0001021771-23-000092.txt : 20230914 0001021771-23-000092.hdr.sgml : 20230914 20230914160841 ACCESSION NUMBER: 0001021771-23-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230728 FILED AS OF DATE: 20230914 DATE AS OF CHANGE: 20230914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Broadrick Dale CENTRAL INDEX KEY: 0001677513 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37603 FILM NUMBER: 231255200 MAIL ADDRESS: STREET 1: 3003 BRICK CHURCH PIKE CITY: NASHVILLE STATE: TN ZIP: 37207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BioRestorative Therapies, Inc. CENTRAL INDEX KEY: 0001505497 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 911835664 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MARCUS DRIVE CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: (631) 760-8100 MAIL ADDRESS: STREET 1: 40 MARCUS DRIVE CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: Stem Cell Assurance, Inc. DATE OF NAME CHANGE: 20101110 4 1 form4.xml X0508 4 2023-07-28 0001505497 BioRestorative Therapies, Inc. BRTX 0001677513 Broadrick Dale 3003 BRICK CHURCH PIKE NASHVILLE TN 37207 true false Common Stock 2023-07-28 4 P 0 500 2.89 A 306573 D Common Stock 2023-09-07 4 P 0 1000 1.81 A 307573 D Common Stock 2023-09-07 4 P 0 1000 1.91 A 317972 I See footnote Warrant to acquire Common Stock 120 2019-02-19 2024-02-19 Common Stock 250 250 D Warrant to acquire Common Stock 120 2019-05-07 2024-05-07 Common Stock 276 276 D Warrant to acquire Common Stock 120 2019-10-16 2024-10-16 Common Stock 833 833 D Owned by Fleetco, Inc. of which the reporting person is a 93% shareholder. /s/ Dale Broadrick 2023-09-14