<SEC-DOCUMENT>0001504304-16-000195.txt : 20160719
<SEC-HEADER>0001504304-16-000195.hdr.sgml : 20160719
<ACCEPTANCE-DATETIME>20160719153042
ACCESSION NUMBER: 0001504304-16-000195
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160719
DATE AS OF CHANGE: 20160719
GROUP MEMBERS: ANDREW DAKOS
GROUP MEMBERS: BULLDGO INVESTORS,LLC
GROUP MEMBERS: PHILLIP GOLDSTEIN
GROUP MEMBERS: STEVEN SAMUELS
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.
CENTRAL INDEX KEY: 0001375387
IRS NUMBER: 205691014
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-85158
FILM NUMBER: 161773426
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154-0004
BUSINESS PHONE: 212-454-6778
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154-0004
FORMER COMPANY:
FORMER CONFORMED NAME: DWS High Income Opportunities Fund, Inc.
DATE OF NAME CHANGE: 20101108
FORMER COMPANY:
FORMER CONFORMED NAME: DWS Dreman Value Income Edge Fund, Inc.
DATE OF NAME CHANGE: 20070221
FORMER COMPANY:
FORMER CONFORMED NAME: DWS Dreman Value IncomEdge Fund, Inc.
DATE OF NAME CHANGE: 20060913
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Bulldog Investors, LLC
CENTRAL INDEX KEY: 0001504304
IRS NUMBER: 270926182
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
FORMER COMPANY:
FORMER CONFORMED NAME: Brooklyn Capital Management LLC
DATE OF NAME CHANGE: 20101026
</SEC-HEADER>
<DOCUMENT>
<TYPE>SC 13D/A
<SEQUENCE>1
<FILENAME>thirda.txt
<TEXT>
SCHEDULE 13D/A
DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT
7/18/16
1. NAME OF REPORTING PERSON
Bulldog Investors, LLC
2. CHECK THE BOX IF MEMBER OF A GROUP a[ ]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
DE
___________________________________________________________
7. SOLE VOTING POWER
691,500
8. SHARED VOTING POWER
484,792
9. SOLE DISPOSITIVE POWER
691,500
_______________________________________________________
10. SHARED DISPOSITIVE POWER
484,792
1,176,292 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
7.75%
14. TYPE OF REPORTING PERSON
IA
___________________________________________________________
1. NAME OF REPORTING PERSON
Phillip Goldstein
2. CHECK THE BOX IF MEMBER OF A GROUP a[x]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
691,500
8. SHARED VOTING POWER
484,792
9. SOLE DISPOSITIVE POWER
691,500
_______________________________________________________
10. SHARED DISPOSITIVE POWER
484,792
1,176,292 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
7.75%
14. TYPE OF REPORTING PERSON
IN
___________________________________________________________
1. NAME OF REPORTING PERSON
Andrew Dakos
2. CHECK THE BOX IF MEMBER OF A GROUP a[ ]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
691,500
8. SHARED VOTING POWER
484,792
9. SOLE DISPOSITIVE POWER
691,500
_______________________________________________________
10. SHARED DISPOSITIVE POWER
484,792
1,176,292 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
7.75%
14. TYPE OF REPORTING PERSON
IN
___________________________________________________________
1. NAME OF REPORTING PERSON
Steven Samuels
2. CHECK THE BOX IF MEMBER OF A GROUP a[ ]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
691,500
8. SHARED VOTING POWER
484,792
9. SOLE DISPOSITIVE POWER
691,500
_______________________________________________________
10. SHARED DISPOSITIVE POWER
484,792
1,176,292 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
7.75%
14. TYPE OF REPORTING PERSON
IN
_______________________________________________________
Item 1. SECURITY AND ISSUER
This statement constitutes Amendment #8 to the schedule 13d
filed July 10, 2014. Except as specifically set forth
herein, the Schedule 13d remains unmodified.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) As per the N-CSRS filed June 3, 2016, there were 15,181,370 shares of
common stock outstanding as of March 31, 2016. The percentages set forth
herein were derived using such number. Phillip Goldstein, Andrew Dakos and
Steven Samuels own Bulldog Investors, LLC, a registered investment advisor.
As of July 19, 2016 Bulldog Investors, LLC is deemed to be the beneficial
owner of 1,176,292 shares of DHG (representing 7.75% of DHG's outstanding
shares) solely by virtue of Bulldog Investors LLC's power to direct the vote
of, and dispose of, these shares. These 1,176,292 shares of DHG include 691,500
shares (representing 4.56% of DHG's outstanding shares) owned by Mr. Goldstein
and the following entities over which Messrs.Goldstein, Dakos and Samuels
exercise control: Opportunity Partners LP, Calapasas West Partners LP, Full
Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value
Partners, LP, Opportunity Income Plus, LP, and MCM Opportunity Partners, LP
(collectively,"Bulldog Investors Group of Funds"). Bulldog Investors Group of
Funds and Mr. Goldstein may be deemed to constitute a group. All other shares
included in the aforementioned 1,176,292 shares of DHG beneficially owned by
Bulldog Investors, LLC (solely by virtue of its power to sell or direct the
vote of these shares) are also beneficially owned by clients of Bulldog
Investors, LLC who are not members of any group. The total number of
these "non-group" shares is 484,792 shares (representing 3.19% of DHG's
outstanding shares).
(b) Bulldog Investors, LLC has sole power to dispose of and vote 691,500 shares.
Bulldog Investors, LLC has shared power to dispose of and vote 484,792 shares.
Certain of Bulldog Investors, LLC's clients (none of whom beneficially own more
than 5% of DHG's shares) share this power with Bulldog Investors, LLC. Messrs.
Goldstein, Dakos and Samuels are control persons of Bulldog Investors, LLC.
c) During the last 60 days the following shares of DHG were sold:
Date: Shares: Price:
06/06/16 (1,800) 13.6803
06/07/16 (9,458) 13.7238
06/08/16 (14,207) 13.8041
06/09/16 (4,540) 13.7416
06/10/16 (3,200) 13.6958
06/17/16 (10,800) 13.4501
06/21/16 (5,500) 13.5875
06/23/16 (8,267) 13.6054
06/24/16 (25,000) 13.5000
06/24/16 (6,715) 13.5053
06/27/16 (700) 13.4200
06/28/16 (7,902) 13.5029
06/29/16 (46,619) 13.5637
06/30/16 (10,585) 13.6017
07/01/16 (1,859) 13.6486
07/05/16 (11,674) 13.6232
07/07/16 (33,100) 13.7244
07/08/16 (10,931) 13.8300
07/11/16 (400) 13.8800
07/12/16 (5,385) 13.9804
07/14/16 (1,500) 13.9000
07/18/16 (10,148) 13.9500
d) Clients of Bulldog Investors, LLC are entitled to receive any dividends or
sales proceeds.
e) N/A
ITEM 6. CONTRACTS,ARRANGEMENTS,UNDERSTANDINGS OR RELATIONSHIPS
WITH RESPECT TO SECURITIES OF THE ISSUER.
None
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
None
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this
statement is true, complete and correct.
Dated: 7/19/2016
By: /S/ Phillip Goldstein
Name: Phillip Goldstein
By: /S/ Andrew Dakos
Name: Andrew Dakos
By: /S/ Steven Samuels
Name: Steven Samuels
Bulldog Investors, LLC
By: /s/ Andrew Dakos
Andrew Dakos, Member
Footnote 1: The reporting persons disclaim beneficial ownership except
to the extent of any pecuniary interest therein.
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>