0001624067-18-000008.txt : 20180330 0001624067-18-000008.hdr.sgml : 20180330 20180330183321 ACCESSION NUMBER: 0001624067-18-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180329 FILED AS OF DATE: 20180330 DATE AS OF CHANGE: 20180330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mattox Timothy CENTRAL INDEX KEY: 0001624067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36720 FILM NUMBER: 18726938 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE, SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upland Software, Inc. CENTRAL INDEX KEY: 0001505155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 272992077 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-960-1010 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Acquisition Corp DATE OF NAME CHANGE: 20101105 4 1 wf-form4_152244916619313.xml FORM 4 X0306 4 2018-03-29 0 0001505155 Upland Software, Inc. UPLD 0001624067 Mattox Timothy 401 CONGRESS AVE., SUITE 1850 AUSTIN TX 78701 0 1 0 0 President & COO Common Stock 2018-03-29 4 A 0 104500 28.79 A 462632 D Common Stock 2018-03-29 4 F 0 3332 28.79 D 459300 D The shares vest in twelve equal quarterly installments starting on March 16, 2018 and ending on December 16, 2020; provided that the participant continues to be a service provider through each such vesting date. Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. /s/ Toni Nguyen, Attorney-In-Fact 2018-03-30