0001624067-18-000008.txt : 20180330
0001624067-18-000008.hdr.sgml : 20180330
20180330183321
ACCESSION NUMBER: 0001624067-18-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180329
FILED AS OF DATE: 20180330
DATE AS OF CHANGE: 20180330
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mattox Timothy
CENTRAL INDEX KEY: 0001624067
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36720
FILM NUMBER: 18726938
MAIL ADDRESS:
STREET 1: 401 CONGRESS AVE, SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Upland Software, Inc.
CENTRAL INDEX KEY: 0001505155
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 272992077
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 CONGRESS AVE.
STREET 2: SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 512-960-1010
MAIL ADDRESS:
STREET 1: 401 CONGRESS AVE.
STREET 2: SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
FORMER COMPANY:
FORMER CONFORMED NAME: Silverback Acquisition Corp
DATE OF NAME CHANGE: 20101105
4
1
wf-form4_152244916619313.xml
FORM 4
X0306
4
2018-03-29
0
0001505155
Upland Software, Inc.
UPLD
0001624067
Mattox Timothy
401 CONGRESS AVE., SUITE 1850
AUSTIN
TX
78701
0
1
0
0
President & COO
Common Stock
2018-03-29
4
A
0
104500
28.79
A
462632
D
Common Stock
2018-03-29
4
F
0
3332
28.79
D
459300
D
The shares vest in twelve equal quarterly installments starting on March 16, 2018 and ending on December 16, 2020; provided that the participant continues to be a service provider through each such vesting date.
Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities.
/s/ Toni Nguyen, Attorney-In-Fact
2018-03-30