0001624067-24-000003.txt : 20240108 0001624067-24-000003.hdr.sgml : 20240108 20240108200502 ACCESSION NUMBER: 0001624067-24-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240106 FILED AS OF DATE: 20240108 DATE AS OF CHANGE: 20240108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mattox Timothy CENTRAL INDEX KEY: 0001624067 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36720 FILM NUMBER: 24521513 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE, SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upland Software, Inc. CENTRAL INDEX KEY: 0001505155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 272992077 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-960-1010 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Acquisition Corp DATE OF NAME CHANGE: 20101105 4 1 wk-form4_1704762291.xml FORM 4 X0508 4 2024-01-06 0 0001505155 Upland Software, Inc. UPLD 0001624067 Mattox Timothy 401 CONGRESS AVE., SUITE 1850 AUSTIN TX 78701 1 0 0 0 0 Common Stock 2024-01-06 2024-01-06 4 A 0 27687 0 A 411776 D Represents restricted stock units vesting in 4 equal installments on each of 3/16/2024, 6/16/2024, 9/16/2024 and 12/16/2024, provided Mr. Mattox continues to serve as a Director of Upland Software, Inc. (the "Issuer") as of each date. /s/ Matthew Smith (as attorney-in-fact for Mr. Mattox) 2024-01-08