0001622461-21-000002.txt : 20210224 0001622461-21-000002.hdr.sgml : 20210224 20210224180040 ACCESSION NUMBER: 0001622461-21-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210222 FILED AS OF DATE: 20210224 DATE AS OF CHANGE: 20210224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Favaron Rodney C CENTRAL INDEX KEY: 0001622461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36720 FILM NUMBER: 21675263 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE., SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upland Software, Inc. CENTRAL INDEX KEY: 0001505155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 272992077 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-960-1010 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Acquisition Corp DATE OF NAME CHANGE: 20101105 4 1 wf-form4_161420755127438.xml FORM 4 X0306 4 2021-02-22 0 0001505155 Upland Software, Inc. UPLD 0001622461 Favaron Rodney C 401 CONGRESS AVE., SUITE 1850 AUSTIN TX 78701 0 1 0 0 co-President and CCO Common Stock 2021-02-22 4 A 0 150000 0 A 280786 D Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2021 and ending on December 16, 2023; provided that the participant continues to be a service provider through each such vesting date. /s/ Kin Gill (as attorney-in-fact for Mr. Favaron) 2021-02-24