0001398344-19-019012.txt : 20191104 0001398344-19-019012.hdr.sgml : 20191104 20191104124544 ACCESSION NUMBER: 0001398344-19-019012 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191104 DATE AS OF CHANGE: 20191104 EFFECTIVENESS DATE: 20191104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Red Rocks Capital LLC CENTRAL INDEX KEY: 0001504209 IRS NUMBER: 201941091 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-14056 FILM NUMBER: 191188943 BUSINESS ADDRESS: STREET 1: 1290 BROADWAY, SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303 679 8252 MAIL ADDRESS: STREET 1: 1290 BROADWAY, SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 13F-NT 1 primary_doc.xml 13F-NT LIVE false false false 0001504209 XXXXXXXX 09-30-2019 09-30-2019 false Red Rocks Capital LLC

1290 BROADWAY, SUITE 1100 DENVER CO 80203

13F NOTICE 028-14056 028-12230 ALPS Advisors, Inc. N Matthew Sutula 303-623-2577 /s/ Matthew Sutula Denver CO 11-04-2019