0001398344-16-020282.txt : 20161102 0001398344-16-020282.hdr.sgml : 20161102 20161102151727 ACCESSION NUMBER: 0001398344-16-020282 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161102 DATE AS OF CHANGE: 20161102 EFFECTIVENESS DATE: 20161102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Red Rocks Capital LLC CENTRAL INDEX KEY: 0001504209 IRS NUMBER: 201941091 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-14056 FILM NUMBER: 161967615 BUSINESS ADDRESS: STREET 1: 25188 GENESEE TRAIL ROAD, SUITE 250 CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 303 679 8252 MAIL ADDRESS: STREET 1: 25188 GENESEE TRAIL ROAD, SUITE 250 CITY: GOLDEN STATE: CO ZIP: 80401 13F-NT 1 primary_doc.xml 13F-NT LIVE false false false 0001504209 XXXXXXXX 09-30-2016 09-30-2016 false Red Rocks Capital LLC

25188 Genesee Trail Road, Suite 250 Golden CO 80401

13F NOTICE 028-14056 028-12230 ALPS Advisors, Inc. N Matthew R. Luoma 303-679-8252 /s/ Matthew R. Luoma Golden CO 11-02-2016