0001758730-24-000086.txt : 20240402
0001758730-24-000086.hdr.sgml : 20240402
20240402160753
ACCESSION NUMBER: 0001758730-24-000086
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240401
FILED AS OF DATE: 20240402
DATE AS OF CHANGE: 20240402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Furber Sara
CENTRAL INDEX KEY: 0001503180
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38860
FILM NUMBER: 24814243
MAIL ADDRESS:
STREET 1: MORGAN STANLEY INVESTMENT MANAGEMENT
STREET 2: 522 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradeweb Markets Inc.
CENTRAL INDEX KEY: 0001758730
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 646-430-6000
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
wk-form4_1712088453.xml
FORM 4
X0508
4
2024-04-01
0
0001758730
Tradeweb Markets Inc.
TW
0001503180
Furber Sara
TRADEWEB MARKETS INC.
1177 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
1
0
0
Chief Financial Officer
0
Class A common stock
2024-04-01
4
F
0
2526
103.54
D
96597
D
Class A common stock
2024-04-01
4
A
0
20
0
A
96617
D
Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.
This amount includes (i) 3,619 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 31, 2025, (ii) 4,577 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, (iii) 17,741 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, (iv) 12,459 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025 and March 15, 2026, (v) 33,881 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, and (vi) 11,147 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025, March 15, 2026 and March 15, 2027, in each case subject to the reporting person's continued employment through the applicable vesting date.
Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.
/s/ Douglas Friedman, Attorney-in-Fact for Sara Furber
2024-04-02