0000899243-19-009644.txt : 20190402 0000899243-19-009644.hdr.sgml : 20190402 20190402190927 ACCESSION NUMBER: 0000899243-19-009644 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190329 FILED AS OF DATE: 20190402 DATE AS OF CHANGE: 20190402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vigneau Dennis CENTRAL INDEX KEY: 0001504946 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37779 FILM NUMBER: 19726981 MAIL ADDRESS: STREET 1: UNKNOWN CITY: UNKNOWN STATE: IL ZIP: 60601 FORMER NAME: FORMER CONFORMED NAME: Vigneau Dennis Robert DATE OF NAME CHANGE: 20101103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FGL Holdings CENTRAL INDEX KEY: 0001668428 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 981354810 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4TH FLOOR STREET 2: BOUNDARY HALL, CRICKET SQUARE CITY: GRAND CAYMAN STATE: E9 ZIP: KY 1-1102 BUSINESS PHONE: 410-895-0100 MAIL ADDRESS: STREET 1: 4TH FLOOR STREET 2: BOUNDARY HALL, CRICKET SQUARE CITY: GRAND CAYMAN STATE: E9 ZIP: KY 1-1102 FORMER COMPANY: FORMER CONFORMED NAME: CF Corp DATE OF NAME CHANGE: 20160302 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-29 0 0001668428 FGL Holdings FG 0001504946 Vigneau Dennis C/O FGL HOLDINGS, 4TH FLOOR BOUNDARY HALL, CRICKET SQUARE GRAND CAYMAN E9 KY1-1102 CAYMAN ISLANDS 0 1 0 0 Chief Financial Officer Employee Stock Option 10.00 2019-03-29 4 D 0 605693 0.00 D 2025-12-21 Ordinary Shares 605693 0 D Employee Stock Option 10.00 2019-03-29 4 A 0 605693 0.00 A 2025-12-21 Ordinary Shares 605693 605693 D Employee Stock Option 10.00 2019-03-29 4 D 0 605693 0.00 D 2025-12-21 Ordinary Shares 605693 0 D Employee Stock Option 10.00 2019-03-29 4 A 0 605693 0.00 A 2025-12-21 Ordinary Shares 605693 605693 D Employee Stock Option 10.00 2019-03-29 4 D 0 153369 0.00 D 2025-12-21 Ordinary Shares 153369 0 D Employee Stock Option 10.00 2019-03-29 4 A 0 153369 0.00 A 2025-12-21 Ordinary Shares 153369 153369 D This transaction involved an amendment of an existing option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The replacement option vests in five equal installments at the end of five periods ending March 15, 2019, December 31, 2019, March 15, 2021, March 15, 2022 and March 15, 2023. This transaction involved an amendment of an existing option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The replacement option becomes exercisable, if at all, in five equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding five specified price hurdles of $11, $12.75, $14.75, $17 and $20, respectively, and (b) the end of five periods ending March 15, 2019, December 31, 2019, March 15, 2021, March 15, 2022 and March 15, 2023, respectively. This transaction involved an amendment of an existing option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The replacement option becomes exercisable, if at all, in five equal annual installments if the average daily closing price of the Issuer's ordinary shares for 20 consecutive trading days meets or exceeds specified annual price hurdles of $12 for the one year period ending March 15, 2019, $14.50 for the period ending December 31, 2019, $17 for the one year period ending March 15, 2021, $21 for the one year period ending March 15, 2022 and $25 for the one year period ending March 15, 2023, respectively. /s/ Maria Sears, Attorney-in-Fact 2019-04-02