0001398344-17-000741.txt : 20170124 0001398344-17-000741.hdr.sgml : 20170124 20170124140911 ACCESSION NUMBER: 0001398344-17-000741 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170124 DATE AS OF CHANGE: 20170124 EFFECTIVENESS DATE: 20170124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Red Rocks Capital LLC CENTRAL INDEX KEY: 0001504209 IRS NUMBER: 201941091 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-14056 FILM NUMBER: 17543408 BUSINESS ADDRESS: STREET 1: 25188 GENESEE TRAIL ROAD, SUITE 250 CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 303 679 8252 MAIL ADDRESS: STREET 1: 25188 GENESEE TRAIL ROAD, SUITE 250 CITY: GOLDEN STATE: CO ZIP: 80401 13F-NT 1 primary_doc.xml 13F-NT LIVE false false false 0001504209 XXXXXXXX 12-31-2016 12-31-2016 false Red Rocks Capital LLC

25188 Genesee Trail Road, Suite 250 Golden CO 80401

13F NOTICE 028-14056 028-12230 ALPS Advisors, Inc. N Erin D. Nelson 303-623-2577 /s/ Erin D. Nelson Denver CO 01-23-2017