0001567619-19-017679.txt : 20190829 0001567619-19-017679.hdr.sgml : 20190829 20190829162350 ACCESSION NUMBER: 0001567619-19-017679 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190827 FILED AS OF DATE: 20190829 DATE AS OF CHANGE: 20190829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tonna Paul Jude CENTRAL INDEX KEY: 0001612143 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37603 FILM NUMBER: 191066650 MAIL ADDRESS: STREET 1: 69 CHICHESTER ROAD CITY: HUNTINGTON STATE: NY ZIP: 11743 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BioRestorative Therapies, Inc. CENTRAL INDEX KEY: 0001505497 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 911835664 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MARCUS DRIVE CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: (631) 760-8100 MAIL ADDRESS: STREET 1: 40 MARCUS DRIVE CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: Stem Cell Assurance, Inc. DATE OF NAME CHANGE: 20101110 4 1 doc1.xml FORM 4 X0306 4 2019-08-27 0 0001505497 BioRestorative Therapies, Inc. BRTX 0001612143 Tonna Paul Jude 69 CHICHESTER ROAD HUNTINGTON NY 11743 1 0 0 0 Common Stock 2019-08-27 4 P 0 35000 0.278 A 71000 D Common Stock 2019-08-28 4 P 0 35000 0.27 A 106000 D Option .75 2024-06-27 Common Stock 15000 15000 D Option .75 2024-10-23 Common Stock 25000 25000 D Option .75 2025-09-04 Common Stock 60000 60000 D Option .75 2026-06-10 Common Stock 64000 64000 D Warrant 4 2017-03-01 2022-03-01 Common Stock 30000 30000 D Stock Option .75 2027-06-23 Common Stock 125000 125000 D Stock Option .75 2028-10-29 Common Stock 75000 75000 D The option vests to the extent of 5,000 shares on each of June 27, 2014, June 27, 2015 and June 27, 2016. The option is exercisable to the extent of 8,334 shares on October 23, 2015 and 8,333 shares on each of October 23, 2016 and October 23, 2017. The option is exercisable to the extent of 30,000 shares on December 22, 2015 and 10,000 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018. The option is exercisable to the extent of 21,334 shares on June 10, 2016, and 21,333 shares on each of June 10, 2017 and June 10, 2018. The option is exercisable to the extent of 41,667 shares on each of June 23, 2017 and June 23, 2018, and 41,666 shares on June 23, 2019. The option is exercisable to the extent of 25,000 shares on each of October 29, 2018, October 29, 2019 and October 29, 2020. /s/ Paul Jude Tonna 2019-08-29