0001104659-24-070106.txt : 20240610 0001104659-24-070106.hdr.sgml : 20240610 20240610200229 ACCESSION NUMBER: 0001104659-24-070106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240606 FILED AS OF DATE: 20240610 DATE AS OF CHANGE: 20240610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller Steven Clive CENTRAL INDEX KEY: 0001883325 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40825 FILM NUMBER: 241034401 MAIL ADDRESS: STREET 1: C/O WARBY PARKER INC. STREET 2: 233 SPRING STREET, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Warby Parker Inc. CENTRAL INDEX KEY: 0001504776 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 800423634 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 SPRING STREET STREET 2: 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: (646) 847-7215 MAIL ADDRESS: STREET 1: 233 SPRING STREET STREET 2: 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: JAND, Inc. DATE OF NAME CHANGE: 20101102 4 1 tm2416916-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-06-06 0 0001504776 Warby Parker Inc. WRBY 0001883325 Miller Steven Clive C/O WARBY PARKER INC., 233 SPRING STREET, 6TH FLOOR EAST NEW YORK NY 10013 0 1 0 0 Chief Financial Officer 1 Class A Common Stock 2024-06-06 4 M 0 10601 13.08 A 181926 D Class A Common Stock 2024-06-06 4 M 0 662 12.35 A 182588 D Class A Common Stock 2024-06-06 4 S 0 15709 17.036 D 166879 D Class A Common Stock 2024-06-07 4 M 0 58455 12.35 A 225334 D Class A Common Stock 2024-06-07 4 S 0 58455 16.514 D 166879 D Class A Common Stock 2024-06-07 4 M 0 26511 A 193390 D Class A Common Stock 2024-06-07 4 S 0 10984 16.67 D 182406 D Stock Option (Right to Buy) 13.08 2024-06-06 4 M 0 10601 0 D Class A Common Stock 10601 0 D Stock Option (Right to Buy) 12.35 2024-06-06 4 M 0 662 0 D Class A Common Stock 662 58455 D Stock Option (Right to Buy) 12.35 2024-06-07 4 M 0 58455 0 D Class A Common Stock 58455 0 D Restricted Stock Units 2024-06-07 4 M 0 8880 0 D Class A Common Stock 8880 94717 D Restricted Stock Units 2024-06-07 4 M 0 5096 0 D Class A Common Stock 5096 23781 D Restricted Stock Units 2024-06-07 4 M 0 1981 0 D Class A Common Stock 1981 5283 D Restricted Stock Units 2024-06-07 4 M 0 10554 0 D Class A Common Stock 10544 154798 D Includes 4,446 shares acquired on May 14, 2023 under the Issuer's employee stock purchase plan in an exempt transaction pursuant to Rule 16b-3(c). The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $16.922 to $17.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. These share sales are required by the Issuer's equity compensation plan to cover taxes due on restricted stock units ("RSUs") that vested. The Stock option was granted on October 16, 2018, will vest in 48 monthly installments beginning on January 1, 2018 and will expire on October 15, 2028. The Stock option was granted on March 29, 2019, will vest in 48 monthly installments beginning on January 1, 2019 and will expire on March 28, 2029. This filing relates to the occurrence of a RSU vesting event. Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock. The RSUs will vest in 48 monthly installments beginning February 3, 2023. The RSUs will vest in 48 monthly installments beginning on July 1, 2021. The RSUs will vest in 48 substantially equal monthly installments beginning on January 1, 2021. The RSUs will vest in 48 substantially equal monthly installments beginning on January 1, 2024. /s/ Chris Utecht, Attorney-in-Fact 2024-06-10