0001398344-19-013659.txt : 20190807 0001398344-19-013659.hdr.sgml : 20190807 20190807133758 ACCESSION NUMBER: 0001398344-19-013659 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190807 DATE AS OF CHANGE: 20190807 EFFECTIVENESS DATE: 20190807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Red Rocks Capital LLC CENTRAL INDEX KEY: 0001504209 IRS NUMBER: 201941091 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-14056 FILM NUMBER: 191004799 BUSINESS ADDRESS: STREET 1: 1290 BROADWAY, SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303 679 8252 MAIL ADDRESS: STREET 1: 1290 BROADWAY, SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 13F-NT 1 primary_doc.xml 13F-NT LIVE false false false 0001504209 XXXXXXXX 06-30-2019 06-30-2019 false Red Rocks Capital LLC

1290 BROADWAY, SUITE 1100 DENVER CO 80203

13F NOTICE 028-14056 0001376113 028-12230 ALPS ADVISORS INC N Erin D. Nelson 303-623-2577 /s/ Erin D. Nelson Denver CO 08-07-2019