0001628280-21-019497.txt : 20211001 0001628280-21-019497.hdr.sgml : 20211001 20211001210952 ACCESSION NUMBER: 0001628280-21-019497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210929 FILED AS OF DATE: 20211001 DATE AS OF CHANGE: 20211001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller Steven Clive CENTRAL INDEX KEY: 0001883325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40825 FILM NUMBER: 211300768 MAIL ADDRESS: STREET 1: C/O WARBY PARKER INC. STREET 2: 233 SPRING STREET, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Warby Parker Inc. CENTRAL INDEX KEY: 0001504776 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 800423634 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 SPRING STREET STREET 2: 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: (646) 847-7215 MAIL ADDRESS: STREET 1: 233 SPRING STREET STREET 2: 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: JAND, Inc. DATE OF NAME CHANGE: 20101102 4 1 wf-form4_163313697616456.xml FORM 4 X0306 4 2021-09-29 0 0001504776 Warby Parker Inc. WRBY 0001883325 Miller Steven Clive C/O WARBY PARKER INC., 233 SPRING STREET, 6TH FLOOR EAST NEW YORK NY 10013 0 1 0 0 Chief Financial Officer Class A Common Stock 2021-09-29 4 M 0 81708 0 A 223464 D Class A Common Stock 2021-09-29 4 S 0 118987 53.89 D 186185 D Class A Common Stock 2021-09-29 4 P 0 100 54.05 A 186285 D Class A Common Stock 2021-09-29 4 M 0 36101 2.77 A 222386 D Class A Common Stock 2021-09-29 4 S 0 36101 53.01 D 186285 D Restricted Stock Units 2021-09-29 4 M 0 5282 0 D Class A Common Stock 5282.0 26414 D Restricted Stock Units 2021-09-29 4 M 0 29161 0 D Class A Common Stock 29161.0 2652 D Restricted Stock Units 2021-09-29 4 M 0 16832 0 D Class A Common Stock 16832.0 23567 D Restricted Stock Units 2021-09-29 4 M 0 27036 0 D Class A Common Stock 27036.0 13518 D Restricted Stock Units 2021-09-29 4 M 0 3397 0 D Class A Common Stock 3397.0 78136 D Stock Option (Right to Buy) 2.77 2021-09-29 4 M 0 36101 0 D Class A Common Stock 36101.0 0 D This filing relates to the occurrence of a RSU vesting event. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.73 to $54.38. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.33. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock. On May 31, 2018, the Reporting Person was granted 31,696 Restricted Stock Units. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2021 and will expire on January 27, 2028. On June 18, 2019, the Reporting Person was granted 31,813 Restricted Stock Units. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2018 and will expire on October 16, 2025. On November 20, 2019, the Reporting Person was granted 40,399 Restricted Stock Units. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2020 and will expire on November 19, 2026. On November 20, 2019, the Reporting Person was granted 40,554 Restricted Stock Units. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2019 and will expire on March 28, 2026. On November 20, 2019, the Reporting Person was granted 81,533 Restricted Stock Units. The restricted stock units will vest in 48 monthly installments beginning on July 1, 2021 and will expire on June 14, 2031. The Stock option was granted on February 21, 2014, will vest in 36 monthly installments beginning on January 1, 2014 and will expire on February 20, 2024. /s/ Hyung Bak, Attorney-in-Fact 2021-10-01