0000913849-13-000313.txt : 20131114 0000913849-13-000313.hdr.sgml : 20131114 20131114125900 ACCESSION NUMBER: 0000913849-13-000313 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Red Rocks Capital LLC CENTRAL INDEX KEY: 0001504209 IRS NUMBER: 201941091 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14056 FILM NUMBER: 131218385 BUSINESS ADDRESS: STREET 1: 25188 GENESEE TRAIL ROAD, SUITE 250 CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 303 679 8252 MAIL ADDRESS: STREET 1: 25188 GENESEE TRAIL ROAD, SUITE 250 CITY: GOLDEN STATE: CO ZIP: 80401 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001504209 XXXXXXXX 09-30-2013 09-30-2013 false Red Rocks Capital LLC

25188 Genesee Trail Road, Suite 250 Golden CO 80401

13F HOLDINGS REPORT 028-14056 N Matthew R. Luoma 303-679-8252 /s/Matthew R. Luoma Golden CO 11-14-2013 0 10 292539 INFORMATION TABLE 2 infotable.xml AMERICAN CAP LTD COM 02503Y103 24045 1748800 SH SOLE 1748800 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 42263 1495500 SH SOLE 1495500 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 51017 2049700 SH SOLE 2049700 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 37001 989315 SH SOLE 989315 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 40329 1568000 SH SOLE 1568000 0 0 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 14981 840678 SH SOLE 840678 0 0 ICG GROUP INC COM 44928D108 18441 1299572 SH SOLE 1299572 0 0 KKR & CO L P DEL COM UNITS 48248M102 46374 2253350 SH SOLE 2253350 0 0 LEUCADIA NATL CORP COM 527288104 8357 306788 SH SOLE 306788 0 0 OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 9731 185900 SH SOLE 185900 0 0