0001629817-21-000006.txt : 20210621 0001629817-21-000006.hdr.sgml : 20210621 20210621162838 ACCESSION NUMBER: 0001629817-21-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210617 FILED AS OF DATE: 20210621 DATE AS OF CHANGE: 20210621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gill Kinloch III CENTRAL INDEX KEY: 0001629817 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36720 FILM NUMBER: 211030958 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE., STE. 1850 CITY: AUSTIN STATE: TX ZIP: 78701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upland Software, Inc. CENTRAL INDEX KEY: 0001505155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 272992077 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-960-1010 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Acquisition Corp DATE OF NAME CHANGE: 20101105 4 1 wf-form4_162430729264880.xml FORM 4 X0306 4 2021-06-17 0 0001505155 Upland Software, Inc. UPLD 0001629817 Gill Kinloch III 401 CONGRESS AVE., STE. 1850 AUSTIN TX 78701 0 1 0 0 EVP, CLO and Secretary Common Stock 2021-06-17 4 S 0 5141 41.9818 D 72744 D Common Stock 2021-06-18 4 S 0 3344 40.6498 D 69400 D Common Stock 2021-06-21 4 S 0 55 40.71 D 69345 D Shares were sold pursuant to shareholder's 10b5-1 trading plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.64 to $42.38, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units. /s/ Kin Gill 2021-06-21