0001758730-24-000039.txt : 20240212 0001758730-24-000039.hdr.sgml : 20240212 20240212162603 ACCESSION NUMBER: 0001758730-24-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240209 FILED AS OF DATE: 20240212 DATE AS OF CHANGE: 20240212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Furber Sara CENTRAL INDEX KEY: 0001503180 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38860 FILM NUMBER: 24620364 MAIL ADDRESS: STREET 1: MORGAN STANLEY INVESTMENT MANAGEMENT STREET 2: 522 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tradeweb Markets Inc. CENTRAL INDEX KEY: 0001758730 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 646-430-6000 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 4 1 wk-form4_1707773145.xml FORM 4 X0508 4 2024-02-09 0 0001758730 Tradeweb Markets Inc. TW 0001503180 Furber Sara TRADEWEB MARKETS INC. 1177 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 1 0 0 Chief Financial Officer 0 Class A common stock 2024-02-09 4 A 0 33881 0 A 93442 D The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 15, 2023, subject to the achievement of certain performance goals in respect of calendar year 2023. The level of achievement of those performance goals was determined on February 9, 2024. These RSUs remain unvested and are scheduled to vest on January 1, 2026, subject to the reporting person's continued employment through such date. This amount includes (i) 4,948 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 31, 2024, (ii) 3,619 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 31, 2025, (iii) 9,155 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 17,741 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (v) 18,688 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date. /s/ Douglas Friedman, Attorney-in-Fact for Sara Furber 2024-02-12