0001624067-18-000002.txt : 20180307 0001624067-18-000002.hdr.sgml : 20180307 20180307165017 ACCESSION NUMBER: 0001624067-18-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180305 FILED AS OF DATE: 20180307 DATE AS OF CHANGE: 20180307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mattox Timothy CENTRAL INDEX KEY: 0001624067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36720 FILM NUMBER: 18673911 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE, SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upland Software, Inc. CENTRAL INDEX KEY: 0001505155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 272992077 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-960-1010 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Acquisition Corp DATE OF NAME CHANGE: 20101105 4 1 wf-form4_152045939519154.xml FORM 4 X0306 4 2018-03-05 0 0001505155 Upland Software, Inc. UPLD 0001624067 Mattox Timothy 401 CONGRESS AVE., SUITE 1850 AUSTIN TX 78701 0 1 0 0 President & COO Common Stock 2018-03-05 4 S 0 17000 26.0889 D 420204 D Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on May 25, 2017, with an effective date of September 15, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.20, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any securityholder of Upland Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. /s/ Toni Nguyen, Attorney-In-Fact 2018-03-07