0001398344-21-003151.txt : 20210212
0001398344-21-003151.hdr.sgml : 20210212
20210212121229
ACCESSION NUMBER: 0001398344-21-003151
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210212
DATE AS OF CHANGE: 20210212
EFFECTIVENESS DATE: 20210212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bulldog Investors, LLP
CENTRAL INDEX KEY: 0001504304
IRS NUMBER: 270926182
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15290
FILM NUMBER: 21624699
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
FORMER COMPANY:
FORMER CONFORMED NAME: Bulldog Investors, LLC
DATE OF NAME CHANGE: 20130610
FORMER COMPANY:
FORMER CONFORMED NAME: Brooklyn Capital Management LLC
DATE OF NAME CHANGE: 20101026
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Bulldog Investors, LLP
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE. SUITE 708
SADDLE BROOK
NJ
07663
13F HOLDINGS REPORT
028-15290
N
Philip Goldstein
Member
201-556-0092
/s/ Philip Goldstein
Saddle Brook
NJ
02-08-2021
0
155
271746
INFORMATION TABLE
2
fp0061453_13fhr-table.xml
13F INFORMATION TABLE
180 DEGREE CAP CORP
Com
68235B109
22
10000
SH
SOLE
10000
0
0
180 LIFE SCIENCES 25 WTS WARRANTS EXP 11/07/25
Warrants
68236V112
4
11007
SH
SOLE
11007
0
0
180 LIFE SCIENCES CORP
Com
68236V104
70
25727
SH
SOLE
25727
0
0
7GC & CO HLDGS INC
Units
81786A206
1055
100000
SH
SOLE
100000
0
0
ABERDEEN EMERGING MARKETS EQUITY
Com
00301W105
1320
161825
SH
SOLE
161825
0
0
ABERDEEN JAPAN EQUITY FUND I
Com
00306J109
1087
114992
SH
SOLE
114992
0
0
ACKRELL SPAC PART 26 UTS EXP 12/01/26
Units
00461L204
1544
150000
SH
SOLE
150000
0
0
ADAMS DIVERSIFIED EQUITY FUND
Com
006212104
3621
209433
SH
SOLE
209433
0
0
AGBA ACQUISITION 24 WTF WARRANTS EXP 05/10/24
Warrants
G0120M117
59
118350
SH
SOLE
118350
0
0
AGBA ACQUISITION LTD RTF RIGHTS EXP
Rights
G0120M125
40
118350
SH
SOLE
118350
0
0
ALBERTON ACQUISIT 21 RTS RIGHTS EXP 04/26/21
Rights
G35006132
86
115555
SH
SOLE
115555
0
0
ALBERTON ACQUISIT 25 WTS WARRANTS EXP 04/26/25
Warrants
G35006124
139
115555
SH
SOLE
115555
0
0
ALTITUDE ACQUISITION CORP UNIT EXP 113027
Units
02156Y202
1760
170000
SH
SOLE
170000
0
0
ALUSSA ENERGY ACQUIS UTF EXP
Units
G0232J127
290
27200
SH
SOLE
27200
0
0
ALUSSA ENERGY ACQUISIT F CLASS A
Com
G0232J101
1006
100000
SH
SOLE
100000
0
0
AMERICAN VIRTUAL 25 WTS WARRANTS EXP 04/07/25
Warrants
030382113
10
21154
SH
SOLE
21154
0
0
AMPLITUDE HEALTHC 26 WTS WARRANTS EXP 12/01/26
Warrants
03212A113
131
90108
SH
SOLE
90108
0
0
AMPLITUDE HEALTHCARE ACQ CLASS A
Com
03212A105
2464
246150
SH
SOLE
246150
0
0
ANDINA ACQUISITIO 25 RTF RIGHTS EXP 10/01/25
Rights
G04415132
74
194550
SH
SOLE
194550
0
0
ANDINA ACQUISITIO 25 WTF WARRANTS EXP 10/01/25
Warrants
G04415124
153
192550
SH
SOLE
192550
0
0
APOLLO SENIOR FLOATING RATE
Com
037636107
796
55257
SH
SOLE
55257
0
0
APOLLO TACTICAL INCOME COMMON
Com
037638103
863
59597
SH
SOLE
59597
0
0
ARCLIGHT CLEAN TRANSITION CORP UNIT
Units
G04561117
1190
100000
SH
SOLE
100000
0
0
ASA GOLD AND PRECIOUS METALS LIMITED
Com
G3156P103
298
13645
SH
SOLE
13645
0
0
ASCENDANT DIGITAL AC UTS EXP
Units
G05155125
525
50000
SH
SOLE
50000
0
0
ATLAS CREST INVT CORP
Com
049284102
1138
113103
SH
SOLE
113103
0
0
ATLAS CREST INVT CORP UNIT
Units
049284201
3470
328498
SH
SOLE
328498
0
0
ATLAS CREST INVT CORP WTS
Warrants
049284110
46
24101
SH
SOLE
24101
0
0
BARINGS BDC INC
Com
06759L103
3985
433081
SH
SOLE
433081
0
0
BLUE WTR ACQUISITION CORP UNIT EXP 083127
Units
09607T203
725
70000
SH
SOLE
70000
0
0
BOULDER GROWTH AND INCOM
Com
101507101
9269
832074
SH
SOLE
832074
0
0
BOWX ACQUISITION COR UTS EXP
Units
103085205
1822
170248
SH
SOLE
170248
0
0
BRANDYWINEGBL GBL INCM O
Com
10537L104
2009
160816
SH
SOLE
160816
0
0
BROADSTONE ACQUISITI UTF EXP
Units
G1739V118
1645
156791
SH
SOLE
156791
0
0
CAPITOL INVT CORP V UTS EXP
Units
14064F209
2577
250240
SH
SOLE
250240
0
0
CAPSTAR SPECIAL PURP UTS EXP
Units
14070Y200
217
20000
SH
SOLE
20000
0
0
Cascade Acquistion Corp.
Units
147151203
1693
162035
SH
SOLE
162035
0
0
CC NEUBERGER PRIN HLDGS II
Units
G3166T129
1042
104700
SH
SOLE
104700
0
0
CENTRAL SECURITIES CORP
Com
155123102
12449
381390
SH
SOLE
381390
0
0
CERBERUS TELECOM ACQ UTS EXP
Units
G2040C112
4270
400580
SH
SOLE
400580
0
0
CF ACQUISITION CO 27 UTS EXP 12/31/27
Units
12520T201
1477
143496
SH
SOLE
143496
0
0
CF FIN ACQUISITION CORP III UNIT
Units
12529D207
2629
245000
SH
SOLE
245000
0
0
CHP MERGER CORP
Warrants
12558Y114
68
52500
SH
SOLE
52500
0
0
CHP MERGER CORP CLASS A
Com
12558Y106
1488
145000
SH
SOLE
145000
0
0
CHURCHILL CAP CORP IV WT EXP 08/04/25
Warrants
171439110
200
131906
SH
SOLE
131906
0
0
CHURCHILL CAPITAL 24 WTS WARRANTS EXP 07/02/24
Warrants
17143G114
65
32964
SH
SOLE
32964
0
0
CHURCHILL CAPITAL CORP II A
Rights
17143G114
58
29554
SH
SOLE
29554
0
0
CHURCHILL CAPITAL CORP IV CL A
Com
171439102
7136
712906
SH
SOLE
712906
0
0
CHURCHILL CAPITAL CORP V UNIT
Units
17144T206
4200
400000
SH
SOLE
400000
0
0
CORNER GROWTH ACQUISITION CO UNIT
Units
G2425N121
1045
100000
SH
SOLE
100000
0
0
CRESCENT ACQUISITION CORP CL A
Com
22564L105
131
12500
SH
SOLE
12500
0
0
CRESCENT CAP BDC INC
Com
225655109
2076
142502
SH
SOLE
142502
0
0
D8 HLDGS CORP. 27 WTF WARRANTS EXP 08/05/27
Warrants
G2614K128
68
64575
SH
SOLE
64575
0
0
DFP HEALTHCARE ACQUISITIONS CORP COM CL A
Com
23343Q100
3319
307288
SH
SOLE
307288
0
0
DFP HEALTHCARE ACQUISITNS CORP
Warrants
23343Q118
150
76822
SH
SOLE
76822
0
0
DIVIDEND & INCOME FD COM NEW
Com
25538A204
5092
452600
SH
SOLE
452600
0
0
DTF TAX FREE INCOME INC
Com
23334J107
1767
118614
SH
SOLE
118614
0
0
DUNE ACQUISITION CORP UNIT
Units
265334201
1435
140000
SH
SOLE
140000
0
0
E MERGE TECHNOLOGY ACQUISITION
Units
26873Y203
2851
267450
SH
SOLE
267450
0
0
EATON VANCE FLOATING RATE INCOME PLUS FD COM SHS BEN INT
Com
278284104
6297
404959
SH
SOLE
404959
0
0
EATON VANCE SHORT DUR DIV IN FD
Com
27828V104
265
21402
SH
SOLE
21402
0
0
EDTECHX HLDGS ACQUISITION CORP II
Units
28139A201
2322
225000
SH
SOLE
225000
0
0
EMPOWER LTD
Units
G3R39W128
2194
210941
SH
SOLE
210941
0
0
EQUUS TOTAL RETURN INC
Com
294766100
143
66126
SH
SOLE
66126
0
0
FG NEW AMER ACQUISITION CORP
Com
30259V106
4460
438112
SH
SOLE
438112
0
0
FG NEW AMER ACQUISITION CORP UNITS
Units
30259V205
642
60493
SH
SOLE
60493
0
0
FG NEW AMER ACQUISITION CORP WTS
Warrants
30259V114
318
219056
SH
SOLE
219056
0
0
FINTECH ACQUISITION CORP V
Units
31810Q305
1387
130000
SH
SOLE
130000
0
0
FIRST EAGLE SENIOR LOAN FUND
Com
32010E100
861
61660
SH
SOLE
61660
0
0
FIRST TR SR FLTG RT INC FD 2
Com
33733U108
158
13584
SH
SOLE
13584
0
0
FOREST ROAD ACQUISITION CORP
Units
34619R201
3098
295000
SH
SOLE
295000
0
0
FORUM MERGER III CORP
Com
349885103
601
44381
SH
SOLE
44381
0
0
FORUM MERGER III CORP WT EXP EXP 08/24/27
Warrants
349885111
237
68487
SH
SOLE
68487
0
0
FS KKR CAP CORP II COM
Com
35952V303
1183
72178
SH
SOLE
72178
0
0
FUSION ACQUISITION CORP CL A
Com
36118H105
1103
97598
SH
SOLE
97598
0
0
GALILEO ACQUISITION CORP
Com
G3770A102
108
10599
SH
SOLE
10599
0
0
GALILEO ACQUISITION CORP WTS
Warrants
G3770A110
305
363024
SH
SOLE
363024
0
0
GENERAL AMERN INVS INC
Com
368802104
10701
287739
SH
SOLE
287739
0
0
GIGCAPITAL2 INC RTS
Rights
375036126
80
192757
SH
SOLE
192757
0
0
GIGCAPITAL2 INC WTS
Warrants
375036118
249
126868
SH
SOLE
126868
0
0
GIGCAPITAL3 INC
Warrants
37519D115
572
163924
SH
SOLE
163924
0
0
GLRY STR NW MDIA WTS
Warrants
G39973113
3
42082
SH
SOLE
42082
0
0
GO ACQUISITION CORP
Units
362019200
3203
301285
SH
SOLE
301285
0
0
GOLDEN FALCON ACQUISITION CORP
Units
38102H208
260
25000
SH
SOLE
25000
0
0
GORES HLDGS IV INC
Warrants
382865111
205
49447
SH
SOLE
49447
0
0
GORES HLDGS V INC
Units
382864205
241
22384
SH
SOLE
22384
0
0
GORES HLDGS VI UNITS
Units
38286R204
106
10000
SH
SOLE
10000
0
0
GREENLAND TECHNOLOGIES HLDG
Warrants
G4095T115
20
24700
SH
SOLE
24700
0
0
GRIFFIN INDUSTRIEAL REALTY INC
Com
398231100
3131
50100
SH
SOLE
50100
0
0
HARVEST CAPITAL CREDIT CORP
Com
41753F109
310
40974
SH
SOLE
40974
0
0
HEALTHCARE SERVICES ACQUISITION
Units
42227K203
1022
100000
SH
SOLE
100000
0
0
HIGH INCOME SECS FD SH BEN INT
Com
42968F108
206
24000
SH
SOLE
24000
0
0
HIGHCAPE CAP ACQU 27 UTS EXP 09/30/27
Units
42984L204
1858
180000
SH
SOLE
180000
0
0
HIGHLAND GLOBAL ALLOCATION FUND
Com
43010T104
952
145823
SH
SOLE
145823
0
0
HILL INTERNATIONAL INC
Com
431466101
1156
602056
SH
SOLE
602056
0
0
HOLICITY INC
Units
435063201
260
25000
SH
SOLE
25000
0
0
HORIZON ACQUISITION CORP
Units
G46049121
3240
303490
SH
SOLE
303490
0
0
HOWARD HUGHES CORP
Com
44267D107
947
12000
SH
SOLE
12000
0
0
IG ACQUISITION CORP
Units
449534205
5679
525350
SH
SOLE
525350
0
0
INTL GNRL INSURANCE HLDNGS L
Warrants
G4809J114
105
132500
SH
SOLE
132500
0
0
JAPAN SMALLER CAPITALIZATION FD INC
Com
47109U104
1176
130053
SH
SOLE
130053
0
0
JUNIPER INDL HLDGS INC WTS
Warrants
48205G114
205
111208
SH
SOLE
111208
0
0
JUNIPER INDUSTRIAL HLDGS INC
Com
48205G106
2382
222417
SH
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222417
0
0
LANDCADIA HOLDINGS III INC
Units
51476H209
5247
469740
SH
SOLE
469740
0
0
LION GROUP HLDG LTD ADS WTS
Warrants
53620U110
3
30525
SH
SOLE
30525
0
0
LIONHEART ACQUISITION CORP I
Units
53625R203
1770
170000
SH
SOLE
170000
0
0
LIVE OAK ACQUISITION CORP II
Units
53804W205
2713
250000
SH
SOLE
250000
0
0
LONGEVITY ACQUISITION CORP
Warrants
G56372116
41
26232
SH
SOLE
26232
0
0
MORGAN STANLEY EMERGING MKT DEB
Com
61744H105
2922
315595
SH
SOLE
315595
0
0
MOTIVE CAPITAL CORP
Units
G6293A129
527
50000
SH
SOLE
50000
0
0
MUDRICK CAPITAL ACQU CORP II
Units
62477L206
3609
350000
SH
SOLE
350000
0
0
MULTIPLAN CORP
Warrants
62548M118
25
16974
SH
SOLE
16974
0
0
NEBULA CARAVEL ACQUISITION C
Units
629070202
270
25000
SH
SOLE
25000
0
0
NEW IRELAND FD INC
Com
645673104
3144
302899
SH
SOLE
302899
0
0
NEXPOINT STRATEGIC OPPORTUNITIES
Com
65340G205
612
58137
SH
SOLE
58137
0
0
NUVEEN FLOATING RATE INCOME FD
Com
67072T108
1035
118377
SH
SOLE
118377
0
0
NUVEEN FLOATING RT INC OPP FD
Com
6706EN100
1753
202464
SH
SOLE
202464
0
0
NUVEEN SHT DUR CR OPP FD
Com
67074X107
2082
155840
SH
SOLE
155840
0
0
OAKTREE ACQUISITION CORP II
Units
G6715X129
1285
120000
SH
SOLE
120000
0
0
PIONEER DIVERSIFIED HIGH INC
Com
723653101
1483
101897
SH
SOLE
101897
0
0
PORTMAN RIDGE FIN CORP
Com
73688F102
766
400905
SH
SOLE
400905
0
0
PROPTECH INVESTMENT CORP II
Units
743497208
3348
315000
SH
SOLE
315000
0
0
RMR MORTGAGE TR
Com
76970B101
2829
267926
SH
SOLE
267926
0
0
ROMAN DBDR TECH ACQUISITION
Warrants
77584N119
46
37500
SH
SOLE
37500
0
0
ROMAN DBDR TECH ACQUISITION CO COM
Com
77584N101
758
75000
SH
SOLE
75000
0
0
ROYCE VALUE TRUST
Com
780910105
270
16700
SH
SOLE
16700
0
0
SC HEALTH CORP CL A
Com
G78516203
807
78712
SH
SOLE
78712
0
0
SCIENJOY HLDG CORP
Com
G7864D112
20
2339
SH
SOLE
2339
0
0
SCION TECH GROWTH I
Units
G31067120
516
50000
SH
SOLE
50000
0
0
SEAPORT GLOBAL ACQUISITN COR
Com
812227106
1177
117500
SH
SOLE
117500
0
0
SEAPORT GLOBAL ACQUISITN COR UNITS
Units
812227205
639
62500
SH
SOLE
62500
0
0
SEAPORT GLOBAL ACQUISITN COR WTS
Warrants
812227114
90
88125
SH
SOLE
88125
0
0
SOURCE CAP INC
Com
836144105
7854
196793
SH
SOLE
196793
0
0
SPARTACUS ACQUISITION CORP CL A
Com
84677L109
4659
463088
SH
SOLE
463088
0
0
SPARTACUS ACQUISITION CORP UNITS
Units
84677L208
710
67127
SH
SOLE
67127
0
0
SPARTACUS ACQUISITION CORP WTS
Warrants
84677L117
259
231544
SH
SOLE
231544
0
0
SPDR S&P 500 ETF TR TR
TR Unit
78462F103
1162
3109
SH
SOLE
3109
0
0
SURO CAPITAL CORP
Com
86887Q109
6709
512510
SH
SOLE
512510
0
0
SWISS HELVETIA FD INC
Com
870875101
554
61947
SH
SOLE
61947
0
0
TAIWAN FD INC
Com
874036106
5717
222900
SH
SOLE
222900
0
0
TEGNA INC
Com
87901J105
726
52034
SH
SOLE
52034
0
0
TEMPLETON GLOBAL INCOME FD INC
Com
880198106
1618
294226
SH
SOLE
294226
0
0
TORTOISE POWER ENERGY INFRASTRUCTURE
Com
89147X104
2336
210856
SH
SOLE
210856
0
0
TPG PACE TECH OPPORTUNITIES
Units
G8990Y111
1322
116400
SH
SOLE
116400
0
0
TRINITY PL HLDGS INC COM
Com
89656D101
278
222097
SH
SOLE
222097
0
0
TS INNOVATION ACQUISITN CORP
Units
87284T209
1054
100000
SH
SOLE
100000
0
0
VENTOUX CCM ACQUISITION CORP
Units
92280L200
252
24428
SH
SOLE
24428
0
0
VERTICAL CAP INCOME FD
Com
92535C104
6114
621370
SH
SOLE
621370
0
0
VILLAGE SUPER MARKET INC CL A
Com
927107409
1045
47382
SH
SOLE
47382
0
0
VOYA PRIME RATE TR
Com
92913A100
12244
2739178
SH
SOLE
2739178
0
0
VPC IMPACT ACQUISITION HLDNG
Com
G9441E100
3530
350216
SH
SOLE
350216
0
0
VPC IMPACT ACQUISITION HLDNG WTS
Warrants
G9441E118
189
175104
SH
SOLE
175104
0
0
XL FLEET CORP
Warrants
9837FR118
299
36852
SH
SOLE
36852
0
0
YELLOWSTONE ACQUISITION CO
Units
98566K204
4559
428080
SH
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428080
0
0
YUCAIPA ACQUISITION CORP
Units
G9879L121
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450896
SH
SOLE
450896
0
0