0000899243-19-009644.txt : 20190402
0000899243-19-009644.hdr.sgml : 20190402
20190402190927
ACCESSION NUMBER: 0000899243-19-009644
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190329
FILED AS OF DATE: 20190402
DATE AS OF CHANGE: 20190402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vigneau Dennis
CENTRAL INDEX KEY: 0001504946
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37779
FILM NUMBER: 19726981
MAIL ADDRESS:
STREET 1: UNKNOWN
CITY: UNKNOWN
STATE: IL
ZIP: 60601
FORMER NAME:
FORMER CONFORMED NAME: Vigneau Dennis Robert
DATE OF NAME CHANGE: 20101103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FGL Holdings
CENTRAL INDEX KEY: 0001668428
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 981354810
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4TH FLOOR
STREET 2: BOUNDARY HALL, CRICKET SQUARE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY 1-1102
BUSINESS PHONE: 410-895-0100
MAIL ADDRESS:
STREET 1: 4TH FLOOR
STREET 2: BOUNDARY HALL, CRICKET SQUARE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY 1-1102
FORMER COMPANY:
FORMER CONFORMED NAME: CF Corp
DATE OF NAME CHANGE: 20160302
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-29
0
0001668428
FGL Holdings
FG
0001504946
Vigneau Dennis
C/O FGL HOLDINGS, 4TH FLOOR
BOUNDARY HALL, CRICKET SQUARE
GRAND CAYMAN
E9
KY1-1102
CAYMAN ISLANDS
0
1
0
0
Chief Financial Officer
Employee Stock Option
10.00
2019-03-29
4
D
0
605693
0.00
D
2025-12-21
Ordinary Shares
605693
0
D
Employee Stock Option
10.00
2019-03-29
4
A
0
605693
0.00
A
2025-12-21
Ordinary Shares
605693
605693
D
Employee Stock Option
10.00
2019-03-29
4
D
0
605693
0.00
D
2025-12-21
Ordinary Shares
605693
0
D
Employee Stock Option
10.00
2019-03-29
4
A
0
605693
0.00
A
2025-12-21
Ordinary Shares
605693
605693
D
Employee Stock Option
10.00
2019-03-29
4
D
0
153369
0.00
D
2025-12-21
Ordinary Shares
153369
0
D
Employee Stock Option
10.00
2019-03-29
4
A
0
153369
0.00
A
2025-12-21
Ordinary Shares
153369
153369
D
This transaction involved an amendment of an existing option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The replacement option vests in five equal installments at the end of five periods ending March 15, 2019, December 31, 2019, March 15, 2021, March 15, 2022 and March 15, 2023.
This transaction involved an amendment of an existing option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The replacement option becomes exercisable, if at all, in five equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding five specified price hurdles of $11, $12.75, $14.75, $17 and $20, respectively, and (b) the end of five periods ending March 15, 2019, December 31, 2019, March 15, 2021, March 15, 2022 and March 15, 2023, respectively.
This transaction involved an amendment of an existing option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The replacement option becomes exercisable, if at all, in five equal annual installments if the average daily closing price of the Issuer's ordinary shares for 20 consecutive trading days meets or exceeds specified annual price hurdles of $12 for the one year period ending March 15, 2019, $14.50 for the period ending December 31, 2019, $17 for the one year period ending March 15, 2021, $21 for the one year period ending March 15, 2022 and $25 for the one year period ending March 15, 2023, respectively.
/s/ Maria Sears, Attorney-in-Fact
2019-04-02