0001398344-20-022561.txt : 20201113
0001398344-20-022561.hdr.sgml : 20201113
20201113102920
ACCESSION NUMBER: 0001398344-20-022561
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201113
DATE AS OF CHANGE: 20201113
EFFECTIVENESS DATE: 20201113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bulldog Investors, LLC
CENTRAL INDEX KEY: 0001504304
IRS NUMBER: 270926182
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15290
FILM NUMBER: 201309681
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
FORMER COMPANY:
FORMER CONFORMED NAME: Brooklyn Capital Management LLC
DATE OF NAME CHANGE: 20101026
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001504304
XXXXXXXX
09-30-2020
09-30-2020
false
Bulldog Investors, LLC
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE. SUITE 708
SADDLE BROOK
NJ
07663
13F HOLDINGS REPORT
028-15290
N
Philip Goldstein
Member
201-556-0092
/s/ Philip Goldstein
Saddle Brook
NJ
11-05-2020
0
150
310497
INFORMATION TABLE
2
fp0058533_13fhr-table.xml
13F INFORMATION TABLE
180 DEGREE CAP CORP COM
Com
68235B109
19
10000
SH
SOLE
10000
0
0
ACAMAR PARTNERS ACQUISITION CORP WT
Warrants
004285110
41
36885
SH
SOLE
36885
0
0
ABERDEEN ASIA PACIFIC INCOM FD
Com
003009107
616
154504
SH
SOLE
154504
0
0
ABERDEEN EMERGIONG MKT EQ
COM
00301W105
1049
161825
SH
SOLE
161825
0
0
ABERDEEN JAPAN EQUITY FD
COM
00306J109
1235
149244
SH
SOLE
149244
0
0
ADAMS EXPRESS COMPANY
COM
006212104
3449
212740
SH
SOLE
212740
0
0
ADAMS NATURAL RESOURCES FUND
Com
00548F105
696
71180
SH
SOLE
71180
0
0
AGBA ACQUISITION LTD RTS
Rights
G0120M125
27
118350
SH
SOLE
118350
0
0
AGBA ACQUISITION LTD WT 5/10/24
Warrants
G0120M117
38
118350
SH
SOLE
118350
0
0
ALBERTON ACQUISITION CORP
Rights
G35006132
23
115555
SH
SOLE
115555
0
0
ALBERTON ACQUISITION CORP
Warrants
G35006124
24
115555
SH
SOLE
115555
0
0
ALUSSA ENERGY ACQUIS UTF EXP
Units
G0232J127
277
27200
SH
SOLE
27200
0
0
ALUSSA ENERGY ACQUISITION CORP COM
Com
G0232J101
993
100000
SH
SOLE
100000
0
0
American Vrtual Cloud Tech WTS
Warrants
030382113
6
21154
SH
SOLE
21154
0
0
AMPLITUDE HEALTHCARE ACQ CLASS
COM
03212A105
2464
248250
SH
SOLE
248250
0
0
AMPLITUDE HEALTHCARE ACQ WTS
Warrants
03212A113
103
92208
SH
SOLE
92208
0
0
ANDINA ACQUISITION CORP III
Rights
G04415132
63
198350
SH
SOLE
198350
0
0
ANDINA ACQUISITION CORP III
Warrants
G04415124
65
196350
SH
SOLE
196350
0
0
APEX TECHNOLOGY ACQUISITION
Units
03768F201
1291
109415
SH
SOLE
109415
0
0
APEX TECHNOLOGY ACQUISITION CORP CL A
Com
03768F102
1154
108884
SH
SOLE
108884
0
0
APEX TECHNOLOGY ACQUISITION CORP WT
Warrants
03768F110
106
54442
SH
SOLE
54442
0
0
ARCLIGHT CLEAN TRANSITION CORP UNIT
Units
G04561117
1004
100000
SH
SOLE
100000
0
0
ASA GOLD AND PRECIOUS METALS
COM
G3156P103
1749
82203
SH
SOLE
82203
0
0
ASCENDANT DIGITAL ACQUISITION CORP UNIT
Com
G05155125
526
50000
SH
SOLE
50000
0
0
B RILEY PRIN MERGER CORP II CL A
Com
05600U106
1520
151848
SH
SOLE
151848
0
0
B RILEY PRIN MERGER CORP II WT
Warrants
05600U114
60
44398
SH
SOLE
44398
0
0
BARINGS BDC INC COM
Com
06759L103
1585
198125
SH
SOLE
198125
0
0
BOULDER GROWTH & INCM FD INC
COM
101507101
8376
837629
SH
SOLE
837629
0
0
BOWX ACQUISITION CORP UNIT
Units
103085205
721
70248
SH
SOLE
70248
0
0
BRANDYWINE GLOBAL INCOME
COM
10537L104
3846
334126
SH
SOLE
334126
0
0
BROADSTONE ACQUISITION CORP UNIT
Units
G1739V118
1568
157310
SH
SOLE
157310
0
0
BROOKFIELD PPTY REIT INC CLASS A
Units
11282X103
70751
865992
SH
SOLE
865992
0
0
CAPSTAR SPECIAL PURP UTS
Unit
14070Y200
204
20000
SH
SOLE
20000
0
0
CC NEUBERGER PRIN HLDGS II UNITS
Units
G3166T129
1082
104700
SH
SOLE
104700
0
0
CENTRAL SECS CORP COM
COM
155123102
11120
383591
SH
SOLE
383591
0
0
CF FIN ACQUISITION CORP CL A
Com
12528N107
1618
155547
SH
SOLE
155547
0
0
CF FIN ACQUISITION CORP RED WT EXP 04/30/25
Warrants
12528N115
34
35197
SH
SOLE
35197
0
0
CHP MERGER CORP CLASS A
Com
12558Y106
1478
145000
SH
SOLE
145000
0
0
CHP MERGER CORP. 24 WTS
Warrants
12558Y114
59
52500
SH
SOLE
52500
0
0
CHURCHILL CAP CORP II WT EXP
Warrants
17143G114
175
81620
SH
SOLE
81620
0
0
CHURCHILL CAPITAL 25 UTS EXP 08/04/25
units
171439201
6320
630770
SH
SOLE
630770
0
0
CRESCENT ACQUISITION CORP CL A
Common Stocks
22564L105
126
12500
SH
SOLE
12500
0
0
CRESCENT CAP BDC INC
COM
225655109
1817
142502
SH
SOLE
142502
0
0
D8 HLDGS CORP. 27 WTF
Warrants
G2614K128
46
64575
SH
SOLE
64575
0
0
DELAWARE INV MINN MUNI II
Com
24610V103
6706
515811
SH
SOLE
515811
0
0
DFP HEALTHCARE ACQUISITIONS CORP UNIT 1 COM CL A & 1/4 WT EXP
Units
23343Q209
3254
311400
SH
SOLE
311400
0
0
DIVIDEND AND INCOME FUND
COM
25538A204
4852
533307
SH
SOLE
533307
0
0
DMY TECHNOLOGY GR 27 WTS
Warrants
24984K113
242
80797
SH
SOLE
80797
0
0
DMY TECHNOLOGY GROUP INC CL A
Com
233253103
1300
101852
SH
SOLE
101852
0
0
DTF TAX FREE INCOME INC
Com
23334J107
366
25344
SH
SOLE
25344
0
0
E MERGE TECHNOLOGY ACQUISITION CORP UNIT
Units
26873Y203
2715
269350
SH
SOLE
269350
0
0
EQUUS TOTAL RETURN INC
COM
294766100
111
91476
SH
SOLE
91476
0
0
EV FLOATING-RATE INCOME PLUS
Common Stocks
278284104
4859
346673
SH
SOLE
346673
0
0
FG NEW AMER ACQUISITION CORP UNIT
Units
30259V205
3091
308775
SH
SOLE
308775
0
0
FINSERV ACQUISITION CORP CL A
Com
318085107
1643
163836
SH
SOLE
163836
0
0
FINSERV ACQUISITION CORP CL A WTS
Warrants
318085115
75
81918
SH
SOLE
81918
0
0
FIRST EAGLE SENIOR LOAN FUND
Cpm
32010E100
475
38311
SH
SOLE
38311
0
0
FIRST TR SR FLTG RT INC FD 2
Com
33733U108
149
13584
SH
SOLE
13584
0
0
FLYING EAGLE ACQU 27 WTS
Warrants
34407Y111
134
41171
SH
SOLE
41171
0
0
FLYING EAGLE ACQUISITIONCLASS A
Com
34407Y103
885
72762
SH
SOLE
72762
0
0
FOLEY TRASIMENE ACQUISITION CORP II UNIT
Com
344328208
3136
307410
SH
SOLE
307410
0
0
FORTRESS VALUE ACQUI UTS EXP
Units
349642207
103
10000
SH
SOLE
10000
0
0
FORUM MERGER III CORP UNIT
Units
349885202
2615
250525
SH
SOLE
250525
0
0
FRANKLIN UNIVERSAL TRUST
Com
355145103
780
114383
SH
SOLE
114383
0
0
FS KKR CAPITAL CORP II
Com
35952V303
1062
72178
SH
SOLE
72178
0
0
FUSION ACQUISITION CORP CL A
Com
36118H105
1170
118998
SH
SOLE
118998
0
0
FUSION ACQUISITION CORP WT
Warrants
36118H113
65
59499
SH
SOLE
59499
0
0
GALILEO ACQUISITI 26 WTS WARRANTS EXP 10/31/26
Warrants
G3770A110
233
375405
SH
SOLE
375405
0
0
GALILEO ACQUISITION CORP
COM
G3770A102
3890
392905
SH
SOLE
392905
0
0
GARRISON CAP INC COM
Com
366554103
2378
622470
SH
SOLE
622470
0
0
GDL FUND/THE
Com
361570104
431
51442
SH
SOLE
51442
0
0
GENERAL AMERICAN INVESTORS
COM
368802104
9856
290302
SH
SOLE
290302
0
0
GIGCAPITAL2 INC W EXP 02/28/202
Warrants
375036118
175
192757
SH
SOLE
192757
0
0
GIGCAPITAL2 INC COM
Com
375036100
695
68430
SH
SOLE
68430
0
0
GIGCAPITAL2 INC RIGHT 02/28/2026
Rights
375036126
64
192757
SH
SOLE
192757
0
0
GIGCAPITAL3 INC UNIT
Units
37519D206
3279
316854
SH
SOLE
316854
0
0
GLRY STR NW MDIA 25 WTF WARRANTS
Warrants
G39973113
2
42082
SH
SOLE
42082
0
0
GO ACQUISITION CORP UNIT
Units
362019200
3108
308285
SH
SOLE
308285
0
0
GORES HLDGS IV INC COM CL A
Com
382865103
1440
139700
SH
SOLE
139700
0
0
GORES HLDGS IV INC WT
Warrants
382865111
58
34925
SH
SOLE
34925
0
0
GORES HOLDINGS IV IN UTS EXP
Units
382865202
632
59300
SH
SOLE
59300
0
0
GRIFFIN INL RLTY INC
COM
398231100
1927
36054
SH
SOLE
36054
0
0
HAYMAKER ACQUISITIONCORP II
Common Stocks
42087L101
1153
115256
SH
SOLE
115256
0
0
HAYMAKER ACQUISITIONCORP II
Warrants
42087L119
25
25147
SH
SOLE
25147
0
0
HEALTHCARE MERGER CORP
Com
42227L102
1759
173300
SH
SOLE
173300
0
0
HEALTHCARE MERGER CORP RED WTS
Warrants
42227L110
155
86650
SH
SOLE
86650
0
0
HENNESSY CAPITAL ACQUISI CLASS A
COM
42589C104
293
26300
SH
SOLE
26300
0
0
HIGH INCOME SECS FD
Com
42968F108
318
38118
SH
SOLE
38118
0
0
HIGHCAPE CAP ACQUISITION CORP UNIT
Units
42984L204
1822
180000
SH
SOLE
180000
0
0
HIGHLAND GLOBAL ALLOCATION FD
Com
43010T104
1269
204743
SH
SOLE
204743
0
0
HILL INTL INC COM
COM
431466101
1549
1173405
SH
SOLE
1173405
0
0
HOLICITY INC
Units
435063201
259
25000
SH
SOLE
25000
0
0
HORIZON ACQUISITION CORP UNIT
Units
G46049121
1081
103910
SH
SOLE
103910
0
0
HOWARD HUGHES CORP
Com
44267D107
691
12000
SH
SOLE
12000
0
0
INTL GNRL INSURANCE HLDNGS LTD WT EX
Warrants
G4809J114
79
132500
SH
SOLE
132500
0
0
JAPAN SMALLER CAPTLZTN FD INC
COM
47109U104
3160
364423
SH
SOLE
364423
0
0
JUNIPER INDL HLDGS INC
Units
48205G205
2563
224422
SH
SOLE
224422
0
0
KBL MERGER CORP IV-CW22
Warrants
48242A112
3
11007
SH
SOLE
11007
0
0
KBL MERGER CORP IV-RTS
Rights
48242A120
3
16792
SH
SOLE
16792
0
0
LEGACY ACQUISITION CORP WT EXP EXP 11/30/22
Warrants
524643111
72
133887
SH
SOLE
133887
0
0
LION GROUP HLDG LTD WT
Warrants
53620U110
3
35500
SH
SOLE
35500
0
0
LIONHEART ACQUISITION CORP I UNIT
Units
53625R203
1693
170000
SH
SOLE
170000
0
0
LIVE OAK ACQUISITION CORP UNIT
Units
53804F202
1171
110972
SH
SOLE
110972
0
0
LONGEVITY ACQUISTION CORP
Rights
G56372124
21
100315
SH
SOLE
100315
0
0
LONGEVITY ACQUISTION CORP
Warrants
G56372116
30
121215
SH
SOLE
121215
0
0
MONOCLE ACQUISITION CORP WT 6/12/2024
Warrants
609754114
27
55000
SH
SOLE
55000
0
0
MVC CAPITAL INC
COM
553829102
1892
242311
SH
SOLE
242311
0
0
NEW IRELAND FUND INC COM
Com
645673104
827
98329
SH
SOLE
98329
0
0
NUVEEN FLOATING RATE INCOME FD
Com
67072T108
1815
218377
SH
SOLE
218377
0
0
NUVEEN FLOATING RT INC OPP FD
COM
6706EN100
1660
202464
SH
SOLE
202464
0
0
NUVEEN SHRT DURATION CRED OPPS
COM
67074X107
876
70732
SH
SOLE
70732
0
0
OAKTREE ACQUISITION WARRANTS
Warrants
G67145113
169
57826
SH
SOLE
57826
0
0
OAKTREE ACQUISITION CORP SHS CL A
Com
G67145105
1788
152179
SH
SOLE
152179
0
0
OAKTREE ACQUISITION II UTS EXP
Units
G6715X129
206
20000
SH
SOLE
20000
0
0
PIONEER DIVERSIFIED HIGH INC
Com
723653101
2167
160410
SH
SOLE
160410
0
0
PIONEER FLOATING RATE CF
Com
72369J102
636
63005
SH
SOLE
63005
0
0
PIVOTAL INVESTMENT CORP II WTS
Warrants
72582K118
194
52495
SH
SOLE
52495
0
0
PIVOTAL INVT CORP II COM
Com
72582K100
2326
201709
SH
SOLE
201709
0
0
PROPERTY SOLUTIONS ACQUISITION
Units
74348Q207
671
66525
SH
SOLE
66525
0
0
PROPTECH ACQUISITION CORP A
Com
74349F101
2424
217796
SH
SOLE
217796
0
0
PROPTECH ACQUISITION CORP WT
Warrants
74349F119
187
113898
SH
SOLE
113898
0
0
RMG ACQUISITION CORP
Com
749641106
102
47603
SH
SOLE
47603
0
0
RMG ACQUISITION CORP
Warants
749641114
47
47603
SH
SOLE
47603
0
0
RMR MORTGAGE TRUST
Com
76970B101
4249
468890
SH
SOLE
468890
0
0
ROYCE VALUE TRUST
Com
780910105
211
16700
SH
SOLE
16700
0
0
ROYCE GLOBAL VALUE TR INC COM
Com
78081T104
8246
671534
SH
SOLE
671534
0
0
SC HEALTH CORP WTF WARRANTS EXP
Warrants
G78516401
220
220300
SH
SOLE
220300
0
0
SC HEALTH CORP UNIT 99/99/9999
Units
G78516302
831
78715
SH
SOLE
78715
0
0
SCHULTZE SPL PURP ACQUISITION CORP WT
Warrants
80821R117
21
40925
SH
SOLE
40925
0
0
SCHULTZE SPL PURP ACQUSTN CORP COM
Com
80821R109
890
87461
SH
SOLE
87461
0
0
SOFTWARE ACQUISIT 26 WTS WARRANTS EXP 10/01/26
Warrants
83406B119
82
84937
SH
SOLE
84937
0
0
SOFTWARE ACQUISITION GRO CLASS A
Com
83406B101
1692
169874
SH
SOLE
169874
0
0
SOURCE CAPITAL INC
COM
836144105
7308
198315
SH
SOLE
198315
0
0
SPDR S&P 500
COM
78462F103
1293
3862
SH
SOLE
3862
0
0
SUTTER ROCK CAP CORP COM
Com
86944Q100
5086
469209
SH
SOLE
469209
0
0
SWISS HELVETIA FUND
COM
870875101
515
62248
SH
SOLE
62248
0
0
TAIWAN FD INC
COM
874036106
5954
258543
SH
SOLE
258543
0
0
TEGNA INC
Com
87901J105
1074
91406
SH
SOLE
91406
0
0
Thunderbridge Acq.
Com
G8857S116
2388
234093
SH
SOLE
234093
0
0
TORTOISE POWER ENERGY INFRASTRUCTURE
Com
89147X104
1163
136522
SH
SOLE
136522
0
0
TRIDENT ACQUISITIONS CORP
Warrants
89615T114
68
183670
SH
SOLE
183670
0
0
TRINITY PLACE HOLDINGS INC
COM
89656D101
319
226097
SH
SOLE
226097
0
0
TUSCAN HLDGS CORP II
Warrants
90070A111
80
177466
SH
SOLE
177466
0
0
TUSCAN HOLDINGS C 26 WTS
Warrants
90069K112
12
23194
SH
SOLE
23194
0
0
VERTICAL CAP INCOME FUND SHS B
Com
92535C104
6338
638270
SH
SOLE
638270
0
0
Village Supermarket
Com
927107409
1166
47382
SH
SOLE
47382
0
0
VOYA PRIME RATE CF
Com
92913A100
9961
2258729
SH
SOLE
2258729
0
0
VPC IMPACT ACQUISITION HLDGS
Units
G9441E126
3529
352888
SH
SOLE
352888
0
0
WESTERN ASSET CORPORATE LN FD
Com
95790J102
8439
911445
SH
SOLE
911445
0
0
YUCAIPA ACQUISITION UTS
Units
G9879L121
4694
460186
SH
SOLE
460186
0
0