0001140361-23-036665.txt : 20230728
0001140361-23-036665.hdr.sgml : 20230728
20230728111754
ACCESSION NUMBER: 0001140361-23-036665
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230727
FILED AS OF DATE: 20230728
DATE AS OF CHANGE: 20230728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Broadrick Dale
CENTRAL INDEX KEY: 0001677513
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37603
FILM NUMBER: 231121197
MAIL ADDRESS:
STREET 1: 3003 BRICK CHURCH PIKE
CITY: NASHVILLE
STATE: TN
ZIP: 37207
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BioRestorative Therapies, Inc.
CENTRAL INDEX KEY: 0001505497
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 911835664
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MARCUS DRIVE
CITY: MELVILLE
STATE: NY
ZIP: 11747
BUSINESS PHONE: (631) 760-8100
MAIL ADDRESS:
STREET 1: 40 MARCUS DRIVE
CITY: MELVILLE
STATE: NY
ZIP: 11747
FORMER COMPANY:
FORMER CONFORMED NAME: Stem Cell Assurance, Inc.
DATE OF NAME CHANGE: 20101110
4
1
form4.xml
X0508
4
2023-07-27
0001505497
BioRestorative Therapies, Inc.
BRTX
0001677513
Broadrick Dale
3003 BRICK CHURCH PIKE
NASHVILLE
TN
37207
true
false
Common Stock
2023-07-27
4
P
0
1000
2.8
A
306073
D
Warrant to acquire Common Stock
120
2019-02-19
2024-02-19
Common Stock
250
250
D
Warrant to acquire Common Stock
120
2019-05-07
2024-05-07
Common Stock
276
276
D
Warrant to acquire Common Stock
120
2019-10-16
2024-10-16
Common Stock
833
833
D
This transaction was executed in multiple trades at prices ranging from $2.75 to $2.85 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
The reporting person also owns 316,972 shares indirectly through Fleetco, Inc. of which the reporting person is a 93% shareholder.
/s/ Dale Broadrick
2023-07-27