0001567619-19-018006.txt : 20190906
0001567619-19-018006.hdr.sgml : 20190906
20190906170413
ACCESSION NUMBER: 0001567619-19-018006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190904
FILED AS OF DATE: 20190906
DATE AS OF CHANGE: 20190906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Silva Francisco
CENTRAL INDEX KEY: 0001527241
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37603
FILM NUMBER: 191080288
MAIL ADDRESS:
STREET 1: STEM CELL ASSURANCE, INC.
STREET 2: 555 HERITAGE DRIVE
CITY: JUPITER
STATE: FL
ZIP: 33458
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BioRestorative Therapies, Inc.
CENTRAL INDEX KEY: 0001505497
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 911835664
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MARCUS DRIVE
CITY: MELVILLE
STATE: NY
ZIP: 11747
BUSINESS PHONE: (631) 760-8100
MAIL ADDRESS:
STREET 1: 40 MARCUS DRIVE
CITY: MELVILLE
STATE: NY
ZIP: 11747
FORMER COMPANY:
FORMER CONFORMED NAME: Stem Cell Assurance, Inc.
DATE OF NAME CHANGE: 20101110
4
1
doc1.xml
FORM 4
X0306
4
2019-09-04
0
0001505497
BioRestorative Therapies, Inc.
BRTX
0001527241
Silva Francisco
40 MARCUS DRIVE
MELVILLE
NY
11747
0
1
0
0
VP of Research and Development
Common Stock
2019-09-04
4
P
0
2500
.2355
A
37503
D
Common Stock
2019-09-04
4
P
0
18455
.24
A
55958
D
Common Stock
12116
I
IRA
Stock Option
.75
2021-04-04
Common Stock
4000
4000
D
Stock Option
.75
2011-06-24
2021-06-23
Common Stock
150
150
D
Stock Option
.75
2011-11-16
2021-11-15
Common Stock
1000
1000
D
Stock Option
.75
2022-02-09
Common Stock
2000
2000
D
Stock Option
.75
2022-05-02
Common Stock
5500
5500
D
Stock Option
.75
2022-12-07
Common Stock
4000
4000
D
Stock Option
.75
2023-10-04
Common Stock
5000
5000
D
Stock Option
.75
2024-02-18
Common Stock
12500
12500
D
Stock Option
.75
2014-03-12
2024-03-11
Common Stock
2000
2000
D
Stock Option
.75
2014-04-14
2022-05-02
Common Stock
2000
2000
D
Stock Option
.75
2024-10-23
Common Stock
37500
37500
D
Stock Option
.75
2025-09-04
Common Stock
25000
25000
D
Stock Option
.75
2026-06-10
Common Stock
60000
60000
D
Stock Option
.75
2027-07-12
Common Stock
80000
80000
D
Stock Option
.75
2028-10-29
Common Stock
100000
100000
D
The option is exercisable to the extent of 2,000 shares on each of April 5, 2011 and April 5, 2012.
The option is exercisable to the extent of 1,000 shares on each of February 10, 2012 and February 10, 2013.
The option is exercisable to the extent of 500 shares on each of May 3, 2013, May 3, 2014 and May 3, 2015, became exercisable to the extent of 1,000 shares based on the satisfaction of certain conditions and is exercisable to the extent of 3,000 shares subject to the satisfaction of certain conditions.
The option is exercisable to the extent of 2,000 shares on each of December 7, 2012 and December 7, 2013.
The option is exercisable to the extent of 2,500 shares on each of October 4, 2013 and October 4, 2014.
The option is exercisable to the extent of 4,167 shares on each of February 18, 2014 and February 18, 2015, and 4,166 shares on February 18, 2016.
The option is exercisable to the extent of 12,500 shares on each of October 23, 2015, October 23, 2016 and October 23, 2017.
The option is exercisable to the extent of 8,334 shares on September 4, 2016 and 8,333 shares on each of September 4, 2017 and September 4, 2018.
The option is exercisable to the extent of 20,000 shares on each of June 10, 2017, June 10, 2018 and June 10, 2019.
The option is exercisable to the extent of 26,667 shares on each of July 12, 2018 and July 12, 2019, and 26,666 shares on July 12, 2020.
The option is exercisable to the extent of 33,334 shares on October 29, 2019, and 33,333 shares on each of October 29, 2020 and October 29, 2021.
/s/ Francisco Silva
2019-09-06