0002011142-24-000004.txt : 20240207 0002011142-24-000004.hdr.sgml : 20240207 20240207180309 ACCESSION NUMBER: 0002011142-24-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240206 FILED AS OF DATE: 20240207 DATE AS OF CHANGE: 20240207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Breslin Matthew CENTRAL INDEX KEY: 0002011142 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36720 FILM NUMBER: 24606159 MAIL ADDRESS: STREET 1: C/O UPLAND SOFTWARE, INC. STREET 2: 401 CONGRESS AVENUE, SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upland Software, Inc. CENTRAL INDEX KEY: 0001505155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 272992077 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-960-1010 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Acquisition Corp DATE OF NAME CHANGE: 20101105 4 1 wk-form4_1707346978.xml FORM 4 X0508 4 2024-02-06 0 0001505155 Upland Software, Inc. UPLD 0002011142 Breslin Matthew 401 CONGRESS AVE. SUITE 1850 AUSTIN TX 78701 0 1 0 0 Chief Revenue Officer 0 Common Stock 2024-02-06 2024-02-06 4 A 0 150000 0 A 150000 D One third (33.33%) of the shares of Common Stock subject to the Restricted Stock Unit Award shall vest on 3/16/2025, one-third (33.33%) of the shares of Common Stock subject to the Restricted Stock Unit Award shall vest on 3/16/2026 the remainder (33.34%) of the shares of Common Stock subject to the Restricted Stock Unit Award shall vest on 3/16/2027. /s/ Matthew Smith (as attorney-in-fact for Mr. Breslin) 2024-02-07