0001104659-24-070106.txt : 20240610
0001104659-24-070106.hdr.sgml : 20240610
20240610200229
ACCESSION NUMBER: 0001104659-24-070106
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240606
FILED AS OF DATE: 20240610
DATE AS OF CHANGE: 20240610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Miller Steven Clive
CENTRAL INDEX KEY: 0001883325
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40825
FILM NUMBER: 241034401
MAIL ADDRESS:
STREET 1: C/O WARBY PARKER INC.
STREET 2: 233 SPRING STREET, 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Warby Parker Inc.
CENTRAL INDEX KEY: 0001504776
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 800423634
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 233 SPRING STREET
STREET 2: 6TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10013
BUSINESS PHONE: (646) 847-7215
MAIL ADDRESS:
STREET 1: 233 SPRING STREET
STREET 2: 6TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10013
FORMER COMPANY:
FORMER CONFORMED NAME: JAND, Inc.
DATE OF NAME CHANGE: 20101102
4
1
tm2416916-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-06-06
0
0001504776
Warby Parker Inc.
WRBY
0001883325
Miller Steven Clive
C/O WARBY PARKER INC.,
233 SPRING STREET, 6TH FLOOR EAST
NEW YORK
NY
10013
0
1
0
0
Chief Financial Officer
1
Class A Common Stock
2024-06-06
4
M
0
10601
13.08
A
181926
D
Class A Common Stock
2024-06-06
4
M
0
662
12.35
A
182588
D
Class A Common Stock
2024-06-06
4
S
0
15709
17.036
D
166879
D
Class A Common Stock
2024-06-07
4
M
0
58455
12.35
A
225334
D
Class A Common Stock
2024-06-07
4
S
0
58455
16.514
D
166879
D
Class A Common Stock
2024-06-07
4
M
0
26511
A
193390
D
Class A Common Stock
2024-06-07
4
S
0
10984
16.67
D
182406
D
Stock Option (Right to Buy)
13.08
2024-06-06
4
M
0
10601
0
D
Class A Common Stock
10601
0
D
Stock Option (Right to Buy)
12.35
2024-06-06
4
M
0
662
0
D
Class A Common Stock
662
58455
D
Stock Option (Right to Buy)
12.35
2024-06-07
4
M
0
58455
0
D
Class A Common Stock
58455
0
D
Restricted Stock Units
2024-06-07
4
M
0
8880
0
D
Class A Common Stock
8880
94717
D
Restricted Stock Units
2024-06-07
4
M
0
5096
0
D
Class A Common Stock
5096
23781
D
Restricted Stock Units
2024-06-07
4
M
0
1981
0
D
Class A Common Stock
1981
5283
D
Restricted Stock Units
2024-06-07
4
M
0
10554
0
D
Class A Common Stock
10544
154798
D
Includes 4,446 shares acquired on May 14, 2023 under the Issuer's employee stock purchase plan in an exempt transaction pursuant to Rule 16b-3(c).
The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $16.922 to $17.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
These share sales are required by the Issuer's equity compensation plan to cover taxes due on restricted stock units ("RSUs") that vested.
The Stock option was granted on October 16, 2018, will vest in 48 monthly installments beginning on January 1, 2018 and will expire on October 15, 2028.
The Stock option was granted on March 29, 2019, will vest in 48 monthly installments beginning on January 1, 2019 and will expire on March 28, 2029.
This filing relates to the occurrence of a RSU vesting event. Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock.
The RSUs will vest in 48 monthly installments beginning February 3, 2023.
The RSUs will vest in 48 monthly installments beginning on July 1, 2021.
The RSUs will vest in 48 substantially equal monthly installments beginning on January 1, 2021.
The RSUs will vest in 48 substantially equal monthly installments beginning on January 1, 2024.
/s/ Chris Utecht, Attorney-in-Fact
2024-06-10