0001567619-19-010301.txt : 20190509 0001567619-19-010301.hdr.sgml : 20190509 20190509163732 ACCESSION NUMBER: 0001567619-19-010301 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190226 FILED AS OF DATE: 20190509 DATE AS OF CHANGE: 20190509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Broadrick Dale CENTRAL INDEX KEY: 0001677513 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37603 FILM NUMBER: 19811191 MAIL ADDRESS: STREET 1: 3003 BRICK CHURCH PIKE CITY: NASHVILLE STATE: TN ZIP: 37207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BioRestorative Therapies, Inc. CENTRAL INDEX KEY: 0001505497 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 911835664 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MARCUS DRIVE CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: (631) 760-8100 MAIL ADDRESS: STREET 1: 40 MARCUS DRIVE CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: Stem Cell Assurance, Inc. DATE OF NAME CHANGE: 20101110 4 1 doc1.xml FORM 4 X0306 4 2019-02-26 0 0001505497 BioRestorative Therapies, Inc. BRTX 0001677513 Broadrick Dale 3003 BRICK CHURCH PIKE NASHVILLE TN 37207 0 0 1 0 Common Stock 2019-02-26 4 P 0 1000 .68 A 2162452 D Common Stock 2019-02-27 4 P 0 409 .66 A 2162861 D Common Stock 2019-03-05 4 P 0 6000 .69 A 2168861 D Common Stock 2019-03-13 4 P 0 3000 .65 A 2171861 D Common Stock 2019-04-08 4 P 0 200 .91 A 2172061 D Common Stock 2019-04-09 4 P 0 100 .85 A 2172161 D Common Stock 2019-04-18 4 P 0 84474 .63 A 2256635 D Common Stock 2019-04-22 4 P 0 39985 .64 A 2296620 D Common Stock 2019-04-23 4 P 0 11681 .64 A 2308301 D Common Stock 2019-04-25 4 P 0 20100 .65 A 2328401 D Common Stock 2019-05-07 4 P 0 1111111 .45 A 3439512 D Warrant to acquire Common Stock .85 2019-02-19 2024-02-19 Common Stock 500000 500000 D Warrant to acquire Common Stock .7 2019-02-19 2020-02-19 Common Stock 500000 500000 D Warrant to acquire Common Stock .85 2019-05-07 4 P 0 555556 0 A 2019-05-07 2024-05-07 Common Stock 555556 555556 D Warrant to acquire Common Stock .7 2019-05-07 4 P 0 555555 0 A 2019-05-07 2020-05-07 Common Stock 555555 555555 D This transaction was executed in multiple trades at prices ranging from $0.60 to $0.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $0.63 to $0.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $0.64 to $0.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $0.63 to $0.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Dale Broadrick 2019-05-09