])<"N,*>C!E70S\5KA-\
MA_(@XZ+?:<;%ZHEPI7Q%N(X17A%NFIS!MP$"&V/IL1\#ISO%M]I$^WPK7_.M
M#JYH+%BH^_<-Q>?LY5@\M3\^GM_1WB%*1<&S_YANCXFCV^,"=/M;@`$`T_E\
M@@T*96YD(9%MCS8G]SFZ8^$RQ]NA&2
M>3XLP__$9Y$?\Z3/TMV-P]ST[YN[=[BW/$^8\T3,/,%%R-+E!5%I1'TC.;H@
MJ:PD]WW%T@58I$#&SIC^#VXTDGO1C!BCZXGG'0`P_3NT?TS
M?0LJX1`?]T<\B7%TR@6`8_Z5>6@J>_1?"F@N!<2'0[JM:]-ZC@D6&`3N@ACG:L#HQ@9,>/EA3I_1%@&K[/`JO1;)O
MS9""JZ@+'M&5P(<\"1M6!\YD1,&;,(SC9``N^,ZX##^%E]&J#N_XWDWT*[VQ
M(COXC:Z!%B;P4H3.@"9X&T:X'@89<#^YYGY\#4BP6]5`/#;.D%H"B(;&-R),
MHZN-K,&0Q!E%``.`-RN=!!\*'T';KU!<\RNQ?BF?R[#K6H5_!8U"%/)*=;MMLY_4Y.%OQ\=X59*=$[\!;%PP;`\X.7%/-$7@@
MP,OD*0_G/E>JF*NP'_FXIE7K]ZJ4IU6,-MBLHXV#%S9UAA"BQ+G_H>6[V3M%
M4`!C_"A,M#'GO;,9VHMY5,W\?YW[*VUM'633+10@H0N0!ZB(-*[4E0#;+)?^
M6(@HX\,$R8%Q_83I-JR@*G&3\S[
M-BP]R"32!]H)A0""8U&.,SHUG^_L]LP^\-PE0Q5[>AZ/VYH27#-J!5S_GN5[
MTGN&*%-GB0!>GH/\,I%!#@AKJ7D!J><`:-[#[PDJ\&;IHB%]6L@V,QAM67:"
M-[B(TVQG7^MTC=OPB!-1?F-.TDNALZ--&Z.$;3*&!WPA6N/Q.:P:K?B?X>Y3
M<<*.9>OB'21-I;?ARF:.C^S9Q0"#%1E*,]3%[MVX-&@'&50Z?N,.E.3A!;K^
MJN>0,RKT/!/+J8[7UIK=4.$I58LU(L8PW>\;N/3U4?*;0A+""4"],P,SM`3"VB#
MGT9J1]1$ZN!*\=+PL"0K4716G%&1W)!$%W]S&C0J4C69+5<$4&5"2&F-CKXG
MZP@5<&\$FP.%D1TPK#IXGCZL$JE*%N^(_L#5UTZ+/>BL/\`"?\1#`YK%J'+&CA462S>
M2,F:II9'C")GBY%U4^_7+*,0`1^GSOY0P>F!'?-YO5YMJ4Q]=17P:5G:7[R"
M+9IW9$A9"CFS0<0?.:5W:]N)B+A?:JKV&![PQ?JE*;HLC,75;Z(-OL:W!1PJ
M%T$;MT7[A77WQ:W7NE*_)NN\<`8#I4)L=Z[G<4\+5?#V`B=NMEN&<#]0G9N;
M$F0*X=940V2IK0"Z!F5KPU%V+#B.^[<;I!JK4JM2V[+-SNY8(5[Q/9%NV>0:
MU*:HV3JV^@_JOX_4A"RHR7ZR[?:*>I.?&L<&70UU^8$$WQR)Z*P>]L/#;XJJ
MJIYSDRE\#8GFI<9%7A:^_A9P0JIT$I\A#X+Z-8?]L^=J8!'2T((&%YV#AN`_1^+,I!EH67ZQB=9WSAF\J]+/
M^!P2,4\6U62#Z,9?D?WKB(FYB,JB6BW?&3%5\_?_SZ$+4SQZD/1P@V[J9[;!
M,"G1U&+ZFH)4G7AY>79:"]U
M4Q;R6%R-4E@F'(6R_P-WZGQLYTWKT".E\`5]OZTRA,>L:&X]*:"?+OS;HG$W2))IXCRNT5$MT@W0%4W0%4;H"1RE][\*\``>T`6
M[@T*96YDCBY,HDP,"0
MFU=2Y![D&!D1&:7`?IZ!C8&9`0P2DXL+'`,"?$#LO/R\5`8,\.T:`R.(OJP+
M,@M3'B]@32XH*@'2!X#8*"6U.!E(?P'BS/*2`J`X8P*0+9*4#6:#U(EDAP0Y
M`]D=0#9?26H%2(S!.;^@LB@S/:-$P=#2TE+!,24_*54AN+*X)#6W6,$S+SF_
MJ""_*+$D-06H%FH'"/"[%R56*K@GYN8F*ACI&9'HH6X2,&"52&)0E:"M^^7S):V%QT>H"MM/MGCG-C'=B9/A1JA
MAB1Y:DER2\%3RHE"H`;_P-1$!,841*36(Q*U@LC49D2AMD4T>)61"R(%8H]L
MD.C"CYB1D8D%680X`NXC,;[%DH@S,F?B@FP+,7B"!X,G"7,#3UI/RX
M3$P"7L0:!+R$"0(54DQ8"[)D$O"R+R3@93P$O(QU1O"*][2LK@"*J862F2)X
MI16*X#68)%"A28F.CMP9;'FZ=!?=5/OY:JH5YO[N.*\O\UE]I>`NA\?ZI1MA
M=1EQ]3I6MYVG_>TZ['(8YLUF05Y##08LHM<0C:B1-+)&T6@T5O"B>0VEL%)8
M*:P45@HKA97"2F&EB%)$*:(448HH190B2A&EB%)$*5$I42E1*5$I42EQI=RX
M"UHY;NNV]595G.^?GJ^70[..6+N.^WZ8NWDW]&X[=KT[>>BFV9WN[O=3=1]W
MW?W4/;TUIV$\Z<9?S4_]'=ZM[GQYG$+W[];G_G'7U^U#ARTYC/ZZGY<^_0JV
M:?>C#OOYT-Q_?[Z==N-;B-M-O_G[JY7Q6./
M#]?EGI(_[/:%GGK<#ZO*9E7,:C2KR:QFLUK,:F-66]O&.[)L6\'6%6Q?P186
M;&/!5A9L9\&6%FQK;%OC=\Z8;8UM:VQ;8]L:V];8ML:V-;:MB6U-;&ORSM6T
MKG)E4WI.5&-Z
M:V,Y9"(_/@H\>#IX;7!M971A('AM;&YS.G@](F%D;V)E.FYS.FUE=&$O(B!X
M.GAM<'1K/2)!9&]B92!835`@0V]R92`U+C(M8S`P,2`V,RXQ,SDT,SDL(#(P
M,3`O,#DO,C&UP.DUE=&%D871A1&%T93XR,#$T+3$P+3`Q
M5#$P.C`Q.C(V+3`T.C`P/"]X;7`Z365T861A=&%$871E/@H@("`@("`@("`\
M>&UP.D-R96%T;W)4;V]L/D%C&UP.D-R96%T;W)4;V]L/@H@("`@("`\+W)D9CI$97-C&UL;G,Z>&UP34T](FAT='`Z+R]N&%P+S$N,"]M
M;2\B/@H@("`@("`@("`\>&UP34TZ1&]C=6UE;G1)1#YU=6ED.C!A8C8T-C!F
M+6,T9#(M-&(Q,2UA9CAC+34S-3-B.#(Y,S4P-CPO>&UP34TZ1&]C=6UE;G1)
M1#X*("`@("`@("`@/'AM<$U-.DEN&UL;G,Z9&,](FAT='`Z+R]P=7)L
M+F]R9R]D8R]E;&5M96YT&UL;G,Z<&1F/2)H='1P.B\O;G,N861O8F4N8V]M+W!D9B\Q+C,O(CX*("`@
M("`@("`@/'!D9CI02`Q,"XP/"]P
M9&8Z4')O9'5C97(^"B`@("`@(#PO&UP;65T83X*("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@(`H@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`*("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@(`H@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`*("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M(`H@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@"B`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`*("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@(`H@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M"B`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`*("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@(`H@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`*
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@(`H@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`*("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@(`H@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@
M("`@("`@("`@"B`@("`@("`@("`@("`@("`@("`@("`@("`@(`H\/WAP86-K
M970@96YD/2)W(C\^#0IE;F1S=')E86T-96YD;V)J#3,@,"!O8FH-/#PO1FEL
M=&5R+T9L871E1&5C;V1E+T9I7!E+T]B
M:E-T;3X^J'
M5!:DZ@;,[!"L(P#`;@5\G-[:!+92B(".+T
MI"`(>N[63(O82-J"OKVMB'CP$`CASY?44T"8SZME#!>6(OJR6O'M1B[XXDCB
M+3M0(WQ/[]H]BP-U46RPY$$[`^O'1;LS05ZR/L=35$B'U#4Z4-',QJAJA:AR
MC=40ZP'BX)-*)Y>=<*L#[)O-3E])0.%(0<\")Q935CLV_Z#)%]H+F]A1D@RW
ME!W8VE:T/#.57C]PE(Z28WM+YA>J4>&D7"Q>`@P`-;A.R`T*96YDF4@-#@O5'EP92]84F5F+U=;,2`R(#%=/CYS=')E86T-"FC>8F(`
M`B9&_F(&)@;F64""?RF08.P#$;)`B;M+@"P&!L8A3S#=!!*,#``!!@"MD05G
J#0IE;F1S=')E86T-96YD;V)J#7-T87)T>')E9@T*,3$V#0HE)45/1@T*
`
end