0001398344-20-009884.txt : 20200512
0001398344-20-009884.hdr.sgml : 20200512
20200512110109
ACCESSION NUMBER: 0001398344-20-009884
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200512
DATE AS OF CHANGE: 20200512
EFFECTIVENESS DATE: 20200512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bulldog Investors, LLC
CENTRAL INDEX KEY: 0001504304
IRS NUMBER: 270926182
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15290
FILM NUMBER: 20867479
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
FORMER COMPANY:
FORMER CONFORMED NAME: Brooklyn Capital Management LLC
DATE OF NAME CHANGE: 20101026
13F-HR
1
primary_doc.xml
13F-HR
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false
false
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0001504304
XXXXXXXX
03-31-2020
03-31-2020
false
Bulldog Investors, LLC
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE. SUITE 708
SADDLE BROOK
NJ
07663
13F HOLDINGS REPORT
028-15290
N
Philip Goldstein
Member
201-556-0092
/s/ Philip Goldstein
Saddle Brook
NJ
05-05-2020
0
150
189673
INFORMATION TABLE
2
fp0053740_13fhr-table.xml
13F INFORMATION TABLE
180 DEGREE CAP CORP COM
Com
68235B109
13
10000
SH
SOLE
10000
0
0
ACAMAR PARTNERS ACQUISITION CORP CL A
Com
004285102
1886
191292
SH
SOLE
191292
0
0
ACAMAR PARTNERS ACQUISITION CORP WT
Warrants
004285110
30
63751
SH
SOLE
63751
0
0
ABERDEEN ASIA PACIFIC INCOM FD
Com
003009107
1459
432108
SH
SOLE
432108
0
0
ABERDEEN EMERGIONG MKT EQ
Com
00301W105
838
161825
SH
SOLE
161825
0
0
ABERDEEN JAPAN EQUITY FD
Com
00306J109
933
149244
SH
SOLE
149244
0
0
ADAMS EXPRESS COMPANY
Com
006212104
2427
192740
SH
SOLE
192740
0
0
Adams Nautal Resources
Com
00548F105
3038
366524
SH
SOLE
366524
0
0
AGBA ACQUISITION LTD RTS
Rights
G0120M125
10
124850
SH
SOLE
124850
0
0
AGBA ACQUISITION LTD WT 5/10/24
Warrants
G0120M117
7
124850
SH
SOLE
124850
0
0
ALBERTON ACQUISITION CORP
Rights
G35006132
21
115555
SH
SOLE
115555
0
0
ALBERTON ACQUISITION CORP
Warrants
G35006124
3
115555
SH
SOLE
115555
0
0
ALLEGRO MERGER CORP
Rights
01749N129
19
216330
SH
SOLE
216330
0
0
ALLEGRO MERGER CORP
Warrants
01749N111
10
216330
SH
SOLE
216330
0
0
AMCI ACQUISITION CORP
Com
00165R101
1350
132903
SH
SOLE
132903
0
0
AMPLITUDE HEALTHCARE ACQ CLASS
Com
03212A105
2390
250000
SH
SOLE
250000
0
0
ANDINA ACQUISITION CORP III UNITS
Units
G04415116
319
31300
SH
SOLE
31300
0
0
ANDINA ACQUISITION CORP III
Rights
G04415132
24
168350
SH
SOLE
168350
0
0
ANDINA ACQUISITION CORP III
Warrants
G04415124
17
166350
SH
SOLE
166350
0
0
ANDINA ACQUISTION CORP III
Com
G04415108
1695
168350
SH
SOLE
168350
0
0
APEX TECHNOLOGY ACQUISITION
Units
03768F201
2233
220000
SH
SOLE
220000
0
0
ASA GOLD AND PRECIOUS METALS
Com
G3156P103
1109
107569
SH
SOLE
107569
0
0
ATLAS TECHNICAL C 25 WTS WARRANTS
Warrants
049430119
85
118700
SH
SOLE
118700
0
0
BARINGS BDC INC COM
Com
06759L103
1482
198125
SH
SOLE
198125
0
0
BIG ROCK PARTNERS ACQUISTION-CW22
Warrants
089482111
3
53793
SH
SOLE
53793
0
0
BIG ROCK PARTNERS ACQUISTION-RT
Rights
089482129
11
120302
SH
SOLE
120302
0
0
BOULDER GROWTH & INCM FD INC
Com
101507101
7157
777895
SH
SOLE
777895
0
0
BRANDYWINE GLOBAL INCOME
Com
10537L104
10004
949383
SH
SOLE
949383
0
0
BROOKFIELD PPTY REIT INC CLASS A
Units
11282X103
611
71926
SH
SOLE
71926
0
0
CENTRAL SECS CORP COM
Com
155123102
8765
339471
SH
SOLE
339471
0
0
CF FIN ACQUISITION CORP CL A
Com
12528N107
3477
337952
SH
SOLE
337952
0
0
CF FIN ACQUISITION CORP RED WT
Warrants
12528N115
25
50064
SH
SOLE
50064
0
0
CHANGE HEALTHCARE INC
Com
15912K100
294
29866
SH
SOLE
29866
0
0
CHP MERGER CORP
Units
12558Y205
1038
105000
SH
SOLE
105000
0
0
CHURCHILL CAP CORP II WT EXP
Warrants
17143G114
106
64419
SH
SOLE
64419
0
0
CHURCHILL CAP CORP III
Com
17144C203
900
90000
SH
SOLE
90000
0
0
CRESCENT ACQUISITION CORP CL A
Com
22564L105
123
12500
SH
SOLE
12500
0
0
CRESCENT CAP BDC INC
Com
225655109
1379
143003
SH
SOLE
143003
0
0
DELAWARE INV MINN MUNI II
Com
24610V103
6035
487977
SH
SOLE
487977
0
0
DIAMONDPEAK HLDGS CORP COM CL A
Com
25280H100
3298
317572
SH
SOLE
317572
0
0
DIAMONDPEAK HLDGS CORP RED WT
Warrants
25280H118
48
105770
SH
SOLE
105770
0
0
DIAMONDPEAK HLDGS COR
Units
25280H209
148
15010
SH
SOLE
15010
0
0
DIVIDEND AND INCOME FUND
Com
25538A204
4773
543735
SH
SOLE
543735
0
0
DMY TECHNOLOGY GR 27 UTS EXP 02/21/27
Unit
233253202
813
82725
SH
SOLE
82725
0
0
EAGLE GRWTH & INCOME OPPTY FD
Com
26958J105
240
22624
SH
SOLE
22624
0
0
EQUUS TOTAL RETURN INC
Com
294766100
102
106919
SH
SOLE
106919
0
0
EV FLOATING-RATE INCOME PLUS
Com
278284104
3808
327606
SH
SOLE
327606
0
0
FINSERV ACQUISITION CORP UNIT
Unit
318085206
1663
164950
SH
SOLE
164950
0
0
FIRST TR HIGH INCOME L/S FD CO
Com
33738E109
339
27849
SH
SOLE
27849
0
0
FIRST TR SR FLTG RT INC FD 2
Com
33733U108
129
13584
SH
SOLE
13584
0
0
FORUM MERGER II CORPCL A
Com
34986F103
3677
357243
SH
SOLE
357243
0
0
FORUM MERGER II CORPWT EXP 09/30/2025
Warrants
34986F111
36
134189
SH
SOLE
134189
0
0
FRANKLIN UNIVERSAL TRUST
Com
355145103
971
158848
SH
SOLE
158848
0
0
FS KKR CAPITAL CORP COM
Com
302635107
865
288713
SH
SOLE
288713
0
0
GALILEO ACQUISITI 26 WTS WARRANTS
Warrants
G3770A110
88
351500
SH
SOLE
351500
0
0
GALILEO ACQUISITION CORP
Com
G3770A102
3403
351500
SH
SOLE
351500
0
0
GARRISON CAP INC COM
Com
366554103
1065
626709
SH
SOLE
626709
0
0
GDL FUND/THE
Com
361570104
123
15746
SH
SOLE
15746
0
0
GENERAL AMERICAN INVESTORS
Com
368802104
7680
280002
SH
SOLE
280002
0
0
GIGCAPITAL2 INC
Com
375036100
1425
143226
SH
SOLE
143226
0
0
GIGCAPITAL2 INC RIGHT 02/28/2026
Rights
375036126
16
143226
SH
SOLE
143226
0
0
GIGCAPITAL2 INC W EXP 02/28/202
Warrants
375036118
44
143226
SH
SOLE
143226
0
0
GLORY STAR NEW ME 25 WTF WARRANTS
Warrants
G39973113
3
42082
SH
SOLE
42082
0
0
GORDON POINTE ACQUISI
Com
382788107
963
90834
SH
SOLE
90834
0
0
GORES HOLDINGS IV IN UTS EXP
Units
382865202
1515
150400
SH
SOLE
150400
0
0
GRAF INDL CORP
Com
384278107
589
57856
SH
SOLE
57856
0
0
GRAF INDL CORP
Warrants
384278115
15
151406
SH
SOLE
151406
0
0
GREENLAND TECHNOLOGIES HLDG CORP WT
Warrants
G4095T115
0
24700
SH
SOLE
24700
0
0
GRIFFIN INL RLTY INC
Com
398231100
1147
35071
SH
SOLE
35071
0
0
HANCOCK JOHN INV TRUST TAX ADV GLB SH
Com
41013P749
655
130822
SH
SOLE
130822
0
0
HAYMAKER ACQUISITIONCORP II
Com
42087L101
743
75959
SH
SOLE
75959
0
0
HAYMAKER ACQUISITIONCORP II
Warrants
42087L119
27
25314
SH
SOLE
25314
0
0
HEALTHCARE MERGER CORP UNIT
Units
42227L201
1854
180000
SH
SOLE
180000
0
0
HENNESSY CAPITAL ACQUISI CLASS A
Com
42589C104
103
10200
SH
SOLE
10200
0
0
HIGH INCOME SECS FD
Com
42968F108
433
70000
SH
SOLE
70000
0
0
HIGHLAND GLOBAL ALLOCATION FD
Com
43010T104
1793
412137
SH
SOLE
412137
0
0
HILL INTL INC COM
Com
431466101
1701
1173405
SH
SOLE
1173405
0
0
HL ACQUISITION
Com
G4603R106
438
42081
SH
SOLE
42081
0
0
HL ACQUISITION
Rights
G4603R130
4
49031
SH
SOLE
49031
0
0
HL ACQUISITION
Warrants
G4603R122
2
49031
SH
SOLE
49031
0
0
HOWARD HUGHES CORP
Com
44267D107
606
12000
SH
SOLE
12000
0
0
INTL GNRL INSURANCE HLDNGS LTD WT EX
Warrants
G4809J114
57
132500
SH
SOLE
132500
0
0
INVESCO HIGH INCOME TRUST
Com
46131F101
1886
131781
SH
SOLE
131781
0
0
JAPAN SMALLER CAPTLZTN FD INC
Com
47109U104
2569
364423
SH
SOLE
364423
0
0
JUNIPER INDL HLDGS INC
Units
48205G205
2185
226150
SH
SOLE
226150
0
0
KBL MERGER CORP IV-CW22
Warrants
48242A112
17
300407
SH
SOLE
300407
0
0
KBL MERGER CORP IV-RTS
Rights
48242A120
46
293792
SH
SOLE
293792
0
0
LANDCADIA HLDGS II INC W EXP 05/09/202
Warrants
51476X113
20
50628
SH
SOLE
50628
0
0
LANDCADIA HLDGS II INC CL A
Com
51476X105
1489
151888
SH
SOLE
151888
0
0
LEGACY ACQUISITION CORP
Warrants
524643111
46
182576
SH
SOLE
182576
0
0
LEGACY ACQUISITION CORP WT
Warrants
524643111
46
182576
SH
SOLE
182576
0
0
LF CAP ACQUISITION
Com
50200K108
2084
203225
SH
SOLE
203225
0
0
LF CAP ACQUISITION
Warrants
50200K116
31
169250
SH
SOLE
169250
0
0
LGL SYS ACQUISITION CORP UNIT
Unit
50201G205
2682
266346
SH
SOLE
266346
0
0
LONGEVITY ACQUISTION CORP
Com
G56372132
810
77386
SH
SOLE
77386
0
0
LONGEVITY ACQUISTION CORP
Rights
G56372124
15
100315
SH
SOLE
100315
0
0
LONGEVITY ACQUISTION CORP
Warrants
G56372116
13
121215
SH
SOLE
121215
0
0
MEGALITH FINL ACQUISITIO CLASS A
Com
58518F109
170
16500
SH
SOLE
16500
0
0
MEXICO FUND INC
Com
592835102
105
12621
SH
SOLE
12621
0
0
MONOCLE ACQUISITION CORP WT 6/12/2024
Warrants
609754114
17
55000
SH
SOLE
55000
0
0
MORGAN STANLEY INDIA INVEST
Com
61745C105
6104
476479
SH
SOLE
476479
0
0
MUDRICK CAP ACQ.
Warrants
624745113
20
56682
SH
SOLE
56682
0
0
MVC CAPITAL INC
Com
553829102
1059
242311
SH
SOLE
242311
0
0
NETFIN ACQUISITIO 24 WTF WARRANTS
Warrants
G6455A115
40
103700
SH
SOLE
103700
0
0
NEW IRELAND FUND INC COM
Com
645673104
607
98329
SH
SOLE
98329
0
0
PENSARE ACQUISITION CORP
Rights
70957E121
4
30000
SH
SOLE
30000
0
0
PENSARE ACQUISITION CORP
Warrants
70957E113
1
21154
SH
SOLE
21154
0
0
PIONEER DIVERSIFIED HIGH INC
Com
723653101
1835
175010
SH
SOLE
175010
0
0
PIONEER FLOATING RATE CF
Com
72369J102
524
68505
SH
SOLE
68505
0
0
PIVOTALINVESTMENT COIRP II
Units
72582K209
1348
135379
SH
SOLE
135379
0
0
PROFICIENT ALPHA ACQUISITION CORP RT
Rights
74317H121
7
35500
SH
SOLE
35500
0
0
PROFICIENT ALPHA ACQUISITION CORP WT
Warrants
74317H113
2
36100
SH
SOLE
36100
0
0
PROPTECH ACQUISITION CORP UNIT
Units
74349F200
2281
229500
SH
SOLE
229500
0
0
RMG ACQUISITION CORP
Com
749641106
1175
118398
SH
SOLE
118398
0
0
RMG ACQUISITION CORP
Warants
749641114
29
47603
SH
SOLE
47603
0
0
RMR REAL ESTATE INCOME FUND COM
Com
76970B101
4927
485566
SH
SOLE
485566
0
0
ROYCE GLOBAL VALUE TR INC COM
Com
78081T104
4369
543475
SH
SOLE
543475
0
0
SC HEALTH CORP WTF WARRANTS EXP
Warrants
G78516401
162
170000
SH
SOLE
170000
0
0
SC HEALTH CORP UNIT 99/99/9999
Units
G78516302
807
78715
SH
SOLE
78715
0
0
SCHULTZE SPL PURP ACQUISITION CORP WT
Warrants
80821R117
16
72500
SH
SOLE
72500
0
0
SCHULTZE SPL PURP ACQUSTN CORP COM
Com
80821R109
961
95000
SH
SOLE
95000
0
0
SOFTWARE ACQUISIT 26 WTS
Warrants
83406B119
47
85762
SH
SOLE
85762
0
0
SOFTWARE ACQUISITION GRO CLASS A
Com
83406B101
1682
171524
SH
SOLE
171524
0
0
SOURCE CAPITAL INC
Com
836144105
6094
198615
SH
SOLE
198615
0
0
SPARTAN ENERGY ACQUISITI CLASS A
Com
846784106
1012
100000
SH
SOLE
100000
0
0
SPDR S&P 500
Com
78462F103
884
3457
SH
SOLE
3457
0
0
SUTTER ROCK CAP CORP COM
Com
86944Q100
2824
482207
SH
SOLE
482207
0
0
SWISS HELVETIA FUND
Com
870875101
433
62248
SH
SOLE
62248
0
0
TAIWAN FD INC
Com
874036106
4085
248352
SH
SOLE
248352
0
0
TEGNA INC
Com
87901J105
862
79340
SH
SOLE
79340
0
0
TENZING ACQUISTION
Com
G8708A116
1821
173120
SH
SOLE
173120
0
0
TENZING ACQUISTION
Warrants
G8708A108
2
23358
SH
SOLE
23358
0
0
THL CR SR LN FD COM
Com
87244R103
448
38771
SH
SOLE
38771
0
0
THL CREDIT INC
Com
872438106
212
80055
SH
SOLE
80055
0
0
THUNDER BRDG ACQUISI UTS
Units
G8857S124
148
14500
SH
SOLE
14500
0
0
TOTTENHAM ACQUISTION
Com
G8959N106
1777
169281
SH
SOLE
169281
0
0
TOTTENHAM ACQUISTION
Warrants
G8959N114
2
36974
SH
SOLE
36974
0
0
TRIDENT ACQUISITIONS CORP
Warrants
89615T114
18
193670
SH
SOLE
193670
0
0
TRINITY PLACE HOLDINGS INC
Com
89656D101
410
228523
SH
SOLE
228523
0
0
TUSCAN HLDGS CORP II
Warrants
90070A111
38
177747
SH
SOLE
177747
0
0
TUSCAN HOLDINGS C 26 WTS
Warrants
90069K112
9
23194
SH
SOLE
23194
0
0
TUSCAN HOLDINGS CORP II
Com
90070A103
2668
273616
SH
SOLE
273616
0
0
VECTOIQ ACQUISTION CORP
Warrants
92243N111
94
48325
SH
SOLE
48325
0
0
VERTICAL CAP INCOME FUND SHS B
Com
92535C104
5359
639605
SH
SOLE
639605
0
0
VOYA PRIME RATE CF
Com
92913A100
415
111790
SH
SOLE
111790
0
0
WEALTHBRIDGE ACQUISITION LTD R
Rights
G4887W136
29
63438
SH
SOLE
63438
0
0
WEALTHBRIDGE ACQUISITION LTD W
Warrants
G4887W128
8
63438
SH
SOLE
63438
0
0
WESTERN ASSET CORPORATE LN FD
Com
95790J102
6364
896529
SH
SOLE
896529
0
0
WESTERN ASSET HI INC OPP
Com
95766K109
1585
377371
SH
SOLE
377371
0
0
WESTERN ASST VARIABL RTE
Com
957667108
1106
80112
SH
SOLE
80112
0
0