0000913849-14-000347.txt : 20141114 0000913849-14-000347.hdr.sgml : 20141114 20141114111459 ACCESSION NUMBER: 0000913849-14-000347 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Red Rocks Capital LLC CENTRAL INDEX KEY: 0001504209 IRS NUMBER: 201941091 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14056 FILM NUMBER: 141221550 BUSINESS ADDRESS: STREET 1: 25188 GENESEE TRAIL ROAD, SUITE 250 CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 303 679 8252 MAIL ADDRESS: STREET 1: 25188 GENESEE TRAIL ROAD, SUITE 250 CITY: GOLDEN STATE: CO ZIP: 80401 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001504209 XXXXXXXX 09-30-2014 09-30-2014 false Red Rocks Capital LLC

25188 Genesee Trail Road, Suite 250 Golden CO 80401

13F HOLDINGS REPORT 028-14056 N Matthew R. Luoma 303-679-8252 /s/Matthew R. Luoma Golden CO 11-14-2014 0 8 354716 INFORMATION TABLE 2 infotable.xml APOLLO GLOBAL MGMT LLC CL A SHS 037612306 42744 1792980 SH SOLE 1792980 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 70446 2237797 SH SOLE 2237797 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 41692 927308 SH SOLE 927308 0 0 CAPITAL SOUTHWEST CORP COM 140501107 22534 629964 SH SOLE 629964 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 66109 2170350 SH SOLE 2170350 0 0 DANAHER CORP DEL COM 235851102 28458 374556 SH SOLE 374556 0 0 KKR & CO L P DEL COM UNITS 48248M102 68654 3078677 SH SOLE 3078677 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 14079 275501 SH SOLE 275501 0 0