0001668428-18-000100.txt : 20180914
0001668428-18-000100.hdr.sgml : 20180914
20180914161521
ACCESSION NUMBER: 0001668428-18-000100
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180913
FILED AS OF DATE: 20180914
DATE AS OF CHANGE: 20180914
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vigneau Dennis
CENTRAL INDEX KEY: 0001504946
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37779
FILM NUMBER: 181071296
MAIL ADDRESS:
STREET 1: UNKNOWN
CITY: UNKNOWN
STATE: IL
ZIP: 60601
FORMER NAME:
FORMER CONFORMED NAME: Vigneau Dennis Robert
DATE OF NAME CHANGE: 20101103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FGL Holdings
CENTRAL INDEX KEY: 0001668428
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 981354810
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4TH FLOOR
STREET 2: BOUNDARY HALL, CRICKET SQUARE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY 1-1102
BUSINESS PHONE: 410-895-0100
MAIL ADDRESS:
STREET 1: 4TH FLOOR
STREET 2: BOUNDARY HALL, CRICKET SQUARE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY 1-1102
FORMER COMPANY:
FORMER CONFORMED NAME: CF Corp
DATE OF NAME CHANGE: 20160302
4
1
wf-form4_153695610433186.xml
FORM 4
X0306
4
2018-09-13
0
0001668428
FGL Holdings
FG
0001504946
Vigneau Dennis
4TH FLOOR
BOUNDARY HALL, CRICKET SQUARE
GRAND CAYMAN
E9
KY1-1102
CAYMAN ISLANDS
0
1
0
0
Chief Financial Officer
Ordinary Shares
2018-09-13
4
P
0
25000
8.75
A
25000
D
Employee Stock Option
10.0
2025-05-15
Ordinary Shares
605693.0
605693
D
Employee Stock Option
10.0
2025-05-15
Ordinary Shares
605693.0
605693
D
Employee Stock Option
10.0
2025-05-15
Ordinary Shares
153369.0
153369
D
The transaction was executed in multiple trades at prices ranging from $8.73 to $8.77. The price represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Stock option granted pursuant to the Issuer's 2017 Omnibus Incentive Plan (the "Plan"), which vests in five equal annual installments beginning on March 15, 2019.
Stock option granted pursuant to the Plan, which becomes exercisable, if at all, in five equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding five specified price hurdles of $11, $12.75, $14.75, $17 and $20, respectively, and (b) the end of five one year periods ending March 15, 2019, 2020, 2021, 2022 and 2023, respectively.
Stock option granted pursuant to the Plan, which becomes exercisable, if at all, in five equal annual installments if the average daily closing price of the Issuer's ordinary shares for 20 consecutive trading days meets or exceeds specified annual price hurdles of $12 for the one year period ending March 15, 2019, $14.50 for the one year period ending March 15, 2020, $17 for the one year period ending March 15, 2021, $21 for the one year period ending March 15, 2022 and $25 for the one year period ending March 15, 2023, respectively.
/s/ Maria Sears, Attorney-in-Fact
2018-09-14