0001628280-21-019499.txt : 20211001 0001628280-21-019499.hdr.sgml : 20211001 20211001211044 ACCESSION NUMBER: 0001628280-21-019499 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210929 FILED AS OF DATE: 20211001 DATE AS OF CHANGE: 20211001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blumenthal Neil Harris CENTRAL INDEX KEY: 0001883345 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40825 FILM NUMBER: 211300772 MAIL ADDRESS: STREET 1: C/O WARBY PARKER INC. STREET 2: 233 SPRING STREET, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Warby Parker Inc. CENTRAL INDEX KEY: 0001504776 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 800423634 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 SPRING STREET STREET 2: 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: (646) 847-7215 MAIL ADDRESS: STREET 1: 233 SPRING STREET STREET 2: 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: JAND, Inc. DATE OF NAME CHANGE: 20101102 4 1 wf-form4_163313702227522.xml FORM 4 X0306 4 2021-09-29 0 0001504776 Warby Parker Inc. WRBY 0001883345 Blumenthal Neil Harris C/O WARBY PARKER INC. 233 SPRING STREET, 6TH FLOOR EAST NEW YORK NY 10013 1 1 1 0 Co-Chief Executive Officer Class A Common Stock 2021-09-29 4 C 0 20998 0 A 20998 D Class A Common Stock 2021-09-29 4 S 0 20998 54.03 D 0 D Class A Common Stock 2021-09-29 4 C 0 17606 0 A 17606 D Class A Common Stock 2021-09-29 4 S 0 17606 54.04 D 0 D Class A Common Stock 2021-09-29 4 C 0 6712 0 A 6712 D Class A Common Stock 2021-09-29 4 S 0 6712 54.04 D 0 D Class A Common Stock 2021-09-29 4 C 0 1610 0 A 1610 D Class A Common Stock 2021-09-29 4 S 0 1610 54.04 D 0 D Class A Common Stock 2021-09-29 4 S 0 42500 53.01 D 2218667 I By JJR WP Holdings LLC Class A Common Stock 2021-09-29 4 S 0 7500 53.88 D 2211167 I By JJR WP Holdings LLC Class B Common Stock 2021-09-29 4 M 0 38480 0 A Class A Common Stock 38480.0 38480 D Class B Common Stock 2021-09-29 4 C 0 20998 0 D Class A Common Stock 20998.0 17482 D Class B Common Stock 2021-09-29 4 M 0 30299 0 A Class A Common Stock 30299.0 30299 D Class B Common Stock 2021-09-29 4 C 0 17606 0 D Class A Common Stock 17606.0 12693 D Class B Common Stock 2021-09-29 4 M 0 11550 0 A Class A Common Stock 11550.0 11550 D Class B Common Stock 2021-09-29 4 C 0 6712 0 D Class A Common Stock 6712.0 4838 D Class B Common Stock 2021-09-29 4 M 0 1610 0 A Class A Common Stock 1610.0 1610 D Class B Common Stock 2021-09-29 4 C 0 1610 0 D Class A Common Stock 1610.0 0 D Restricted Stock Units 2021-09-29 4 M 0 38480 0 D Class A Common Stock 0.0 14241 D Restricted Stock Units 2021-09-29 4 M 0 30299 0 D Class A Common Stock 0.0 42419 D Restricted Stock Units 2021-09-29 4 M 0 11550 0 D Class A Common Stock 0.0 57753 D Restricted Stock Units 2021-09-29 4 M 0 1610 0 D Class A Common Stock 0.0 940752 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.65 to $53.65. The reporting person undertakes to provide the Issuer, anysecurity holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Mr. Blumenthal disclaims pecuniary interest therein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.65 to $54.11. The reporting person undertakes to provide the Issuer, anysecurity holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each share of the Issuer's Class B Common Stock is convertible into one share of the Issuer's Class A Common Stock at the option of the holder and has no expiration date. This filing relates to the occurrence of a RSU vesting event. The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert intoshares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (i) transfer of Class B common stock to a person or entity that is not in the transferor's permitted ownership group, (ii)October 1, 2031, (iii) with respect to any Class B common stock held by any person or entity in Neil Blumenthal's permitted ownership group, (A) such time as Neil Blumenthal is removed or resigns from theboard of directors, or otherwise ceases to serve as a director, (B) such time as Neil Blumenthal ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date thatis 12 months after the death or disability of Neil Blumenthal, and (iv) with respect to any Class B common stock held by any person or entity in Dave Gilboa's permitted ownership group, (A) such time as Dave Gilboa is removed or resigns from the board of directors, orotherwise ceases to serve as a director, (B) such time as Dave Gilboa ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after thedeath or disability of Dave Gilboa. Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2019 and will expire on May 1, 2026. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2020 and will expire on November 19, 2026. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2021 and will expire on January 27, 2028. The restricted stock units will vest in 60 monthly installments beginning on July 1, 2021, will expire on June 15, 2031. /s/ Hyung Bak, Attorney-in-Fact 2021-10-01