0001398344-21-009937.txt : 20210507 0001398344-21-009937.hdr.sgml : 20210507 20210507114038 ACCESSION NUMBER: 0001398344-21-009937 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210507 DATE AS OF CHANGE: 20210507 EFFECTIVENESS DATE: 20210507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Red Rocks Capital LLC CENTRAL INDEX KEY: 0001504209 IRS NUMBER: 201941091 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-14056 FILM NUMBER: 21901137 BUSINESS ADDRESS: STREET 1: 1290 BROADWAY, SUITE 1000 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303 679 8252 MAIL ADDRESS: STREET 1: 1290 BROADWAY, SUITE 1000 CITY: DENVER STATE: CO ZIP: 80203 13F-NT 1 primary_doc.xml 13F-NT LIVE false false false 0001504209 XXXXXXXX 03-31-2021 03-31-2021 false Red Rocks Capital LLC

1290 BROADWAY, SUITE 1000 DENVER CO 80203

13F NOTICE 028-14056 0001376113 028-12230 ALPS ADVISORS INC N Matthew Sutula 303-623-2577 /s/ Matthew Sutula Denver CO 05-06-2021