0001567619-19-010301.txt : 20190509
0001567619-19-010301.hdr.sgml : 20190509
20190509163732
ACCESSION NUMBER: 0001567619-19-010301
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190226
FILED AS OF DATE: 20190509
DATE AS OF CHANGE: 20190509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Broadrick Dale
CENTRAL INDEX KEY: 0001677513
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37603
FILM NUMBER: 19811191
MAIL ADDRESS:
STREET 1: 3003 BRICK CHURCH PIKE
CITY: NASHVILLE
STATE: TN
ZIP: 37207
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BioRestorative Therapies, Inc.
CENTRAL INDEX KEY: 0001505497
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 911835664
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MARCUS DRIVE
CITY: MELVILLE
STATE: NY
ZIP: 11747
BUSINESS PHONE: (631) 760-8100
MAIL ADDRESS:
STREET 1: 40 MARCUS DRIVE
CITY: MELVILLE
STATE: NY
ZIP: 11747
FORMER COMPANY:
FORMER CONFORMED NAME: Stem Cell Assurance, Inc.
DATE OF NAME CHANGE: 20101110
4
1
doc1.xml
FORM 4
X0306
4
2019-02-26
0
0001505497
BioRestorative Therapies, Inc.
BRTX
0001677513
Broadrick Dale
3003 BRICK CHURCH PIKE
NASHVILLE
TN
37207
0
0
1
0
Common Stock
2019-02-26
4
P
0
1000
.68
A
2162452
D
Common Stock
2019-02-27
4
P
0
409
.66
A
2162861
D
Common Stock
2019-03-05
4
P
0
6000
.69
A
2168861
D
Common Stock
2019-03-13
4
P
0
3000
.65
A
2171861
D
Common Stock
2019-04-08
4
P
0
200
.91
A
2172061
D
Common Stock
2019-04-09
4
P
0
100
.85
A
2172161
D
Common Stock
2019-04-18
4
P
0
84474
.63
A
2256635
D
Common Stock
2019-04-22
4
P
0
39985
.64
A
2296620
D
Common Stock
2019-04-23
4
P
0
11681
.64
A
2308301
D
Common Stock
2019-04-25
4
P
0
20100
.65
A
2328401
D
Common Stock
2019-05-07
4
P
0
1111111
.45
A
3439512
D
Warrant to acquire Common Stock
.85
2019-02-19
2024-02-19
Common Stock
500000
500000
D
Warrant to acquire Common Stock
.7
2019-02-19
2020-02-19
Common Stock
500000
500000
D
Warrant to acquire Common Stock
.85
2019-05-07
4
P
0
555556
0
A
2019-05-07
2024-05-07
Common Stock
555556
555556
D
Warrant to acquire Common Stock
.7
2019-05-07
4
P
0
555555
0
A
2019-05-07
2020-05-07
Common Stock
555555
555555
D
This transaction was executed in multiple trades at prices ranging from $0.60 to $0.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $0.63 to $0.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $0.64 to $0.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $0.63 to $0.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
/s/ Dale Broadrick
2019-05-09