0001140361-23-036665.txt : 20230728 0001140361-23-036665.hdr.sgml : 20230728 20230728111754 ACCESSION NUMBER: 0001140361-23-036665 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230727 FILED AS OF DATE: 20230728 DATE AS OF CHANGE: 20230728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Broadrick Dale CENTRAL INDEX KEY: 0001677513 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37603 FILM NUMBER: 231121197 MAIL ADDRESS: STREET 1: 3003 BRICK CHURCH PIKE CITY: NASHVILLE STATE: TN ZIP: 37207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BioRestorative Therapies, Inc. CENTRAL INDEX KEY: 0001505497 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 911835664 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MARCUS DRIVE CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: (631) 760-8100 MAIL ADDRESS: STREET 1: 40 MARCUS DRIVE CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: Stem Cell Assurance, Inc. DATE OF NAME CHANGE: 20101110 4 1 form4.xml X0508 4 2023-07-27 0001505497 BioRestorative Therapies, Inc. BRTX 0001677513 Broadrick Dale 3003 BRICK CHURCH PIKE NASHVILLE TN 37207 true false Common Stock 2023-07-27 4 P 0 1000 2.8 A 306073 D Warrant to acquire Common Stock 120 2019-02-19 2024-02-19 Common Stock 250 250 D Warrant to acquire Common Stock 120 2019-05-07 2024-05-07 Common Stock 276 276 D Warrant to acquire Common Stock 120 2019-10-16 2024-10-16 Common Stock 833 833 D This transaction was executed in multiple trades at prices ranging from $2.75 to $2.85 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. The reporting person also owns 316,972 shares indirectly through Fleetco, Inc. of which the reporting person is a 93% shareholder. /s/ Dale Broadrick 2023-07-27