NPORT-EX 2 468237DBX113023.htm HTML

DBX ETF Trust

SCHEDULE OF INVESTMENTS

Xtrackers S&P 500 Growth ESG ETF

November 30, 2023 (Unaudited)

 

                                         
     Number of
Shares		      Value  
COMMON STOCKS - 99.8%      
Communication Services - 8.6%      
Alphabet, Inc., Class A*      2,216      $ 293,687  
Alphabet, Inc., Class C*      1,885        252,439  
T-Mobile US, Inc.      149        22,417  
     

 

 

  
(Cost $394,451)         568,543  
     

 

 

  
Consumer Discretionary - 12.0%      
Amazon.com, Inc.*      1,794        262,086  
Etsy, Inc.*      31        2,350  
Hilton Worldwide Holdings, Inc.      54        9,046  
Home Depot, Inc.      229        71,789  
Lowe’s Cos., Inc.      174        34,596  
McDonald’s Corp.      195        54,959  
Starbucks Corp.      251        24,924  
Tesla, Inc.*      1,186        284,735  
TJX Cos., Inc.      316        27,843  
Tractor Supply Co.      46        9,339  
Yum! Brands, Inc.      75        9,416  
     

 

 

  
(Cost $631,236)         791,083  
     

 

 

  
Consumer Staples - 6.7%      
Archer-Daniels-Midland Co.      113        8,331  
Bunge Global SA      26        2,857  
Campbell Soup Co.      50        2,009  
Coca-Cola Co.      1,088        63,583  
Colgate-Palmolive Co.      193        15,203  
Constellation Brands, Inc., Class A      38        9,139  
Costco Wholesale Corp.      126        74,685  
Dollar General Corp.      94        12,325  
Dollar Tree, Inc.*      90        11,123  
General Mills, Inc.      169        10,758  
Hershey Co.      65        12,215  
Kellanova      59        3,100  
Keurig Dr Pepper, Inc.      212        6,693  
McCormick & Co., Inc.      54        3,501  
Mondelez International, Inc., Class A      316        22,455  
PepsiCo, Inc.      591        99,459  
Procter & Gamble Co.      560        85,971  
     

 

 

  
(Cost $463,687)         443,407  
     

 

 

  
Energy - 7.8%      
APA Corp.      135        4,860  
Chevron Corp.      761        109,280  
ConocoPhillips      516        59,634  
Devon Energy Corp.      275        12,367  
EOG Resources, Inc.      250        30,767  
EQT Corp.      154        6,154  
Exxon Mobil Corp.      1,737        178,459  
Hess Corp.      119        16,727  
Marathon Oil Corp.      267        6,790  
Marathon Petroleum Corp.      81        12,084  
ONEOK, Inc.      249        17,144  
Pioneer Natural Resources Co.      100        23,164  
Schlumberger NV      324        16,861  
Williams Cos., Inc.      522        19,204  
     

 

 

  
(Cost $546,398)         513,495  
     

 

 

  
Financials - 7.6%      
American Express Co.      123        21,005  
Arch Capital Group Ltd.*      160        13,390  
Arthur J Gallagher & Co.      60        14,940  
Cboe Global Markets, Inc.      30        5,466  
Chubb Ltd.      100        22,943  
Everest Group Ltd.      11        4,516  
FactSet Research Systems, Inc.      10        4,535  
Globe Life, Inc.      27        3,325  
MarketAxess Holdings, Inc.      8        1,921  
Mastercard, Inc., Class A      357        147,737  
Moody’s Corp.      32        11,679  
MSCI, Inc.      19        9,896  
Nasdaq, Inc.      91        5,081  
Principal Financial Group, Inc.      58        4,282  
Progressive Corp.      250        41,008  
Travelers Cos., Inc.      53        9,573  
Visa, Inc., Class A      690        177,109  
W.R. Berkley Corp.      86        6,239  
     

 

 

  
(Cost $440,374)         504,645  
     

 

 

  
Health Care - 17.1%      
Abbott Laboratories      390        40,673  
AbbVie, Inc.      758        107,932  
Agilent Technologies, Inc.      75        9,585  
Amgen, Inc.      229        61,748  
Biogen, Inc.*      30        7,022  
Bristol-Myers Squibb Co.      894        44,146  
Cigna Group      65        17,087  
Elevance Health, Inc.      101        48,428  
Eli Lilly & Co.      342        202,136  
Gilead Sciences, Inc.      538        41,211  
Hologic, Inc.*      104        7,415  
IDEXX Laboratories, Inc.*      17        7,919  
IQVIA Holdings, Inc.*      37        7,922  
Merck & Co., Inc.      1,090        111,703  
Mettler-Toledo International, Inc.*      6        6,552  
Moderna, Inc.*      139        10,800  
Quest Diagnostics, Inc.      31        4,254  
Regeneron Pharmaceuticals, Inc.*      46        37,895  
ResMed, Inc.      33        5,205  
Thermo Fisher Scientific, Inc.      166        82,296  
UnitedHealth Group, Inc.      398        220,082  
Vertex Pharmaceuticals, Inc.*      111        39,384  
Waters Corp.*      25        7,015  
     

 

 

  
(Cost $1,065,644)         1,128,410  
     

 

 

  

                                         
Industrials - 4.0%      
Automatic Data Processing, Inc.      177        40,696  
Broadridge Financial Solutions, Inc.      24        4,652  
C.H. Robinson Worldwide, Inc.      27        2,215  
Caterpillar, Inc.      135        33,847  
Cintas Corp.      22        12,172  
CSX Corp.      424        13,695  
Cummins, Inc.      30        6,725  
Deere & Co.      117        42,636  
IDEX Corp.      18        3,630  
Illinois Tool Works, Inc.      60        14,533  
JB Hunt Transport Services, Inc.      35        6,484  
Paychex, Inc.      77        9,392  
Quanta Services, Inc.      62        11,675  
Republic Services, Inc.      48        7,768  
Union Pacific Corp.      131        29,510  
Verisk Analytics, Inc.      30        7,243  
Waste Management, Inc.      92        15,731  
     

 

 

  
(Cost $244,311)         262,604  
     

 

 

  
Information Technology - 33.2%      
Adobe, Inc.*      92        56,213  
Advanced Micro Devices, Inc.*      375        45,435  
Apple, Inc.      3,229        613,349  
Applied Materials, Inc.      362        54,220  
Arista Networks, Inc.*      107        23,509  
Autodesk, Inc.*      50        10,922  
Fortinet, Inc.*      279        14,664  
Keysight Technologies, Inc.*      41        5,571  
Lam Research Corp.      57        40,807  
Microsoft Corp.      1,709        647,557  
Motorola Solutions, Inc.      39        12,592  
NVIDIA Corp.      1,061        496,230  
ON Semiconductor Corp.*      182        12,982  
QUALCOMM, Inc.      477        61,557  
ServiceNow, Inc.*      88        60,345  
Texas Instruments, Inc.      245        37,414  
     

 

 

  
(Cost $1,495,115)         2,193,367  
     

 

 

  
Materials - 1.9%      
Air Products and Chemicals, Inc.      96        25,973  
Albemarle Corp.      49        5,942  
CF Industries Holdings, Inc.      83        6,238  
Corteva, Inc.      207        9,356  
Freeport-McMoRan, Inc.      623        23,250  
Linde PLC      128        52,963  
     

 

 

  
(Cost $125,217)         123,722  
     

 

 

  
Real Estate - 0.7%      
American Tower Corp. REIT      109        22,757  
Extra Space Storage, Inc. REIT      45        5,858  
Iron Mountain, Inc. REIT      77        4,939  
SBA Communications Corp. REIT      25        6,174  
Weyerhaeuser Co. REIT      176        5,518  
     

 

 

  
(Cost $44,507)         45,246  
     

 

 

  
Utilities - 0.2%      

Sempra

      
(Cost $12,284)      158        11,513  
     

 

 

  
TOTAL COMMON STOCKS
(Cost $5,463,224)		         6,586,035  
     

 

 

  
EXCHANGE-TRADED FUNDS - 0.1%      
SPDR Portfolio S&P 500 Growth ETF      118        7,421  
Vanguard S&P 500 Growth ETF      2        524  
     

 

 

  
(Cost $7,609)         7,945  
     

 

 

  
CASH EQUIVALENTS - 0.0%      

DWS Government Money Market Series “Institutional Shares”, 5.31% (a)

      
(Cost $1,341)      1,341        1,341  
     

 

 

  
TOTAL INVESTMENTS - 99.9%
(Cost $5,472,174)		       $ 6,595,321  
Other assets and liabilities, net - 0.1%         8,816  
     

 

 

  
NET ASSETS - 100.0%       $ 6,604,137  
     

 

 

  

For information on the Fund’s policies regarding the valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.

A summary of the Fund’s transactions with affiliated investments during the period ended November 30, 2023 is as follows:

 

Value ($) at

8/31/2023

  

Purchases Cost

($)

  

Sales

Proceeds

($)

  

Net Realized

Gain/(Loss)

($)

  

Net Change in

Unrealized

Appreciation

(Depreciation)

($)

  

Income

($)

  

Capital Gain

Distributions

($)

  

Number of

Shares at

11/30/2023

  

Value ($) at

11/30/2023

                                 

CASH EQUIVALENTS — 0.0%

          

DWS Government Money Market Series “Institutional Shares”, 5.31% (a)

1,630   26,304   (26,593)   —     —     49   —     1,341   1,341

 

*

Non-income producing security.

(a)

Affiliated fund managed by DWS Investment Management Americas, Inc. The rate shown is the annualized seven-day yield at period end.

 

REIT:

Real Estate Investment Trust

Fair Value Measurements

Various inputs are used in determining the value of the Fund’s investments. These inputs are summarized in three broad levels. Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments). The level assigned to the securities valuations may not be an indication of the risk or liquidity associated with investing in those securities.

The following is a summary of the inputs used as of November 30, 2023 in valuing the Fund’s investments.

 

Assets

    Level 1      Level 2      Level 3      Total  
Common Stocks (a)    $ 6,586,035      $ —        $ —        $ 6,586,035  
Exchange-Traded Funds      7,945        —          —          7,945  
Short-Term Investments (a)      1,341        —          —          1,341  
  

 

 

     

 

 

     

 

 

     

 

 

  
TOTAL    $ 6,595,321      $ —        $ —        $ 6,595,321  
  

 

 

     

 

 

     

 

 

     

 

 

  

 

(a)

See Schedule of Investments for additional detailed categorizations.

OBTAIN A FUND PROSPECTUS

To obtain a summary prospectus, or prospectus, download one from www.Xtrackers.com, talk to your financial representative or call (855) 329-3837. Investing involves risk, including the possible loss of principal. We advise you to carefully consider the product’s objectives, risks, charges and expenses before investing. The summary prospectus and prospectus contain this and other important information about the investment product. Please read the prospectus carefully before you invest. Xtrackers ETFs (“ETFs”) are managed by DBX Advisors LLC (the “Adviser”), and distributed by ALPS Distributors, Inc. (“ALPS”). The Adviser is a subsidiary of DWS Group GmbH & Co. KGaA, and is not affiliated with ALPS. Shares are not individually redeemable, and owners of Shares may acquire those Shares from the Fund, or tender such Shares for redemption to the Fund, in Creation Units only.

The brand DWS represents DWS Group GmbH & Co. KGaA and any of its subsidiaries such as DWS Distributors, Inc. which offers investment products or DWS Investment Management Americas Inc. and RREEF America L.L.C. which offer advisory services.

NO BANK GUARANTEE | NOT FDIC INSURED | MAY LOSE VALUE

SNPG-PH1

R-089711-1 (5/24) DBX005195 (5/24)