N-PX 1 d575262dnpx.htm DBX ETF TRUST DBX ETF TRUST

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-22487

DBX ETF Trust

(Exact name of registrant as specified in charter)

60 Wall Street New York, New York 10005

(Address of principal executive offices) (Zip code)

Alex Depetris

DBX ETF Trust

60 Wall Street

New York, New York 10005

(Name and address of agent for service)

Registrant’s telephone number, including area code: (212) 250-4352

Date of fiscal year end: May 31

Date of reporting period: July 1, 2012 – June 30, 2013

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2012 TO JUNE 30, 2013

 

 

db X-trackers MSCI Brazil Hedged Equity Fund (Formerly db-X MSCI Brazil

Currency-Hedged Equity Fund)

MMX Mineracao e Metalicos S.A.

 

Meeting Date:    11-Jul-12    Country:    Brazil    Security ID:    P6829U102
Record Date:       Meeting Type:    Special    Ticker:    MMXM3

 

CUSIP: P6829U102    ISIN: BRMMXMACNOR2    SEDOL: B18XCG7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Acquisition Agreement between the Company and PortX   Mgmt   For   For
Appoint Independent Firm to Appraise Proposed Transaction   Mgmt   For   For
Approve Independent Firm’s Appraisal   Mgmt   For   For

Approve Absorption and Delisting of PortX   Mgmt   For   For
Approve Issuance of Shares Related to the Acquisition   Mgmt   For   For
Amend Article 5 to Reflect Changes in Capital   Mgmt   For   For
Authorize Board to Execute Approved Resolutions   Mgmt   For   For
Ratify and Execute Approved Resolutions   Mgmt   For   For

PDG Realty S.A Empreendimentos e Participacoes

 

Meeting Date:    12-Jul-12    Country:    Brazil    Security ID:    P7649U108
Record Date:       Meeting Type:    Special    Ticker:    PDGR3

 

CUSIP: P7649U108    ISIN: BRPDGRACNOR8    SEDOL: B1N9YL9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Private Issuance of Warrants   Mgmt   For   For

Authorize Issuance of Shares with Preemptive Rights   Mgmt   For   For
Approve Issuance of Convertible Debentures   Mgmt   For   For
Amend Articles 7, 10, 17, 38, and 39   Mgmt   For   For

Ultrapar Participacoes S.A.

 

Meeting Date:    12-Jul-12    Country:    Brazil    Security ID:    P94396127
Record Date:       Meeting Type:    Special    Ticker:    UGPA3

 

CUSIP: P94396101    ISIN: BRUGPAACNOR8    SEDOL: B0FHTN1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Acquisition of Temmar - Terminal Maritimo do Maranhao S.A.   Mgmt   For   For

Cosan S.A. Industria e Comercio

 

Meeting Date:    17-Jul-12    Country:    Brazil    Security ID:    P31573101
Record Date:       Meeting Type:    Special    Ticker:    CSAN3

 

CUSIP: P31573101    ISIN: BRCSANACNOR6    SEDOL: B0P72G5

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Agreement to Absorb Handson Participacoes S.A.   Mgmt   For   For
Appoint Independent Firm to Appraise Proposed Transaction   Mgmt   For   For
Approve Independent Firm’s Appraisal   Mgmt   For   For
Approve Absorption of Handson Participacoes S.A.   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Amend Article 29   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   For

Multiplus SA

 

Meeting Date:    23-Jul-12    Country:    Brazil    Security ID:    P69915109
Record Date:       Meeting Type:    Special    Ticker:    MPLU3

 

CUSIP: N/A    ISIN: BRMPLUACNOR3    SEDOL: B3PRVV4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Directors   Mgmt   For   For

Cosan S.A. Industria e Comercio

 

Meeting Date:    31-Jul-12    Country:    Brazil    Security ID:    P31573101
Record Date:       Meeting Type:    Annual    Ticker:    CSAN3

 

CUSIP: P31573101    ISIN: BRCSANACNOR6    SEDOL: B0P72G5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended March 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   Against

CCR S.A.

 

Meeting Date:    02-Aug-12    Country:    Brazil    Security ID:    P1413U105
Record Date:       Meeting Type:    Special    Ticker:    CCRO3

 

CUSIP: P1413U105    ISIN: BRCCROACNOR2    SEDOL: 2840970

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Emerson de Almeida as Independent Director   Mgmt   For   For

Ogx Petroleo E Gas Participacoes S.A

 

Meeting Date:    06-Aug-12    Country:    Brazil    Security ID:    P7356Y103
Record Date:       Meeting Type:    Special    Ticker:    OGXP3

 

CUSIP: P7356Y103    ISIN: BROGXPACNOR3    SEDOL: B19RPM5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director   Mgmt   For   Against

Oi S.A.

 

Meeting Date:    10-Aug-12    Country:    Brazil    Security ID:    P73531116
Record Date:       Meeting Type:    Special    Ticker:    OIBR4

 

CUSIP: P18445158    ISIN: BROIBRACNPR8    SEDOL: B7XL5Q9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Interim Dividends   Mgmt   For   For
Authorize Creation of Redeemable Preferred Stock   Mgmt   For   For
Authorize Bonus Issuance of Shares   Mgmt   For   For
Approve Immediate Redemption of Newly Issued Preferred Shares   Mgmt   For   For

Multiplan Empreendimentos Imobiliarios S.A

 

Meeting Date:    14-Aug-12    Country:    Brazil    Security ID:    P69913104
Record Date:       Meeting Type:    Special    Ticker:    MULT3

 

CUSIP: P69913104    ISIN: BRMULTACNOR5    SEDOL: B23DZG0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director   Mgmt   For   Against

Mpx Energia S.A

 

Meeting Date:    15-Aug-12    Country:    Brazil    Security ID:    P6986Q100
Record Date:       Meeting Type:    Special    Ticker:    MPXE3

 

CUSIP: P6986Q100    ISIN: BRMPXEACNOR2    SEDOL: B29VWQ7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve 3:1 Stock Split and Amend Article 6 Accordingly   Mgmt   For   For
Amend Articles   Mgmt   For   For
Elect Director   Mgmt   For   Against

Porto Seguro SA

 

Meeting Date:    23-Aug-12    Country:    Brazil    Security ID:    P7905C107
Record Date:       Meeting Type:    Special    Ticker:    PSSA3

 

CUSIP: P7905C107    ISIN: BRPSSAACNOR7    SEDOL: B0498T7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Article 18 Re: Size of Executive Committee   Mgmt   For   For
Amend Article 18, Paragraph 1   Mgmt   For   For
Amend Article 22   Mgmt   For   For

Cemig, Companhia Energetica De Minas Gerais

 

Meeting Date:    29-Aug-12    Country:    Brazil    Security ID:    P2577R110
Record Date:       Meeting Type:    Special    Ticker:    CMIG4

 

CUSIP: P2577R110    ISIN: BRCMIGACNPR3    SEDOL: B1YBRG0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Item1   Mgmt    
Elect Director   Mgmt   For   Against
Determine How the Company Will Vote on the Shareholders’ Meeting for Cemig Distribuicao SA and Cemig Geracao e Transmissao SA in Regards to Board Elections   Mgmt   For   For

MMX Mineracao e Metalicos S.A.

 

Meeting Date:    31-Aug-12    Country:    Brazil    Security ID:    P6829U102
Record Date:       Meeting Type:    Special    Ticker:    MMXM3

 

CUSIP: P6829U102    ISIN: BRMMXMACNOR2    SEDOL: B18XCG7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Directors   Mgmt   For   Against

Light S.A

 

Meeting Date:    03-Sep-12    Country:    Brazil    Security ID:    P63529104
Record Date:       Meeting Type:    Special    Ticker:    LIGT3

 

CUSIP: P63529104    ISIN: BRLIGTACNOR2    SEDOL: B0W1X34

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Directors   Mgmt   For   Against

Multiplus SA

 

Meeting Date:    06-Sep-12    Country:    Brazil    Security ID:    P69915109
Record Date:       Meeting Type:    Special    Ticker:    MPLU3

 

CUSIP: N/A    ISIN: BRMPLUACNOR3    SEDOL: B3PRVV4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Stock Option Plan for Libano Miranda Barroso   Mgmt   For   Against
Amend Stock Option Plan for Egberto Vieira Lima   Mgmt   For   Against

Amend Stock Option Plan for Mauricio Quinze   Mgmt   For   Against
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   Against

CETIP S.A. - MERCADOS ORGANIZADOS

 

Meeting Date:    13-Sep-12    Country:    Brazil    Security ID:    P23840104
Record Date:       Meeting Type:    Special    Ticker:    CTIP3

 

CUSIP: P23840104    ISIN: BRCTIPACNOR2    SEDOL: B55DVB6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve 2012 Stock Option Plan; Replace Existing Plans   Mgmt   For   For
Approve Stock Option Plan Grants   Mgmt   For   For

Banco do Brasil S.A.

 

Meeting Date:    19-Sep-12    Country:    Brazil    Security ID:    P11427112
Record Date:       Meeting Type:    Special    Ticker:    BBAS3

 

CUSIP: P11427112    ISIN: BRBBASACNOR3    SEDOL: 2328595

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles Re: Board and Audit Committee Composition   Mgmt   For   Against
Amend Articles Re: Board of Directors   Mgmt   For   For

HRT Participacoes em Petroleo S.A.

 

Meeting Date:    01-Oct-12    Country:    Brazil    Security ID:    P5280D104
Record Date:       Meeting Type:    Special    Ticker:    HRTP3

 

CUSIP: N/A    ISIN: BRHRTPACNOR2    SEDOL: B4LW4N3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Increase in Board Size from 9 to 11 Members   Mgmt   For   For
Amend Article 17   Mgmt   For   For
Accept Director Resignations   Mgmt   For   For
Elect Directors   Mgmt   For   For

Mpx Energia S.A

 

Meeting Date:    26-Oct-12    Country:    Brazil    Security ID:    P6986Q100
Record Date:       Meeting Type:    Special    Ticker:    MPXE3

 

CUSIP: P6986Q100    ISIN: BRMPXEACNOR2    SEDOL: B29VWQ7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director   Mgmt   For   Against

Banco Santander Brasil SA

 

Meeting Date:    31-Oct-12    Country:    Brazil    Security ID:    P1505Z160
Record Date:       Meeting Type:    Special    Ticker:    SANB11

 

CUSIP: P1505Z137    ISIN: BRSANBCDAM13    SEDOL: B4V5RY4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Directors   Mgmt   For   Against
Approve Long-Term Incentive Plan   Mgmt   For   For

Oi S.A.

 

Meeting Date:    07-Nov-12    Country:    Brazil    Security ID:    P73531116
Record Date:       Meeting Type:    Special    Ticker:    OIBR4

 

CUSIP: P18445158    ISIN: BROIBRACNPR8    SEDOL: B7XL5Q9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Article 1   Mgmt   For   For
Amend Article 21   Mgmt   For   For
Amend Article 22   Mgmt   For   For
Amend Article 23   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   For

Amil Participacoes S.A.

 

Meeting Date:    14-Nov-12    Country:    Brazil    Security ID:    P0R997100
Record Date:       Meeting Type:    Special    Ticker:    AMIL3

 

CUSIP: P0R997100    ISIN: BRAMILACNOR0    SEDOL: B28T2K6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Appoint Goldman Sachs do Brasil Banco Multiplo S.A. to Prepare Valuation Report for Tender Offer   Mgmt   For   For
Appoint UBS Brasil Servicos de Assessoria Financeira Ltda to Prepare Valuation Report for Tender Offer   Mgmt   For   Do Not Vote
Appoint Deutsche Bank S.A. - Banco Alemao to Prepare Valuation Report for Tender Offer   Mgmt   For   Against
Approve Increase in Board Size and Elect Board Members   Mgmt   For   Against
Amend Article 42   Mgmt   For   For
Amend Articles 11, 12, 14, 15, 16, 17, and 18   Mgmt   For   Against

Multiplan Empreendimentos Imobiliarios S.A

 

Meeting Date:    23-Nov-12    Country:    Brazil    Security ID:    P69913104
Record Date:       Meeting Type:    Special    Ticker:    MULT3

 

CUSIP: P69913104    ISIN: BRMULTACNOR5    SEDOL: B23DZG0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles Re: Nivel 2 Regulations   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   For

Amil Participacoes S.A.

 

Meeting Date:    28-Nov-12    Country:    Brazil    Security ID:    P0R997100
Record Date:       Meeting Type:    Special    Ticker:    AMIL3

 

CUSIP: P0R997100    ISIN: BRAMILACNOR0    SEDOL: B28T2K6

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Company’s Delisting from Novo Mercado Segment and the Sao Paulo
Stock Exchange		   Mgmt   For   Against

TOTVS SA

 

Meeting Date:    29-Nov-12    Country:    Brazil    Security ID:    P92184103
Record Date:       Meeting Type:    Special    Ticker:    TOTS3

 

CUSIP: P92184103    ISIN: BRTOTSACNOR8    SEDOL: B10LQP6

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Agreement to Absorb Gens Tecnologia da Informacao Ltda.; YMF Arquitetura Financeira de Negocios Ltda.; TOOLS Arquitetura Financeira de Negocios Ltda.; Hery Participacoes Ltda.; and TOTALBANCO Consultoria e Sistemas Ltda.   Mgmt   For   For
Appoint Independent Appraisers of Proposed Transactions   Mgmt   For   For
Approve Independent Appraisals   Mgmt   For   For
Approve Absorptions   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

TOTVS SA

 

Meeting Date:    29-Nov-12    Country:    Brazil    Security ID:    P92184103
Record Date:       Meeting Type:    Special    Ticker:    TOTS3

 

CUSIP: P92184103    ISIN: BRTOTSACNOR8    SEDOL: B10LQP6

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Bonus Matching Plan   Mgmt   For   Against
Amend Articles to Reflect Changes in Capital   Mgmt   For   For
Amend Corporate Purpose   Mgmt   For   For
Amend Articles 21 and 24   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   For

Diagnosticos da America SA

 

Meeting Date:    30-Nov-12    Country:    Brazil    Security ID:    P3589C109
Record Date:       Meeting Type:    Special    Ticker:    DASA3

 

CUSIP: P3589C109    ISIN: BRDASAACNOR1    SEDOL: B03WBK9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Agreement to Absorb Cytolab - Laboratorio de Anatomia Patologica, Citologia Diagnostica e Analises Clinicas Ltda   Mgmt   For   For
Appoint Independent Firm to Appraise Proposed Transaction   Mgmt   For   For
Approve Independent Firm’s Appraisal   Mgmt   For   For
Approve Absorption of Cytolab - Laboratorio de Anatomia Patologica, Citologia Diagnostica e Analises Clinicas Ltda   Mgmt   For   For

Raia Drogasil S.A

 

Meeting Date:    30-Nov-12    Country:    Brazil    Security ID:    P7987N104
Record Date:       Meeting Type:    Special    Ticker:    RADL3

 

CUSIP: P3587W107    ISIN: BRRADLACNOR0    SEDOL: B7FQV64

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Agreement to Absorb Raia S.A.   Mgmt   For   For
Appoint Independent Firm to Appraise Proposed Transaction   Mgmt   For   For
Approve Independent Firm’s Appraisal   Mgmt   For   For
Approve Absorption of Raia S.A.   Mgmt   For   For
Approve Board Previous Resolutions Re: Absorption   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Elect Directors   Mgmt   For   Against

Eletrobras, Centrais Eletricas Brasileiras S.A.

 

Meeting Date:    03-Dec-12    Country:    Brazil    Security ID:    P22854106
Record Date:       Meeting Type:    Special    Ticker:    ELET6

 

CUSIP: P22854106    ISIN: BRELETACNPB7    SEDOL: 2308445

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Representing Minority Shareholders   Mgmt   For   Against
Approve Renewal of Generation Concessions   Mgmt   For   For

Banco do Brasil S.A.

 

Meeting Date:    18-Dec-12    Country:    Brazil    Security ID:    P11427112
Record Date:       Meeting Type:    Special    Ticker:    BBAS3

 

CUSIP: P11427112    ISIN: BRBBASACNOR3    SEDOL: 2328595

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Authorize Capitalization of Reserves   Mgmt   For   For
Approve Increase in Authorized Capital   Mgmt   For   For

Amend Articles to Reflect Changes in Capital   Mgmt   For   For
Ratify Amended Article 33   Mgmt   For   For

BRF - Brasil Foods SA

 

Meeting Date:    18-Dec-12    Country:    Brazil    Security ID:    P1905C100
Record Date:       Meeting Type:    Special    Ticker:    BRFS3

 

CUSIP: P1905C100    ISIN: BRBRFSACNOR8    SEDOL: 2036995

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Appoint Independent Firm to Appraise Proposed Absorptions   Mgmt   For   For
Approve Independent Firm’s Appraisal   Mgmt   For   For
Approve Agreement to Absorb Sadia S.A. and Heloisa Industria e Comercio de Produtos Lacteos Ltda.   Mgmt   For   For
Amend Articles   Mgmt   For   For

Cemig, Companhia Energetica De Minas Gerais

 

Meeting Date:    18-Dec-12    Country:    Brazil    Security ID:    P2577R110
Record Date:       Meeting Type:    Special    Ticker:    CMIG4

 

CUSIP: P2577R110    ISIN: BRCMIGACNPR3    SEDOL: B1YBRG0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director   Mgmt   For   Against
Determine How the Company Will Vote on the Shareholders’ Meeting for Cemig Distribuicao SA and Cemig Geracao e Transmissao SA in Regards to Board Elections   Mgmt   For   For

Obrascon Huarte Lain Brasil S.A

 

Meeting Date:    20-Dec-12    Country:    Brazil    Security ID:    P73376108
Record Date:    18-Dec-12    Meeting Type:    Special    Ticker:    OHLB3

 

CUSIP: P73376108    ISIN: BROHLBACNOR6    SEDOL: B0DK255

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Company Name   Mgmt   For   For
Approve Increase in Board Size   Mgmt   For   For
Ratify Directors Appointed by the Board   Mgmt   For   Against
Elect Francisco Jose Aljaro Navarro   Mgmt   For   Against
Elect David Antonio Diaz Almazan and Benjamin Michael Vaughan   Mgmt   For   Against

Jbs S.A

 

Meeting Date:    27-Dec-12    Country:    Brazil    Security ID:    P59695109
Record Date:       Meeting Type:    Special    Ticker:    JBSS3

 

CUSIP: P59695109    ISIN: BRJBSSACNOR8    SEDOL: B1V74X7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Agreement to Absorb Cascavel Couros Ltda   Mgmt   For   For
Appoint Independent Firm to Appraise Proposed Transaction   Mgmt   For   For
Approve Independent Firm’s Appraisal   Mgmt   For   For
Approve Absorption of Cascavel Couros Ltda   Mgmt   For   For
Amend Corporate Purpose Re: Cascavel Couros Ltda   Mgmt   For   For
Amend Corporate Purpose Re: Transport Hazardous Materials   Mgmt   For   For
Amend Articles to Reflect Changes in Capital   Mgmt   For   For
Elect Alternate Fiscal Council Member   Mgmt   For   For

Duratex S.A.

 

Meeting Date:    28-Dec-12    Country:    Brazil    Security ID:    P3593G146
Record Date:       Meeting Type:    Special    Ticker:    DTEX3

 

CUSIP: P3593G146    ISIN: BRDTEXACNOR3    SEDOL: B27WY88

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Agreement to Absorb Industria Metalurgica Jacarei Ltda.   Mgmt   For   For
Appoint Independent Firm to Appraise Proposed Transaction   Mgmt   For   For
Approve Absorption of Industria Metalurgica Jacarei Ltda.   Mgmt   For   For

Duratex S.A.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles to Reflect Changes in Capital   Mgmt   For   For

Hypermarcas S.A

 

Meeting Date:    28-Dec-12    Country:    Brazil    Security ID:    P5230A101
Record Date:       Meeting Type:    Special    Ticker:    HYPE3

 

CUSIP: P5230A101    ISIN: BRHYPEACNOR0    SEDOL: B2QY968

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Spin-Off Proposal   Mgmt   For   For

Appoint Independent Firm to Appraise Proposed Transaction   Mgmt   For   For
Approve Independent Firm’s Appraisal   Mgmt   For   For
Approve SPAC Transaction   Mgmt   For   For
Approve Bylaws of SPAC   Mgmt   For   For
Elect Executive Committee of SPAC   Mgmt   For   For
Approve Remuneration for SPAC Executives   Mgmt   For   For
Approve Agreement to Absorb Braga Holding   Mgmt   For   For
Appoint Independent Firm to Appraise Proposed Transaction   Mgmt   For   For
Approve Independent Firm’s Appraisal   Mgmt   For   For
Approve Absorption of Braga Holding   Mgmt   For   For
Establish Preemptive Rights Re: Braga Holding   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

TOTVS SA

 

Meeting Date:    03-Jan-13    Country:    Brazil    Security ID:    P92184103
Record Date:       Meeting Type:    Special    Ticker:    TOTS3

 

CUSIP: P92184103    ISIN: BRTOTSACNOR8    SEDOL: B10LQP6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles to Reflect Changes in Capital   Mgmt   For   For
Amend Corporate Purpose   Mgmt   For   For
Amend Article 17   Mgmt   For   For
Amend Articles 21 and 24   Mgmt   For   For
Exclude Articles 59, 60, and 61 and Renumber Articles Accordingly   Mgmt   For   For
Add Article 60   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   For

PDG Realty S.A Empreendimentos e Participacoes

 

Meeting Date:    18-Jan-13    Country:    Brazil    Security ID:    P7649U108
Record Date:       Meeting Type:    Special    Ticker:    PDGR3

 

CUSIP: P7649U108    ISIN: BRPDGRACNOR8    SEDOL: B1N9YL9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Change Location of Company Headquarters   Mgmt   For   For
Amend Article 17 Re: Size of Executive Committee   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   For

Multiplus SA

 

Meeting Date:    01-Feb-13    Country:    Brazil    Security ID:    P69915109
Record Date:       Meeting Type:    Special    Ticker:    MPLU3

 

CUSIP: N/A    ISIN: BRMPLUACNOR3    SEDOL: B3PRVV4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Board Chairman and Vice-Chairman   Mgmt   For   For

Banco Santander Brasil SA

 

Meeting Date:    15-Feb-13    Country:    Brazil    Security ID:    P1505Z160
Record Date:       Meeting Type:    Special    Ticker:    SANB11

 

CUSIP: P1505Z137    ISIN: BRSANBCDAM13    SEDOL: B4V5RY4

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Deferred Bonus Plan   Mgmt   For   For

Companhia de Saneamento de Minas Gerais COPASA

 

Meeting Date:    18-Feb-13    Country:    Brazil    Security ID:    P28269101
Record Date:       Meeting Type:    Special    Ticker:    CSMG3

 

CUSIP: P28269101    ISIN: BRCSMGACNOR5    SEDOL: B0YBZJ2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Donation of Real Estate Assets in the District of Baixo Jequitinhonha   Mgmt   For   For
Approve Donation of Real Estate Assets in the District of Alto Paranaiba   Mgmt   For   For
Amend Bidding Process for Public-Private Partnership for the Expansion and Improvement of Rio Manso System   Mgmt   For   For

Banco do Brasil S.A.

 

Meeting Date:    20-Feb-13    Country:    Brazil    Security ID:    P11427112
Record Date:       Meeting Type:    Special    Ticker:    BBAS3

 

CUSIP: P11427112    ISIN: BRBBASACNOR3    SEDOL: 2328595

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Public Offering of Shares in Subsidiary BB Seguridade Participacoes SA   Mgmt   For   For
Authorize 20 Percent Increase in the Number of Shares in Case of Excessive Demand Following the Public Offering Presented Under Item 1   Mgmt   For   For
Authorize Increase of up to 10 Percent in Share Capital of BB Seguridade Participacoes SA   Mgmt   For   For
Waive Banco do Brasil Preemptive Rights in the Event of a Public Offering of Shares of BB Seguridade Participacoes SA   Mgmt   For   For

Authorize the Borrowing of up to 15 Percent of the Public Offering of Shares to Serve as Stabilization Fund for the Initial 30 Days Period Following IPO   Mgmt   For   For
Authorize Board to Fix the Terms and Conditions for the Initial Public Offering of Shares   Mgmt   For   For
Authorize Management to Execute Approved Resolutions   Mgmt   For   For
Authorize the Board to Grant Treasury Shares as Part of Executive Variable Remuneration   Mgmt   For   For

CPFL Energia S.A

 

Meeting Date:    20-Feb-13    Country:    Brazil    Security ID:    P3179C105
Record Date:       Meeting Type:    Special    Ticker:    CPFE3

 

CUSIP: P3179C105    ISIN: BRCPFEACNOR0    SEDOL: B031NN3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Director Resignation and Elect Director   Mgmt   For   For

Tractebel Energia S.A.

 

Meeting Date:    20-Feb-13    Country:    Brazil    Security ID:    P9208W103
Record Date:       Meeting Type:    Special    Ticker:    TBLE3

 

CUSIP: P9208W103    ISIN: BRTBLEACNOR2    SEDOL: B07C763

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Spin-Off of Machadinho Energetica SA (MAESA)   Mgmt   For   For
Appoint Independent Firm to Appraise Proposed Transaction   Mgmt   For   For
Approve Independent Firm’s Appraisal   Mgmt   For   For
Approve Company’s Restructure Re: Machadinho Energetica SA (MAESA)   Mgmt   For   For

Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Amend Article 29 Re: Fiscal Council   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   For

Kroton Educacional S.A

 

Meeting Date:    05-Mar-13    Country:    Brazil    Security ID:    P6115V129
Record Date:       Meeting Type:    Special    Ticker:    KROT3

 

CUSIP: P6115V111    ISIN: BRKROTCDAM11    SEDOL: B23DNH7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve 2:1 Stock Split   Mgmt   For   For
Amend Articles to Reflect Changes in Capital   Mgmt   For   For

TOTVS SA

 

Meeting Date:    05-Mar-13    Country:    Brazil    Security ID:    P92184103
Record Date:       Meeting Type:    Annual    Ticker:    TOTS3

 

CUSIP: P92184103    ISIN: BRTOTSACNOR8    SEDOL: B10LQP6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Director   Mgmt   For   For
Approve Remuneration of Executive Officers and Non-Executive Directors   Mgmt   For   For

Light S.A.

 

Meeting Date:    06-Mar-13    Country:    Brazil    Security ID:    P63529104
Record Date:       Meeting Type:    Special    Ticker:    LIGT3

 

CUSIP: P63529104    ISIN: BRLIGTACNOR2    SEDOL: B0W1X34

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Luiz Carlos da Silva Cantidio Junior as Director   Mgmt   For   Against

Embraer SA

 

Meeting Date:    08-Mar-13    Country:    Brazil    Security ID:    P3700H201
Record Date:       Meeting Type:    Special    Ticker:    N/A

 

CUSIP: P3700H201    ISIN: BREMBRACNOR4    SEDOL: B16FPG6

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles 2, 8, 33, 39, and 40 Re: Competencies of Board of Directors and Executive Members   Mgmt   For   For
Amend Articles 27, 29, 30, 31, 32, 33, 34, and 35 Re: Board Structure   Mgmt   For   For
Amend Articles 9, 10, 11, 12, 16, 18, 20, 22, 23, 30, 31, 32, 33, 39, 47, 49, 54, 55, and 59   Mgmt   For   For

Anhanguera Educacional Participacoes S.A

 

Meeting Date:    11-Mar-13    Country:    Brazil    Security ID:    P0355L115
Record Date:       Meeting Type:    Special    Ticker:    AEDU3

 

CUSIP: P0355L123    ISIN: BRAEDUACNOR9    SEDOL: 2796084

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Stock Option Plan   Mgmt   For   For
Ratify Acquisition of Grupo Uniban, including Academia Paulista Anchieta Ltda (APA), Uniao Pan-Americana de Ensino S/C Ltda (UNIPAN) and Uniao Bandeirante de Educacao Ltda (UBE)   Mgmt   For   For
Appoint Independent Firm to Appraise the Proposed Transaction   Mgmt   For   For

Banco Bradesco S.A.

 

Meeting Date:    11-Mar-13    Country:    Brazil    Security ID:    P1808G117
Record Date:       Meeting Type:    Special    Ticker:    BBDC4

 

CUSIP: P1808G117    ISIN: BRBBDCACNPR8    SEDOL: B00FM53

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Authorize Capitalization of Reserves for Bonus Issue   Mgmt   For   For
Amend Articles 6, 7, 12, 18, 19, 21, 22, 24, and 25   Mgmt   For   For

Banco Bradesco S.A.

 

Meeting Date:    11-Mar-13    Country:    Brazil    Security ID:    P1808G117
Record Date:       Meeting Type:    Annual    Ticker:    BBDC4

 

CUSIP: P1808G117    ISIN: BRBBDCACNPR8    SEDOL: B00FM53

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Items 3.1-3.9 and 4.1-4.5   Mgmt    
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Lazaro de Mello Brandao as Director   Mgmt   For   Against

Elect Antonio Bornia as Director   Mgmt   For   Against
Elect Mario Silveira Teixeira Junior as Director   Mgmt   For   Against
Elect Joao Aguiar Alvarez as Director   Mgmt   For   Against
Elect Denise Aguiar Alvarez as Director   Mgmt   For   Against
Elect Luiz Carlos Trabucco Cappi as Director   Mgmt   For   Against
Elect Carlos Alberto Rodrigues Guilherme as Director   Mgmt   For   Against
Elect Milton Matsumoto as Director   Mgmt   For   Against
Elect All Directors Presented under Items 3.1-3.8   Mgmt   For   Against
Elect Nelson Lopes de Oliveira as Fiscal Council Member   Mgmt   For   For
Elect Joao Carlos de Oliveira as Fiscal Council Member   Mgmt   For   For
Elect Jorge Tadeu Pinto de Figueiredo as Alternate Fiscal Council Member   Mgmt   For   For
Elect Renaud Roberto Teixeira as Alternate Fiscal Council Member   Mgmt   For   For
Elect All Fiscal Council Members Presented under Items 4.1-4.4   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   Against

Souza Cruz S.A

 

Meeting Date:    15-Mar-13    Country:    Brazil    Security ID:    P26663107
Record Date:       Meeting Type:    Annual    Ticker:    CRUZ3

 

CUSIP: P26663107    ISIN: BRCRUZACNOR0    SEDOL: 2832148

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Executive Officers and Non-Executive Directors   Mgmt   For   For
Install Fiscal Council   Mgmt   For   For
Elect Fiscal Council Members and Approve Their Remuneration   Mgmt   For   For

EcoRodovias Infraestrutura e Logistica SA

 

Meeting Date:    20-Mar-13    Country:    Brazil    Security ID:    P3661R107
Record Date:       Meeting Type:    Special    Ticker:    ECOR3

 

CUSIP: N/A    ISIN: BRECORACNOR8    SEDOL: B5720R0

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Article 3 Re: Corporate Purpose   Mgmt   For   For
Amend Article 12 Re: Decrease in Board Size   Mgmt   For   For
Amend Article 13 Re: Quorum Requirements for Board Meetings   Mgmt   For   For
Amend Article 13 Re: Quorum Requirements to Approve Board Deliberations   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   For

Oi S.A.

 

Meeting Date:    21-Mar-13    Country:    Brazil    Security ID:    P73531116
Record Date:       Meeting Type:    Special    Ticker:    OIBR4

 

CUSIP: P18445158    ISIN: BROIBRACNPR8    SEDOL: B7XL5Q9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Authorize Creation of Redeemable Preferred Stock   Mgmt   For   For
Authorize Bonus Issuance of Shares   Mgmt   For   For
Approve Immediate Redemption of Newly Issue Preferred Shares   Mgmt   For   For

Oi S.A.

 

Meeting Date:    21-Mar-13    Country:    Brazil    Security ID:    P73531116
Record Date:       Meeting Type:    Annual    Ticker:    OIBR4

 

CUSIP: P18445158    ISIN: BROIBRACNPR8    SEDOL: B7XL5Q9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Item 3   Mgmt    
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Fiscal Council Members and Alternates   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   Against

Marcopolo S.A.

 

Meeting Date:    27-Mar-13    Country:    Brazil    Security ID:    P64331112
Record Date:       Meeting Type:    Annual    Ticker:    POMO4

 

CUSIP: P64331112    ISIN: BRPOMOACNPR7    SEDOL: 2599131

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Item 3   Mgmt    
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Fiscal Council Members and Approve Their Remuneration   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   For

Porto Seguro SA

 

Meeting Date:    28-Mar-13    Country:    Brazil    Security ID:    P7905C107
Record Date:       Meeting Type:    Annual    Ticker:    PSSA3

 

CUSIP: P7905C107    ISIN: BRPSSAACNOR7    SEDOL: B0498T7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Ratify Board of Director Deliberations Re: Interest-On-Capital-Stock Payments   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Approve Date of Dividend and Interest-On-Capital-Stock Payments   Mgmt   For   For
Approve Remuneration of Executive Officers, Non-Executive Directors, and Audit Committee Members   Mgmt   For   Against

Porto Seguro SA

 

Meeting Date:    28-Mar-13    Country:    Brazil    Security ID:    P7905C107
Record Date:       Meeting Type:    Special    Ticker:    PSSA3

 

CUSIP: P7905C107    ISIN: BRPSSAACNOR7    SEDOL: B0498T7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Cancellation of Treasury Shares and Amend Article 5 of the Company’s Bylaws Accordingly   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   For

Braskem S.A

 

Meeting Date:    02-Apr-13    Country:    Brazil    Security ID:    P18533110
Record Date:       Meeting Type:    Annual    Ticker:    BRKM5

 

CUSIP: P18533110    ISIN: BRBRKMACNPA4    SEDOL: B0774N4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Item 3   Mgmt    

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Treatment of Net Loss   Mgmt   For   For
Elect Fiscal Council Members   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   Against

Klabin S.A

 

Meeting Date:    02-Apr-13    Country:    Brazil    Security ID:    P60933101
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    KLBN4

 

CUSIP: P60933101    ISIN: BRKLBNACNPR9    SEDOL: 2813347

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Item 5   Mgmt    

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   Against
Elect Fiscal Council Members and Approve Their Remuneration   Mgmt   For   For

Odontoprev S.A.

 

Meeting Date:    02-Apr-13    Country:    Brazil    Security ID:    P7344M104
Record Date:       Meeting Type:    Annual    Ticker:    ODPV3

 

CUSIP: P7344M104    ISIN: BRODPVACNOR4    SEDOL: B1H6R62

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   For
Elect Fiscal Council Members   Mgmt   For   For

AES Tiete SA

 

Meeting Date:    04-Apr-13    Country:    Brazil    Security ID:    P4991B101
Record Date:       Meeting Type:    Annual    Ticker:    GETI4

 

CUSIP: P4991B101    ISIN: BRGETIACNPR4    SEDOL: 2441038

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For

Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Elect Fiscal Council Members   Mgmt   For   Against

Eletropaulo Metropolitana Eletricidade de Sao Paulo S.A

 

Meeting Date:    04-Apr-13    Country:    Brazil    Security ID:    P36476169
Record Date:       Meeting Type:    Annual    Ticker:    ELPL4

 

CUSIP: P36476151    ISIN: BRELPLACNPR6    SEDOL: B66HFL2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Item 4.   Mgmt    
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Director   Mgmt   For   Against
Elect Fiscal Council Members   Mgmt   For   Against

SUL AMERICA SA

 

Meeting Date:    04-Apr-13    Country:    Brazil    Security ID:    P87993120
Record Date:       Meeting Type:    Annual    Ticker:    SULA11

 

CUSIP: P87993120    ISIN: BRSULACDAM12    SEDOL: B27WYK0

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   For

SUL AMERICA SA

 

Meeting Date:    04-Apr-13    Country:    Brazil    Security ID:    P87993120
Record Date:       Meeting Type:    Special    Ticker:    SULA11

 

CUSIP: P87993120    ISIN: BRSULACDAM12    SEDOL: B27WYK0

Proposal   Proponent   Mgmt Rec   Vote Instruction
Authorize Capitalization of Reserves with Issuance of Shares and Amend Article 5 Accordingly   Mgmt   For   For

BRF - Brasil Foods SA

 

Meeting Date:    09-Apr-13    Country:    Brazil    Security ID:    P1905C100
Record Date:       Meeting Type:    Annual    Ticker:    BRFS3

 

CUSIP: P1905C100    ISIN: BRBRFSACNOR8    SEDOL: 2036995

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements and Allocation of Income   Mgmt   For   For
Ratify Board of Directors Deliberations Re: Allocation of Dividends   Mgmt   For   For

Approve Dividends   Mgmt   For   For
Fix Number of Directors   Mgmt   For   For
Elect Directors   Mgmt   For   For
Elect Board Chairman and Vice-Chairman   Mgmt   For   For
Elect Fiscal Council and Audit Committee Members   Mgmt   For   For

BRF - Brasil Foods SA

 

Meeting Date:    09-Apr-13    Country:    Brazil    Security ID:    P1905C100
Record Date:       Meeting Type:    Special    Ticker:    BRFS3

 

CUSIP: P1905C100    ISIN: BRBRFSACNOR8    SEDOL: 2036995

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Company Name   Mgmt   For   For

Approve Remuneration of Company’s Management   Mgmt   For   For
Amend Stock Option Plan   Mgmt   For   For

EDP - Energias Do Brasil S.A

 

Meeting Date:    10-Apr-13    Country:    Brazil    Security ID:    P3769R108
Record Date:       Meeting Type:    Annual    Ticker:    ENBR3

 

CUSIP: P3769R108    ISIN: BRENBRACNOR2    SEDOL: B0D7494

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   Against
Approve Allocation of Income and Dividends   Mgmt   For   For
Fix Board Size and Elect Directors   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   Against

SUL AMERICA SA

 

Meeting Date:    10-Apr-13    Country:    Brazil    Security ID:    P87993120
Record Date:       Meeting Type:    Special    Ticker:    SULA11

 

CUSIP: P87993120    ISIN: BRSULACDAM12    SEDOL: B27WYK0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Acquisition of 83.27 Percent of Sul America Capitalizacao S.A. (SULACAP)   Mgmt   For   For

Ultrapar Participacoes S.A.

 

Meeting Date:    10-Apr-13    Country:    Brazil    Security ID:    P94396127
Record Date:       Meeting Type:    Annual    Ticker:    UGPA3

 

CUSIP: P94396101    ISIN: BRUGPAACNOR8    SEDOL: B0FHTN1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   For
Elect Fiscal Council Members   Mgmt   For   For

Companhia de Saneamento de Minas Gerais COPASA

 

Meeting Date:    11-Apr-13    Country:    Brazil    Security ID:    P28269101
Record Date:       Meeting Type:    Annual    Ticker:    CSMG3

 

CUSIP: P28269101    ISIN: BRCSMGACNOR5    SEDOL: B0YBZJ2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Investment Plan for Upcoming Fiscal Year   Mgmt   For   For
Elect Board and Fiscal Council Members   Mgmt   For   For

Companhia de Saneamento de Minas Gerais COPASA

 

Meeting Date:    11-Apr-13    Country:    Brazil    Security ID:    P28269101
Record Date:       Meeting Type:    Special    Ticker:    CSMG3

 

CUSIP: P28269101    ISIN: BRCSMGACNOR5    SEDOL: B0YBZJ2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Remuneration of Company’s Management   Mgmt   For   For
Amend Article 6 to Reflect Changes in Capital   Mgmt   For   For
Approve Donation of Vehicles   Mgmt   For   For

Tim Participacoes S.A.

 

Meeting Date:    11-Apr-13    Country:    Brazil    Security ID:    P91536469
Record Date:       Meeting Type:    Annual    Ticker:    TIMP3

 

CUSIP: P91536204    ISIN: BRTIMPACNOR1    SEDOL: 2292560

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Capital Budget for Upcoming Fiscal Year   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Elect Fiscal Council Members   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   Against

Tim Participacoes S.A.

 

Meeting Date:    11-Apr-13    Country:    Brazil    Security ID:    P91536469
Record Date:       Meeting Type:    Special    Ticker:    TIMP3

 

CUSIP: P91536204    ISIN: BRTIMPACNOR1    SEDOL: 2292560

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Prolonging of Cooperation and Support Agreement between Telecom Italia S.p.A., and Tim Celular S.A. and Intelig Telecomunicacoes Ltda.   Mgmt   For   For
Amend Internal Fiscal Council/Audit Committee Regulations.   Mgmt   For   For

Natura Cosmeticos S.A

 

Meeting Date:    12-Apr-13    Country:    Brazil    Security ID:    P7088C106
Record Date:       Meeting Type:    Annual    Ticker:    NATU3

 

CUSIP: P7088C106    ISIN: BRNATUACNOR6    SEDOL: B014K55

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Capital Budget and Allocation of Income   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   Against

Natura Cosmeticos S.A

 

Meeting Date:    12-Apr-13    Country:    Brazil    Security ID:    P7088C106
Record Date:       Meeting Type:    Special    Ticker:    NATU3

 

CUSIP: P7088C106    ISIN: BRNATUACNOR6    SEDOL: B014K55

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Change Location of Company Headquarters   Mgmt   For   For

Amend Corporate Purpose   Mgmt   For   For
Amend Articles 15, 18, and 19   Mgmt   For   For
Amend Articles 34, 35, and 49   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   For
Ratify Acquisition of 65 percent of Emeis Holdings Pty Ltd.   Mgmt   For   For

BM&FBOVESPA S.A.

 

Meeting Date:    15-Apr-13    Country:    Brazil    Security ID:    P73232103
Record Date:       Meeting Type:    Annual    Ticker:    BVMF3

 

CUSIP: P73232103    ISIN: BRBVMFACNOR3    SEDOL: B2RHNV9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For

Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   For
Approve Remuneration of Company’s   Mgmt   For   For
Management      

BM&FBOVESPA S.A.

 

Meeting Date:    15-Apr-13    Country:    Brazil    Security ID:    P73232103
Record Date:       Meeting Type:    Special    Ticker:    BVMF3

 

CUSIP: P73232103    ISIN: BRBVMFACNOR3    SEDOL: B2RHNV9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Stock Option Plan   Mgmt   For   Against

Telefonica Brasil SA.

 

Meeting Date:    16-Apr-13    Country:    Brazil    Security ID:    P90337166
Record Date:       Meeting Type:    Annual    Ticker:    VIVT4

 

CUSIP: P90337117    ISIN: BRVIVTACNPR7    SEDOL: B3ZCNF7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Items 3 and 4   Mgmt    
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Elect Fiscal Council Members   Mgmt   For   For

Usinas Siderurgicas De Minas Gerais S.A. - USIMINAS

 

Meeting Date:    16-Apr-13    Country:    Brazil    Security ID:    P9632E117
Record Date:       Meeting Type:    Annual    Ticker:    USIM5

 

CUSIP: P9632E117    ISIN: BRUSIMACNPA6    SEDOL: 2386009

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Item 3   Mgmt    
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   Against
Elect Fiscal Council Members and Approve Their Remuneration   Mgmt   For   For

ALL America Latina Logistica S.A.

 

Meeting Date:    17-Apr-13    Country:    Brazil    Security ID:    P01627242
Record Date:       Meeting Type:    Annual    Ticker:    ALLL3

 

CUSIP: 01643R606    ISIN: BRALLLACNOR6    SEDOL: B014710

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   Against
Elect Directors   Mgmt   For   Against
Elect Fiscal Council Members   Mgmt   For   For

ALL America Latina Logistica S.A.

 

Meeting Date:    17-Apr-13    Country:    Brazil    Security ID:    P01627242
Record Date:       Meeting Type:    Special    Ticker:    ALLL3

 

CUSIP: 01643R606    ISIN: BRALLLACNOR6    SEDOL: B014710

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Remuneration of Company’s Management   Mgmt   For   Against
Approve Remuneration of Fiscal Council Members   Mgmt   For   For

Tractebel Energia S.A.

 

Meeting Date:    17-Apr-13    Country:    Brazil    Security ID:    P9208W103
Record Date:       Meeting Type:    Annual    Ticker:    TBLE3

 

CUSIP: P9208W103    ISIN: BRTBLEACNOR2    SEDOL: B07C763

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Employees’ Bonuses   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   For
Accept Resignation of Director and Elect New Director   Mgmt   For   Against
Elect Fiscal Council Members and Alternates   Mgmt   For   For

Vale S.A.

 

Meeting Date:    17-Apr-13    Country:    Brazil    Security ID:    P9661Q148
Record Date:       Meeting Type:    Annual    Ticker:    VALE5

 

CUSIP: P2605D109    ISIN: BRVALEACNPA3    SEDOL: 2257127

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on All Items   Mgmt    
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Elect Fiscal Council Members   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   Against

CCR S.A.

 

Meeting Date:    18-Apr-13    Country:    Brazil    Security ID:    P1413U105
Record Date:       Meeting Type:    Annual    Ticker:    CCRO3

 

CUSIP: P1413U105    ISIN: BRCCROACNOR2    SEDOL: 2840970

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Capital Budget for Upcoming Fiscal Year   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Fix Number of Directors and Fiscal Council Members and Elect Board and Fiscal Council Members   Mgmt   For   Against
Install Fiscal Council   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   Against

CETIP S.A. - MERCADOS ORGANIZADOS

 

Meeting Date:    18-Apr-13    Country:    Brazil    Security ID:    P23840104
Record Date:       Meeting Type:    Annual    Ticker:    CTIP3

 

CUSIP: P23840104    ISIN: BRCTIPACNOR2    SEDOL: B55DVB6

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   For

Lojas Renner

 

Meeting Date:    18-Apr-13    Country:    Brazil    Security ID:    P6332C102
Record Date:       Meeting Type:    Annual    Ticker:    LREN3

 

CUSIP: P6332C102    ISIN: BRLRENACNOR1    SEDOL: B0CGYD6

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Authorize Capitalization of Reserves   Mgmt   For   For
Elect Directors   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   For
Elect Fiscal Council Members   Mgmt   For   For
Approve Remuneration of Fiscal Council Members   Mgmt   For   For

CPFL Energia S.A

 

Meeting Date:    19-Apr-13    Country:    Brazil    Security ID:    P3179C105
Record Date:       Meeting Type:    Annual    Ticker:    CPFE3

 

CUSIP: P3179C105    ISIN: BRCPFEACNOR0    SEDOL: B031NN3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Elect Fiscal Council Members   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   Against
Approve Remuneration of Fiscal Council Members   Mgmt   For   For

Gerdau S.A.

 

Meeting Date:    19-Apr-13    Country:    Brazil    Security ID:    P2867P113
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    GGBR4

 

CUSIP: P2867P113    ISIN: BRGGBRACNPR8    SEDOL: 2645517

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Items 3 and 4   Mgmt    
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors and Approve Remuneration of Executive Officers and Non-Executive Directors   Mgmt   For   Against
Elect Fiscal Council Members and Approve their Remuneration   Mgmt   For   For

Itau Unibanco Holding SA

 

Meeting Date:    19-Apr-13    Country:    Brazil    Security ID:    P5968U113
Record Date:       Meeting Type:    Annual    Ticker:    ITUB4

 

CUSIP: P5968U113    ISIN: BRITUBACNPR1    SEDOL: B037HR3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Items 3.1-3.12 and 4.1-4.4   Mgmt    
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Alfredo Egydio Arruda Villela Filho as Director   Mgmt   For   Against
Elect Alfredo Egydio Setubal as Director   Mgmt   For   Against
Elect Candido Botelho Bracher as Director   Mgmt   For   Against
Elect Demosthenes Madureira de Pinho Neto as Director   Mgmt   For   Against
Elect Gustavo Jorge Laboissiere Loyola as Independent Director   Mgmt   For   For

Elect Henri Penchas as Director   Mgmt   For   Against
Elect Israel Vainboim as Independent Director   Mgmt   For   Against
Elect Nildemar Secches as Independent Director   Mgmt   For   For
Elect Pedro Luiz Bodin Moraes as Independent Director   Mgmt   For   For
Elect Pedro Moreira Salles as Director   Mgmt   For   Against
Elect Ricardo Villela Marino as Director   Mgmt   For   Against
Elect Roberto Egydio Setubal as Director   Mgmt   For   Against
Elect Alberto Sozin Furuguem as Fiscal Council Member   Mgmt   For   For
Elect Iran Siqueira Lima as Fiscal Council Member   Mgmt   For   For
Elect Joao Costa as Alternate Fiscal Council Member   Mgmt   For   For
Elect Jose Caruso Cruz Henriques as Alternate Fiscal Council Member   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   Against

Kroton Educacional S.A

 

Meeting Date:    19-Apr-13    Country:    Brazil    Security ID:    P6115V129
Record Date:       Meeting Type:    Annual    Ticker:    KROT3

 

CUSIP: P6115V111    ISIN: BRKROTCDAM11    SEDOL: B23DNH7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For

Kroton Educacional S.A

 

Meeting Date:    19-Apr-13    Country:    Brazil    Security ID:    P6115V129
Record Date:       Meeting Type:    Special    Ticker:    KROT3

 

CUSIP: P6115V111    ISIN: BRKROTCDAM11    SEDOL: B23DNH7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Remuneration of Company’s Management   Mgmt   For   For

Companhia Saneamento Basico do Estado de Sao Paulo - SABESP

 

Meeting Date:    22-Apr-13    Country:    Brazil    Security ID:    P8228H104
Record Date:       Meeting Type:    Annual    Ticker:    SBSP3

 

CUSIP: P8228H104    ISIN: BRSBSPACNOR5    SEDOL: B1YCHL8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors and Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members   Mgmt   For   Against

Companhia Saneamento Basico do Estado de Sao Paulo - SABESP

 

Meeting Date:    22-Apr-13    Country:    Brazil    Security ID:    P8228H104
Record Date:       Meeting Type:    Special    Ticker:    SBSP3

 

CUSIP: P8228H104    ISIN: BRSBSPACNOR5    SEDOL: B1YCHL8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Compliance with Government Regulation Regarding Remuneration of Executives, Directors, Fiscal Council Members, and Audit Committee Members   Mgmt   For   For
Approve 3:1 Stock Split   Mgmt   For   For
Amend Article 3 to Reflect Changes in Capital   Mgmt   For   For

Diagnosticos da America SA

 

Meeting Date:    22-Apr-13    Country:    Brazil    Security ID:    P3589C109
Record Date:       Meeting Type:    Annual    Ticker:    DASA3

 

CUSIP: P3589C109    ISIN: BRDASAACNOR1    SEDOL: B03WBK9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For

Approve Capital Budget and Allocation of Income   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   For

Diagnosticos da America SA

 

Meeting Date:    22-Apr-13    Country:    Brazil    Security ID:    P3589C109
Record Date:       Meeting Type:    Special    Ticker:    DASA3

 

CUSIP: P3589C109    ISIN: BRDASAACNOR1    SEDOL: B03WBK9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles Re: Statutory Audit Committee   Mgmt   For   For

Duratex S.A.

 

Meeting Date:    22-Apr-13    Country:    Brazil    Security ID:    P3593G146
Record Date:       Meeting Type:    Annual    Ticker:    DTEX3

 

CUSIP: P3593G146    ISIN: BRDTEXACNOR3    SEDOL: B27WY88

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Alfredo Egydio Arruda Villela Filho as Director   Mgmt   For   Against
Elect Helio Seibel as Director   Mgmt   For   Against
Elect Henri Penchas as Director   Mgmt   For   Against

Elect Paulo Setubal Neto as Director   Mgmt   For   Against
Elect Ricardo Egydio Setubal as Director   Mgmt   For   Against
Elect Rodolfo Villela Marino as Director   Mgmt   For   Against
Elect Salo Davi Seibel as Director   Mgmt   For   Against
Elect Alvaro Antonio Cardoso de Souza as Independent Director   Mgmt   For   For
Elect Fabio Schvartsman as Independent Director   Mgmt   For   For
Elect Francisco Amaury Olsen as Independent Director   Mgmt   For   For
Elect Andrea Laserna Seibel as Alternate Director   Mgmt   For   For
Elect Olavo Egydio Setubal Junior as Alternate Director   Mgmt   For   For
Elect Ricardo Villela Marino as Alternate Director   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   Against

Duratex S.A.

 

Meeting Date:    22-Apr-13    Country:    Brazil    Security ID:    P3593G146
Record Date:       Meeting Type:    Special    Ticker:    DTEX3

 

CUSIP: P3593G146    ISIN: BRDTEXACNOR3    SEDOL: B27WY88

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Authorize Capitalization of Reserves for Bonus Issue   Mgmt   For   For
Amend Articles to Reflect Changes in Capital   Mgmt   For   For
Amend Articles Re: CEO Age Limit   Mgmt   For   For

Weg S.A

 

Meeting Date:    23-Apr-13    Country:    Brazil    Security ID:    P9832B129
Record Date:       Meeting Type:    Annual    Ticker:    WEGE3

 

CUSIP: P9832B129    ISIN: BRWEGEACNOR0    SEDOL: 2945422

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   For
Elect Fiscal Council Members   Mgmt   For   For
Approve Remuneration for Fiscal Council Members   Mgmt   For   For
Designate Newspapers to Publish Company Announcements   Mgmt   For   For

CESP, Companhia Energetica de Sao Paulo S.A.

 

Meeting Date:    24-Apr-13    Country:    Brazil    Security ID:    P25784193
Record Date:       Meeting Type:    Annual    Ticker:    CESP6

 

CUSIP: P25784193    ISIN: BRCESPACNPB4    SEDOL: B17MHG0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Items 3 and 4   Mgmt    
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Elect Fiscal Council Members   Mgmt   For   For

Arteris SA

 

Meeting Date:    25-Apr-13    Country:    Brazil    Security ID:    P0R17E104
Record Date:       Meeting Type:    Annual    Ticker:    ARTR3

 

CUSIP: P73376108    ISIN: BROHLBACNOR6    SEDOL: B0DK255

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Capital Budget and Allocation of Income   Mgmt   For   For
Elect Board and Fiscal Council Members   Mgmt   For   Against

Arteris SA

 

Meeting Date:    25-Apr-13    Country:    Brazil    Security ID:    P0R17E104
Record Date:       Meeting Type:    Special    Ticker:    ARTR3

 

CUSIP: P73376108    ISIN: BROHLBACNOR6    SEDOL: B0DK255

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Remuneration of Company’s Management   Mgmt   For   For
Authorize Capitalization of Reserves   Mgmt   For   For
Amend Articles to Reflect Changes in Capital   Mgmt   For   For

Banco do Brasil S.A.

 

Meeting Date:    25-Apr-13    Country:    Brazil    Security ID:    P11427112
Record Date:       Meeting Type:    Annual    Ticker:    BBAS3

 

CUSIP: P11427112    ISIN: BRBBASACNOR3    SEDOL: 2328595

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Fiscal Council Members   Mgmt   For   For
Approve Remuneration for Fiscal Council Members   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   For

Cia. Hering

 

Meeting Date:    25-Apr-13    Country:    Brazil    Security ID:    P50753105
Record Date:       Meeting Type:    Annual    Ticker:    HGTX3

 

CUSIP: P50753105    ISIN: BRHGTXACNOR9    SEDOL: B010V16

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Capital Budget for Upcoming Fiscal Year   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   For

Companhia Paranaense de Energia - COPEL

 

Meeting Date:    25-Apr-13    Country:    Brazil    Security ID:    P30557139
Record Date:       Meeting Type:    Annual    Ticker:    CPLE6

 

CUSIP: P30557139    ISIN: BRCPLEACNPB9    SEDOL: 2200154

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Items 3 and 4   Mgmt    
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Fiscal Council Members   Mgmt   For   For
Elect Directors   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   For
Designate Newspaper to Publish Company Announcements   Mgmt   For   For

EcoRodovias Infraestrutura e Logistica SA

 

Meeting Date:    25-Apr-13    Country:    Brazil    Security ID:    P3661R107
Record Date:       Meeting Type:    Annual    Ticker:    ECOR3

 

CUSIP: N/A    ISIN: BRECORACNOR8    SEDOL: B5720R0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements and Capital Budget   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   Against

EcoRodovias Infraestrutura e Logistica SA

 

Meeting Date:    25-Apr-13    Country:    Brazil    Security ID:    P3661R107
Record Date:       Meeting Type:    Special    Ticker:    ECOR3

 

CUSIP: N/A    ISIN: BRECORACNOR8    SEDOL: B5720R0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Stock Option Plan Grants   Mgmt   For   For
Amend Article 15 Re: Executive Titles   Mgmt   For   For
Amend Article 15 Re: Executive Competencies   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   For

Embraer SA

 

Meeting Date:    25-Apr-13    Country:    Brazil    Security ID:    P3700H201
Record Date:       Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: P3700H201    ISIN: BREMBRACNOR4    SEDOL: B16FPG6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   For
Elect Fiscal Council Members   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   Against
Approve Remuneration of Fiscal Council   Mgmt   For   For

Embraer SA

 

Meeting Date:    25-Apr-13    Country:    Brazil    Security ID:    P3700H201
Record Date:       Meeting Type:    Special    Ticker:    N/A

 

CUSIP: P3700H201    ISIN: BREMBRACNOR4    SEDOL: B16FPG6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Stock Option Plan   Mgmt   For   For
Approve Stock Option Plan for Board of Directors   Mgmt   For   For

Cielo SA

 

Meeting Date:    26-Apr-13    Country:    Brazil    Security ID:    P2859E100
Record Date:       Meeting Type:    Annual    Ticker:    CIEL3

 

CUSIP: P3063Y114    ISIN: BRCIELACNOR3    SEDOL: B614LY3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Remuneration of Company’s Management and Elect Fiscal Council Members   Mgmt   For   Against

Cielo SA

 

Meeting Date:    26-Apr-13    Country:    Brazil    Security ID:    P2859E100
Record Date:       Meeting Type:    Special    Ticker:    CIEL3

 

CUSIP: P3063Y114    ISIN: BRCIELACNOR3    SEDOL: B614LY3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Authorize Capitalization of Reserves for Bonus Issue   Mgmt   For   For

Fibria Celulose SA

 

Meeting Date:    26-Apr-13    Country:    Brazil    Security ID:    P3997N101
Record Date:       Meeting Type:    Annual    Ticker:    FIBR3

 

CUSIP: N/A    ISIN: BRFIBRACNOR9    SEDOL: B04M7D3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Capital Budget for Upcoming Fiscal Year   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   Against

Fibria Celulose SA

 

Meeting Date:    26-Apr-13    Country:    Brazil    Security ID:    P3997N101
Record Date:       Meeting Type:    Special    Ticker:    FIBR3

 

CUSIP: N/A    ISIN: BRFIBRACNOR9    SEDOL: B04M7D3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles to Reflect Changes in Capital   Mgmt   For   For
Amend Articles Re: Statutory Audit Committee   Mgmt   For   For
Amend Article 27 Re: Fiscal Council   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   For

Jbs S.A

 

Meeting Date:    26-Apr-13    Country:    Brazil    Security ID:    P59695109
Record Date:       Meeting Type:    Annual    Ticker:    JBSS3

 

CUSIP: P59695109    ISIN: BRJBSSACNOR8    SEDOL: B1V74X7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Elect Fiscal Council Members   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   Against

Light S.A.

 

Meeting Date:    26-Apr-13    Country:    Brazil    Security ID:    P63529104
Record Date:       Meeting Type:    Annual    Ticker:    LIGT3

 

CUSIP: P63529104    ISIN: BRLIGTACNOR2    SEDOL: B0W1X34

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   For
Install Fiscal Council and Elect Fiscal Council Members   Mgmt   For   For
Approver Remuneration of Fiscal Council Members   Mgmt   For   For

Metalurgica Gerdau S.A.

 

Meeting Date:    26-Apr-13    Country:    Brazil    Security ID:    P4834C118
Record Date:       Meeting Type:    Annual    Ticker:    GOAU4

 

CUSIP: P4834C118    ISIN: BRGOAUACNPR8    SEDOL: 2648862

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Items 3 and 4   Mgmt    
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors and Approve Remuneration of Executive Officers and Non-Executive Directors   Mgmt   For   Against
Elect Fiscal Council Members and Approve their Remuneration   Mgmt   For   For

Multiplus SA

 

Meeting Date:    26-Apr-13    Country:    Brazil    Security ID:    P69915109
Record Date:       Meeting Type:    Annual    Ticker:    MPLU3

 

CUSIP: N/A    ISIN: BRMPLUACNOR3    SEDOL: B3PRVV4

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Ratify Interim Dividends   Mgmt   For   For
Approve Remuneration of Company’s Management for Fiscal Year 2013 and Ratify Remuneration for the Preceding Three Fiscal Years   Mgmt   For   Against

Multiplus SA

 

Meeting Date:    26-Apr-13    Country:    Brazil    Security ID:    P69915109
Record Date:       Meeting Type:    Special    Ticker:    MPLU3

 

CUSIP: N/A    ISIN: BRMPLUACNOR3    SEDOL: B3PRVV4

Proposal   Proponent   Mgmt Rec   Vote Instruction
Change Location of Company Headquarters   Mgmt   For   For
Amend Article 9   Mgmt   For   For

Amil Participacoes S.A.

 

Meeting Date:    29-Apr-13    Country:    Brazil    Security ID:    P0R997100
Record Date:       Meeting Type:    Annual    Ticker:    AMIL3

 

CUSIP: P0R997100    ISIN: BRAMILACNOR0    SEDOL: B28T2K6

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   Against

Banco Santander Brasil SA

 

Meeting Date:    29-Apr-13    Country:    Brazil    Security ID:    P1505Z160
Record Date:       Meeting Type:    Annual    Ticker:    SANB11

 

CUSIP: P1505Z137    ISIN: BRSANBCDAM13    SEDOL: B4V5RY4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For

Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   Against

Banco Santander Brasil SA

 

Meeting Date:    29-Apr-13    Country:    Brazil    Security ID:    P1505Z160
Record Date:       Meeting Type:    Special    Ticker:    SANB11

 

CUSIP: P1505Z137    ISIN: BRSANBCDAM13    SEDOL: B4V5RY4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Alter Dividend Payment Date   Mgmt   For   For
Approve Long Term Incentive Plans   Mgmt   For   For

Bradespar S.A

 

Meeting Date:    29-Apr-13    Country:    Brazil    Security ID:    P1808W104
Record Date:       Meeting Type:    Annual    Ticker:    BRAP4

 

CUSIP: P1808W104    ISIN: BRBRAPACNPR2    SEDOL: B01SCS4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Items 3 and 4   Mgmt    
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Elect Fiscal Council Members and Approve their Remuneration   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   Against

CETIP S.A. - MERCADOS ORGANIZADOS

 

Meeting Date:    29-Apr-13    Country:    Brazil    Security ID:    P23840104
Record Date:       Meeting Type:    Special    Ticker:    CTIP3

 

CUSIP: P23840104    ISIN: BRCTIPACNOR2    SEDOL: B55DVB6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Authorize Capitalization of Reserves   Mgmt   For   For
Amend Articles   Mgmt   For   For

Companhia de Bebidas Das Americas - AMBEV

 

Meeting Date:    29-Apr-13    Country:    Brazil    Security ID:    P0273S127
Record Date:       Meeting Type:    Annual    Ticker:    AMBV4

 

CUSIP: P0273S127    ISIN: BRAMBVACNPR1    SEDOL: 2361976

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Item 3   Mgmt    
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Fiscal Council Members and Alternates   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   For

Companhia de Bebidas Das Americas - AMBEV

 

Meeting Date:    29-Apr-13    Country:    Brazil    Security ID:    P0273S127
Record Date:       Meeting Type:    Special    Ticker:    AMBV4

 

CUSIP: P0273S127    ISIN: BRAMBVACNPR1    SEDOL: 2361976

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles to Reflect Changes in Capital   Mgmt   For   For

Localiza Rent A Car S.A

 

Meeting Date:    29-Apr-13    Country:    Brazil    Security ID:    P6330Z111
Record Date:       Meeting Type:    Annual    Ticker:    RENT3

 

CUSIP: P6330Z111    ISIN: BRRENTACNOR4    SEDOL: B08K3S0

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Jose Salim Mattar as Board Chairman   Mgmt   For   Against
Elect Antonio Claudio Brandao Resende as Vice-Chairman   Mgmt   For   Against
Elect Eugenio Pacelli Mattar as Director   Mgmt   For   Against
Elect Flavio Brandao Resende as Director   Mgmt   For   Against
Elect Maria Leticia de Freitas Costa as Independent Director   Mgmt   For   For
Elect Jose Gallo as Independent Director   Mgmt   For   For
Elect Oscar de Paula Bernardes Neto as Independent Director   Mgmt   For   For
Elect Stefano Bonfiglio as Independent Director   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   For

Localiza Rent A Car S.A

 

Meeting Date:    29-Apr-13    Country:    Brazil    Security ID:    P6330Z111
Record Date:       Meeting Type:    Special    Ticker:    RENT3

 

CUSIP: P6330Z111    ISIN: BRRENTACNOR4    SEDOL: B08K3S0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Authorize Capitalization of Reserves   Mgmt   For   For
Amend Articles to Reflect Changes in Capital   Mgmt   For   For
Amend Bonus Matching Plan   Mgmt   For   For

Mpx Energia S.A

 

Meeting Date:    29-Apr-13    Country:    Brazil    Security ID:    P6986Q100
Record Date:       Meeting Type:    Annual    Ticker:    MPXE3

 

CUSIP: P6986Q100    ISIN: BRMPXEACNOR2    SEDOL: B29VWQ7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   For

Multiplan Empreendimentos Imobiliarios S.A

 

Meeting Date:    29-Apr-13    Country:    Brazil    Security ID:    P69913104
Record Date:       Meeting Type:    Annual    Ticker:    MULT3

 

CUSIP: P69913104    ISIN: BRMULTACNOR5    SEDOL: B23DZG0

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For

Multiplan Empreendimentos Imobiliarios S.A

 

Meeting Date:    29-Apr-13    Country:    Brazil    Security ID:    P69913104
Record Date:       Meeting Type:    Special    Ticker:    MULT3

 

CUSIP: P69913104    ISIN: BRMULTACNOR5    SEDOL: B23DZG0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Remuneration of Company’s Management   Mgmt   For   For
Amend Articles to Reflect Changes in Capital   Mgmt   For   For

Ogx Petroleo E Gas Participacoes S.A

 

Meeting Date:    29-Apr-13    Country:    Brazil    Security ID:    P7356Y103
Record Date:       Meeting Type:    Annual    Ticker:    OGXP3

 

CUSIP: P7356Y103    ISIN: BROGXPACNOR3    SEDOL: B19RPM5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   Against

Ogx Petroleo E Gas Participacoes S.A

 

Meeting Date:    29-Apr-13    Country:    Brazil    Security ID:    P7356Y103
Record Date:       Meeting Type:    Special    Ticker:    OGXP3

 

CUSIP: P7356Y103    ISIN: BROGXPACNOR3    SEDOL: B19RPM5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles to Reflect Changes in Capital   Mgmt   For   For
Amend Stock Option Plan   Mgmt   For   Against

PDG Realty S.A Empreendimentos e Participacoes

 

Meeting Date:    29-Apr-13    Country:    Brazil    Security ID:    P7649U108
Record Date:       Meeting Type:    Annual    Ticker:    PDGR3

 

CUSIP: P7649U108    ISIN: BRPDGRACNOR8    SEDOL: B1N9YL9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   For
Elect Fiscal Council Members   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   Against

Petroleo Brasileiro SA-Petrobras

 

Meeting Date:    29-Apr-13    Country:    Brazil    Security ID:    P78331140
Record Date:    25-Apr-13    Meeting Type:    Annual    Ticker:    PETR4

 

CUSIP: P78331140    ISIN: BRPETRACNPR6    SEDOL: 2684532

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Items 4b and 6b   Mgmt    
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Capital Budget for Upcoming Fiscal Year   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors Appointed by Controlling Shareholder   Mgmt   For   Against
Elect Directors Appointed by Minority Shareholders   Mgmt   For   Against
Elect Board Chairman Appointed by Controlling Shareholder   Mgmt   For   For
Elect Fiscal Council Members Appointed by Controlling Shareholder   Mgmt   For   For
Elect Fiscal Council Members Appointed by Minority Shareholders   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   For

Petroleo Brasileiro SA-Petrobras

 

Meeting Date:    29-Apr-13    Country:    Brazil    Security ID:    P78331140
Record Date:    25-Apr-13    Meeting Type:    Special    Ticker:    PETR4

 

CUSIP: P78331140    ISIN: BRPETRACNPR6    SEDOL: 2684532

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Authorize Capitalization of Reserves   Mgmt   For   For

Raia Drogasil S.A

 

Meeting Date:    29-Apr-13    Country:    Brazil    Security ID:    P7987N104
Record Date:       Meeting Type:    Annual    Ticker:    RADL3

 

CUSIP: P3587W107    ISIN: BRRADLACNOR0    SEDOL: B7FQV64

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   For

Raia Drogasil S.A

 

Meeting Date:    29-Apr-13    Country:    Brazil    Security ID:    P7987N104
Record Date:       Meeting Type:    Special    Ticker:    RADL3

 

CUSIP: P3587W107    ISIN: BRRADLACNOR0    SEDOL: B7FQV64

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles   Mgmt   For   For

Anhanguera Educacional Participacoes S.A

 

Meeting Date:    30-Apr-13    Country:    Brazil    Security ID:    P0355L115
Record Date:       Meeting Type:    Special    Ticker:    AEDU3

 

CUSIP: P0355L123    ISIN: BRAEDUACNOR9    SEDOL: 2796084

Anhanguera Educacional Participacoes S.A

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve 3:1 Stock Split   Mgmt   For   For
Amend Articles to Reflect Changes in Capital   Mgmt   For   For

Anhanguera Educacional Participacoes S.A

 

Meeting Date:    30-Apr-13    Country:    Brazil    Security ID:    P0355L115
Record Date:       Meeting Type:    Annual    Ticker:    AEDU3

 

CUSIP: P0355L123    ISIN: BRAEDUACNOR9    SEDOL: 2796084

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Capital Budget and Allocation of Income   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   Against
Elect Fiscal Council Members and Approve their Remuneration   Mgmt   For   For

Banco Estado Do Rio Grande Do Sul SA

 

Meeting Date:    30-Apr-13    Country:    Brazil    Security ID:    P12553247
Record Date:       Meeting Type:    Annual    Ticker:    BRSR6

 

CUSIP: P12553247    ISIN: BRBRSRACNPB4    SEDOL: B23F8S9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Items 4 and 5   Mgmt    
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For

Ratify Interest on Capital Stock Payments   Mgmt   For   For
Ratify Dividends   Mgmt   For   For
Approve Extraordinary Dividends   Mgmt   For   For
Approve Capital Budget for Upcoming Fiscal Year   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Elect Fiscal Council Members   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   For

BR Malls Participacoes S.A.

 

Meeting Date:    30-Apr-13    Country:    Brazil    Security ID:    P1908S102
Record Date:       Meeting Type:    Annual    Ticker:    BRML3

 

CUSIP: P1908S102    ISIN: BRBRMLACNOR9    SEDOL: B1RYG58

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For

BR PROPERTIES SA

 

Meeting Date:    30-Apr-13    Country:    Brazil    Security ID:    P1909V120
Record Date:       Meeting Type:    Annual    Ticker:    BRPR3

 

CUSIP: N/A    ISIN: BRBRPRACNOR9    SEDOL: B1FLW42

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For

Approve Remuneration of Company’s Management   Mgmt   For   For
Elect Directors   Mgmt   For   Against

BR PROPERTIES SA

 

Meeting Date:    30-Apr-13    Country:    Brazil    Security ID:    P1909V120
Record Date:       Meeting Type:    Special    Ticker:    BRPR3

 

CUSIP: N/A    ISIN: BRBRPRACNOR9    SEDOL: B1FLW42

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Agreements to Absorb Subsidiaries   Mgmt   For   For
Appoint Independent Firm to Appraise Proposed Transactions   Mgmt   For   For
Approve Independent Firm’s Appraisal   Mgmt   For   For
Approve Absorption of Subsidiaries   Mgmt   For   For

Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Amend Articles to Reflect Changes in Capital   Mgmt   For   For
Amend Article 22   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   For

Cemig, Companhia Energetica De Minas Gerais

 

Meeting Date:    30-Apr-13    Country:    Brazil    Security ID:    P2577R110
Record Date:       Meeting Type:    Annual    Ticker:    CMIG4

 

CUSIP: P2577R110    ISIN: BRCMIGACNPR3    SEDOL: B1YBRG0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Items 4 and 5   Mgmt    

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Dividends and Dividend Payment Date   Mgmt   For   For
Elect Fiscal Council Members and Approve their Remuneration   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   For

Companhia Siderurgica Nacional - CSN

 

Meeting Date:    30-Apr-13    Country:    Brazil    Security ID:    P8661X103
Record Date:       Meeting Type:    Annual    Ticker:    CSNA3

 

CUSIP: P8661X103    ISIN: BRCSNAACNOR6    SEDOL: B019KX8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Ratify Interim Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   Against

Companhia Siderurgica Nacional - CSN

 

Meeting Date:    30-Apr-13    Country:    Brazil    Security ID:    P8661X103
Record Date:       Meeting Type:    Special    Ticker:    CSNA3

 

CUSIP: P8661X103    ISIN: BRCSNAACNOR6    SEDOL: B019KX8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles to Reflect Changes in Capital   Mgmt   For   For
Amend Articles 14 and 15   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   For

Cyrela Brazil Realty S.A Empreendimentos E Participacoes

 

Meeting Date:    30-Apr-13    Country:    Brazil    Security ID:    P34085103
Record Date:       Meeting Type:    Annual    Ticker:    CYRE3

 

CUSIP: P34085103    ISIN: BRCYREACNOR7    SEDOL: 2189855

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   Against

Eletrobras, Centrais Eletricas Brasileiras S.A.

 

Meeting Date:    30-Apr-13    Country:    Brazil    Security ID:    P22854106
Record Date:       Meeting Type:    Annual    Ticker:    ELET6

 

CUSIP: P22854106    ISIN: BRELETACNPB7    SEDOL: 2308445

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Items 3 and 4   Mgmt    
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   Against
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Elect Fiscal Council Members   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   Against

Hypermarcas S.A

 

Meeting Date:    30-Apr-13    Country:    Brazil    Security ID:    P5230A101
Record Date:       Meeting Type:    Special    Ticker:    HYPE3

 

CUSIP: P5230A101    ISIN: BRHYPEACNOR0    SEDOL: B2QY968

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Article 19   Mgmt   For   Against
Amend Article 19, Paragraphs 6,7, and 8   Mgmt   For   For
Amend Article 20   Mgmt   For   For
Amend Article 23   Mgmt   For   For
Amend Article 42   Mgmt   For   For

Consolidate Bylaws   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Hypermarcas S.A

 

Meeting Date:    30-Apr-13    Country:    Brazil    Security ID:    P5230A101
Record Date:       Meeting Type:    Annual    Ticker:    HYPE3

 

CUSIP: P5230A101    ISIN: BRHYPEACNOR0    SEDOL: B2QY968

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against

Approve Remuneration of Company’s Management   Mgmt   For   Against
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Itausa, Investimentos Itau S.A.

 

Meeting Date:    30-Apr-13    Country:    Brazil    Security ID:    P58711105
Record Date:       Meeting Type:    Annual    Ticker:    ITSA4

 

CUSIP: P58711105    ISIN: BRITSAACNPR7    SEDOL: 2458771

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Item 3   Mgmt    
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For

Elect Board and Fiscal Council Members   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   Against

Lojas Americanas S.A.

 

Meeting Date:    30-Apr-13    Country:    Brazil    Security ID:    P6329M105
Record Date:       Meeting Type:    Annual    Ticker:    LAME4

 

CUSIP: P6329M105    ISIN: BRLAMEACNPR6    SEDOL: 2516710

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on Item 3   Mgmt    
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Capital Budget for Upcoming Fiscal Year   Mgmt   For   For

Elect Directors   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   Against

Lojas Americanas S.A.

 

Meeting Date:    30-Apr-13    Country:    Brazil    Security ID:    P6329M105
Record Date:       Meeting Type:    Special    Ticker:    LAME4

 

CUSIP: P6329M105    ISIN: BRLAMEACNPR6    SEDOL: 2516710

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles to Reflect Changes in Capital   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   For

MRV Engenharia e Participacoes SA

 

Meeting Date:    30-Apr-13    Country:    Brazil    Security ID:    P6986W107
Record Date:       Meeting Type:    Annual    Ticker:    MRVE3

 

CUSIP: P6986W107    ISIN: BRMRVEACNOR2    SEDOL: B235JN1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Allocation of Income to Reserve for Future Investments   Mgmt   For   For
Elect Directors   Mgmt   For   For

MRV Engenharia e Participacoes SA

 

Meeting Date:    30-Apr-13    Country:    Brazil    Security ID:    P6986W107
Record Date:       Meeting Type:    Special    Ticker:    MRVE3

 

CUSIP: P6986W107    ISIN: BRMRVEACNOR2    SEDOL: B235JN1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Increase in Authorized Capital   Mgmt   For   For
Authorize Capitalization of Reserves   Mgmt   For   For
Amend Articles to Reflect Changes in Capital   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   For
Approve Remuneration of Company’s Management   Mgmt   For   For
Designate Newspapers to Publish Company Announcements   Mgmt   For   For

Qualicorp SA

 

Meeting Date:    30-Apr-13    Country:    Brazil    Security ID:    P7S21H105
Record Date:       Meeting Type:    Annual    Ticker:    QUAL3

 

CUSIP: N/A    ISIN: BRQUALACNOR6    SEDOL: B4LHBQ0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Company’s Management   Mgmt   For   For

Vale S.A.

 

Meeting Date:    07-May-13    Country:    Brazil    Security ID:    P9661Q148
Record Date:       Meeting Type:    Special    Ticker:    VALE5

 

CUSIP: P2605D109    ISIN: BRVALEACNPA3    SEDOL: 2257127

Proposal   Proponent   Mgmt Rec   Vote Instruction
Preferred Shareholders Have Voting Rights on All Items   Mgmt    
Amend Articles   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   For

PDG Realty S.A Empreendimentos e Participacoes

 

Meeting Date:    13-May-13    Country:    Brazil    Security ID:    P7649U108
Record Date:       Meeting Type:    Special    Ticker:    PDGR3

 

CUSIP: P7649U108    ISIN: BRPDGRACNOR8    SEDOL: B1N9YL9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles to Reflect Changes in Capital   Mgmt   For   For
Amend Article 17   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   For

Qualicorp SA

 

Meeting Date:    13-May-13    Country:    Brazil    Security ID:    P7S21H105
Record Date:    26-Apr-13    Meeting Type:    Special    Ticker:    QUAL3

 

CUSIP: N/A    ISIN: BRQUALACNOR6    SEDOL: B4LHBQ0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Article 18 Re: Number of Statutory Executives   Mgmt   For   For

Amend Article 37 Re: Arbitration Clause   Mgmt   For   For
Amend Article 12 Re: Decrease in Board Size   Mgmt   For   For

BR Malls Participacoes S.A.

 

Meeting Date:    15-May-13    Country:    Brazil    Security ID:    P1908S102
Record Date:       Meeting Type:    Special    Ticker:    BRML3

 

CUSIP: P1908S102    ISIN: BRBRMLACNOR9    SEDOL: B1RYG58

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Authorize Capitalization of Reserves Without Issuance of Shares   Mgmt   For   For
Amend Articles to Reflect Changes in Capital   Mgmt   For   For
Amend Article 19   Mgmt   For   For

CETIP S.A.- MERCADOS ORGANIZADOS

 

Meeting Date:    27-May-13    Country:    Brazil    Security ID:    P23840104
Record Date:       Meeting Type:    Special    Ticker:    CTIP3

 

CUSIP: P23840104    ISIN: BRCTIPACNOR2    SEDOL: B55DVB6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Alexsandro Broedel Lopes as Director   Mgmt   For   Against

EcoRodovias Infraestrutura e Logistica SA

 

Meeting Date:    27-May-13    Country:    Brazil    Security ID:    P3661R107
Record Date:       Meeting Type:    Special    Ticker:    ECOR3

 

CUSIP: N/A    ISIN: BRECORACNOR8    SEDOL: B5720R0

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Independent Director   Mgmt   For   For

Jbs S.A

 

Meeting Date:    29-May-13    Country:    Brazil    Security ID:    P59695109
Record Date:       Meeting Type:    Special    Ticker:    JBSS3

 

CUSIP: P59695109    ISIN: BRJBSSACNOR8    SEDOL: B1V74X7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Agreement to Absorb Novaprom Food Ingredients Ltda (Novaprom)   Mgmt   For   For

Appoint Independent Firm to Appraise Proposed Transaction   Mgmt   For   For
Approve Independent Firm’s Appraisal   Mgmt   For   For
Approve Absorption of Novaprom Food Ingredients Ltda   Mgmt   For   For
Amend Corporate Purpose   Mgmt   For   For
Amend Article 19   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   For

Banco Santander Brasil SA

 

Meeting Date:    03-Jun-13    Country:    Brazil    Security ID:    P1505Z160
Record Date:       Meeting Type:    Special    Ticker:    SANB11

 

CUSIP: P1505Z137    ISIN: BRSANBCDAM13    SEDOL: B4V5RY4

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Marcial Angel Portela Alvarez as Chairman of the Board   Mgmt   For   Against
Elect Celso Clemente Giacometti as Vice-Chairman of the Board   Mgmt   For   For
Elect Jesus Maria Zabalza Lotina as Director   Mgmt   For   Against
Ratify Board Composition   Mgmt   For   Against
Approved Deferred Bonus Plan   Mgmt   For   For

Companhia de Saneamento de Minas Gerais COPASA

 

Meeting Date:    12-Jun-13    Country:    Brazil    Security ID:    P28269101
Record Date:       Meeting Type:    Special    Ticker:    CSMG3

 

CUSIP: P28269101    ISIN: BRCSMGACNOR5    SEDOL: B0YBZJ2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles 22 and 31   Mgmt   For   For

Mpx Energia S.A

 

Meeting Date:    12-Jun-13    Country:    Brazil    Security ID:    P6986Q100
Record Date:       Meeting Type:    Special    Ticker:    MPXE3

 

CUSIP: P6986Q100    ISIN: BRMPXEACNOR2    SEDOL: B29VWQ7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Directors   Mgmt   For   Against
Amend Articles   Mgmt   For   Against

Duratex S.A.

 

Meeting Date:    24-Jun-13    Country:    Brazil    Security ID:    P3593G146
Record Date:       Meeting Type:    Special    Ticker:    DTEX3

 

CUSIP: P3593G146    ISIN: BRDTEXACNOR3    SEDOL: B27WY88

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Article 24   Mgmt   For   For

CPFL Energia S.A

 

Meeting Date:    28-Jun-13    Country:    Brazil    Security ID:    P3179C105
Record Date:       Meeting Type:    Special    Ticker:    CPFE3

 

CUSIP: P3179C105    ISIN: BRCPFEACNOR0    SEDOL: B031NN3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles Re: Creation of “Reserve For Adjustment of The Concession Financial Assets”   Mgmt   For   For
Approve Transfer of Balance from “Investment Reserve” to “Reserve for Adjustment of The Concession Financial Assets”   Mgmt   For   For
Consolidate Bylaws   Mgmt   For   For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    28-Jun-13    Country:    Brazil    Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

CUSIP: P9133J110    ISIN: BRTAEECDAM10    SEDOL: B1G8KX7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ratify Deloitte Touche Tohmatsu Auditores Independentes as the Independent Firm to Appraise ATE II Transmissora de Energia S.A. (ATE II)   Mgmt   For   For
Approve Independent Firm’s Appraisal   Mgmt   For   For
Approve Agreement to Absorb ATE II Transmissora de Energia S.A.   Mgmt   For   For
Approve Absorption of ATE II Transmissora de Energia S.A.   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

 

db X-trackers MSCI Germany Hedged Equity Fund (Formerly db-X MSCI Canada Currency-Hedged Equity Fund)

Research In Motion Limited

 

Meeting Date:    10-Jul-12    Country:    Canada    Security ID:    760975102
Record Date:    22-May-12    Meeting Type:    Annual    Ticker:    RIM

 

CUSIP: 760975102    ISIN: CA7609751028    SEDOL: 2117265

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Timothy Dattels   Mgmt   For   For
Elect Director Thorsten Heins   Mgmt   For   For
Elect Director David Kerr   Mgmt   For   For
Elect Director Claudia Kotchka   Mgmt   For   For
Elect Director Mike Lazaridis   Mgmt   For   For

Elect Director Roger Martin   Mgmt   For   For
Elect Director John E. Richardson   Mgmt   For   For
Elect Director Barbara Stymiest   Mgmt   For   For
Elect Director Prem Watsa   Mgmt   For   For
Elect Director John Wetmore   Mgmt   For   For
Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Saputo Inc.

 

Meeting Date:    31-Jul-12    Country:    Canada    Security ID:    802912105
Record Date:    15-Jun-12    Meeting Type:    Annual    Ticker:    SAP

 

CUSIP: 802912105    ISIN: CA8029121057    SEDOL: 2112226

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Emanuele (Lino) Saputo   Mgmt   For   For
Elect Director Lino A. Saputo Jr.   Mgmt   For   For
Elect Director Lucien Bouchard   Mgmt   For   For
Elect Director Pierre Bourgie   Mgmt   For   For
Elect Director Henry E. Demone   Mgmt   For   For
Elect Director Frank A. Dottori   Mgmt   For   For
Elect Director Anthony M. Fata   Mgmt   For   For
Elect Director Annalisa King   Mgmt   For   For
Elect Director Tony Meti   Mgmt   For   For
Elect Director Caterina Monticciolo   Mgmt   For   For
Elect Director Patricia Saputo   Mgmt   For   For
Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

CAE Inc.

 

Meeting Date:    09-Aug-12    Country:    Canada    Security ID:    124765108
Record Date:    11-Jun-12    Meeting Type:    Annual/Special    Ticker:    CAE

 

CUSIP: 124765108    ISIN: CA1247651088    SEDOL: 2162760

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lynton R. Wilson   Mgmt   For   For
Elect Director Marc Parent   Mgmt   For   For
Elect Director Brian E. Barents   Mgmt   For   For
Elect Director John A. (Ian) Craig   Mgmt   For   For
Elect Director H. Garfield Emerson   Mgmt   For   For
Elect Director Michael M. Fortier   Mgmt   For   For
Elect Director Paul Gagne   Mgmt   For   For
Elect Director James F. Hankinson   Mgmt   For   For

CAE Inc.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Randolph (Randy) Jayne II   Mgmt   For   For
Elect Director Robert Lacroix   Mgmt   For   For
Elect Director John P. Manley   Mgmt   For   For
Elect Director Peter J. Schoomaker   Mgmt   For   For
Elect Director Katharine B. Stevenson   Mgmt   For   For
Elect Director Lawrence N. Stevenson   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Shareholder Rights Plan   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Progress Energy Resources Corp.

 

Meeting Date:    28-Aug-12    Country:    Canada    Security ID:    74326Y107
Record Date:    13-Jul-12    Meeting Type:    Special    Ticker:    PRQ

 

CUSIP: 74326Y107    ISIN: CA74326Y1079    SEDOL: B01TLW4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for Common Shareholders and Debenture Holders   Mgmt    
Approve Acquisition by PETRONAS Carigali Canada Ltd.   Mgmt   For   For

Empire Company Limited

 

Meeting Date:    13-Sep-12    Country:    Canada    Security ID:    291843407
Record Date:    23-Jul-12    Meeting Type:    Annual    Ticker:    EMP.A

 

CUSIP: 291843407    ISIN: CA2918434077    SEDOL: 2314000

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for Class A Non-Voting Shareholders   Mgmt    
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Nexen Inc.

 

Meeting Date:    20-Sep-12    Country:    Canada    Security ID:    65334H102
Record Date:    16-Aug-12    Meeting Type:    Special    Ticker:    NXY

 

CUSIP: 65334H102    ISIN: CA65334H1029    SEDOL: 2172219

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for Common and Preferred Shareholders   Mgmt    
Approve Acquisition by CNOOC Canada Holding Ltd., an Indirect Wholly-Owned Subsidiary of CNOOC Limited   Mgmt   For   For

Open Text Corporation

 

Meeting Date:    27-Sep-12    Country:    Canada    Security ID:    683715106
Record Date:    20-Aug-12    Meeting Type:    Annual/Special    Ticker:    OTC

 

CUSIP: 683715106    ISIN: CA6837151068    SEDOL: 2260824

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director P. Thomas Jenkins   Mgmt   For   For
Elect Director Mark Barrenechea   Mgmt   For   For
Elect Director Randy Fowlie   Mgmt   For   For
Elect Director Gail Hamilton   Mgmt   For   For
Elect Director Brian J. Jackman   Mgmt   For   For
Elect Director Stephen J. Sadler   Mgmt   For   For
Elect Director Michael Slaunwhite   Mgmt   For   For
Elect Director Katharine B. Stevenson   Mgmt   For   For
Elect Director Deborah Weinstein   Mgmt   For   For
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend Stock Option Plan   Mgmt   For   Against

Alimentation Couche-Tard Inc.

 

Meeting Date:    05-Oct-12    Country:    Canada    Security ID:    01626P403
Record Date:    27-Jul-12    Meeting Type:    Annual/Special    Ticker:    ATD.B

 

CUSIP: 01626P403    ISIN: CA01626P4033    SEDOL: 2011646

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for Class A Multiple and Class B Subordinate Voting Shareholders   Mgmt    
Elect Director Alain Bouchard   Mgmt   For   For
Elect Director Nathalie Bourque   Mgmt   For   For
Elect Director Jacques D’Amours   Mgmt   For   For
Elect Director Roger Desrosiers   Mgmt   For   For
Elect Director Jean Elie   Mgmt   For   For

Elect Director Richard Fortin   Mgmt   For   For
Elect Director Melanie Kau   Mgmt   For   For
Elect Director Real Plourde   Mgmt   For   For
Elect Director Jean-Pierre Sauriol   Mgmt   For   For
Elect Director Jean Turmel   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend Articles   Mgmt   For   For
Shareholder Proposals   Mgmt    
SP1: Seperate Vote for Election of Directors   SH   Against   For
SP2: Require Independent Board Chairman   SH   Against   Against
SP3: Advisory Vote to Ratify Named Executive Officers’ Compensation   SH   Against   For
SP4: Adopt Governance Rules to Ensure Minority Shareholders Have Reasonable Impact   SH   Against   Against
SP5: Require a Majority Vote for the Election of Directors   SH   Against   For

Telus Corporation

 

Meeting Date:    17-Oct-12    Country:    Canada    Security ID:    87971M103
Record Date:    04-Sep-12    Meeting Type:    Proxy Contest    Ticker:    T

 

CUSIP: 87971M103    ISIN: CA87971M1032    SEDOL: 2381093

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proxy (White Card)   Mgmt    
Approve Plan of Arrangement: Eliminate Dual Class Share Structure   Mgmt   For   For
Dissident Proxy (Blue Card)   Mgmt    
Approve Plan of Arrangement: Eliminate Dual Class Share Structure   Mgmt   Against   Do Not Vote

Metro Inc.

 

Meeting Date:    29-Jan-13    Country:    Canada    Security ID:    59162N109
Record Date:    07-Dec-12    Meeting Type:    Annual/Special    Ticker:    MRU

 

CUSIP: 59162N109    ISIN: CA59162N1096    SEDOL: 2583952

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Marc DeSerres   Mgmt   For   For
Elect Director Claude Dussault   Mgmt   For   For
Elect Director Serge Ferland   Mgmt   For   For
Elect Director Paule Gauthier   Mgmt   For   For
Elect Director Paul Gobeil   Mgmt   For   For
Elect Director Russell Goodman   Mgmt   For   For
Elect Director Christian W.E. Haub   Mgmt   For   For
Elect Director Michel Labonte   Mgmt   For   For
Elect Director Eric R. La Fleche   Mgmt   For   For

Elect Director Pierre H. Lessard   Mgmt   For   For
Elect Director Marie-Jose Nadeau   Mgmt   For   For
Elect Director Real Raymond   Mgmt   For   For
Elect Director Michael T. Rosicki   Mgmt   For   For
Elect Director John H. Tory   Mgmt   For   For
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Approve Advance Notice Policy   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For
Shareholder Proposals   Mgmt    
SP 1: Board Diversity   SH   Against   Against
SP 2: Advisory Vote to Ratify Named Executive Officers’ Compensation   SH   Against   For
SP 3: Consideration of All Stakeholders in the Board’s Decision-Making Process   SH   Against   Against
SP 4: Use the Company’s French Name in Public Signage and Corporate Communications   SH   Against   Against
SP 5: Amend Articles/Bylaws/Charter - Name Change   SH   Against   Against

CGI Group Inc

 

Meeting Date:    30-Jan-13    Country:    Canada    Security ID:    39945C109
Record Date:    10-Dec-12    Meeting Type:    Annual    Ticker:    GIB.A

 

CUSIP: 39945C109    ISIN: CA39945C1095    SEDOL: 2159740

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for Class A Subordinate Voting and Class B Shareholders   Mgmt    
Elect Claude Boivin as Director   Mgmt   For   For
Elect Bernard Bourigeaud as Director   Mgmt   For   For
Elect Jean Brassard as Director   Mgmt   For   For
Elect Robert Chevrier as Director   Mgmt   For   For

Elect Dominic D’Alessandro as Director   Mgmt   For   For
Elect Thomas P. d’Aquino as Director   Mgmt   For   For
Elect Paule Dore as Director   Mgmt   For   For
Elect Richard B. Evans as Director   Mgmt   For   For
Elect Serge Godin as Director   Mgmt   For   For
Elect Andre Imbeau as Director   Mgmt   For   For
Elect Gilles Labbe as Director   Mgmt   For   For
Elect Eileen A. Mercier as Director   Mgmt   For   For
Elect Donna S. Morea as Director   Mgmt   For   For
Elect Michael E. Roach as Director   Mgmt   For   For
Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Gildan Activewear Inc.

 

 

Meeting Date:    07-Feb-13    Country:    Canada    Security ID:    375916103
Record Date:    13-Dec-12    Meeting Type:    Annual    Ticker:    GIL

 

CUSIP: 375916103    ISIN: CA3759161035    SEDOL: 2254645

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William D. Anderson   Mgmt   For   For
Elect Director Glenn J. Chamandy   Mgmt   For   For
Elect Director Russell Goodman   Mgmt   For   For
Elect Director George Heller   Mgmt   For   For
Elect Director Sheila O’Brien   Mgmt   For   For
Elect Director Pierre Robitaille   Mgmt   For   For
Elect Director James R. Scarborough   Mgmt   For   For
Elect Director Richard P. Strubel   Mgmt   For   For
Elect Director Gonzalo F. Valdes-Fauli   Mgmt   For   For
Ratify KPMG LLP as Auditors   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Royal Bank Of Canada

 

Meeting Date:    28-Feb-13    Country:    Canada    Security ID:    780087102
Record Date:    07-Jan-13    Meeting Type:    Annual/Special    Ticker:    RY

 

CUSIP: 780087102    ISIN: CA7800871021    SEDOL: 2754383

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. Geoffrey Beattie   Mgmt   For   For
Elect Director D.F. Denison   Mgmt   For   For
Elect Director Paule Gauthier   Mgmt   For   For
Elect Director Richard L. George   Mgmt   For   For
Elect Director Timothy J. Hearn   Mgmt   For   For
Elect Director Alice D. Laberge   Mgmt   For   For

Elect Director Jacques Lamarre   Mgmt   For   For
Elect Director Brandt C. Louie   Mgmt   For   For
Elect Director Michael H. McCain   Mgmt   For   For
Elect Director Heather Munroe-Blum   Mgmt   For   For
Elect Director Gordon M. Nixon   Mgmt   For   For
Elect Director David P. O’Brien   Mgmt   For   For
Elect Director J. Pedro Reinhard   Mgmt   For   For
Elect Director Edward Sonshine   Mgmt   For   For
Elect Director Kathleen P. Taylor   Mgmt   For   For
Elect Director Bridget A. van Kralingen   Mgmt   For   For
Elect Director Victor L. Young   Mgmt   For   For
Ratify Deloitte LLP as Auditors   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For
Shareholder Proposals   Mgmt    
SP 1: Increase Disclosure of Pension Plans   SH   Against   Against

SP 2: Adopt Policy for Equitable Treatment under the Pension Plans   SH   Against   Against
SP 3: Adopt Policy on Gender Equality in Executive Positions   SH   Against   Against
SP 4: Adopt an Internal Pay Ratio   SH   Against   Against
SP 5: Publish Summary of Annual Meetings and Questions Raised at Meetings   SH   Against   Against
SP 6: Amend Bylaws - Shareholder Bill of Rights   SH   Against   Against
SP 7: Revoke Appointment of Deloitte & Touche LLP as Auditor   SH   Against   Against
SP 8: Amend Bylaws - Director Remuneration   SH   Against   Against
SP 9: Amend Bylaw to Limit Number of Directors   SH   Against   Against

H&R Real Estate Investment Trust

 

Meeting Date:    22-Mar-13    Country:    Canada    Security ID:    404428203
Record Date:    15-Feb-13    Meeting Type:    Special    Ticker:    HR.UN

 

CUSIP: 404428203    ISIN: CA4044282032    SEDOL: B3DJHT2

Proposal   Proponent   Mgmt Rec   Vote Instruction
In Respect of the Real Estate Investment Trust   Mgmt    
Approve Acquisition of Primaris Retail Real Estate Investment Trust   Mgmt   For   For
In Respect of Finance Trust   Mgmt    
Approve Acquisition of Primaris Retail Real Estate Investment Trust   Mgmt   For   For

The Toronto-Dominion Bank

 

Meeting Date:    04-Apr-13    Country:    Canada    Security ID:    891160509
Record Date:    04-Feb-13    Meeting Type:    Annual    Ticker:    TD

 

CUSIP: 891160509    ISIN: CA8911605092    SEDOL: 2897222

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William E. Bennett   Mgmt   For   Do Not Vote
Elect Director Hugh J. Bolton   Mgmt   For   Do Not Vote
Elect Director John L. Bragg   Mgmt   For   Do Not Vote
Elect Director Amy W. Brinkley   Mgmt   For   Do Not Vote
Elect Director W. Edmund Clark   Mgmt   For   Do Not Vote
Elect Director Colleen A. Goggins   Mgmt   For   Do Not Vote
Elect Director Henry H. Ketcham   Mgmt   For   Do Not Vote
Elect Director Brian M. Levitt   Mgmt   For   Do Not Vote
Elect Director Harold H. MacKay   Mgmt   For   Do Not Vote
Elect Director Karen E. Maidment   Mgmt   For   Do Not Vote
Elect Director Irene R. Miller   Mgmt   For   Do Not Vote
Elect Director Nadir H. Mohamed   Mgmt   For   Do Not Vote
Elect Director Wilbur J. Prezzano   Mgmt   For   Do Not Vote
Elect Director Helen K. Sinclair   Mgmt   For   Do Not Vote

Ratify Ernst & Young LLP as Auditors   Mgmt   For   Do Not Vote
Advisory Vote on Executive Compensation Approach   Mgmt   For   Do Not Vote
Shareholder Proposals   Mgmt    
SP A: Increase Disclosure of Pension Plans   SH   Against   Do Not Vote
SP B: Adopt Policy for Equitable Treatment under the Pension Plans   SH   Against   Do Not Vote
SP C: Adopt an Internal Pay Ratio   SH   Against   Do Not Vote
SP D: Adopt Policy on Gender Equality in Senior Management Positions   SH   Against   Do Not Vote
SP E: Publish Summary of Annual Meetings and Questions Raised at Meetings   SH   Against   Do Not Vote
SP F: Submit More Candidates For Election Than the Number of Vacancies on the Board   SH   Against   Do Not Vote
SP G: Advisory Vote on Executive Officers’ Compensation   SH   Against   Do Not Vote
SP H: Set Maximum Amount of Employee Compensation   SH   Against   Do Not Vote

Agrium Inc.

 

Meeting Date:    09-Apr-13    Country:    Canada    Security ID:    008916108
Record Date:    25-Feb-13    Meeting Type:    Proxy Contest    Ticker:    AGU

 

CUSIP: 008916108    ISIN: CA0089161081    SEDOL: 2213538

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proxy (White Card)   Mgmt    
Re-appoint KPMG LLP as Auditors   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For
Approve Shareholder Rights Plan   Mgmt   For   For
Elect Director David C. Everitt   Mgmt   For   For
Elect Director Russell K. Girling   Mgmt   For   For
Elect Director Susan A. Henry   Mgmt   For   For

Elect Director Russell J. Horner   Mgmt   For   For
Elect Director David J. Lesar   Mgmt   For   For
Elect Director John E. Lowe   Mgmt   For   For
Elect Director A. Anne McLellan   Mgmt   For   For
Elect Director Derek G. Pannell   Mgmt   For   For
Elect Director Frank W. Proto   Mgmt   For   For
Elect Director Mayo M. Schmidt   Mgmt   For   For
Elect Director Michael M. Wilson   Mgmt   For   For
Elect Director Victor J. Zaleschuk   Mgmt   For   For
Dissident Proxy (Blue Card)   Mgmt    
Re-appoint KPMG LLP as Auditors   Mgmt   For   Do Not Vote
Advisory Vote on Executive Compensation Approach   Mgmt   Against   Do Not Vote
Approve Shareholder Rights Plan   Mgmt   For   Do Not Vote
Elect Director Barry Rosenstein   SH   For   Do Not Vote
Elect Director David Bullock   SH   For   Do Not Vote

Elect Director Mitchell Jacobson   SH   For   Do Not Vote
Elect Director Hon. Lyle Vanclief   SH   For   Do Not Vote
Elect Director Stephen Clark   SH   For   Do Not Vote
Management Nominee- David Everitt   SH   For   Do Not Vote
Management Nominee- John Lowe   SH   For   Do Not Vote
Management Nominee- Victor Zaleschuk   SH   For   Do Not Vote
Management Nominee- Russell Girling   SH   For   Do Not Vote
Management Nominee- A. Anne McLellan   SH   For   Do Not Vote
Management Nominee- David Lesar   SH   For   Do Not Vote
Management Nominee- Michael Wilson   SH   For   Do Not Vote

Bank Of Nova Scotia

 

Meeting Date:    09-Apr-13    Country:    Canada    Security ID:    064149107
Record Date:    12-Feb-13    Meeting Type:    Annual    Ticker:    BNS

 

CUSIP: 064149107    ISIN: CA0641491075    SEDOL: 2076281

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald A. Brenneman   Mgmt   For   For
Elect Director C.J. Chen   Mgmt   For   For
Elect Director David A. Dodge   Mgmt   For   For
Elect Director N. Ashleigh Everett   Mgmt   For   For
Elect Director John C. Kerr   Mgmt   For   For
Elect Director John T. Mayberry   Mgmt   For   For
Elect Director Thomas C. O’Neill   Mgmt   For   For
Elect Director Brian J. Porter   Mgmt   For   For
Elect Director Aaron W. Regent   Mgmt   For   For
Elect Director Indira V. Samarasekera   Mgmt   For   For
Elect Director Susan L. Segal   Mgmt   For   For

Elect Director Paul D. Sobey   Mgmt   For   For
Elect Director Barbara S. Thomas   Mgmt   For   For
Elect Director Richard (Rick) E. Waugh   Mgmt   For   For
Ratify KPMG LLP as Auditors   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For
Shareholder Proposals   Mgmt    
SP 1: Increase Disclosure of Pension Plans   SH   Against   Against
SP 2: Adopt Policy for Equitable Treatment under the Pension Plans   SH   Against   Against
SP 3: Establish Director Stock Ownership Requirement   SH   Against   Against

Bank Of Montreal

 

Meeting Date:    10-Apr-13    Country:    Canada    Security ID:    063671101
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    BMO

 

CUSIP: 063671101    ISIN: CA0636711016    SEDOL: 2076009

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert M. Astley   Mgmt   For   For
Elect Director Janice M. Babiak   Mgmt   For   For
Elect Director Sophie Brochu   Mgmt   For   For
Elect Director George A. Cope   Mgmt   For   For
Elect Director William A. Downe   Mgmt   For   For
Elect Director Christine A. Edwards   Mgmt   For   For
Elect Director Ronald H. Farmer   Mgmt   For   For
Elect Director Eric R. La Fleche   Mgmt   For   For
Elect Director Bruce H. Mitchell   Mgmt   For   For
Elect Director Philip S. Orsino   Mgmt   For   For
Elect Director Martha C. Piper   Mgmt   For   For

Elect Director J. Robert S. Prichard   Mgmt   For   For
Elect Director Don M. Wilson III   Mgmt   For   For
Ratify KPMG LLP as Auditors   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For
Shareholder Proposals   Mgmt    
SP 1: Increase Disclosure of Pension Plans   SH   Against   Against
SP 2: Adopt Policy for Equitable Treatment under the Pension Plans   SH   Against   Against
SP 3: Adopt Policy on Gender Equality in Executive Positions   SH   Against   Against
SP 4: Adopt an Internal Pay Ratio   SH   Against   Against
SP 5: Publish Summary of Annual Meetings and Questions Raised at Meetings   SH   Against   Against

Canadian National Railway Company

 

Meeting Date:    23-Apr-13    Country:    Canada    Security ID:    136375102
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    CNR

 

CUSIP: 136375102    ISIN: CA1363751027    SEDOL: 2180632

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael R. Armellino   Mgmt   For   For
Elect Director A. Charles Baillie   Mgmt   For   For
Elect Director Hugh J. Bolton   Mgmt   For   For
Elect Director Donald J. Carty   Mgmt   For   For
Elect Director Gordon D. Giffin   Mgmt   For   For
Elect Director Edith E. Holiday   Mgmt   For   For
Elect Director V. Maureen Kempston Darkes   Mgmt   For   For
Elect Director Denis Losier   Mgmt   For   For
Elect Director Edward C. Lumley   Mgmt   For   For
Elect Director David G.A. McLean   Mgmt   For   For

Elect Director Claude Mongeau   Mgmt   For   For
Elect Director James E. O’Connor   Mgmt   For   For
Elect Director Robert Pace   Mgmt   For   For
Ratify KPMG LLP as Auditors   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

EnCana Corporation

 

Meeting Date:    23-Apr-13    Country:    Canada    Security ID:    292505104
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    ECA

 

CUSIP: 292505104    ISIN: CA2925051047    SEDOL: 2793193

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter A. Dea   Mgmt   For   For

Elect Director Claire S. Farley   Mgmt   For   For
Elect Director Fred J. Fowler   Mgmt   For   For
Elect Director Suzanne P. Nimocks   Mgmt   For   For
Elect Director David P. O’Brien   Mgmt   For   For
Elect Director Jane L. Peverett   Mgmt   For   For
Elect Director Brian G. Shaw   Mgmt   For   For
Elect Director Bruce G. Waterman   Mgmt   For   For
Elect Director Clayton H. Woitas   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For
Approve Shareholder Rights Plan   Mgmt   For   For

TransAlta Corporation

 

Meeting Date:    23-Apr-13    Country:    Canada    Security ID:    89346D107
Record Date:    01-Mar-13    Meeting Type:    Annual/Special    Ticker:    TA

 

CUSIP: 89346D107    ISIN: CA89346D1078    SEDOL: 2901628

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William D. Anderson   Mgmt   For   For
Elect Director Timothy W. Faithfull   Mgmt   For   For
Elect Director Dawn L. Farrell   Mgmt   For   For
Elect Director Alan J. Fohrer   Mgmt   For   For
Elect Director Gordon D. Giffin   Mgmt   For   For
Elect Director C. Kent Jespersen   Mgmt   For   For
Elect Director Michael M. Kanovsky   Mgmt   For   For
Elect Director Gordon S. Lackenbauer   Mgmt   For   For

Elect Director Karen E. Maidment   Mgmt   For   For
Elect Director Yakout Mansour   Mgmt   For   For
Elect Director Martha C. Piper   Mgmt   For   For
Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Shareholder Rights Plan   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Barrick Gold Corporation

 

Meeting Date:    24-Apr-13    Country:    Canada    Security ID:    067901108
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    ABX

 

CUSIP: 067901108    ISIN: CA0679011084    SEDOL: 2024644

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Howard L. Beck   Mgmt   For   For
Elect Director William D. Birchall   Mgmt   For   For
Elect Director Donald J. Carty   Mgmt   For   For
Elect Director Gustavo Cisneros   Mgmt   For   Withhold
Elect Director Robert M. Franklin   Mgmt   For   For
Elect Director J. Brett Harvey   Mgmt   For   Withhold
Elect Director Dambisa Moyo   Mgmt   For   For
Elect Director Brian Mulroney   Mgmt   For   For
Elect Director Anthony Munk   Mgmt   For   For
Elect Director Peter Munk   Mgmt   For   For
Elect Director Steven J. Shapiro   Mgmt   For   Withhold
Elect Director Jamie C. Sokalsky   Mgmt   For   For
Elect Director John L. Thornton   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   Against

Cenovus Energy Inc.

 

Meeting Date:    24-Apr-13    Country:    Canada    Security ID:    15135U109
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    CVE

 

CUSIP: 15135U109    ISIN: CA15135U1093    SEDOL: B57FG04

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ralph S. Cunningham   Mgmt   For   For
Elect Director Patrick D. Daniel   Mgmt   For   For
Elect Director Ian W. Delaney   Mgmt   For   For
Elect Director Brian C. Ferguson   Mgmt   For   For
Elect Director Michael A. Grandin   Mgmt   For   For

Elect Director Valerie A.A. Nielsen   Mgmt   For   For
Elect Director Charles M. Rampacek   Mgmt   For   For
Elect Director Colin Taylor   Mgmt   For   For
Elect Director Wayne G. Thomson   Mgmt   For   For
Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

National Bank Of Canada

 

Meeting Date:    24-Apr-13    Country:    Canada    Security ID:    633067103
Record Date:    08-Mar-13    Meeting Type:    Annual    Ticker:    NA

 

CUSIP: 633067103    ISIN: CA6330671034    SEDOL: 2077303

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Maryse Bertrand   Mgmt   For   For
Elect Director Lawrence S. Bloomberg   Mgmt   For   For
Elect Director Pierre Boivin   Mgmt   For   For
Elect Director Andre Caille   Mgmt   For   For
Elect Director Gerard Coulombe   Mgmt   For   For
Elect Director Bernard Cyr   Mgmt   For   For
Elect Director Gillian H. Denham   Mgmt   For   For
Elect Director Jean Douville   Mgmt   For   For
Elect Director Paul Gobeil   Mgmt   For   For
Elect Director Jean Houde   Mgmt   For   For
Elect Director Louise Laflamme   Mgmt   For   For
Elect Director Roseann Runte   Mgmt   For   For
Elect Director Lino A. Saputo, Jr.   Mgmt   For   For
Elect Director Pierre Thabet   Mgmt   For   For
Elect Director Louis Vachon   Mgmt   For   For

Advisory Vote on Executive Compensation Approach   Mgmt   For   For
Ratify Deloitte s.e.n.c.r.l as Auditors   Mgmt   For   For
Approve Increase in Aggregate Compensation Ceiling for Directors   Mgmt   For   For
Shareholder Proposals   Mgmt    
SP 1: Increase Disclosure of Pension Plans   SH   Against   Against
SP 2: Adopt Policy for Equitable Treatment Under the Pension Plans   SH   Against   Against

Teck Resources Limited

 

Meeting Date:    24-Apr-13    Country:    Canada    Security ID:    878742204
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    TCK.B

 

CUSIP: 878742204    ISIN: CA8787422044    SEDOL: 2879327

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting of Class A Common and Class B Subordinate Voting Shareholders   Mgmt    
Elect Director Mayank M. Ashar   Mgmt   For   For
Elect Director Jalynn H. Bennett   Mgmt   For   For
Elect Director Hugh J. Bolton   Mgmt   For   For
Elect Director Felix P. Chee   Mgmt   For   For
Elect Director Jack L. Cockwell   Mgmt   For   For
Elect Director Edward C. Dowling   Mgmt   For   For
Elect Director Norman B. Keevil   Mgmt   For   For
Elect Director Norman B. Keevil, III   Mgmt   For   For
Elect Director Takeshi Kubota   Mgmt   For   For
Elect Director Takashi Kuriyama   Mgmt   For   For
Elect Director Donald R. Lindsay   Mgmt   For   For
Elect Director Janice G. Rennie   Mgmt   For   For
Elect Director Warren S.R. Seyffert   Mgmt   For   For
Elect Director Chris M.T. Thompson   Mgmt   For   For

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Brookfield Office Properties Inc.

 

Meeting Date:    25-Apr-13    Country:    Canada    Security ID:    112900105
Record Date:    15-Mar-13    Meeting Type:    Annual/Special    Ticker:    BPO

 

CUSIP: 112900105    ISIN: CA1129001055    SEDOL: 2129301

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for Common and Class A Redeemable Voting Preferred Shareholders   Mgmt    
Elect 11 Directors by Cumulative Voting   Mgmt    

Elect Director William T. Cahill   Mgmt   For   For
Elect Director Christie J.B. Clark   Mgmt   For   For
Elect Director Richard B. Clark   Mgmt   For   For
Elect Director Jack L. Cockwell   Mgmt   For   For
Elect Director Dennis H. Friedrich   Mgmt   For   For
Elect Director Michael Hegarty   Mgmt   For   For
Elect Director Brian W. Kingston   Mgmt   For   For
Elect Director Paul J. Massey Jr.   Mgmt   For   For
Elect Director F. Allan McDonald   Mgmt   For   For
Elect Director Robert L. Stelzl   Mgmt   For   For
Elect Director John E. Zuccotti   Mgmt   For   For
Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For
Amend Stock Option Plan   Mgmt   For   Against
Approve Stock Option Plan   Mgmt   For   For

Canadian Imperial Bank Of Commerce

 

Meeting Date:    25-Apr-13    Country:    Canada    Security ID:    136069101
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    CM

 

CUSIP: 136069101    ISIN: CA1360691010    SEDOL: 2170525

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
You may vote for the nominees for Directors as slate:   Mgmt    
Elect B.S. Belzberg, G.F. Colter, D. D’Alessandro, P.D. Daniel, L. Desjardins, G.D. Giffin, L.S. Hasenfratz, K.J. Kelly, N.D. Le Pan, J.P. Manley, G.T. McCaughey, J.L. Peverett, L. Rahl, C. Sirois, K.B. Stevenson, and R.W. Tysoe as Directors   Mgmt   For   For

OR you may vote for the nominees for Directors individually:   Mgmt    
Elect Director B.S. Belzberg   Mgmt   For   For
Elect Director G.F. Colter   Mgmt   For   For
Elect Director D. D’Alessandro   Mgmt   For   For
Elect Director P.D. Daniel   Mgmt   For   For
Elect Director L. Desjardins   Mgmt   For   For
Elect Director G.D. Giffin   Mgmt   For   For
Elect Director L.S. Hasenfratz   Mgmt   For   For
Elect Director K.J. Kelly   Mgmt   For   For
Elect Director N.D. Le Pan   Mgmt   For   For
Elect Director J.P. Manley   Mgmt   For   For
Elect Director G.T. McCaughey   Mgmt   For   For
Elect Director J.L. Peverett   Mgmt   For   For
Elect Director L. Rahl   Mgmt   For   For
Elect Director C. Sirois   Mgmt   For   For

Elect Director K.B. Stevenson   Mgmt   For   For
Elect Director R.W. Tysoe   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For
Shareholder Proposals   Mgmt    
SP 1: Increase Disclosure of Pension Plans   SH   Against   Against
SP 2: Adopt Policy for Equitable Treatment under the Pension Plans   SH   Against   Against
SP 3: Adopt Policy on Gender Equality in Executive Positions   SH   Against   Against
SP 4: Adopt an Internal Pay Ratio   SH   Against   Against

Imperial Oil Limited

 

Meeting Date:    25-Apr-13    Country:    Canada    Security ID:    453038408
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    IMO

 

CUSIP: 453038408    ISIN: CA4530384086    SEDOL: 2454241

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Elect Director K.T. (Krystyna) Hoeg   Mgmt   For   For
Elect Director R.M. (Richard) Kruger   Mgmt   For   For
Elect Director J.M. (Jack) Mintz   Mgmt   For   For
Elect Director D.S. (David) Sutherland   Mgmt   For   For
Elect Director S.D. (Sheelagh) Whittaker   Mgmt   For   For
Elect Director D.W. (Darren) Woods   Mgmt   For   For
Elect Director V.L. (Victor) Young   Mgmt   For   For

Ritchie Bros. Auctioneers Incorporated

 

Meeting Date:    25-Apr-13    Country:    Canada    Security ID:    767744105
Record Date:    14-Mar-13    Meeting Type:    Annual/Special    Ticker:    RBA

 

CUSIP: 767744105    ISIN: CA7677441056    SEDOL: 2345390

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Fix Number of Directors at Seven   Mgmt   For   For
Elect Director Robert Waugh Murdoch   Mgmt   For   For
Elect Director Peter James Blake   Mgmt   For   For
Elect Director Eric Patel   Mgmt   For   For
Elect Director Beverley Anne Briscoe   Mgmt   For   For

Elect Director Edward Baltazar Pitoniak   Mgmt   For   For
Elect Director Christopher Zimmerman   Mgmt   For   For
Elect Director Robert George Elton   Mgmt   For   For
Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Shareholder Rights Plan   Mgmt   For   For

Agnico-Eagle Mines Limited

 

Meeting Date:    26-Apr-13    Country:    Canada    Security ID:    008474108
Record Date:    11-Mar-13    Meeting Type:    Annual/Special    Ticker:    AEM

 

CUSIP: 008474108    ISIN: CA0084741085    SEDOL: 2009823

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Leanne M. Baker   Mgmt   For   For

Elect Director Douglas R. Beaumont   Mgmt   For   For
Elect Director Sean Boyd   Mgmt   For   For
Elect Director Martine A. Celej   Mgmt   For   For
Elect Director Clifford J. Davis   Mgmt   For   For
Elect Director Robert J. Gemmell   Mgmt   For   For
Elect Director Bernard Kraft   Mgmt   For   For
Elect Director Mel Leiderman   Mgmt   For   For
Elect Director James D. Nasso   Mgmt   For   For
Elect Director Sean Riley   Mgmt   For   For
Elect Director J. Merfyn Roberts   Mgmt   For   For
Elect Director Howard R. Stockford   Mgmt   For   For
Elect Director Pertti Voutilainen   Mgmt   For   For
Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend Stock Option Plan   Mgmt   For   Against
Change Company Name to Agnico Eagle Mines Limited/Mines Agnico Eagle Limitee   Mgmt   For   For

Approve Advance Notice Policy   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

TransCanada Corporation

 

Meeting Date:    26-Apr-13    Country:    Canada    Security ID:    89353D107
Record Date:    26-Feb-13    Meeting Type:    Annual/Special    Ticker:    TRP

 

CUSIP: 89353D107    ISIN: CA89353D1078    SEDOL: 2665184

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kevin E. Benson   Mgmt   For   For
Elect Director Derek H. Burney   Mgmt   For   For
Elect Director Paule Gauthier   Mgmt   For   For

Elect Director Russell K. Girling   Mgmt   For   For
Elect Director S. Barry Jackson   Mgmt   For   For
Elect Director Paul L. Joskow   Mgmt   For   For
Elect Director Paula Rosput Reynolds   Mgmt   For   For
Elect Director Mary Pat Salomone   Mgmt   For   For
Elect Director W. Thomas Stephens   Mgmt   For   For
Elect Director D. Michael G. Stewart   Mgmt   For   For
Elect Director Richard E. Waugh   Mgmt   For   For
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend Stock Option Plan   Mgmt   For   For
Approve Shareholder Rights Plan   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Athabasca Oil Corporation

 

Meeting Date:    30-Apr-13    Country:    Canada    Security ID:    04682R107
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    ATH

 

CUSIP: 04682R107    ISIN: CA04682R1073    SEDOL: B8DG7Z4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Fix Number of Directors at Six   Mgmt   For   For
Elect Director Tom Buchanan   Mgmt   For   For
Elect Director Gary Dundas   Mgmt   For   For
Elect Director Ronald J. Eckhardt   Mgmt   For   For
Elect Director William Gallacher   Mgmt   For   For
Elect Director Marshall McRae   Mgmt   For   For
Elect Director Sveinung Svarte   Mgmt   For   For
Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Canadian Oil Sands Limited

 

Meeting Date:    30-Apr-13    Country:    Canada    Security ID:    13643E105
Record Date:    18-Mar-13    Meeting Type:    Annual/Special    Ticker:    COS

 

CUSIP: 13643E105    ISIN: CA13643E1051    SEDOL: B66RW99

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Elect Director C.E. (Chuck) Shultz   Mgmt   For   For
Elect Director Ian A. Bourne   Mgmt   For   For
Elect Director Marcel R. Coutu   Mgmt   For   For
Elect Director Gerald W. Grandey   Mgmt   For   For
Elect Director Arthur N. Korpach   Mgmt   For   For

Elect Director Donald J. Lowry   Mgmt   For   For
Elect Director Sarah E. Raiss   Mgmt   For   For
Elect Director John K. Read   Mgmt   For   For
Elect Director Brant G. Sangster   Mgmt   For   For
Elect Director Wesley R. Twiss   Mgmt   For   For
Elect Director John B. Zaozirny   Mgmt   For   For
Approve Shareholder Rights Plan   Mgmt   For   For
Approve Advance Notice Policy   Mgmt   For   For
Amend Quorum Requirements   Mgmt   For   For
Re-approve Stock Option Plan   Mgmt   For   For
Amend Transition Option Plan   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Suncor Energy Inc

 

Meeting Date:    30-Apr-13    Country:    Canada    Security ID:    867224107
Record Date:    04-Mar-13    Meeting Type:    Annual    Ticker:    SU

 

CUSIP: 867224107    ISIN: CA8672241079    SEDOL: B3NB1P2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mel E. Benson   Mgmt   For   For
Elect Director Dominic D’Alessandro   Mgmt   For   For
Elect Director John T. Ferguson   Mgmt   For   For
Elect Director W. Douglas Ford   Mgmt   For   For
Elect Director Paul Haseldonckx   Mgmt   For   For
Elect Director John R. Huff   Mgmt   For   For
Elect Director Jacques Lamarre   Mgmt   For   For
Elect Director Maureen McCaw   Mgmt   For   For
Elect Director Michael W. O’Brien   Mgmt   For   For
Elect Director James W. Simpson   Mgmt   For   For

Elect Director Eira M. Thomas   Mgmt   For   For
Elect Director Steven W. Williams   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix
Their Remuneration		   Mgmt   For   For
Amend Stock Option Plan   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Canadian Pacific Railway Limited

 

Meeting Date:    01-May-13    Country:    Canada    Security ID:    13645T100
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    CP

 

CUSIP: 13645T100    ISIN: CA13645T1003    SEDOL: 2793115

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ratify Deloitte LLP as Auditors   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   Against
Elect Director William A. Ackman   Mgmt   For   For
Elect Director Gary F. Colter   Mgmt   For   For
Elect Director Isabelle Courville   Mgmt   For   For
Elect Director Paul G. Haggis   Mgmt   For   For
Elect Director E. Hunter Harrison   Mgmt   For   For
Elect Director Paul C. Hilal   Mgmt   For   For
Elect Director Krystyna T. Hoeg   Mgmt   For   For
Elect Director Richard C. Kelly   Mgmt   For   For
Elect Director Rebecca MacDonald   Mgmt   For   For
Elect Director Anthony R. Melman   Mgmt   For   For
Elect Director Linda J. Morgan   Mgmt   For   For
Elect Director Andrew F. Reardon   Mgmt   For   For
Elect Director Stephen C. Tobias   Mgmt   For   For

New Gold Inc.

 

Meeting Date:    01-May-13    Country:    Canada    Security ID:    644535106
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    NGD

 

CUSIP: 644535106    ISIN: CA6445351068    SEDOL: 2826947

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Fix Number of Directors at Eight   Mgmt   For   For
Elect Director David Emerson   Mgmt   For   For
Elect Director James Estey   Mgmt   For   For
Elect Director Robert Gallagher   Mgmt   For   For
Elect Director Vahan Kololian   Mgmt   For   For
Elect Director Martyn Konig   Mgmt   For   For

Elect Director Pierre Lassonde   Mgmt   For   For
Elect Director Randall Oliphant   Mgmt   For   For
Elect Director Raymond Threlkeld   Mgmt   For   For
Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Talisman Energy Inc.

 

Meeting Date:    01-May-13    Country:    Canada    Security ID:    87425E103
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    TLM

 

CUSIP: 87425E103    ISIN: CA87425E1034    SEDOL: 2068299

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Christiane Bergevin   Mgmt   For   For
Elect Director Donald J. Carty   Mgmt   For   For

Elect Director William R.P. Dalton   Mgmt   For   For
Elect Director Kevin S. Dunne   Mgmt   For   For
Elect Director Harold N. Kvisle   Mgmt   For   For
Elect Director Brian M. Levitt   Mgmt   For   For
Elect Director Lisa A. Stewart   Mgmt   For   For
Elect Director Peter W. Tomsett   Mgmt   For   For
Elect Director Michael T. Waites   Mgmt   For   For
Elect Director Charles R. Williamson   Mgmt   For   For
Elect Director Charles M. Winograd   Mgmt   For   For
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Vermilion Energy Inc

 

Meeting Date:    01-May-13    Country:    Canada    Security ID:    923725105
Record Date:    11-Mar-13    Meeting Type:    Annual/Special    Ticker:    VET

 

CUSIP: 923725105    ISIN: CA9237251058    SEDOL: B607XS1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Fix Number of Directors at Eight   Mgmt   For   For
Elect Director Larry J. Macdonald   Mgmt   For   For
Elect Director W. Kenneth Davidson   Mgmt   For   For
Elect Director Lorenzo Donadeo   Mgmt   For   For
Elect Director Claudio A. Ghersinich   Mgmt   For   For
Elect Director Joseph F. Killi   Mgmt   For   For
Elect Director Loren M. Leiker   Mgmt   For   For
Elect Director William F. Madison   Mgmt   For   For
Elect Director Timothy R. Marchant   Mgmt   For   For
Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Re-approve Incentive Plan   Mgmt   For   Against
Amend Restricted Stock Plan   Mgmt   For   Against
Amend Employee Bonus Plan   Mgmt   For   For
Approve Shareholder Rights Plan   Mgmt   For   For

Yamana Gold Inc.

 

Meeting Date:    01-May-13    Country:    Canada    Security ID:    98462Y100
Record Date:    08-Mar-13    Meeting Type:    Annual    Ticker:    YRI

 

CUSIP: 98462Y100    ISIN: CA98462Y1007    SEDOL: 2219279

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter Marrone   Mgmt   For   For
Elect Director Patrick J. Mars   Mgmt   For   For
Elect Director John Begeman   Mgmt   For   For

Elect Director Alexander Davidson   Mgmt   For   For
Elect Director Richard Graff   Mgmt   For   For
Elect Director Nigel Lees   Mgmt   For   For
Elect Director Juvenal Mesquita Filho   Mgmt   For   For
Elect Director Carl Renzoni   Mgmt   For   For
Elect Director Antenor F. Silva, Jr.   Mgmt   For   For
Elect Director Dino Titaro   Mgmt   For   For
Ratify Deloitte LLP as Auditors   Mgmt   For   For

Bell Aliant Inc.

 

Meeting Date:    02-May-13    Country:    Canada    Security ID:    07786R204
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    BA

 

CUSIP: 07786R204    ISIN: CA07786R2046    SEDOL: B3MR9L3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director George Cope   Mgmt   For   Withhold
Elect Director Catherine Bennett   Mgmt   For   For
Elect Director Robert Dexter   Mgmt   For   For
Elect Director Edward Reevey   Mgmt   For   For
Elect Director Karen Sheriff   Mgmt   For   Withhold
Elect Director Louis Tanguay   Mgmt   For   For
Elect Director Martine Turcotte   Mgmt   For   Withhold
Elect Director Siim Vanaselja   Mgmt   For   Withhold
Elect Director John Watson   Mgmt   For   Withhold
Elect Director David Wells   Mgmt   For   Withhold
Ratify Deloitte LLP as Auditors   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Bonavista Energy Corporation

 

Meeting Date:    02-May-13    Country:    Canada    Security ID:    09784Y108
Record Date:    22-Mar-13    Meeting Type:    Annual/Special    Ticker:    BNP

 

CUSIP: 09784Y108    ISIN: CA09784Y1088    SEDOL: B67JFX9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for Common and Exchangeable Shareholders   Mgmt    
Elect Director Keith A. MacPhail   Mgmt   For   For
Elect Director Ronald J. Poelzer   Mgmt   For   For
Elect Director Ian S. Brown   Mgmt   For   For
Elect Director Michael M. Kanovsky   Mgmt   For   For
Elect Director Harry L. Knutson   Mgmt   For   For
Elect Director Margaret A. McKenzie   Mgmt   For   For

Elect Director Jason E. Skehar   Mgmt   For   For
Elect Director Christopher P. Slubicki   Mgmt   For   For
Elect Director Walter C. Yeates   Mgmt   For   For
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve 2013 Incentive Award Plan   Mgmt   For   Against
Approve Stock Option Plan   Mgmt   For   For

Canadian Natural Resources Limited

 

Meeting Date:    02-May-13    Country:    Canada    Security ID:    136385101
Record Date:    13-Mar-13    Meeting Type:    Annual/Special    Ticker:    CNQ

 

CUSIP: 136385101    ISIN: CA1363851017    SEDOL: 2171573

Proposal   Proponent   Mgmt Rec   Vote Instruction
You may vote for the nominees for Directors as slate:   Mgmt    
Elect C.M. Best, N. M. Edwards, T.W. Faithfull, G. A. Filmon, C. L. Fong, G.D. Giffin, W.A. Gobert, S.W. Laut, K.A. J. MacPhail, F.J. McKenna, E.R. Smith and D.A. Tuer as Directors   Mgmt   For   For
OR you may vote for the nominees for Directors individually:   Mgmt    
Elect Director Catherine M. Best   Mgmt   For   For
Elect Director N. Murray Edwards   Mgmt   For   For
Elect Director Timothy W. Faithfull   Mgmt   For   For
Elect Director Gary A. Filmon   Mgmt   For   For
Elect Director Christopher L. Fong   Mgmt   For   For
Elect Director Gordon D. Giffin   Mgmt   For   For
Elect Director Wilfred A. Gobert   Mgmt   For   For
Elect Director Steve W. Laut   Mgmt   For   For
Elect Director Keith A. J. MacPhail   Mgmt   For   For
Elect Director Frank J. McKenna   Mgmt   For   For

Elect Director Eldon R. Smith   Mgmt   For   For
Elect Director David A. Tuer   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix
Their Remuneration		   Mgmt   For   For
Re-approve Stock Option Plan   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   Against

Eldorado Gold Corporation

 

Meeting Date:    02-May-13    Country:    Canada    Security ID:    284902103
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    ELD

 

CUSIP: 284902103    ISIN: CA2849021035    SEDOL: 2307873

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director K. Ross Cory   Mgmt   For   For
Elect Director Robert R. Gilmore   Mgmt   For   For
Elect Director Geoffrey A. Handley   Mgmt   For   For
Elect Director Wayne D. Lenton   Mgmt   For   For
Elect Director Michael A. Price   Mgmt   For   For
Elect Director Steven P. Reid   Mgmt   For   For
Elect Director Jonathan A. Rubenstein   Mgmt   For   For
Elect Director Donald M. Shumka   Mgmt   For   For
Elect Director Paul N. Wright   Mgmt   For   For
Ratify KPMG LLP as Auditors   Mgmt   For   For
Authorize Board to Fix Remuneration of Auditors   Mgmt   For   For

Goldcorp Inc.

 

Meeting Date:    02-May-13    Country:    Canada    Security ID:    380956409
Record Date:    18-Mar-13    Meeting Type:    Annual/Special    Ticker:    G

 

CUSIP: 380956409    ISIN: CA3809564097    SEDOL: 2676302

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John P. Bell   Mgmt   For   For
Elect Director Beverley A. Briscoe   Mgmt   For   For
Elect Director Peter J. Dey   Mgmt   For   For
Elect Director Douglas M. Holtby   Mgmt   For   For
Elect Director Charles A. Jeannes   Mgmt   For   For
Elect Director P. Randy Reifel   Mgmt   For   For
Elect Director A. Dan Rovig   Mgmt   For   For
Elect Director Ian W. Telfer   Mgmt   For   For
Elect Director Blanca Trevino   Mgmt   For   For
Elect Director Kenneth F. Williamson   Mgmt   For   For
Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Amend Restricted Share Unit Plan   Mgmt   For   Against
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Great-West Lifeco Inc.

 

Meeting Date:    02-May-13    Country:    Canada    Security ID:    39138C106
Record Date:    07-Mar-13    Meeting Type:    Annual/Special    Ticker:    GWO

 

CUSIP: 39138C106    ISIN: CA39138C1068    SEDOL: 2384951

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for Common and First Preferred Shareholders   Mgmt    
Elect Director George S. Bain   Mgmt   For   For
Elect Director Marcel R. Coutu   Mgmt   For   For

Elect Director Andre Desmarais   Mgmt   For   For
Elect Director Paul Desmarais, Jr.   Mgmt   For   Withhold
Elect Director Michael L. Hepher   Mgmt   For   For
Elect Director Chaviva M. Hosek   Mgmt   For   For
Elect Director J. David A. Jackson   Mgmt   For   For
Elect Director D. Allen Loney   Mgmt   For   For
Elect Director Raymond L. McFeetors   Mgmt   For   For
Elect Director David A. Nield   Mgmt   For   For
Elect Director R. Jeffrey Orr   Mgmt   For   For
Elect Director Michel Plessis-Belair   Mgmt   For   For
Elect Director Henri-Paul Rousseau   Mgmt   For   For
Elect Director Raymond Royer   Mgmt   For   For
Elect Director Jerome J. Selitto   Mgmt   For   For
Elect Director James M. Singh   Mgmt   For   For
Elect Director Emoke J.E. Szathmary   Mgmt   For   For
Elect Director Gregory D. Tretiak   Mgmt   For   For

Elect Director Brian E. Walsh   Mgmt   For   For
Ratify Deloitte LLP as Auditors   Mgmt   For   For
Amend Stock Option Plan   Mgmt   For   For

Loblaw Companies Limited

 

Meeting Date:    02-May-13    Country:    Canada    Security ID:    539481101
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    L

 

CUSIP: 539481101    ISIN: CA5394811015    SEDOL: 2521800

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen E. Bachand   Mgmt   For   For
Elect Director Paul M. Beeston   Mgmt   For   For
Elect Director Warren Bryant   Mgmt   For   For
Elect Director Christie J.B. Clark   Mgmt   For   For

Elect Director Gordon A.M. Currie   Mgmt   For   For
Elect Director Anthony S. Fell   Mgmt   For   For
Elect Director Christiane Germain   Mgmt   For   For
Elect Director Anthony R. Graham   Mgmt   For   For
Elect Director John S. Lacey   Mgmt   For   For
Elect Director Nancy H.O. Lockhart   Mgmt   For   For
Elect Director Thomas C. O’Neill   Mgmt   For   For
Elect Director Vicente Trius   Mgmt   For   For
Elect Director Galen G. Weston   Mgmt   For   For
Elect Director John D. Wetmore   Mgmt   For   For
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Manulife Financial Corporation

 

Meeting Date:    02-May-13    Country:    Canada    Security ID:    56501R106
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    MFC

 

CUSIP: 56501R106    ISIN: CA56501R1064    SEDOL: 2492519

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joseph P. Caron   Mgmt   For   For
Elect Director John M. Cassaday   Mgmt   For   For
Elect Director Susan F. Dabarno   Mgmt   For   For
Elect Director Richard B. DeWolfe   Mgmt   For   For
Elect Director Sheila S. Fraser   Mgmt   For   For
Elect Director Donald A. Guloien   Mgmt   For   For
Elect Director Scott M. Hand   Mgmt   For   For
Elect Director Robert J. Harding   Mgmt   For   For
Elect Director Luther S. Helms   Mgmt   For   For
Elect Director Tsun-yan Hsieh   Mgmt   For   For
Elect Director Donald R. Lindsay   Mgmt   For   For

Elect Director Lorna R. Marsden   Mgmt   For   For
Elect Director John R.V. Palmer   Mgmt   For   For
Elect Director C. James Prieur   Mgmt   For   For
Elect Director Andrea S. Rosen   Mgmt   For   For
Elect Director Lesley D. Webster   Mgmt   For   For
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

MEG Energy Corp.

 

Meeting Date:    02-May-13    Country:    Canada    Security ID:    552704108
Record Date:    25-Mar-13    Meeting Type:    Annual/Special    Ticker:    MEG

 

CUSIP: 552704108    ISIN: CA5527041084    SEDOL: B4XF9J1

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William McCaffrey   Mgmt   For   For
Elect Director David J. Wizinsky   Mgmt   For   For
Elect Director David B. Krieger   Mgmt   For   For
Elect Director Peter R. Kagan   Mgmt   For   For
Elect Director Boyd Anderson   Mgmt   For   For
Elect Director James D. McFarland   Mgmt   For   For
Elect Director Harvey Doerr   Mgmt   For   For
Elect Director Robert Hodgins   Mgmt   For   For
Re-approve Stock Option Plan   Mgmt   For   Against
Re-approve Restricted Stock Plan   Mgmt   For   Against
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix
Their Remuneration		   Mgmt   For   For

SNC-Lavalin Group Inc.

 

Meeting Date:    02-May-13    Country:    Canada    Security ID:    78460T105
Record Date:    11-Mar-13    Meeting Type:    Annual/Special    Ticker:    SNC

 

CUSIP: 78460T105    ISIN: CA78460T1057    SEDOL: 2763884

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jacques Bougie   Mgmt   For   For
Elect Director Ian A. Bourne   Mgmt   For   For
Elect Director Robert G. Card   Mgmt   For   For
Elect Director Patricia A. Hammick   Mgmt   For   For
Elect Director Lise Lachapelle   Mgmt   For   For
Elect Director Lorna R. Marsden   Mgmt   For   For
Elect Director Claude Mongeau   Mgmt   For   For
Elect Director Michael D. Parker   Mgmt   For   For
Elect Director Alain Rheaume   Mgmt   For   For
Elect Director Chakib Sbiti   Mgmt   For   For

Elect Director Eric D. Siegel   Mgmt   For   For
Elect Director Lawrence N. Stevenson   Mgmt   For   For
Ratify Deloitte LLP as Auditors   Mgmt   For   For
Approve Advance Notice Policy   Mgmt   For   For
Allow Board to Appoint Additional Directors Between Annual Meetings   Mgmt   For   For
Approve Stock Option Plan   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

IGM Financial Inc.

 

Meeting Date:    03-May-13    Country:    Canada    Security ID:    449586106
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    IGM

 

CUSIP: 449586106    ISIN: CA4495861060    SEDOL: 2469375

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Marc A. Bibeau   Mgmt   For   For
Elect Director Christie J. B. Clark   Mgmt   For   For
Elect Director Heather E. Conway   Mgmt   For   For
Elect Director Andre Desmarais   Mgmt   For   Withhold
Elect Director Paul Desmarais, Jr   Mgmt   For   Withhold
Elect Director V. Peter Harder   Mgmt   For   For
Elect Director Daniel Johnson   Mgmt   For   For
Elect Director John McCallum   Mgmt   For   For
Elect Director Raymond L. McFeetors   Mgmt   For   Withhold
Elect Director R. Jeffrey Orr   Mgmt   For   Withhold
Elect Director Roy W. Piper   Mgmt   For   For
Elect Director Michel Plessis-Belair   Mgmt   For   Withhold
Elect Director Henri-Paul Rousseau   Mgmt   For   Withhold
Elect Director Susan Sherk   Mgmt   For   For

Elect Director Charles R. Sims   Mgmt   For   Withhold
Elect Director Murray J. Taylor   Mgmt   For   Withhold
Elect Director Gregory D. Tretiak   Mgmt   For   Withhold
Elect Director Gerard Veilleux   Mgmt   For   Withhold
Ratify Deloitte LLP as Auditors   Mgmt   For   For

First Quantum Minerals Ltd.

 

Meeting Date:    07-May-13    Country:    Canada    Security ID:    335934105
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    FM

 

CUSIP: 335934105    ISIN: CA3359341052    SEDOL: 2347608

Proposal   Proponent   Mgmt Rec   Vote Instruction
Fix Number of Directors at Nine   Mgmt   For   For
Elect Director Philip K. R. Pascall   Mgmt   For   For
Elect Director G. Clive Newall   Mgmt   For   For
Elect Director Martin R. Rowley   Mgmt   For   For
Elect Director Peter St. George   Mgmt   For   For
Elect Director Andrew B. Adams   Mgmt   For   For
Elect Director Michael Martineau   Mgmt   For   For
Elect Director Paul Brunner   Mgmt   For   For
Elect Director Michael Hanley   Mgmt   For   For
Elect Director Robert Harding   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix
Their Remuneration		   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Husky Energy Inc.

 

Meeting Date:    07-May-13    Country:    Canada    Security ID:    448055103
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    HSE

 

CUSIP: 448055103    ISIN: CA4480551031    SEDOL: 2623836

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Victor T.K. Li   Mgmt   For   For
Elect Director Canning K.N. Fok   Mgmt   For   For
Elect Director Stephen E. Bradley   Mgmt   For   For
Elect Director Asim Ghosh   Mgmt   For   For
Elect Director Martin J.G. Glynn   Mgmt   For   For
Elect Director Poh Chan Koh   Mgmt   For   For
Elect Director Eva Lee Kwok   Mgmt   For   For
Elect Director Stanley T.L. Kwok   Mgmt   For   For
Elect Director Frederick S.H. Ma   Mgmt   For   For

Elect Director George C. Magnus   Mgmt   For   For
Elect Director Neil D. McGee   Mgmt   For   For
Elect Director Colin S. Russel   Mgmt   For   For
Elect Director Wayne E. Shaw   Mgmt   For   For
Elect Director William Shurniak   Mgmt   For   For
Elect Director Frank J. Sixt   Mgmt   For   For
Ratify KPMG LLP as Auditors   Mgmt   For   For

Enbridge Inc.

 

Meeting Date:    08-May-13    Country:    Canada    Security ID:    29250N105
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    ENB

 

CUSIP: 29250N105    ISIN: CA29250N1050    SEDOL: 2466149

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David A. Arledge   Mgmt   For   For
Elect Director James J. Blanchard   Mgmt   For   For
Elect Director J. Lorne Braithwaite   Mgmt   For   For
Elect Director J. Herb England   Mgmt   For   For
Elect Director Charles W. Fischer   Mgmt   For   For
Elect Director V. Maureen Kempston Darkes   Mgmt   For   For
Elect Director David A. Leslie   Mgmt   For   For
Elect Director Al Monaco   Mgmt   For   For
Elect Director George K. Petty   Mgmt   For   For
Elect Director Charles E. Shultz   Mgmt   For   For
Elect Director Dan C. Tutcher   Mgmt   For   For
Elect Director Catherine L. Williams   Mgmt   For   For
Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Finning International Inc.

 

Meeting Date:    08-May-13    Country:    Canada    Security ID:    318071404
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    FTT

 

CUSIP: 318071404    ISIN: CA3180714048    SEDOL: 2339177

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ricardo Bacarreza   Mgmt   For   For
Elect Director James E.C. Carter   Mgmt   For   For
Elect Director David L. Emerson   Mgmt   For   For
Elect Director Kathleen M. O’Neill   Mgmt   For   For
Elect Director Christopher W. Patterson   Mgmt   For   For
Elect Director John M. Reid   Mgmt   For   For
Elect Director Andrew H. Simon   Mgmt   For   For

Elect Director Bruce L. Turner   Mgmt   For   For
Elect Director Douglas W.G. Whitehead   Mgmt   For   For
Elect Director Michael M. Wilson   Mgmt   For   For
Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For
Other Business   Mgmt   For   Against

Franco-Nevada Corporation

 

Meeting Date:    08-May-13    Country:    Canada    Security ID:    351858105
Record Date:    20-Mar-13    Meeting Type:    Annual/Special    Ticker:    FNV

 

CUSIP: 351858105    ISIN: CA3518581051    SEDOL: B29NF31

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Pierre Lassonde   Mgmt   For   For
Elect Director David Harquail   Mgmt   For   For
Elect Director Derek W. Evans   Mgmt   For   For
Elect Director Graham Farquharson   Mgmt   For   For
Elect Director Louis Gignac   Mgmt   For   For
Elect Director Randall Oliphant   Mgmt   For   For
Elect Director David R. Peterson   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix
Their Remuneration		   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Intact Financial Corporation

 

Meeting Date:    08-May-13    Country:    Canada    Security ID:    45823T106
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    IFC

 

CUSIP: 45823T106    ISIN: CA45823T1066    SEDOL: B04YJV1

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles Brindamour   Mgmt   For   For
Elect Director Yves Brouillette   Mgmt   For   For
Elect Director Robert W. Crispin   Mgmt   For   For
Elect Director Janet De Silva   Mgmt   For   For
Elect Director Claude Dussault   Mgmt   For   For
Elect Director Eileen Mercier   Mgmt   For   For
Elect Director Timothy H. Penner   Mgmt   For   For
Elect Director Louise Roy   Mgmt   For   For
Elect Director Stephen G. Snyder   Mgmt   For   For
Elect Director Frederick Singer   Mgmt   For   For
Elect Director Carol Stephenson   Mgmt   For   For

Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Kinross Gold Corporation

 

Meeting Date:    08-May-13    Country:    Canada    Security ID:    496902404
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    K

 

CUSIP: 496902404    ISIN: CA4969024047    SEDOL: B03Z841

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect John A. Brough as Director   Mgmt   For   For
Elect John K. Carrington as Director   Mgmt   For   For
Elect John M.H. Huxley as Director   Mgmt   For   For
Elect Kenneth C. Irving as Director   Mgmt   For   For

Elect John A. Keyes as Director   Mgmt   For   For
Elect John A. Macken as Director   Mgmt   For   For
Elect Catherine McLeod-Seltzer as Director   Mgmt   For   For
Elect John E. Oliver as Director   Mgmt   For   For
Elect Una M. Power as Director   Mgmt   For   For
Elect Terence C.W. Reid as Director   Mgmt   For   For
Elect J. Paul Rollinson as Director   Mgmt   For   For
Elect Ruth G. Woods as Director   Mgmt   For   For
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Sun Life Financial Inc.

 

Meeting Date:    08-May-13    Country:    Canada    Security ID:    866796105
Record Date:    18-Mar-13    Meeting Type:    Annual    Ticker:    SLF

 

CUSIP: 866796105    ISIN: CA8667961053    SEDOL: 2566124

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director William D. Anderson   Mgmt   For   For
Elect Director Richard H. Booth   Mgmt   For   For
Elect Director John H. Clappison   Mgmt   For   For
Elect Director Dean A. Connor   Mgmt   For   For
Elect Director David A. Ganong   Mgmt   For   For
Elect Director Martin J. G. Glynn   Mgmt   For   For
Elect Director Krystyna T. Hoeg   Mgmt   For   For
Elect Director Idalene F. Kesner   Mgmt   For   For
Elect Director Real Raymond   Mgmt   For   For
Elect Director Hugh D. Segal   Mgmt   For   For
Elect Director Barbara G. Stymiest   Mgmt   For   For

Elect Director James H. Sutcliffe   Mgmt   For   For
Ratify Deloitte LLP as Auditors   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Thomson Reuters Corporation

 

Meeting Date:    08-May-13    Country:    Canada    Security ID:    884903105
Record Date:    22-Mar-13    Meeting Type:    Annual/Special    Ticker:    TRI

 

CUSIP: 884903105    ISIN: CA8849031056    SEDOL: 2889371

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Thomson   Mgmt   For   For
Elect Director James C. Smith   Mgmt   For   For
Elect Director Manvinder S. Banga   Mgmt   For   For
Elect Director David W. Binet   Mgmt   For   For
Elect Director Mary Cirillo   Mgmt   For   Withhold
Elect Director Steven A. Denning   Mgmt   For   For
Elect Director Lawton W. Fitt   Mgmt   For   For

Elect Director Sir Deryck Maughan   Mgmt   For   For
Elect Director Ken Olisa   Mgmt   For   For
Elect Director Vance K. Opperman   Mgmt   For   For
Elect Director John M. Thompson   Mgmt   For   For
Elect Director Peter J. Thomson   Mgmt   For   For
Elect Director Wulf von Schimmelmann   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend U.S. Employee Stock Purchase Plan   Mgmt   For   Against
Advisory Vote on Executive Compensation Approach   Mgmt   For   Against

BCE Inc.

 

Meeting Date:    09-May-13    Country:    Canada    Security ID:    05534B760
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    BCE

 

CUSIP: 05534B760    ISIN: CA05534B7604    SEDOL: B188TH2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barry K. Allen   Mgmt   For   For
Elect Director Andre Berard   Mgmt   For   For
Elect Director Ronald A. Brenneman   Mgmt   For   For
Elect Director Sophie Brochu   Mgmt   For   For
Elect Director Robert E. Brown   Mgmt   For   For
Elect Director George A. Cope   Mgmt   For   For
Elect Director David F. Denison   Mgmt   For   For
Elect Director Anthony S. Fell   Mgmt   For   For
Elect Director Edward C. Lumley   Mgmt   For   For
Elect Director Thomas C. O’Neill   Mgmt   For   For
Elect Director James Prentice   Mgmt   For   For
Elect Director Robert C. Simmonds   Mgmt   For   For

Elect Director Carole Taylor   Mgmt   For   For
Elect Director Paul R. Weiss   Mgmt   For   For
Ratify Deloitte LLP as Auditors   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For
Shareholder Proposals   Mgmt    
SP 1: Adopt a Policy Stipulating an Internal Pay Ratio   SH   Against   Against
SP 2: Critical Mass of Qualified Women on Board of Directors   SH   Against   Against
SP 3: Company Response to Advisory Say on Pay Result   SH   Against   Against
SP 4: Establish a Separate Risk Management Committee   SH   Against   Against
SP 5: Diversity Policy and Endorsement of UN?s Women?s Empowerment Principles   SH   Against   Against

Bombardier Inc.

 

Meeting Date:    09-May-13    Country:    Canada    Security ID:    097751200
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    BBD.B

 

CUSIP: 097751200    ISIN: CA0977512007    SEDOL: 2109723

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for Class A Multiple Voting and Class B Subordinate Voting Shareholders   Mgmt    
Elect Director Laurent Beaudoin   Mgmt   For   For
Elect Director Pierre Beaudoin   Mgmt   For   For
Elect Director Andre Berard   Mgmt   For   For
Elect Director Joanne Bissonnette   Mgmt   For   For
Elect Director J.R. Andre Bombardier   Mgmt   For   For
Elect Director Martha Finn Brooks   Mgmt   For   For

Elect Director L. Denis Desautels   Mgmt   For   For
Elect Director Thierry Desmarest   Mgmt   For   For
Elect Director Jean-Louis Fontaine   Mgmt   For   For
Elect Director Sheila Fraser   Mgmt   For   For
Elect Director Daniel Johnson   Mgmt   For   For
Elect Director Jean C. Monty   Mgmt   For   For
Elect Director Carlos E. Represas   Mgmt   For   For
Elect Director Heinrich Weiss   Mgmt   For   For
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Approve Advance Notice Policy   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For
Shareholder Proposals   Mgmt    
SP 1: Publish Summary of Annual Meetings and Questions Raised at Meetings   SH   Against   Against
SP 2: Consideration of All Stakeholders in the Board’s’ Decision-Making Process   SH   Against   Against

SP 3: Adopt Claw-back Policy   SH   Against   Against
SP 4: Increase Disclosure of Pension Plans   SH   Against   Against

Brookfield Asset Management Inc.

 

Meeting Date:    09-May-13    Country:    Canada    Security ID:    112585104
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    BAM.A

 

CUSIP: 112585104    ISIN: CA1125851040    SEDOL: 2092599

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for Class A Limited Voting Shareholders / Elect Eight Directors by Cumulative Voting   Mgmt    
Elect Director Marcel R. Coutu   Mgmt   For   For
Elect Director Maureen Kempston Darkes   Mgmt   For   For
Elect Director Lance Liebman   Mgmt   For   For

Elect Director Frank J. McKenna   Mgmt   For   For
Elect Director Youssef A. Nasr   Mgmt   For   For
Elect Director James A. Pattison   Mgmt   For   For
Elect Director Seek Ngee Huat   Mgmt   For   For
Elect Director Diana L. Taylor   Mgmt   For   For
Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Canadian Tire Corporation, Limited

 

Meeting Date:    09-May-13    Country:    Canada    Security ID:    136681202
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    CTC.A

 

CUSIP: 136681202    ISIN: CA1366812024    SEDOL: 2172286

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for Class A Non-Voting Shareholders   Mgmt    
Elect Director Pierre Boivin   Mgmt   For   For
Elect Director Frank Potter   Mgmt   For   For
Elect Director Timothy R. Price   Mgmt   For   For

Fortis Inc.

 

Meeting Date:    09-May-13    Country:    Canada    Security ID:    349553107
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    FTS

 

CUSIP: 349553107    ISIN: CA3495531079    SEDOL: 2347200

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter E. Case   Mgmt   For   For
Elect Director Frank J. Crothers   Mgmt   For   For
Elect Director Ida J. Goodreau   Mgmt   For   For
Elect Director Douglas J. Haughey   Mgmt   For   For
Elect Director H. Stanley Marshall   Mgmt   For   For
Elect Director John S. McCallum   Mgmt   For   For
Elect Director Harry McWatters   Mgmt   For   For
Elect Director Ronald D. Munkley   Mgmt   For   For
Elect Director David G. Norris   Mgmt   For   For
Elect Director Michael A. Pavey   Mgmt   For   For

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

George Weston Limited

 

Meeting Date:    09-May-13    Country:    Canada    Security ID:    961148509
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    WN

 

CUSIP: 961148509    ISIN: CA9611485090    SEDOL: 2956662

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director A. Charles Baillie   Mgmt   For   For
Elect Director Paviter S. Binning   Mgmt   For   For
Elect Director Peter B.M. Eby   Mgmt   For   For

Elect Director Darren Entwistle   Mgmt   For   For
Elect Director Anthony R. Graham   Mgmt   For   For
Elect Director John S. Lacey   Mgmt   For   For
Elect Director Isabelle Marcoux   Mgmt   For   For
Elect Director Sarabjit S. Marwah   Mgmt   For   For
Elect Director J. Robert S. Prichard   Mgmt   For   For
Elect Director Thomas F. Rahilly   Mgmt   For   For
Elect Director Barbara Stymiest   Mgmt   For   For
Elect Director W. Galen Weston   Mgmt   For   For
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Industrial Alliance Insurance and Financial Services Inc.

 

Meeting Date:    09-May-13    Country:    Canada    Security ID:    455871103
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    IAG

 

CUSIP: 455871103    ISIN: CA4558711038    SEDOL: 2543688

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for Common Shareholders   Mgmt    
Elect Director Anne Belec   Mgmt   For   For
Elect Director Pierre Brodeur   Mgmt   For   For
Elect Director Yvon Charest   Mgmt   For   For
Elect Director Michel Gervais   Mgmt   For   For
Elect Director Lise Lachapelle   Mgmt   For   For
Elect Director John LeBoutillier   Mgmt   For   For

Elect Director Jacques Martin   Mgmt   For   For
Elect Director Francis P. McGuire   Mgmt   For   For
Elect Director Mary C. Ritchie   Mgmt   For   For
Ratify Deloitte LLP as Auditors   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Onex Corporation

 

Meeting Date:    09-May-13    Country:    Canada    Security ID:    68272K103
Record Date:    18-Mar-13    Meeting Type:    Annual/Special    Ticker:    OCX

 

CUSIP: 68272K103    ISIN: CA68272K1030    SEDOL: 2659518

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for Subordinate Voting Shareholders   Mgmt    

Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorize Board to Fix Remuneration of Auditors   Mgmt   For   For
Elect Director William A. Etherington   Mgmt   For   For
Elect Director Peter C. Godsoe   Mgmt   For   For
Elect Director Serge Gouin   Mgmt   For   For
Elect Director Arni C. Thorsteinson   Mgmt   For   For
Amend Stock Option Plan   Mgmt   For   Against

Osisko Mining Corporation

 

Meeting Date:    09-May-13    Country:    Canada    Security ID:    688278100
Record Date:    25-Mar-13    Meeting Type:    Annual/Special    Ticker:    OSK

 

CUSIP: 688278100    ISIN: CA6882781009    SEDOL: 2312060

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Victor H. Bradley   Mgmt   For   For
Elect Director John F. Burzynski   Mgmt   For   For
Elect Director Marcel Cote   Mgmt   For   For
Elect Director Michele Darling   Mgmt   For   For
Elect Director Joanne Ferstman   Mgmt   For   For
Elect Director Staph Leavenworth Bakali   Mgmt   For   For
Elect Director William A. MacKinnon   Mgmt   For   For
Elect Director Charles E. Page   Mgmt   For   For
Elect Director Sean Roosen   Mgmt   For   For
Elect Director Gary A. Sugar   Mgmt   For   For
Elect Director Serge Vezina   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Allow Board to Appoint Additional Directors Between Annual Meetings   Mgmt   For   For

Approve Shareholder Rights Plan   Mgmt   For   For
Approve Advance Notice Policy   Mgmt   For   Against
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Shoppers Drug Mart Corporation

 

Meeting Date:    09-May-13    Country:    Canada    Security ID:    82509W103
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    SC

 

CUSIP: 82509W103    ISIN: CA82509W1032    SEDOL: 2821191

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director James F. Hankinson   Mgmt   For   For
Elect Director Krystyna T. Hoeg   Mgmt   For   For
Elect Director Holger Kluge   Mgmt   For   For

Elect Director Gaetan Lussier   Mgmt   For   For
Elect Director Domenic Pilla   Mgmt   For   For
Elect Director Martha C. Piper   Mgmt   For   For
Elect Director Beth M. Pritchard   Mgmt   For   For
Elect Director Sarah Raiss   Mgmt   For   For
Elect Director Derek Ridout   Mgmt   For   For
Elect Director Johanna Waterous   Mgmt   For   For
Elect Director David M. Williams   Mgmt   For   For
Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Telus Corporation

 

Meeting Date:    09-May-13    Country:    Canada    Security ID:    87971M103
Record Date:    15-Mar-13    Meeting Type:    Annual/Special    Ticker:    T

 

CUSIP: 87971M103    ISIN: CA87971M1032    SEDOL: 2381093

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director R. H. (Dick) Auchinleck   Mgmt   For   For
Elect Director A. Charles Baillie   Mgmt   For   For
Elect Director Micheline Bouchard   Mgmt   For   For
Elect Director R. John Butler   Mgmt   For   For
Elect Director Brian A. Canfield   Mgmt   For   For
Elect Director Stockwell Day   Mgmt   For   For
Elect Director Darren Entwistle   Mgmt   For   For

Elect Director Ruston (Rusty) E.T. Goepel   Mgmt   For   For
Elect Director John S. Lacey   Mgmt   For   For
Elect Director William (Bill) A. MacKinnon   Mgmt   For   For
Elect Director John Manley   Mgmt   For   For
Elect Director Donald Woodley   Mgmt   For   For
Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For
Amend Articles: Eliminate Non-Voting Shares and Increase Authorized Common Stock   Mgmt   For   For
Amend Articles   Mgmt   For   For
Approve Shareholder Rights Plan   Mgmt   For   For

Tim Hortons Inc.

 

Meeting Date:    09-May-13    Country:    Canada    Security ID:    88706M103
Record Date:    12-Mar-13    Meeting Type:    Annual    Ticker:    THI

 

CUSIP: 88706M103    ISIN: CA88706M1032    SEDOL: B4R2V25

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director M. Shan Atkins   Mgmt   For   For
Elect Director Michael J. Endres   Mgmt   For   For
Elect Director Moya M. Greene   Mgmt   For   For
Elect Director Paul D. House   Mgmt   For   For
Elect Director Frank Iacobucci   Mgmt   For   For
Elect Director John A. Lederer   Mgmt   For   For
Elect Director David H. Lees   Mgmt   For   For
Elect Director Ronald W. Osborne   Mgmt   For   For
Elect Director Wayne C. Sales   Mgmt   For   For
Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Centerra Gold Inc.

 

Meeting Date:    10-May-13    Country:    Canada    Security ID:    152006102
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    CG

 

CUSIP: 152006102    ISIN: CA1520061021    SEDOL: B01NXQ4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ian Atkinson   Mgmt   For   For
Elect Director Richard W. Connor   Mgmt   For   For
Elect Director Raphael A. Girard   Mgmt   For   For
Elect Director Karybek U. Ibraev   Mgmt   For   For
Elect Director Stephen A. Lang   Mgmt   For   For
Elect Director John W. Lill   Mgmt   For   For

Elect Director Amangeldy M. Muraliev   Mgmt   For   For
Elect Director Sheryl K. Pressler   Mgmt   For   For
Elect Director Terry V. Rogers   Mgmt   For   For
Elect Director Bruce V. Walter   Mgmt   For   For
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Enerplus Corporation

 

Meeting Date:    10-May-13    Country:    Canada    Security ID:    292766102
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    ERF

 

CUSIP: 292766102    ISIN: CA2927661025    SEDOL: B584T89

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
You may vote for the nominees for Directors as slate:   Mgmt    

Elect David H. Barr, Edwin V. Dodge, James B. Fraser, Robert B. Hodgins, Gordon J. Kerr, Susan M. MacKenzie, Douglas R. Martin, Donald J. Nelson, David P. O’Brien, Elliott Pew, Glen D. Roane, and Sheldon B. Steeves as Directors   Mgmt   For   For
OR you may vote for the nominees for Directors individually:   Mgmt    
Elect Director David H. Barr   Mgmt   For   For
Elect Director Edwin V. Dodge   Mgmt   For   For
Elect Director James B. Fraser   Mgmt   For   For
Elect Director Robert B. Hodgins   Mgmt   For   For
Elect Director Gordon J. Kerr   Mgmt   For   For
Elect Director Susan M. MacKenzie   Mgmt   For   For
Elect Director Douglas R. Martin   Mgmt   For   For
Elect Director Donald J. Nelson   Mgmt   For   For
Elect Director David P. O’Brien   Mgmt   For   For
Elect Director Elliott Pew   Mgmt   For   For
Elect Director Glen D. Roane   Mgmt   For   For

Elect Director Sheldon B. Steeves   Mgmt   For   For
Ratify Deloitte LLP as Auditors   Mgmt   For   For
Re-approve Stock Option Plan   Mgmt   For   For
Approve Shareholder Rights Plan   Mgmt   For   For

Magna International Inc.

 

Meeting Date:    10-May-13    Country:    Canada    Security ID:    559222401
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    MG

 

CUSIP: 559222401    ISIN: CA5592224011    SEDOL: 2554475

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Scott B. Bonham   Mgmt   For   For
Elect Director Peter G. Bowie   Mgmt   For   For

Elect Director J. Trevor Eyton   Mgmt   For   For
Elect Director V. Peter Harder   Mgmt   For   For
Elect Director Lady Barbara Judge   Mgmt   For   For
Elect Director Kurt J. Lauk   Mgmt   For   For
Elect Director Donald J. Walker   Mgmt   For   For
Elect Director Lawrence D. Worrall   Mgmt   For   For
Elect Director William L. Young   Mgmt   For   For
Approve Ernst & Young LLP as Auditors and Authorize the Audit Committee to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Pembina Pipeline Corporation

 

Meeting Date:    10-May-13    Country:    Canada    Security ID:    706327103
Record Date:    28-Mar-13    Meeting Type:    Annual/Special    Ticker:    PPL

 

CUSIP: 706327103    ISIN: CA7063271034    SEDOL: B4PT2P8

Proposal   Proponent   Mgmt Rec   Vote Instruction
You may vote for the nominees for Directors as slate:   Mgmt    
Elect Grant D. Billing, Thomas W. Buchanan, Allan L. Edgeworth, Randall J. Findlay, Lorne B. Gordon, David M.B. LeGresley, Robert B. Michaleski, Leslie A. O’Donoghue and Jeffrey T. Smith as Directors   Mgmt   For   For
OR You may vote for the nominees for Directors individually:   Mgmt    
Elect Director Grant D. Billing   Mgmt   For   For
Elect Director Thomas W. Buchanan   Mgmt   For   For
Elect Director Allan L. Edgeworth   Mgmt   For   For
Elect Director Randall J. Findlay   Mgmt   For   For
Elect Director Lorne B. Gordon   Mgmt   For   For

Elect Director David M.B. LeGresley   Mgmt   For   For
Elect Director Robert B. Michaleski   Mgmt   For   For
Elect Director Leslie A. O’Donoghue   Mgmt   For   For
Elect Director Jeffrey T. Smith   Mgmt   For   For
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For
Authorize New Class of Preferred Stock   Mgmt   For   For
Amend Articles Re: Change Designation of Preferred Shares Series A to Class B Preferred Shares and Amend Terms of Preferred Shares   Mgmt   For   For
Approve Increase in Size of Board from Eleven to Thirteen   Mgmt   For   For
Approve Shareholder Rights Plan   Mgmt   For   For

Turquoise Hill Resources Ltd.

 

Meeting Date:    10-May-13    Country:    Canada    Security ID:    900435108
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    TRQ

 

CUSIP: 900435108    ISIN: CA9004351081    SEDOL: B7WJ1F5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jill Gardiner   Mgmt   For   For
Elect Director R. Peter Gillin   Mgmt   For   For
Elect Director Warren Goodman   Mgmt   For   For
Elect Director Isabelle Hudon   Mgmt   For   For
Elect Director Jean-Sebastien Jacques   Mgmt   For   For
Elect Director David Klingner   Mgmt   For   For
Elect Director Charles Lenegan   Mgmt   For   For
Elect Director Daniel Larsen   Mgmt   For   For
Elect Director Livia Mahler   Mgmt   For   For

Elect Director Peter G. Meredith   Mgmt   For   For
Elect Director Kay Priestly   Mgmt   For   For
Elect Director Russel C. Robertson   Mgmt   For   For
Elect Director Jeffery D. Tygesen   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Pan American Silver Corp.

 

Meeting Date:    13-May-13    Country:    Canada    Security ID:    697900108
Record Date:    03-Apr-13    Meeting Type:    Annual/Special    Ticker:    PAA

 

CUSIP: 697900108    ISIN: CA6979001089    SEDOL: 2669272

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ross J. Beaty   Mgmt   For   For
Elect Director Geoffrey A. Burns   Mgmt   For   For
Elect Director Michael L. Carroll   Mgmt   For   For
Elect Director Christopher Noel Dunn   Mgmt   For   For
Elect Director Neil de Gelder   Mgmt   For   For
Elect Director Robert P. Pirooz   Mgmt   For   For
Elect Director David C. Press   Mgmt   For   For
Elect Director Walter T. Segsworth   Mgmt   For   For
Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Baytex Energy Corp.

 

Meeting Date:    14-May-13    Country:    Canada    Security ID:    07317Q105
Record Date:    25-Mar-13    Meeting Type:    Annual/Special    Ticker:    BTE

 

CUSIP: 07317Q105    ISIN: CA07317Q1054    SEDOL: B4VGVM3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Fix Number of Directors at Eight   Mgmt   For   For
Elect Director James L. Bowzer   Mgmt   For   Withhold
Elect Director John A. Brussa   Mgmt   For   Withhold
Elect Director Raymond T. Chan   Mgmt   For   Withhold
Elect Director Edward Chwyl   Mgmt   For   For
Elect Director Naveen Dargan   Mgmt   For   For
Elect Director R.E.T. (Rusty) Goepel   Mgmt   For   For
Elect Director Gregory K. Melchin   Mgmt   For   For
Elect Director Dale O. Shwed   Mgmt   For   Withhold
Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For
Re-approve Restricted Stock Plan   Mgmt   For   For

Cameco Corporation

 

Meeting Date:    14-May-13    Country:    Canada    Security ID:    13321L108
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    CCO

 

CUSIP: 13321L108    ISIN: CA13321L1085    SEDOL: 2166160

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian   Mgmt   None   For
Elect Director Ian Bruce   Mgmt   For   For
Elect Director Daniel Camus   Mgmt   For   For
Elect Director John Clappison   Mgmt   For   For
Elect Director Joe Colvin   Mgmt   For   For

Elect Director James Curtiss   Mgmt   For   For
Elect Director Donald Deranger   Mgmt   For   For
Elect Director Tim Gitzel   Mgmt   For   For
Elect Director James Gowans   Mgmt   For   For
Elect Director Nancy Hopkins   Mgmt   For   For
Elect Director Anne McLellan   Mgmt   For   For
Elect Director Neil McMillan   Mgmt   For   For
Elect Director Victor Zaleschuk   Mgmt   For   For
Ratify KPMG LLP as Auditors   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Catamaran Corporation

 

Meeting Date:    14-May-13    Country:    Canada    Security ID:    148887102
Record Date:    25-Mar-13    Meeting Type:    Annual/Special    Ticker:    CCT

 

CUSIP: 148887102    ISIN: CA1488871023    SEDOL: B8J4N87

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark A. Thierer   Mgmt   For   For
Elect Director Peter J. Bensen   Mgmt   For   For
Elect Director Steven Cosler   Mgmt   For   For
Elect Director William J. Davis   Mgmt   For   For
Elect Director Steven B. Epstein   Mgmt   For   For
Elect Director Betsy D. Holden   Mgmt   For   For
Elect Director Karen L. Katen   Mgmt   For   For
Elect Director Harry M. Kraemer   Mgmt   For   For
Elect Director Anthony Masso   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Power Financial Corp.

 

Meeting Date:    14-May-13    Country:    Canada    Security ID:    73927C100
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    PWF

 

CUSIP: 73927C100    ISIN: CA73927C1005    SEDOL: 2697864

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
You may vote for the nominees for Directors as slate:   Mgmt    
Elect Marc A. Bibeau, Andre Desmarais, Paul Desmarais, Paul Desmarais Jr., Gerald Frere, Anthony R. Graham, Robert Gratton, V. Peter Harder, J. David A. Jackson, R. Jeffrey Orr, Louise Roy, Raymond Royer, and Emoke J.E. Szathmary as Directors   Mgmt   For   For

OR you may vote for the nominees for Directors individually:   Mgmt    
Elect Director Marc A. Bibeau   Mgmt   For   For
Elect Director Andre Desmarais   Mgmt   For   For
Elect Director Paul Desmarais   Mgmt   For   Withhold
Elect Director Paul Desmarais Jr.   Mgmt   For   For
Elect Director Gerald Frere   Mgmt   For   For
Elect Director Anthony R. Graham   Mgmt   For   For
Elect Director Robert Gratton   Mgmt   For   For
Elect Director V. Peter Harder   Mgmt   For   For
Elect Director J. David A. Jackson   Mgmt   For   For
Elect Director R. Jeffrey Orr   Mgmt   For   For
Elect Director Louise Roy   Mgmt   For   For
Elect Director Raymond Royer   Mgmt   For   For
Elect Director Emoke J.E. Szathmary   Mgmt   For   For
Ratify Deloitte LLP as Auditors   Mgmt   For   For

ARC Resources Ltd.

 

Meeting Date:    15-May-13    Country:    Canada    Security ID:    00208D408
Record Date:    02-Apr-13    Meeting Type:    Annual/Special    Ticker:    ARX

 

CUSIP: 00208D408    ISIN: CA00208D4084    SEDOL: B6463M8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John P. Dielwart   Mgmt   For   For
Elect Director Fred J. Dyment   Mgmt   For   For
Elect Director Timothy J. Hearn   Mgmt   For   For
Elect Director James C. Houck   Mgmt   For   For
Elect Director Harold N. Kvisle   Mgmt   For   For
Elect Director Kathleen M. O’Neill   Mgmt   For   For
Elect Director Herbert C. Pinder, Jr.   Mgmt   For   For

Elect Director Myron M. Stadnyk   Mgmt   For   For
Elect Director Mac H. Van Wielingen   Mgmt   For   For
Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For
Amend Articles Re: Share Capital Amendment to Implement a Stock Dividend Program   Mgmt   For   Against

Power Corporation Of Canada

 

Meeting Date:    15-May-13    Country:    Canada    Security ID:    739239101
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    POW

 

CUSIP: 739239101    ISIN: CA7392391016    SEDOL: 2697701

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for Participating Preferred and Subordinate Voting Shareholders   Mgmt    
You may vote for the nominees for Directors as slate:   Mgmt    
Elect Pierre Beaudoin, Marcel R. Coutu, Laurent Dassault, Andre Desmarais, Paul Desmarais, Paul Desmarais, Jr., Anthony R. Graham, Robert Gratton, J. David A. Jackson, Isabelle Marcoux, R. Jeffrey Orr, and Emoke J.E. Szathmary as Directors   Mgmt   For   Withhold
OR you may vote for the nominees for Directors individually:   Mgmt    
Elect Director Pierre Beaudoin   Mgmt   For   For
Elect Director Marcel R. Coutu   Mgmt   For   For
Elect Director Laurent Dassault   Mgmt   For   For
Elect Director Andre Desmarais   Mgmt   For   For
Elect Director Paul Desmarais   Mgmt   For   Withhold
Elect Director Paul Desmarais, Jr.   Mgmt   For   Withhold
Elect Director Anthony R. Graham   Mgmt   For   For
Elect Director Robert Gratton   Mgmt   For   For

Elect Director J. David A. Jackson   Mgmt   For   For
Elect Director Isabelle Marcoux   Mgmt   For   For
Elect Director R. Jeffrey Orr   Mgmt   For   For
Elect Director Emoke J.E. Szathmary   Mgmt   For   For
Ratify Deloitte LLP as Auditors   Mgmt   For   For
Shareholder Proposals   Mgmt    
SP 1: Advisory Vote to Ratify Named Executive Officers’ Compensation   SH   Against   For
SP 2: Establish Independent Risk Management Commitee   SH   Against   Against
SP 3: Adopt Policy Assigning Mandate to Compensation Committee Consultants   SH   Against   Against
SP 4: Review Governance Policy Re: Committee Membership   SH   Against   Against

Potash Corporation of Saskatchewan Inc.

 

Meeting Date:    16-May-13    Country:    Canada    Security ID:    73755L107
Record Date:    18-Mar-13    Meeting Type:    Annual/Special    Ticker:    POT

 

CUSIP: 73755L107    ISIN: CA73755L1076    SEDOL: 2696980

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Christopher M. Burley   Mgmt   For   For
Elect Director Donald G. Chynoweth   Mgmt   For   For
Elect Director Daniel Clauw   Mgmt   For   For
Elect Director William J. Doyle   Mgmt   For   For
Elect Director John W. Estey   Mgmt   For   For
Elect Director Gerald W. Grandey   Mgmt   For   For
Elect Director C. Steven Hoffman   Mgmt   For   For
Elect Director Dallas J. Howe   Mgmt   For   For
Elect Director Alice D. Laberge   Mgmt   For   For
Elect Director Keith G. Martell   Mgmt   For   For

Elect Director Jeffrey J. McCaig   Mgmt   For   For
Elect Director Mary Mogford   Mgmt   For   For
Elect Director Elena Viyella de Paliza   Mgmt   For   For
Ratify Deloitte & Touche LLP as Auditors   Mgmt   For   For
Approve 2013 Performance Option Plan   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

IAMGOLD Corporation

 

Meeting Date:    21-May-13    Country:    Canada    Security ID:    450913108
Record Date:    15-Apr-13    Meeting Type:    Annual/Special    Ticker:    IMG

 

CUSIP: 450913108    ISIN: CA4509131088    SEDOL: 2446646

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director John E. Caldwell   Mgmt   For   For
Elect Director Donald K. Charter   Mgmt   For   For
Elect Director W. Robert Dengler   Mgmt   For   For
Elect Director Guy G. Dufresne   Mgmt   For   For
Elect Director Richard J. Hall   Mgmt   For   For
Elect Director Stephen J. J. Letwin   Mgmt   For   For
Elect Director Mahendra Naik   Mgmt   For   For
Elect Director William D. Pugliese   Mgmt   For   For
Elect Director John T. Shaw   Mgmt   For   For
Elect Director Timothy R. Snider   Mgmt   For   For
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For
Adopt By-Law Number Two   Mgmt   For   For

Silver Wheaton Corp.

 

Meeting Date:    21-May-13    Country:    Canada    Security ID:    828336107
Record Date:    25-Mar-13    Meeting Type:    Annual/Special    Ticker:    SLW

 

CUSIP: 828336107    ISIN: CA8283361076    SEDOL: B058ZX6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lawrence I. Bell   Mgmt   For   For
Elect Director George L. Brack   Mgmt   For   For
Elect Director John A. Brough   Mgmt   For   For
Elect Director R. Peter Gillin   Mgmt   For   For
Elect Director Douglas M. Holtby   Mgmt   For   For
Elect Director Eduardo Luna   Mgmt   For   For
Elect Director Wade D. Nesmith   Mgmt   For   For

Elect Director Randy V.J. Smallwood   Mgmt   For   For
Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Valeant Pharmaceuticals International, Inc.

 

Meeting Date:    21-May-13    Country:    Canada    Security ID:    91911K102
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    VRX

 

CUSIP: 91911K102    ISIN: CA91911K1021    SEDOL: B3XSX46

 

Proposal
   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald H. Farmer   Mgmt   For   For
Elect Director Robert A. Ingram   Mgmt   For   For
Elect Director Theo Melas-Kyriazi   Mgmt   For   For

Elect Director G. Mason Morfit   Mgmt   For   For
Elect Director Laurence E. Paul   Mgmt   For   For
Elect Director J. Michael Pearson   Mgmt   For   For
Elect Director Robert N. Power   Mgmt   For   For
Elect Director Norma A. Provencio   Mgmt   For   For
Elect Director Howard B. Schiller   Mgmt   For   For
Elect Director Lloyd M. Segal   Mgmt   For   For
Elect Director Katharine B. Stevenson   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For
Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Approve Continuance of Company [CBCA to BCBCA]   Mgmt   For   For

Crescent Point Energy Corp

 

Meeting Date:    30-May-13    Country:    Canada    Security ID:    22576C101
Record Date:    19-Apr-13    Meeting Type:    Annual/Special    Ticker:    CPG

 

CUSIP: 22576C101    ISIN: CA22576C1014    SEDOL: B67C8W8

 

Proposal
   Proponent   Mgmt Rec   Vote Instruction
Fix Number of Directors at Seven   Mgmt   For   For
Elect Director Peter Bannister   Mgmt   For   For
Elect Director Paul Colborne   Mgmt   For   For
Elect Director Kenney F. Cugnet   Mgmt   For   For
Elect Director D. Hugh Gillard   Mgmt   For   For
Elect Director Gerald A. Romanzin   Mgmt   For   For
Elect Director Scott Saxberg   Mgmt   For   For
Elect Director Gregory G. Turnbull   Mgmt   For   For
Approve Increase in Maximum Number of Directors from Seven to Eleven   Mgmt   For   For
Approve Advance Notice Policy   Mgmt   For   For

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix
Their Remuneration		   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Pacific Rubiales Energy Corp.

 

Meeting Date:    30-May-13    Country:    Canada    Security ID:    69480U206
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    PRE

 

CUSIP: 69480U206    ISIN: CA69480U2065    SEDOL: 2523635

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Fix Number of Directors at Twelve   Mgmt   For   For
Elect Director Jose Francisco Arata   Mgmt   For   For
Elect Director Miguel de la Campa   Mgmt   For   For

Elect Director German Efromovich   Mgmt   For   For
Elect Director Serafino Iacono   Mgmt   For   For
Elect Director Augusto Lopez   Mgmt   For   For
Elect Director Hernan Martinez   Mgmt   For   For
Elect Director Dennis Mills   Mgmt   For   For
Elect Director Ronald Pantin   Mgmt   For   For
Elect Director Victor Rivera   Mgmt   For   For
Elect Director Miguel Rodriguez   Mgmt   For   For
Elect Director Francisco Sole   Mgmt   For   For
Elect Director Neil Woodyer   Mgmt   For   For
Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Advance Notice Policy   Mgmt   For   For

Penn West Petroleum Ltd.

 

Meeting Date:    05-Jun-13    Country:    Canada    Security ID:    707887105
Record Date:    01-May-13    Meeting Type:    Annual/Special    Ticker:    PWT

 

CUSIP: 707887105    ISIN: CA7078871059    SEDOL: B63FY34

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ratify KPMG LLP as Auditors   Mgmt   For   For
Elect Director James E. Allard   Mgmt   For   For
Elect Director George H. Brookman   Mgmt   For   For
Elect Director Gillian H. Denham   Mgmt   For   For
Elect Director Richard L. George   Mgmt   For   For
Elect Director Daryl H. Gilbert   Mgmt   For   For
Elect Director Allan P. Markin   Mgmt   For   For
Elect Director Murray R. Nunns   Mgmt   For   For
Elect Director Frank Potter   Mgmt   For   For

Elect Director Jack Schanck   Mgmt   For   For
Elect Director James C. Smith   Mgmt   For   For
Elect Director Jay W. Thornton   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For
Re-approve Stock Option Plan   Mgmt   For   For
Amend Stock Option Plan   Mgmt   For   For
Approve Advance Notice Policy   Mgmt   For   For

RioCan Real Estate Investment Trust

 

Meeting Date:    05-Jun-13    Country:    Canada    Security ID:    766910103
Record Date:    09-Apr-13    Meeting Type:    Annual/Special    Ticker:    REI.UN

 

CUSIP: 766910103    ISIN: CA7669101031    SEDOL: 2229610

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Trustee Bonnie Brooks   Mgmt   For   For
Elect Trustee Clare R. Copeland   Mgmt   For   Withhold
Elect Trustee Raymond M. Gelgoot   Mgmt   For   For
Elect Trustee Paul Godfrey   Mgmt   For   For
Elect Trustee Dale H. Lastman   Mgmt   For   For
Elect Trustee Sharon Sallows   Mgmt   For   For
Elect Trustee Edward Sonshine   Mgmt   For   For
Elect Trustee Charles M. Winograd   Mgmt   For   For
Approve Ernst & Young LLP as Auditors and Authorize Trustees to Fix
Their Remuneration		   Mgmt   For   For
Approve Advance Notice Policy   Mgmt   For   For
Amend Declaration of Trust   Mgmt   For   For

Tourmaline Oil Corp.

 

Meeting Date:    05-Jun-13    Country:    Canada    Security ID:    89156V106
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    TOU

 

CUSIP: 89156V106    ISIN: CA89156V1067    SEDOL: B3QJ0H8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Fix Number of Directors at Eleven   Mgmt   For   For
Elect Director Michael L. Rose   Mgmt   For   For
Elect Director Phillip A. Lamoreaux   Mgmt   For   For
Elect Director William D. Armstrong   Mgmt   For   For
Elect Director Andrew B. MacDonald   Mgmt   For   For
Elect Director Lee A. Baker   Mgmt   For   For
Elect Director Clayton H. Riddell   Mgmt   For   For
Elect Director Robert W. Blakely   Mgmt   For   For
Elect Director Brian G. Robinson   Mgmt   For   For

Elect Director John W. Elick   Mgmt   For   For
Elect Director Robert N. Yurkovich   Mgmt   For   For
Elect Director Kevin J. Keenan   Mgmt   For   For
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Dollarama Inc

 

Meeting Date:    12-Jun-13    Country:    Canada    Security ID:    25675T107
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    DOL

 

CUSIP: 25675T107    ISIN: CA25675T1075    SEDOL: B4TP9G2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joshua Bekenstein   Mgmt   For   For
Elect Director Gregory David   Mgmt   For   For

Elect Director Stephen Gunn   Mgmt   For   For
Elect Director Nicholas Nomicos   Mgmt   For   For
Elect Director Larry Rossy   Mgmt   For   For
Elect Director Neil Rossy   Mgmt   For   For
Elect Director Richard G. Roy   Mgmt   For   For
Elect Director John J. Swidler   Mgmt   For   For
Elect Director Huw Thomas   Mgmt   For   For
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

CI Financial Corp.

 

Meeting Date:    13-Jun-13    Country:    Canada    Security ID:    125491100
Record Date:    10-May-13    Meeting Type:    Annual    Ticker:    CIX

 

CUSIP: 125491100    ISIN: CA1254911003    SEDOL: B3KT0S5

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald D. Besse   Mgmt   For   For
Elect Director G. Raymond Chang   Mgmt   For   For
Elect Director Paul W. Derksen   Mgmt   For   For
Elect Director William T. Holland   Mgmt   For   For
Elect Director H.B. Clay Horner   Mgmt   For   For
Elect Director Stephen A. MacPhail   Mgmt   For   For
Elect Director Stephen T. Moore   Mgmt   For   For
Elect Director Tom P. Muir   Mgmt   For   For
Elect Director A. Winn Oughtred   Mgmt   For   For
Elect Director David J. Riddle   Mgmt   For   For
Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Brenntag AG

 

Meeting Date:    19-Jun-13    Country:    Germany    Security ID:    D12459109
Record Date:       Meeting Type:    Annual    Ticker:    BNR

 

CUSIP: N/A    ISIN: DE000A1DAHH0    SEDOL: B4YVF56

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.40 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For

H&R Real Estate Investment Trust

 

Meeting Date:    20-Jun-13    Country:    Canada    Security ID:    404428203
Record Date:    07-May-13    Meeting Type:    Annual/Special    Ticker:    HR.UN

 

CUSIP: 404428203    ISIN: CA4044282032    SEDOL: B3DJHT2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
In Respect of the Real Estate Investment Trust   Mgmt    
Elect Thomas J. Hofstedter as Trustee of the REIT   Mgmt   For   For
Elect Robert E. Dickson as Trustee of the REIT   Mgmt   For   For
Elect Edward Gilbert as Trustee of the REIT   Mgmt   For   For
Elect Laurence A. Lebovic as Trustee of the REIT   Mgmt   For   For

Elect Ronald C. Rutman as Trustee of the REIT   Mgmt   For   For
Approve KPMG LLP as Auditors of the REIT and Authorize Trustees to Fix Their Remuneration   Mgmt   For   For
Amend Declaration of Trust Re: Investment Guidelines and Operating Policies   Mgmt   For   For
Amend Declaration of Trust Re: Investment Committee Review   Mgmt   For   For
Approve Incentive Unit Plan   Mgmt   For   Against
Amend Unit Option Plan   Mgmt   For   Against
In Respect of Finance Trust   Mgmt    
Elect Marvin Rubner as Trustee of the Finance Trust   Mgmt   For   For
Elect Shimshon (Stephen) Gross as Trustee of the Finance Trust   Mgmt   For   For
Elect Neil Sigler as Trustee of the Finance Trust   Mgmt   For   For
Approve KPMG LLP as Auditors of the Finance Trust and Authorize Trustees to Fix Their Remuneration   Mgmt   For   For

Pengrowth Energy Corporation

 

Meeting Date:    25-Jun-13    Country:    Canada    Security ID:    70706P104
Record Date:    24-May-13    Meeting Type:    Annual    Ticker:    PGF

 

CUSIP: 70706P104    ISIN: CA70706P1045    SEDOL: B67M828

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
You may vote for the nominees for Directors as slate:   Mgmt    
Elect Derek W. Evans, John B. Zaozirny, Wayne K. Foo, Kelvin B. Johnston, James D. McFarland, Michael S. Parrett, A. Terence Poole, Barry D. Stewart and D. Michael G. Stewart as Directors   Mgmt   For   For
OR you may vote for the nominees for Directors individually:   Mgmt    
Elect Director Derek W. Evans   Mgmt   For   For

Elect Director John B. Zaozirny   Mgmt   For   For
Elect Director Wayne K. Foo   Mgmt   For   For
Elect Director Kelvin B. Johnston   Mgmt   For   For
Elect Director James D. McFarland   Mgmt   For   For
Elect Director Michael S. Parrett   Mgmt   For   For
Elect Director A. Terence Poole   Mgmt   For   For
Elect Director Barry D. Stewart   Mgmt   For   For
Elect Director D. Michael G. Stewart   Mgmt   For   For
Amend Unallocated Awards Under the Long- Term Incentive Plan   Mgmt   For   Against
Amend Long-Term Incentive Plan   Mgmt   For   Against
Approve Advance Notice Policy   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

 

db X-trackers MSCI EAFE Hedged Equity Fund (Formerly db-X MSCI EAFE Currency-Hedged Equity Fund)

Voestalpine AG

 

Meeting Date:    04-Jul-12    Country:    Austria    Security ID:    A9101Y103
Record Date:    24-Jun-12    Meeting Type:    Annual    Ticker:    VOE

 

CUSIP: A9101Y103    ISIN: AT0000937503    SEDOL: 4943402

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Approve Allocation of Income   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Elect Supervisory Board Member   Mgmt   For   Against

Babcock International Group plc

 

Meeting Date:    05-Jul-12    Country:    United Kingdom    Security ID:    G0689Q152
Record Date:    03-Jul-12    Meeting Type:    Annual    Ticker:    BAB

 

CUSIP: G0689Q152    ISIN: GB0009697037    SEDOL: 0969703

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Mike Turner as Director   Mgmt   For   For

Re-elect Peter Rogers as Director   Mgmt   For   For
Re-elect Bill Tame as Director   Mgmt   For   For
Re-elect Archie Bethel as Director   Mgmt   For   For
Re-elect Kevin Thomas as Director   Mgmt   For   For
Re-elect Sir Nigel Essenhigh as Director   Mgmt   For   For
Re-elect Justin Crookenden as Director   Mgmt   For   For
Re-elect Sir David Omand as Director   Mgmt   For   For
Re-elect Ian Duncan as Director   Mgmt   For   For
Re-elect Kate Swann as Director   Mgmt   For   For
Amend Performance Share Plan 2009   Mgmt   For   For
Approve Deferred Bonus Matching Plan   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditures   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Marks and Spencer Group plc

 

Meeting Date:    10-Jul-12    Country:    United Kingdom    Security ID:    G5824M107
Record Date:    06-Jul-12    Meeting Type:    Annual    Ticker:    MKS

 

CUSIP: G5824M107    ISIN: GB0031274896    SEDOL: 3127489

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

Approve Final Dividend   Mgmt   For   For
Elect Vindi Banga as Director   Mgmt   For   For
Elect Miranda Curtis as Director   Mgmt   For   For
Re-elect Marc Bolland as Director   Mgmt   For   For
Re-elect Kate Bostock as Director   Mgmt   For   For
Re-elect Jeremy Darroch as Director   Mgmt   For   For
Re-elect John Dixon as Director   Mgmt   For   For
Re-elect Martha Lane Fox as Director   Mgmt   For   For
Re-elect Steven Holliday as Director   Mgmt   For   For
Re-elect Jan du Plessis as Director   Mgmt   For   For
Re-elect Steven Sharp as Director   Mgmt   For   For
Re-elect Alan Stewart as Director   Mgmt   For   For
Re-elect Robert Swannell as Director   Mgmt   For   For
Re-elect Laura Wade-Gery as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For

Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Approve Share Incentive Plan   Mgmt   For   For

BT Group plc

 

Meeting Date:    11-Jul-12    Country:    United Kingdom    Security ID:    G16612106
Record Date:    09-Jul-12    Meeting Type:    Annual    Ticker:    BT.A

 

CUSIP: G16612106    ISIN: GB0030913577    SEDOL: 3091357

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Michael Rake as Director   Mgmt   For   For
Re-elect Ian Livingston as Director   Mgmt   For   For
Re-elect Tony Chanmugam as Director   Mgmt   For   For

Re-elect Gavin Patterson as Director   Mgmt   For   For
Re-elect Tony Ball as Director   Mgmt   For   For
Re-elect Patricia Hewitt as Director   Mgmt   For   For
Re-elect Phil Hodkinson as Director   Mgmt   For   For
Re-elect Nick Rose as Director   Mgmt   For   For
Re-elect Jasmine Whitbread as Director   Mgmt   For   For
Elect Karen Richardson as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For

J Sainsbury plc

 

Meeting Date:    11-Jul-12    Country:    United Kingdom    Security ID:    G77732173
Record Date:    09-Jul-12    Meeting Type:    Annual    Ticker:    SBRY

 

CUSIP: G77732173    ISIN: GB00B019KW72    SEDOL: B019KW7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Matt Brittin as Director   Mgmt   For   For
Re-elect Mike Coupe as Director   Mgmt   For   For
Re-elect Anna Ford as Director   Mgmt   For   For

Re-elect Mary Harris as Director   Mgmt   For   For
Re-elect Gary Hughes as Director   Mgmt   For   For
Re-elect Justin King as Director   Mgmt   For   For
Re-elect John McAdam as Director   Mgmt   For   For
Re-elect John Rogers as Director   Mgmt   For   For
Re-elect David Tyler as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Burberry Group plc

 

Meeting Date:    12-Jul-12    Country:    United Kingdom    Security ID:    G1699R107
Record Date:    10-Jul-12    Meeting Type:    Annual    Ticker:    BRBY

 

CUSIP: G1699R107    ISIN: GB0031743007    SEDOL: 3174300

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir John Peace as Director   Mgmt   For   For
Re-elect Angela Ahrendts as Director   Mgmt   For   For
Re-elect Philip Bowman as Director   Mgmt   For   For
Re-elect Ian Carter as Director   Mgmt   For   For

Re-elect Stacey Cartwright as Director   Mgmt   For   For
Re-elect Stephanie George as Director   Mgmt   For   For
Re-elect John Smith as Director   Mgmt   For   For
Re-elect David Tyler as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Invensys plc

 

Meeting Date:    13-Jul-12    Country:    United Kingdom    Security ID:    G49133161
Record Date:    11-Jul-12    Meeting Type:    Annual    Ticker:    ISYS

 

CUSIP: G49133161    ISIN: GB00B19DVX61    SEDOL: B19DVX6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Francesco Caio as Director   Mgmt   For   For
Re-elect Wayne Edmunds as Director   Mgmt   For   For
Re-elect Bay Green as Director   Mgmt   For   For
Elect Victoria Hull as Director   Mgmt   For   For
Re-elect Paul Lester as Director   Mgmt   For   For

Re-elect Deena Mattar as Director   Mgmt   For   For
Re-elect Michael Parker as Director   Mgmt   For   For
Re-elect Dr Martin Read as Director   Mgmt   For   For
Re-elect Sir Nigel Rudd as Director   Mgmt   For   For
Elect David Thomas as Director   Mgmt   For   For
Re-elect Pat Zito as Director   Mgmt   For   For
Reappoint Ernest & Young LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For

The British Land Company plc

 

Meeting Date:    13-Jul-12    Country:    United Kingdom    Security ID:    G15540118
Record Date:    11-Jul-12    Meeting Type:    Annual    Ticker:    BLND

 

CUSIP: G15540118    ISIN: GB0001367019    SEDOL: 0136701

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Aubrey Adams as Director   Mgmt   For   For
Re-elect Lucinda Bell as Director   Mgmt   For   For
Re-elect Simon Borrows as Director   Mgmt   For   For
Re-elect Chris Gibson-Smith as Director   Mgmt   For   For

Re-elect John Gildersleeve as Director   Mgmt   For   For
Re-elect Chris Grigg as Director   Mgmt   For   For
Re-elect Dido Harding as Director   Mgmt   For   For
Re-elect William Jackson as Director   Mgmt   For   For
Re-elect Charles Maudsley as Director   Mgmt   For   For
Re-elect Richard Pym as Director   Mgmt   For   For
Re-elect Tim Roberts as Director   Mgmt   For   For
Re-elect Stephen Smith as Director   Mgmt   For   For
Re-elect Lord Turnbull as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Eni Spa

 

Meeting Date:    16-Jul-12    Country:    Italy    Security ID:    T3643A145
Record Date:    05-Jul-12    Meeting Type:    Special    Ticker:    ENI

 

CUSIP: T3643A145    ISIN: IT0003132476    SEDOL: 7145056

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Extraordinary Business   Mgmt    
Approve Elimination of Shares’ Par Value and Cancellation of Treasury Shares   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Share Repurchase Program   Mgmt   For   For

Industria de Diseno Textil (INDITEX)

 

Meeting Date:    17-Jul-12    Country:    Spain    Security ID:    E6282J109
Record Date:    10-Jul-12    Meeting Type:    Annual    Ticker:    ITX

 

CUSIP: E6282J109    ISIN: ES0148396015    SEDOL: 7111314

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Approve Individual Financial Statements   Mgmt   For   For
Approve Consolidated Financial Statements and Discharge Directors   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.80 Per Share   Mgmt   For   For
Reelect Gartler SL as Director   Mgmt   For   Against
Ratify Co-option of and Elect Jose Arnau Sierra as Director   Mgmt   For   Against
Appoint Deloitte as Auditor   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

Amend Articles of General Meeting Regulations   Mgmt   For   For
Authorize Share Repurchase of up to 10 Percent   Mgmt   For   For
Approve Company’s Corporate Web Site   Mgmt   For   For
Advisory Vote on Remuneration Report   Mgmt   For   Against
Receive Amendments to Board of Directors’ Regulations   Mgmt    
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Experian plc

 

Meeting Date:    18-Jul-12    Country:    United Kingdom    Security ID:    G32655105
Record Date:    16-Jul-12    Meeting Type:    Annual    Ticker:    EXPN

 

CUSIP: G32655105    ISIN: GB00B19NLV48    SEDOL: B19NLV4

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Brian Cassin as Director   Mgmt   For   For
Re-elect Fabiola Arredondo as Director   Mgmt   For   For
Re-elect Chris Callero as Director   Mgmt   For   For
Re-elect Roger Davis as Director   Mgmt   For   For
Re-elect Alan Jebson as Director   Mgmt   For   For
Re-elect Sir John Peace as Director   Mgmt   For   For
Re-elect Don Robert as Director   Mgmt   For   For
Re-elect Sir Alan Rudge as Director   Mgmt   For   For
Re-elect Judith Sprieser as Director   Mgmt   For   For
Re-elect David Tyler as Director   Mgmt   For   For
Re-elect Paul Walker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For

Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

Severn Trent plc

 

Meeting Date:    18-Jul-12    Country:    United Kingdom    Security ID:    G8056D159
Record Date:    16-Jul-12    Meeting Type:    Annual    Ticker:    SVT

 

CUSIP: G8056D159    ISIN: GB00B1FH8J72    SEDOL: B1FH8J7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Tony Ballance as Director   Mgmt   For   For
Re-elect Bernard Bulkin as Director   Mgmt   For   For
Re-elect Richard Davey as Director   Mgmt   For   For
Re-elect Andrew Duff as Director   Mgmt   For   For
Re-elect Gordon Fryett as Director   Mgmt   For   For
Re-elect Martin Kane as Director   Mgmt   For   For
Re-elect Martin Lamb as Director   Mgmt   For   For
Re-elect Michael McKeon as Director   Mgmt   For   For
Re-elect Baroness Noakes as Director   Mgmt   For   For
Re-elect Andy Smith as Director   Mgmt   For   For
Re-elect Tony Wray as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For

Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Special Dividend   Mgmt   For   For
Approve Share Incentive Plan   Mgmt   For   For

Global Logistic Properties Ltd.

 

Meeting Date:    19-Jul-12    Country:    Singapore    Security ID:    Y27187106
Record Date:       Meeting Type:    Special    Ticker:    MC0

 

CUSIP: N/A    ISIN: SG2C26962630    SEDOL: B4KJWS6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Authorize Share Repurchase Program   Mgmt   For   For

Global Logistic Properties Ltd.

 

Meeting Date:    19-Jul-12    Country:    Singapore    Security ID:    Y27187106
Record Date:       Meeting Type:    Annual    Ticker:    MC0

 

CUSIP: N/A    ISIN: SG2C26962630    SEDOL: B4KJWS6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Adopt Financial Statements and Directors’ and Auditors’ Reports   Mgmt   For   For
Declare Final Dividend of SGD 0.03 Per Share   Mgmt   For   For
Reelect Seek Ngee Huat as Director   Mgmt   For   For
Reelect Tham Kui Seng as Director   Mgmt   For   For
Reelect Ming Zhi Mei as Director   Mgmt   For   For
Reelect Paul Cheng Ming Fun as Director   Mgmt   For   For

Reelect Yoichiro Furuse as Director   Mgmt   For   For
Approve Directors’ Fees of $1.5 Million for the Year Ending March 31, 2013   Mgmt   For   For
Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights   Mgmt   For   For
Approve Issuance of Shares and Grant of Awards Under the GLP Performance Share Plan and GLP Restricted Share Plan   Mgmt   For   Against

Land Securities Group plc

 

Meeting Date:    19-Jul-12    Country:    United Kingdom    Security ID:    G5375M118
Record Date:    17-Jul-12    Meeting Type:    Annual    Ticker:    LAND

 

CUSIP: G5375M118    ISIN: GB0031809436    SEDOL: 3180943

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Alison Carnwath as Director   Mgmt   For   For
Re-elect Robert Noel as Director   Mgmt   For   For
Re-elect Martin Greenslade as Director   Mgmt   For   For
Re-elect Richard Akers as Director   Mgmt   For   For
Re-elect Kevin O’Byrne as Director   Mgmt   For   For
Re-elect Sir Stuart Rose as Director   Mgmt   For   For
Re-elect Simon Palley as Director   Mgmt   For   For
Re-elect David Rough as Director   Mgmt   For   For
Re-elect Christopher Bartram as Director   Mgmt   For   For
Elect Stacey Rauch as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For

Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Sharesave Plan   Mgmt   For   For
Amend 2005 Long Term Incentive Plan   Mgmt   For   For

SP AusNet

 

Meeting Date:    19-Jul-12    Country:    Australia    Security ID:    Q8604X102
Record Date:    17-Jul-12    Meeting Type:    Annual    Ticker:    SPN

 

CUSIP: Q8604X102    ISIN: AU000000SPN6    SEDOL: B0RF609

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Eric Gwee Teck Hai as a Director   Mgmt   For   Against
Elect Antonio Mario Iannello as a Director   Mgmt   For   For
Elect Ho Tian Yee as a Director   Mgmt   For   Against
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Amendments to the Company’s Constitution   Mgmt   For   For
Approve the Increase in Aggregate Remuneration of Non-Executive Directors from A$1.5 Million to A$2 Million Per Annum   Mgmt   For   For
Approve the Issuance of Stapled Securities for Singapore Law Purposes - Companies and Trust   Mgmt   For   For

Suedzucker AG

 

Meeting Date:    19-Jul-12    Country:    Germany    Security ID:    D82781101
Record Date:    27-Jun-12    Meeting Type:    Annual    Ticker:    SZU

 

CUSIP: D82781101    ISIN: DE0007297004    SEDOL: 5784462

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.70 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2011   Mgmt   For   For

Approve Discharge of Supervisory Board for Fiscal 2011   Mgmt   For   For
Elect Hans-Joerg Gebhard to the Supervisory Board   Mgmt   For   Against
Elect Christian Konrad to the Supervisory Board   Mgmt   For   Against
Elect Ralf Bethke to the Supervisory Board   Mgmt   For   For
Elect Jochen Fenner to the Supervisory Board   Mgmt   For   Against
Elect Erwin Hameseder to the Supervisory Board   Mgmt   For   Against
Elect Ralf Hentzschel to the Supervisory Board   Mgmt   For   Against
Elect Wolfgang Kirsch to the Supervisory Board   Mgmt   For   For
Elect Georg Koch to the Supervisory Board   Mgmt   For   Against
Elect Erhard Landes to the Supervisory Board   Mgmt   For   Against
Elect Joachim Rukwied to the Supervisory Board   Mgmt   For   Against
Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2012   Mgmt   For   For

Vodafone Group plc

 

Meeting Date:    24-Jul-12    Country:    United Kingdom    Security ID:    G93882135
Record Date:    20-Jul-12    Meeting Type:    Annual    Ticker:    VOD

 

CUSIP: G93882135    ISIN: GB00B16GWD56    SEDOL: B16GWD5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Vittorio Colao as Director   Mgmt   For   For
Re-elect Andy Halford as Director   Mgmt   For   For
Re-elect Stephen Pusey as Director   Mgmt   For   For
Re-elect Renee James as Director   Mgmt   For   For
Re-elect Alan Jebson as Director   Mgmt   For   For

Re-elect Samuel Jonah as Director   Mgmt   For   For
Re-elect Nick Land as Director   Mgmt   For   For
Re-elect Anne Lauvergeon as Director   Mgmt   For   For
Re-elect Luc Vandevelde as Director   Mgmt   For   For
Re-elect Anthony Watson as Director   Mgmt   For   For
Re-elect Philip Yea as Director   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Bank Hapoalim Ltd.

 

Meeting Date:    25-Jul-12    Country:    Israel    Security ID:    M1586M115
Record Date:    26-Jun-12    Meeting Type:    Special    Ticker:    N/A

 

CUSIP: M1586M115    ISIN: IL0006625771    SEDOL: 6075808

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Employment Agreement — Including Restricted Share Grants — of Director of Bank as Chairman of Isracard and Affiliates   Mgmt   For   Against
Amend Articles Re: Director Elections and Terms   Mgmt   For   For

Johnson Matthey plc

 

Meeting Date:    25-Jul-12    Country:    United Kingdom    Security ID:    G51604109
Record Date:    23-Jul-12    Meeting Type:    Annual    Ticker:    JMAT

 

CUSIP: G51604109    ISIN: GB0004764071    SEDOL: 0476407

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Tim Stevenson as Director   Mgmt   For   For
Re-elect Neil Carson as Director   Mgmt   For   For
Re-elect Alan Ferguson as Director   Mgmt   For   For
Re-elect Robert MacLeod as Director   Mgmt   For   For
Re-elect Larry Pentz as Director   Mgmt   For   For

Re-elect Michael Roney as Director   Mgmt   For   For
Re-elect Bill Sandford as Director   Mgmt   For   For
Re-elect Dorothy Thompson as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Approve Return of Cash to Shareholders Through Payment of Special Dividend and Share Consolidation   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of ordinary shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Macquarie Group Limited

 

Meeting Date:    25-Jul-12    Country:    Australia    Security ID:    Q57085104
Record Date:    23-Jul-12    Meeting Type:    Annual    Ticker:    MQG

 

CUSIP: Q57085104    ISIN: AU000000MQG1    SEDOL: B28YTC2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Peter H Warne as a Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Restricted Share Units and Performance Share Units to Nicholas Moore, Managing Director and Chief Executive Officer, under the Macquarie Group Employee Retained Equity Plan   Mgmt   For   For
Approve the Issue of Macquarie Exchangeable Capital Securities by Macquarie Bank Ltd   Mgmt   For   For
Approve an On-Market Buy-Back of up to 52.02 Million Shares   Mgmt   For   For

The Link Real Estate Investment Trust

 

Meeting Date:    25-Jul-12    Country:    Hong Kong    Security ID:    Y5281M111
Record Date:    20-Jul-12    Meeting Type:    Annual    Ticker:    00823

 

CUSIP: Y5281M111    ISIN: HK0823032773    SEDOL: B0PB4M7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Note Financial Statements and Statutory Reports   Mgmt    
Note the Appointment of Auditor of The Link REIT and Fixing Their Remuneration   Mgmt    
Reelect Anthony Chow Wing Kin as Independent Non-Executive Director   Mgmt   For   For
Reelect William Chan Chak Cheung as Independent Non-Executive Director   Mgmt   For   For
Reelect David Charles Watt as Independent Non-Executive Director   Mgmt   For   For

Authorize Repurchase of Up to 10 Percent of Issued Units   Mgmt   For   For
Approve Expansion of the Asset Class of The Link REIT’s Investment Strategy   Mgmt   For   For
Approve Expanded Asset Class Consequential Amendment   Mgmt   For   For
Approve Charitable Amendments   Mgmt   For   For
Amend Ancillary Trust Deed to Allow Manager to Establish Subsidiaries   Mgmt   For   For
Approve Ancillary Trust Deed Amendments Relating to Special Purpose Vehicles of The Link REIT in the Trust Deed   Mgmt   For   For

SABMiller plc

 

Meeting Date:    26-Jul-12    Country:    United Kingdom    Security ID:    G77395104
Record Date:    24-Jul-12    Meeting Type:    Annual    Ticker:    SAB

 

CUSIP: G77395104    ISIN: GB0004835483    SEDOL: 0483548

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Elect Dr Alan Clark as Director   Mgmt   For   For
Re-elect Mark Armour as Director   Mgmt   For   For
Re-elect Geoffrey Bible as Director   Mgmt   For   For
Re-elect Dinyar Devitre as Director   Mgmt   For   For
Re-elect Lesley Knox as Director   Mgmt   For   For
Re-elect Graham Mackay as Director   Mgmt   For   Abstain
Re-elect John Manser as Director   Mgmt   For   Against
Re-elect John Manzoni as Director   Mgmt   For   For
Re-elect Miles Morland as Director   Mgmt   For   Against
Re-elect Dambisa Moyo as Director   Mgmt   For   For

Re-elect Carlos Perez Davila as Director   Mgmt   For   For
Re-elect Cyril Ramaphosa as Director   Mgmt   For   Against
Re-elect Alejandro Santo Domingo Davila as Director   Mgmt   For   For
Re-elect Helen Weir as Director   Mgmt   For   For
Re-elect Howard Willard as Director   Mgmt   For   For
Re-elect Jamie Wilson as Director   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

SSE plc

 

Meeting Date:    26-Jul-12    Country:    United Kingdom    Security ID:    G8842P102
Record Date:    24-Jul-12    Meeting Type:    Annual    Ticker:    SSE

 

CUSIP: G7885V109    ISIN: GB0007908733    SEDOL: 0790873

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Katie Bickerstaffe as Director   Mgmt   For   For
Re-elect Jeremy Beeton as Director   Mgmt   For   For
Re-elect Lord Smith of Kelvin as Director   Mgmt   For   For
Re-elect Ian Marchant as Director   Mgmt   For   For

Re-elect Gregor Alexander as Director   Mgmt   For   For
Re-elect Alistair Phillips-Davies as Director   Mgmt   For   For
Re-elect Lady Rice as Director   Mgmt   For   For
Re-elect Richard Gillingwater as Director   Mgmt   For   For
Re-elect Thomas Andersen as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Tate & Lyle plc

 

Meeting Date:    26-Jul-12    Country:    United Kingdom    Security ID:    G86838128
Record Date:    24-Jul-12    Meeting Type:    Annual    Ticker:    TATE

 

CUSIP: G86838128    ISIN: GB0008754136    SEDOL: 0875413

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Peter Gershon as Director   Mgmt   For   For
Re-elect Javed Ahmed as Director   Mgmt   For   For
Re-elect Tim Lodge as Director   Mgmt   For   For
Re-elect Liz Airey as Director   Mgmt   For   For

Re-elect William Camp as Director   Mgmt   For   For
Re-elect Evert Henkes as Director   Mgmt   For   For
Re-elect Douglas Hurt as Director   Mgmt   For   For
Elect Dr Ajai Puri as Director   Mgmt   For   For
Re-elect Robert Walker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Approve Performance Share Plan   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Singapore Telecommunications Ltd.

 

Meeting Date:    27-Jul-12    Country:    Singapore    Security ID:    Y79985209
Record Date:       Meeting Type:    Special    Ticker:    Z74

 

CUSIP: Y79985209    ISIN: SG1T75931496    SEDOL: B02PY22

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Authorize Share Repurchase Program   Mgmt   For   For
Adopt SingTel Performance Share Plan 2012   Mgmt   For   For
Approve Participation by Chua Sock Koong in the SingTel Performance Share Plan   Mgmt   For   For

Singapore Telecommunications Ltd.

 

Meeting Date:    27-Jul-12    Country:    Singapore    Security ID:    Y79985209
Record Date:       Meeting Type:    Annual    Ticker:    Z74

 

CUSIP: Y79985209    ISIN: SG1T75931496    SEDOL: B02PY22

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Adopt Financial Statements and Directors’ and Auditors’ Reports   Mgmt   For   For
Declare Final Dividend of SGD 0.09 Per Share   Mgmt   For   For
Reelect Chua Sock Koong as Director   Mgmt   For   For
Reelect Fang Ai Lian as Director   Mgmt   For   For
Reelect Kaikhushru Shiavax Nargolwala as Director   Mgmt   For   For
Reelect Ong Peng Tsin as Director   Mgmt   For   For
Reelect Bobby Chin Yoke Choong as Director   Mgmt   For   For
Approve Directors’ Fees for the Year Ending March 31, 2013   Mgmt   For   For
Reappoint Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights   Mgmt   For   For
Approve Issuance of Shares and Grant of Awards Pursuant to the SingTel Performance Share Plan   Mgmt   For   For

National Grid plc

 

Meeting Date:    30-Jul-12    Country:    United Kingdom    Security ID:    G6375K151
Record Date:    28-Jul-12    Meeting Type:    Annual    Ticker:    NG.

 

CUSIP: G6375K151    ISIN: GB00B08SNH34    SEDOL: B08SNH3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Sir Peter Gershon as Director   Mgmt   For   For

Re-elect Steve Holliday as Director   Mgmt   For   For
Re-elect Andrew Bonfield as Director   Mgmt   For   For
Re-elect Tom King as Director   Mgmt   For   For
Re-elect Nick Winser as Director   Mgmt   For   For
Re-elect Ken Harvey as Director   Mgmt   For   For
Re-elect Linda Adamany as Director   Mgmt   For   For
Re-elect Philip Aiken as Director   Mgmt   For   For
Elect Nora Brownell as Director   Mgmt   For   For
Elect Paul Golby as Director   Mgmt   For   For
Elect Ruth Kelly as Director   Mgmt   For   For
Re-elect Maria Richter as Director   Mgmt   For   For
Re-elect George Rose as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

Campbell Brothers Ltd.

 

Meeting Date:    31-Jul-12    Country:    Australia    Security ID:    Q20240109
Record Date:    29-Jul-12    Meeting Type:    Annual    Ticker:    CPB

 

CUSIP: Q20240109    ISIN: AU000000CPB5    SEDOL: 6161729

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Bruce Brown as a Director   Mgmt   For   For

Elect Ray Hill as a Director   Mgmt   For   For
Elect Grant Murdoch as a Director   Mgmt   For   For
Elect John Mulcahy as a Director   Mgmt   For   For
Approve the Increase in Maximum Aggregate Remuneration for Non-Executive Directors from A$950,000 to A$1.5 Million   Mgmt   For   For
Approve the Remuneration Report for the Year Ended March 31, 2012   Mgmt   For   For
Approve the Grant of Performance Rights to a Maximum Value of A$675,000 to Greg Kilmister, Managing Director, Under the Company’s Long Term Incentive Plan   Mgmt   For   Against
Aprove the Change of Company Name to ALS Limited   Mgmt   For   For
Approve the Share Split on the Basis that Every Share be Divided into Five Shares   Mgmt   For   For

Investec plc

 

Meeting Date:    02-Aug-12    Country:    United Kingdom    Security ID:    G49188116
Record Date:    31-Jul-12    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N/A    ISIN: GB00B17BBQ50    SEDOL: B1DHG40

 

Proposal

  

Proponent

  

Mgmt Rec

   Vote Instruction
     
Common Business: Investec plc and Investec Ltd   Mgmt    
Re-elect Samuel Abrahams as Director   Mgmt   For   Against
Re-elect George Alford as Director   Mgmt   For   For
Re-elect Glynn Burger as Director   Mgmt   For   For
Re-elect Cheryl Carolus as Director   Mgmt   For   For
Re-elect Peregrine Crosthwaite as Director   Mgmt   For   For
Re-elect Olivia Dickson as Director   Mgmt   For   For
Re-elect Hendrik du Toit as Director   Mgmt   For   For
Re-elect Bradley Fried as Director   Mgmt   For   Against
Re-elect Haruko Fukuda as Director   Mgmt   For   For

Re-elect Bernard Kantor as Director   Mgmt   For   For
Re-elect Ian Kantor as Director   Mgmt   For   Against
Re-elect Stephen Koseff as Director   Mgmt   For   For
Re-elect Peter Malungani as Director   Mgmt   For   For
Re-elect Sir David Prosser as Director   Mgmt   For   For
Re-elect Peter Thomas as Director   Mgmt   For   Against
Re-elect Fani Titi as Director   Mgmt   For   For
Approve the DLC Remuneration Report   Mgmt   For   For
Approve the DLC Audit Committee Report   Mgmt   For   For
Authorise Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Ordinary Business: Investec Ltd   Mgmt    
Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2012   Mgmt   For   For
Sanction the Interim Dividend on the Ordinary Shares   Mgmt   For   For
Sanction the Interim Dividend on the Dividend Access (South African Resident) Redeemable Preference Share   Mgmt   For   For

Approve Final Dividend on the Ordinary Shares and the Dividend Access (South African Resident) Redeemable Preference Share   Mgmt   For   For
Reappoint Ernst & Young Inc as Joint Auditors of the Company   Mgmt   For   For
Reappoint KPMG Inc as Joint Auditors of the Company   Mgmt   For   For
Special Business: Investec Ltd Ordinary Resolutions   Mgmt    
Place Five Percent of the Unissued Ordinary Shares Under Control of Directors   Mgmt   For   For
Place Five Percent of the Unissued Class “A” Variable Rate Compulsorily Convertible Non- Cumulative Preference Shares Under Control of Directors   Mgmt   For   For
Place Remaining Unissued Shares, Being Variable Rate Cumulative Redeemable Preference Shares, Non-Redeemable, Non-Cumulative, Non- Participating Preference Shares and the Special Convertible Redeemable Preference Shares Under Control of Directors   Mgmt   For   For
Authorise Board to Issue Ordinary Shares for Cash in Respect of Five Percent of the Unissued Ordinary Shares   Mgmt   For   For

Authorise Board to Issue Class “A” Variable Rate Compulsorily Convertible Non-Cumulative Preference Shares for Cash in Respect of Five Percent of the Unissued Class “A” Variable Rate Compulsorily Convertible Non-Cumulative Preference Shares   Mgmt   For   For
Special Resolutions: Investec Ltd   Mgmt    
Authorise Repurchase of Up to 20 Percent of Issued Ordinary Shares and Perpetual Preference Shares   Mgmt   For   For
Approve Financial Assistance to Subsidiaries and Directors   Mgmt   For   For
Approve Directors’ Fees for the Period from 1 April 2012 to 31 March 2013   Mgmt   For   For
Amend Memorandum of Incorporation   Mgmt   For   For
Adopt New Memorandum of Incorporation   Mgmt   For   For
Ordinary Business: Investec plc   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Sanction the Interim Dividend on the Ordinary Shares   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration   Mgmt   For   For
Special Business: Investec plc   Mgmt    
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Market Purchase of Preference Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For

TNT EXPRESS NV

 

Meeting Date:    06-Aug-12    Country:    Netherlands    Security ID:    N8726Y106
Record Date:    09-Jul-12    Meeting Type:    Special    Ticker:    N/A

 

CUSIP: N/A    ISIN: NL0009739424    SEDOL: B3Y0JD2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    
Open Meeting and Receive Announcements   Mgmt    
Discuss Public Offer by UPS   Mgmt    
Elect D.J. Brutto to Supervisory Board   Mgmt   For   Against
Elect J. Barber to Supervisory Board   Mgmt   For   Against
Elect J. Firestone to Supervisory Board   Mgmt   For   Against
Approve Discharge of A. Burgmans, L.W. Gunning, M.E. Harris and R. King as Members of the Supervisory Board   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

Vedanta Resources plc

 

Meeting Date:    28-Aug-12    Country:    United Kingdom    Security ID:    G9328D100
Record Date:    26-Aug-12    Meeting Type:    Annual    Ticker:    VEDl

 

CUSIP: G9328D100    ISIN: GB0033277061    SEDOL: 3327706

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Final Dividend   Mgmt   For   For
Re-elect Anil Agarwal as Director   Mgmt   For   For
Re-elect Navin Agarwal as Director   Mgmt   For   For
Re-elect Naresh Chandra as Director   Mgmt   For   For
Re-elect Euan Macdonald as Director   Mgmt   For   For
Re-elect Aman Mehta as Director   Mgmt   For   For

Re-elect Mahendra Mehta as Director   Mgmt   For   For
Elect Geoffrey Green as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Employee Share Ownership Plan   Mgmt   For   For
Authorise Each of the Subsidiaries of the Company Other than Cairn India Limited to Adopt and Establish an Employee Share Ownership Plan   Mgmt   For   For

Vedanta Resources plc

 

Meeting Date:    28-Aug-12    Country:    United Kingdom    Security ID:    G9328D100
Record Date:    23-Aug-12    Meeting Type:    Special    Ticker:    VEDl

 

CUSIP: G9328D100    ISIN: GB0033277061    SEDOL: 3327706

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Acquisition by the Company or One of Its Subsidiaries of Between 26 and 29.5 Per Centof the Entire Issued Share Capital of Hindustan Zinc Limited from the Government of India   Mgmt   For   Against
Approve Acquisition by the Company or One of Its Subsidiaries of Between 44 and 49 Per Centof the Entire Issued Share Capital of Bharat Aluminium Company Ltd from the Government of India   Mgmt   For   Against

Compagnie Financiere Richemont SA

 

Meeting Date:    05-Sep-12    Country:    Switzerland    Security ID:    H25662158
Record Date:       Meeting Type:    Annual    Ticker:    CFR

 

CUSIP: H25662158    ISIN: CH0045039655    SEDOL: B3DCZF3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Allocation of Income and Dividends of CHF 0.55 per “A” Bearer Share and CHF 0.055per “B” Registered Share   Mgmt   For   Against
Approve Discharge of Board and Senior Management   Mgmt   For   For
Reelect Johann Rupert as Director   Mgmt   For   Against
Reelect Franco Cologni as Director   Mgmt   For   Against
Reelect Lord Duro as Director   Mgmt   For   Against
Reelect Yves-Andre Istel as Director   Mgmt   For   Against

Reelect Richard Lepeu as Director   Mgmt   For   Against
Reelect Ruggero Magnoni as Director   Mgmt   For   Against
Reelect Josua Malherbe as Director   Mgmt   For   Against
Reelect Frederick Mostert as Director   Mgmt   For   Against
Reelect Simon Murray as Director   Mgmt   For   For
Reelect Alain Perrin as Director   Mgmt   For   Against
Reelect Guillaume Pictet as Director   Mgmt   For   For
Reelect Norbert Platt as Director   Mgmt   For   Against
Reelect Alan Quasha as Director   Mgmt   For   Against
Reelect Maria Ramos as Director   Mgmt   For   For
Reelect Lord Renwick of Clifton as Director   Mgmt   For   Against
Reelect Dominique Rochat as Director   Mgmt   For   Against
Reelect Jan Rupert as Director   Mgmt   For   Against
Reelect Gary Saage as Director   Mgmt   For   Against
Reelect Juergen Schrempp as Director   Mgmt   For   Against

Reelect Martha Wikstrom as Director   Mgmt   For   Against
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For

ASML Holding NV

 

Meeting Date:    07-Sep-12    Country:    Netherlands    Security ID:    N07059178
Record Date:    10-Aug-12    Meeting Type:    Special    Ticker:    ASML

 

CUSIP: N07059178    ISIN: NL0006034001    SEDOL: 5949368

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    
Open Meeting   Mgmt    
Receive Announcements Re: Customer Co-Investment Program   Mgmt    
Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital Re: Customer Co-Investment Program   Mgmt   For   For

Authorize Board to Exclude Preemptive Rights from Issuance under Item 3a   Mgmt   For   For
Amend Articles to Create New Share Class: Ordinary Shares M   Mgmt   For   For
Increase Par Value per Ordinary Share   Mgmt   For   For
Approve Reduction in Share Capital by Decreasing Nominal Value per Share   Mgmt   For   For
Amend Articles Re: Consolidation of Ordinary Shares A at an Exchange Ratio   Mgmt   For   For
Amend Articles to Eliminate Two Ordinary Share Classes A and M and Convert into One Ordinary Share Class   Mgmt   For   For
Authorize each Director and any Lawyer and Paralegals from De Brauw Blackstone Westbroek NV to Execute the Notarial Deeds of Amendments   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a   Mgmt   For   For

Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 6c   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

Koninklijke KPN NV

 

Meeting Date:    11-Sep-12    Country:    Netherlands    Security ID:    N4297B146
Record Date:    14-Aug-12    Meeting Type:    Special    Ticker:    KPN

 

CUSIP: N4297B146    ISIN: NL0000009082    SEDOL: 5956078

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    

Open Meeting   Mgmt    
Announce Intention to AppointEric Hageman to Executive Board   Mgmt    
Amend Articles Re: Right to Place Items on the Agenda   Mgmt   For   For
Close Meeting   Mgmt    

Keyence Corp.

 

Meeting Date:    12-Sep-12    Country:    Japan    Security ID:    J32491102
Record Date:    20-Jun-12    Meeting Type:    Annual    Ticker:    6861

 

CUSIP: J32491102    ISIN: JP3236200006    SEDOL: 6490995

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 15   Mgmt   For   Against
Appoint Alternate Statutory Auditor Kitamura, Tomiji   Mgmt   For   For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date:    12-Sep-12    Country:    Israel    Security ID:    M8769Q102
Record Date:    13-Aug-12    Meeting Type:    Annual    Ticker:    TEVA

 

CUSIP: M8769Q102    ISIN: IL0006290147    SEDOL: 6882172

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive and Discuss Consolidated Balance Sheet as of Dec. 31, 2011 and Consolidated Income Statements for 2011   Mgmt    
Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share   Mgmt   For   For
Reelect Phillip Frost as Director   Mgmt   For   For

Reelect Roger Abravanel as Director   Mgmt   For   For
Elect Galia Maor as Director   Mgmt   For   For
Reelect Richard A. Lerner as Director   Mgmt   For   For
Reelect Erez Vigodman as Director   Mgmt   For   For
Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee   Mgmt   For   For
Approve Annual Fee and Reimbursement of Expenses of Chairman   Mgmt   For   For
Approve Annual Fee and Reimbursement of Expenses of Vice Chairman   Mgmt   For   For
Approve Certain Amendments to Articles of Association   Mgmt   For   For
Approve Indemnification and Release Agreements for Directors of the Company   Mgmt   For   For
Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation   Mgmt   For   For

Julius Baer Gruppe AG

 

Meeting Date:    19-Sep-12    Country:    Switzerland    Security ID:    H4414N103
Record Date:       Meeting Type:    Special    Ticker:    BAER

 

CUSIP: H4414N103    ISIN: CH0102484968    SEDOL: B4R2R50

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve CHF 750,000 Authorized Share Capital Increase for the Purpose of the Partial Financing of the Acquisition of the International Wealth Management Business of Bank of America Merrill Lynch Outside the Unites States   Mgmt   For   For

Seadrill Limited

 

Meeting Date:    21-Sep-12    Country:    Bermuda    Security ID:    G7945E105
Record Date:    16-Jul-12    Meeting Type:    Annual    Ticker:    SDRL

 

CUSIP: N/A    ISIN: BMG7945E1057    SEDOL: B09RMQ1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Reelect John Fredriksen as Director   Mgmt   For   Against
Reelect Olav Troim as Director   Mgmt   For   Against
Reelect Kate Blankenship as Director   Mgmt   For   For
Reelect Carl Steen as Director   Mgmt   For   For
Reelect Kathrine Fredriksen as Director   Mgmt   For   Against
Approve PricewaterhouseCoopers AS as Auditor and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For

Ets Franz Colruyt

 

Meeting Date:    26-Sep-12    Country:    Belgium    Security ID:    B26882231
Record Date:    12-Sep-12    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: B26882165    ISIN: BE0974256852    SEDOL: 5806225

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Receive and Approve Directors’ and Auditors’ Reports, and Report of the Works Council   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Accept Financial Statements   Mgmt   For   For
Accept Consolidated Financial Statements   Mgmt   For   For
Approve Dividends of EUR 0.95 Per Share   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   Against
Approve Profit Participation of Employees Through Allotment of Repurchased Shares of Colruyt   Mgmt   For   For

Approve Discharge of Directors   Mgmt   For   For
Approve Discharge of Auditors   Mgmt   For   For
Reelect NV Anima, permanently represented by Jef Colruyt, as Director   Mgmt   For   Against
Reelect Francois Gillet as Director   Mgmt   For   Against
Allow Questions   Mgmt    

ASX Ltd.

 

Meeting Date:    05-Oct-12    Country:    Australia    Security ID:    Q0604U105
Record Date:    03-Oct-12    Meeting Type:    Annual    Ticker:    ASX

 

CUSIP: Q0604U105    ISIN: AU000000ASX7    SEDOL: 6129222

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Roderic Holliday-Smith as a Director   Mgmt   For   For
Elect Peter Marriott as a Director   Mgmt   For   For
Elect Jillian Segal as a Director   Mgmt   For   For
Elect Peter Warne as a Director   Mgmt   For   For
Elect Heather Ridout as a Director   Mgmt   For   For
Approve the Grant of Up to A$750,000 Worth of 2011 Performance Rights to Elmer Funke Kupper, Managing Director and CEO of the Company   Mgmt   For   For
Approve the Grant of Up to A$750,000 Worth of 2012 Performance Rights to Elmer Funke Kupper, Managing Director and CEO of the Company   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Increase in Aggregate Remuneration of Non-Executive Directors   Mgmt   None   For
Approve the Amendments to the Constitution   Mgmt   For   For

InterContinental Hotels Group plc

 

Meeting Date:    08-Oct-12    Country:    United Kingdom    Security ID:    G4804L122
Record Date:    04-Oct-12    Meeting Type:    Special    Ticker:    IHGl

 

CUSIP: G4804L122    ISIN: GB00B1WQCS47    SEDOL: B1WQCS4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Return of Cash to Shareholders Through Payment of Special Dividend and Share Consolidation   Mgmt   For   For
Authorise Market Purchase of New Ordinary Shares   Mgmt   For   For

Banca Monte dei Paschi di Siena SPA

 

Meeting Date:    09-Oct-12    Country:    Italy    Security ID:    T1188A116
Record Date:    28-Sep-12    Meeting Type:    Special    Ticker:    BMPS

 

CUSIP: T1188A116    ISIN: IT0001334587    SEDOL: 7128541

Proposal   Proponent   Mgmt Rec   Vote Instruction
Extraordinary Business   Mgmt    
Approve Creation of EUR 1 Billion to Service   Mgmt   For   For
Capital Increase and/or Convertible Bond      
Issuance without Preemptive Rights      
Amend Company Bylaws   Mgmt   For   For

OMV AG

 

Meeting Date:    09-Oct-12    Country:    Austria    Security ID:    A51460110
Record Date:    29-Sep-12    Meeting Type:    Special    Ticker:    OMV

 

CUSIP: A51460110    ISIN: AT0000743059    SEDOL: 4651459

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Supervisory Board Member   Mgmt   For   Against

Brambles Ltd

 

Meeting Date:    11-Oct-12    Country:    Australia    Security ID:    Q6634U106
Record Date:    09-Oct-12    Meeting Type:    Annual    Ticker:    BXB

 

CUSIP: Q6634U106    ISIN: AU000000BXB1    SEDOL: B1FJ0C0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Remuneration Report   Mgmt   For   For
Elect Douglas Gordon Duncan as a Director   Mgmt   For   For
Elect David Peter Gosnell as a Director   Mgmt   For   For
Elect Tahira Hassan as a Director   Mgmt   For   For

Elect Graham John Kraehe as a Director   Mgmt   For   For
Elect Stephen Paul Johns as a Director   Mgmt   For   For
Elect Sarah Carolyn Hailes Kay as a Director   Mgmt   For   For
Elect Brian Martin Schwartz as a Director   Mgmt   For   For
Approve the Increase in Aggregate Remuneration of Non-Executive Directors   Mgmt   For   For

Ets Franz Colruyt

 

Meeting Date:    11-Oct-12    Country:    Belgium    Security ID:    B26882231
Record Date:    27-Sep-12    Meeting Type:    Special    Ticker:    N/A

 

CUSIP: B26882165    ISIN: BE0974256852    SEDOL: 5806225

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    

Receive Special Board Report Re: Employee Stock Purchase Plan   Mgmt    
Receive Special Auditor Report Re: Employee Stock Purchase Plan   Mgmt    
Approve Employee Stock Purchase Plan Up To 1,000,000 Shares   Mgmt   For   For
Approve Fixing of the Price of Shares to Be Issued   Mgmt   For   For
Eliminate Preemptive Rights Re: Item 3   Mgmt   For   For
Approve Increase of Capital following Issuance of Equity without Preemptive Rights Re: Item 3   Mgmt   For   For
Approve Subscription Period Re: Item 3   Mgmt   For   For
Authorize Board to Implement Approved Resolutions and Fill Required Documents/Formalities at Trade Registry   Mgmt   For   For

Kabel Deutschland Holding AG

 

Meeting Date:    11-Oct-12    Country:    Germany    Security ID:    D6424C104
Record Date:    19-Sep-12    Meeting Type:    Annual    Ticker:    KD8

 

CUSIP: N/A    ISIN: DE000KD88880    SEDOL: B4T92J8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2011/2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2011/2012   Mgmt   For   For
Ratify Ernst & Young GmbH as Auditors for Fiscal 2012/2013   Mgmt   For   For

Elect Antoinette Aris to the Supervisory Board   Mgmt   For   For
Elect Catherine Muehlemann to the Supervisory Board   Mgmt   For   For
Elect Paul Stodden to the Supervisory Board   Mgmt   For   For
Elect Torsten Winkler to the Supervisory Board   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Kabel Deutschland Vertrieb und Service GmbH   Mgmt   For   For

Cochlear Ltd.

 

Meeting Date:    16-Oct-12    Country:    Australia    Security ID:    Q25953102
Record Date:    14-Oct-12    Meeting Type:    Annual    Ticker:    COH

 

CUSIP: Q25953102    ISIN: AU000000COH5    SEDOL: 6211798

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive the Financial Statements and Statutory Reports   Mgmt   For   For
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Elect Edward Byrne as a Director   Mgmt   For   For
Elect Andrew Denver as a Director   Mgmt   For   For
Approve the Grant of Securities to Christopher Roberts, CEO and President of the Company   Mgmt   For   For
Renew Proportional Takeover Provisions   Mgmt   For   For

Telstra Corporation Limited.

 

Meeting Date:    16-Oct-12    Country:    Australia    Security ID:    Q8975N105
Record Date:    14-Oct-12    Meeting Type:    Annual    Ticker:    TLS

 

CUSIP: Q8975N105    ISIN: AU000000TLS2    SEDOL: 6087289

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Timothy Chen as Director   Mgmt   For   For
Elect Geoffrey Cousins as Director   Mgmt   For   For
Elect Russell Higgins as Director   Mgmt   For   For
Elect Margaret Seale as Director   Mgmt   For   For
Elect Steven Vamos as Director   Mgmt   For   For
Elect John Zeglis as Director   Mgmt   For   For
Approve the Increase in Aggregate Remuneration of Non-Executive Directors   Mgmt   None   For
Approve the Issuance of 1.39 Million Performance Rights to David Thodey, CEO of the Company   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For

Contact Energy Ltd.

 

Meeting Date:    17-Oct-12    Country:    New Zealand    Security ID:    Q2818G104
Record Date:    15-Oct-12    Meeting Type:    Annual    Ticker:    CEN

 

CUSIP: Q2818G104    ISIN: NZCENE0001S6    SEDOL: 6152529

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Bruce Beeren as a Director   Mgmt   For   Against
Elect Phillip Pryke as a Director   Mgmt   For   For
Authorize the Board to Fix the Remuneration of the Auditor   Mgmt   For   For

CSL Ltd.

 

Meeting Date:    17-Oct-12    Country:    Australia    Security ID:    Q3018U109
Record Date:    15-Oct-12    Meeting Type:    Annual    Ticker:    CSL

 

CUSIP: Q3018U109    ISIN: AU000000CSL8    SEDOL: 6185495

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Maurice Renshaw as a Director   Mgmt   For   For
Elect David Anstice as a Director   Mgmt   For   For
Approve the Adoption of Remuneration Report   Mgmt   For   For
Approve the Adoption of a New Constitution   Mgmt   For   For
Amend the Company’s Constitution to Insert Proportional Takeover Provisions in the New Constitution   Mgmt   For   For
Amend the Company’s Constitution to Re-Insert Proportional Takeover Provisions in the Existing Constitution   Mgmt   For   For

Diageo plc

 

Meeting Date:    17-Oct-12    Country:    United Kingdom    Security ID:    G42089113
Record Date:    15-Oct-12    Meeting Type:    Annual    Ticker:    DGE

 

CUSIP: G42089113    ISIN: GB0002374006    SEDOL: 0237400

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Peggy Bruzelius as Director   Mgmt   For   For
Re-elect Laurence Danon as Director   Mgmt   For   For
Re-elect Lord Davies of Abersoch as Director   Mgmt   For   For
Re-elect Betsy Holden as Director   Mgmt   For   For
Re-elect Dr Franz Humer as Director   Mgmt   For   For
Re-elect Deirdre Mahlan as Director   Mgmt   For   For
Re-elect Philip Scott as Director   Mgmt   For   For
Re-elect Todd Stitzer as Director   Mgmt   For   For

Re-elect Paul Walsh as Director   Mgmt   For   For
Elect Ho KwonPing as Director   Mgmt   For   For
Elect Ivan Menezes as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Stockland

 

Meeting Date:    17-Oct-12    Country:    Australia    Security ID:    Q8773B105
Record Date:    15-Oct-12    Meeting Type:    Annual    Ticker:    SGP

 

CUSIP: Q8773B105    ISIN: AU000000SGP0    SEDOL: 6850856

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Terry Williamson as a Director   Mgmt   For   For
Elect Carolyn Hewson as a Director   Mgmt   For   For
Appoint PricewaterhouseCoopers as Auditor of the Company   Mgmt   For   For
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Termination Benefits Framework   Mgmt   For   For

Telecom Italia Spa

 

Meeting Date:    18-Oct-12    Country:    Italy    Security ID:    T92778108
Record Date:    09-Oct-12    Meeting Type:    Special    Ticker:    TIT

 

CUSIP: T92778108    ISIN: IT0003497168    SEDOL: 7634394

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Only in Case of Non-Approval of the Proposed Items 1 and 2, the Vote Relating Items1-bis and 2-bis will be considered   Mgmt    
Approve Dispute Settlement with Former Executive Director Carlo Orazio Buora   Mgmt   For   For
Approve Legal Actions Against Former Executive Director Carlo Orazio Buora   Mgmt   For   For
Approve Dispute Settlement with Former Executive Director Riccardo Ruggiero   Mgmt   For   For
Approve Legal Actions Against Former Executive Director Riccardo   Mgmt   For   For

AGL Energy Ltd.

 

Meeting Date:    23-Oct-12    Country:    Australia    Security ID:    Q01630104
Record Date:    21-Oct-12    Meeting Type:    Annual    Ticker:    AGK

 

CUSIP: Q01630104    ISIN: AU000000AGK9    SEDOL: B0ZNPN1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Elect Leslie Hosking as a Director   Mgmt   For   For
Elect John Stanhope as a Director   Mgmt   For   For
Elect Graeme Hunt as a Director   Mgmt   For   For
Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   None   For

WorleyParsons Limited

 

Meeting Date:    23-Oct-12    Country:    Australia    Security ID:    Q9857K102
Record Date:    21-Oct-12    Meeting Type:    Annual    Ticker:    WOR

 

CUSIP: Q9857K102    ISIN: AU000000WOR2    SEDOL: 6562474

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Erich Fraunschiel as a Director   Mgmt   For   For
Elect Wang Xiao Bin as a Director   Mgmt   For   For
Elect Christopher Haynes as a Director   Mgmt   For   For
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 53,084 Performance Rights to Andrew Wood, Chief Executive Officer and Managing Director of the Company   Mgmt   For   For
Approve the Increase in Maximum Aggregate Fee Pool of Non-Executive Directors   Mgmt   None   For

Fairfax Media Ltd.

 

Meeting Date:    24-Oct-12    Country:    Australia    Security ID:    Q37116102
Record Date:    22-Oct-12    Meeting Type:    Annual    Ticker:    FXJ

 

CUSIP: Q37116102    ISIN: AU000000FXJ5    SEDOL: 6467074

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Elect Michael Anderson as a Director   Mgmt   For   For
Elect Sam Morgan as a Director   Mgmt   For   For
Elect Jack Cowin as a Director   Mgmt   For   For
Elect James Millar as a Director   Mgmt   For   For
Shareholder Proposal   Mgmt    

Elect Peter J. Cox as a Director   SH   Against   Against
Management Proposals   Mgmt    
Approve the Adoption of the Remuneration Report   Mgmt   For   Against
Approve the Grant of Up to A$800,000 Worth of Performance Rights to Gregory Hywood, Chief Executive Officer of the Company   Mgmt   For   For

KONE Corporation

 

Meeting Date:    24-Oct-12    Country:    Finland    Security ID:    X4551T105
Record Date:    12-Oct-12    Meeting Type:    Special    Ticker:    KNEBV

 

CUSIP: X4551T105    ISIN: FI0009013403    SEDOL: B09M9D2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    

Call the Meeting to Order   Mgmt    
Designate Inspector or Shareholder Representative(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Special Dividend   Mgmt   For   For
Close Meeting   Mgmt    

Bank Hapoalim Ltd.

 

Meeting Date:    25-Oct-12    Country:    Israel    Security ID:    M1586M115
Record Date:    24-Sep-12    Meeting Type:    Special    Ticker:    N/A

 

CUSIP: M1586M115    ISIN: IL0006625771    SEDOL: 6075808

Proposal   Proponent   Mgmt Rec   Vote Instruction
Extend Term of Chairman and Grant Chairman Restricted Shares   Mgmt   For   For

BHP Billiton plc

 

Meeting Date:    25-Oct-12    Country:    United Kingdom    Security ID:    G10877101
Record Date:    23-Oct-12    Meeting Type:    Annual    Ticker:    BLT

 

CUSIP: G10877101    ISIN: GB0000566504    SEDOL: 0056650

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Elect Pat Davies as Director   Mgmt   For   For
Re-elect Malcolm Broomhead as Director   Mgmt   For   For
Re-elect Sir John Buchanan as Director   Mgmt   For   For

Re-elect Carlos Cordeiro as Director   Mgmt   For   For
Re-elect David Crawford as Director   Mgmt   For   For
Re-elect Carolyn Hewson as Director   Mgmt   For   For
Re-elect Marius Kloppers as Director   Mgmt   For   For
Re-elect Lindsay Maxsted as Director   Mgmt   For   For
Re-elect Wayne Murdy as Director   Mgmt   For   For
Re-elect Keith Rumble as Director   Mgmt   For   For
Re-elect John Schubert as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect Jac Nasser as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve the Grant of Long-Term Incentive Performance Shares to Marius Kloppers   Mgmt   For   For

Newcrest Mining Ltd.

 

Meeting Date:    25-Oct-12    Country:    Australia    Security ID:    Q6651B114
Record Date:    23-Oct-12    Meeting Type:    Annual    Ticker:    NCM

 

CUSIP: Q6651B114    ISIN: AU000000NCM7    SEDOL: 6637101

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Gerard Michael Bond as a Director   Mgmt   For   For
Elect Vince Gauci as a Director   Mgmt   For   For
Approve the Adoption of the Remuneration Report   Mgmt   For   For

Suncorp Group Ltd.

 

Meeting Date:    25-Oct-12    Country:    Australia    Security ID:    Q88040110
Record Date:    23-Oct-12    Meeting Type:    Annual    Ticker:    SUN

 

CUSIP: Q8802S103    ISIN: AU000000SUN6    SEDOL: 6585084

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 446,752 Performance Rights to Patrick Snowball, Managing Directorand Group Chief Executive Officer of the Company   Mgmt   For   For
Elect Zygmunt Switkowski as a Director   Mgmt   For   For
Elect Ewoud Kulk as a Director   Mgmt   For   For
Elect Michael Cameron as a Director   Mgmt   For   For
Elect Douglas McTaggart as a Director   Mgmt   For   For
Elect Audette Exel as a Director   Mgmt   For   For
Approve the Amendments to the Company’s Constitution   Mgmt   For   For

Christian Dior

 

Meeting Date:    26-Oct-12    Country:    France    Security ID:    F26334106
Record Date:    22-Oct-12    Meeting Type:    Annual/Special    Ticker:    CDI

 

CUSIP: F26334106    ISIN: FR0000130403    SEDOL: 4061393

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Auditors’ Special Report on Related- Party Transactions   Mgmt   For   Against
Approve Allocation of Income and Dividends of EUR 1.10 per Share   Mgmt   For   For

Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Reduction in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million   Mgmt   For   Against
Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year, up to EUR 80 Million Reserved for Private Placement   Mgmt   For   Against
Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   Mgmt   For   Against
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 8 to 10   Mgmt   For   Against

Authorize Capital Increase of Up to EUR 80 Million for Future Exchange Offers   Mgmt   For   Against
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   Against
Approve Employee Stock Purchase Plan   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 80 Million   Mgmt   For   For
Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Amend Article 15 of Bylaws Re: Age Limit for CEO and Vice CEOs; Change Fiscal Year Start to July 1, and Fiscal Year End to June 30, and Amend Article 24 of Bylaws Accordingly   Mgmt   For   For

Mediobanca SPA

 

Meeting Date:    27-Oct-12    Country:    Italy    Security ID:    T10584117
Record Date:    18-Oct-12    Meeting Type:    Annual/Special    Ticker:    MB

 

CUSIP: T10584117    ISIN: IT0000062957    SEDOL: 4574813

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements, Statutory Reports, and Allocation of Income   Mgmt   For   For
Elect Directors (Bundled)   Mgmt   For   Against
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Extraordinary Business   Mgmt    
Approve Issuance of Shares up to EUR 40 million for a Private Placement Reserved to Italian and International Professional Investors; Amend Bylaws (Board Functioning and General Meeting Related)   Mgmt   For   For

Bendigo and Adelaide Bank Ltd.

 

Meeting Date:    29-Oct-12    Country:    Australia    Security ID:    Q1458B102
Record Date:    27-Oct-12    Meeting Type:    Annual    Ticker:    BEN

 

CUSIP: Q1456C110    ISIN: AU000000BEN6    SEDOL: 6091280

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Jenny Dawson as a Director   Mgmt   For   For
Elect Deb Radford as a Director   Mgmt   For   For
Elect Tony Robinson as a Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Amendments to the Company’s Constitution   Mgmt   For   For

Intesa SanPaolo SPA

 

Meeting Date:    29-Oct-12    Country:    Italy    Security ID:    T55067101
Record Date:    18-Oct-12    Meeting Type:    Special    Ticker:    ISP

 

CUSIP: T55067101    ISIN: IT0000072618    SEDOL: 4076836

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Extraordinary Business   Mgmt    
Amend Company Bylaws   Mgmt   For   For

Commonwealth Bank Of Australia

 

Meeting Date:    30-Oct-12    Country:    Australia    Security ID:    Q26915100
Record Date:    28-Oct-12    Meeting Type:    Annual    Ticker:    CBA

 

CUSIP: Q26915100    ISIN: AU000000CBA7    SEDOL: 6215035

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proposals for Ordinary Shareholders   Mgmt    
Elect David Turner as a Director   Mgmt   For   For
Elect Carolyn Kay as a Director   Mgmt   For   For
Elect Harrison Young as a Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 78,681 Reward Rights to Ian Mark Narev, CEO and Managing Director of the Company   Mgmt   For   For
Management Proposal for Ordinary Shareholders and Holders of PERLS IV Stapled Securities   Mgmt    
Approve the Selective Buyback of Up to 100 Percent of the Preference Shares that Form Part of the Perpetual Exchangeable Resaleable Listed Securities   Mgmt   For   For

Crown Ltd

 

Meeting Date:    30-Oct-12    Country:    Australia    Security ID:    Q3014T106
Record Date:    28-Oct-12    Meeting Type:    Annual    Ticker:    CWN

 

CUSIP: Q3014T106    ISIN: AU000000CWN6    SEDOL: B29LCJ0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Helen Coonan as a Director   Mgmt   For   For
Elect Benjamin Brazil as a Director   Mgmt   For   For
Elect Rowena Danziger as a Director   Mgmt   For   For
Elect John Horvath as a Director   Mgmt   For   For
Elect Michael Johnston as a Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Spill Resolution   Mgmt   Against   Against

Centro Retail Australia

 

Meeting Date:    31-Oct-12    Country:    Australia    Security ID:    Q2227T101
Record Date:    29-Oct-12    Meeting Type:    Annual/Special    Ticker:    CRF

 

CUSIP: N/A    ISIN: AU000000CRF2    SEDOL: B778BF7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Clive Appleton as a Director   Mgmt   For   For
Elect Bob Edgar as a Director   Mgmt   For   For
Elect Timothy (Tim) Hammon as a Director   Mgmt   For   For
Elect Charles Macek as a Director   Mgmt   For   For
Elect Fraser MacKenzie as a Director   Mgmt   For   For
Elect Debra Stirling as a Director   Mgmt   For   For
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to A$1.08 Million Worth of Performance Rights to Steven Sewell, CEO of the Company   Mgmt   For   For

Olam International Ltd.

 

Meeting Date:    31-Oct-12    Country:    Singapore    Security ID:    Y6421B106
Record Date:       Meeting Type:    Annual    Ticker:    O32

 

CUSIP: Y6421B106    ISIN: SG1Q75923504    SEDOL: B05Q3L4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Adopt Financial Statements and Directors’ and Auditors’ Reports   Mgmt   For   For
Declare First and Final Dividend   Mgmt   For   For
Reelect Mark Haynes Daniell as Director   Mgmt   For   For
Reelect Tse Po Shing Andy as Director   Mgmt   For   For
Reelect Wong Heng Tew as Director   Mgmt   For   Against

Reelect Sridhar Krishnan as Director   Mgmt   For   Against
Approve Directors’ Fees   Mgmt   For   For
Reappoint Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights   Mgmt   For   For
Approve Grant of Options and Issuance of Shares Under the Olam Employee Share Option Scheme   Mgmt   For   Against
Authorize Share Repurchase Program   Mgmt   For   For
Approve Issuance of Shares Under the Olam Scrip Dividend Scheme   Mgmt   For   For

Sino Land Company Ltd.

 

Meeting Date:    31-Oct-12    Country:    Hong Kong    Security ID:    Y80267126
Record Date:    26-Oct-12    Meeting Type:    Annual    Ticker:    00083

 

CUSIP: Y80267126    ISIN: HK0083000502    SEDOL: 6810429

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend of HK$0.36 Per Share with Option For Scrip Dividend   Mgmt   For   For
Reelect Ronald Joseph Arculli as Director   Mgmt   For   Against
Reelect Allan Zeman as Director   Mgmt   For   For
Reelect Steven Ong Kay Eng as Director   Mgmt   For   For
Reelect Yu Wai Wai as Director   Mgmt   For   Against
Authorize Board to Fix Remuneration of Directors   Mgmt   For   For
Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against
Amend Articles of Association and Adopt the New Articles of Association   Mgmt   For   For

Boral Ltd.

 

Meeting Date:    01-Nov-12    Country:    Australia    Security ID:    Q16969109
Record Date:    30-Oct-12    Meeting Type:    Annual    Ticker:    BLD

 

CUSIP: Q16969109    ISIN: AU000000BLD2    SEDOL: 6218670

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Remuneration Report   Mgmt   For   For
Elect John Marlay as a Director   Mgmt   For   For
Elect Catherine Brenner as a Director   Mgmt   For   For
Approve the Proportional Takeover Provisions   Mgmt   For   For
Approve the Grant of 554,655 Rights to Mike Kane, Chief Executive Officer and Managing Director Designate   Mgmt   For   For

British Sky Broadcasting Group plc

 

Meeting Date:    01-Nov-12    Country:    United Kingdom    Security ID:    G15632105
Record Date:    30-Oct-12    Meeting Type:    Annual    Ticker:    BSY

 

CUSIP: G15632105    ISIN: GB0001411924    SEDOL: 0141192

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Tracy Clarke as Director   Mgmt   For   For
Re-elect Jeremy Darroch as Director   Mgmt   For   For

Re-elect David DeVoe as Director   Mgmt   For   For
Re-elect Nicholas Ferguson as Director   Mgmt   For   For
Elect Martin Gilbert as Director   Mgmt   For   For
Re-elect Andrew Griffith as Director   Mgmt   For   For
Re-elect Andrew Higginson as Director   Mgmt   For   For
Re-elect Thomas Mockridge as Director   Mgmt   For   For
Re-elect James Murdoch as Director   Mgmt   For   For
Elect Matthieu Pigasse as Director   Mgmt   For   For
Re-elect Daniel Rimer as Director   Mgmt   For   For
Re-elect Arthur Siskind as Director   Mgmt   For   For
Re-elect Lord Wilson of Dinton as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Abstain
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Off-Market Purchase of Ordinary Shares   Mgmt   For   For
Approve the News Agreement as a Related Party Transaction   Mgmt   For   For

DEXUS Property Group

 

Meeting Date:    05-Nov-12    Country:    Australia    Security ID:    Q3190P100
Record Date:    03-Nov-12    Meeting Type:    Annual    Ticker:    DXS

 

CUSIP: Q3190P100    ISIN: AU000000DXS1    SEDOL: B033YN6

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Spill Resolution   Mgmt   None   Against
Approve the DEXUS Transitional Performance Rights Plan   Mgmt   For   For
Approve the DEXUS Short Term Incentive Performance Rights Plan and the DEXUS Long Term Incentive Performance Rights Plan   Mgmt   For   For
Approve the Grant of 453,417 Performance Rights to Darren Steinberg, Executive Director of the Company   Mgmt   For   For
Elect Richard Sheppard as a Director   Mgmt   For   For
Elect Chris Beare as a Director   Mgmt   For   For
Elect John Conde as a Director   Mgmt   For   For
Elect Peter St George as a Director   Mgmt   For   For

Eutelsat Communications

 

Meeting Date:    08-Nov-12    Country:    France    Security ID:    F3692M128
Record Date:    02-Nov-12    Meeting Type:    Annual/Special    Ticker:    ETL

 

CUSIP: F3692M128    ISIN: FR0010221234    SEDOL: B0M7KJ7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1 per Share   Mgmt   For   For
Subject to Approval of Item 17, Reelect Jean-Martin Folz as Director   Mgmt   For   For
Subject to Approval of Item 17, Reelect Bertrand Mabille as Director   Mgmt   For   For

Subject to Approval of Item 17, Reelect Fonds Strategique d Investissement as Director   Mgmt   For   For
Subject to Approval of Item 17, Reelect Olivier Rozenfeld as Director   Mgmt   For   For
Subject to Approval of Item 17, Reelect Jean-Paul Brillaud as Director   Mgmt   For   For
Reelect Lord John Birt as Director   Mgmt   For   For
Subject to Approval of Item 17, Reelect Michel de Rosen as Director   Mgmt   For   For
Subject to Approval of Item 17, Reelect Carole Piwnica as Director   Mgmt   For   For
Subject to Approval of Item 17, Elect Meriem Bensalah Chaqroun as Director   Mgmt   For   For
Subject to Approval of Item 17, Elect Elisabetta Oliveri as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   Against
Extraordinary Business   Mgmt    
Approve Reduction in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For

Amend Article15 of Bylaws Re: Directors’ Length of Mandates   Mgmt   For   For
Amend Article 21 of Bylaws Re: Proxy Voting   Mgmt   For   For
Remove Articles 28 and 29 of Bylaws Re: Filing of Required Documents/Other Formalities; Signatories   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Banco Popular Espanol S.A

 

Meeting Date:    09-Nov-12    Country:    Spain    Security ID:    E19550206
Record Date:    02-Nov-12    Meeting Type:    Special    Ticker:    POP

 

CUSIP: E19550206    ISIN: ES0113790531    SEDOL: B0BV6K3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    

Approve Capital Raising   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Pernod Ricard

 

Meeting Date:    09-Nov-12    Country:    France    Security ID:    F72027109
Record Date:    05-Nov-12    Meeting Type:    Annual/Special    Ticker:    RI

 

CUSIP: F72027109    ISIN: FR0000120693    SEDOL: 4682329

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.58 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For

Approve Severance Payment Agreement with Pierre Pringuet   Mgmt   For   For
Approve Severance Payment Agreement with Alexandre Ricard   Mgmt   For   Against
Ratify Appointment of Martina Gonzalez-Gallarza as Director   Mgmt   For   Against
Ratify Appointment of Alexandre Ricard as Director   Mgmt   For   Against
Reelect Alexandre Ricard as Director   Mgmt   For   Against
Reelect Pierre Pringuet as Director   Mgmt   For   Against
Reelect Wolfgang Colberg as Director   Mgmt   For   For
Reelect Cesar Giron as Director   Mgmt   For   Against
Reelect Martina Gonzalez-Gallarza as Director   Mgmt   For   Against
Elect Ian Gallienne as Director   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 875,000   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   Against
Extraordinary Business   Mgmt    

Authorize up to 0.7 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   For
Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Amend Article 5 of Bylaws Re: Company’s Duration   Mgmt   For   For
Amend Article 20 of Bylaws Re: Age Limit of the Chairman of the Board   Mgmt   For   For
Amend Article 27 of Bylaws Re: Related-Party Transactions   Mgmt   For   Against
Amend Article 32 of Bylaws Re: Convening of General Meetings   Mgmt   For   For
Amend Article 33 of Bylaws Re: Proxy Voting, Shareholders Proposals   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Origin Energy Ltd.

 

Meeting Date:    12-Nov-12    Country:    Australia    Security ID:    Q71610101
Record Date:    10-Nov-12    Meeting Type:    Annual    Ticker:    ORG

 

CUSIP: Q71610101    ISIN: AU000000ORG5    SEDOL: 6214861

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Ralph J Norris as a Director   Mgmt   For   For
Elect John H Akehurst as a Director   Mgmt   For   For
Elect Karen A Moses as a Director   Mgmt   For   For
Elect Helen M Nugent as a Director   Mgmt   For   For
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Grant of Long Term Incentives Up to a Maximum Value of A$3.75 Million and the Subsequent Allotment of Shares in Respect of those Incentives to Grant A King, Managing Director of the Company   Mgmt   For   For

Approve the Grant of Long Term Incentives Up to a Maximum Value of A$1.59 Million and the Subsequent Allotment of Shares on Exercise of those Incentives to Karen A Moss, Executive Director   Mgmt   For   For
Approve Potential Termination Benefits   Mgmt   For   For

Computershare Limited

 

Meeting Date:    14-Nov-12    Country:    Australia    Security ID:    Q2721E105
Record Date:    12-Nov-12    Meeting Type:    Annual    Ticker:    CPU

 

CUSIP: Q2721E105    ISIN: AU000000CPU5    SEDOL: 6180412

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect C J Morris as a Director   Mgmt   For   For
Elect P J Maclagan as a Director   Mgmt   For   For

Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Adoption of a New Constitution   Mgmt   For   For

Fortescue Metals Group Ltd.

 

Meeting Date:    14-Nov-12    Country:    Australia    Security ID:    Q39360104
Record Date:    12-Nov-12    Meeting Type:    Annual    Ticker:    FMG

 

CUSIP: Q39360104    ISIN: AU000000FMG4    SEDOL: 6086253

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Adoption of the Remuneration Report   Mgmt   For   Against
Elect Cao Huiquan as a Director   Mgmt   For   Against
Elect Herb Elliott as a Director   Mgmt   For   For
Approve the Fortescue Metals Group Ltd Performance Share Plan   Mgmt   For   For
Appoint PricewaterhouseCoopers as Auditor of the Company   Mgmt   For   For

Wesfarmers Ltd.

 

Meeting Date:    14-Nov-12    Country:    Australia    Security ID:    Q95870103
Record Date:    12-Nov-12    Meeting Type:    Annual    Ticker:    WES

 

CUSIP: Q95870103    ISIN: AU000000WES1    SEDOL: 6948836

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Increase in the Maximum Number of Directors to 12   Mgmt   For   For
Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   For   For
Elect Colin Bruce Carter as a Director   Mgmt   For   For
Elect James Philip Graham as a Director   Mgmt   For   For

Elect Diane Lee Smith-Gander as a Director   Mgmt   For   For
Elect Paul Moss Bassat as a Director   Mgmt   For   For
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 100,000 Performance Rights to Richard Goyder, Group Managing Director   Mgmt   For   For
Approve the Grant of Up to 50,000 Performance Rights to Terry Bowen, Finance Director   Mgmt   For   For

Asciano Ltd

 

Meeting Date:    15-Nov-12    Country:    Australia    Security ID:    Q0557G152
Record Date:    13-Nov-12    Meeting Type:    Annual    Ticker:    AIO

 

CUSIP: Q0557G103    ISIN: AU000000AIO7    SEDOL: B1YC5L4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Remuneration Report   Mgmt   For   For
Elect Ralph Waters as a Director   Mgmt   For   For
Elect Malcolm Broomhead as a Director   Mgmt   For   For
Elect Geoff Kleemann as a Director   Mgmt   For   For
Elect Robert Edgar as a Director   Mgmt   For   For
Approve the Grant of Up to 512,601 Performance Rights to John Mullen, Managing Director and Chief Executive Officer of the Company   Mgmt   For   For

Lend Lease Group

 

Meeting Date:    15-Nov-12    Country:    Australia    Security ID:    Q55368114
Record Date:    13-Nov-12    Meeting Type:    Annual/Special    Ticker:    LLC

 

CUSIP: Q55368114    ISIN: AU000000LLC3    SEDOL: 6512004

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Michael Ullmer as a Director   Mgmt   For   For
Elect Colin Carter as a Director   Mgmt   For   For
Elect Phillip Colebatch as a Director   Mgmt   For   For
Elect Gordon Edington as a Director   Mgmt   For   For
Approve the Adoption of the Remuneration Report   Mgmt   For   For

Approve the Grant of Performance Securities and Deferred Securities to Stephen McCann, Managing Director of the Company   Mgmt   For   For
Renew Proportional Takeover Provisions   Mgmt   For   For
Approve the Reduction of Share Capital   Mgmt   For   For
Approve the Lend Lease Trust Capitalisation   Mgmt   For   For

Mirvac Group Ltd.

 

Meeting Date:    15-Nov-12    Country:    Australia    Security ID:    Q62377108
Record Date:    14-Nov-12    Meeting Type:    Annual/Special    Ticker:    MGR

 

CUSIP: Q62377108    ISIN: AU000000MGR9    SEDOL: 6161978

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Resolutions for Mirvac Limited   Mgmt    
Elect James MacKenzie as Director   Mgmt   For   For

Elect John Peters as Director   Mgmt   For   For
Elect Marina Santini Darling as Director   Mgmt   For   For
Elect Gregory Dyer as Director   Mgmt   For   For
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Amendments to the Mirvac Limited Constitution   Mgmt   For   For
Resolution for Mirvac Property Trust   Mgmt    
Approve the Amendments to the Mirvac Property Trust Constitution   Mgmt   For   For
Resolutions for Mirvac Limited and Mirvac Property Trust   Mgmt    
Approve the Issuance of Performance Rights to Gregory Dyer, Finance Director of the Company   Mgmt   For   For
Approve the Issuance of Performance Rights to Susan Lloyd-Hurwitz, Incoming Managing Director of the Company   Mgmt   For   For

Ramsay Health Care Ltd.

 

Meeting Date:    15-Nov-12    Country:    Australia    Security ID:    Q7982Y104
Record Date:    13-Nov-12    Meeting Type:    Annual    Ticker:    RHC

 

CUSIP: Q7982Y104    ISIN: AU000000RHC8    SEDOL: 6041995

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Elect Paul Joseph Ramsay as a Director   Mgmt   For   Against
Elect Michael Stanley Siddle as a Director   Mgmt   For   Against
Approve the Grant of 220,000 Performance Rights to Christopher Paul Rex, Managing Director of the Company   Mgmt   For   For
Approve the Grant of 95,000 Performance Rights to Bruce Roger Soden, Group Finance Director of the Company   Mgmt   For   For

Sims Metal Management Limited

 

Meeting Date:    15-Nov-12    Country:    Australia    Security ID:    Q8505L116
Record Date:    13-Nov-12    Meeting Type:    Annual    Ticker:    SGM

 

CUSIP: Q8505L116    ISIN: AU000000SGM7    SEDOL: B0LCW75

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Geoffrey N Brunsdon as a Director   Mgmt   For   For
Elect James T Thompson as a Director   Mgmt   For   For
Elect Paul Sukagawa as a Director   Mgmt   For   For
Approve the Grant of 511,883 Performance Rights and 487,814 Options to Daniel Dienst, Group Chief Executive Officer of the Company   Mgmt   For   For
Approve the Adoption of the Remuneration Report   Mgmt   For   Against

Sun Hung Kai Properties Ltd.

 

Meeting Date:    15-Nov-12    Country:    Hong Kong    Security ID:    Y82594121
Record Date:    09-Nov-12    Meeting Type:    Annual    Ticker:    00016

 

CUSIP: Y82594121    ISIN: HK0016000132    SEDOL: 6859927

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Reelect Lui Ting, Victor as Director   Mgmt   For   Against
Reelect Leung Nai-pang, Norman as Director   Mgmt   For   For
Reelect Leung Kui-king, Donald as Director   Mgmt   For   For
Reelect Kwok Ping-kwong, Thomas as Director   Mgmt   For   Against
Reelect Lee Shau-kee as Director   Mgmt   For   Against

Reelect Yip Dicky Peter as Director   Mgmt   For   For
Reelect Wong Yue-chim, Richard as Director   Mgmt   For   For
Reelect Fung Kwok-lun, William as Director   Mgmt   For   For
Reelect Kwan Cheuk-yin, William as Director   Mgmt   For   Against
Reelect Wong Yick-kam, Michael as Director   Mgmt   For   Against
Reelect Chan Kwok-wai, Patrick as Director   Mgmt   For   Against
Approve Directors’ Fees   Mgmt   For   For
Reappoint Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against
Adopt New Share Option Scheme of the Company and Terminate Its Existing Share Option Scheme   Mgmt   For   For
Adopt New Share Option Scheme of SUNeVision Holdings Ltd. and Terminate Its Existing Share Option Scheme   Mgmt   For   For

Goodman Group

 

Meeting Date:    16-Nov-12    Country:    Australia    Security ID:    Q4229H101
Record Date:    14-Nov-12    Meeting Type:    Annual/Special    Ticker:    GMG

 

CUSIP: Q4229W108    ISIN: AU0000GMGDC0    SEDOL: B03FYZ4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Adopt the Financial Statements and Reports of the Directors and Auditor of Goodman Logistics (HK) Limited   Mgmt   For   For
Appoint KPMG as Auditors of Goodman Logistics (HK) Limited   Mgmt   For   For
Elect Ian Ferrier as a Director of Goodman Limited   Mgmt   For   For

Elect Jim Sloman as a Director of Goodman Limited   Mgmt   For   For
Elect Philip Yan Hok Fan as a Director of Goodman Limited   Mgmt   For   For
Elect Rebecca McGrath as a Director of Goodman Limited   Mgmt   For   For
Elect Philip Pearce as a Director of Goodman Logistics (HK) Limited   Mgmt   For   For
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Long Term Incentive Plan   Mgmt   For   For
Approve the Grant of 927,152 Performance Rights to Gregory Goodman   Mgmt   For   For
Approve the Grant of 298,013 Performance Rights to Philip Pearce   Mgmt   For   For
Approve the Amendments to Goodman Logistics (HK) Limited’s Articles of Association   Mgmt   For   For

Experian plc

 

Meeting Date:    20-Nov-12    Country:    United Kingdom    Security ID:    G32655105
Record Date:    18-Nov-12    Meeting Type:    Special    Ticker:    EXPN

 

CUSIP: G32655105    ISIN: GB00B19NLV48    SEDOL: B19NLV4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Related Party Transaction and the Transaction   Mgmt   For   For

Fletcher Building Ltd.

 

Meeting Date:    20-Nov-12    Country:    New Zealand    Security ID:    Q3915B105
Record Date:    16-Nov-12    Meeting Type:    Annual    Ticker:    FBU

 

CUSIP: Q3915B105    ISIN: NZFBUE0001S0    SEDOL: 6341606

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Alan Trevor Jackson as a Director   Mgmt   For   For
Elect Gene Thomas Tilbrook as a Director   Mgmt   For   For
Elect Kathryn Diane Spargo as a Director   Mgmt   For   For
Elect Mark Duncan Adamson as a Director   Mgmt   For   For
Authorize Board to Fix Remuneration of the Auditors   Mgmt   For   For
Approve the Grant of Up to 1 Million Options to Mark Duncan Adamson, Chief Executive Officer and Managing Director of the Company   Mgmt   For   For
Approve the Provision of Financial Assistance to Mark Duncan Adamson, Chief Executive Officer and Managing Director of the Company   Mgmt   For   For

Glencore International plc

 

Meeting Date:    20-Nov-12    Country:    United Kingdom    Security ID:    G39420107
Record Date:    18-Nov-12    Meeting Type:    Special    Ticker:    GLEN

 

CUSIP: N/A    ISIN: JE00B4T3BW64    SEDOL: B4T3BW6

Proposal   Proponent   Mgmt Rec   Vote Instruction
This is a Third Call of the General Meeting Originally Convened on 11 July 2012 Which Has Been Adjourned   Mgmt    
Approve Merger with Xstrata plc; Authorise Directors to Allot Equity Securities in Connection with the Merger   Mgmt   For   For
Approve Change of Company Name to Glencore Xstrata plc   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

Lynas Corporation Ltd.

 

Meeting Date:    20-Nov-12    Country:    Australia    Security ID:    Q5683J103
Record Date:    18-Nov-12    Meeting Type:    Annual    Ticker:    LYC

 

CUSIP: Q5683J103    ISIN: AU000000LYC6    SEDOL: 6121176

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Elect David Davidson as a Director   Mgmt   For   For
Elect Jacob Klein as a Director   Mgmt   For   For
Approve the Amendment to the Company’s Constitution Re: Direct Voting   Mgmt   For   For

Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   For   For
Ratify the Past Issuance of Convertible Bonds to Funds Managed or Selected by Mt Kellet Capital Management   Mgmt   For   For

Smiths Group plc

 

Meeting Date:    20-Nov-12    Country:    United Kingdom    Security ID:    G82401111
Record Date:    18-Nov-12    Meeting Type:    Annual    Ticker:    SMIN

 

CUSIP: G82401111    ISIN: GB00B1WY2338    SEDOL: B1WY233

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Bruno Angelici as Director   Mgmt   For   For

Re-elect Philip Bowman as Director   Mgmt   For   For
Re-elect Donald Brydon as Director   Mgmt   For   For
Re-elect David Challen as Director   Mgmt   For   For
Elect Tanya Fratto as Director   Mgmt   For   For
Re-elect Anne Quinn as Director   Mgmt   For   For
Re-elect Sir Kevin Tebbit as Director   Mgmt   For   For
Re-elect Peter Turner as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For

Xstrata plc

 

Meeting Date:    20-Nov-12    Country:    United Kingdom    Security ID:    G9826T102
Record Date:    16-Nov-12    Meeting Type:    Special    Ticker:    XTA

 

CUSIP: G9826T102    ISIN: GB0031411001    SEDOL: 3141100

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Further General Meeting (This is a Third Call of the General Meeting Originally Convened on 12 July 2012 Which Has Been Adjourned)   Mgmt    
Approve Matters Relating to Merger with Glencore International plc   Mgmt   For   For
Approve the Revised Management Incentive Arrangements and the Revised New Xstrata 2012 Plan   Mgmt   For   Against

Xstrata plc

 

Meeting Date:    20-Nov-12    Country:    United Kingdom    Security ID:    G9826T102
Record Date:    16-Nov-12    Meeting Type:    Court    Ticker:    XTA

 

CUSIP: G9826T102    ISIN: GB0031411001    SEDOL: 3141100

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
New Court Meeting (This is a Third Call of the Court Meeting Originally Convened on 12 July 2012 Which Has Been Adjourned)   Mgmt    
Approve Scheme of Arrangement Subject to the Revised Management Incentive Arrangements Resolution Being Passed   Mgmt   For   For
Approve Scheme of Arrangement Subject to the Revised Management Incentive Arrangements Resolution Not Being Passed   Mgmt   Against   For

New World Development Co. Ltd.

 

Meeting Date:    21-Nov-12    Country:    Hong Kong    Security ID:    Y63084126
Record Date:    13-Nov-12    Meeting Type:    Annual    Ticker:    00017

 

CUSIP: Y63084126    ISIN: HK0017000149    SEDOL: 6633767

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reelect Chen Guanzhan as Director   Mgmt   For   Against
Reelect Ki Man-Fung, Leonie as Director   Mgmt   For   Against
Reelect Cheng Chi-Heng as Director   Mgmt   For   Against
Reelect Cheng Chi-Man, Sonia as Director   Mgmt   For   Against
Reelect Cheng Kar-Shing, Peter as Director   Mgmt   For   Against

Reelect Ho Hau-Hay, Hamilton as Director   Mgmt   For   For
Reelect Lee Luen-Wai, John as Director   Mgmt   For   For
Authorize Board to Fix Remuneration of Directors   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to Ten Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Fast Retailing

 

Meeting Date:    22-Nov-12    Country:    Japan    Security ID:    J1346E100
Record Date:    31-Aug-12    Meeting Type:    Annual    Ticker:    9983

 

CUSIP: J1346E100    ISIN: JP3802300008    SEDOL: 6332439

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Yanai, Tadashi   Mgmt   For   For
Elect Director Hambayashi, Toru   Mgmt   For   For
Elect Director Hattori, Nobumichi   Mgmt   For   For
Elect Director Murayama, Toru   Mgmt   For   For
Elect Director Shintaku, Masaaki   Mgmt   For   For
Elect Director Nawa, Takashi   Mgmt   For   For
Appoint Statutory Auditor Yasumoto, Takaharu   Mgmt   For   For
Appoint Statutory Auditor Kaneko, Keiko   Mgmt   For   For
Appoint Statutory Auditor Shinjo, Masaaki   Mgmt   For   For

Sonic Healthcare Limited

 

Meeting Date:    22-Nov-12    Country:    Australia    Security ID:    Q8563C107
Record Date:    20-Nov-12    Meeting Type:    Annual    Ticker:    SHL

 

CUSIP: Q8563C107    ISIN: AU000000SHL7    SEDOL: 6821120

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Colin Jackson as a Director   Mgmt   For   Against
Approve the Adoption of the Remuneration Report   Mgmt   For   For

Woolworths Ltd.

 

Meeting Date:    22-Nov-12    Country:    Australia    Security ID:    Q98418108
Record Date:    20-Nov-12    Meeting Type:    Annual    Ticker:    WOW

 

CUSIP: Q98418108    ISIN: AU000000WOW2    SEDOL: 6981239

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect John Frederick Astbury as a Director   Mgmt   For   For
Elect Thomas William Pockett as a Director   Mgmt   For   For
Elect Christine Cross as a Director   Mgmt   For   For
Elect Allan Douglas Mackay as a Director   Mgmt   For   For
Elect Michael James Ullmer as a Director   Mgmt   For   For
Approve the Grant of 122,470 Performance Rights to Grant O’Brien, Managing Director and Chief Executive Officer of the Company   Mgmt   For   For
Approve the Grant of 88,401 Performance Rights to Tom Pockett, Finance Director of the Company   Mgmt   For   For
Approve the Renewal of the Proportional Takeover Provisions   Mgmt   For   For
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Reduction of Share Capital   Mgmt   For   For

Woolworths Ltd.

 

Meeting Date:    22-Nov-12    Country:    Australia    Security ID:    Q98418108
Record Date:    20-Nov-12    Meeting Type:    Special    Ticker:    WOW

 

CUSIP: Q98418108    ISIN: AU000000WOW2    SEDOL: 6981239

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Shareholder Proposal   Mgmt    
Approve the Amendments to the Company’s Constitution   SH   Against   Against

Galp Energia, SGPS S.A.

 

Meeting Date:    23-Nov-12    Country:    Portugal    Security ID:    X3078L108
Record Date:    16-Nov-12    Meeting Type:    Special    Ticker:    GALP

 

CUSIP: X3078L108    ISIN: PTGAL0AM0009    SEDOL: B1FW751

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ratify Four Directors Appointed to Fill Vacant Seats   Mgmt   For   Against
Elect Five New Directors   Mgmt   For   Against
Elect Secretary of General Meeting Board   Mgmt   For   For
Elect Fiscal Council Member   Mgmt   For   For
Elect Remuneration Committee Member   Mgmt   For   For
Authorize Repurchase and Reissuance of Shares   Mgmt   For   For

Harvey Norman Holdings Ltd.

 

Meeting Date:    27-Nov-12    Country:    Australia    Security ID:    Q4525E117
Record Date:    25-Nov-12    Meeting Type:    Annual    Ticker:    HVN

 

CUSIP: Q4525E117    ISIN: AU000000HVN7    SEDOL: 6173508

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Declaration of Dividend   Mgmt   For   For
Elect Michael John Harvey as a Director   Mgmt   For   Against
Elect Ian John Norman as a Director   Mgmt   For   Against
Elect Chris Mentis as a Director   Mgmt   For   Against
Elect Christopher Herbert Brown as a Director   Mgmt   For   Against

BHP Billiton Limited

 

Meeting Date:    29-Nov-12    Country:    Australia    Security ID:    Q1498M100
Record Date:    27-Nov-12    Meeting Type:    Annual    Ticker:    BHP

 

CUSIP: Q1498M100    ISIN: AU000000BHP4    SEDOL: 6144690

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept the Financial Statements and Statutory Reports for BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Pat Davies as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Malcolm Broomhead as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect John Buchanan as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Carlos Cordeiro as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect David Crawford as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Carolyn Hewson as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Marius Kloppers as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For

Elect Lindsay Maxsted as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Wayne Murdy as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Keith Rumble as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect John Schubert as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Shriti Vadera as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Elect Jac Nasser as Director of BHP Billiton Ltd and BHP Billiton Plc   Mgmt   For   For
Appoint KPMG Audit Plc as Auditor of BHP Billiton Plc   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc for Cash   Mgmt   For   For
Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc   Mgmt   For   For

Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Long Term Incentive   Mgmt   For   For
Performance Shares to Marius Kloppers,      
Executive Director of the Company      

Wolseley plc

 

Meeting Date:    29-Nov-12    Country:    United Kingdom    Security ID:    G9736L108
Record Date:    27-Nov-12    Meeting Type:    Annual    Ticker:    WOS

 

CUSIP: G97278116    ISIN: JE00B3YWCQ29    SEDOL: B3YWCQ2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For

Re-elect Tessa Bamford as Director   Mgmt   For   For
Re-elect Michael Clarke as Director   Mgmt   For   For
Re-elect Gareth Davis as Director   Mgmt   For   For
Re-elect Andrew Duff as Director   Mgmt   For   For
Re-elect John Martin as Director   Mgmt   For   For
Re-elect Ian Meakins as Director   Mgmt   For   For
Re-elect Frank Roach as Director   Mgmt   For   For
Re-elect Michael Wareing as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

Approve Special Dividend and the Associated Share Consolidation   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Approve Executive Share Option Plan   Mgmt   For   For

Global Logistic Properties Ltd.

 

Meeting Date:    03-Dec-12    Country:    Singapore    Security ID:    Y27187106
Record Date:       Meeting Type:    Special    Ticker:    MC0

 

CUSIP: N/A    ISIN: SG2C26962630    SEDOL: B4KJWS6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Sale of Properties to a Real Estate Investment Trust in Japan   Mgmt   For   For

Millicom International Cellular S.A.

 

Meeting Date:    05-Dec-12    Country:    Luxembourg    Security ID:    L6388F128
Record Date:    21-Nov-12    Meeting Type:    Special    Ticker:    MIC

 

CUSIP: L6388F128    ISIN: SE0001174970    SEDOL: B00L2M8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    
Appoint Jean-Michel Schmit as Chairman of Meeting and Empower Meeting Chairman to Appoint other Bureau Members   Mgmt   For   For
Receive Board’s Report on Conflict of Interests   Mgmt    
Elect Anders Kronborg as New Director   Mgmt   For   For
Approve Dividends of USD 3 per Share   Mgmt   For   For

Associated British Foods plc

 

Meeting Date:    07-Dec-12    Country:    United Kingdom    Security ID:    G05600138
Record Date:    05-Dec-12    Meeting Type:    Annual    Ticker:    ABF

 

CUSIP: G05600138    ISIN: GB0006731235    SEDOL: 0673123

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Emma Adamo as Director   Mgmt   For   For
Re-elect John Bason as Director   Mgmt   For   For
Re-elect Timothy Clarke as Director   Mgmt   For   For
Re-elect Lord Jay of Ewelme as Director   Mgmt   For   For
Re-elect Javier Ferrán as Director   Mgmt   For   For

Re-elect Charles Sinclair as Director   Mgmt   For   For
Re-elect Peter Smith as Director   Mgmt   For   For
Re-elect George Weston as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Aryzta AG

 

Meeting Date:    11-Dec-12    Country:    Switzerland    Security ID:    H0336B110
Record Date:       Meeting Type:    Annual    Ticker:    YZA

 

CUSIP: H0336B110    ISIN: CH0043238366    SEDOL: B39VJ74

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Transfer of CHF 53.9 Million from Unrestricted Reserves to Legal Reserves from Capital Contribution and Dividends of CHF 0.61 per Share   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Reelect Denis Lucey as Director   Mgmt   For   For
Elect Wolfgang Werle as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers AG as Auditors   Mgmt   For   For

Konica Minolta Holdings Inc.

 

Meeting Date:    11-Dec-12    Country:    Japan    Security ID:    J36060119
Record Date:    31-Oct-12    Meeting Type:    Special    Ticker:    4902

 

CUSIP: J36060119    ISIN: JP3300600008    SEDOL: 6496700

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Change Company Name - Amend Business Lines   Mgmt   For   For

WPP plc

 

Meeting Date:    11-Dec-12    Country:    United Kingdom    Security ID:    G9787K108
Record Date:    09-Dec-12    Meeting Type:    Special    Ticker:    WPP

 

CUSIP: G9787K108    ISIN: JE00B3DMTY01    SEDOL: B3DMTY0

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Matters Relating to Creation of a New Jersey Incorporated and United Kingdom Tax Resident Parent Company   Mgmt   For   For
Approve the New WPP Reduction of Capital   Mgmt   For   For
Approve Change of Company Name to WPP 2012 Limited   Mgmt   For   For

WPP plc

 

Meeting Date:    11-Dec-12    Country:    United Kingdom    Security ID:    G9787K108
Record Date:    09-Dec-12    Meeting Type:    Court    Ticker:    WPP

 

CUSIP: G9787K108    ISIN: JE00B3DMTY01    SEDOL: B3DMTY0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Court Meeting   Mgmt    
Approve Scheme of Arrangement   Mgmt   For   For

Elan Corporation plc

 

Meeting Date:    12-Dec-12    Country:    Ireland    Security ID:    G29539106
Record Date:    10-Dec-12    Meeting Type:    Special    Ticker:    DRX

 

CUSIP: G29539106    ISIN: IE0003072950    SEDOL: 4305507

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Demerger   Mgmt   For   For

National Australia Bank Limited

 

Meeting Date:    13-Dec-12    Country:    Australia    Security ID:    Q65336119
Record Date:    11-Dec-12    Meeting Type:    Annual    Ticker:    NAB

 

CUSIP: Q65336119    ISIN: AU000000NAB4    SEDOL: 6624608

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Michael Chaney as a Director   Mgmt   For   For
Elect Mark Joiner as a Director   Mgmt   For   For
Elect Paul Rizzo as a Director   Mgmt   For   For
Elect John Waller as a Director   Mgmt   For   For
Approve the Grant of Performance Rights to Cameron Clyne, Group Chief Executive Officer   Mgmt   For   For
Approve the Grant of Performance Rights to Mark Joiner, Executive Director of Finance   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For

Westpac Banking Corporation

 

Meeting Date:    13-Dec-12    Country:    Australia    Security ID:    Q97417101
Record Date:    11-Dec-12    Meeting Type:    Annual    Ticker:    WBC

 

CUSIP: Q97417101    ISIN: AU000000WBC1    SEDOL: 6076146

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Elect Gordon Cairns as a Director   Mgmt   For   For
Elect Robert Elstone as a Director   Mgmt   For   For
Approve the Amendments to the Company’s Constitution Relating to Preference Shares   Mgmt   For   For
Approve the Amendments to the Company’s Constitution Relating to General Meeting, Meetings of Directors, and Other Matters   Mgmt   For   For

Incitec Pivot Ltd

 

Meeting Date:    18-Dec-12    Country:    Australia    Security ID:    Q4887E101
Record Date:    16-Dec-12    Meeting Type:    Annual    Ticker:    IPL

 

CUSIP: Q4887E101    ISIN: AU000000IPL1    SEDOL: 6673042

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Paul Brasher as a Director   Mgmt   For   For
Elect Graham Smorgon as a Director   Mgmt   For   For
Approve the Grant of Up to 728,497 Performance Rights to James Fazzino, Managing Director and Chief Executive Officer of the Company   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For

Australia and New Zealand Banking Group Ltd.

 

Meeting Date:    19-Dec-12    Country:    Australia    Security ID:    Q09504137
Record Date:    17-Dec-12    Meeting Type:    Annual    Ticker:    ANZ

 

CUSIP: Q09504137    ISIN: AU000000ANZ3    SEDOL: 6065586

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company   Mgmt   For   For
Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   For   For
Elect P.J. Dwyer as a Director   Mgmt   For   For
Elect J.P. Morschel as a Director   Mgmt   For   For
Elect Lee Hsien Yang as a Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect R.J. Reeves as a Director   SH   Against   Against

Invensys plc

 

Meeting Date:    19-Dec-12    Country:    United Kingdom    Security ID:    G49133161
Record Date:    17-Dec-12    Meeting Type:    Special    Ticker:    ISYS

 

CUSIP: G49133161    ISIN: GB00B19DVX61    SEDOL: B19DVX6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Rail Disposal   Mgmt   For   For
Amend 2007 Long Term Incentive Plan   Mgmt   For   For

Jeronimo Martins SGPS S.A

 

Meeting Date:    19-Dec-12    Country:    Portugal    Security ID:    X40338109
Record Date:    12-Dec-12    Meeting Type:    Special    Ticker:    JMT

 

CUSIP: X40338109    ISIN: PTJMT0AE0001    SEDOL: B1Y1SQ7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Interim Balance Sheet   Mgmt   For   For
Approve Dividends from Reserves   Mgmt   For   For

Eurasian Natural Resources Corporation plc

 

Meeting Date:    28-Dec-12    Country:    United Kingdom    Security ID:    G3215M109
Record Date:    24-Dec-12    Meeting Type:    Special    Ticker:    ENRC

 

CUSIP: G3215M109    ISIN: GB00B29BCK10    SEDOL: B29BCK1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Acquisition of Shares in Camrose Resources Limited and Certain Subsidiaries   Mgmt   For   For

Olam International Ltd.

 

Meeting Date:    15-Jan-13    Country:    Singapore    Security ID:    Y6421B106
Record Date:       Meeting Type:    Special    Ticker:    O32

 

CUSIP: Y6421B106    ISIN: SG1Q75923504    SEDOL: B05Q3L4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Payment of the Sub-underwriting Commission by the Joint Lead Managers to Aranda Investments Pte. Ltd.   Mgmt   For   For

Randstad Holding NV

 

Meeting Date:    16-Jan-13    Country:    Netherlands    Security ID:    N7291Y137
Record Date:    19-Dec-12    Meeting Type:    Special    Ticker:    RAND

 

CUSIP: N7291Y137    ISIN: NL0000379121    SEDOL: 5228658

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    
Open Meeting   Mgmt    
Amend Articles to Create New Class of Preference Shares Re: Introduction of Preference Shares C   Mgmt   For   For
Grant Board Authority to Issue Preference Shares C Up To EUR 200 Million   Mgmt   For   For
Authorize Repurchase of Up to 3 Percent of Issued Share Capital   Mgmt   For   For
Elect F. Béharel to Executive Board   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

ThyssenKrupp AG

 

Meeting Date:    18-Jan-13    Country:    Germany    Security ID:    D8398Q119
Record Date:    27-Dec-12    Meeting Type:    Annual    Ticker:    TKA

 

CUSIP: D8398Q119    ISIN: DE0007500001    SEDOL: 5636927

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting)   Mgmt    
Approve Discharge of Management Board for Fiscal 2011/2012   Mgmt   For   Against
Approve Discharge of Supervisory Board for Fiscal 2011/2012   Mgmt   For   Against
Elect Carola von Schmettow to the Supervisory Board   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2012/2013   Mgmt   For   For

Sodexo

 

Meeting Date:    21-Jan-13    Country:    France    Security ID:    F84941123
Record Date:    15-Jan-13    Meeting Type:    Annual/Special    Ticker:    SW

 

CUSIP:    F84941123    ISIN:    FR0000121220    SEDOL:    7062713

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Discharge Directors   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.59 per Share   Mgmt   For   For
Acknowledge Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions   Mgmt   For   Against

Reelect Pierre Bellon as Director   Mgmt   For   Against
Reelect Robert Baconnier as Director   Mgmt   For   For
Reelect Astrid Bellon as Director   Mgmt   For   Against
Reelect Francois-Xavier Bellon as Director   Mgmt   For   Against
Reelect Paul Jeanbart as Director   Mgmt   For   Against
Reelect Alain Marcheteau as Director   Mgmt   For   For
Appoint Anik Chaumartin as Alternate Auditor   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize Issuance of Warrants (BSA) without Preemptive Rights up to 0.5 Percent of Issued Capital Reserved for Employees and Corporate Officers   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Amend Article 11 of Bylaws Re: Directors Length of Term   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

 

Centro Retail Australia

 

Meeting Date:    22-Jan-13    Country:    Australia    Security ID:    Q2227T101
Record Date:    20-Jan-13    Meeting Type:    Special    Ticker:    CRF

 

CUSIP: N/A    ISIN: AU000000CRF2    SEDOL: B778BF7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Change of Company Name to Federation Limited   Mgmt   For   For

Siemens AG

 

Meeting Date:    23-Jan-13    Country:    Germany    Security ID:    D69671218
Record Date:       Meeting Type:    Annual    Ticker:    SIE

 

CUSIP: D69671218    ISIN: DE0007236101    SEDOL: 5727973

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 3.00 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2011/2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2011/2012   Mgmt   For   For
Ratify Ernst & Young GmbH as Auditors for Fiscal 2012   Mgmt   For   For
Reelect Josef Ackermann to the Supervisory Board   Mgmt   For   For
Reelect Gerd von Brandenstein to the Supervisory Board   Mgmt   For   For
Reelect Gerhard Cromme to the Supervisory Board   Mgmt   For   For
Reelect Michael Diekmann to the Supervisory Board   Mgmt   For   For

 

Reelect Hans Michael Gaul to the Supervisory Board   Mgmt   For   For
Reelect Peter Gruss to the Supervisory Board   Mgmt   For   For
Reelect Nicola Leibinger-Kammueller to the Supervisory Board   Mgmt   For   For
Elect Gerard Mestrallet to the Supervisory Board   Mgmt   For   For
Elect Gueler Sabanci to the Supervisory Board   Mgmt   For   For
Elect Werner Wenning to the Supervisory Board   Mgmt   For   For
Approve Settlement Agreement Between Siemens AG and Thomas Ganswindt Concluded on November 20/28, 2012   Mgmt   For   For
Approve Spin-Off and Takeover Agreement with Osram Licht AG   Mgmt   For   For

Rexam plc

 

Meeting Date:    24-Jan-13    Country:    United Kingdom    Security ID:    G1274K113
Record Date:    22-Jan-13    Meeting Type:    Special    Ticker:    REX

 

CUSIP: G1274K113    ISIN: GB0004250451    SEDOL: 0425045

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Return of Cash to Shareholders Through the Issue of B Shares and Share Capital Consolidation   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of New Ordinary Shares   Mgmt   For   For

Banca Monte dei Paschi di Siena SPA

 

Meeting Date:

    25-Jan-13    Country:    Italy    Security ID:    T1188A116
Record Date:    16-Jan-13    Meeting Type:    Special    Ticker:    BMPS

 

CUSIP: T1188A116    ISIN: IT0001334587    SEDOL: 7128541

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Extraordinary Business   Mgmt    
Approve Capital Increase without Preemptive Rights   Mgmt   For   For

Zardoya Otis S.A.

 

Meeting Date:    29-Jan-13    Country:    Spain    Security ID:    E9853W160
Record Date:    24-Jan-13    Meeting Type:    Special    Ticker:    ZOT

 

CUSIP: E9853W160    ISIN: ES0184933812    SEDOL: 5770900

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    
Approve Issuance of Shares in Connection with Acquisition of Grupo Ascensores Enor SA   Mgmt   For   For
Authorize Use of Own Shares as Security Interest   Mgmt   For   For
Amend Article 9   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Allow Questions   Mgmt   For   For
Approve Minutes of Meeting   Mgmt   For   For

Imperial Tobacco Group plc

 

Meeting Date:    30-Jan-13    Country:    United Kingdom    Security ID:    G4721W102
Record Date:    28-Jan-13    Meeting Type:    Annual    Ticker:    IMT

 

CUSIP: G4721W102    ISIN: GB0004544929    SEDOL: 0454492

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Dr Ken Burnett as Director   Mgmt   For   For
Re-elect Alison Cooper as Director   Mgmt   For   For
Re-elect Robert Dyrbus as Director   Mgmt   For   For
Elect David Haines as Director   Mgmt   For   For
Re-elect Michael Herlihy as Director   Mgmt   For   For
Re-elect Susan Murray as Director   Mgmt   For   For
Re-elect Iain Napier as Director   Mgmt   For   For
Elect Matthew Phillips as Director   Mgmt   For   For
Re-elect Berge Setrakian as Director   Mgmt   For   For
Re-elect Mark Williamson as Director   Mgmt   For   For

Re-elect Malcolm Wyman as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Approve Share Matching Scheme   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Approve International Sharesave Plan   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Orica Ltd.

 

Meeting Date:    31-Jan-13    Country:    Australia    Security ID:    Q7160T109
Record Date:    29-Jan-13    Meeting Type:    Annual    Ticker:    ORI

 

CUSIP: Q7160T109    ISIN: AU000000ORI1    SEDOL: 6458001

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Michael Tilley as a Director   Mgmt   For   For
Elect Nora Scheinkestel as a Director   Mgmt   For   For
Approve the Adoption of the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 350,000 Shares to Ian Smith, Managing Director of the Company   Mgmt   For   For
Approve the Grant of Up to 82,000 Shares to Noel Meehan, Finance Director of the Company   Mgmt   For   For

Compass Group plc

 

Meeting Date:    07-Feb-13    Country:    United Kingdom    Security ID:    G23296182
Record Date:    05-Feb-13    Meeting Type:    Annual    Ticker:    CPG

 

CUSIP: G23296182    ISIN: GB0005331532    SEDOL: 0533153

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Roy Gardner as Director   Mgmt   For   For
Elect Dominic Blakemore as Director   Mgmt   For   For
Re-elect Richard Cousins as Director   Mgmt   For   For
Re-elect Gary Green as Director   Mgmt   For   For
Re-elect Andrew Martin as Director   Mgmt   For   For
Re-elect John Bason as Director   Mgmt   For   For

Re-elect Sir James Crosby as Director   Mgmt   For   For
Re-elect Susan Murray as Director   Mgmt   For   For
Re-elect Don Robert as Director   Mgmt   For   For
Re-elect Sir Ian Robinson as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Amend Long Term Incentive Plan 2010   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

TUI Travel plc

 

Meeting Date:    07-Feb-13    Country:    United Kingdom    Security ID:    G9127H104
Record Date:    05-Feb-13    Meeting Type:    Annual    Ticker:    TT.

 

CUSIP: G9127H104    ISIN: GB00B1Z7RQ77    SEDOL: B1Z7RQ7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Dr Michael Frenzel as Director   Mgmt   For   For
Re-elect Sir Michael Hodgkinson as Director   Mgmt   For   Against
Re-elect Peter Long as Director   Mgmt   For   For
Re-elect Johan Lundgren as Director   Mgmt   For   For
Re-elect William Waggott as Director   Mgmt   For   For

Re-elect Dr Volker Bottcher as Director   Mgmt   For   For
Re-elect Horst Baier as Director   Mgmt   For   Against
Re-elect Tony Campbell as Director   Mgmt   For   Against
Re-elect Rainer Feuerhake as Director   Mgmt   For   For
Elect Janis Kong as Director   Mgmt   For   For
Re-elect Coline McConville as Director   Mgmt   For   For
Re-elect Minnow Powell as Director   Mgmt   For   For
Re-elect Dr Erhard Schipporeit as Director   Mgmt   For   For
Re-elect Dr Albert Schunk as Director   Mgmt   For   For
Re-elect Harold Sher as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Novartis AG

 

Meeting Date:    22-Feb-13    Country:    Switzerland    Security ID:    H5820Q150
Record Date:       Meeting Type:    Annual    Ticker:    NOVN

 

CUSIP: H5820Q150    ISIN: CH0012005267    SEDOL: 7103065

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board and Senior Management   Mgmt   For   For
Approve Allocation of Income and Dividends of CHF 2.30 per Share   Mgmt   For   For

Approve Remuneration System   Mgmt   For   For
Elect Verena Briner as Director   Mgmt   For   For
Elect Joerg Reinhardt as Director   Mgmt   For   For
Elect Charles Sawyers as Director   Mgmt   For   For
Elect William Winters as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers AG as Auditors   Mgmt   For   For

KONE Corporation

 

Meeting Date:    25-Feb-13    Country:    Finland    Security ID:    X4551T105
Record Date:    13-Feb-13    Meeting Type:    Annual    Ticker:    KNEBV

 

CUSIP: X4551T105    ISIN: FI0009013403    SEDOL: B09M9D2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Call the Meeting to Order   Mgmt    
Designate Inspector or Shareholder Representative(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Receive Financial Statements and Statutory Reports; Receive Board’s and Auditor’s Reports; Receive CEO’s Review   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.745 per Class A Share and EUR 1.75 per Class B Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Approve Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, EUR 33,000 for Other Directors, and EUR 16,500 for Deputy Members; Approve Attendance Fees for Board and Committee Work   Mgmt   For   For

Fix Number of Directors at Eight; Fix Number of Deputy Members at One   Mgmt   For   For
Reelect Shinichiro Akiba, Matti Alahuhta, Anne Brunila, Antti Herlin, Jussi Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, and Sirpa Pietikainen as Directors; Elect Iiris Herlin as New Deputy Member   Mgmt   For   Against
Approve Remuneration of Auditors   Mgmt   For   For
Fix Number of Auditors at Two   Mgmt   For   For
Ratify PricewaterhouseCoopers Oy and Heikki Lassila as Auditors   Mgmt   For   For
Authorize Repurchase of up to 3.8 Million Class A   Mgmt   For   For
Shares and 21.8 Million Class B Shares Close Meeting   Mgmt    

Infineon Technologies AG

 

Meeting Date:    28-Feb-13    Country:    Germany    Security ID:    D35415104
Record Date:       Meeting Type:    Annual    Ticker:    IFX

 

CUSIP: D35415104    ISIN: DE0006231004    SEDOL: 5889505

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.12 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2011/2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2011/2012   Mgmt   For   For
Ratify KPMG as Auditors for Fiscal 2012/2013   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   Against
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Approve Cancellation of Conditional Capital Authorization   Mgmt   For   For

Novozymes A/S

 

Meeting Date:    28-Feb-13    Country:    Denmark    Security ID:    K7317J133
Record Date:    21-Feb-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: K7317J117    ISIN: DK0060336014    SEDOL: B798FW0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Report of Board   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of DKK 2.20 per Share   Mgmt   For   For
Approve Unchanged Remuneration of Directors and Audit Committee   Mgmt   For   For

Relect Henrik Gurtler (Chairman) as Director   Mgmt   For   For
Relect Kurt Nielsen (Vice-Chairman) as Director   Mgmt   For   For
Reelect Lena Olving as Director   Mgmt   For   For
Reelect Jorgen Rasmussen as Director   Mgmt   For   For
Reelect Agnete Raaschou-Nielsen as Director   Mgmt   For   For
Reelect Mathias Uhlen as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers Statsautoriseret Revisionspartnerselskab as Auditors   Mgmt   For   For
Approve Reduction of DKK 10.6 Million in Share Capital via Share Cancellation   Mgmt   For   For
Authorize Board or Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration   Mgmt   For   For
Other Business   Mgmt    

The Sage Group plc

 

Meeting Date:    01-Mar-13    Country:    United Kingdom    Security ID:    G7771K134
Record Date:    27-Feb-13    Meeting Type:    Annual    Ticker:    SGE

 

CUSIP: G7771K134    ISIN: GB0008021650    SEDOL: 0802165

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Donald Brydon as Director   Mgmt   For   For
Re-elect Guy Berruyer as Director   Mgmt   For   For
Re-elect Paul Harrison as Director   Mgmt   For   For
Re-elect Tamara Ingram as Director   Mgmt   For   For
Re-elect Ruth Markland as Director   Mgmt   For   For
Re-elect Ian Mason as Director   Mgmt   For   For
Re-elect Mark Rolfe as Director   Mgmt   For   For

Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Increase in the Aggregate Limit of Fees Payable to Directors   Mgmt   For   For

TDC A/S

 

Meeting Date:    07-Mar-13    Country:    Denmark    Security ID:    K94545116
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    TDC

 

CUSIP: K94545108    ISIN: DK0060228559    SEDOL: 5698790

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Report of Board   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Management and Board   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Reelect Vagn Sorensen as Director   Mgmt   For   For
Reelect Pierre Danon as Director   Mgmt   For   For
Reelect Stine Bosse as Director   Mgmt   For   For
Reelect Angus Porter as Director   Mgmt   For   For
Reelect Lars Rasmussen as Director   Mgmt   For   For
Reelect Soren Sorensen as Director   Mgmt   For   For
Elect Pieter Knook as Director   Mgmt   For   For

Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Approve Guidelines for Incentive-Based Compensation for Executive Management and Board   Mgmt   For   For
Approve Remuneration of Directors in the Maximum Aggregate Amount of DKK 8 Million   Mgmt   For   For
Approve DKK 13 Million Reduction in Share Capital via Share Cancellation; Amend Articles of Association Accordingly   Mgmt   For   For
Other Business   Mgmt    

Wartsila Oyj

 

Meeting Date:    07-Mar-13    Country:    Finland    Security ID:    X98155116
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    WRT1V

 

CUSIP: X98155116    ISIN: FI0009003727    SEDOL: 4525189

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Call the Meeting to Order   Mgmt    
Designate Inspector or Shareholder Representative(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Receive Financial Statements and Statutory Reports, the Board’s Report, and the Auditor’s Report; Receive Review by the CEO   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.00 Per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Approve Remuneration of Directors in the Amount of EUR 120,000 for Chairman, EUR 90,000 for Vice Chairman, and EUR 60,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work   Mgmt   For   For

Fix Number of Directors at Nine   Mgmt   For   For
Reelect Maarit Aarni-Sirvio, Kaj-Gustaf Bergh (Vice Chairman), Alexander Ehrnrooth, Paul Ehrnrooth, Gunilla Nordstrom, Mikael Lilius (Chairman), Markus Rauramo, and Matti Vuoria as Directors; Elect Sune Carlsson as New Director   Mgmt   For   For
Approve Remuneration of Auditors   Mgmt   For   For
Ratify KPMG as Auditors   Mgmt   For   For
Authorize Share Repurchase of up to 19 Million Issued Shares   Mgmt   For   For
Authorize Reissuance of up to 19 Million Repurchased Shares   Mgmt   For   For
Close Meeting   Mgmt    

Banco Bilbao Vizcaya Argentaria, S.A.

 

Meeting Date:    14-Mar-13    Country:    Spain    Security ID:    E11805103
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    BBVA

 

CUSIP: E11805103    ISIN: ES0113211835    SEDOL: 5501906

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Standalone and Consolidated Financial Statements, Allocation of Income, Distribution of Dividend, and Discharge Directors   Mgmt   For   For
Reelect Francisco González Rodríguez as Director   Mgmt   For   Against
Reelect Ángel Cano Fernández as Director   Mgmt   For   Against
Reelect Ramón Bustamante y de la Mora as Director   Mgmt   For   Against
Reelect Ignacio Ferrero Jordi as Director   Mgmt   For   Against
Approve Merger by Absorption of Unnim Banc SA   Mgmt   For   For
Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves   Mgmt   For   For
Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves   Mgmt   For   For
Approve Deferred Share Bonus Plan for FY 2013   Mgmt   For   For

Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Approve Company’s Corporate Web Site   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

Nordea Bank AB

 

Meeting Date:    14-Mar-13    Country:    Sweden    Security ID:    W57996105
Record Date:    08-Mar-13    Meeting Type:    Annual    Ticker:    NDA

 

CUSIP: W57996105    ISIN: SE0000427361    SEDOL: 5380031

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For

Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.34 per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Determine Number of Members (9) and Deputy Members (0) of Board   Mgmt   For   For
Fix Number of Auditors at One   Mgmt   For   For
Approve Remuneration of Directors in the Amount of EUR 252,000 for Chairman, EUR 108,100 for Deputy Chairman, and EUR 77,900 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors   Mgmt   For   For
Reelect Bjorn Wahlroos (Chairman), Peter Braunwalder, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Sarah Russell, and Kari Stadigh as Directors: Elect Elisabeth Grieg as New Director   Mgmt   For   For

Ratify KPMG as Auditors   Mgmt   For   For
Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee   Mgmt   For   For
Approve Issuance of Convertible Instruments without Preemptive Rights   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   For
Authorize Repurchase of Shares in Connection with Securities Trading   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For

Danske Bank A/S

 

Meeting Date:    18-Mar-13    Country:    Denmark    Security ID:    K22272114
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    DANSKE

 

CUSIP: K22272114    ISIN: DK0010274414    SEDOL: 4588825

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Report of Board   Mgmt    
Recieve and Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Omission of Dividends   Mgmt   For   For
Determine Number of Members (8) of Board   Mgmt   For   For
Reelect Ole Andersen as Director   Mgmt   For   For
Reelect Niels Christiansen as Director   Mgmt   For   For
Reelect Urban Backstrom as Director   Mgmt   For   For
Reelect Jorn Jensen as Director   Mgmt   For   For
Reelect Trond Westlie as Director   Mgmt   For   For

Elect Lars Forberg as New Director   Mgmt   For   For
Elect Carol Sergean as New Director   Mgmt   For   For
Elect Jim Snabe as New Director   Mgmt   For   For
Shareholder Proposals Submitted by Egon Geertsen   Mgmt    
Elect Egon Geertsen as New Director   SH   Against   Withhold
Management Proposals   Mgmt    
Ratify KPMG as Auditors   Mgmt   For   For
Amend Board’s Authorization to Increase Company’s Share Capital   Mgmt   For   For
Authorize Repurchase of up to 10 Percent of Share Capital   Mgmt   For   For
Approve Remuneration of Directors in the Amount of DKK 1.35 Million for Chairman, DKK 900,000 for Vice Chairman, and 450,000 for Other Directors; Approve Remuneration for Committee Work   Mgmt   For   For
Shareholder Proposals   Mgmt    
Require Danske Bank to Support Imposition of Tax on Speculation (FTT)   SH   Against   Against

Refrainig from Introducing Fees for Customers Whose Total Volume of Business With the Bank Ammounts to Less Than DKK 60.000   SH   Against   Against
Aling Salary Developement of Executive Board with That of Other Employees   SH   Against   Against
Approve Termination of Chairman of the Executive Board Eivind Kolding   SH   Against   Against
Other Business   Mgmt    

McDonald’s Holdings Company (Japan) Ltd.

 

Meeting Date:    19-Mar-13    Country:    Japan    Security ID:    J4261C109
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    2702

 

CUSIP: J4261C109    ISIN: JP3750500005    SEDOL: 6371863

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   For   For
Elect Director Harada, Eiko   Mgmt   For   Against
Elect Director Andrew R. Brough   Mgmt   For   For
Elect Director Aoki, Takehiko   Mgmt   For   For
Elect Director Sato, Hitoshi   Mgmt   For   For
Elect Director David G. Garland   Mgmt   For   For
Elect Director Andrew V. Hipsley   Mgmt   For   For
Elect Director Kawamura, Akira   Mgmt   For   For

SGS SA

 

Meeting Date:    19-Mar-13    Country:    Switzerland    Security ID:    H7485A108
Record Date:       Meeting Type:    Annual    Ticker:    SGSN

 

CUSIP: H7485A108    ISIN: CH0002497458    SEDOL: 4824778

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Discharge of Board and Senior Management   Mgmt   For   For
Approve Allocation of Income and Ordinary Dividends of CHF 30.00 per Share and Additional Dividends of CHF 28.00 per Share   Mgmt   For   For
Ratify Deloitte SA as Auditors   Mgmt   For   For
Approve Creation of CHF 500,000 Pool of Capital without Preemptive Rights   Mgmt   For   For

Novo Nordisk A/S

 

Meeting Date:    20-Mar-13    Country:    Denmark    Security ID:    K7314N152
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    NOVO B

 

CUSIP: K7314N152    ISIN: DK0060102614    SEDOL: 7077524

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Report of Board   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration of Directors for 2012 in the Aggregate Amount of DKK 9.4 Million   Mgmt   For   For
Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work   Mgmt   For   For
Approve Allocation of Income and Dividends of DKK 18 per Share   Mgmt   For   For
Elect Goran Ando (Chairman) as Director   Mgmt   For   For
Elect Jeppe Christiansen (Vice Chairman) as New Director   Mgmt   For   For
Elect Bruno Angelici as Director   Mgmt   For   For
Elect Henrik Gürtler as Director   Mgmt   For   For

Elect Liz Hewitt as Director   Mgmt   For   For
Elect Thomas Koestler as Director   Mgmt   For   For
Elect Hannu Ryöppönen as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve DKK 10 Million Reduction in Class B Share Capital via Share Cancellation   Mgmt   For   For
Approve Creation of up to DKK 78 Million Pool of Capital with or without Preemptive Rights   Mgmt   For   For
Authorize Repurchase up to 10 Percent of Share Capital   Mgmt   For   For
Approve Guidelines for Incentive-Based Compensation for Executive Management and Board   Mgmt   For   For
Other Business   Mgmt    

Svenska Handelsbanken

 

Meeting Date:    20-Mar-13    Country:    Sweden    Security ID:    W90937181
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    SHBA

 

CUSIP: W90937181    ISIN: SE0000193120    SEDOL: 5703661

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports; Receive Consolidated Financial Statements and Statutory Reports; Receive Board’s Report; Receive Auditor’s Report; Receive Review by CEO   Mgmt    
Approve Financial Statements and Statutory Reports; Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For

Approve Allocation of Income and Dividends of SEK 10.75 per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Authorize Repurchase of Up to 40 Million Class A and/or Class B Shares and Reissuance of Repurchased Shares   Mgmt   For   For
Authorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank’s Trading Book   Mgmt   For   For
Determine Number of Members (11) of Board   Mgmt   For   For
Determine Number of Auditors (2)   Mgmt   For   For
Approve Remuneration of Directors in the Ammount of SEK 3.15 Million for Chairman, SEK 875,000 for Vice Chairmen, and SEK 600,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors   Mgmt   For   Against
Reelect Anders Nyren (Chairman), Fredrik Lundberg, Jon Baksaas, Par Boman, Tommy Bylund, Lone Schroder, Jan Johansson, Sverker Martin-Lof, Bente Rathe, Ole Johansson and Charlotte Skog as Directors   Mgmt   For   Against

Ratify KPMG and Ernst & Young as Auditors   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management   Mgmt   For   For
Shareholder Proposals   Mgmt    
Amend Articles of Association: Composition of Board (Gender)   SH   None   Against
Close Meeting   Mgmt    

Swedbank AB

 

Meeting Date:    20-Mar-13    Country:    Sweden    Security ID:    W94232100
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    SWEDA

 

CUSIP: W94232100    ISIN: SE0000242455    SEDOL: 4846523

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting; Recieve Address by Chairman of the Board   Mgmt    
Elect Claes Zettermarck as Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Receive Auditor’s Report   Mgmt    
Receive President’s Report   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 9.90 Per Preference Share and SEK 9.90 Per Common Share   Mgmt   For   For

Approve Discharge of Board and President   Mgmt   For   For
Determine Number of Board Members (10)   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 1.35 Million to the Chairman, SEK 675,000 to the Vice Chairman, and SEK 400,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors   Mgmt   For   For
Reelect Olav Fjell, Ulrika Francke, Goran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundstrom (Chair), Charlotte Stromberg, Karl-Henrik Sundstrom, and Siv Svensson as Directors   Mgmt   For   For
Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Authorize Repurchase Program of up to One Percent of Issued Share Capital in Accordance with the Securities Market Act   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Approve Issuance of Convertibles without Preemptive Rights   Mgmt   For   For

Approve Collective Remuneration Program 2013   Mgmt   For   For
Approve Resolution Regarding Deferred Variable Remuneration in the form of Shares under Program 2013   Mgmt   For   For
Authorize Transfer of Own Ordinary Shares under Program 2013   Mgmt   For   For
Shareholder Proposals   Mgmt    
Proposal to Decrease the Share Dividend (refer to item 9); Proposal to Make the Bank to Again Become a Full Service Bank   SH   None   Against
Close Meeting   Mgmt    

Banco Santander S.A.

 

Meeting Date:    21-Mar-13    Country:    Spain    Security ID:    E19790109
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    SAN

 

CUSIP: E19790109    ISIN: ES0113900J37    SEDOL: 5705946

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Reelect Guillermo de la Dehesa Romero as Director   Mgmt   For   For
Reelect Abel Matutes Juan as Director   Mgmt   For   For
Reelect Ángel Jado Becerro de Bengoa as Director   Mgmt   For   For
Reelect Javier Botín-Sanz de Sautuola y O’Shea as Director   Mgmt   For   Against
Reelect Isabel Tocino Biscarolasaga as Director   Mgmt   For   For
Reelect Fernando de Asúa Álvarez as Director   Mgmt   For   Against
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Approve Company’s Corporate Website   Mgmt   For   For

Approve Acquisition of Banco Español de Crédito SA   Mgmt   For   For
Approve Merger by Absorption of Banif Sa   Mgmt   For   For
Amend Article 58 Re: Board Remuneration   Mgmt   For   For
Amend Article 61 Re: Company’s Corporate Website   Mgmt   For   For
Approve Capital Raising   Mgmt   For   For
Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion   Mgmt   For   For

Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

Carlsberg

 

Meeting Date:    21-Mar-13    Country:    Denmark    Security ID:    K36628137
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    CARL B

 

CUSIP: K36628137    ISIN: DK0010181759    SEDOL: 4169219

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Report of Board   Mgmt    
Approve Financial Statements and Statutory Report; Approve Discharge of Directors   Mgmt   For   For
Approve Allocation of Income and Dividends of DKK 6.00 per Share   Mgmt   For   For
Approve Remuneration of Directors in the Amount of DKK 800,000 for the Chairman, DKK 600,000 for the Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work   Mgmt   For   For
Approve Guidelines for Incentive-Based Compensation for Executive Management and Board   Mgmt   For   For
Reelect Flemming Besenbacher as Director   Mgmt   For   Abstain
Reelect Jess Soderberg as Director   Mgmt   For   For
Reelect Per Christian Ohrgaard as Director   Mgmt   For   Abstain
Reelect Lars Stemmerik as Director   Mgmt   For   Abstain
Reelect Richard Burrows as Director   Mgmt   For   For

Reelect Cornelis Job van der Graaf as Director   Mgmt   For   For
Reelect Donna Gordner as Director   Mgmt   For   For
Reelect Elizabeth Fleuriot as Director   Mgmt   For   For
Reelect Soren-Peter Olesen as Director   Mgmt   For   Abstain
Elect Nina Smith as New Director   Mgmt   For   Abstain
Ratify KPMG as Auditors   Mgmt   For   For

DSV A/S

 

Meeting Date:    21-Mar-13    Country:    Denmark    Security ID:    K3013J154
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    DSV

 

CUSIP: K3013J154    ISIN: DK0060079531    SEDOL: B1WT5G2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Report of Board   Mgmt    
Receive and Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration of Directors for 2012 in the Amount of DKK 1.05 Million for the Chairman, DKK 525,000 for the Vice Chairman,and DKK 350,000 for Other Members; Approve Remuneration for Committee Work   Mgmt   For   For
Approve Remuneration of Directors for 2013 in the Amount of DKK 1.2 Million for the Chairman, DKK 600,000 for the Vice Chairman, and DKK 400,000 for Other Members; Approve Remuneration for Committee Work   Mgmt   For   For
Approve Allocation of Income and Dividends of DKK 1.25 per Share   Mgmt   For   For
Reelect Kurt Larsen as Director   Mgmt   For   Abstain
Reelect Erik Pedersen as Director   Mgmt   For   Abstain
Reelect Kaj Christiansen as Director   Mgmt   For   Abstain
Reelect Annette Sadolin as Director   Mgmt   For   For
Reelect Birgit Norgaard as Director   Mgmt   For   For
Reelect Thomas Plenborg as Director   Mgmt   For   For

Ratify KPMG as Auditors   Mgmt   For   For
Approve DKK 8 Million Reduction in Share Capital via Share Cancellation; Amend Articles Accordingly   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Amend Articles Re: Editorial Change to Harmonize with Danish Law   Mgmt   For   For
Amend Articles Re: Board Remuneration as Separate Voting Item to Comply with Corporate Governance Code   Mgmt   For   For
Other Business   Mgmt    

Ferrovial SA

 

Meeting Date:    21-Mar-13    Country:    Spain    Security ID:    E49512119
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    FER

 

CUSIP: E49512119    ISIN: ES0118900010    SEDOL: B038516

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Reelect Rafael del Pino y Calvo-Sotelo as Director   Mgmt   For   Against
Reelect Santiago Bergareche Busquet as Director   Mgmt   For   Against
Reelect Joaquín Ayuso García as Director   Mgmt   For   Against
Reelect Íñigo Meirás Amusco as Director   Mgmt   For   Against
Reelect Jaime Carvajal Urquijo as Director   Mgmt   For   Against
Reelect Portman Baela SL as Director   Mgmt   For   Against
Reelect Juan Arena de la Mora as Director   Mgmt   For   Against

Reelect Gabriele Burgio as Director   Mgmt   For   For
Reelect María del Pino y Calvo-Sotelo as Director   Mgmt   For   Against
Reelect Santiago Fernández Valbuenaas Director   Mgmt   For   For
Reelect José Fernando Sánchez-Junco Mans as Director   Mgmt   For   For
Reelect Karlovy SL as Director   Mgmt   For   Against
Approve 2013-2015 Restricted Stock Plan for Executive Directors   Mgmt   For   Against
Approve 2013-2015 Restricted Stock Plan for Senior Management   Mgmt   For   Against
Authorize Share Repurchase Program   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   Against
Receive Amendments to Board of Directors’ Regulations   Mgmt    
Information on Issuance of Convertible Securities as Agreed at EGM on Oct. 22, 2009   Mgmt    

Givaudan SA

 

Meeting Date:    21-Mar-13    Country:    Switzerland    Security ID:    H3238Q102
Record Date:       Meeting Type:    Annual    Ticker:    GIVN

 

CUSIP: H3238Q102    ISIN: CH0010645932    SEDOL: 5980613

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports, Including Remuneration Report   Mgmt   For   For
Approve Compensation Policy   Mgmt   For   For
Approve Discharge of Board and Senior Management   Mgmt   For   For
Approve Allocation of Income and Dividends of CHF 36.00 per Share from Capital Contribution Reserves   Mgmt   For   For
Amend Articles Regarding the Contribution in Kind and Acquisition of Assets   Mgmt   For   For

Relect Peter Kappeler as Director   Mgmt   For   For
Reelect Irina du Bois as Director   Mgmt   For   For
Ratify Deloitte S.A. as Auditors   Mgmt   For   For

Skandinaviska Enskilda Banken

 

Meeting Date:    21-Mar-13    Country:    Sweden    Security ID:    W25381141
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    SEBA

 

CUSIP: W25381141    ISIN: SE0000148884    SEDOL: 4813345

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For

Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Receive President’s Report   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of 2.75 SEK per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Receive Report on Work of Nomination Committee   Mgmt    
Set Number of Directors at 12; Set Number of Auditors at One   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 2.4 Million for Chairman, SEK 580,000 for the Vice Chairmen, and SEK 500,000 for Other Directors: Approve Remuneration for Committee Work, Approve Remuneration of Auditors   Mgmt   For   For

 

Reelect Johan Andresen, Signhild Hansen, Annika Falkengren, Urban Jansson, Birgitta Kantola, Thomas Nicolin, Jesper Ovesen, Jacob Wallenberg, and Marcus Wallenberg (Chairman)as Directors, Elect Samir Brikho, Winnie Fok, and Sven Nyman as New Directors   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Approve Share Deferral Plan for President, Group Executive Committee, and Certain Other Executive Managers   Mgmt   For   For
Approve Share Matching Plan for Executive Management and Key Employees   Mgmt   For   For
Approve Profit Sharing Program   Mgmt   For   For
Authorize Repurchase of up to Two Percent of Issued Shares   Mgmt   For   For
Authorize Repurchase of Class A and/or Class C Shares of up to Ten Percent of Issued Shares and Reissuance of Repurchased Shares in Connection with Long-Term Incentive Plan   Mgmt   For   For

Authorize Reissuance of Repurchased Class A Shares in Connection with 2013 Long-Term Equity Programmes   Mgmt   For   For
Appointment of Auditors of Foundations that Have Delegated their Business to the Bank   Mgmt   For   For
Shareholder Proposal   Mgmt    
Amend Articles: Composition of Board (Gender)   SH   None   For
Close Meeting   Mgmt    

Iberdrola S.A.

 

Meeting Date:    22-Mar-13    Country:    Spain    Security ID:    E6165F166
Record Date:    17-Mar-13    Meeting Type:    Annual    Ticker:    IBE

 

CUSIP: E6165F166    ISIN: ES0144580Y14    SEDOL: B288C92

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements   Mgmt   For   For
Approve Management Reports   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Renew Appointment of Ernst & Young as Auditor   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Ratify Appointment of and Elect Manuel Lagares Gómez-Abascal as Director   Mgmt   For   For
Authorize Board to Create and Fund Associations and Foundations   Mgmt   For   For
Amend Article 6 Re: Representation of Shares   Mgmt   For   For
Amend Articles Re: Board Functioning   Mgmt   For   For
Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

Bank Hapoalim Ltd.

 

Meeting Date:    24-Mar-13    Country:    Israel    Security ID:    M1586M115
Record Date:    18-Feb-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: M1586M115    ISIN: IL0006625771    SEDOL: 6075808

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Please note: For Item 2, shareholders must vote either by attending the meeting or including a power of attorney with the votes. Israeli law allows companies to disregard votes sent via proxy card on certain items.   Mgmt    
Discuss Financial Statements and the Report of the Board for 2011   Mgmt    

Reappoint BDO Ziv Haft and KPMG Somekh Chaikin as Auditing Firms; Discuss Fees for Audit and Other Services They Performed in 2011   Mgmt   For   For
Reelect Ido Stern as Director for Three Years, Beginning Mar. 24, 2013   Mgmt   For   For
Reelect Amnon Dick as External Director (as Defined by Bank Regulations) for Three Years, Beginning March 24, 2013   Mgmt   For   For

Bridgestone Corp.

 

Meeting Date:    26-Mar-13    Country:    Japan    Security ID:    J04578126
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    5108

 

CUSIP: J04578126    ISIN: JP3830800003    SEDOL: 6132101

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 16   Mgmt   For   For
Elect Director Tsuya, Masaaki   Mgmt   For   For
Elect Director Nishigai, Kazuhisa   Mgmt   For   For
Elect Director Morimoto, Yoshiyuki   Mgmt   For   For
Elect Director Zaitsu, Narumi   Mgmt   For   For
Elect Director Tachibana Fukushima, Sakie   Mgmt   For   For
Elect Director Enkawa, Takao   Mgmt   For   For

Elect Director Murofushi, Kimiko   Mgmt   For   For
Elect Director Scott Trevor Davis   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   Against

Kao Corp.

 

Meeting Date:    26-Mar-13    Country:    Japan    Security ID:    J30642169
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    4452

 

CUSIP: J30642169    ISIN: JP3205800000    SEDOL: 6483809

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 31   Mgmt   For   For
Elect Director Ozaki, Motoki   Mgmt   For   For

Elect Director Sawada, Michitaka   Mgmt   For   For
Elect Director Kanda, Hiroshi   Mgmt   For   For
Elect Director Takahashi, Tatsuo   Mgmt   For   For
Elect Director Saito, Toshihide   Mgmt   For   For
Elect Director Hashimoto, Ken   Mgmt   For   For
Elect Director Mitsui, Hisao   Mgmt   For   For
Elect Director Ikeda, Teruhiko   Mgmt   For   For
Elect Director Kadonaga, Sonosuke   Mgmt   For   For
Elect Director Nagashima, Toru   Mgmt   For   For
Appoint Statutory Auditor Kobayashi, Shoji   Mgmt   For   For
Appoint Statutory Auditor Igarashi, Norio   Mgmt   For   For

Schindler Holding AG

 

Meeting Date:    26-Mar-13    Country:    Switzerland    Security ID:    H7258G233
Record Date:       Meeting Type:    Annual    Ticker:    SCHN

 

CUSIP: H7258G209    ISIN: CH0024638212    SEDOL: B11WWH2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Allocation of Income and Dividends of 2.20 CHF per Share and Participation Certificate   Mgmt   For   For
Approve Discharge of Board and Senior Management   Mgmt   For   For
Elect Monika Buetler as Director   Mgmt   For   For
Elect Anthony Nightingale as Director   Mgmt   For   For
Elect Carole Vischer as Director   Mgmt   For   Against
Ratify Ernst & Young as Auditors   Mgmt   For   For
Approve CHF 55,241 Reduction in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Approve CHF 77,289.1 Reduction in Participation Capital via Cancellation of Repurchased Participation Certificates   Mgmt   For   For

Trend Micro Inc.

 

Meeting Date:    26-Mar-13    Country:    Japan    Security ID:    J9298Q104
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    4704

 

CUSIP: J9298Q104    ISIN: JP3637300009    SEDOL: 6125286

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 67   Mgmt   For   For
Elect Director Chang Ming-Jang   Mgmt   For   For
Elect Director Eva Chen   Mgmt   For   For

Elect Director Mahendra Negi   Mgmt   For   For
Elect Director Omikawa, Akihiko   Mgmt   For   For
Elect Director Nonaka, Ikujiro   Mgmt   For   For
Appoint Statutory Auditor Hasegawa, Fumio   Mgmt   For   For
Appoint Statutory Auditor Kameoka, Yasuo   Mgmt   For   For
Appoint Statutory Auditor Fujita, Koji   Mgmt   For   For
Appoint Statutory Auditor Senpo, Masaru   Mgmt   For   For
Approve Cash Incentive Plan for Directors   Mgmt   For   For

Yamaha Motor Co. Ltd.

 

Meeting Date:    26-Mar-13    Country:    Japan    Security ID:    J95776126
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    7272

 

CUSIP: J95776126    ISIN: JP3942800008    SEDOL: 6985264

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5   Mgmt   For   For
Elect Director Yanagi, Hiroyuki   Mgmt   For   For
Elect Director Kimura, Takaaki   Mgmt   For   For
Elect Director Suzuki, Hiroyuki   Mgmt   For   For
Elect Director Shinozaki, Kozo   Mgmt   For   For
Elect Director Hideshima, Nobuya   Mgmt   For   For
Elect Director Takizawa, Masahiro   Mgmt   For   For
Elect Director Hashimoto, Yoshiaki   Mgmt   For   For
Elect Director Sakurai, Masamitsu   Mgmt   For   For
Elect Director Umemura, Mitsuru   Mgmt   For   For
Elect Director Adachi, Tamotsu   Mgmt   For   For
Appoint Statutory Auditor Kawawa, Tetsuo   Mgmt   For   For
Appoint Statutory Auditor Endo, Isao   Mgmt   For   For

Appoint Alternate Statutory Auditor Satake, Masayuki   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against
Approve Alternate Income Allocation Proposal, with No Final Dividend   SH   Against   Against

Chugai Pharmaceutical Co. Ltd.

 

Meeting Date:    27-Mar-13    Country:    Japan    Security ID:    J06930101
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    4519

 

CUSIP: J06930101    ISIN: JP3519400000    SEDOL: 6196408

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Elect Director Ohashi, Mitsuo   Mgmt   For   For
Elect Director Daniel O’Day   Mgmt   For   For
Appoint Statutory Auditor Watanabe, Kunitoshi   Mgmt   For   For

European Aeronautic Defence and Space Company EADS NV

 

Meeting Date:    27-Mar-13    Country:    Netherlands    Security ID:    N3114C808
Record Date:    27-Feb-13    Meeting Type:    Special    Ticker:    EAD

 

CUSIP: F17114103    ISIN: NL0000235190    SEDOL: 4012250

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    
Open Meeting   Mgmt    
Receive Report of Management Board Re: Proposed Changes in Company’s Governance and Shareholding Structure   Mgmt    
Discuss Agenda Items   Mgmt    
Amend Articles Re: Ownership Restrictions and Legal Updates   Mgmt   For   For
Authorize Repurchase of Up to 15 Percent of Issued Share Capital   Mgmt   For   For
Approve Cancellation of Repurchased Shares   Mgmt   For   For

Elect T. Enders as Executive Director   Mgmt   For   Against
Elect M. Bischoff as Non-Executive Director   Mgmt   For   Against
Elect R.D. Crosby as Non-Executive Director   Mgmt   For   Against
Elect H.-P. Keitel as Non-Executive Director   Mgmt   For   Against
Elect H.-J. Lamberti as Non-Executive Director   Mgmt   For   For
Elect A. Lauvergeon as Non-Executive Director   Mgmt   For   Against
Elect L.N. Mittal as Non-Executive Director   Mgmt   For   For
Elect J. Parker as Non-Executive Director   Mgmt   For   For
Elect M. Pébereau as Non-Executive Director   Mgmt   For   For
Elect J. Piqué i Camps as Non-Executive Director   Mgmt   For   For
Elect D. Ranque as Non-Executive Director   Mgmt   For   For
Elect J.-C. Trichet as Non-Executive Director   Mgmt   For   Against
Close Meeting   Mgmt    

Jupiter Telecommunications Co., Ltd.

 

Meeting Date:    27-Mar-13    Country:    Japan    Security ID:    J28710101
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    4817

 

CUSIP: J28710101    ISIN: JP3392750000    SEDOL: 6301956

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 1250   Mgmt   For   For
Elect Director Mori, Shuuichi   Mgmt   For   For
Elect Director Maki, Toshio   Mgmt   For   For
Elect Director Mikogami, Daisuke   Mgmt   For   For
Elect Director Aoki, Tomoya   Mgmt   For   Against
Elect Director Fukuda, Mineo   Mgmt   For   Against
Elect Director Kato, Toru   Mgmt   For   Against
Elect Director Yamazoe, Ryosuke   Mgmt   For   For

Elect Director Nakai, Yoshiki   Mgmt   For   For
Elect Director Sasaki, Shinichi   Mgmt   For   For
Elect Director Morozumi, Hirofumi   Mgmt   For   For
Elect Director Takahashi, Makoto   Mgmt   For   Against
Appoint Statutory Auditor Oyama, Shunsuke   Mgmt   For   For

QBE Insurance Group Ltd.

 

Meeting Date:    27-Mar-13    Country:    Australia    Security ID:    Q78063114
Record Date:    25-Mar-13    Meeting Type:    Annual    Ticker:    QBE

 

CUSIP: Q78063114    ISIN: AU000000QBE9    SEDOL: 6715740

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 162,493 Conditional Rights to Frank O’Halloran, Former Group Chief Executive Officer   Mgmt   For   For

Approve the Payment of a Retirement Allowance of A$2.34 Million to

Frank O’Halloran, Former Group Chief Executive Officer

   Mgmt   For   For
Approve the Grant of 90,000 Conditional Rights to John Neal, Group Chief Executive Officer of the Company   Mgmt   For   For
Approve the Grant of Up to 68,127 Conditional Rights to John Neal, Group Chief Executive Officer   Mgmt   For   For
Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   For   For
Elect John Graf as a Director   Mgmt   For   For
Elect Duncan Boyle as a Director   Mgmt   For   For
Elect John Green as a Director   Mgmt   For   For

Sulzer AG

 

Meeting Date:    27-Mar-13    Country:    Switzerland    Security ID:    H83580284
Record Date:       Meeting Type:    Annual    Ticker:    SUN

 

CUSIP: H83580284    ISIN: CH0038388911    SEDOL: 4854719

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Allocation of Income and Dividends of CHF 3.20 per Share   Mgmt   For   For
Approve Discharge of Board and Senior Management   Mgmt   For   For
Reelect Thomas Glanzmann as Director   Mgmt   For   For
Reelect Vladimir Kuznetsov as Director   Mgmt   For   For
Reelect Jill Lee as Director   Mgmt   For   For
Reelect Marco Musetti as Director   Mgmt   For   For
Reelect Luciano Respini as Director   Mgmt   For   For

Reelect Klaus Sturany as Director   Mgmt   For   For
Elect Manfred Wennemer as Director   Mgmt   For   For
Ratify KPMG AG as Auditors   Mgmt   For   For

Canon Inc.

 

Meeting Date:    28-Mar-13    Country:    Japan    Security ID:    J05124144
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    7751

 

CUSIP: J05124144    ISIN: JP3242800005    SEDOL: 6172323

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 70   Mgmt   For   For
Elect Director Mitarai, Fujio   Mgmt   For   Against
Elect Director Tanaka, Toshizo   Mgmt   For   For
Elect Director Ikoma, Toshiaki   Mgmt   For   For

Elect Director Watanabe, Kunio   Mgmt   For   For
Elect Director Adachi, Yoroku   Mgmt   For   For
Elect Director Mitsuhashi, Yasuo   Mgmt   For   For
Elect Director Matsumoto, Shigeyuki   Mgmt   For   For
Elect Director Homma, Toshio   Mgmt   For   For
Elect Director Nakaoka, Masaki   Mgmt   For   For
Elect Director Honda, Haruhisa   Mgmt   For   For
Elect Director Ozawa, Hideki   Mgmt   For   For
Elect Director Maeda, Masaya   Mgmt   For   For
Elect Director Tani, Yasuhiro   Mgmt   For   For
Elect Director Araki, Makoto   Mgmt   For   For
Elect Director Suematsu, Hiroyuki   Mgmt   For   For
Elect Director Uzawa, Shigeyuki   Mgmt   For   For
Elect Director Nagasawa, Kenichi   Mgmt   For   For
Elect Director Otsuka, Naoji   Mgmt   For   For

Elect Director Yamada, Masanori   Mgmt   For   For
Elect Director Wakiya, Aitake   Mgmt   For   For
Elect Director Ono, Kazuto   Mgmt   For   For
Approve Special Payments in Connection with Abolition of Retirement Bonus System   Mgmt   For   Against
Approve Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Kirin Holdings Co., Ltd.

 

Meeting Date:    28-Mar-13    Country:    Japan    Security ID:    497350108
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    2503

 

CUSIP: 497350108    ISIN: JP3258000003    SEDOL: 6493745

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 15.5   Mgmt   For   For
Amend Articles To Change Location of Head Office   Mgmt   For   For
Elect Director Miyake, Senji   Mgmt   For   For
Elect Director Kobayashi, Hirotake   Mgmt   For   For
Elect Director Nakajima, Hajime   Mgmt   For   For
Elect Director Suzuki, Masahito   Mgmt   For   For
Elect Director Nishimura, Keisuke   Mgmt   For   For
Elect Director Suzuki, Toru   Mgmt   For   For
Elect Director Miki, Shigemitsu   Mgmt   For   For
Elect Director Arima, Toshio   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For

Metso Corporation

 

Meeting Date:    28-Mar-13    Country:    Finland    Security ID:    X53579102
Record Date:    18-Mar-13    Meeting Type:    Annual    Ticker:    MEO1V

 

CUSIP: X53579102    ISIN: FI0009007835    SEDOL: 5713422

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Call the Meeting to Order   Mgmt    
Designate Inspector or Shareholder Representative(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.85 Per Share   Mgmt   For   For

Approve Discharge of Board and President   Mgmt   For   For
Approve Remuneration of Directors in the Amount of EUR 100,000 for Chairman, EUR 60,000 for Deputy Chairman and Audit Committee Chairman, and EUR 48,000 for Other Directors; Approve Meeting Fees   Mgmt   For   For
Fix Number of Directors at Eight   Mgmt   For   For
Reelect Jukka Viinanen, Mikael von Frenckell, Christer Gardell, Ozey Horton,
Erkki Pehu-Lehtonen, Pia Rudengren, and Eeva Sipila as Directors; Elect Mikael Lilius as New Director		   Mgmt   For   For
Approve Remuneration of Auditors   Mgmt   For   Against
Ratify Ernst & Young Oy as Auditors   Mgmt   For   For
Authorize Repurchase of up to 10 Million Shares   Mgmt   For   For
Amend Articles Re: Age Limitation for Directors   Mgmt   For   For
Approve Establishment of Nominating Committee   Mgmt   For   For
Close Meeting   Mgmt    

Rakuten Co.

 

Meeting Date:    28-Mar-13    Country:    Japan    Security ID:    J64264104
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    4755

 

CUSIP: J64264104    ISIN: JP3967200001    SEDOL: 6229597

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mikitani, Hiroshi   Mgmt   For   For
Elect Director Kunishige, Atsushi   Mgmt   For   For
Elect Director Kobayashi, Masatada   Mgmt   For   For
Elect Director Shimada, Toru   Mgmt   For   For
Elect Director Sugihara, Akio   Mgmt   For   For
Elect Director Takeda, Kazunori   Mgmt   For   For
Elect Director Yasutake, Hiroaki   Mgmt   For   For
Elect Director Yamada, Yoshihisa   Mgmt   For   For

Elect Director Charles B. Baxter   Mgmt   For   For
Elect Director Kusano, Koichi   Mgmt   For   For
Elect Director Kutaragi, Ken   Mgmt   For   For
Elect Director Joshua G. James   Mgmt   For   Against
Elect Director Fukino, Hiroshi   Mgmt   For   For
Elect Director Murai, Jun   Mgmt   For   For
Elect Director Hyakuno, Kentaro   Mgmt   For   For
Appoint Statutory Auditor Kunitake, Tanekiyo   Mgmt   For   Against
Approve Deep Discount Stock Option Plan   Mgmt   For   For

Randstad Holding NV

 

Meeting Date:    28-Mar-13    Country:    Netherlands    Security ID:    N7291Y137
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    RAND

 

CUSIP: N7291Y137    ISIN: NL0000379121    SEDOL: 5228658

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Adopt Financial Statements and Statutory Reports   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 1.25 Per Share   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 3 Percent of Issued Capital   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 4a   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For

Approve Remuneration Report Containing Remuneration Policy for Management Board Members   Mgmt   For   For
Approve Restricted Stock Plan Re: Item 5a   Mgmt   For   For
Proposal to Reappoint Ton Risseeuw as Director of Foundation StichtingAdministratiekantoor Preferente AandelenRandstad Holding   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

Teliasonera AB

 

Meeting Date:    03-Apr-13    Country:    Sweden    Security ID:    W95890104
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    TLSN

 

CUSIP: W95890104    ISIN: SE0000667925    SEDOL: 5978384

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Sven Unger Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 2.85 per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   Against
Determine Number of Members (8) and Deputy Members (0) of Board   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 1.2 Million for Chairman, SEK 750,000 for Deputy Chairman, and SEK 450,000 for Other Directors; Approve Remuneration for Committee Work   Mgmt   For   For

Reelect Olli-Pekka Kallasvuo and Per-Arne Sandstrom as Directors; Elect Marie Ehrling, Mats Jansson, Tapio Kuula, Nina Linander, Martin Lorentzon, and Kersti Sandqvist as New Director   Mgmt   For   For
Elect Marie Ehrling as Chairman of the Board and Olli-Pekka Kallasvuo as Vice Chairman of the Board   Mgmt   For   For
Determine Number of Auditors (1)   Mgmt   For   For
Approve Remuneration of Auditors   Mgmt   For   For
Ratify PricewaterhouseCoopers AB as Auditors   Mgmt   For   For
Elect Magnus Skaninger, Kari Jarvinen, Jan Andersson, Per Frennberg, and Marie Ehrling as Members of the Nominating Committee   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Approve 2013/2016 Performance Share Program   Mgmt   For   Against
Approve Transfer of Shares in Connection with the 2013/2016 Performance Share Program   Mgmt   For   Against

Shareholder Proposals Submitted by Carl Bramelid, Ake Raushagen, and Lars Bramelid   Mgmt    
Require Teliasonera to Sell Skanova Shares or to Distribute the Shares to the Company’s Shareholders   SH   None   Against
Separate Emerging Markets Operations to a Separate Publicly Listed Company from the Mature Markets Operations and to Distribute the Shares to Company’s Shareholders   SH   None   Against
Dismiss Current Auditors   SH   None   Against
Request the Board of Directors to Claim Damages from Former Board and Management   SH   None   Against
Authorize Board to Limit the Aggregated Amount of Reimbursement of Damages to up to SEK 100 million   SH   None   Against

Geberit AG

 

Meeting Date:    04-Apr-13    Country:    Switzerland    Security ID:    H2942E124
Record Date:       Meeting Type:    Annual    Ticker:    GEBN

 

CUSIP: H2942E124    ISIN: CH0030170408    SEDOL: B1WGG93

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Allocation of Income, Dividends from Capital Contribution Reserves of CHF 2.80 per Share, and Dividends of CHF 3.80 per Share   Mgmt   For   For
Approve Discharge of Board and Senior Management   Mgmt   For   For
Reelect Robert Spoerry as Director   Mgmt   For   For
Elect Felix Ehrat as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve CHF 102,258 Reduction in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For

Swisscom AG

 

Meeting Date:    04-Apr-13    Country:    Switzerland    Security ID:    H8398N104
Record Date:       Meeting Type:    Annual    Ticker:    SCMN

 

CUSIP: H8398N104    ISIN: CH0008742519    SEDOL: 5533976

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Allocation of Income and Dividends of CHF 22 per Share   Mgmt   For   For
Approve Discharge of Board and Senior Management   Mgmt   For   For
Reelect Hansueli Loosli as Director   Mgmt   For   For
Reelect Michel Gobet as Director   Mgmt   For   For

Reelect Torsten Kreindl as Director   Mgmt   For   For
Reelect Richard Roy as Director   Mgmt   For   For
Reelect Theophil Schlatter as Director   Mgmt   For   For
Ratify KPMG AG as Auditors   Mgmt   For   For

Volvo AB

 

Meeting Date:    04-Apr-13    Country:    Sweden    Security ID:    928856301
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    VOLVB

 

CUSIP: 928856301    ISIN: SE0000115446    SEDOL: B1QH830

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Sven Unger as Chairman of Meeting   Mgmt   For   For

Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Board and Board Committee Reports   Mgmt    
Receive Financial Statements and Statutory Reports   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 3.00 per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Determine Number of Members (9) and Deputy Members of Board (0)   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 2.25 Million for Chairman and SEK 750,000 for Other Members; Approve Remuneration for Committee Work   Mgmt   For   For
Reelect Peter Bijur, Jean-Baptiste Duzan, Hanne de Mora, Anders Nyren, Olof Persson, Carl-Henric Svanberg (Chairman), Ravi Venkatesan, Lars Westerberg, and Ying Yeh as Directors;   Mgmt   For   For

Elect Chairman of the Board (Carl-Henric Svanberg), Carl-Olof By, Lars Forberg, Hakan Sandberg, and Yngve Slyngstad as Members of Nominating Committee; Approve Omission of Remuneration of Nominating Committee   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Amend Articles Re: Auditor Tenure   Mgmt   For   For
Shareholder Proposals Submitted by Carl Bruno and Charles Croydon   Mgmt    
Amend Articles Re: Insert Gender Quota for Board of Directors   SH   None   For
Request Board to Consider Increasing Apprenticeships   SH   None   Against

Zurich Insurance Group AG

 

Meeting Date:    04-Apr-13    Country:    Switzerland    Security ID:    H9870Y105
Record Date:       Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: H9870Y105    ISIN: CH0011075394    SEDOL: 5983816

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Dividends of CHF 17.00 per Share from Capital Contribution Reserves   Mgmt   For   For
Approve Discharge of Board and Senior Management   Mgmt   For   For
Elect Monica Maechler as Director   Mgmt   For   For
Reelect Susan Bies as Director   Mgmt   For   For
Reelect Victor Chu as Director   Mgmt   For   For
Reelect Rolf Watter as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers AG as Auditors   Mgmt   For   For

Fiat Industrial S.p.A.

 

Meeting Date:    08-Apr-13    Country:    Italy    Security ID:    T42136100
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    FI

 

CUSIP: N/A    ISIN: IT0004644743    SEDOL: B52B4V4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements, Statutory Reports, and Allocation of Income   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates   Mgmt    
Slate 1 Submitted by EXOR SpA   SH   None   Do Not Vote

Slate 2 Submitted by Institutional Investors   SH   None   For
Approve Internal Auditors’ Remuneration   Mgmt   For   For

Ericsson

 

Meeting Date:    09-Apr-13    Country:    Sweden    Security ID:    W26049119
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    ERICB

 

CUSIP: W26049119    ISIN: SE0000108656    SEDOL: 5959378

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For

Receive Financial Statements and Statutory Reports   Mgmt    
Receive President’s Report   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 2.75 per Share   Mgmt   For   For
Presentation of Nominating Committee’s Proposals   Mgmt    
Determine Number of Members (12) and Deputy Members of Board (0)   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 3.85 Million to the Chairman and SEK 900,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work   Mgmt   For   For
Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, A. Izosimov, U. Johansson, S. Martin- Lof, H. Vestberg, and J. Wallenberg as Directors; Elect N. Denzel, K. Lund, and P. Ostberg as New Directors   Mgmt   For   For

Approve Remuneration of Auditors   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Approve 2013 Share Matching Plan for All Employees   Mgmt   For   For
Authorize Reissuance of 11.9 Million Repurchased Class B Shares for 2013 Share Matching Plan for All Employees   Mgmt   For   For
Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2   Mgmt   For   Against
Approve 2013 Share Matching Plan for Key Contributors   Mgmt   For   For
Authorize Reissuance of 8.7 Million Repurchased Class B Shares for 2013 Share Matching Plan for Key Contributors   Mgmt   For   For
Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5   Mgmt   For   Against
Approve 2013 Restricted Stock Plan for Executives   Mgmt   For   For

Authorize Reissuance of 6 Million Repurchased Class B Shares for 2013 Restricted Stock Plan for Executives   Mgmt   For   For
Approve Swap Agreement with Third Party as Alternative to Item 11.8   Mgmt   For   Against
Authorize Reissuance of up to 18.2 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2009, 2010, 2011 and 2012 Long-Term Variable Compensation Plans   Mgmt   For   For
Shareholder Proposal   Mgmt    
Amend Articles Re: Insert Gender Quota for Board of Directors   SH   None   For
Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting   SH   None   For
Request Board to Take Necessary Action to Create a Shareholders Association   SH   None   Against
Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies   SH   None   Against
Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders   SH   None   Against
Close Meeting   Mgmt    

Fortum Oyj

 

Meeting Date:    09-Apr-13    Country:    Finland    Security ID:    X2978Z118
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    FUM1V

 

CUSIP: X2978Z118    ISIN: FI0009007132    SEDOL: 5579550

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Call the Meeting to Order   Mgmt    
Designate Inspector or Shareholder Representative(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For

Prepare and Approve List of Shareholders   Mgmt   For   For
Receive Financial Statements and Statutory Reports; Receive CEO’s Review   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.00 Per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Approve Remuneration of Directors in the Amount of EUR 75,000 for Chairman, EUR 57,000 for Deputy Chairman, and EUR 40,000 for Other Directors; Approve Committee and Meeting Fees   Mgmt   For   For
Fix Number of Directors at Seven   Mgmt   For   For
Reelect Sari Baldauf (Chairman), Christian Ramm- Schmidt (Deputy Chair), Minoo Akhtarzand, Heinz-Werner Binzel, Ilona Ervasti-Vaintola, Kim Ignatius, and Joshua Larson as Directors   Mgmt   For   For
Approve Remuneration of Auditors   Mgmt   For   For
Ratify Deloitte & Touch Ltd as Auditors   Mgmt   For   For
Appoint Nomination Board   Mgmt   For   For
Close Meeting   Mgmt    

Lonza Group Ltd.

 

Meeting Date:    09-Apr-13    Country:    Switzerland    Security ID:    H50524133
Record Date:       Meeting Type:    Annual    Ticker:    LONN

 

CUSIP: H50524133    ISIN: CH0013841017    SEDOL: 7333378

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Discharge of Board and Senior Management   Mgmt   For   For
Approve Allocation of Income and Dividends of CHF 2.15 per Share   Mgmt   For   For

Reelect Patrick Aebischer as Director   Mgmt   For   For
Reelect Jean-Daniel Gerber as Director   Mgmt   For   For
Reelect Margot Scheltema as Director   Mgmt   For   For
Reelect Rolf Soiron as Director   Mgmt   For   For
Reelect Peter Wilden as Director   Mgmt   For   For
Elect Werner Bauer as Director   Mgmt   For   For
Elect Thomas Ebeling as Director   Mgmt   For   For
Elect Antonio Trius as Director   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2013   Mgmt   For   For
Approve Extension of CHF 5 Million Pool of Capital without Preemptive Rights   Mgmt   For   For

Daimler AG

 

Meeting Date:    10-Apr-13    Country:    Germany    Security ID:    D1668R123
Record Date:       Meeting Type:    Annual    Ticker:    DAI

 

CUSIP: D1668R123    ISIN: DE0007100000    SEDOL: 5529027

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.20 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2012   Mgmt   For   For
Relect Sari Baldauf to the Supervisory Board   Mgmt   For   For
Relect Juergen Hambrecht to the Supervisory Board   Mgmt   For   For
Elect Andrea Jung to the Supervisory Board   Mgmt   For   For

Jeronimo Martins SGPS S.A

 

Meeting Date:    10-Apr-13    Country:    Portugal    Security ID:    X40338109
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    JMT

 

CUSIP: X40338109    ISIN: PTJMT0AE0001    SEDOL: B1Y1SQ7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Accept Consolidated Financial Statements and Statutory Reports for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management and Supervisory Board   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Elect Corporate Bodies   Mgmt   For   Against
Elect Remuneration Committee   Mgmt   For   For

Julius Baer Gruppe AG

 

Meeting Date:    10-Apr-13    Country:    Switzerland    Security ID:    H4414N103
Record Date:       Meeting Type:    Annual    Ticker:    BAER

 

CUSIP: H4414N103    ISIN: CH0102484968    SEDOL: B4R2R50

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Allocation of Income and Dividends of CHF 0.60 per Share   Mgmt   For   For
Approve Discharge of Board and Senior Management   Mgmt   For   For

Reelect Daniel J. Sauter as Director   Mgmt   For   For
Reelect Claire Giraut as Director   Mgmt   For   For
Reelect Gilbert Achermann as Director   Mgmt   For   For
Reelect Andreas Amschwand as Director   Mgmt   For   For
Reelect Leonhard H. Fischer as Director   Mgmt   For   For
Reelect Gareth Penny as Director   Mgmt   For   For
Ratify KPMG as Auditors   Mgmt   For   For

Koninklijke KPN NV

 

Meeting Date:    10-Apr-13    Country:    Netherlands    Security ID:    N4297B146
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    KPN

 

CUSIP: N4297B146    ISIN: NL0000009082    SEDOL: 5956078

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 0.12 Per Share   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   Against
Approve Discharge of Supervisory Board   Mgmt   For   Against
Opportunity to Make Recommendations   Mgmt    
Reelect M.E. van Lier Lels to Supervisory Board   Mgmt   For   For
Reelect R.J. Routs to Supervisory Board   Mgmt   For   For
Reelect D.J. Haank to Supervisory Board   Mgmt   For   For
Elect C.J. Garcia Moreno Elizondo to Supervisory Board   Mgmt   For   For
Elect O. von Hauske to Supervisory Board   Mgmt   For   For

Composition of Supervisory Board in 2014   Mgmt    
Receive Announcements on Capital Increase   Mgmt    
Grant Board Authority to Increase Authorized Capital and Issue Shares Within Framework of Rights Issue of up to EUR 3 Billion   Mgmt   For   For
Announce Intention to Appoint J.F.E. Farwerck to Management Board   Mgmt    
Ratify PricewaterhouseCoopers Accountants N.V. as Auditors   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Close Meeting   Mgmt    

Swiss Reinsurance (Schweizerische Rueckversicherungs)

 

Meeting Date:    10-Apr-13    Country:    Switzerland    Security ID:    H8431B109
Record Date:       Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: H84046137    ISIN: CH0126881561    SEDOL: B545MG5

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Remuneration Report   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Ordinary Dividends of CHF 3.50 per Share from Capital Contribution Reserves   Mgmt   For   For
Approve Special Dividends of CHF 4.00 per Share from Capital Contribution Reserves   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Reelect Walter Kielholz as Director   Mgmt   For   For
Reelect Malcolm Knight as Director   Mgmt   For   For
Reelect Carlos Represas as Director   Mgmt   For   For
Reelect Jean-Pierre Roth as Director   Mgmt   For   For
Elect Mary Francis as Director   Mgmt   For   For

Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Amend Terms of Existing Pool of Conditional Capital   Mgmt   For   For
Approve Creation of CHF 8.5 Million Pool of   Mgmt   For   For
Capital without Preemptive Rights Approve Cancellation of Capital Authorization   Mgmt   For   For

TNT EXPRESS NV

 

Meeting Date:    10-Apr-13    Country:    Netherlands    Security ID:    N8726Y106
Record Date:    13-Mar-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N/A    ISIN: NL0009739424    SEDOL: B3Y0JD2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    

Open Meeting and Receive Announcements   Mgmt    
Presentation by Bernard Bot, CEO ad interim   Mgmt    
Receive Report of Management Board and Supervisory Board (Non-Voting)   Mgmt    
Discussion on Company’s Corporate Governance Structure   Mgmt    
Adopt Financial Statements and Statutory Reports   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 0.03 Per Share   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Elect Louis Willem Gunning to Executive Board   Mgmt   For   For
Reelect Shemaya Levy to Supervisory Board   Mgmt   For   For
Reelect Margot Scheltema to Supervisory Board   Mgmt   For   For
Elect Sjoerd Vollebregt to Supervisory Board   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger   Mgmt   For   For

Authorize Board to Exclude Preemptive Rights from Issuance under Item 11   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Allow Questions   Mgmt    
Close Meeting   Mgmt    

A.P. Moller Maersk A/S

 

Meeting Date:    11-Apr-13    Country:    Denmark    Security ID:    K0514G101
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: K0514G101    ISIN: DK0010244508    SEDOL: 4253048

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Report of Board   Mgmt    

Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Management and Board   Mgmt   For   For
Approve Allocation of Income and Dividends of DKK 1,200 per Share   Mgmt   For   Against
Reelect Michael Pram Rasmussen as Director   Mgmt   For   Abstain
Reelect Niels Jacobsen as Director   Mgmt   For   For
Reelect Leise Mærsk Mc-Kinney Møller as Director   Mgmt   For   Abstain
Reelect Jan Tøpholm as Director   Mgmt   For   Abstain
Ratify KPMG as Auditor   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditor   Mgmt   For   For
Other Business   Mgmt    

BP plc

 

Meeting Date:    11-Apr-13    Country:    United Kingdom    Security ID:    G12793108
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    BP.

 

CUSIP: G12793108    ISIN: GB0007980591    SEDOL: 0798059

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Bob Dudley as Director   Mgmt   For   For
Re-elect Iain Conn as Director   Mgmt   For   For
Re-elect Dr Brian Gilvary as Director   Mgmt   For   For
Re-elect Paul Anderson as Director   Mgmt   For   For
Re-elect Frank Bowman as Director   Mgmt   For   For
Re-elect Antony Burgmans as Director   Mgmt   For   For
Re-elect Cynthia Carroll as Director   Mgmt   For   For
Re-elect George David as Director   Mgmt   For   For

Re-elect Ian Davis as Director   Mgmt   For   For
Re-elect Dame Ann Dowling as Director   Mgmt   For   For
Re-elect Brendan Nelson as Director   Mgmt   For   For
Re-elect Phuthuma Nhleko as Director   Mgmt   For   For
Re-elect Andrew Shilston as Director   Mgmt   For   For
Re-elect Carl-Henric Svanberg as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Deutsche Bank AG

 

Meeting Date:    11-Apr-13    Country:    Germany    Security ID:    D18190898
Record Date:       Meeting Type:    Special    Ticker:    DBK

 

CUSIP: D18190898    ISIN: DE0005140008    SEDOL: 5750355

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Confirm 2012 AGM Resolution to Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Confirm 2012 AGM Resolution to Ratify KPMG AG as Auditors for Fiscal 2012   Mgmt   For   For
Confirm 2012 AGM Resolution to Elect Paul Achleitner to the Supervisory Board   Mgmt   For   For
Confirm 2012 AGM Resolution to Elect Peter Loescher to the Supervisory Board   Mgmt   For   For
Confirm 2012 AGM Resolution to Elect Klaus Ruediger Truetzschler to the Supervisory Board   Mgmt   For   For

Husqvarna AB

 

Meeting Date:    11-Apr-13    Country:    Sweden    Security ID:    W4235G116
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    HUSQB

 

CUSIP: W4235G116    ISIN: SE0001662230    SEDOL: B12PJ24

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Las Westerberg as Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    

Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 1.50 per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Determine Number of Members (9) and Deputy Members of Board (0)   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 1.65 Million for Chairman, and SEK 475,000 for Non-Executive Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors   Mgmt   For   For
Reelect Lars Westerberg (Chairman), Magdalena Gerger, Tom Johnstone, Hans Linnarson, Ulla Litzen, Ulf Lundahl, Katarina Martinson, and Anders Moberg as Directors; Elect Daniel Nodhall as New Director   Mgmt   For   Against
Approve Establishment of a Nomination Committee; Authorize Chairman and Representatives of Four Largest Shareholders to Serve on the Nominating Committee   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For

Approve Incentive Program LTI 2013   Mgmt   For   Against
Authorize Repurchase of up to Three Percent of Issued Share Capital to Hedge Company’s Obligations under Incentive Programs   Mgmt   For   Against
Approve Reissuance of Shares to Hedge Company’s Obligations under Incentive Programs   Mgmt   For   Against
Approve Reissuance of up to 1.4 Million Repurchased Shares in Connection with LTI 2013 Proposed under Item 14   Mgmt   For   Against
Approve Issuance of 57.6 Million Class B Shares without Preemptive Rights   Mgmt   For   For
Close Meeting   Mgmt    

Klepierre

 

Meeting Date:    11-Apr-13    Country:    France    Security ID:    F5396X102
Record Date:    05-Apr-13    Meeting Type:    Annual/Special    Ticker:    LI

 

CUSIP: F5396X102    ISIN: FR0000121964    SEDOL: 7582556

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   Against
Reelect Bertrand de Feydeau as Supervisory Board Member   Mgmt   For   Against
Reelect Vivien Levy-Garboua as Supervisory Board Member   Mgmt   For   Against
Ratify Appointment of Catherine Simoni as Supervisory Board Member   Mgmt   For   For
Authorize Repurchase of Up to 5 Percent of Issued Share Capital   Mgmt   For   Against
Extraordinary Business   Mgmt    

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 40 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 10 to 16 Above at EUR 100 Million   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Nestle SA

 

Meeting Date:    11-Apr-13    Country:    Switzerland    Security ID:    H57312649
Record Date:       Meeting Type:    Annual    Ticker:    NESN

 

CUSIP: H57312649    ISIN: CH0038863350    SEDOL: 7123870

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Discharge of Board and Senior Management   Mgmt   For   For

Approve Allocation of Income and Dividends of CHF 2.05 per Share   Mgmt   For   For
Reelect Peter Brabeck-Letmathe as Director   Mgmt   For   For
Reelect Steven Hoch as Director   Mgmt   For   For
Reelect Titia de Lange as Director   Mgmt   For   For
Reelect Jean-Pierre Roth as Director   Mgmt   For   For
Elect Eva Cheng as Director   Mgmt   For   For
Ratify KPMG AG as Auditors   Mgmt   For   For

Skanska AB

 

Meeting Date:    11-Apr-13    Country:    Sweden    Security ID:    W83567110
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    SKAB

 

CUSIP: W83567110    ISIN: SE0000113250    SEDOL: 7142091

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive President’s Report   Mgmt    
Receive Financial Statements and Statutory Reports   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 6.00 per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Amend Articles Re: Board Size   Mgmt   For   For
Determine Number of Members (10) and Deputy Members (0) of Board   Mgmt   For   For

Approve Remuneration of Directors in the Amount of SEK 1.65 Million for Chairman and SEK 550,000 for Other Directors; Approve Compensation for Committee Work; Approve Remuneration of Auditors   Mgmt   For   For
Reelect Stuart Graham (Chair), Johan Karlstrom, Fredrik Lundberg, Sverker Martin-Lof, Adrian Montague, Lars Pettersson, Josephine Rydberg- Dumont, Charlotte Stromberg, and Matti Sundberg as Directors; Elect Par Ostberg as New Director   Mgmt   For   Against
Ratify KPMG as Auditors   Mgmt   For   For
Approve Guidelines for Election of Nominating Committee   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Authorize Repurchase of up to 4.5 Million Series B Shares to Fund 2011-2013 Long-Term Incentive Plan   Mgmt   For   For
Approve Transfer of up to 763,000 Series B Shares to Cover Certain Costs Related to Outstanding Incentive Plans   Mgmt   For   For

Approve Long-Term Incentive Plan (SEOP 3)   Mgmt   For   For
Authorize Repurchase and Transfer of up to 2 Million Series B Shares to Fund SEOP 3   Mgmt   For   For
Approve Swap Agreement with Third Party as Alternative to Item 20b   Mgmt   For   Against
Close Meeting   Mgmt    

Smith & Nephew plc

 

Meeting Date:    11-Apr-13    Country:    United Kingdom    Security ID:    G82343164
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    SN.

 

CUSIP: G82343164    ISIN: GB0009223206    SEDOL: 0922320

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Ian Barlow as Director   Mgmt   For   For
Re-elect Olivier Bohuon as Director   Mgmt   For   For
Elect Baroness Bottomley of Nettlestone DL as Director   Mgmt   For   For
Elect Julie Brown as Director   Mgmt   For   For
Re-elect Sir John Buchanan as Director   Mgmt   For   For
Re-elect Richard De Schutter as Director   Mgmt   For   For
Elect Michael Friedman as Director   Mgmt   For   For
Re-elect Dr Pamela Kirby as Director   Mgmt   For   For
Re-elect Brian Larcombe as Director   Mgmt   For   For
Re-elect Joseph Papa as Director   Mgmt   For   For
Re-elect Ajay Piramal as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For

Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Elan Corporation plc

 

Meeting Date:    12-Apr-13    Country:    Ireland    Security ID:    G29539106
Record Date:    10-Apr-13    Meeting Type:    Special    Ticker:    DRX

 

CUSIP: G29539106    ISIN: IE0003072950    SEDOL: 4305507

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Tender Offer   Mgmt   For   For

Henkel AG & Co. KGaA

 

Meeting Date:    15-Apr-13    Country:    Germany    Security ID:    D32051126
Record Date:    24-Mar-13    Meeting Type:    Annual    Ticker:    HEN3

 

CUSIP: D32051126    ISIN: DE0006048432    SEDOL: 5076705

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.93 per Common Share and EUR 0.95 per Preference Share   Mgmt   For   For
Approve Discharge of Personally Liable Partner for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For

Approve Discharge of Shareholders’ Committee for Fiscal 2012   Mgmt   For   For
Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For
Elect Jean-François van Boxmeer to the Personally Liable Partners Committee (Shareholders Committee)   Mgmt   For   For
Fix Number of Supervisory Board Members to 16   Mgmt   For   Against

Investor AB

 

Meeting Date:    15-Apr-13    Country:    Sweden    Security ID:    W48102128
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    INVEB

 

CUSIP: W48102128    ISIN: SE0000107419    SEDOL: 5679591

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Chairman of Meeting   Mgmt   For   For

Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports; Receive Consolidated Financial Statements and Statutory Reports; Receive Auditor’s Report   Mgmt    
Receive President’s Report   Mgmt    
Receive Board’s Report and the Board Committee Reports   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 7 per Share   Mgmt   For   For
Determine Number of Members (13) and Deputy Members (0) of Board   Mgmt   For   For
Determine Number of Auditors (1)   Mgmt   For   For

Approve Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman and SEK 550,000 for Other Directors; Approve Fees for Committee Work   Mgmt   For   For
Approve Remuneration of Auditors   Mgmt   For   For
Reelect Josef Ackermann, Marcus Wallenberg, Jacob Wallenberg, Gunnar Brock, Sune Carlsson, Borje Ekholm, Tom Johnstone, Carola Lemne, Grace Skaugen, O. Sexton, Hans Straberg, Lena Torell, and Peter Wallenberg Jr as Directors   Mgmt   For   For
Ratify Deloitte as Auditors   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Approve 2013 Long-Term Incentive Programs   Mgmt   For   For
Authorize Repurchase of Issued Share Capital and Reissuance of Repurchased Shares for General Purposes and in Support of Long-Term Incentive Program and Synthetic Share Program for Board of Directors   Mgmt   For   For
Authorize Reissuance of up to 1.4 Million Repurchased Shares in Support of Long-Term Incentive Programs   Mgmt   For   For
Close Meeting   Mgmt    

Gas Natural SDG S.A

 

Meeting Date:    16-Apr-13    Country:    Spain    Security ID:    E5499B123
Record Date:    10-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: E5499B123    ISIN: ES0116870314    SEDOL: 5650422

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements   Mgmt   For   For
Approve Consolidated Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Renew Appointment of PricewaterhouseCoopers Auditores as Auditor   Mgmt   For   For
Reelect Salvador Gabarró Serra as Director   Mgmt   For   Against

Reelect Emiliano López Achurra as Director   Mgmt   For   For
Reelect Juan Rosell Lastortras as Director   Mgmt   For   Against
Advisory Vote on Remuneration Policy Report   Mgmt   For   Against
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Prysmian S.p.A.

 

Meeting Date:    16-Apr-13    Country:    Italy    Security ID:    T7630L105
Record Date:    05-Apr-13    Meeting Type:    Annual/Special    Ticker:    PRY

 

CUSIP: T7630L105    ISIN: IT0004176001    SEDOL: B1W4V69

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements, Statutory Reports, and Allocation of Income   Mgmt   For   For

Elect Internal Auditors (Bundled) and Appoint Chairman of Internal Statutory Auditors - Choose One of the Following Slates   Mgmt    
Slate 1 Submitted by Clubtre Srl   SH   None   For
Slate 2 Submitted by Institutional Investors   SH   None   Do Not Vote
Approve Internal Statutory Auditors’ Remuneration   SH   None   For
Authorize Share Repurchase Program and Reissuance of Repurchased Shares   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of 13,444,113 Shares without Preemptive Rights to Service Convertible Bonds Reserved for Institutional Investors   Mgmt   For   For

Sika AG

 

Meeting Date:    16-Apr-13    Country:    Switzerland    Security ID:    H7631K158
Record Date:       Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: H7631K158    ISIN: CH0000587979    SEDOL: 4808084

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Allocation of Income and Dividends of CHF 51 per Bearer Share and CHF 8.50 per Registered Share   Mgmt   For   For
Approve Discharge of Board and Senior Management   Mgmt   For   For
Reelect Willi Leimer as Director   Mgmt   For   Against
Reelect Christoph Tobler as Director   Mgmt   For   Against
Ratify Ernst & Young AG as Auditors   Mgmt   For   For
Transact Other Business (Non-Voting)   Mgmt    

Vinci

 

Meeting Date:    16-Apr-13    Country:    France    Security ID:    F5879X108
Record Date:    10-Apr-13    Meeting Type:    Annual/Special    Ticker:    DG

 

CUSIP: F5879X108    ISIN: FR0000125486    SEDOL: B1XH026

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Accept Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.77 per Share   Mgmt   For   For
Approve Stock Dividend Program (Cash or Shares)   Mgmt   For   For

Reelect Michael Pragnell as Director   Mgmt   For   For
Elect Yannick Assouad as Director   Mgmt   For   For
Elect Graziella Gavezotti as Director   Mgmt   For   For
Renew Appointment of Deloitte et Associes as Auditor   Mgmt   For   For
Appoint KPMG Audit IS as Auditor   Mgmt   For   For
Renew Appointment of BEAS Sarl as Alternate Auditor   Mgmt   For   For
Appoint KPMG Audit ID as Alternate Auditor   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Transaction with Vinci Energies Re: Participation in Cegelec Entreprise   Mgmt   For   For
Approve Transaction with YTSeuropaconsultants Re: Consulting Services   Mgmt   For   Against
Approve Transaction with Vinci Deutschland   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For

Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million   Mgmt   For   For
Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   For   For
Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   Against
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Carnival plc

 

Meeting Date:    17-Apr-13    Country:    United Kingdom    Security ID:    G19081101
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    CCL

 

CUSIP: G19081101    ISIN: GB0031215220    SEDOL: 3121522

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Re-elect Micky Arison as Director of Carnival Corporation and as a Director of Carnival plc   Mgmt   For   For
Re-elect Sir Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc   Mgmt   For   For
Re-elect Arnold Donald as Director of Carnival Corporation and as a Director of Carnival plc   Mgmt   For   For
Re-elect Pier Foschi as Director of Carnival Corporation and as a Director of Carnival plc   Mgmt   For   For
Re-elect Howard Frank as Director of Carnival Corporation and as a Director of Carnival plc   Mgmt   For   For

Re-elect Richard Glasier as Director of Carnival Corporation and as a Director of Carnival plc   Mgmt   For   For
Re-elect Debra Kelly-Ennis as Director of Carnival Corporation and as a Director of Carnival plc   Mgmt   For   For
Re-elect Sir John Parker as Director of Carnival Corporation and as a Director of Carnival plc   Mgmt   For   For
Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc   Mgmt   For   For
Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc   Mgmt   For   For
Re-elect Randall Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors of Carnival plc; Ratify the Selection of PricewaterhouseCoopers LLP as Registered Certified Public Accounting Firm of Carnival Corporation   Mgmt   For   For
Authorise the Audit Committee of Carnival plc to Fix Remuneration of Auditors   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Advisory Vote to Approve Compensation of the Named Executive Officers   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

Holcim Ltd.

 

Meeting Date:    17-Apr-13    Country:    Switzerland    Security ID:    H36940130
Record Date:       Meeting Type:    Annual    Ticker:    HOLN

 

CUSIP: H36940130    ISIN: CH0012214059    SEDOL: 7110753

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Discharge of Board and Senior Management   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Dividends of CHF per Share from Capital Contribution Reserves   Mgmt   For   For
Reelect Beat Hess as Director   Mgmt   For   For
Reelect Rolf Soiron as Director   Mgmt   For   For
Elect Brigitte Sorensen as Director   Mgmt   For   For
Elect Anne Wade as Director   Mgmt   For   For
Ratify Ernst & Young AG as Auditors   Mgmt   For   For

Koninklijke Ahold NV

 

Meeting Date:    17-Apr-13    Country:    Netherlands    Security ID:    N0139V142
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    AH

 

CUSIP: N0139V142    ISIN: NL0006033250    SEDOL: 5252602

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Approve Dividends of EUR 0.44 Per Share   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Elect J.H.M. Hommen to Supervisory Board   Mgmt   For   For
Reelect D.C. Doijer to Supervisory Board   Mgmt   For   For

Reelect S.M. Shern to Supervisory Board   Mgmt   For   For
Reelect B.J. Noteboom to Supervisory Board   Mgmt   For   For
Approve Amendments to Remuneration Policy for Management Board Members   Mgmt   For   For
Approve Remuneration of Supervisory Board   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 16   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Reduction in Share Capital by Cancellation of Shares   Mgmt   For   For
Close Meeting   Mgmt    

Red Electrica Corporacion SA

 

Meeting Date:    17-Apr-13    Country:    Spain    Security ID:    E42807102
Record Date:    10-Apr-13    Meeting Type:    Annual    Ticker:    REE

 

CUSIP: E42807102    ISIN: ES0173093115    SEDOL: 5723777

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Individual Financial Statements   Mgmt   For   For
Approve Consolidated Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Approve Updated Balance Sheets to Benefit from New Tax Regulation   Mgmt   For   For
Reelect María de los Ángeles Amador Millán as Director   Mgmt   For   For
Ratify Appointment of and Elect María José García Beato as Director   Mgmt   For   For

Amend Articles 2 and 5   Mgmt   For   For
Amend Articles 21, 22, 25 and 25 bis   Mgmt   For   For
Amend Articles 23 and 24   Mgmt   For   For
Appoint KPMG Auditores as Auditors   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Approve Stock-for-Salary   Mgmt   For   For
Void Previous Share Repurchase Authorization   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Remuneration of Directors for FY 2012   Mgmt   For   For
Approve Remuneration of Directors for FY 2013   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Receive Corporate Governance Report   Mgmt    
Receive Amendments to Board of Directors’ Regulations   Mgmt    

Telecom Italia Spa

 

Meeting Date:    17-Apr-13    Country:    Italy    Security ID:    T92778108
Record Date:    08-Apr-13    Meeting Type:    Annual/Special    Ticker:    TIT

 

CUSIP: T92778108    ISIN: IT0003497168    SEDOL: 7634394

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements, Statutory Reports, and Allocation of Income   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Appoint One Primary Internal Statutory Auditor and One Alternate   Mgmt   For   For
Extraordinary Business   Mgmt    
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For

Verbund AG

 

Meeting Date:    17-Apr-13    Country:    Austria    Security ID:    A91460104
Record Date:    07-Apr-13    Meeting Type:    Annual    Ticker:    VER

 

CUSIP: A5528H103    ISIN: AT0000746409    SEDOL: 4661607

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Approve Allocation of Income   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Approve Remuneration of Supervisory Board Members   Mgmt   For   For

Adecco SA

 

Meeting Date:    18-Apr-13    Country:    Switzerland    Security ID:    H00392318
Record Date:       Meeting Type:    Annual    Ticker:    ADEN

 

CUSIP: H00392318    ISIN: CH0012138605    SEDOL: 7110720

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Allocation of Income   Mgmt   For   For
Approve Dividends of CHF 1.80 per Share from Free Reserves   Mgmt   For   For

Approve Discharge of Board and Senior Management   Mgmt   For   For
Reelect Rolf Doerig as Director   Mgmt   For   For
Reelect Dominique-Jean Chartier as Director   Mgmt   For   For
Reelect Alexander Gut as Director   Mgmt   For   For
Reelect Andreas Jacobs as Director   Mgmt   For   For
Reelect Didier Lamouche as Director   Mgmt   For   For
Reelect Thomas O’Neill as Director   Mgmt   For   For
Reelect David Prince as Director   Mgmt   For   For
Reelect Wanda Rapaczynski as Director   Mgmt   For   For
Ratify Ernst & Young SA as Auditors   Mgmt   For   For

Beiersdorf AG

 

Meeting Date:    18-Apr-13    Country:    Germany    Security ID:    D08792109
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    BEI

 

CUSIP: D08792109    ISIN: DE0005200000    SEDOL: 5107401

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.70 per Share   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Ratify Ernst and Young GmbH as Auditors for Fiscal 2013   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For

GEA Group AG

 

Meeting Date:    18-Apr-13    Country:    Germany    Security ID:    D28304109
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    G1A

 

CUSIP: D28304109    ISIN: DE0006602006    SEDOL: 4557104

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0,55 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2013   Mgmt   For   For

Gecina

 

Meeting Date:    18-Apr-13    Country:    France    Security ID:    F4268U171
Record Date:    12-Apr-13    Meeting Type:    Annual/Special    Ticker:    GFC

 

CUSIP: F4268U171    ISIN: FR0010040865    SEDOL: 7742468

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Transfer of Reevaluation Gain to Specific Reserve Account   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 4.40 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related- Party Transactions   Mgmt   For   For

Reelect Rafael Gonzalez de la Cueva as Director   Mgmt   For   Against
Reelect Antonio Trueba Bustamente as Director   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   Against
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   For   Against
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote   Mgmt   For   Against
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   Against
Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   Mgmt   For   Against
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   Against
Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Hang Lung Properties Ltd.

 

Meeting Date:    18-Apr-13    Country:    Hong Kong    Security ID:    Y30166105
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    00101

 

CUSIP: Y30166105    ISIN: HK0101000591    SEDOL: 6030506

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Reelect Shang Shing Yin as Director   Mgmt   For   For
Reelect Dominic Chiu Fai Ho as Director   Mgmt   For   For
Reelect Philip Nan Lok Chen as Director   Mgmt   For   Against
Authorize Board to Fix Remuneration of Directors   Mgmt   For   For
Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date:    18-Apr-13    Country:    France    Security ID:    F58485115
Record Date:    12-Apr-13    Meeting Type:    Annual/Special    Ticker:    MC

 

CUSIP: F58485115    ISIN: FR0000121014    SEDOL: 4061412

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Accept Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Auditors’ Special Report on Related- Party Transactions   Mgmt   For   Against
Approve Allocation of Income and Dividends of EUR 2.90 per Share   Mgmt   For   For
Reelect Bernard Arnault as Director   Mgmt   For   Against

Reelect Bernadette Chirac as Director   Mgmt   For   For
Reelect Nicholas Clive Worms as Director   Mgmt   For   Against
Reelect Charles de Croisset as Director   Mgmt   For   For
Reelect Francesco Trapani as Director   Mgmt   For   Against
Reelect Hubert Vedrine as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Approve Reduction in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   For   Against

Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year up to EUR 50 Million Reserved for Qualified Investors or Restricted Number of Investors   Mgmt   For   Against
Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 15 and 16 Above   Mgmt   For   Against
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15 to 17   Mgmt   For   Against
Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers   Mgmt   For   Against
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million   Mgmt   For   For
Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Amend Article 18 and 29 of Bylaws Re: Related- Party Transactions, Stock Dividend Program   Mgmt   For   Against

Rexam plc

 

Meeting Date:    18-Apr-13    Country:    United Kingdom    Security ID:    G1274K212
Record Date:    16-Apr-13    Meeting Type:    Annual    Ticker:    REX

 

CUSIP: G1274K113    ISIN: GB00B943Z359    SEDOL: B943Z35

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Johanna Waterous as Director   Mgmt   For   For
Re-elect Stuart Chambers as Director   Mgmt   For   For
Re-elect Graham Chipchase as Director   Mgmt   For   For

Re-elect David Robbie as Director   Mgmt   For   For
Re-elect John Langston as Director   Mgmt   For   For
Re-elect Leo Oosterveer as Director   Mgmt   For   For
Re-elect Jean-Pierre Rodier as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Rio Tinto plc

 

Meeting Date:    18-Apr-13    Country:    United Kingdom    Security ID:    G75754104
Record Date:    16-Apr-13    Meeting Type:    Annual    Ticker:    RIO

 

CUSIP: G75754104    ISIN: GB0007188757    SEDOL: 0718875

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Robert Brown as Director   Mgmt   For   For
Re-elect Vivienne Cox as Director   Mgmt   For   For
Re-elect Jan du Plessis as Director   Mgmt   For   For

Re-elect Guy Elliott as Director   Mgmt   For   For
Re-elect Michael Fitzpatrick as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Richard Goodmanson as Director   Mgmt   For   For
Re-elect Lord Kerr as Director   Mgmt   For   For
Re-elect Chris Lynch as Director   Mgmt   For   For
Re-elect Paul Tellier as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For
Re-elect Sam Walsh as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Approve Performance Share Plan   Mgmt   For   For
Resolutions 18 to 21 will be Voted on by Rio Tinto plc Shareholders Only   Mgmt    
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

RWE AG

 

Meeting Date:    18-Apr-13    Country:    Germany    Security ID:    D6629K109
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    RWE

 

CUSIP: D6629K109    ISIN: DE0007037129    SEDOL: 4768962

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    

Approve Allocation of Income and Dividends of EUR 2.00 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   Against
Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers AG as Auditors for the Half Year Financial Report 2013   Mgmt   For   For
Elect Werner Brandt to the Supervisory Board   Mgmt   For   For
Elect Hans-Peter Keitel to the Supervisory Board   Mgmt   For   For
Approve Remuneration of Supervisory Board   Mgmt   For   For

Sampo Oyj

 

Meeting Date:    18-Apr-13    Country:    Finland    Security ID:    X75653109
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    SAMAS

 

CUSIP: X75653109    ISIN: FI0009003305    SEDOL: 5226038

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Call the Meeting to Order   Mgmt    
Designate Inspector or Shareholder Representative(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Receive Financial Statements and Statutory Reports; Receive Board’s and Auditor’s Report; Receive CEO’s Review   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.35 Per Share   Mgmt   For   For

Approve Discharge of Board and President   Mgmt   For   For
Approve Remuneration of Directors in the Amount of EUR 160,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 80,000 for Other Directors   Mgmt   For   For
Fix Number of Directors at Eight   Mgmt   For   For
Reelect Anne Brunila, Grate Axen, Veli-Matti Mattila, Eira Palin-Lehtinen, Matti Vuoria, Per Sorlie, and Bjorn Wahlroos (Chairman) as Directors; Elect Jannica Fagerholm as New Director   Mgmt   For   For
Approve Remuneration of Auditors   Mgmt   For   For
Ratify Ernst & Young as Auditors   Mgmt   For   For
Authorize Repurchase of up to 50 Million Issued Class A Shares   Mgmt   For   For
Close Meeting   Mgmt    

Anglo American plc

 

Meeting Date:    19-Apr-13    Country:    United Kingdom    Security ID:    G03764134
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    AAL

 

CUSIP: G03764134    ISIN: GB00B1XZS820    SEDOL: B1XZS82

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Mark Cutifani as Director   Mgmt   For   For
Elect Byron Grote as Director   Mgmt   For   For
Elect Anne Stevens as Director   Mgmt   For   For
Re-elect David Challen as Director   Mgmt   For   For
Re-elect Sir CK Chow as Director   Mgmt   For   For
Re-elect Sir Philip Hampton as Director   Mgmt   For   For
Re-elect Rene Medori as Director   Mgmt   For   For

Re-elect Phuthuma Nhleko as Director   Mgmt   For   For
Re-elect Ray O’Rourke as Director   Mgmt   For   For
Re-elect Sir John Parker as Director   Mgmt   For   For
Re-elect Jack Thompson as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Banco Popolare Scarl

 

Meeting Date:    19-Apr-13    Country:    Italy    Security ID:    T1872V103
Record Date:       Meeting Type:    Annual/Special    Ticker:    BP

 

CUSIP: T1872V103    ISIN: IT0004231566    SEDOL: B1Z9G88

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Extraordinary Business   Mgmt    
Amend Company Bylaws   Mgmt   For   For
Ordinary Business   Mgmt    
Elect Director   Mgmt   For   For
Elect Censors   Mgmt   For   For
Approve Financial Statements, Statutory Reports, and Allocation of Income   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Stock-for-Salary/Bonus Plan   Mgmt   For   For
Amend Stock-for-Salary/Bonus Plans   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance of Repurchased Shares   Mgmt   For   For

Commerzbank AG

 

Meeting Date:    19-Apr-13    Country:    Germany    Security ID:    D15642107
Record Date:    29-Mar-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: D15642107    ISIN: DE0008032004    SEDOL: B90LKT4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For

Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2013 Financial Statements and Half Year 2013 Financial Statement   Mgmt   For   For
Ratify PricewaterhouseCoopers AG as Auditors for First Quarter 2014 Financial Statement   Mgmt   For   For
Elect Nikolaus von Bomhard to the Supervisory Board   Mgmt   For   For
Elect Karl-Heinz Floether to the Supervisory Board   Mgmt   For   For
Elect Hans-Peter Keitel to the Supervisory Board   Mgmt   For   For
Elect Markus Kerber to the Supervisory Board   Mgmt   For   For
Elect Ulrich Middelmann to the Supervisory Board   Mgmt   For   For
Elect Klaus-Peter Mueller to the Supervisory Board   Mgmt   For   For
Elect Helmut Perlet to the Supervisory Board   Mgmt   For   For
Elect Petra Schadeberg-Herrmann to the Supervisory Board   Mgmt   For   For
Elect Marcus Schenck to the Supervisory Board   Mgmt   For   For
Elect Gertrude Tumpel-Gugerell to the Supervisory Board   Mgmt   For   For

Elect Roger Mueller as Alternate Supervisory Board Member   Mgmt   For   For
Elect Solms Wittig as Alternate Supervisory Board Member   Mgmt   For   For
Approve EUR 7 Reduction in Share Capital via Cancellation of Seven Shares   Mgmt   For   For
Approve EUR 5.2 Billion Reduction in Share Capital via 10:1 Reverse Stock Split   Mgmt   For   For
Approve EUR 2.3 Billion Share Capital Increase with Preemptive Rights   Mgmt   For   For
Approve Cancellation of Capital Authorizations   Mgmt   For   For
Shareholder Proposals Submitted by Riebeck-Brauerei von 1862 AG   Mgmt    

Approve Withdrawal of Confidence from Management Board Speaker

Martin Blessing

   SH   Against   Against
Remove Chairman Klaus-Peter Mueller from the Supervisory Board   SH   Against   Against

Sembcorp Marine Ltd.

 

Meeting Date:    19-Apr-13    Country:    Singapore    Security ID:    Y8231K102
Record Date:       Meeting Type:    Special    Ticker:    S51

 

CUSIP: Y8231K102    ISIN: SG1H97877952    SEDOL: 6205133

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Renewal of the IPT Mandate   Mgmt   For   For
Approve Renewal of the Share Purchase Mandate   Mgmt   For   For

Sembcorp Marine Ltd.

 

Meeting Date:    19-Apr-13    Country:    Singapore    Security ID:    Y8231K102
Record Date:       Meeting Type:    Annual    Ticker:    S51

 

CUSIP: Y8231K102    ISIN: SG1H97877952    SEDOL: 6205133

Proposal   Proponent   Mgmt Rec   Vote Instruction
Adopt Financial Statements and Directors’ and Auditors’ Reports   Mgmt   For   For
Declare Final Dividend and Special Dividend   Mgmt   For   For
Elect Ajaib Haridass as Director   Mgmt   For   For
Elect Tang Kin Fei as Director   Mgmt   For   For
Elect Ron Foo Siang Guan as Director   Mgmt   For   For
Elect Goh Geok Ling as Director   Mgmt   For   For
Approve Directors’ Fees   Mgmt   For   For
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights   Mgmt   For   For
Approve Grant of Awards and Issuance of Shares Pursuant to the Sembcorp Marine Performance Share Plan 2010 and/or the Sembcorp Marine Restricted Share Plan 2010   Mgmt   For   For

Unione di Banche Italiane SCPA

 

Meeting Date:    19-Apr-13    Country:    Italy    Security ID:    T1681V104
Record Date:       Meeting Type:    Annual    Ticker:    UBI

 

CUSIP: T1681V104    ISIN: IT0003487029    SEDOL: 7622225

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Elect Supervisory Board Members and Fix Their Remuneration (Slate Election) - Choose One of the Following Slates   Mgmt    
Slate Submitted by Management   Mgmt   For   Do Not Vote
Slate Submitted by UBI BANCA - CI SIAMO   SH   None   Do Not Vote
Slate Submitted by UBI, BANCA POPOLARE!   SH   None   For
Approve Allocation of Income   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Remuneration Policies for Management Board Members   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Galp Energia, SGPS S.A.

 

Meeting Date:    22-Apr-13    Country:    Portugal    Security ID:    X3078L108
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    GALP

 

CUSIP: X3078L108    ISIN: PTGAL0AM0009    SEDOL: B1FW751

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Company’s Corporate Governance Report   Mgmt   For   For
Approve Discharge of Management and Supervisory Board   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For

Intesa SanPaolo SPA

 

Meeting Date:    22-Apr-13    Country:    Italy    Security ID:    T55067101
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    ISP

 

CUSIP: T55067101    ISIN: IT0000072618    SEDOL: 4076836

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Allocation of Income   Mgmt   For   For
Fix Number of Supervisory Board Members   Mgmt   For   For
Appoint Directors (Slate Election) - Choose One of the Following Slates   Mgmt    
Slate 1 Submitted by Compagnia di San Paolo and Fondazione Cariplo   SH   None   Against
Slate 2 Submitted by Fondazione Cassa di Risparmio di Padova e Rovigo, Ente Cassa di Risparmio di Firenze and Fondazione Cassa di Risparmio in Bologna   SH   None   Do Not Vote

Slate 3 Submitted by Institutional Investors   SH   None   Do Not Vote
Elect Chairman and Deputy Chairmen of the Supervisory Board   SH   None   Against
Approve Remuneration of Supervisory Board Members   Mgmt   For   Against
Remuneration Policies for Management Board Members   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Executive Incentive Bonus Plan; Authorize Share Repurchase Program and Reissuance of Repurchased Shares   Mgmt   For   For

Carrefour

 

Meeting Date:    23-Apr-13    Country:    France    Security ID:    F13923119
Record Date:    17-Apr-13    Meeting Type:    Annual/Special    Ticker:    CA

 

CUSIP: F13923119    ISIN: FR0000120172    SEDOL: 5641567

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.58 per Share   Mgmt   For   For
Reelect Sebastien Bazin as Director   Mgmt   For   Against
Reelect Thierry Breton as Director   Mgmt   For   Against
Reelect Charles Edelstenne as Director   Mgmt   For   For
Reelect Anne-Claire Taittinger as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    

Amend Article 20 of Bylaws Re: Proxy Voting   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 90 Million   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 90 Million   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Capital Increase of Up to EUR 90 Million for Future Exchange Offers   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For

Enagas S.A.

 

Meeting Date:    23-Apr-13    Country:    Spain    Security ID:    E41759106
Record Date:    16-Apr-13    Meeting Type:    Annual    Ticker:    ENG

 

CUSIP: E41759106    ISIN: ES0130960018    SEDOL: 7383072

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Renew Appointment of Deloitte SL as Auditor   Mgmt   For   For
Ratify Co-option of and Elect Marcelino Oreja Arburúa as Director   Mgmt   For   For
Reelect Ramón Pérez Simarro as Director   Mgmt   For   For
Reelect Martí Parellada Sabata as Director   Mgmt   For   For

Elect Jesús Máximo Pedrosa Ortega as Director   Mgmt   For   For
Elect Rosa Rodríguez Díaz as Director   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For
Receive Amendments to Board of Directors’ Regulations   Mgmt    
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

GDF Suez

 

Meeting Date:    23-Apr-13    Country:    France    Security ID:    F42768105
Record Date:    17-Apr-13    Meeting Type:    Annual/Special    Ticker:    GSZ

 

CUSIP: F42768105    ISIN: FR0010208488    SEDOL: B0C2CQ3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Ratify Appointment of Ann-Kristin Achleitner as Director   Mgmt   For   For
Elect Jonathan Reynolds as Representative of Employee Shareholders to the Board   Mgmt   None   Against
Elect Caroline Simon as Representative of Employee Shareholders to the Board   Mgmt   None   Against
Extraordinary Business   Mgmt    
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For

Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for A few Employees and Corporate Officers   Mgmt   For   For
Amend Article 13.3 of Bylaws Re: Representative of Employee Shareholders Length of Term   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Shareholder Proposal Submitted by Link France FCPE, French employee mutual fund   Mgmt    
Approve Dividends of EUR 0.83 per Share   SH   Against   Against

Groupe Bruxelles Lambert

 

Meeting Date:    23-Apr-13    Country:    Belgium    Security ID:    B4746J115
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: B4746J115    ISIN: BE0003797140    SEDOL: 7097328

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Receive Directors’ and Auditors’ Reports (Non-Voting)   Mgmt    
Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Approve Discharge of Directors   Mgmt   For   For
Approve Discharge of Auditors   Mgmt   For   For
Reelect Victor Delloye as Director   Mgmt   For   Against
Reelect Maurice Lippens as Director   Mgmt   For   Against
Reelect Michel Plessis-Belair as Director   Mgmt   For   Against
Reelect Amaury de Seze as Director   Mgmt   For   Against
Reelect Jean Stephenne as Director   Mgmt   For   For
Reelect Arnaud Vial as Director   Mgmt   For   Against

Elect Christine Marin-Postel as Director   Mgmt   For   For
Elect Martine Verluyten as Director   Mgmt   For   For
Indicate Christine Morin-Postel as Independent Board Member   Mgmt   For   For
Indicate Jean Stephenne as Independent Board Member   Mgmt   For   For
Indicate Martine Verluyten as Independent Board Member   Mgmt   For   For
Ratify Deloitte as Auditors and Approve Auditors’ Remuneration   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Stock Option Plan   Mgmt   For   For
Approve Change-of-Control Clause Re : Stock Option Plan under Item 7.1   Mgmt   For   For
Approve Stock Option Plan Grants for 2013 up to 13.5 Million Re: Stock Option Plan under Item 7.1   Mgmt   For   For
Approve Special Board Report Re: Article 629 of the Company Code Re: Item 7.5   Mgmt   For   For
Approve Guarantee to Acquire Shares under New Stock Option Plan Re: Item 7.1   Mgmt   For   For
Transact Other Business   Mgmt    

H & M Hennes & Mauritz

 

Meeting Date:    23-Apr-13    Country:    Sweden    Security ID:    W41422101
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    HMB

 

CUSIP: W41422101    ISIN: SE0000106270    SEDOL: 5687431

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Receive President’s Report; Allow Questions   Mgmt    
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For

Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Receive Auditor Report   Mgmt    
Receive Chairman Report   Mgmt    
Receive Nominating Committee Report   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 9.50 per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Determine Number of Members (8) and Deputy Members (0) of Board   Mgmt   For   For
Approve Remuneration of Directors; Approve Remuneration of Auditors   Mgmt   For   For
Reelect Mia Brunell Livfors, Anders Dahlvig, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson (Chair), Melker Schörling and Christian Sievert as Directors   Mgmt   For   Against

Ratify Ernst & Young as Auditors   Mgmt   For   For
Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson to the Nominating Committee; Approve Nominating Committee Guidelines   Mgmt   For   Against
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Amend All-Employee Incentive Plan   Mgmt   For   For
Close Meeting   Mgmt    

SEGRO plc

 

Meeting Date:    23-Apr-13    Country:    United Kingdom    Security ID:    G80277141
Record Date:    21-Apr-13    Meeting Type:    Annual    Ticker:    SGRO

 

CUSIP: G80277141    ISIN: GB00B5ZN1N88    SEDOL: B5ZN1N8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Nigel Rich as Director   Mgmt   For   For
Re-elect Justin Read as Director   Mgmt   For   For
Re-elect Mark Robertshaw as Director   Mgmt   For   For
Re-elect David Sleath as Director   Mgmt   For   For
Re-elect Doug Webb as Director   Mgmt   For   For
Re-elect Thom Wernink as Director   Mgmt   For   For
Elect Christopher Fisher as Director   Mgmt   For   For
Elect Baroness Ford as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For

Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Swiss Life Holding

 

Meeting Date:    23-Apr-13    Country:    Switzerland    Security ID:    H8404J162
Record Date:       Meeting Type:    Annual    Ticker:    SLHN

 

CUSIP: H7354Q135    ISIN: CH0014852781    SEDOL: 7437805

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Dividends of CHF 4.50 per Share from Capital Contribution Reserves   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Approve CHF 18.6 Million Increase in Conditional Capital Pool Covering Equity-Linked Financial Instruments   Mgmt   For   For
Reelect Peter Quadri as Director   Mgmt   For   For
Elect Ueli Dietiker as Director   Mgmt   For   For
Elect Frank Keuper as Director   Mgmt   For   For
Elect Klaus Tschuetscher as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers Ltd as Auditors   Mgmt   For   For

Syngenta AG

 

Meeting Date:    23-Apr-13    Country:    Switzerland    Security ID:    H84140112
Record Date:       Meeting Type:    Annual    Ticker:    SYNN

 

CUSIP: H84140112    ISIN: CH0011037469    SEDOL: 4356646

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Discharge of Board and Senior Management   Mgmt   For   For
Approve Allocation of Income and Dividends of CHF 9.50 per Share   Mgmt   For   For
Reelect Michael Mack as Director   Mgmt   For   For
Reelect Jacques Vincent as Director   Mgmt   For   For
Elect Eleni Gabre-Madhin as Director   Mgmt   For   For

Elect Eveline Saupper as Director   Mgmt   For   For
Ratify Ernst & Young as Auditors   Mgmt   For   For

Anheuser-Busch InBev SA

 

Meeting Date:    24-Apr-13    Country:    Belgium    Security ID:    B6399C107
Record Date:    10-Apr-13    Meeting Type:    Annual/Special    Ticker:    ABI

 

CUSIP: B6399C107    ISIN: BE0003793107    SEDOL: 4755317

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    
Receive Special Board Report   Mgmt    
Receive Special Auditor Report   Mgmt    
Eliminate Preemptive Rights Re: Issuance of Subscription Rights   Mgmt   For   Against

Approve Non-Employee Director Stock Option Plan: Issuance of 185,000 Warrants   Mgmt   For   Against
Renew Authorization to Increase Share Capital within the Framework of Authorized Capital: Issuance of Warrants under item A1d   Mgmt   For   Against
Approve Deviation from Belgian Company Law Provision Re: Grant of Warrants to Non-Executive Directors   Mgmt   For   Against
Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   For   Against
Annual Meeting   Mgmt    
Receive Directors’ Reports (Non-Voting)   Mgmt    
Receive Auditors’ Reports (Non-Voting)   Mgmt    
Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.70 per Share   Mgmt   For   For
Approve Discharge of Directors   Mgmt   For   For
Approve Discharge of Auditors   Mgmt   For   For

Reelect Kees Storm as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors and Approve Auditors’ Remuneration of EUR 75,000   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Stock Option Plan Grants   Mgmt   For   Against
Approve Remuneration of Directors   Mgmt   For   For
Approve Change-of-Control Clause Re : Updated EMTN Program   Mgmt   For   For
Approve Change-of-Control Clause Re : Senior Facilities Agreement   Mgmt   For   For
Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   For   For

ASML Holding NV

 

Meeting Date:    24-Apr-13    Country:    Netherlands    Security ID:    N0026A102
Record Date:    27-Mar-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N07059178    ISIN: NL0010273215    SEDOL: B929F46

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Discuss the Company’s Business, Financial Situation and Sustainability   Mgmt    
Adopt Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 0.53 Per Share   Mgmt   For   For
Approve Remuneration Policy 2014 for Management Board Members   Mgmt   For   For
Approve Performance Share Arrangement According to Remuneration Policy 2010   Mgmt   For   For

Approve Performance Share Arrangement According to Remuneration Policy 2014   Mgmt   For   For
Approve Numbers of Stock Options, Respectively Shares, for Employees   Mgmt   For   For
Announce Intention to Reappoint F.J. van Hout to Management Board   Mgmt    
Reelect H.C.J. van den Burg to Supervisory Board   Mgmt   For   For
Reelect P.F.M. van der Meer Mohr to Supervisory Board   Mgmt   For   For
Reelect W.H. Ziebart to Supervisory Board   Mgmt   For   For
Elect D.A. Grose to Supervisory Board   Mgmt   For   For
Elect C.M.S. Smits-Nusteling to Supervisory Board   Mgmt   For   For
Announcement of Retirement of Supervisory Board Members F.W. Fröhlich and OB Bilous by Rotation in 2014   Mgmt    
Ratify Deloitte Accountants as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital   Mgmt   For   For

Authorize Board to Exclude Preemptive Rights from Issuance under Item 15a   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 15c   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Cancellation of Repurchased Shares   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

City Developments Ltd.

 

Meeting Date:    24-Apr-13    Country:    Singapore    Security ID:    V23130111
Record Date:       Meeting Type:    Annual    Ticker:    C09

 

CUSIP: V23130111    ISIN: SG1R89002252    SEDOL: 6197928

Proposal   Proponent   Mgmt Rec   Vote Instruction
Adopt Financial Statements and Directors’ and Auditors’ Reports   Mgmt   For   For
Declare Final Dividend of SGD 0.08 Per Share and Special Dividend of SGD 0.05 Per Share   Mgmt   For   For
Approve Directors’ Fees and Audit Committee Fees   Mgmt   For   For
Elect Yeo Liat Kok Philip as Director   Mgmt   For   For
Elect Chan Soon Hee Eric as Director   Mgmt   For   For
Elect Kwek Leng Beng as Director   Mgmt   For   For
Elect Chee Keng Soon as Director   Mgmt   For   For
Elect Foo See Juan as Director   Mgmt   For   For
Elect Tang See Chim as Director   Mgmt   For   For
Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Approve Mandate for Transactions with Related Parties   Mgmt   For   For

Hong Kong Exchanges and Clearing Ltd

 

Meeting Date:    24-Apr-13    Country:    Hong Kong    Security ID:    Y3506N139
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    00388

 

CUSIP: Y3506N139    ISIN: HK0388045442    SEDOL: 6267359

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For

Elect John Estmond Strickland as Director   Mgmt   For   For
Elect Wong Sai Hung, Oscar as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For

Singapore Technologies Engineering

 

Meeting Date:    24-Apr-13    Country:    Singapore    Security ID:    Y7996W103
Record Date:       Meeting Type:    Annual    Ticker:    S63

 

CUSIP: Y7996W103    ISIN: SG1F60858221    SEDOL: 6043214

Proposal   Proponent   Mgmt Rec   Vote Instruction
Adopt Financial Statements and Directors’ and Auditors’ Reports   Mgmt   For   For
Declare Final Dividend and Special Dividend   Mgmt   For   For
Reelect Stanley Lai Tze Chang as Director   Mgmt   For   Against
Reelect Quek Poh Huat as Director   Mgmt   For   Against
Reelect Davinder Singh as Director   Mgmt   For   Against
Reelect Kwa Chong Seng as Director   Mgmt   For   For
Reelect Chan Yeng Kit as Director   Mgmt   For   Against
Approve Directors’ Fees   Mgmt   For   For
Reappoint KPMG LLP as Auditors and Authorize the Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights   Mgmt   For   For
Approve Issuance of Shares and Grant of Awards Pursuant to the Singapore Technologies Engineering Performance Share Plan 2010 and Singapore Technologies Engineering Restricted Share Plan 2010   Mgmt   For   For

Singapore Technologies Engineering

 

Meeting Date:    24-Apr-13    Country:    Singapore    Security ID:    Y7996W103
Record Date:       Meeting Type:    Special    Ticker:    S63

 

CUSIP: Y7996W103    ISIN: SG1F60858221    SEDOL: 6043214

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Renewal of the Shareholders Mandate   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For

Woodside Petroleum Ltd.

 

Meeting Date:    24-Apr-13    Country:    Australia    Security ID:    980228100
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    WPL

 

CUSIP: 980228100    ISIN: AU000000WPL2    SEDOL: 6979728

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Frank Cooper as a Director   Mgmt   For   For
Elect Andrew Jamieson as a Director   Mgmt   For   For
Elect Sarah Ryan as a Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For

ABB Ltd.

 

Meeting Date:    25-Apr-13    Country:    Switzerland    Security ID:    H0010V101
Record Date:       Meeting Type:    Annual    Ticker:    ABBN

 

CUSIP: H0010V101    ISIN: CH0012221716    SEDOL: 7108899

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Discharge of Board and Senior Management   Mgmt   For   For
Approve Allocation of Income and Dividends of CHF 0.68 per Share   Mgmt   For   For
Approve Creation of CHF 206 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Reelect Roger Agnelli as Director   Mgmt   For   For
Reelect Louis Hughes as Director   Mgmt   For   For
Reelect Hans Maerki as Director   Mgmt   For   For
Reelect Michel de Rosen as Director   Mgmt   For   For
Reelect Michael Treschow as Director   Mgmt   For   For
Reelect Jacob Wallenberg as Director   Mgmt   For   For

Reelect Ying Yeh as Director   Mgmt   For   For
Reelect Hubertus von Gruenberg as Director   Mgmt   For   For
Ratify Ernst & Young AG as Auditors   Mgmt   For   For

Aggreko plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G0116S169
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    AGK

 

CUSIP: G0116S102    ISIN: GB00B4WQ2Z29    SEDOL: B4WQ2Z2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For

Elect Debajit Das as Director   Mgmt   For   For
Elect Asterios Satrazemis as Director   Mgmt   For   For
Elect David Taylor-Smith as Director   Mgmt   For   For
Elect Diana Layfield as Director   Mgmt   For   For
Elect Rebecca McDonald as Director   Mgmt   For   For
Re-elect Ken Hanna as Director   Mgmt   For   For
Re-elect Angus Cockburn as Director   Mgmt   For   For
Re-elect Rupert Soames as Director   Mgmt   For   For
Re-elect David Hamill as Director   Mgmt   For   For
Re-elect Russell King as Director   Mgmt   For   For
Re-elect Robert MacLeod as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For

Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Assa Abloy AB

 

Meeting Date:    25-Apr-13    Country:    Sweden    Security ID:    W0817X105
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    ASSAB

 

CUSIP: W0817X105    ISIN: SE0000255648    SEDOL: 5698789

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For

Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive President’s Report   Mgmt    
Receive Financial Statements and Statutory Reports   Mgmt    
Receive Auditor’s Report on Application of Remuneration Guidelines for Executive Management   Mgmt    
Receive Board’s Proposal for Allocation of Income and Supporting Statement Thereof   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 5.10 per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Determine Number of Members (8) and Deputy Members of Board (0)   Mgmt   For   For
Approve Remuneration of Directors in the Amounts of SEK 1.35 Million to the Chairman, SEK 750,000 to the Vice Chairman, and SEK 500,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors   Mgmt   For   For

Reelect Lars Renström (Chair), Carl Douglas (Vice Chair), Birgitta Klasén, Eva Lindqvist, Johan Molin, Sven-Christer Nilsson, Jan Svensson and Ulrik Svensson as Directors   Mgmt   For   Against
Elect Gustaf Douglas (Chairman), Mikael Ekdahl, Liselott Ledin, Marianne Nilsson, and Johan Strandberg as Members of Nominating Committee   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance of Repurchased Shares   Mgmt   For   For
Approve 2013 Share Matching Plan   Mgmt   For   Against
Close Meeting   Mgmt    

AstraZeneca plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G0593M107
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    AZN

 

CUSIP: G0593M107    ISIN: GB0009895292    SEDOL: 0989529

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Leif Johansson as Director   Mgmt   For   For
Elect Pascal Soriot as Director   Mgmt   For   For

Re-elect Simon Lowth as Director   Mgmt   For   For
Re-elect Genevieve Berger as Director   Mgmt   For   For
Re-elect Bruce Burlington as Director   Mgmt   For   For
Re-elect Graham Chipchase as Director   Mgmt   For   For
Re-elect Jean-Philippe Courtois as Director   Mgmt   For   For
Re-elect Rudy Markham as Director   Mgmt   For   For
Re-elect Nancy Rothwell as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For
Re-elect Marcus Wallenberg as Director   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Barclays plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G08036124
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    BARC

 

CUSIP: G08036124    ISIN: GB0031348658    SEDOL: 3134865

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Sir David Walker as Director   Mgmt   For   For
Elect Tim Breedon as Director   Mgmt   For   For

Elect Antony Jenkins as Director   Mgmt   For   For
Elect Diane de Saint Victor as Director   Mgmt   For   For
Re-elect David Booth as Director   Mgmt   For   For
Re-elect Fulvio Conti as Director   Mgmt   For   For
Re-elect Simon Fraser as Director   Mgmt   For   For
Re-elect Reuben Jeffery III as Director   Mgmt   For   For
Re-elect Chris Lucas as Director   Mgmt   For   For
Re-elect Dambisa Moyo as Director   Mgmt   For   For
Re-elect Sir Michael Rake as Director   Mgmt   For   For
Re-elect Sir John Sunderland as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity with Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Scrip Dividend Programme   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

Bouygues

 

Meeting Date:    25-Apr-13    Country:    France    Security ID:    F11487125
Record Date:    19-Apr-13    Meeting Type:    Annual/Special    Ticker:    EN

 

CUSIP: F11487125    ISIN: FR0000120503    SEDOL: 4002121

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.60 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related- Party Transactions   Mgmt   For   Against
Reelect Yves Gabriel as Director   Mgmt   For   Against
Reelect Patrick Kron as Director   Mgmt   For   Against
Reelect Colette Lewiner as Director   Mgmt   For   For
Reelect Jean Peyrelevade as Director   Mgmt   For   Against
Reelect Francois-Henri Pinault as Director   Mgmt   For   Against
Reelect SCDM as Director   Mgmt   For   Against

Elect Rose-Marie Van Lerberghe as Director   Mgmt   For   For
Elect Jean-Paul Chifflet as Director   Mgmt   For   Against
Elect Sandra Nombret as Representative of Employee Shareholders to the Board   Mgmt   For   Against
Elect Michele Vilain as Representative of Employee Shareholders to the Board   Mgmt   For   Against
Authorize Repurchase of Up to 5 Percent of Issued Share Capital   Mgmt   For   Against
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 4 Billion for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million   Mgmt   For   Against
Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million   Mgmt   For   Against

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   Mgmt  

For

   Against
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   Against
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Capital Increase of Up to EUR 150 Million for Future Exchange Offers   Mgmt   For   Against
Authorize Issuance of Equity upon Conversion of a Subsidiary’s Equity-Linked Securities for up to EUR 150 Million   Mgmt   For   Against
Approve Issuance of Securities Convertible into Debt up to an Aggregate Nominal Amount of EUR 5 Billion   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   Against
Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against

Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer   Mgmt   For   Against
Allow Board to Use All Outstanding Capital Authorizations in the Event of a Public Tender Offer or Share Exchange Offer   Mgmt   For   Against
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

British American Tobacco plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G1510J102
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    BATS

 

CUSIP: G1510J102    ISIN: GB0002875804    SEDOL: 0287580

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

Approve Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Richard Burrows as Director   Mgmt   For   For
Re-elect John Daly as Director   Mgmt   For   For
Re-elect Karen de Segundo as Director   Mgmt   For   For
Re-elect Nicandro Durante as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Christine Morin-Postel as Director   Mgmt   For   For
Re-elect Gerry Murphy as Director   Mgmt   For   For
Re-elect Kieran Poynter as Director   Mgmt   For   For
Re-elect Anthony Ruys as Director   Mgmt   For   For
Re-elect Ben Stevens as Director   Mgmt   For   For
Elect Richard Tubb as Director   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

CNP Assurances

 

Meeting Date:    25-Apr-13    Country:    France    Security ID:    F1876N318
Record Date:    19-Apr-13    Meeting Type:    Annual/Special    Ticker:    CNP

 

CUSIP: F1876N318    ISIN: FR0000120222    SEDOL: 5543986

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    

Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.77 per Share   Mgmt   For   For
Approve Stock Dividend Program (Cash or Shares)   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For
Elect Frederic Lavenir as Director   Mgmt   For   Against
Ratify Appointment of Anne-Sophie Grave as Director   Mgmt   For   Against
Ratify Appointment of Jean-Yves Forel as Director   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   For   For

Approve Employee Stock Purchase Plan   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Cobham plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G41440143
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    COB

 

CUSIP: G41440143    ISIN: GB00B07KD360    SEDOL: B07KD36

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For

Elect Bob Murphy as Director   Mgmt   For   For
Re-elect John Devaney as Director   Mgmt   For   For
Re-elect Mike Hagee as Director   Mgmt   For   For
Re-elect John Patterson as Director   Mgmt   For   For
Re-elect Mark Ronald as Director   Mgmt   For   For
Re-elect Michael Wareing as Director   Mgmt   For   For
Re-elect Alison Wood as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Danone

 

Meeting Date:    25-Apr-13    Country:    France    Security ID:    F12033134
Record Date:    19-Apr-13    Meeting Type:    Annual/Special    Ticker:    BN

 

CUSIP: F12033134    ISIN: FR0000120644    SEDOL: B1Y9TB3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.45 per Share   Mgmt   For   For
Relect Franck Riboud as Director   Mgmt   For   For
Relect Emmanuel Faber as Director   Mgmt   For   For
Approve Auditors’ Special Report Regarding New Related-Party Transactions   Mgmt   For   For

Approve Transaction with J.P. Morgan   Mgmt   For   Against
Approve Severance Payment Agreement with Franck Riboud   Mgmt   For   For
Approve Severance Payment Agreement with Emmanuel Faber   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 55.3 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 23.6 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capital Increase of Up to EUR 15.7 Million for Future Exchange Offers   Mgmt   For   For

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 40.7 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Amend Article 5 of Bylaws Re: Company’s Duration   Mgmt   For   For
Amend Article 22.II of Bylaws Re: Proxy Voting   Mgmt   For   For
Amend Article 24.I of Bylaws Re: Convening of General Meetings   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Distribuidora Internacional De Alimentacion SA

 

Meeting Date:    25-Apr-13    Country:    Spain    Security ID:    E3685C104
Record Date:    18-Apr-13    Meeting Type:    Annual    Ticker:    DIA

 

CUSIP: N/A    ISIN: ES0126775032    SEDOL: B55ZR92

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Reelect Ana María Llopis as Director   Mgmt   For   For
Reelect Ricardo Currás de Don Pablos as Director   Mgmt   For   For
Reelect Nicolas Brunel as Director   Mgmt   For   For
Reelect Pierre Cuilleret as Director   Mgmt   For   For
Reelect Julián Díaz González as Director   Mgmt   For   For

Reelect Rosalía Portela de Pablo as Director   Mgmt   For   For
Approve Reduction in Share Capital via Amortization of Treasury Shares   Mgmt   For   For
Approve Stock-for-Salary Plan   Mgmt   For   For
Amend 2011/2014 Long-term Incentive Plan   Mgmt   For   For
Amend 2011/2014 Long-term Incentive Plan   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

Golden Agri-Resources Ltd

 

Meeting Date:    25-Apr-13    Country:    Singapore    Security ID:    V39076134
Record Date:       Meeting Type:    Annual    Ticker:    E5H

 

CUSIP: V39076134    ISIN: MU0117U00026    SEDOL: 6164472

Proposal   Proponent   Mgmt Rec   Vote Instruction
Adopt Financial Statements and Directors’ and Auditors’ Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Approve Directors’ Fees   Mgmt   For   For
Elect Rafael Buhay Concepcion, Jr. as Director   Mgmt   For   Against
Elect Muktar Widjaja as Director   Mgmt   For   Against
Elect Hong Pian Tee as Director   Mgmt   For   For
Reappoint Moore Stephens LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Approve Mandate for Transactions with Related Parties   Mgmt   For   For

Heineken Holding NV

 

Meeting Date:    25-Apr-13    Country:    Netherlands    Security ID:    N39338194
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    HEIO

 

CUSIP: N39338194    ISIN: NL0000008977    SEDOL: B0CCH46

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Receive Annual Report (Non-Voting)   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Discharge of Baord of Directors   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital   Mgmt   For   For

Authorize Board to Exclude Preemptive Rights from Issuance under Item 5b   Mgmt   For   For
Reelect M. Das as Non-Executive Director   Mgmt   For   Against
Elect Mr A.A.C. de Carvalho as Non-Executive Director   Mgmt   For   Against

Heineken NV

 

Meeting Date:    25-Apr-13    Country:    Netherlands    Security ID:    N39427211
Record Date:    28-Mar-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N39427211    ISIN: NL0000009165    SEDOL: 7792559

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    

Adopt Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.89 per Share   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 2b   Mgmt   For   For
Approve Extraordinary Share Award to CEO and CFO   Mgmt   For   Against
Reelect J.F.M.L. van Boxmeer as CEO   Mgmt   For   For
Approve Retention Share Award of EUR 1.5 million to CEO   Mgmt   For   Against
Reelect M. Das to Supervisory Board   Mgmt   For   Against
Reelect V.C.O.B.J. Navarre to Supervisory Board   Mgmt   For   For
Elect H. Scheffers to Supervisory Board   Mgmt   For   For

Muenchener Rueckversicherungs-Gesellschaft AG

 

Meeting Date:    25-Apr-13    Country:    Germany    Security ID:    D55535104
Record Date:       Meeting Type:    Annual    Ticker:    MUV2

 

CUSIP: D55535104    ISIN: DE0008430026    SEDOL: 5294121

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports, Including Corporate Governance and Remuneration Reports for Fiscal 2012(Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 7 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For

Approve Remuneration System for Management Board Members   Mgmt   For   For
Elect Ann-Kristin Achleitner to the Supervisory Board   Mgmt   For   For
Amend Articles Re: Supervisory Board Remuneration   Mgmt   For   For
Approve Creation of EUR 280 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For

Oversea-Chinese Banking Corp. Ltd.

 

Meeting Date:    25-Apr-13    Country:    Singapore    Security ID:    Y64248209
Record Date:       Meeting Type:    Annual    Ticker:    O39

 

CUSIP: Y64248209    ISIN: SG1S04926220    SEDOL: B0F9V20

Proposal   Proponent   Mgmt Rec   Vote Instruction
Adopt Financial Statements and Directors’ and Auditors’ Reports   Mgmt   For   For
Elect Cheong Choong Kong as Director   Mgmt   For   For
Elect Lee Seng Wee as Director   Mgmt   For   For
Elect David Conner as Director   Mgmt   For   For
Elect Lee Tih Shih as Director   Mgmt   For   For
Elect Pramukti Surjaudaja as Director   Mgmt   For   For
Elect Neo Boon Siong as Director   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Directors’ Fees   Mgmt   For   For
Approve Issuance of 6,000 Shares to Each Non-Executive Director for the Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities with Preemptive Rights   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For

Approve Issuance of Shares and Grant of Awards Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan   Mgmt   For   For
Approve Issuance of Shares Pursuant to the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme   Mgmt   For   For

Oversea-Chinese Banking Corp. Ltd.

 

Meeting Date:    25-Apr-13    Country:    Singapore    Security ID:    Y64248209
Record Date:       Meeting Type:    Special    Ticker:    O39

 

CUSIP: Y64248209    ISIN: SG1S04926220    SEDOL: B0F9V20

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Authorize Share Repurchase Program   Mgmt   For   For

Reed Elsevier plc

 

Meeting Date:    25-Apr-13    Country:    United Kingdom    Security ID:    G74570121
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    REL

 

CUSIP: G74570121    ISIN: GB00B2B0DG97    SEDOL: B2B0DG9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Elect Dr Wolfhart Hauser as Director   Mgmt   For   For
Elect Duncan Palmer as Director   Mgmt   For   For

Elect Linda Sanford as Director   Mgmt   For   For
Re-elect Erik Engstrom as Director   Mgmt   For   For
Re-elect Anthony Habgood as Director   Mgmt   For   For
Re-elect Adrian Hennah as Director   Mgmt   For   For
Re-elect Lisa Hook as Director   Mgmt   For   For
Re-elect Robert Polet as Director   Mgmt   For   For
Re-elect Ben van der Veer as Director   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Long-Term Incentive Plan   Mgmt   For   For
Approve Executive Share Option Plan   Mgmt   For   For
Approve SAYE Share Option Scheme   Mgmt   For   For

Sandvik AB

 

Meeting Date:    25-Apr-13    Country:    Sweden    Security ID:    W74857165
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    SAND

 

CUSIP: W74857165    ISIN: SE0000667891    SEDOL: B1VQ252

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    

Receive President’s Report   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 3.50 per Share   Mgmt   For   For
Determine Number of Members (8) and Deputy Members (0) of Board   Mgmt   For   For
Approve Remuneration of Directors in the Amount of 1.65 Million for Chairman and SEK 550,000 for Non-Executive Members; Approve Remuneration for Committee Work   Mgmt   For   For
Reelect Olof Faxander, Jurgen Geissinger, Johan Karlstrom, Fredrik Lundberg, Hanne de Mora, Anders Nyren (Chairman), Simon Thompson, and Lars Westerberg as Directors   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Approve Stock Option and Share Matching Plan (LTI 2013) for Key Employees   Mgmt   For   For
Shareholder Proposals Submitted by Kjell Andersson   Mgmt    

Spin-off and Listing of Sandvik Materials Technology on the Stock Exchange; Distribute Shares to Sandvik’s Shareholders   SH   None   Against
Close Meeting   Mgmt    

Schneider Electric SA

 

Meeting Date:    25-Apr-13    Country:    France    Security ID:    F86921107
Record Date:    19-Apr-13    Meeting Type:    Annual/Special    Ticker:    SU

 

CUSIP: F86921107    ISIN: FR0000121972    SEDOL: 4834108

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For

Approve Allocation of Income and Dividends of EUR 1.87 per Share   Mgmt   For   For
Approve Additional Pension Scheme Agreement with the Members of the Management Board and the Chairman of the Supervisory Board   Mgmt   For   For
Approve Severance Payment Agreement with Jean-Pascal Tricoire   Mgmt   For   For
Reelect Gerard de La Martiniere as Supervisory Board Member   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Adopt One-Tiered Board Structure and Amend Articles 1, 11-21 and 22-28 of Bylaws Accordingly   Mgmt   For   Against
Transfer Outstanding Delegations of Powers to Issue Capital under Stock Purchase Plans from Management Board to Board of Directors   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million   Mgmt   For   For
Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 220 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 10 and 12   Mgmt   For   For
Authorize Capital Increase of up to 9.9 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 110 Million   Mgmt   For   For
Authorize up to 1.8 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For

Ordinary Business   Mgmt    
Elect Jean-Pascal Tricoire as Director   Mgmt   For   Against
Elect Henri Lachmann as Director   Mgmt   For   For
Elect Leo Apotheker as Director   Mgmt   For   For
Elect Betsy Atkins as Director   Mgmt   For   For
Elect Gerard de La Martiniere as Director   Mgmt   For   For
Elect Xavier Fontanet Director   Mgmt   For   For
Elect Noel Forgeard as Director   Mgmt   For   For
Elect Antoine Gosset-Grainville as Director   Mgmt   For   For
Elect Willy R. Kissling as Director   Mgmt   For   For
Elect Cathy Kopp as Director   Mgmt   For   For
Elect Dominique Senequier as Director   Mgmt   For   For
Elect M.G. Richard Thoman as Director   Mgmt   For   For
Elect Serge Weinberg as Director   Mgmt   For   For
Elect Claude Briquet as Representative of Employee Shareholders to the Board   Mgmt   Against   Against

Elect Magali Herbaut as Representative of Employee Shareholders to the Board   Mgmt   For   For
Elect Thierry Jacquet as Representative of Employee Shareholders to the Board   Mgmt   Against   Against
Elect Jean-Michel Vedrine as Representative of Employee Shareholders to the Board   Mgmt   Against   Against
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Sekisui House Ltd.

 

Meeting Date:    25-Apr-13    Country:    Japan    Security ID:    J70746136
Record Date:    31-Jan-13    Meeting Type:    Annual    Ticker:    1928

 

CUSIP: J70746136    ISIN: JP3420600003    SEDOL: 6793906

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 16   Mgmt   For   For
Appoint Statutory Auditor Dohi, Takaharu   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Sembcorp Industries Limited

 

Meeting Date:    25-Apr-13    Country:    Singapore    Security ID:    Y79711159
Record Date:       Meeting Type:    Special    Ticker:    U96

 

CUSIP: Y79711159    ISIN: SG1R50925390    SEDOL: B08X163

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Mandate for Transactions with Related Parties   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For

Sembcorp Industries Limited

 

Meeting Date:    25-Apr-13    Country:    Singapore    Security ID:    Y79711159
Record Date:       Meeting Type:    Annual    Ticker:    U96

 

CUSIP: Y79711159    ISIN: SG1R50925390    SEDOL: B08X163

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Adopt Financial Statements and Directors’ and Auditors’ Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Ang Kong Hua as Director   Mgmt   For   For
Elect Tang Kin Fei as Director   Mgmt   For   For
Elect Margaret Lui as Director   Mgmt   For   For
Elect Teh Kok Peng as Director   Mgmt   For   For

Elect Goh Geok Ling as Director   Mgmt   For   For
Approve Directors’ Fees   Mgmt   For   For
Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights   Mgmt   For   For
Approve Grant of Awards and Issuance of Shares Pursuant to the Sembcorp Industries Performance Share Plan 2010 and Sembcorp Industries Restricted Share Plan 2010   Mgmt   For   For

Swedish Match Ab

 

Meeting Date:    25-Apr-13    Country:    Sweden    Security ID:    W92277115
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    SWMA

 

CUSIP: W92277115    ISIN: SE0000310336    SEDOL: 5048566

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting; Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 7.30 per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Approve SEK 7.56 Million Reduction In Share Capital via Share Cancellation; Allocate Reduced Amount to Fund for Use Pursuant to a Resolution Adopted by the General Meeting   Mgmt   For   For
Approve SEK 7.56 Million Share Capital Increase via Transfer of Funds from Unrestricted Shareholders’ Equity to Share Capital   Mgmt   For   For

Authorize Share Repurchase Program   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Determine Number of Members (7) and Deputy Members of Board (0)   Mgmt   For   For
Approve Remuneration of Directors in the Amounts of SEK 1.71 Million to the Chairman, SEK 810,000 to the Vice Chairman, and SEK 685,000 to Other Directors; Approve Remuneration for Committee Work   Mgmt   For   For
Reelect Andrew Cripps (Vice Chair), Karen Guerra, Conny Karlsson (Chair), Robert Sharpe, Meg Tivéus, and Joakim Westh as Directors; Elect Wenche Rolfsen as New Director   Mgmt   For   For
Determine Number of Auditors (1)   Mgmt   For   For
Approve Remuneration of Auditors   Mgmt   For   For
Ratify KPMG AB as Auditors   Mgmt   For   For

Technip

 

Meeting Date:    25-Apr-13    Country:    France    Security ID:    F90676101
Record Date:    19-Apr-13    Meeting Type:    Annual/Special    Ticker:    TEC

 

CUSIP: F90676101    ISIN: FR0000131708    SEDOL: 4874160

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.68 per Share   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Acknowledge Auditors’ Special Report Regarding Related-Party Transactions Mentioning the Absence of New Related-Party Transactions   Mgmt   For   For
Ratify Appointment of Alexandra Bech Gjorv as Director   Mgmt   For   For

Reelect Alexandra Bech Gjorv as Director   Mgmt   For   For
Reelect Marie-Ange Debon as Director   Mgmt   For   For
Reelect Gerard Hauser as Director   Mgmt   For   For
Reelect Joseph Rinaldi as Director   Mgmt   For   For
Elect Manisha Girotra as Director   Mgmt   For   For
Elect Pierre-Jean Sivignon as Director   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize up to 0.50 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   For
Authorize Restricted Stock Plan Reserved for Chairman and/or CEO and Executives, Subject to Approval of Item 14   Mgmt   For   For
Authorize up to 0.30 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Authorize Stock Option Plan Reserved for Chairman and/or CEO and Executives, Subject to Approval of Item 16   Mgmt   For   For

Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

UCB SA

 

Meeting Date:    25-Apr-13    Country:    Belgium    Security ID:    B93562120
Record Date:    11-Apr-13    Meeting Type:    Annual/Special    Ticker:    UCB

 

CUSIP: B93562120    ISIN: BE0003739530    SEDOL: 5596991

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting/Special Meeting   Mgmt    
Annual Meeting   Mgmt    
Receive Directors’ Reports (Non-Voting)   Mgmt    

Receive Auditors’ Reports (Non-Voting)   Mgmt    
Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Approve Financial Statements and Allocation of Income   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Discharge of Directors   Mgmt   For   For
Approve Discharge of Auditors   Mgmt   For   For
Reelect Roch Doliveux as Director   Mgmt   For   Against
Reelect Albrecht De Graeve as Director   Mgmt   For   For
Indicate Albrecht De Graeve as Independent Board Member   Mgmt   For   For
Reelect Peter Fellner as Director   Mgmt   For   Against
Approve Remuneration of Directors   Mgmt   For   For
Approve Restricted Stock Plan   Mgmt   For   For
Increase Number of Shares Under Employee Stock Purchase Plan From 500,000 to 1 Million Shares   Mgmt   For   For

Approve Change-of-Control Clause Re: EMTN Program   Mgmt   For   For
Approve Change-of-Control Clause Re: Other   Mgmt   For   For
Approve Change-of-Control Clause Re: EIB loan   Mgmt   For   For
Special Meeting   Mgmt    
Receive Special Board Report Re: Authorized Capital   Mgmt    
Authorize Board to Increase Authorized Capital up to EUR 500 Million, Including by way of Issuance of Warrants or Convertible Bonds   Mgmt   For   Against
Authorize Board to Issue Warrants/ Convertible Bonds in the Event of a Public Tender Offer or Share Exchange Offer Up to EUR 500 Million and Amend Articles Accordingly   Mgmt   For   Against
Amend Article 11 Re: Transitional Measure on Bearer Shares   Mgmt   For   For
Authorize Board to Repurchase and to Reissue Shares in the Event of a Serious and Imminent Harm and Amend Articles Accordingly   Mgmt   For   Against
Authorize Repurchase of Up to 20 Percent of Issued Share Capital if Item E.5 is not Approved   Mgmt   For   Against

Amend Article 14 Re: Share Register   Mgmt   For   For
Amend Article 19 Re: Minutes of Board Decisions   Mgmt   For   For
Amend Article 20 Re: Committees   Mgmt   For   For
Amend Article 36 Re: Form of Proxies   Mgmt   For   For
Amend Article 37 Re: General Meeting   Mgmt   For   For
Amend Article 38 Re: Voting Rights   Mgmt   For   For

Unibail Rodamco SE

 

Meeting Date:    25-Apr-13    Country:    France    Security ID:    F95094110
Record Date:    19-Apr-13    Meeting Type:    Annual/Special    Ticker:    N/A

 

CUSIP: F95094110    ISIN: FR0000124711    SEDOL: B1YY4B3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    

Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 8.40 per Share   Mgmt   For   For
Approve Stock Dividend Program (Cash or New Shares)   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For
Reelect Francois Jaclot as Supervisory Board Member   Mgmt   For   For
Reelect Frans Cremers as Supervisory Board Member   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million   Mgmt   For   For

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

United Overseas Bank Limited

 

Meeting Date:    25-Apr-13    Country:    Singapore    Security ID:    V96194127
Record Date:       Meeting Type:    Annual    Ticker:    U11

 

CUSIP: V96194127    ISIN: SG1M31001969    SEDOL: 6916781

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Adopt Financial Statements and Directors’ and Auditors’ Reports   Mgmt   For   For
Declare Final Dividend and Special Dividend   Mgmt   For   For
Approve Directors’ Fees   Mgmt   For   For
Approve Fee to the Chairman of the Bank for the Period from January 2012 to December 2012   Mgmt   For   Against
Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Elect Wee Ee Cheong as Director   Mgmt   For   For

Elect Franklin Leo Lavin as Director   Mgmt   For   For
Elect James Koh Cher Siang as Director   Mgmt   For   For
Elect Ong Yew Huat as Director   Mgmt   For   For
Elect Wee Cho Yaw as Director   Mgmt   For   Against
Elect Cham Tao Soon as Director   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights   Mgmt   For   For
Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme   Mgmt   For   For
Approve Issuance of Preference Shares   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For

Volkswagen AG (VW)

 

Meeting Date:    25-Apr-13    Country:    Germany    Security ID:    D94523103
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    VOW3

 

CUSIP: D94523145    ISIN: DE0007664039    SEDOL: 5497168

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 3.50 per Ordinary Share and EUR 3.56 per Preferred Share   Mgmt   For   For
Approve Discharge of Management Board Member Martin Winterkorn for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board Member Francisco Javier Garcia Sanz for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board Member Jochem Heizmann for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board Member Christian Klingler for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board Member Michael Macht for Fiscal 2012   Mgmt   For   For

Approve Discharge of Management Board Member Horst Neumann for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board Member Leif Oestling for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board Member Hans Dieter Poetsch for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board Member Rupert Stadler for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Member Ferdinand Piech for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Hussain Ali Al-Abdulla for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Khalifa Jassim Al-Kuwari for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Joerg Bode for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Annika Falkengren for Fiscal 2012   Mgmt   For   For

Approve Discharge of Supervisory Board Member Michael Frenzel for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Uwe Fritsch for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Babette Froehlich for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Peter Jacobs for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member David McAllister for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Peter Mosch for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Bernd Osterloh for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Hans Michel Piech for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Ursula Piech for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Ferdinand Oliver Porsche for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Wolfgang Porsche for Fiscal 2012   Mgmt   For   For

Approve Discharge of Supervisory Board Member Wolfgang Ritmeier for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Juergen Stumpf for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Member Bernd Wehlauer for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Thomas Zwiebler for Fiscal 2012   Mgmt   For   For
Reelect Wolfgang Porsche to the Supervisory Board   Mgmt   For   Against
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2013   Mgmt   For   For

Akzo Nobel NV

 

Meeting Date:    26-Apr-13    Country:    Netherlands    Security ID:    N01803100
Record Date:    29-Mar-13    Meeting Type:    Annual    Ticker:    AKZA

 

CUSIP: N01803100    ISIN: NL0000009132    SEDOL: 5458314

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 1.45 Per Share   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For

Amend Executive Incentive Bonus Plan   Mgmt   For   For
Approve Continuation of Restricted Stock Plan with Additional Performance Criterion   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Other Business (Non-Voting) and Closing   Mgmt    

BASF SE

 

Meeting Date:    26-Apr-13    Country:    Germany    Security ID:    D06216317
Record Date:       Meeting Type:    Annual    Ticker:    BAS

 

CUSIP: D06216101    ISIN: DE000BASF111    SEDOL: 5086577

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.60 per Share   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For

Bayer AG

 

Meeting Date:    26-Apr-13    Country:    Germany    Security ID:    D0712D163
Record Date:       Meeting Type:    Annual    Ticker:    BAYN

 

CUSIP: D0712D163    ISIN: DE000BAY0017    SEDOL: 5069211

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.90 per Share for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Affiliation Agreement with Bayer Beteiligungsverwaltung Goslar GmbH   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For

Capitaland Limited

 

Meeting Date:    26-Apr-13    Country:    Singapore    Security ID:    Y10923103
Record Date:       Meeting Type:    Annual    Ticker:    C31

 

CUSIP: Y10923103    ISIN: SG1J27887962    SEDOL: 6309303

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Adopt Financial Statements and Directors’ and Auditors’ Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Approve Directors’ Fees   Mgmt   For   For
Elect Ng Kee Choe as Director   Mgmt   For   For

Elect Peter Seah Lim Huat as Director   Mgmt   For   For
Elect Amirsham Bin A Aziz as Director   Mgmt   For   For
Elect Stephen Lee Ching Yen as Director   Mgmt   For   For
Elect Lim Ming Yan as Director   Mgmt   For   For
Reappoint KPMG LLP Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights   Mgmt   For   For
Approve Grant of Awards and Issue Shares Pursuant to the CapitaLand Performance Share Plan 2010 and the CapitaLand Restricted Share Plan 2010   Mgmt   For   For

Capitaland Limited

 

Meeting Date:    26-Apr-13    Country:    Singapore    Security ID:    Y10923103
Record Date:       Meeting Type:    Special    Ticker:    C31

 

CUSIP: Y10923103    ISIN: SG1J27887962    SEDOL: 6309303

Proposal   Proponent   Mgmt Rec   Vote Instruction
Authorize Share Repurchase Program   Mgmt   For   For

Credit Suisse Group AG

 

Meeting Date:    26-Apr-13    Country:    Switzerland    Security ID:    H3698D419
Record Date:       Meeting Type:    Annual    Ticker:    CSGN

 

CUSIP: H3698D419    ISIN: CH0012138530    SEDOL: 7171589

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports (Non-Voting)   Mgmt    

Approve Remuneration Report   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board and Senior Management   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Dividends CHF 0.10 per Share from Capital Contribution Reserves to be Paid in Shares and Cash   Mgmt   For   For
Approve Creation of CHF 6.0 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve CHF 1.1 Million Increase in Pool of Conditional Capital for Delivering Shares as Part of Employee Participation Programs   Mgmt   For   For
Amend Articles Re: Board Related   Mgmt   For   For
Reelect Noreen Doyle as Director   Mgmt   For   For
Reelect Jassim Bin Hamad J.J. Al Thani as Director   Mgmt   For   For
Elect Kai S. Nargolwala as Director   Mgmt   For   For

Ratify KPMG AG as Auditors   Mgmt   For   For
Ratify BDO AG as Special Auditors   Mgmt   For   For

Jardine Cycle & Carriage Ltd.

 

Meeting Date:    26-Apr-13    Country:    Singapore    Security ID:    Y43703100
Record Date:       Meeting Type:    Annual    Ticker:    C07

 

CUSIP: Y43703100    ISIN: SG1B51001017    SEDOL: 6242260

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Adopt Financial Statements and Directors’ and Auditors’ Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Approve Directors’ Fees   Mgmt   For   For
Elect Anthony Nightingale as Director   Mgmt   For   Against

Elect Chang See Hiang as Director   Mgmt   For   For
Elect Hassan Abas as Director   Mgmt   For   For
Elect Lim Ho Kee as Director   Mgmt   For   For
Elect Michael Kok as Director   Mgmt   For   Against
Elect Boon Yoon Chiang as Director   Mgmt   For   Against
Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Other Business (Voting)   Mgmt   For   Abstain
Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Approve Mandate for Transactions with Interested Person   Mgmt   For   For

L Oreal

 

Meeting Date:    26-Apr-13    Country:    France    Security ID:    F58149133
Record Date:    22-Apr-13    Meeting Type:    Annual/Special    Ticker:    OR

 

CUSIP: F58149133    ISIN: FR0000120321    SEDOL: 4057808

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Accept Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.30 per Share   Mgmt   For   For
Elect Virgine Morgon as Director   Mgmt   For   For
Reelect Francoise Bettencourt Meyers as Director   Mgmt   For   Against
Reelect Peter Brabeck-Letmathe as Director   Mgmt   For   Against
Reelect Louis Schweitzer as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For

Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights, and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 169,207,813.88   Mgmt   For   For
Authorize up to 0.6 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Merck KGaA

 

Meeting Date:    26-Apr-13    Country:    Germany    Security ID:    D5357W103
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    MRK

 

CUSIP: D5357W103    ISIN: DE0006599905    SEDOL: 4741844

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.70 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For
Amend Affiliation Agreements with Subsidiaries   Mgmt   For   For
Amend Articles Re: Composition of the Supervisory Board   Mgmt   For   For
Amend Articles Re: Remuneration of Supervisory Board   Mgmt   For   For
Reelect Johannes Baillou to the Supervisory Board   Mgmt   For   For

Reelect Frank Binder to the Supervisory Board   Mgmt   For   For
Reelect Wolfgang Buechele to the Supervisory Board   Mgmt   For   For
Reelect Rolf Krebs to the Supervisory Board   Mgmt   For   For
Reelect Hans-Juergen Leuchs to the Supervisory Board   Mgmt   For   For
Reelect Theo Siegert to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 56.5 Million Pool of Capital without Preemptive Rights   Mgmt   For   For

Pearson plc

 

Meeting Date:    26-Apr-13    Country:    United Kingdom    Security ID:    G69651100
Record Date:    24-Apr-13    Meeting Type:    Annual    Ticker:    PSON

 

CUSIP: G69651100    ISIN: GB0006776081    SEDOL: 0677608

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect David Arculus as Director   Mgmt   For   For
Re-elect Vivienne Cox as Director   Mgmt   For   For
Re-elect Will Ethridge as Director   Mgmt   For   For
Re-elect Robin Freestone as Director   Mgmt   For   For
Re-elect Susan Fuhrman as Director   Mgmt   For   For
Re-elect Ken Hydon as Director   Mgmt   For   For
Re-elect Josh Lewis as Director   Mgmt   For   For
Re-elect John Makinson as Director   Mgmt   For   For
Re-elect Glen Moreno as Director   Mgmt   For   For
Elect John Fallon as Director   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

SKF AB

 

Meeting Date:    26-Apr-13    Country:    Sweden    Security ID:    W84237143
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    SKFB

 

CUSIP: W84237143    ISIN: SE0000108227    SEDOL: B1Q3J35

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Receive President’s Report   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 5.50 per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Determine Number of Members (9) and Deputy Members (0) of Board   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 1.2 Million for the Chairman and SEK 412,500 for Other Members; Approve Remuneration for Committee Work and Variable Pay   Mgmt   For   For

Reelect Leif Ostling, Ulla Litzen, Tom Johnstone, Lena Treschow Torell, Peter Grafoner, Lars Wedenborn, Joe Loughrey, Jouko Karvinen, and Baba Kalyani as Directors   Mgmt   For   For
Determine Number of Auditors (1)   Mgmt   For   For
Approve Remuneration of Auditors   Mgmt   For   For
Amend Articles Re: Set Auditor Term at Four Years   Mgmt   For   Against
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Approve Restricted Stock Plan for Key Employees   Mgmt   For   Against
Authorize Share Repurchase Program   Mgmt   For   For
Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee   Mgmt   For   For

Assicurazioni Generali Spa

 

Meeting Date:    27-Apr-13    Country:    Italy    Security ID:    T05040109
Record Date:    18-Apr-13    Meeting Type:    Annual/Special    Ticker:    G

 

CUSIP: T05040109    ISIN: IT0000062072    SEDOL: 4056719

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements, Statutory Reports, and Allocation of Income   Mgmt   For   For
Elect Directors (Bundled) - Choose One of The Following Slates   Mgmt    
Slate Submitted by Mediobanca SpA   SH   None   Do Not Vote
Slate Submitted by Institutional Shareholders   SH   None   For
Approve Remuneration of Directors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against

Approve Free Stock Grant; Authorize Share Repurchase Program and Reissuance of Repurchased Shares   Mgmt   For   Against
Approve Restricted Stock Plan   Mgmt   For   Against
Authorize Share Repurchase Program and Reissuance of Repurchased Shares   Mgmt   For   Against
Extraordinary Business   Mgmt    
Approve Capital Increase to Service Long-Term Incentive Plan   Mgmt   For   Against
Amend Company Bylaws   Mgmt   For   For

Atlas Copco AB

 

Meeting Date:    29-Apr-13    Country:    Sweden    Security ID:    W10020118
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    ATCOA

 

CUSIP: W10020118    ISIN: SE0000101032    SEDOL: B1QGR41

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting; Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Receive President’s Report; Allow Questions   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 5.50 per Share   Mgmt   For   For
Approve May 3, 2012 as Record Date for Dividend   Mgmt   For   For
Determine Number of Members (10) and Deputy Members of Board (0)   Mgmt   For   For

Reelect Sune Carlsson (Chair), Staffan Bohman, Johan Forssell, Ronnie Leten, Ulla Litzen, Gunilla Nordstrom, Anders Ullberg, Peter Wallenberg, and Margareth Ovrum as Directors; Elect Hans Straberg (Vice Chair) as New Director   Mgmt   For   Against
Approve Remuneration of Directors in the Amount of SEK 1.85 Million for Chairman, SEK 750,000 for Vice Chair, and SEK 555,000 for Other Directors; Approve Remuneration for Committee Work; Approve Synthetic Shares as Part of Remuneration   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Approve 2013 Stock Option Plan for Key Employees   Mgmt   For   For
Authorize Repurchase of Up to 4.25 Million Class A Shares in Connection with 2013 Stock Option Plan for Key Employees   Mgmt   For   For
Authorize Repurchase of Up to 70,000 Class A Shares in Connection with Synthetic Share Plan   Mgmt   For   For
Approve Transfer of Shares in Connection with 2013 Stock Option Plan for Key Employees   Mgmt   For   For
Approve Transfer of Shares in Connection with Synthetic Share Plan   Mgmt   For   For

Approve Transfer of Shares in Connection with 2008, 2009, and 2010 Stock Option Plans for Key Employees   Mgmt   For   For
Close Meeting   Mgmt    

Banca Monte dei Paschi di Siena SPA

 

Meeting Date:    29-Apr-13    Country:    Italy    Security ID:    T1188A116
Record Date:    18-Apr-13    Meeting Type:    Annual    Ticker:    BMPS

 

CUSIP: T1188A116    ISIN: IT0001334587    SEDOL: 7128541

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Regulations on General Meetings   Mgmt   For   For
Approve Financial Statements, Statutory Reports, and Allocation of Income   Mgmt   For   For

Elect Vice-Chairman of Board   Mgmt   None   Against
Approve Legal Action Against Former Executives   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against

DBS Group Holdings Ltd.

 

Meeting Date:    29-Apr-13    Country:    Singapore    Security ID:    Y20246107
Record Date:       Meeting Type:    Special    Ticker:    D05

 

CUSIP: Y20246107    ISIN: SG1L01001701    SEDOL: 6175203

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Proposed Renewal of the Share Purchase Mandate   Mgmt   For   For

DBS Group Holdings Ltd.

 

Meeting Date:    29-Apr-13    Country:    Singapore    Security ID:    Y20246107
Record Date:       Meeting Type:    Annual    Ticker:    D05

 

CUSIP: Y20246107    ISIN: SG1L01001701    SEDOL: 6175203

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Adopt Financial Statements and Directors’ and Auditors’ Reports   Mgmt   For   For
Declare Final Dividend Per Ordinary Share   Mgmt   For   For
Declare Final Dividend Per Non-Voting Redeemable Convertible Preference Share   Mgmt   For   For
Approve Directors’ Remuneration   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Elect Danny Teoh Leong Kay as Director   Mgmt   For   For

Elect Euleen Goh Yiu Kiang as Director   Mgmt   For   For
Elect Andre Sekulic as Director   Mgmt   For   For
Elect Woo Foong Pheng as Director   Mgmt   For   For
Approve Grant of Awards and Issue of Shares Pursuant to the DBSH Share Option Plan and DBSH Share Plan   Mgmt   For   Against
Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights   Mgmt   For   For
Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Final Dividends for the Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2013   Mgmt   For   For

Luxottica Group S.p.A.

 

Meeting Date:    29-Apr-13    Country:    Italy    Security ID:    T6444Z110
Record Date:    18-Apr-13    Meeting Type:    Annual    Ticker:    LUX

 

CUSIP: T6444Z110    ISIN: IT0001479374    SEDOL: 4800659

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Performance Shares Plan 2013-2017   Mgmt   For   Against
Approve Remuneration Report   Mgmt   For   For

Randgold Resources Ltd

 

Meeting Date:    29-Apr-13    Country:    United Kingdom    Security ID:    G73740113
Record Date:    27-Apr-13    Meeting Type:    Annual    Ticker:    RRS

 

CUSIP: G7 3740113    ISIN: GB00B01C3S32    SEDOL: B01C3S3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Philippe Lietard as Director   Mgmt   For   For
Re-elect Mark Bristow as Director   Mgmt   For   For
Re-elect Norborne Cole Jr as Director   Mgmt   For   For
Re-elect Christopher Coleman as Director   Mgmt   For   For
Re-elect Kadri Dagdelen as Director   Mgmt   For   For
Elect Jeanine Mabunda Lioko as Director   Mgmt   For   For
Re-elect Graham Shuttleworth as Director   Mgmt   For   For
Re-elect Andrew Quinn as Director   Mgmt   For   For

Re-elect Karl Voltaire as Director   Mgmt   For   For
Reappoint BDO LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Approve Awards of Ordinary Shares to Non-executive Directors   Mgmt   For   For
Approve Grant of a One-Off Career Shares Award of Ordinary Shares to the CEO   Mgmt   For   Against
Approve Increase in Non-Executive Directors’ Aggregate Fees   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

Axa

 

Meeting Date:    30-Apr-13    Country:    France    Security ID:    F06106102
Record Date:    24-Apr-13    Meeting Type:    Annual/Special    Ticker:    CS

 

CUSIP: F06106102    ISIN: FR0000120628    SEDOL: 7088429

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.72 per Share   Mgmt   For   For
Approve Auditors’ Special Report Regarding New Related-Party Transactions   Mgmt   For   For
Reelect Ramon de Oliveira as Director   Mgmt   For   For
Reelect Dominique Reiniche as Director   Mgmt   For   For
Ratify Appointment of Jean-Pierre Clamadieu as Director   Mgmt   For   For
Elect Deanna Oppenheimer as Director   Mgmt   For   For

Elect Paul Hermelin as Director   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.35 Million   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 545 Million   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 545 Million   Mgmt   For   For
Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   Mgmt   For   For

Authorize Capital Increase of Up to EUR 545 Million for Future Exchange Offers   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Issuance of Equity upon Conversion of a Subsidiary’s Equity-Linked Securities for Up to EUR 545 Million   Mgmt   For   For
Approve Issuance of Securities Convertible into Debt up to an Aggregate Nominal Amount of EUR 2 Billion   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

CLP Holdings Ltd.

 

Meeting Date:    30-Apr-13    Country:    Hong Kong    Security ID:    Y1660Q104
Record Date:    26-Apr-13    Meeting Type:    Annual    Ticker:    00002

 

CUSIP: Y1660Q104    ISIN: HK0002007356    SEDOL: 6097017

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Elect Law Fan Chiu Fun Fanny as Director   Mgmt   For   For
Elect Lee Yun Lien Irene as Director   Mgmt   For   For
Elect Michael Kadoorie as Director   Mgmt   For   Against
Elect Paul Arthur Theys as Director   Mgmt   For   Against
Elect Andrew Clifford Winawer Brandler as Director   Mgmt   For   Against
Elect Nicholas Charles Allen as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Approve Revised Levels of Remuneration Payable to the Non-executive Directors   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For

DnB NOR ASA

 

Meeting Date:    30-Apr-13    Country:    Norway    Security ID:    R1812S105
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    DNBNOR

 

CUSIP: R1812S105    ISIN: NO0010031479    SEDOL: 4263304

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Approve Notice of Meeting and Agenda   Mgmt   For   For

Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Approve Remuneration of Supervisory Board, Control Committee, and Nominating Committee   Mgmt   For   For
Approve Remuneration of Auditors   Mgmt   For   For
Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.10 per Share   Mgmt   For   For
Reelect Skarholt, Andersen, Koc, Leire, Smith, Svenning, Sorensen, and Wang as Member, and Gravir, Haslestad, Landmark, and Skogsholm as New Members of Supervisory Board; Elect Deputy Members of Supervisory Board   Mgmt   For   For
Elect Camilla Grieg and Karl Moursund as Members of Nominating Committee   Mgmt   For   For
Reelect Frode Hassel (Chairman), Thorstein Overland, Karl Olav Hovden, and Vigdis Almestad as Members of Control Committee; Reelect Ida Johnson and Elect Agnar Langeland as Deputy Members of Control Committee   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance of Repurchased Shares   Mgmt   For   For
Approve Advisory Part of Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For

Approve Binding Part of Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Approve Corporate Governance Statement   Mgmt   For   For
Matters Submitted by Shareholder Sverre Evensen   Mgmt    
Financial Structure for a New Real Economy; Financial Services Innovation; Requirements Regarding the Assignment of Roles and Impartiality; Selection of Board Members; Board Committee for Shared Financial Responsibility, Authorization and Common Interests   SH    

ENEL SpA

 

Meeting Date:    30-Apr-13    Country:    Italy    Security ID:    T3679P115
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    ENEL

 

CUSIP: T3679P115    ISIN: IT0003128367    SEDOL: 7144569

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates   Mgmt    
Slate1 Submitted by the Italian Treasury   SH   None   Do Not Vote
Slate 2 Submitted by Institutional Investors   SH   None   For
Approve Internal Auditors’ Remuneration   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

Hutchison Port Holdings Trust

 

Meeting Date:    30-Apr-13    Country:    Singapore    Security ID:    Y3780D104
Record Date:       Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N/A    ISIN: SG2D00968206    SEDOL: B56ZM74

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Adopt Report of Trustee-Manager, Statement by Trustee-Manager, Financial Statements, and Auditor’s Report   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights   Mgmt   For   For

Renault

 

Meeting Date:    30-Apr-13    Country:    France    Security ID:    F77098105
Record Date:    24-Apr-13    Meeting Type:    Annual/Special    Ticker:    RNO

 

CUSIP: F77098105    ISIN: FR0000131906    SEDOL: 4712798

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.72 per Share   Mgmt   For   For
Approve Transaction with Nissan   Mgmt   For   For
Acknowledge Auditor’s Report Related to Remuneration of Redeemable Shares   Mgmt   For   For

Reelect Dominique de La Garanderie as Director   Mgmt   For   For
Reelect Alain Belda as Director   Mgmt   For   For
Elect Yuriko Koike as Director   Mgmt   For   Against
Elect Benoit Ostertag as Representative of Employee Shareholders to the Board   Mgmt   For   Against
Acknowledge Appointment of David Azema as Director Representing the French State   Mgmt   For   Against
Acknowledge Appointment of Pascal Faure as Director Representing the French State   Mgmt   For   Against
Appoint Auditex as Alternate Auditor   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Approve Employee Stock Purchase Plan   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Saipem

 

Meeting Date:    30-Apr-13    Country:    Italy    Security ID:    T82000117
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    SPM

 

CUSIP: T82000117    ISIN: IT0000068525    SEDOL: 4768768

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Elect Director   Mgmt   For   Against
Approve Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

Shire plc

 

Meeting Date:    30-Apr-13    Country:    United Kingdom    Security ID:    G8124V108
Record Date:    28-Apr-13    Meeting Type:    Annual    Ticker:    SHP

 

CUSIP: G8124V108    ISIN: JE00B2QKY057    SEDOL: B2QKY05

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect William Burns as Director   Mgmt   For   For
Re-elect Matthew Emmens as Director   Mgmt   For   For
Re-elect Dr David Ginsburg as Director   Mgmt   For   For
Re-elect Graham Hetherington as Director   Mgmt   For   For

Re-elect David Kappler as Director   Mgmt   For   For
Re-elect Susan Kilsby as Director   Mgmt   For   For
Re-elect Anne Minto as Director   Mgmt   For   For
Re-elect David Stout as Director   Mgmt   For   For
Elect Dr Steven Gillis as Director   Mgmt   For   For
Elect Dr Flemming Ornskov as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Umicore

 

Meeting Date:    30-Apr-13    Country:    Belgium    Security ID:    B95505168
Record Date:    16-Apr-13    Meeting Type:    Annual/Special    Ticker:    UMI

 

CUSIP: B95505168    ISIN: BE0003884047    SEDOL: 4005001

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Receive Directors’ and Auditors’ Reports (Non-Voting)   Mgmt    
Approve Remuneration Report   Mgmt   For   For
Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.00 per Share   Mgmt   For   For
Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Approve Discharge of Directors   Mgmt   For   For
Approve Discharge of Auditors   Mgmt   For   For

Reelect Isabelle Bouillot as Director   Mgmt   For   For
Reelect Shohei Naito as Director   Mgmt   For   For
Elect Frans van Daele as Independent Director   Mgmt   For   For
Elect Barabara Kux as Independent Director   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Special Meeting   Mgmt    
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For

Vivendi

 

Meeting Date:    30-Apr-13    Country:    France    Security ID:    F97982106
Record Date:    24-Apr-13    Meeting Type:    Annual/Special    Ticker:    VIV

 

CUSIP: F97982106    ISIN: FR0000127771    SEDOL: 4834777

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   Against
Approve Treatment of Losses and Dividends of EUR 1 per Share   Mgmt   For   For
Approve Severance Payment Agreement with Philippe Capron   Mgmt   For   For
Elect Vincent Bollore as Supervisory Board Member   Mgmt   For   For
Elect Pascal Cagni as Supervisory Board Member   Mgmt   For   For
Elect Yseulys Costes as Supervisory Board Member   Mgmt   For   For
Elect Alexandre de Juniac as Supervisory Board Member   Mgmt   For   For
Elect Nathalie Bricault as Representative of Employee Shareholders to the Supervisory Board   Mgmt   For   For

Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Stock Purchase Plan Reserved for International Employees   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

GlaxoSmithKline plc

 

Meeting Date:    01-May-13    Country:    United Kingdom    Security ID:    G3910J112
Record Date:    29-Apr-13    Meeting Type:    Annual    Ticker:    GSK

 

CUSIP: G3910J112    ISIN: GB0009252882    SEDOL: 0925288

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Lynn Elsenhans as Director   Mgmt   For   For
Elect Jing Ulrich as Director   Mgmt   For   For
Elect Hans Wijers as Director   Mgmt   For   For
Re-elect Sir Christopher Gent as Director   Mgmt   For   For
Re-elect Sir Andrew Witty as Director   Mgmt   For   For
Re-elect Sir Roy Anderson as Director   Mgmt   For   For

Re-elect Dr Stephanie Burns as Director   Mgmt   For   For
Re-elect Stacey Cartwright as Director   Mgmt   For   For
Re-elect Simon Dingemans as Director   Mgmt   For   For
Re-elect Judy Lewent as Director   Mgmt   For   For
Re-elect Sir Deryck Maughan as Director   Mgmt   For   For
Re-elect Dr Daniel Podolsky as Director   Mgmt   For   For
Re-elect Dr Moncef Slaoui as Director   Mgmt   For   For
Re-elect Tom de Swaan as Director   Mgmt   For   For
Re-elect Sir Robert Wilson as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit & Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For

Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Kerry Group plc

 

Meeting Date:    01-May-13    Country:    Ireland    Security ID:    G52416107
Record Date:    29-Apr-13    Meeting Type:    Annual    Ticker:    KRZ

 

CUSIP: G52416107    ISIN: IE0004906560    SEDOL: 4519579

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Approve Dividends   Mgmt   For   For
Elect Sean Bugler as Director   Mgmt   For   Against
Reelect Denis Buckley as Director   Mgmt   For   For
Reelect Gerry Behan as Director   Mgmt   For   Against
Reelect Kieran Breen as Director   Mgmt   For   Against
Reelect Denis Carroll as Director   Mgmt   For   Against
Reelect Michael Dowling as Director   Mgmt   For   Against
Reelect Patrick Flahive as Director   Mgmt   For   Against
Reelect Joan Garahy as Director   Mgmt   For   For
Reelect Flor Healy as Director   Mgmt   For   Against
Reelect James Kenny as Director   Mgmt   For   For
Reelect Stan McCarthy as Director   Mgmt   For   Against
Reelect Brian Mehigan as Director   Mgmt   For   Against
Reelect Gerard O’Hanlon as Director   Mgmt   For   Against
Reelect Michael Teahan as Director   Mgmt   For   Against
Reelect Philip Toomey as Director   Mgmt   For   For

Reelect Denis Wallis as Director   Mgmt   For   Against
Authorize Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Approve Kerry Group PLC 2013 Long Term Incentive Plan   Mgmt   For   For
Amend Company’s Articles of Association   Mgmt   For   For

Meggitt plc

 

Meeting Date:    01-May-13    Country:    United Kingdom    Security ID:    G59640105
Record Date:    29-Apr-13    Meeting Type:    Annual    Ticker:    MGGT

 

CUSIP: G59640105    ISIN: GB0005758098    SEDOL: 0575809

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Colin Terry as Director   Mgmt   For   For
Re-elect Stephen Young as Director   Mgmt   For   For
Re-elect Philip Green as Director   Mgmt   For   For
Re-elect Paul Heiden as Director   Mgmt   For   For
Re-elect Brenda Reichelderfer as Director   Mgmt   For   For
Re-elect David Robins as Director   Mgmt   For   For
Re-elect David Williams as Director   Mgmt   For   For
Elect Guy Berruyer as Director   Mgmt   For   For
Elect Philip Cox as Director   Mgmt   For   For

Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Increase in Maximum Aggregate Amount of Directors’ Fees   Mgmt   For   For

The Weir Group plc

 

Meeting Date:    01-May-13    Country:    United Kingdom    Security ID:    G95248137
Record Date:    29-Apr-13    Meeting Type:    Annual    Ticker:    WEIR

 

CUSIP: G95248137    ISIN: GB0009465807    SEDOL: 0946580

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Charles Berry as Director   Mgmt   For   For
Re-elect Keith Cochrane as Director   Mgmt   For   For
Re-elect Alan Ferguson as Director   Mgmt   For   For
Re-elect Melanie Gee as Director   Mgmt   For   For
Re-elect Richard Menell as Director   Mgmt   For   For
Re-elect John Mogford as Director   Mgmt   For   For
Re-elect Lord Robertson of Port Ellen as Director   Mgmt   For   For
Re-elect Lord Smith of Kelvin as Director   Mgmt   For   For
Re-elect Jon Stanton as Director   Mgmt   For   For

Reappoint Ernst & Young LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

ARM Holdings plc

 

Meeting Date:    02-May-13    Country:    United Kingdom    Security ID:    G0483X122
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    ARM

 

CUSIP: G0483X122    ISIN: GB0000595859    SEDOL: 0059585

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Sir John Buchanan as Director   Mgmt   For   For
Re-elect Warren East as Director   Mgmt   For   For
Re-elect Andy Green as Director   Mgmt   For   For
Re-elect Larry Hirst as Director   Mgmt   For   For
Re-elect Mike Muller as Director   Mgmt   For   For
Re-elect Kathleen O’Donovan as Director   Mgmt   For   For
Re-elect Janice Roberts as Director   Mgmt   For   For
Re-elect Philip Rowley as Director   Mgmt   For   For
Re-elect Tim Score as Director   Mgmt   For   For
Re-elect Simon Segars as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For

Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Baloise Holding

 

Meeting Date:    02-May-13    Country:    Switzerland    Security ID:    H04530202
Record Date:       Meeting Type:    Annual    Ticker:    BALN

 

CUSIP: H04530202    ISIN: CH0012410517    SEDOL: 7124594

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board and Senior Management   Mgmt   For   For
Approve Allocation of Income and Dividends of CHF 4.50 per Share   Mgmt   For   For
Approve Creation of CHF 500,000 Pool of Capital without Preemptive Rights   Mgmt   For   For
Reelect Georg Krayer as Director   Mgmt   For   For
Reelect Michael Becker as Director   Mgmt   For   For
Reelect Werner Kummer as Director   Mgmt   For   For
Elect Karin Keller-Stutter as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers AG as Auditors   Mgmt   For   For

Fresnillo plc

 

Meeting Date:    02-May-13    Country:    United Kingdom    Security ID:    G371E2108
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    FRES

 

CUSIP: G371E2108    ISIN: GB00B2QPKJ12    SEDOL: B2QPKJ1

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Alberto Bailleres as Director   Mgmt   For   Abstain
Re-elect Lord Cairns as Director   Mgmt   For   For
Re-elect Javier Fernandez as Director   Mgmt   For   For
Re-elect Fernando Ruiz as Director   Mgmt   For   For
Re-elect Fernando Solana as Director   Mgmt   For   For
Re-elect Guy Wilson as Director   Mgmt   For   For
Re-elect Juan Bordes as Director   Mgmt   For   For
Re-elect Arturo Fernandez as Director   Mgmt   For   For

Re-elect Rafael MacGregor as Director   Mgmt   For   For
Re-elect Jaime Lomelin as Director   Mgmt   For   For
Re-elect Maria Asuncion Aramburuzabala as Director   Mgmt   For   For
Re-elect Alejandro Bailleres as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

GKN plc

 

Meeting Date:    02-May-13    Country:    United Kingdom    Security ID:    G39004232
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    GKN

 

CUSIP: G39004232    ISIN: GB0030646508    SEDOL: 3064650

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Michael Turner as Director   Mgmt   For   For
Re-elect Nigel Stein as Director   Mgmt   For   For
Re-elect Marcus Bryson as Director   Mgmt   For   For
Re-elect Andrew Reynolds Smith as Director   Mgmt   For   For
Re-elect William Seeger as Director   Mgmt   For   For
Elect Angus Cockburn as Director   Mgmt   For   For
Re-elect Tufan Erginbilgic as Director   Mgmt   For   For

Re-elect Shonaid Jemmett-Page as Director   Mgmt   For   For
Re-elect Richard Parry-Jones as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

GPT Group

 

Meeting Date:    02-May-13    Country:    Australia    Security ID:    Q4252X155
Record Date:    30-Apr-13    Meeting Type:    Annual/Special    Ticker:    GPT

 

CUSIP: Q4252X106    ISIN: AU000000GPT8    SEDOL: 6365866

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Robert Ferguson as a Director   Mgmt   For   For
Elect Anne McDonald as a Director   Mgmt   For   For
Elect Brendan Crotty as a Director   Mgmt   For   For
Elect Eileen Doyle as a Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Performance Rights to Michael Cameron, Managing Director and Chief Executive Officer of the Company   Mgmt   For   For
Approve the Amendments to the Company’s Constitution   Mgmt   For   For
Approve the Amendments to the Trust Deed   Mgmt   For   For

Reckitt Benckiser Group plc

 

Meeting Date:    02-May-13    Country:    United Kingdom    Security ID:    G74079107
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    RB.

 

CUSIP: G74079107    ISIN: GB00B24CGK77    SEDOL: B24CGK7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Adrian Bellamy as Director   Mgmt   For   For
Re-elect Peter Harf as Director   Mgmt   For   For
Re-elect Richard Cousins as Director   Mgmt   For   For
Re-elect Kenneth Hydon as Director   Mgmt   For   For

Re-elect Rakesh Kapoor as Director   Mgmt   For   For
Re-elect Andre Lacroix as Director   Mgmt   For   For
Re-elect Graham Mackay as Director   Mgmt   For   For
Re-elect Judith Sprieser as Director   Mgmt   For   For
Re-elect Warren Tucker as Director   Mgmt   For   For
Elect Adrian Hennah as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Rolls-Royce Holdings plc

 

Meeting Date:    02-May-13    Country:    United Kingdom    Security ID:    G76225104
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: G7630U109    ISIN: GB00B63H8491    SEDOL: B63H849

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Ian Davis as Director   Mgmt   For   For
Elect Jasmin Staiblin as Director   Mgmt   For   For
Re-elect John Rishton as Director   Mgmt   For   For
Re-elect Dame Helen Alexander as Director   Mgmt   For   For
Re-elect Lewis Booth as Director   Mgmt   For   For

Re-elect Sir Frank Chapman as Director   Mgmt   For   For
Re-elect Iain Conn as Director   Mgmt   For   For
Re-elect James Guyette as Director   Mgmt   For   For
Re-elect John McAdam as Director   Mgmt   For   For
Re-elect Mark Morris as Director   Mgmt   For   For
Re-elect John Neill as Director   Mgmt   For   For
Re-elect Colin Smith as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Payment to Shareholders   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Adopt New Articles of Association   Mgmt   For   For

Schroders plc

 

Meeting Date:    02-May-13    Country:    United Kingdom    Security ID:    G7860B102
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    SDR

 

CUSIP: G7860B102    ISIN: GB0002405495    SEDOL: 0240549

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Nichola Pease as Director   Mgmt   For   For
Re-elect Ashley Almanza as Director   Mgmt   For   For
Re-elect Andrew Beeson as Director   Mgmt   For   For

Re-elect Luc Bertrand as Director   Mgmt   For   For
Re-elect Robin Buchanan as Director   Mgmt   For   For
Re-elect Michael Dobson as Director   Mgmt   For   For
Re-elect Lord Howard of Penrith as Director   Mgmt   For   For
Re-elect Philip Mallinckrodt as Director   Mgmt   For   For
Re-elect Bruno Schroder as Director   Mgmt   For   For
Re-elect Massimo Tosato as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Non-Voting Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

TENARIS SA

 

Meeting Date:    02-May-13    Country:    Luxembourg    Security ID:    L90272102
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    TEN

 

CUSIP: L90272102    ISIN: LU0156801721    SEDOL: 7538515

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive and Approve Board’s and Auditor’s Reports   Mgmt   For   For
Approve Consolidated Financial Statements   Mgmt   For   For
Approve Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Discharge of Directors   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Directors   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Allow Electronic Distribution of Company Documents to Shareholders   Mgmt   For   For

UBS AG

 

Meeting Date:    02-May-13    Country:    Switzerland    Security ID:    H89231338
Record Date:       Meeting Type:    Annual    Ticker:    UBSN

 

CUSIP: H89231338    ISIN: CH0024899483    SEDOL: B18YFJ4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Allocation of Income and Dividends of CHF 0.15 per Share from Capital Contribution Reserve   Mgmt   For   For

Approve Discharge of Board and Senior Management   Mgmt   For   For
Reelect Axel Weber as Director   Mgmt   For   For
Reelect Michel Demare as Director   Mgmt   For   For
Reelect David Sidwell as Director   Mgmt   For   For
Reelect Rainer-Marc Frey as Director   Mgmt   For   For
Relect Ann Godbehere as Director   Mgmt   For   For
Reelect Axel Lehmann as Director   Mgmt   For   For
Reelect Helmut Panke as Director   Mgmt   For   For
Reelect William Parrett as Director   Mgmt   For   For
Reelect Isabelle Romy as Director   Mgmt   For   For
Reelect Beatrice Weder di Mauro as Director   Mgmt   For   For
Reelect Joseph Yam as Director   Mgmt   For   For
Elect Reto Francioni as Director   Mgmt   For   For
Ratify Ernst & Young Ltd. as Auditors   Mgmt   For   For

Alumina Ltd.

 

Meeting Date:    03-May-13    Country:    Australia    Security ID:    Q0269M109
Record Date:    01-May-13    Meeting Type:    Annual    Ticker:    AWC

 

CUSIP: Q0269M109    ISIN: AU000000AWC3    SEDOL: 6954985

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Remuneration Report   Mgmt   For   Against
Elect Peter A F Hay as a Director   Mgmt   For   For
Elect Emma R Stein as a Director   Mgmt   For   For
Elect Chen Zeng as a Director   Mgmt   For   For
Approve the Grant of Performance Rights to John Bevan, Chief Executive Officer of the Company   Mgmt   For   For

Boliden AB

 

Meeting Date:    03-May-13    Country:    Sweden    Security ID:    W17218103
Record Date:    26-Apr-13    Meeting Type:    Annual    Ticker:    BOLI

 

CUSIP: W17218103    ISIN: SE0000869646    SEDOL: B1XCBX9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports; Receive Auditor’s Report   Mgmt    
Receive Report on Work of Board and its Committees   Mgmt    

Receive President’s Report   Mgmt    
Receive Report on Audit Work During 2011   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 4.00 per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Receive Nominating Committee’s Report   Mgmt    
Determine Number of Members (8) and Deputy Members (0) of Board; Set Number of Auditors at One   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 1.1 Million for Chairman and SEK 430,000 for Other Directors; Approve Remuneration for Committee Work   Mgmt   For   For
Reelect Marie Berglund, Staffan Bohman, Lennart Evrell, Ulla Litzén, Michael G:son Löw, Leif Rönnbäck, and Anders Ullberg (Chairman) as Directors; Elect Tom Erixon as New Director   Mgmt   For   For
Approve Remuneration of Auditors   Mgmt   For   For

Ratify Ernst & Young as Auditors   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Elect Jan Andersson, Lars-Erik Forsgaardh, Thomas Ehlin, Anders Oscarsson, and Anders Ullberg as Members of Nominating Committee   Mgmt   For   For
Close Meeting   Mgmt    

Compagnie generale de geophysique Veritas

 

Meeting Date:    03-May-13    Country:    France    Security ID:    F2349S108
Record Date:    26-Apr-13    Meeting Type:    Annual/Special    Ticker:    CGG

 

CUSIP: F2349S108    ISIN: FR0000120164    SEDOL: 4215394

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    

Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Absence of Dividends   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Reelect Loren Carroll as Director   Mgmt   For   For
Reelect Terence Young as Director   Mgmt   For   For
Ratify Appointment of Agnes Lemarchand as Director   Mgmt   For   For
Reelect Agnes Lemarchand as Director   Mgmt   For   For
Renew Appointment of Ernst and Young as Auditor   Mgmt   For   For
Renew Appointment of Mazars as Auditor   Mgmt   For   For
Renew Appointment of Auditex as Alternate Auditor   Mgmt   For   For
Renew Appointment of Patrick de Cambourg as Alternate Auditor   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 730,000   Mgmt   For   For

 

Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   Against
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For
Approve Related-Party Transactions Regarding Corporate Officers’ Remuneration   Mgmt   For   For
Approve Severance Payment Agreement with Jean-Georges Malcor   Mgmt   For   For
Extraordinary Business   Mgmt    
Change Company Name to CGG and Amend Article 3 of Bylaws Accordingly   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 35 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 9 Million   Mgmt   For   For
Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   Mgmt   For   For

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 18 to 20   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize up to 1.32 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Authorize up to 0.68 Percent of Issued Capital for Use in Stock Option Plan Reserved for CEO and/or Executive Committee Members   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Approve Issuance of Securities Convertible into Debt up to Aggregate Nominal Amount of EUR 1.2 Billion   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

E.ON SE

 

Meeting Date:    03-May-13    Country:    Germany    Security ID:    D24914133
Record Date:       Meeting Type:    Annual    Ticker:    EOAN

 

CUSIP: D24914133    ISIN: DE000ENAG999    SEDOL: 4942904

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.10 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For

 

Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2013   Mgmt   For   For
Elect Denise Kingsmill to the Supervisory Board   Mgmt   For   For
Elect Ulrich Lehner to the Supervisory Board   Mgmt   For   For
Elect Rene Obermann to the Supervisory Board   Mgmt   For   For
Elect Karen de Segundo to the Supervisory Board   Mgmt   For   For
Elect Theo Siegert to the Supervisory Board   Mgmt   For   For
Elect Werner Wenning to the Supervisory Board   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Approve Remuneration of Supervisory Board   Mgmt   For   For

Kerry Properties Ltd.

 

Meeting Date:    03-May-13    Country:    Hong Kong    Security ID:    G52440107
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    00683

 

CUSIP: G52440107    ISIN: BMG524401079    SEDOL: 6486314

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Wong Siu Kong as Director   Mgmt   For   Against
Elect Qian Shaohua as Director   Mgmt   For   Against
Elect Ku Moon Lun as Director   Mgmt   For   For
Elect Chang Tso Tung, Stephen as Director   Mgmt   For   For
Authorize Board to Fix Directors’ Remuneration   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Koninklijke DSM NV

 

Meeting Date:    03-May-13    Country:    Netherlands    Security ID:    N5017D122
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    DSM

 

CUSIP: N5017D122    ISIN: NL0000009827    SEDOL: B0HZL93

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 1.50 Per Share   Mgmt   For   For

Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Elect D. de Vreeze to Executive Board   Mgmt   For   For
Reelect P. Hochuli to Supervisory Board   Mgmt   For   For
Amend Remuneration Policy for Management Board Members   Mgmt   For   For
Receive Announcements Re: Auditor Assessment   Mgmt    
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Cancellation of Shares   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

Koninklijke Philips Electronics

 

Meeting Date:    03-May-13    Country:    Netherlands    Security ID:    N6817P109
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N6817P109    ISIN: NL0000009538    SEDOL: 5986622

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
President’s Speech   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 0.75 Per Share   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For

Reelect C.A. Poon to Supervisory Board   Mgmt   For   For
Reelect J.J. Schiro to Supervisory Board   Mgmt   For   For
Reelect J. van der Veer to Supervisory Board   Mgmt   For   For
Amend Long-Term Incentive Plan   Mgmt   For   For
Approve Performance Share and Performance Stock Option Grants   Mgmt   For   For
Change Company Name to Koninklijke Philips N.V.   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a   Mgmt   For   For
Authorize Repurchase of Shares   Mgmt   For   For
Approve Cancellation of Repurchased Shares   Mgmt   For   For
Allow Questions   Mgmt    

Lagardere SCA

 

Meeting Date:    03-May-13    Country:    France    Security ID:    F5485U100
Record Date:    26-Apr-13    Meeting Type:    Annual/Special    Ticker:    MMB

 

CUSIP: F5485U100    ISIN: FR0000130213    SEDOL: 4547213

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.30 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Elect Aline Sylla-Walbaum as Supervisory Board Member   Mgmt   For   For

Elect Soumia Malinbaum as Supervisory Board Member   Mgmt   For   For
Extraordinary Business   Mgmt    
Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 1.5 Billion   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 265 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, up to Aggregate Nominal Amount of EUR 160 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, up to Aggregate Nominal Amount of EUR 120 Million   Mgmt   For   For
Approve Issuance of Shares up to 10 Percent of Issued Capital Per Year Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 80 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capital Increase of to EUR 120 Million for Future Acquisitions   Mgmt   For   For

Set Total Limit for Capital Increase to Result from All Issuance Requests whithout Preemptive Rights Under Items 7-13 at EUR 120 Million   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 300 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital Per Year for Use in Stock Option Plan   Mgmt   For   For
Authorize up to 0.025 Percent of Issued Capital Per Year for Use in Restricted Stock Plan for Corporate Executive Officers   Mgmt   For   Against
Authorize up to 0.6 Percent of Issued Capital Per Year for Use in Restricted Stock Plan for Employees and Executives   Mgmt   For   Against
Approve Employee Stock Purchase Plan   Mgmt   For   For
Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 16-19 at 1 Percent of Issued Capital   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Amend Article 9, 10-1, 12-3 and 19-5 of Bylaws Re: Shareholding Disclosure Treshold, Company’s Management, Supervisory Board Members Length of Term, Attendance Sheet   Mgmt   For   For

Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Sanofi

 

Meeting Date:    03-May-13    Country:    France    Security ID:    F5548N101
Record Date:    26-Apr-13    Meeting Type:    Annual/Special    Ticker:    SAN

 

CUSIP: F5548N101    ISIN: FR0000120578    SEDOL: 5671735

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For

Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.77 per Share   Mgmt   For   For
Elect Fabienne Lecorvaisier as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For

Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans   Mgmt   For   For
Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Scania Ab

 

Meeting Date:    03-May-13    Country:    Sweden    Security ID:    W76082119
Record Date:    26-Apr-13    Meeting Type:    Annual    Ticker:    SCVB

 

CUSIP: W76082119    ISIN: SE0000308280    SEDOL: B1RDYG2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Receive Chairman’s and President’s Reports   Mgmt    
Allow Questions   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 4.75 per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For

Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Approve 2013 Cash Based Incentive Plan Based on Residual Net Income   Mgmt   For   Against
Determine Number of Members (10) and Deputy Members of Board (0)   Mgmt   For   For
Approve Remuneration of Directors in Aggregated Amount of SEK 2.0 Million; Approve Additional Remuneration for Committee Work   Mgmt   For   For
Elect Peter Abele, Helmut Aurenz, Ferdinand Piech, Hans Potsch, Francisco Sanz, Asa Thunman, Peter Wallenberg Jr, Martin Winterkorn (Chair) and Leif Ostling (Vice Chair) as Directors; Elect Martin Lundstedt as New Director   Mgmt   For   Against
Approve Remuneration of Auditors   Mgmt   For   For
Abolish Nominating Committee   Mgmt   For   Against
Close Meeting   Mgmt    

Vienna Insurance Group Ag

 

Meeting Date:    03-May-13    Country:    Austria    Security ID:    A9142L128
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    VIG

 

CUSIP: A9142L128    ISIN: AT0000908504    SEDOL: B0BKSS2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Creation of EUR 66.4 Million Pool of Capital without Preemptive Rights   Mgmt   For   Against
Approve Issuance of Profit Participation Certificates without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion   Mgmt   For   For
Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion   Mgmt   For   Against

Amend Articles to Reflect Changes in Capital   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Allianz SE

 

Meeting Date:    07-May-13    Country:    Germany    Security ID:    D03080112
Record Date:       Meeting Type:    Annual    Ticker:    ALV

 

CUSIP: D03080112    ISIN: DE0008404005    SEDOL: 5231485

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 4.50 per Share   Mgmt   For   For

 

Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Elect Christine Bosse to the Supervisory Board   Mgmt   For   For

Deutsche Lufthansa AG

 

Meeting Date:    07-May-13    Country:    Germany    Security ID:    D1908N106
Record Date:       Meeting Type:    Annual    Ticker:    LHA

 

CUSIP: D1908N106    ISIN: DE0008232125    SEDOL: 5287488

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Omission of Dividends   Mgmt   For   For

Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For
Elect Jacques Aigrain to the Supervisory Board   Mgmt   For   For
Elect Werner Brandt to the Supervisory Board   Mgmt   For   For
Elect Herbert Hainer to the Supervisory Board   Mgmt   For   For
Elect Jürgen Hambrecht to the Supervisory Board   Mgmt   For   For
Elect Robert M. Kimmitt to the Supervisory Board   Mgmt   For   For
Elect Karl-Ludwig Kley to the Supervisory Board   Mgmt   For   For
Elect Martin Koehler to the Supervisory Board   Mgmt   For   For
Elect Nicola Leibinger-Kammueller to the Supervisory Board   Mgmt   For   For
Elect Wolfgang Mayrhuber to the Supervisory Board   Mgmt   For   For
Elect Matthias Wissmann to the Supervisory Board   Mgmt   For   For

Hannover Rueckversicherung AG

 

Meeting Date:    07-May-13    Country:    Germany    Security ID:    D3015J135
Record Date:       Meeting Type:    Annual    Ticker:    HNR1

 

CUSIP: D3015J135    ISIN: DE0008402215    SEDOL: 4511809

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.60 per Share Plus Bonus of EUR 0.40 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For

Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Amend Articles Re: Entry in the Share Register   Mgmt   For   For
Approve Remuneration of Supervisory Board   Mgmt   For   For

Hochtief AG

 

Meeting Date:    07-May-13    Country:    Germany    Security ID:    D33134103
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    HOT

 

CUSIP: D33134103    ISIN: DE0006070006    SEDOL: 5108664

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1 per Share   Mgmt   For   For

Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify Deloitte as Auditors for Fiscal 2013   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares and Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Elect Michael Frenzel to the Supervisory Board   Mgmt   For   For
Elect Francisco Garcia to the Supervisory Board   Mgmt   For   For
Elect Jan Wicke to the Supervisory Board   Mgmt   For   For
Ammend Articles Re: Remuneration of the Supervisory Board   Mgmt   For   For

Kuehne & Nagel International AG

 

Meeting Date:    07-May-13    Country:    Switzerland    Security ID:    H4673L145
Record Date:       Meeting Type:    Annual    Ticker:    KNIN

 

CUSIP: H4673L145    ISIN: CH0025238863    SEDOL: B142S60

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of CHF 3.50 per Share   Mgmt   For   For
Approve Discharge of Board and Senior Management   Mgmt   For   For
Reelect Renato Fassbind as Director   Mgmt   For   For
Reelect Juergen Fitschen as Director   Mgmt   For   For
Reelect Karl Gernandt as Director   Mgmt   For   Against
Reelect Klaus-Michael Kuehne as Director   Mgmt   For   Against
Reelect Hans Lerch as Director   Mgmt   For   For
Reelect Thomas Staehelin as Director   Mgmt   For   Against
Reelect Joerg Wolle as Director   Mgmt   For   For
Reelect Bernd Wrede as Director   Mgmt   For   Against
Ratify Ernst & Young AG as Auditors   Mgmt   For   For

L Air Liquide

 

Meeting Date:    07-May-13    Country:    France    Security ID:    F01764103
Record Date:    30-Apr-13    Meeting Type:    Annual/Special    Ticker:    AI

 

CUSIP: F01764103    ISIN: FR0000120073    SEDOL: B1YXBJ7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For

Approve Allocation of Income and Dividends of EUR 2.50 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Thierry Desmarest as Director   Mgmt   For   For
Reelect Thierry Peugeot as Director   Mgmt   For   For
Approve Severance Payment Agreement with Benoit Potier   Mgmt   For   For
Approve Severance Payment Agreement with Pierre Dufour   Mgmt   For   For
Authorize Issuance of Bonds/Debentures   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 430 Million   Mgmt   For   For

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Lafarge

 

Meeting Date:    07-May-13    Country:    France    Security ID:    F54432111
Record Date:    30-Apr-13    Meeting Type:    Annual/Special    Ticker:    LG

 

CUSIP: F54432111    ISIN: FR0000120537    SEDOL: 4502706

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Accept Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.00 per Ordinary Share and EUR 1.10 per Long-Term Registered Share   Mgmt   For   For
Approve Transaction with Orascom Construction Industries S.A.E.   Mgmt   For   For
Approve Severance Payment Agreement with Bruno Lafont   Mgmt   For   Against
Reelect Bruno Lafont as Director   Mgmt   For   Against
Reelect Philippe Charrier as Director   Mgmt   For   For
Reelect Oscar Fanjul as Director   Mgmt   For   For
Reelect Juan Gallardo as Director   Mgmt   For   For
Reelect Helene Ploix as Director   Mgmt   For   Against

Authorize Repurchase of Up to 5 Percent of Issued Share Capital   Mgmt   For   For
Authorize Issuance of Bonds/Debentures in the Aggregate Value of EUR 8 Billion   Mgmt   For   For
Extraordinary Business   Mgmt    
Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 8 Billion   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 560 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 112 Million   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 112 Million   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Vote under Items 14 and 15   Mgmt   For   For

Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Reduction in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize up to 1.50 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize up to 1.50 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Stock Purchase Plan Reserved for International Employees   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Nokia Corp.

 

Meeting Date:    07-May-13    Country:    Finland    Security ID:    X61873133
Record Date:    24-Apr-13    Meeting Type:    Annual    Ticker:    NOK1V

 

CUSIP: X61873133    ISIN: FI0009000681    SEDOL: 5902941

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Call the Meeting to Order   Mgmt    
Designate Inspector or Shareholder Representative(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Receive Financial Statements and Statutory Reports; Receive CEO’s Review   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Omission of Dividends   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Board Members; Approve Remuneration for Committee Work   Mgmt   For   For

Fix Number of Directors at 10   Mgmt   For   For
Reelect Bruce Brown, Stephen Elop, Henning Kagermann, Jouko Karvinen, Helge Lund, Mårten Mickos, Elizabeth Nelson, Risto Siilasmaa, and Kari Stadigh as Directors; Elect Elizabeth Doherty as New Director   Mgmt   For   For
Approve Remuneration of Auditors   Mgmt   For   For
Ratify PricewaterhouseCoopers Oy as Auditor   Mgmt   For   For
Authorize Share Repurchase Program of up to 370 Million Shares   Mgmt   For   For
Approve Issuance of up to 740 Million Shares without Preemptive Rights   Mgmt   For   For
Close Meeting   Mgmt    

Securitas AB

 

Meeting Date:    07-May-13    Country:    Sweden    Security ID:    W7912C118
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    SECUB

 

CUSIP: W7912C118    ISIN: SE0000163594    SEDOL: 5554041

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive President’s Report   Mgmt    
Receive Financial Statements and Statutory Reports   Mgmt    
Receive Auditor’s Report on Application of Guidelines for Remuneration for Executive Management   Mgmt    

Receive Dividend Proposal (SEK 3.00 per Share)   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 3.00 per Share   Mgmt   For   For
Approve May 13, 2013, as Record Date for Dividend Payment   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Determine Number of Members (8) and Deputy Members (0) of Board   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 1 Million for the Chairman, SEK 750,000 for the Vice Chairman, and SEK 500,000 for Other Members; Approve Remuneration for Committee Work; Approve Remuneration of Auditors   Mgmt   For   For
Reelect Fredrik Cappelen, Carl Douglas, Marie Ehrling, Annika Falkengren, Alf Goransson, Fredrik Palmstierna, Melker Schorling (Chairman) , and Sofia Schorling-Hogberg as Directors   Mgmt   For   Against
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Reelect Gustaf Douglas, Mikael Ekdahl, Jan Andersson, and Henrik Didner as Members of Nominating Committee; Elect Thomas Ehlin as New Member of Nominating Committee   Mgmt   For   For

Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   Against
Authorize Share Repurchase Program   Mgmt   For   For
Approve Share and Cash Bonus Plan 2013; Approve Swap Agreement in Connection with the Plan   Mgmt   For   For
Close Meeting   Mgmt    

Adidas AG

 

Meeting Date:    08-May-13    Country:    Germany    Security ID:    D0066B185
Record Date:       Meeting Type:    Annual    Ticker:    ADS

 

CUSIP: D0066B102    ISIN: DE000A1EWWW0    SEDOL: 4031976

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.35 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Amendments of Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Creation of EUR 50 Million Pool of Capital with Preemptive Rights   Mgmt   For   For
Approve Creation of EUR 25 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Creation of EUR 20 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2013   Mgmt   For   For

ArcelorMittal

 

Meeting Date:    08-May-13    Country:    Luxembourg    Security ID:    L0302D129
Record Date:    24-Apr-13    Meeting Type:    Annual/Special    Ticker:    N/A

 

CUSIP: N/A    ISIN: LU0323134006    SEDOL: B03XPL1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Receive Board’s and Auditor’s Reports   Mgmt    
Approve Consolidated Financial Statements   Mgmt   For   For
Approve Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Approve Discharge of Directors   Mgmt   For   For
Reelect Vanish Mittal Bathia as Director   Mgmt   For   For

Reelect Suzanne P. Nimocks as Director   Mgmt   For   For
Reelect Jeannot Krecké as Director   Mgmt   For   For
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Amend Restricted Stock Plan   Mgmt   For   For
Extraordinary Meeting   Mgmt    
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Articles 5.2 and 5.5 Accordingly   Mgmt   For   For

BAE Systems plc

 

Meeting Date:    08-May-13    Country:    United Kingdom    Security ID:    G06940103
Record Date:    06-May-13    Meeting Type:    Annual    Ticker:    BA.

 

CUSIP: G06940103    ISIN: GB0002634946    SEDOL: 0263494

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Paul Anderson as Director   Mgmt   For   For
Re-elect Harriet Green as Director   Mgmt   For   For
Re-elect Linda Hudson as Director   Mgmt   For   For
Re-elect Ian King as Director   Mgmt   For   For
Re-elect Peter Lynas as Director   Mgmt   For   For
Re-elect Lee McIntire as Director   Mgmt   For   For
Re-elect Richard Olver as Director   Mgmt   For   For
Re-elect Paula Rosput Reynolds as Director   Mgmt   For   For
Re-elect Nicholas Rose as Director   Mgmt   For   For
Re-elect Carl Symon as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For

Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Cathay Pacific Airways Ltd

 

Meeting Date:    08-May-13    Country:    Hong Kong    Security ID:    Y11757104
Record Date:    02-May-13    Meeting Type:    Annual    Ticker:    00293

 

CUSIP: Y11757104    ISIN: HK0293001514    SEDOL: 6179755

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Cai Jianjiang as Director   Mgmt   For   Against
Elect Fan Cheng as Director   Mgmt   For   Against
Elect Peter Alan Kilgour as Director   Mgmt   For   Against
Elect Irene Yun Lien Lee as Director   Mgmt   For   For
Elect Wong Tung Shun Peter as Director   Mgmt   For   Against
Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Approve Proposed Change of Name of the Company   Mgmt   For   For

CRH plc

 

Meeting Date:    08-May-13    Country:    Ireland    Security ID:    G25508105
Record Date:    06-May-13    Meeting Type:    Annual    Ticker:    CRG

 

CUSIP: G25508105    ISIN: IE0001827041    SEDOL: 4182249

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Ernst Bartschi as Director   Mgmt   For   For
Re-elect Maeve Carton as Director   Mgmt   For   For
Re-elect Bill Egan as Director   Mgmt   For   For
Re-elect Utz-Hellmuth Felcht as Director   Mgmt   For   For
Re-elect Nicky Hartery as Director   Mgmt   For   For
Re-elect Jan de Jong as Director   Mgmt   For   For
Re-elect John Kennedy as Director   Mgmt   For   For

Re-elect Myles Lee as Director   Mgmt   For   For
Re-elect Heather McSharry as Director   Mgmt   For   For
Re-elect Albert Manifold as Director   Mgmt   For   For
Re-elect Dan O’Connor as Director   Mgmt   For   For
Re-elect Mark Towe as Director   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Reissuance of Repurchased Shares   Mgmt   For   For

Fugro NV

 

Meeting Date:    08-May-13    Country:    Netherlands    Security ID:    N3385Q197
Record Date:    10-Apr-13    Meeting Type:    Annual    Ticker:    FUR

 

CUSIP: N3385Q197    ISIN: NL0000352565    SEDOL: B096LW7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Receive Report of Management Board and Supervisory Board (Non-Voting)   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Approve Dividends of EUR 2.00 Per Share   Mgmt   For   For
Reelect M. Helmes to Supervisory Board   Mgmt   For   For
Elect J.C.M. Schönfeld to Supervisory Board   Mgmt   For   For
Elect S.J. Thomson to Executive Board   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger   Mgmt   For   For

Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

HeidelbergCement AG

 

Meeting Date:    08-May-13    Country:    Germany    Security ID:    D31709104
Record Date:    16-Apr-13    Meeting Type:    Annual    Ticker:    HEI

 

CUSIP: D31709104    ISIN: DE0006047004    SEDOL: 5120679

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    

Approve Allocation of Income and Dividends of EUR 0.47 per Share   Mgmt   For   For
Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board Member Andreas Kern for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2012   Mgmt   For   For
Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2012   Mgmt   For   For

Approve Discharge of Supervisory Board Member Max Dietrich Kley for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Hans Georg Kraut for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Herbert Luetkestratkoetter for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Alan James Murray for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board Member Marion Weissenberger-Eibl for Fiscal 2012   Mgmt   For   For
Ratify Ernst and Young as Auditors for Fiscal 2013   Mgmt   For   For

Approve Issuance of Warrant Bonds/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 168 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Elect Marion Weissenberger-Eibl to the Supervisory Board   Mgmt   For   For

Lundin Petroleum AB

 

Meeting Date:    08-May-13    Country:    Sweden    Security ID:    W64566107
Record Date:    02-May-13    Meeting Type:    Annual    Ticker:    LUPE

 

CUSIP: W64566107    ISIN: SE0000825820    SEDOL: 7187627

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For

Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive President’s Report   Mgmt    
Receive Financial Statements and Statutory Reports   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Omission of Dividends   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Receive Nominating Committee’s Presentation   Mgmt    
Receive Presentation on Remuneration of Board Members for Special Assignments   Mgmt   For   For
Determine Number of Members (8) and Deputy Members of Board (0)   Mgmt   For   For
Reelect Ashley Heppenstall as Director   Mgmt   For   Against
Reelect Asbjorn Larsen as Director   Mgmt   For   For

Reelect Ian Lundin as Director   Mgmt   For   Against
Reelect Lukas Lundin as Director   Mgmt   For   Against
Reelect William Rand as Director   Mgmt   For   Against
Reelect Magnus Unger as Director   Mgmt   For   Against
Elect Peggy Bruzelius as Director   Mgmt   For   For
Elect Cecilia Vieweg as Director   Mgmt   For   For
Reelect Ian Lundin as Chairman of the Board   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 1 Million for Chairman and SEK 490,000 for Other Non-Employed Directors; Approve Remuneration for Committee Work   Mgmt   For   For
Shareholder Proposals   Mgmt    
Reserve SEK 2 Million for Remuneration of Board Members for Special Assignments   SH   For   Against
Management Proposals   Mgmt    
Ratify PricewaterhouseCoopers AB as Auditors   Mgmt   For   For
Approve Remuneration of Auditors   Mgmt   For   For

Receive Presentation Regarding Items 21-24   Mgmt    
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Amend 2009 Incentive Plan: Allow Options and/or Cash as Settlement for Plan   Mgmt   For   For
Approve Issuance of up to 35 Million Shares and/or Convertible Debentures without Preemptive Rights   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance of Repurchased Shares   Mgmt   For   For
Authorize Representatives of Three to Four of Company’s Largest Shareholders to Serve on Nominating Committee   Mgmt   For   For
Shareholder Proposals   Mgmt    
Appoint Independent Committee to Identify Compliance with International Human Rights Guidelines on Corporate Responsibility   SH   Against   Against

Pargesa Holding SA

 

Meeting Date:    08-May-13    Country:    Switzerland    Security ID:    H60477207
Record Date:       Meeting Type:    Annual    Ticker:    PARG

 

CUSIP: H60477207    ISIN: CH0021783391    SEDOL: B0CDLF8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of CHF 2.57 per Bearer Share and CHF 0.257 per Registered Share   Mgmt   For   For
Approve Discharge of Board and Senior Management   Mgmt   For   For
Reelect Segolene Gallienne as Director   Mgmt   For   Against
Reelect Paul Desmarais Jr. as Director   Mgmt   For   Against
Reelect Gerard Frere as Director   Mgmt   For   Against
Reelect Victor Delloye as Director   Mgmt   For   Against
Reelect Gerhard Mestrallet as Director   Mgmt   For   Against

Reelect Baudoin Prot as Director   Mgmt   For   For
Reelect Gilles Samyn as Director   Mgmt   For   Against
Reelect Amaury De Seze as Director   Mgmt   For   For
Reelect Arnaud Vial as Director   Mgmt   For   Against
Ratify Deloitte SA as Auditors   Mgmt   For   For
Transact Other Business (Non-Voting)   Mgmt    

Standard Chartered plc

 

Meeting Date:    08-May-13    Country:    United Kingdom    Security ID:    G84228157
Record Date:    03-May-13    Meeting Type:    Annual    Ticker:    STAN

 

CUSIP: G84228157    ISIN: GB0004082847    SEDOL: 0408284

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Om Bhatt as Director   Mgmt   For   For
Elect Dr Louis Chi-Yan Cheung as Director   Mgmt   For   For
Elect Margaret Ewing as Director   Mgmt   For   For
Elect Dr Lars Thunell as Director   Mgmt   For   For
Re-elect Stefano Bertamini as Director   Mgmt   For   For
Re-elect Jaspal Bindra as Director   Mgmt   For   For
Re-elect James Dundas as Director   Mgmt   For   For
Re-elect Dr Han Seung-soo as Director   Mgmt   For   For
Re-elect Simon Lowth as Director   Mgmt   For   For
Re-elect Rudolph Markham as Director   Mgmt   For   For
Re-elect Ruth Markland as Director   Mgmt   For   For
Re-elect Richard Meddings as Director   Mgmt   For   For

Re-elect John Paynter as Director   Mgmt   For   For
Re-elect Sir John Peace as Director   Mgmt   For   For
Re-elect Alun Rees as Director   Mgmt   For   For
Re-elect Peter Sands as Director   Mgmt   For   For
Re-elect Viswanathan Shankar as Director   Mgmt   For   For
Re-elect Paul Skinner as Director   Mgmt   For   For
Re-elect Oliver Stocken as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Market Purchase of Preference Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Sharesave Plan   Mgmt   For   For

Tullow Oil plc

 

Meeting Date:    08-May-13    Country:    United Kingdom    Security ID:    G91235104
Record Date:    03-May-13    Meeting Type:    Annual    Ticker:    TLW

 

CUSIP: G91235104    ISIN: GB0001500809    SEDOL: 0150080

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Anne Drinkwater as Director   Mgmt   For   For

Re-elect Tutu Agyare as Director   Mgmt   For   For
Re-elect David Bamford as Director   Mgmt   For   For
Re-elect Ann Grant as Director   Mgmt   For   For
Re-elect Aidan Heavey as Director   Mgmt   For   For
Re-elect Steve Lucas as Director   Mgmt   For   For
Re-elect Graham Martin as Director   Mgmt   For   For
Re-elect Angus McCoss as Director   Mgmt   For   For
Re-elect Paul McDade as Director   Mgmt   For   For
Re-elect Ian Springett as Director   Mgmt   For   For
Re-elect Simon Thompson as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit Commitee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For

Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Tullow Incentive Plan   Mgmt   For   For
Approve Employee Share Award Plan   Mgmt   For   For
Approve Share Incentive Plan   Mgmt   For   For

AMP Limited

 

Meeting Date:    09-May-13    Country:    Australia    Security ID:    Q0344G101
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    AMP

 

CUSIP: Q0344G101    ISIN: AU000000AMP6    SEDOL: 6709958

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Peter Mason as a Director   Mgmt   For   For
Elect Simon McKeon as a Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Long Term Incentive to Craig Dunn, Managing Director of the Company   Mgmt   For   For

Aviva plc

 

Meeting Date:    09-May-13    Country:    United Kingdom    Security ID:    G0683Q109
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    AV.

 

CUSIP: G0683Q109    ISIN: GB0002162385    SEDOL: 0216238

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Receive and Consider the Corporate Responsibility Report   Mgmt   For   For

Approve Final Dividend   Mgmt   For   For
Elect Mark Wilson as Director   Mgmt   For   For
Elect Sir Adrian Montague as Director   Mgmt   For   For
Elect Bob Stein as Director   Mgmt   For   For
Re-elect Glyn Barker as Director   Mgmt   For   For
Re-elect Michael Hawker as Director   Mgmt   For   For
Re-elect Gay Huey Evans as Director   Mgmt   For   For
Re-elect John McFarlane as Director   Mgmt   For   For
Re-elect Patrick Regan as Director   Mgmt   For   For
Re-elect Scott Wheway as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

Authorise Market Purchase of Preference Shares   Mgmt   For   For
Authorise Market Purchase of Preference Shares   Mgmt   For   For
Approve Scrip Dividend Scheme   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Authorise Issue of Equity with and without Pre-emptive Rights   Mgmt   For   For

Caltex Australia Ltd.

 

Meeting Date:    09-May-13    Country:    Australia    Security ID:    Q19884107
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    CTX

 

CUSIP: Q19884107    ISIN: AU000000CTX1    SEDOL: 6161503

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Remuneration Report   Mgmt   For   For
Elect Richard Brown as a Director   Mgmt   For   Against
Elect Barbara Burger as a Director   Mgmt   For   Against

Hammerson plc

 

Meeting Date:    09-May-13    Country:    United Kingdom    Security ID:    G4273Q107
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    HMSO

 

CUSIP: G4273Q107    ISIN: GB0004065016    SEDOL: 0406501

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For

Elect David Tyler as Director   Mgmt   For   For
Elect Jean-Philippe Mouton as Director   Mgmt   For   For
Elect Gwyn Burr as Director   Mgmt   For   For
Re-elect David Atkins as Director   Mgmt   For   For
Re-elect Peter Cole as Director   Mgmt   For   For
Re-elect Timon Drakesmith as Director   Mgmt   For   For
Re-elect Terry Duddy as Director   Mgmt   For   For
Re-elect Jacques Espinasse as Director   Mgmt   For   For
Re-elect Judy Gibbons as Director   Mgmt   For   For
Re-elect John Hirst as Director   Mgmt   For   For
Re-elect Anthony Watson as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve Increase in Maximum Aggregate Fees Payable to Directors   Mgmt   For   For

IMI plc

 

Meeting Date:    09-May-13    Country:    United Kingdom    Security ID:    G47152106
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    IMI

 

CUSIP: G47152106    ISIN: GB0004579636    SEDOL: 0457963

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Phil Bentley as Director   Mgmt   For   For

Elect Carl-Peter Forster as Director   Mgmt   For   For
Elect Birgit Norgaard as Director   Mgmt   For   For
Re-elect Douglas Hurt as Director   Mgmt   For   For
Re-elect Martin Lamb as Director   Mgmt   For   For
Re-elect Roy Twite as Director   Mgmt   For   For
Re-elect Anita Frew as Director   Mgmt   For   For
Re-elect Roberto Quarta as Director   Mgmt   For   For
Re-elect Bob Stack as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

MTR Corporation Ltd

 

Meeting Date:    09-May-13    Country:    Hong Kong    Security ID:    Y6146T101
Record Date:       Meeting Type:    Annual    Ticker:    00066

 

CUSIP: Y6146T101    ISIN: HK0066009694    SEDOL: 6290054

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Vincent Cheng Hoi-chuen as Director   Mgmt   For   For
Elect Christine Fang Meng-sang as Director   Mgmt   For   For
Elect Edward Ho Sing-tin as Director   Mgmt   For   For

Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Old Mutual plc

 

Meeting Date:    09-May-13    Country:    United Kingdom    Security ID:    G67395114
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    OML

 

CUSIP: G67395106    ISIN: GB00B77J0862    SEDOL: B77J086

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Approve Final Dividend   Mgmt   For   For
Elect Danuta Gray as Director   Mgmt   For   For
Re-elect Mike Arnold as Director   Mgmt   For   For
Re-elect Philip Broadley as Director   Mgmt   For   For
Re-elect Alan Gillespie as Director   Mgmt   For   For
Re-elect Reuel Khoza as Director   Mgmt   For   For
Re-elect Roger Marshall as Director   Mgmt   For   For
Re-elect Bongani Nqwababa as Director   Mgmt   For   For
Re-elect Nku Nyembezi-Heita as Director   Mgmt   For   For
Re-elect Patrick O’Sullivan as Director   Mgmt   For   For
Re-elect Julian Roberts as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise the Group Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Off-Market Purchase of Ordinary Shares   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

Rio Tinto Ltd.

 

Meeting Date:    09-May-13    Country:    Australia    Security ID:    Q81437107
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    RIO

 

CUSIP: Q81437107    ISIN: AU000000RIO1    SEDOL: 6220103

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Financial Statements and Reports of the Directors and Auditors for the Year Ended Dec. 31, 2012   Mgmt   For   For

Approve the Remuneration Report   Mgmt   For   For
Elect Robert Brown as a Director   Mgmt   For   For
Elect Vivienne Cox as a Director   Mgmt   For   For
Elect Jan du Plessis as a Director   Mgmt   For   For
Elect Guy Elliott as a Director   Mgmt   For   For
Elect Michael Fitzpatrick as a Director   Mgmt   For   For
Elect Ann Godbehere as a Director   Mgmt   For   For
Elect Richard Goodmanson as a Director   Mgmt   For   For
Elect John Kerr as a Director   Mgmt   For   For
Elect Chris Lynch as a Director   Mgmt   For   For
Elect Paul Tellier as a Director   Mgmt   For   For
Elect John Varley as a Director   Mgmt   For   For
Elect Sam Walsh as a Director   Mgmt   For   For
Appoint PricewaterhouseCoopers LLP as Auditors of Rio Tinto plc   Mgmt   For   For
Authorize the Audit Committee to Determine the Remuneration of Auditors   Mgmt   For   For
Approve the Performance Share Plan 2013   Mgmt   For   For
Approve the Renewal of the Off-Market and On-Market Share Buyback Authorities   Mgmt   For   For

Santos Ltd.

 

Meeting Date:    09-May-13    Country:    Australia    Security ID:    Q82869118
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    STO

 

CUSIP: Q82869118    ISIN: AU000000STO6    SEDOL: 6776703

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Kenneth Alfred Dean as a Director   Mgmt   For   For
Elect Jane Sharman Hemstritch as a Director   Mgmt   For   For
Elect Gregory John Walton Martin as a Director   Mgmt   For   For
Elect Hock Goh as a Director   Mgmt   For   For

Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Share Acquisition Rights to David Knox, Chief Executive Officer and Managing Director of the Company   Mgmt   For   For
Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   For   For

Swire Pacific Limited

 

Meeting Date:    09-May-13    Country:    Hong Kong    Security ID:    Y83310105
Record Date:    03-May-13    Meeting Type:    Annual    Ticker:    00019

 

CUSIP: Y83310105    ISIN: HK0019000162    SEDOL: 6867748

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect P A Johansen as Director   Mgmt   For   Against
Elect J R Slosar as Director   Mgmt   For   Against

Elect R W M Lee as Director   Mgmt   For   For
Elect J B Rae-Smith as Director   Mgmt   For   Against
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked   Mgmt   For   Against
Securities without Preemptive Rights Change Company Name   Mgmt   For   For

AIA Group Ltd.

 

Meeting Date:    10-May-13    Country:    Hong Kong    Security ID:    Y002A1105
Record Date:    06-May-13    Meeting Type:    Annual    Ticker:    01299

 

CUSIP: N/A    ISIN: HK0000069689    SEDOL: B4TX8S1

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Barry Chun-Yuen Cheung as Director   Mgmt   For   For
Elect George Yong-Boon Yeo as Director   Mgmt   For   For
Elect Narongchai Akrasanee as Director   Mgmt   For   For
Elect Qin Xiao as Director   Mgmt   For   For
Elect Mark Edward Tucker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme   Mgmt   For   For
Amend Articles of Association of the Company   Mgmt   For   For

Eni S.p.A.

 

Meeting Date:    10-May-13    Country:    Italy    Security ID:    T3643A145
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    ENI

 

CUSIP: T3643A145    ISIN: IT0003132476    SEDOL: 7145056

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For

UniCredit SpA

 

Meeting Date:    11-May-13    Country:    Italy    Security ID:    T960AS101
Record Date:    02-May-13    Meeting Type:    Annual/Special    Ticker:    UCG

 

CUSIP: T95132105    ISIN: IT0004781412    SEDOL: B5M1SM3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Elect Internal Statutory Auditors (Slate Election)-Choose One of the Following Slates   Mgmt    
Slate Submitted by Fondazione Cassa di Risparmio di Verona VicenzaBelluno e Ancona   SH   None   Do Not Vote
Slate Submitted by Institutional Investors   SH   None   For

Approve Internal Auditors’ Remuneration   Mgmt   For   For
Elect Three Directors (Bundled); Authorize Board Members to Assume Positions in Competing Companies   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve 2013 Group Incentive System   Mgmt   For   For
Approve Group Employees Share Ownership Plan 2013   Mgmt   For   For
Extraordinary Business   Mgmt    
Amend Company Bylaws   Mgmt   For   For
Approve Capital Increase to Service Incentive Plans   Mgmt   For   For

Centrica plc

 

Meeting Date:    13-May-13    Country:    United Kingdom    Security ID:    G2018Z143
Record Date:    09-May-13    Meeting Type:    Annual    Ticker:    CNA

 

CUSIP: G2018Z143    ISIN: GB00B033F229    SEDOL: B033F22

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Roger Carr as Director   Mgmt   For   For
Re-elect Sam Laidlaw as Director   Mgmt   For   For
Re-elect Phil Bentley as Director   Mgmt   For   For
Re-elect Margherita Della Valle as Director   Mgmt   For   For
Re-elect Mary Francis as Director   Mgmt   For   For
Re-elect Mark Hanafin as Director   Mgmt   For   For
Re-elect Lesley Knox as Director   Mgmt   For   For
Re-elect Nick Luff as Director   Mgmt   For   For

Re-elect Ian Meakins as Director   Mgmt   For   For
Re-elect Paul Rayner as Director   Mgmt   For   For
Re-elect Chris Weston as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Hexagon AB

 

Meeting Date:    13-May-13    Country:    Sweden    Security ID:    W40063104
Record Date:    06-May-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: W40063104    ISIN: SE0000103699    SEDOL: B1XFTL2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive President’s Report   Mgmt    
Receive Financial Statements and Statutory Reports   Mgmt    
Receive Auditor’s Report on Application of Guidelines for Remuneration for Executive Management   Mgmt    

Receive Board’s Dividend Proposal   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.28 per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Determine Number of Members (6) and Deputy Members of Board   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 900,000 for Chairman and SEK 450,000 for Other Members; Approve Remuneration for Committee Work; Approve Remuneration of Auditors   Mgmt   For   For
Reelect Melker Schorling (Chair), Ola Rollen, Gun Nilsson, Ulrik Svensson, and Ulrika Francke as Directors; Elect Jill Smith as New Director; Ratify Ernst & Young as Auditors   Mgmt   For   Against
Elect Mikael Ekdahl, Jan Andersson, Anders Oscarsson, and Tomas Ehlin as Members of Nominating Committee   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For

Authorize Share Repurchase Program and Reissuance of Repurchased Shares   Mgmt   For   For
Close Meeting   Mgmt    

ING Groep NV

 

Meeting Date:    13-May-13    Country:    Netherlands    Security ID:    N4578E413
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N4578E413    ISIN: NL0000303600    SEDOL: 7154182

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Receive Report of Supervisory Board (Non-Voting)   Mgmt    

Adopt Financial Statements   Mgmt   For   For
Receive Announcement Re: Discontinuation of Dutch Translation Annual Reports   Mgmt    
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Discuss Remuneration Report Containing Remuneration Policy for Management Board Members   Mgmt    
Discussion on Company’s Corporate Governance Structure   Mgmt    
Receive Announcements on Sustainability   Mgmt    
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Ratify Ernst & Young as Auditors   Mgmt   For   For
Reelect Jan Hommen to Executive Board   Mgmt   For   For
Reelect Patrick Flynn to Executive Board   Mgmt   For   For
Elect Ralph Hamers to Executive Board   Mgmt   For   For

Reelect Jeroen van der Veer to Supervisory Board   Mgmt   For   For
Reelect Tine Bahlmann to Supervisory Board   Mgmt   For   For
Elect Carin Gorter to Supervisory Board   Mgmt   For   For
Elect Hermann-Josef Lamberti to Supervisory Board   Mgmt   For   For
Elect Isabel Martin Castella to Supervisory Board   Mgmt   For   For
Grant Board Authority to Issue Up To 380 Million Shares and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Grant Board Authority to Issue 380 Million Shares in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring   Mgmt   For   For
Close Meeting   Mgmt    

Investment AB Kinnevik

 

Meeting Date:    13-May-13    Country:    Sweden    Security ID:    W4832D110
Record Date:    06-May-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: W4832D110    ISIN: SE0000164626    SEDOL: B00GC12

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Chairman’s Report   Mgmt    
Receive President’s Report   Mgmt    

Receive Financial Statements and Statutory Reports   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 6.50 per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Determine Number of Members (8) and Deputy Members of Board (0)   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of SEK 6.08 Million; Approve Remuneration of Auditors   Mgmt   For   For
Reelect Tom Boardman, Vigo Carlund, Amelia Fawcett, Wilhelm Klingspor, Erik Mitteregger, Allen Sangines-Krause, and Cristina Stenbeck (Chair) as Directors; Elect Lorenzo Grabau as New Director   Mgmt   For   For
Ratify Deloitte AB as Auditors   Mgmt   For   For
Authorize Chairman of Board and Representatives of at Least Three of Company’s Largest Shareholders to Serve on Nominating Committee   Mgmt   For   Against

Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Approve Restricted Stock Plan; Approve Associated Formalities   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Shareholder Proposals Submitted by Thorwald Arvidsson   Mgmt    
Found a Shareholder Association   SH   None   Against
Prepare Proposal for Representation of Small and Medium Shareholders   SH   None   Against
Instruct Board to Write to the Swedish Government to Abolish the Difference in Voting Powers Between Shares   SH   None   Against
Special Examination Regarding the Company’s External and Internal Entertainment   SH   None   Against
Adopt Vision Regarding Gender Equality in the Company and Implementation of the Vision; Monitor the Development on Ethnicity Area and Recieve Reports of the Work at the AGM   SH   None   Against
Shareholder Proposals Submitted by Daniel Sward   Mgmt    
Examine to Distribute the Unlisted Assets Directly to Shareholders   SH   None   Against

Examine the Possibility to De-merge Kinnevik into Two Companies, “Kinnevik Telecom” and “Kinnevik Retail”   SH   None   Against
Examine the Possibility to De-merge Kinnevik into Two Listed Companies, “Kinnevik Listed” and “Kinnevik Unlisted”   SH   None   Against
Examine the Possibility to Make an Extraordinary Dividend of SEK 10 and Increase Debt Ratio   SH   None   Against
Examine the Possibility to Make a More Long-Term and More Aggressive Forecast for the Dividend   SH   None   Against
Examine the Possibility to Repurchase Shares Without Cancelling Them   SH   None   Against
Examine the Possibility to Contact Other Investment Companies With the Purpose of Establishing a Team Which Shall Work for Reducing the Investment Company Discounts in Investment Companies   SH   None   Against
Contact Warren Buffet for His Advice and Views on How Kinnevik Can be Developed and How Its Investment Company Discount Can Be Reduced   SH   None   Against
Examine the Possibility to Make the General Meeting the Largest AGM in Sweden   SH   None   Against

Examine Which Shareholder Perquisites That Can Be Conferred in the Future   SH   None   Against
Examine the Possibility to Prepare and Make Public a Five Item Agenda with Concrete Measures to Eliminate the Investment Company Discount   SH   None   Against
Establish a Concrete Target that the Investment Company Discount Shall be Turned Into a Premium   SH   None   Against
Close Meeting   Mgmt    

Pirelli & C. S.p.A

 

Meeting Date:    13-May-13    Country:    Italy    Security ID:    T76434199
Record Date:    02-May-13    Meeting Type:    Annual/Special    Ticker:    PC

 

CUSIP: T76434108    ISIN: IT0004623051    SEDOL: 4689803

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements, Statutory Reports, and Allocation of Income   Mgmt   For   For
Elect Carlo Salvatori as Director; Elect Two Directors (Bundled) and/or Reduce the Number of Directors   Mgmt   For   Against
Approve Remuneration Report   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance of Repurchased Shares   Mgmt   For   Against
Extraordinary Business   Mgmt    
Amend Company Bylaws   Mgmt   For   For

Westfield Retail Trust

 

Meeting Date:    13-May-13    Country:    Australia    Security ID:    Q97145108
Record Date:    11-May-13    Meeting Type:    Annual    Ticker:    WRT

 

CUSIP: N/A    ISIN: AU000000WRT1    SEDOL: B624885

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Richard Warburton as a Director   Mgmt   For   For
Elect Michael Ihlein as a Director   Mgmt   For   For

Yara International ASA

 

Meeting Date:    13-May-13    Country:    Norway    Security ID:    R9900C106
Record Date:       Meeting Type:    Annual    Ticker:    YAR

 

CUSIP: R9900C106    ISIN: NO0010208051    SEDOL: 7751259

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting; Approve Notice of Meeting and Agenda   Mgmt   For   For

Elect Chairman of Meeting; Designate Inspector (s) of Minutes of Meeting   Mgmt   For   For
Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 13 per Share   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   Against
Approve Corporate Governance Statement   Mgmt   For   For
Approve Remuneration of Auditors   Mgmt   For   For
Approve Remuneration of Directors in the Amount of NOK 482,000 for the Chairman and NOK 277,000 for Other Members; Approve Remuneration for Committee Work   Mgmt   For   For
Approve Remuneration of Nominating Committee in the Amount of NOK 5,300 per Meeting   Mgmt   For   For
Elect Geir Isaksen as New Director   Mgmt   For   For
Amend Articles Re: Signatory Power   Mgmt   For   For
Approve NOK 9.7 Million Reduction in Share Capital via Share Cancellation   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For

BMW Group Bayerische Motoren Werke AG

 

Meeting Date:    14-May-13    Country:    Germany    Security ID:    D12096109
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    BMW

 

CUSIP: D12096109    ISIN: DE0005190003    SEDOL: 5756029

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.52 per Preferred Share and EUR 2.50 per Ordinary Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For

Ratify KPMG AG as Auditors for Fiscal 2013   Mgmt   For   For
Elect Reinhard Huettl to the Supervisory Board   Mgmt   For   For
Elect Karl-Ludwig Kley to the Supervisory Board   Mgmt   For   For
Elect Renate Koecher to the Supervisory Board   Mgmt   For   For
Elect Joachim Milberg to the Supervisory Board   Mgmt   For   For
Amend Articles Re: Remuneration of the Supervisory Board   Mgmt   For   For

Capita plc

 

Meeting Date:    14-May-13    Country:    United Kingdom    Security ID:    G1846J115
Record Date:    10-May-13    Meeting Type:    Annual    Ticker:    CPI

 

CUSIP: G1846J115    ISIN: GB00B23K0M20    SEDOL: B23K0M2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Martin Bolland as Director   Mgmt   For   For
Re-elect Paul Pindar as Director   Mgmt   For   For
Re-elect Gordon Hurst as Director   Mgmt   For   For
Re-elect Maggi Bell as Director   Mgmt   For   For
Re-elect Vic Gysin as Director   Mgmt   For   For
Re-elect Andy Parker as Director   Mgmt   For   For
Re-elect Paul Bowtell as Director   Mgmt   For   For
Re-elect Martina King as Director   Mgmt   For   For
Elect Gillian Sheldon as Director   Mgmt   For   For
Reappoint KPMG Auditors plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

K+S Aktiengesellschaft

 

Meeting Date:    14-May-13    Country:    Germany    Security ID:    D48164129
Record Date:       Meeting Type:    Annual    Ticker:    SDF

 

CUSIP: D48164103    ISIN: DE000KSAG888    SEDOL: B54C017

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.40 per Share   Mgmt   For   For

Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2013   Mgmt   For   For
Elect Jella Benner-Heinacher to the Supervisory Board   Mgmt   For   For
Elect Wesley Clark to the Supervisory Board   Mgmt   For   For
Elect Bernd Malmstroem to the Supervisory Board   Mgmt   For   For
Elect Annette Messemer to the Supervisory Board   Mgmt   For   For
Elect Rudolf Mueller to the Supervisory Board   Mgmt   For   For
Elect Eckart Suenner to the Supervisory Board   Mgmt   For   For

Li & Fung Limited

 

Meeting Date:    14-May-13    Country:    Hong Kong    Security ID:    G5485F169
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    00494

 

CUSIP: G5485F144    ISIN: BMG5485F1692    SEDOL: 6286257

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Victor Fung Kwok King as Director   Mgmt   For   Against
Elect Bruce Philip Rockowitz as Director   Mgmt   For   Against
Elect Paul Edward Selway-Swift as Director   Mgmt   For   For
Elect Margaret Leung Ko May Yee as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Royal Bank of Scotland Group plc

 

Meeting Date    14-May-13    Country:    United Kingdom    Security ID:    G7S86Z172
Record Date:    10-May-13    Meeting Type:    Annual    Ticker:    RBS

 

CUSIP: G76891111    ISIN: GB00B7T77214    SEDOL: B7T7721

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Sandy Crombie as Director   Mgmt   For   For
Re-elect Alison Davis as Director   Mgmt   For   For
Re-elect Tony Di Iorio as Director   Mgmt   For   For

Re-elect Philip Hampton as Director   Mgmt   For   For
Re-elect Stephen Hester as Director   Mgmt   For   For
Re-elect Penny Hughes as Director   Mgmt   For   For
Re-elect Brendan Nelson as Director   Mgmt   For   For
Re-elect Baroness Noakes as Director   Mgmt   For   For
Re-elect Art Ryan as Director   Mgmt   For   For
Re-elect Bruce Van Saun as Director   Mgmt   For   For
Re-elect Philip Scott as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Group Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Approve Renewal of Directors’ Authority to Offer Shares in lieu of a Cash Dividend   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For

Royal Bank of Scotland Group plc

 

Meeting Date:    14-May-13    Country:    United Kingdom    Security ID:    G7S86Z172
Record Date:    10-May-13    Meeting Type:    Special    Ticker:    RBS

 

CUSIP: G76891111    ISIN: GB00B7T77214    SEDOL: B7T7721

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Equity Convertible Notes   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Equity Convertible Notes   Mgmt   For   For

Solvay SA

 

Meeting Date:    14-May-13    Country:    Belgium    Security ID:    B82095116
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    SOLB

 

CUSIP: B82095116    ISIN: BE0003470755    SEDOL: 4821100

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Receive Directors’ and Auditors’ Reports (Non-Voting)   Mgmt    
Approve Remuneration Report   Mgmt   For   For
Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.20 per Share   Mgmt   For   For
Approve Discharge of Directors   Mgmt   For   For

Approve Discharge of Auditors   Mgmt   For   For
Reelect Ridder Guy de Selliers de Moranville as Director   Mgmt   For   For
Reelect Nicolas Boel as Director   Mgmt   For   For
Reelect Bernard de Laguiche as Director   Mgmt   For   For
Reelect Hervé Coppens d Eeckenbrugge as Director   Mgmt   For   For
Reelect Evelyn du Monceau as Director   Mgmt   For   For
Reelect Jean-Pierre Clamadieu as Director   Mgmt   For   For
Indicate Baron Hervé Coppens d?Eeckenbrugge as Independent Board Member   Mgmt   For   For
Indicate Evelyn du Monceau as Independent Board Member   Mgmt   For   For
Receive Information on Resignation of Jean van Zeebroeck as Director   Mgmt    
Elect Françoise de Viron as Director   Mgmt   For   For
Indicate Françoise de Viron as Independent Board Member   Mgmt   For   For
Elect Amparo Moraleda as Director   Mgmt   For   For

Indicate Amparo Moraleda as Independent Board Member   Mgmt   For   For
Ratify Deloitte as Auditors Represented by Eric Nys   Mgmt   For   For
Approve the Representation of Deloitte by Frank Verhaegen in Case That Eric Nys Would Not Be Able to Fulfill His Duties   Mgmt   For   For
Approve Auditors’ Remuneration of EUR 1,146,300   Mgmt   For   For
Transact Other Business   Mgmt    

Standard Life plc

 

Meeting Date:    14-May-13    Country:    United Kingdom    Security ID:    G84278103
Record Date:    10-May-13    Meeting Type:    Annual    Ticker:    SL.

 

CUSIP: G84278103    ISIN: GB00B16KPT44    SEDOL: B16KPT4

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Special Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Gerald Grimstone as Director   Mgmt   For   For
Re-elect Colin Buchan as Director   Mgmt   For   For
Re-elect Pierre Danon as Director   Mgmt   For   For
Re-elect Crawford Gillies as Director   Mgmt   For   For
Re-elect David Grigson as Director   Mgmt   For   For
Re-elect Jaqueline Hunt as Director   Mgmt   For   For
Re-elect David Nish as Director   Mgmt   For   For

Re-elect John Paynter as Director   Mgmt   For   For
Re-elect Lynne Peacock as Director   Mgmt   For   For
Re-elect Keith Skeoch as Director   Mgmt   For   For
Elect Noel Harwerth as Director   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Statoil ASA

 

Meeting Date:    14-May-13    Country:    Norway    Security ID:    R8413J103
Record Date:       Meeting Type:    Annual    Ticker:    STL

 

CUSIP: R4446E112    ISIN: NO0010096985    SEDOL: 7133608

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Registration of Attending Shareholders and Proxies   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Approve Notice of Meeting and Agenda   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.75 per Share   Mgmt   For   For
Shareholder Proposals   Mgmt    
Withdraw Company from Tar Sands Activities in Canada   SH   Against   Against
Withdraw Company from Ice-Laden Activities in the Arctic   SH   Against   Against

Management Proposals   Mgmt    
Approve Board of Directors’ Statement on Company Corporate Governance   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   Against
Approve Remuneration of Auditors   Mgmt   For   For
Amend Articles Re: Appointment of Nominating Committee Members   Mgmt   For   For
Approve Remuneration of Corporate Assembly in the Amount of NOK 112,200 for the Chairman, NOK 59,100 for the Vice Chairman, NOK 41,500 for Other Members, and NOK 5,900 for Deputy Members   Mgmt   For   For
Elect Elisabeth Berge and Johan Alstad as Member and Deputy Member of Nominating Committee   Mgmt   For   For
Approve Remuneration of Nominating Committee in the Amount of NOK 11,200 for the Chairman and NOK 8,300 for Other Members   Mgmt   For   For
Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 27.5 Million in Connection with Share Saving Scheme for Employees   Mgmt   For   Against
Authorize Repurchase of up to 75 Million Shares For Cancellation Purposes   Mgmt   For   For

Aegon NV

 

Meeting Date:    15-May-13    Country:    Netherlands    Security ID:    N00927298
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    AGN

 

CUSIP: N00927298    ISIN: NL0000303709    SEDOL: 5927375

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Presentation on the Course of Business in 2012   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Adopt Financial Statements   Mgmt   For   For

Approve Dividends of EUR 0.21 Per Share   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Ratify Ernst & Young as Auditors for Fiscal Year 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal Years 2014-2016   Mgmt   For   For
Authorize Amendments to Capital Structure, Including the Conversion of All Preferred Shares into Ordinary Shares, and Amend Articles Accordingly   Mgmt   For   For
Approve Remuneration of Supervisory Board   Mgmt   For   For
Elect Darryl D. Button to Executive Board   Mgmt   For   For
Reelect Shemaya Levy to Supervisory Board   Mgmt   For   For
Elect Dona D. Young to Supervisory Board   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 13   Mgmt   For   For

Authorize Board to Issue Shares Up To 1 Percent of Issued Capital Under Incentive Plans   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

BNP Paribas SA

 

Meeting Date:    15-May-13    Country:    France    Security ID:    F1058Q238
Record Date:    09-May-13    Meeting Type:    Annual/Special    Ticker:    BNP

 

CUSIP: F1058Q238    ISIN: FR0000131104    SEDOL: 7309681

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    

Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Acknowledge Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For
Approve Severance Payment Agreement with Jean-Laurent Bonnafe   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Jean-Laurent Bonnafe as Director   Mgmt   For   Against
Reelect Michel Tilmant as Director   Mgmt   For   Against
Reelect Emiel Van Broekhoven as Director   Mgmt   For   Against
Elect Christophe de Margerie as Director   Mgmt   For   For
Elect Marion Guillou as Director   Mgmt   For   For
Authorize Auditors to File Required Documents at the Court’s Clerk Office   Mgmt   For   For

Extraordinary Business   Mgmt    
Amend New Set of Bylaws   Mgmt   For   Against
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Continental AG

 

Meeting Date:    15-May-13    Country:    Germany    Security ID:    D16212140
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    CON

 

CUSIP: D16212140    ISIN: DE0005439004    SEDOL: 4598589

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    

Approve Allocation of Income and Dividends of EUR 2.25 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For
Amend Articles Re: Transactions Requiring Supervisory Board Approval   Mgmt   For   For

Deutsche Boerse AG

 

Meeting Date:    15-May-13    Country:    Germany    Security ID:    D1882G119
Record Date:       Meeting Type:    Annual    Ticker:    DB1

 

CUSIP: D1882G119    ISIN: DE0005810055    SEDOL: 7021963

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.10 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Remove Age Restriction for Management Board Members   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2013   Mgmt   For   For

ITV plc

 

Meeting Date:    15-May-13    Country:    United Kingdom    Security ID:    G4984A110
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    ITV

 

CUSIP: G4984A110    ISIN: GB0033986497    SEDOL: 3398649

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Special Dividend   Mgmt   For   For
Elect Roger Faxon as Director   Mgmt   For   For
Re-elect Mike Clasper as Director   Mgmt   For   For
Re-elect Adam Crozier as Director   Mgmt   For   For
Re-elect Ian Griffiths as Director   Mgmt   For   For
Re-elect Andy Haste as Director   Mgmt   For   For
Re-elect Dame Lucy Neville-Rolfe as Director   Mgmt   For   For

Re-elect Archie Norman as Director   Mgmt   For   For
Re-elect John Ormerod as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Performance Share Plan   Mgmt   For   For
Approve Savings-Related Share Option Scheme   Mgmt   For   For

JCDecaux SA

 

Meeting Date:    15-May-13    Country:    France    Security ID:    F5333N100
Record Date:    09-May-13    Meeting Type:    Annual/Special    Ticker:    DEC

 

CUSIP: F5333N100    ISIN: FR0000077919    SEDOL: 7136663

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Discharge Management and Supervisory Board Members   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Treatment of Losses and Dividends of EUR 0.44 per Share   Mgmt   For   For
Approve Non-Tax Deductible Expenses   Mgmt   For   For
Reelect Pierre-Alain Pariente as Supervisory Board Member   Mgmt   For   Against
Elect Michel Bleitrach as Supervisory Board Member   Mgmt   For   For
Elect Alexia Decaux-Lefort as Supervisory Board Member   Mgmt   For   Against

Elect Gerard Degonse as Supervisory Board Member   Mgmt   For   Against
Approve Remuneration of Directors in the Aggregate Amount of EUR 300,000   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.3 Million   Mgmt   For   Against
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.3 Million   Mgmt   For   Against
Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 2.3 Million   Mgmt   For   Against
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For

Authorize Capitalization of Reserves of Up to EUR 2.3 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholders Vote Above   Mgmt   For   Against
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

OMV AG

 

Meeting Date:    15-May-13    Country:    Austria    Security ID:    A51460110
Record Date:    05-May-13    Meeting Type:    Annual    Ticker:    OMV

 

CUSIP: A51460110    ISIN: AT0000743059    SEDOL: 4651459

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.20 per Share   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Approve Remuneration of Supervisory Board Members   Mgmt   For   For
Ratify Ernst & Young AG as Auditors   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   Against
Approve Matching Share Plan   Mgmt   For   Against
Amend Articles: Adaptation to the Company Law Amendment Act 2011   Mgmt   For   For

Serco Group plc

 

Meeting Date:    15-May-13    Country:    United Kingdom    Security ID:    G80400107
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    SRP

 

CUSIP: G80400107    ISIN: GB0007973794    SEDOL: 0797379

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Malcolm Wyman as Director   Mgmt   For   For
Re-elect Alastair Lyons as Director   Mgmt   For   For
Re-elect Christopher Hyman as Director   Mgmt   For   For

Re-elect Andrew Jenner as Director   Mgmt   For   For
Re-elect Ralph Crosby Jr as Director   Mgmt   For   For
Re-elect Angie Risley as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Societe Bic

 

Meeting Date:    15-May-13    Country:    France    Security ID:    F10080103
Record Date:    09-May-13    Meeting Type:    Annual/Special    Ticker:    BB

 

CUSIP: F10080103    ISIN: FR0000120966    SEDOL: 5298781

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.56 per Share   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 310,000   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Bruno Bich as Director   Mgmt   For   Against
Reelect Mario Guevara as Director   Mgmt   For   Against
Elect Elizabeth Bastoni as Director   Mgmt   For   For

Extraordinary Business   Mgmt    
Extend Corporate Purpose and Amend Article 3 of Bylaws Accordingly   Mgmt   For   For
Approve Reduction in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize up to 4 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Telenor ASA

 

Meeting Date:    15-May-13    Country:    Norway    Security ID:    R21882106
Record Date:       Meeting Type:    Annual    Ticker:    TEL

 

CUSIP: R21882106    ISIN: NO0010063308    SEDOL: 4732495

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Notice of Meeting and Agenda   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt    
Approve Financial Statements and Statutory Reports; Approve NOK 6.00 Dividend per Share   Mgmt   For   For
Approve Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   Against
Approve NOK 259.9 Million Reduction in Share Capital via Cancellation of 19.9 Million Shares and Redemption of 23.4 Million Shares Owned by the Kingdom of Norway; Amend Articles Accordingly   Mgmt   For   For
Authorize Repurchase of up to 46 Million Issued Shares and Cancellation of Repurchased Shares   Mgmt   For   For
Elect Anders Skjaevestad as Member of Corporate Assembly   Mgmt   For   Against
Elect John Bernander as Member of Corporate Assembly   Mgmt   For   Against

Elect Kirsten Ideboen as Member of Corporate Assembly   Mgmt   For   Against
Elect Didrik Munch as Member of Corporate Assembly   Mgmt   For   Against
Elect Elin Myrmel-Johansen as Member of Corporate Assembly   Mgmt   For   Against
Elect Widar Salbuvik as Member of Corporate Assembly   Mgmt   For   Against
Elect Tore Onshuus Sandvik as Member of Corporate Assembly   Mgmt   For   Against
Elect Silvija Seres as Member of Corporate Assembly   Mgmt   For   Against
Elect Siri Strandenes as Member of Corporate Assembly   Mgmt   For   Against
Elect Olaug Svarva as Member of Corporate Assembly   Mgmt   For   Against
Elect Gry Molleskog as 1st Deputy Member of Corporate Assembly   Mgmt   For   Against
Elect Nils-Edvard Olsen as 2nd Deputy Member of Corporate Assembly   Mgmt   For   Against

Elect Ingvild Nybo Holth as 3rd Deputy Member of Corporate Assembly   Mgmt   For   Against
Elect Mette Wikborg as Member of Nominating Committee   Mgmt   For   For
Elect Rune Selmar as Member of Nominating Committee   Mgmt   For   For
Approve Remuneration of the Corporate Assembly   Mgmt   For   For
Approve Remuneration of the Nomination Committee   Mgmt   For   For

Unilever NV

 

Meeting Date:    15-May-13    Country:    Netherlands    Security ID:    N8981F271
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N8981F271    ISIN: NL0000009355    SEDOL: B12T3J1

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Approve Financial Statements and Allocation of Income   Mgmt   For   For
Approve Discharge of Executive Board Members   Mgmt   For   For
Approve Discharge of Non-Executive Board Members   Mgmt   For   For
Reelect P.G.J.M. Polman as CEO to Board of Directors   Mgmt   For   For
Relect R.J.M.S. Huet as CFO to Board of Directors   Mgmt   For   For
Reelect L.O. Fresco to Board of Directors   Mgmt   For   For
Reelect A.M. Fudge to Board of Directors   Mgmt   For   For
Reelect C.E. Golden to Board of Directors   Mgmt   For   For
Reelect B.E. Grote to Board of Directors   Mgmt   For   For
Reelect H. Nyasulu to Board of Directors   Mgmt   For   For
Reelect M. Rifkind to Board of Directors   Mgmt   For   For

Reelect K.J. Storm to Board of Directors   Mgmt   For   For
Reelect M. Treschow to Board of Directors   Mgmt   For   For
Reelect P.S. Walsh to Board of Directors   Mgmt   For   For
Elect L.M. Cha to Board of Directors   Mgmt   For   For
Elect M.Ma to Board of Directors   Mgmt   For   For
Elect J. Rishton to Board of Directors   Mgmt   For   For
Ratify PricewaterhouseCoopers Accountants NV as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Authorization to Cancel Ordinary Shares   Mgmt   For   For
Allow Questions and Close Meeting   Mgmt    

Unilever plc

 

Meeting Date:    15-May-13    Country:    United Kingdom    Security ID:    G92087165
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    ULVR

 

CUSIP: G92087165    ISIN: GB00B10RZP78    SEDOL: B10RZP7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Paul Polman as Director   Mgmt   For   For
Re-elect Jean-Marc Huet as Director   Mgmt   For   For
Re-elect Louise Fresco as Director   Mgmt   For   For
Re-elect Ann Fudge as Director   Mgmt   For   For
Re-elect Charles Golden as Director   Mgmt   For   For
Re-elect Byron Grote as Director   Mgmt   For   For

Re-elect Hixonia Nyasulu as Director   Mgmt   For   For
Re-elect Sir Malcolm Rifkind as Director   Mgmt   For   For
Re-elect Kees Storm as Director   Mgmt   For   For
Re-elect Michael Treschow as Director   Mgmt   For   For
Re-elect Paul Walsh as Director   Mgmt   For   For
Elect Laura Cha as Director   Mgmt   For   For
Elect Mary Ma as Director   Mgmt   For   For
Elect John Rishton as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Aeroports de Paris

 

Meeting Date:    16-May-13    Country:    France    Security ID:    F00882104
Record Date:    10-May-13    Meeting Type:    Annual    Ticker:    ADP

 

CUSIP: F00882104    ISIN: FR0010340141    SEDOL: B164FY1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.07 per Share   Mgmt   For   For

Approve Transaction with Schiphol Group   Mgmt   For   Against
Approve Transaction with the French State   Mgmt   For   For
Authorize Repurchase of Up to 5 Percent of Issued Share Capital   Mgmt   For   For
Ratify Appointment of Els de Groot as Director   Mgmt   For   Against
Ratify Appointment of Augustin de Romanet de Beaune as Director   Mgmt   For   Against
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Celesio AG

 

Meeting Date:    16-May-13    Country:    Germany    Security ID:    D1497R112
Record Date:       Meeting Type:    Annual    Ticker:    CLS1

 

CUSIP: D1497R112    ISIN: DE000CLS1001    SEDOL: 5105182

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.30 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   Against
Ratify Ernst & Young GmbH as Auditors for Fiscal 2013   Mgmt   For   Against
Elect Florian Funch to the Supervisory Board   Mgmt   For   Against
Elect Stephan Gemkow to the Supervisory Board   Mgmt   For   Against
Elect Pauline Lindwall to the Supervisory Board   Mgmt   For   For
Elect Henning Rehder to the Supervisory Board   Mgmt   For   For
Elect Patrick Schwarz-Schuette to the Supervisory Board   Mgmt   For   For
Elect Hanspeter Spek to the Supervisory Board   Mgmt   For   Against

Approve Remuneration of Supervisory Board   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million; Approve Creation of EUR 21.8 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For

Deutsche Telekom AG

 

Meeting Date:    16-May-13    Country:    Germany    Security ID:    D2035M136
Record Date:       Meeting Type:    Annual    Ticker:    DTE

 

CUSIP: D2035M136    ISIN: DE0005557508    SEDOL: 5842359

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    

Approve Allocation of Income and Dividends of EUR 0.70 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For
Elect Sari Baldauf to the Supervisory Board   Mgmt   For   For
Elect Ulrich Lehner to the Supervisory Board   Mgmt   For   For
Ammend Articles Re: Supervisory Board Remuneration   Mgmt   For   For
Approve Cancellation of Conditional Capital Authorization   Mgmt   For   For
Approve Creation of EUR 2.2 Billion Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Affiliation Agreement with PASM Power and Air Condition Solution Management GmbH   Mgmt   For   For
Ammend Affiliation Agreement with GMG Generalmietgesellschaft mbH   Mgmt   For   For
Ammend Affiliation Agreement with DeTeMedien, Deutsche Telekom Medien GmbH   Mgmt   For   For

Ammend Affiliation Agreement with GMG Generalmietgesellschaft mbH   Mgmt   For   For
Ammend Affiliation Agreement with DeTeMedien, Deutsche Telekom Medien GmbH   Mgmt   For   For

Erste Group Bank AG

 

Meeting Date:    16-May-13    Country:    Austria    Security ID:    A19494102
Record Date:    06-May-13    Meeting Type:    Annual    Ticker:    EBS

 

CUSIP: A19494102    ISIN: AT0000652011    SEDOL: 5289837

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Approve Allocation of Income   Mgmt   For   For

Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Approve Remuneration of Supervisory Board Members   Mgmt   For   For
Approve Reduction of Board Size to Nine Members   Mgmt   For   For
Reelect Theresa Jordis as Supervisory Board Member   Mgmt   For   Against
Ratify Additional Auditor for Fiscal 2014   Mgmt   For   For
Authorize Repurchase of Issued Share Capital for Trading Purposes   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Repurchase of Own Participation Certificates for Trading Purposes   Mgmt   For   For
Authorize Participation Certificate Repurchase Program and Reissuance or Cancellation of Repurchased Participation Certificates   Mgmt   For   For

Essilor International

 

Meeting Date:    16-May-13    Country:    France    Security ID:    F31668100
Record Date:    10-May-13    Meeting Type:    Annual/Special    Ticker:    EI

 

CUSIP: F31668100    ISIN: FR0000121667    SEDOL: 7212477

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.88 per Share   Mgmt   For   For
Renew Appointments of Pricewaterhousecoopers Audit as Auditor and Etienne Boris as Alternate Auditor   Mgmt   For   For
Renew Appointments of Mazars as Auditor and Jean-Louis Simon as Alternate Auditor   Mgmt   For   For

Reelect Yves Chevillotte as Director   Mgmt   For   For
Reelect Mireille Faugere as Director   Mgmt   For   For
Reelect Xavier Fontanet as Director   Mgmt   For   For
Elect Maureen Cavanagh as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Issuance of Shares up to 15 Percent of Issued Capital Per Year Reserved for Qualified Investors or Restricted Number of Investors   Mgmt   For   For
Introduce Possibility to Renounce to Double-Voting Rights for Long-Term Registered Shareholders   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Fresenius Medical Care AG & Co. KGaA

 

Meeting Date:    16-May-13    Country:    Germany    Security ID:    D2734Z107
Record Date:    24-Apr-13    Meeting Type:    Annual    Ticker:    FME

 

CUSIP: D2734Z107    ISIN: DE0005785802    SEDOL: 5129074

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for Ordinary Shareholders   Mgmt    
Management Proposals   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.75 per Common Share and EUR 0.77 per Preference Share   Mgmt   For   For
Approve Discharge of Personally Liable Partner for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For

Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For
Approve Conversion of Preference Shares into Ordinary Shares   Mgmt   For   For
Amend Stock Option Plan and Conditional Capital Pool to Reflect Changes in Share Structure   Mgmt   For   For
Special Resolution for Ordinary Shareholders   Mgmt    
Approve Items 6 and 7   Mgmt   For   For
Management Proposals   Mgmt    
Amend Articles Re: AGM Participation and Voting Rights   Mgmt   For   For

Glencore Xstrata plc

 

Meeting Date:    16-May-13    Country:    United Kingdom    Security ID:    G39420107
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    GLEN

 

CUSIP: N/A    ISIN: JE00B4T3BW64    SEDOL: B4T3BW6

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Ivan Glasenberg as Director   Mgmt   For   For
Re-elect Anthony Hayward as Director   Mgmt   For   For
Re-elect Leonhard Fischer as Director   Mgmt   For   For
Re-elect William Macaulay as Director   Mgmt   For   Against
Subject to the Merger Becoming Effective, Elect Sir John Bond as Director   Mgmt   For   Abstain
Subject to the Merger Becoming Effective, Elect Sir Steve Robson as Director   Mgmt   For   Against
Subject to the Merger Becoming Effective, Elect Ian Strachan as Director   Mgmt   For   For
Subject to the Merger Becoming Effective, Elect Con Fauconnier as Director   Mgmt   For   Abstain

Subject to the Merger Becoming Effective, Elect Peter Hooley as Director   Mgmt   For   For
Subject to the Merger Not Becoming Effective, Re-elect Simon Murray as Director   Mgmt   For   Abstain
Subject to the Merger Not Becoming Effective, Re-elect Steven Kalmin as Director   Mgmt   For   Abstain
Subject to the Merger Not Becoming Effective, Re-elect Peter Coates as Director   Mgmt   For   Abstain
Subject to the Merger Not Becoming Effective, Re-elect Li Ning as Director   Mgmt   For   Abstain
Approve Remuneration Report   Mgmt   For   Against
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

Hang Seng Bank

 

Meeting Date:    16-May-13    Country:    Hong Kong    Security ID:    Y30327103
Record Date:       Meeting Type:    Annual    Ticker:    00011

 

CUSIP: Y30327103    ISIN: HK0011000095    SEDOL: 6408374

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Elect John C C Chan as Director   Mgmt   For   For
Elect Marvin K T Cheung as Director   Mgmt   For   For
Elect Eric K C Li as Director   Mgmt   For   Against
Elect Vincent H S Lo as Director   Mgmt   For   For
Fix Remuneration of Directors   Mgmt   For   For
Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Authorize Share Repurchase Program   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against

Lloyds Banking Group plc

 

Meeting Date:    16-May-13    Country:    United Kingdom    Security ID:    G5533W248
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    LLOY

 

CUSIP: G5542W106    ISIN: GB0008706128    SEDOL: 0870612

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Abstain
Elect Lord Blackwell as Director   Mgmt   For   For

Elect Carolyn Fairbairn as Director   Mgmt   For   For
Elect Nicholas Luff as Director   Mgmt   For   For
Re-elect Sir Winfried Bischoff as Director   Mgmt   For   For
Re-elect George Culmer as Director   Mgmt   For   For
Re-elect Anita Frew as Director   Mgmt   For   For
Re-elect Antonio Horta-Osorio as Director   Mgmt   For   For
Re-elect David Roberts as Director   Mgmt   For   For
Re-elect Anthony Watson as Director   Mgmt   For   For
Re-elect Sara Weller as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For

Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Market Purchase of Preference Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Lloyds Banking Group plc

 

Meeting Date:    16-May-13    Country:    United Kingdom    Security ID:    G5533W248
Record Date:    14-May-13    Meeting Type:    Special    Ticker:    LLOY

 

CUSIP: G5542W106    ISIN: GB0008706128    SEDOL: 0870612

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   For   For

Next plc

 

Meeting Date:    16-May-13    Country:    United Kingdom    Security ID:    G6500M106
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    NXT

 

CUSIP: G6500M106    ISIN: GB0032089863    SEDOL: 3208986

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect John Barton as Director   Mgmt   For   For
Re-elect Christos Angelides as Director   Mgmt   For   For

Re-elect Steve Barber as Director   Mgmt   For   For
Re-elect Christine Cross as Director   Mgmt   For   For
Re-elect Jonathan Dawson as Director   Mgmt   For   For
Re-elect David Keens as Director   Mgmt   For   For
Elect Caroline Goodall as Director   Mgmt   For   For
Re-elect Francis Salway as Director   Mgmt   For   For
Re-elect Andrew Varley as Director   Mgmt   For   For
Re-elect Lord Simon Wolfson as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Off-Market Purchase   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Prudential plc

 

Meeting Date:    16-May-13    Country:    United Kingdom    Security ID:    G72899100
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    PRU

 

CUSIP: G72899100    ISIN: GB0007099541    SEDOL: 0709954

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Philip Remnant as Director   Mgmt   For   For
Re-elect Sir Howard Davies as Director   Mgmt   For   For
Re-elect Robert Devey as Director   Mgmt   For   For
Re-elect John Foley as Director   Mgmt   For   For

Re-elect Michael Garrett as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Alexander Johnston as Director   Mgmt   For   For
Re-elect Paul Manduca as Director   Mgmt   For   For
Re-elect Michael McLintock as Director   Mgmt   For   For
Re-elect Kaikhushru Nargolwala as Director   Mgmt   For   For
Re-elect Nicolaos Nicandrou as Director   Mgmt   For   For
Re-elect Barry Stowe as Director   Mgmt   For   For
Re-elect Tidjane Thiam as Director   Mgmt   For   For
Re-elect Lord Turnbull as Director   Mgmt   For   For
Re-elect Michael Wells as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For

Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Approve Savings-Related Share Option Scheme   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Sydney Airport

 

Meeting Date:    16-May-13    Country:    Australia    Security ID:    Q8808P103
Record Date:    14-May-13    Meeting Type:    Annual/Special    Ticker:    SYD

 

CUSIP: Q5763C127    ISIN: AU000000SYD9    SEDOL: B70DWB2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Michael Lee as a Director   Mgmt   For   Against
Elect John Roberts as a Director   Mgmt   For   Against

Wynn Macau Ltd.

 

Meeting Date:    16-May-13    Country:    Hong Kong    Security ID:    G98149100
Record Date:       Meeting Type:    Annual    Ticker:    01128

 

CUSIP: G98149100    ISIN: KYG981491007    SEDOL: B4JSTL6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Linda Chen as Director   Mgmt   For   Against
Elect Bruce Rockowitz as Director   Mgmt   For   For

Elect Jeffrey Kin-fung Lam as Director   Mgmt   For   For
Elect Matthew O. Maddox as Director   Mgmt   For   Against
Authorize the Board to Fix Remuneration of Directors   Mgmt   For   For
Reappont Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Compagnie generale des etablissements Michelin

 

Meeting Date:    17-May-13    Country:    France    Security ID:    F61824144
Record Date:    13-May-13    Meeting Type:    Annual/Special    Ticker:    ML

 

CUSIP: F61824144    ISIN: FR0000121261    SEDOL: 4588364

Proposal   Proponent   Mgmt Rec   Vote Instruction
Extraordinary Business   Mgmt    
Amend Article 15 of Bylaws Re: Length of Term for Supervisory Board Members   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.40 per Share   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Barbara Dalibard as Supervisory Board Member   Mgmt   For   For

Reelect Louis Gallois as Supervisory Board Member   Mgmt   For   For
Elect Anne-Sophie de La Bigne as Supervisory Board Member   Mgmt   For   For
Elect Jean-Pierre Duprieu as Supervisory Board Member   Mgmt   For   For
Elect Olivier Bazil as Supervisory Board Member   Mgmt   For   For
Elect Michel Rollier as Supervisory Board Member   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Fresenius SE & Co KGaA

 

Meeting Date:    17-May-13    Country:    Germany    Security ID:    D27348123
Record Date:    25-Apr-13    Meeting Type:    Annual    Ticker:    FRE

 

CUSIP: D27348107    ISIN: DE0005785604    SEDOL: 4352097

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.10 per Share   Mgmt   For   For
Approve Discharge of Personally Liable Partner for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2013   Mgmt   For   For
Approve Remuneration System for Management Board Members of the Personally Liable Partner   Mgmt   For   For
Approve Creation of EUR 40.3 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Stock Option Plan for Key Employees; Approve Creation of EUR 8.4 Pool of Conditional Capital to Guarantee Conversion Rights   Mgmt   For   For

Intertek Group plc

 

Meeting Date:    17-May-13    Country:    United Kingdom    Security ID:    G4911B108
Record Date:    15-May-13    Meeting Type:    Annual    Ticker:    ITRK

 

CUSIP: G4911B108    ISIN: GB0031638363    SEDOL: 3163836

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir David Reid as Director   Mgmt   For   For
Re-elect Edward Astle as Director   Mgmt   For   For
Re-elect Alan Brown as Director   Mgmt   For   For
Re-elect Wolfhart Hauser as Director   Mgmt   For   For

Re-elect Christopher Knight as Director   Mgmt   For   For
Elect Louise Makin as Director   Mgmt   For   For
Re-elect Lloyd Pitchford as Director   Mgmt   For   For
Re-elect Michael Wareing as Director   Mgmt   For   For
Elect Lena Wilson as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Kazakhmys plc

 

Meeting Date:    17-May-13    Country:    United Kingdom    Security ID:    G5221U108
Record Date:    15-May-13    Meeting Type:    Annual    Ticker:    KAZ

 

CUSIP: G5221U108    ISIN: GB00B0HZPV38    SEDOL: B0HZPV3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Michael Lynch-Bell as Director   Mgmt   For   For
Re-elect Vladimir Kim as Director   Mgmt   For   For
Re-elect Oleg Novachuk as Director   Mgmt   For   For
Re-elect Eduard Ogay as Director   Mgmt   For   For
Re-elect Philip Aiken as Director   Mgmt   For   For

Re-elect Clinton Dines as Director   Mgmt   For   For
Re-elect Simon Heale as Director   Mgmt   For   For
Re-elect Lord Renwick as Director   Mgmt   For   For
Re-elect Charles Watson as Director   Mgmt   For   For
Re-elect Daulet Yergozhin as Director   Mgmt   For   For
Appoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve LTIP Waiver Granted By the Takeover Panel Pursuant to the Vesting of LTIP Awards   Mgmt   For   For

Nitori Holdings Co Ltd

 

Meeting Date:    17-May-13    Country:    Japan    Security ID:    J58214107
Record Date:    20-Feb-13    Meeting Type:    Annual    Ticker:    9843

 

CUSIP: J58214107    ISIN: JP3756100008    SEDOL: 6644800

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nitori, Akio   Mgmt   For   For
Elect Director Sugiyama, Kiyoshi   Mgmt   For   For
Elect Director Shirai, Toshiyuki   Mgmt   For   For
Elect Director Komiya, Shoshin   Mgmt   For   For
Elect Director Ando, Takaharu   Mgmt   For   For
Elect Director Takeshima, Kazuhiko   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Total SA

 

Meeting Date:    17-May-13    Country:    France    Security ID:    F92124100
Record Date:    13-May-13    Meeting Type:    Annual/Special    Ticker:    FP

 

CUSIP: F92124100    ISIN: FR0000120271    SEDOL: B15C557

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.34 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Thierry Desmarest as Director   Mgmt   For   For
Reelect Gunnar Brock as Director   Mgmt   For   For

Reelect Gerard Lamarche as Director   Mgmt   For   For
Elect Charles Keller as Representative of Employee Shareholders to the Board   Mgmt   For   For
Elect Philippe Marchandise as Representative of Employee Shareholders to the Board   Mgmt   Against   Against
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Shareholder Proposals Submitted by UES Amont Total Workers’ Counsel   Mgmt    
Approve the Establishment of an Independent Ethics Committee   SH   Against   Against
Approve to Link Remuneration to Positive Safety Indicators   SH   Against   Against
Acquire the Diversity Label   SH   Against   Against
Approve Nomination of Employees Representative to the Remuneration Committee   SH   Against   Against
Allow Loyalty Dividends to Long-Term Registered Shareholders   SH   Against   Against

Transocean Ltd.

 

Meeting Date:    17-May-13    Country:    Switzerland    Security ID:    H8817H100
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    RIGN

 

CUSIP: H8817H100    ISIN: CH0048265513    SEDOL: B5W3ND5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
This is a duplicate meeting for ballots received via the Broadridge Global Ballot Distribution System   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For

Approve Payment of a Dividend in Principle   Mgmt   For   For
Approve Reduction (Transocean) in Share Capital and Repayment of $2.24 per share   Mgmt   For   For
Approve Reduction (Icahn Group) in Share Capital and Repayment of $4.00 per share   SH   Against   Against
Approve Creation of CHF 75 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Declassify the Board of Directors   SH   None   For
Election of Transocean Ltd Nominees   Mgmt    
Elect Director Frederico F. Curado   Mgmt   For   For
Elect Director Steven L. Newman   Mgmt   For   For
Elect Director Thomas W. Cason   Mgmt   For   For
Elect Director Robert M. Sprague   Mgmt   For   Do Not Vote
Elect Director J. Michael Talbert   Mgmt   For   Do Not Vote
Election of Icahn Group Nominees   Mgmt    
Elect Director John J. Lipinski   SH   Against   Do Not Vote
Elect Director Jose Maria Alapont   SH   Against   For
Elect Director Samuel Merksamer   SH   Against   For

Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2013 and Reelection of Ernst & Young Ltd, Zurich as the Company’s Auditor for a Further One-Year Term   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Leighton Holdings Ltd.

 

Meeting Date:    20-May-13    Country:    Australia    Security ID:    Q55190104
Record Date:    18-May-13    Meeting Type:    Annual    Ticker:    LEI

 

CUSIP: Q55190104    ISIN: AU000000LEI5    SEDOL: 6511227

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Remuneration Report   Mgmt   For   For
Elect Robert Douglas Humphris as a Director   Mgmt   For   For

Leighton Holdings Ltd.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect David Paul Robinson as a Director   Mgmt   For   Against
Elect Marcelino Fernandez Verdes as a Director   Mgmt   For   Against
Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   None   Against
Approve the Grant of Up to 107,204 LTI Rights and A$1.88 Million Worth of STI Rights to Hamish Tyrwhitt, CEO of the Company   Mgmt   For   For
Approve the Grant of Up to 77,186 LTI Rights and A$1.35 Million Worth of STI Rights to Peter Gregg, CFO of the Company   Mgmt   For   For

Power Assets Holdings Ltd.

 

Meeting Date:    20-May-13    Country:    Hong Kong    Security ID:    Y7092Q109
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    00006

 

CUSIP: Y33549117    ISIN: HK0006000050    SEDOL: 6435327

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Chan Loi Shun as Director   Mgmt   For   Against
Elect Fong Chi Wai, Alex as Director   Mgmt   For   For
Elect Lee Lan Yee, Francis as Director   Mgmt   For   For
Elect Frank John Sixt as Director   Mgmt   For   Against
Reappoint KPMG as Auditors and Authorize Board Mgmt to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Share Repurchase Program   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Cheung Kong (Holdings) Limited

 

Meeting Date:    21-May-13    Country:    Hong Kong    Security ID:    Y13213106
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    00001

 

CUSIP: Y13213106    ISINI: HK0001000014    SEDOL: 6190273

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Li Tzar Kuoi, Victor as Director   Mgmt   For   Against
Elect Ip Tak Chuen, Edmond as Director   Mgmt   For   Against
Elect Chiu Kwok Hung, Justin as Director   Mgmt   For   Against

Elect Leung Siu Hon as Director   Mgmt   For   Against
Elect Chow Kun Chee, Roland as Director   Mgmt   For   Against
Elect Lee Yeh Kwong, Charles as Director   Mgmt   For   Against
Elect Yeh Yuan Chang, Anthony as Director   Mgmt   For   For
Elect Wong Yick-ming, Rosanna as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Hutchison Whampoa Limited

 

Meeting Date:    21-May-13    Country:    Hong Kong    Security ID:    Y38024108
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    00013

 

CUSIP: Y38024108    ISIN: HK0013000119    SEDOL: 6448068

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Li Tzar Kuoi as Director   Mgmt   For   Against
Elect Frank John Sixt as Director   Mgmt   For   Against
Elect Holger Kluge as Director   Mgmt   For   For
Elect George Colin Magnus as Director   Mgmt   For   Against
Elect Lee Wai Mun, Rose as Director   Mgmt   For   For
Elect Lee Yeh Kwong, Charles as Director   Mgmt   For   Against
Appoint Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Lawson, Inc.

 

Meeting Date:    21-May-13    Country:    Japan    Security ID:    J3871L103
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    2651

 

CUSIP: J3871L103    ISIN: JP3982100004    SEDOL: 6266914

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 100   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Kyoya, Yutaka   Mgmt   For   For
Appoint Statutory Auditor Seki, Atsuhiko   Mgmt   For   For

Natixis

 

Meeting Date:    21-May-13    Country:    France    Security ID:    F6483L100
Record Date:    15-May-13    Meeting Type:    Annual/Special    Ticker:    KN

 

CUSIP: F6483L100    ISIN: FR0000120685    SEDOL: B1HDJL2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.10 per Share   Mgmt   For   For

Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   Against
Ratify Appointment of Thierry Cahn as Director   Mgmt   For   Against
Ratify Appointment of Pierre Valentin as Director   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion   Mgmt   For   Against
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion   Mgmt   For   Against
Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   Mgmt   For   Against
Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 3 Billion   Mgmt   For   Against

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 3 Billion for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   Against
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Royal Dutch Shell plc

 

Meeting Date:    21-May-13    Country:    United Kingdom    Security ID:    G7690A100
Record Date:    17-May-13    Meeting Type:    Annual    Ticker:    RDSA

 

CUSIP: G7690A118    ISIN: GB00B03MLX29    SEDOL: B03MLX2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Josef Ackermann as Director   Mgmt   For   For
Re-elect Guy Elliott as Director   Mgmt   For   For
Re-elect Simon Henry as Director   Mgmt   For   For
Re-elect Charles Holliday as Director   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Jorma Ollila as Director   Mgmt   For   For
Re-elect Sir Nigel Sheinwald as Director   Mgmt   For   For
Re-elect Linda Stuntz as Director   Mgmt   For   For
Re-elect Peter Voser as Director   Mgmt   For   For
Re-elect Hans Wijers as Director   Mgmt   For   For

Elect Gerrit Zalm as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For

Bureau Veritas Registre international de classification de navires et d aeronefs

 

Meeting Date:    22-May-13    Country:    France    Security ID:    F96888114
Record Date:    16-May-13    Meeting Type:    Annual/Special    Ticker:    BVI

 

CUSIP: F96888114    ISIN: FR0006174348    SEDOL: B28DTJ6

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Non-Tax Deductible Expenses   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.83 per Share   Mgmt   For   For
Reelect Frank Piedelievre as Director   Mgmt   For   Against
Reelect Stephane Bacquaert as Director   Mgmt   For   Against
Reelect Jean-Michel Ropert as Director   Mgmt   For   Against
Reelect Frederic Lemoine as Director   Mgmt   For   Against
Elect Lucia Sinapi-Thomas as Director   Mgmt   For   Against
Elect Nicoletta Giadrossi as Director   Mgmt   For   For
Elect Ieda Gomes Yell as Director   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 600,000   Mgmt   For   For

Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 1.5 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Capital Increase of Up to EUR 1 Million for Future Exchange Offers   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For

Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 15, 16, 17, 19 and 20 at EUR 2 Million and from All Issuance Requests Under Items 15, 16, 17, 18, 19 and 20 at EUR 3.5 Million   Mgmt   For   For
Subject to Approval of Item 26, Approve Capitalization of Reserves of EUR 39,782,028.96 via Increase in Par Value from EUR 0.12 to EUR 0.48   Mgmt   For   For
Subject to Approval of Item 25, Approve 4 for 1 Stock Split and Amend Articles 6 and 14.1 of Bylaws Accordingly   Mgmt   For   For
Subject to Approval of Item 25 and 26, Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 15, 16, 17, 19 and 20 at EUR 8 Million and from All Issuance Requests Under Items 15, 16, 17, 18, 19 and 20 at EUR 14 Million   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Iliad

 

Meeting Date:    22-May-13    Country:    France    Security ID:    F4958P102
Record Date:    16-May-13    Meeting Type:    Annual/Special    Ticker:    ILD

 

CUSIP: F4958P102    ISIN: FR0004035913    SEDOL: 7759435

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.37 per Share   Mgmt   For   For

Acknowledge Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions   Mgmt   For   For
Reelect Virginie Calmels as Director   Mgmt   For   For
Reelect Xavier Niel as Director   Mgmt   For   For
Reelect Orla Noonan as Director   Mgmt   For   For
Reelect Pierre Pringuet as Director   Mgmt   For   For
Reelect Antoine Levavasseur as Director   Mgmt   For   For
Reelect Cyril Poidatz as Director   Mgmt   For   For
Reelect Olivier Rosenfeld as Director   Mgmt   For   For
Reelect Alain Weill as Director   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 120,000   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   Against
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million, Including in the Event of a Public Tender Offer or Share Exchange Offer   Mgmt   For   Against

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million, Including in the Event of a Public Tender Offer or Share Exchange Offer   Mgmt   For   Against
Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 5 Million, Including in the Event of a Public Tender Offer or Share Exchange Offer   Mgmt   For   Against
Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   Mgmt   For   Against
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   Against
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Capital Increase of Up to EUR 1.5 Million for Future Exchange Offers   Mgmt   For   Against
Authorize Capitalization of Reserves of Up to EUR 75 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For

Approve Employee Stock Purchase Plan, Including in the Event of a Public Tender Offer or Share Exchange Offer   Mgmt   Against   Against
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Amend Article 16 of Bylaws Re: Directors Length of Term   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Iluka Resources Ltd.

 

Meeting Date:    22-May-13    Country:    Australia    Security ID:    Q4875J104
Record Date:    20-May-13    Meeting Type:    Annual    Ticker:    ILU

 

CUSIP: Q4875J104    ISIN: AU000000ILU1    SEDOL: 6957575

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Stephen John Turner as a Director   Mgmt   For   For
Elect Wayne Osborn as a Director   Mgmt   For   For
Elect Gregory John Walton Martin as a Director   Mgmt   For   For
Elect James Hutchison Ranck as a Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For

Legal & General Group plc

 

Meeting Date:    22-May-13    Country:    United Kingdom    Security ID:    G54404127
Record Date:    20-May-13    Meeting Type:    Annual    Ticker:    LGEN

 

CUSIP: G54404127    ISIN: GB0005603997    SEDOL: 560399

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Mark Zinkula as Director   Mgmt   For   For
Elect Lindsay Tomlinson as Director   Mgmt   For   For
Re-elect Stuart Popham as Director   Mgmt   For   For
Re-elect Julia Wilson as Director   Mgmt   For   For
Re-elect Mike Fairey as Director   Mgmt   For   For
Re-elect Mark Gregory as Director   Mgmt   For   For
Re-elect Rudy Markham as Director   Mgmt   For   For
Re-elect John Pollock as Director   Mgmt   For   For
Re-elect Nicholas Prettejohn as Director   Mgmt   For   For
Re-elect John Stewart as Director   Mgmt   For   For
Re-elect Nigel Wilson as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For

Approve Remuneration Report   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Societe Generale

 

Meeting Date:    22-May-13    Country:    France    Security ID:    F43638141
Record Date:    16-May-13    Meeting Type:    Annual    Ticker:    GLE

 

CUSIP: F43638141    ISIN: FR0000130809    SEDOL: 5966516

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.45 per Share   Mgmt   For   For
Approve Stock Dividend Program (New Shares)   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions and Acknowledge the Absence of New Transactions   Mgmt   For   For

Reelect Jean-Bernard Levy as Director   Mgmt   For   For
Elect Alexandra Schaapveld as Director   Mgmt   For   For
Authorize Repurchase of Up to 5 Percent of Issued Share Capital   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

BG Group plc

 

Meeting Date:    23-May-13    Country:    United Kingdom    Security ID:    G1245Z108
Record Date:    21-May-13    Meeting Type:    Annual    Ticker:    BG.

 

CUSIP: G1245Z108    ISIN: GB0008762899    SEDOL: 0876289

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Den Jones as Director   Mgmt   For   For
Elect Lim Haw-Kuang as Director   Mgmt   For   For
Re-elect Peter Backhouse as Director   Mgmt   For   For
Re-elect Vivienne Cox as Director   Mgmt   For   For
Re-elect Chris Finlayson as Director   Mgmt   For   For
Re-elect Andrew Gould as Director   Mgmt   For   For
Re-elect Baroness Hogg as Director   Mgmt   For   For
Re-elect Dr John Hood as Director   Mgmt   For   For
Re-elect Martin Houston as Director   Mgmt   For   For
Re-elect Caio Koch-Weser as Director   Mgmt   For   For
Re-elect Sir David Manning as Director   Mgmt   For   For
Re-elect Mark Seligman as Director   Mgmt   For   For

Re-elect Patrick Thomas as Director   Mgmt   For   For
Appoint Ernst & Young LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Credit Agricole SA

 

Meeting Date:    23-May-13    Country:    France    Security ID:    F22797108
Record Date:    17-May-13    Meeting Type:    Annual/Special    Ticker:    ACA

 

CUSIP: F22797108    ISIN: FR0000045072    SEDOL: 7262610

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Treatment of Losses   Mgmt   For   For
Approve Transaction with Emporiki Re: Securities Lending   Mgmt   For   For
Approve Transaction Re: Credit Agricole’s Participation in the Share Capital Increase of Banco Espirito Santo   Mgmt   For   For
Approve Transaction with SACAM International Re: Repurchase of Emporiki Shares   Mgmt   For   For
Approve Transaction Re: Creation of a Special Purpose Vehicle   Mgmt   For   Against
Approve Severance Payment Agreement with Xavier Musca   Mgmt   For   Against

Reelect Jean-Marie Sander as Director   Mgmt   For   Against
Reelect Philippe Brassac as Director   Mgmt   For   Against
Reelect Veronique Flachaire as Director   Mgmt   For   Against
Reelect Christian Talgorn as Director   Mgmt   For   Against
Elect Pascale Berger as Director   Mgmt   For   Against
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.05 Million   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 3.75 Billion   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 750 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million   Mgmt   For   For

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16- 18, 20-21, and 25-26   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Board to Set Issue Price for 5 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3.75 Billion   Mgmt   For   For
Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 5 Billion   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Stock Purchase Plan Reserved for International Employees   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Deutsche Bank AG

 

Meeting Date:    23-May-13    Country:    Germany    Security ID:    D18190898
Record Date:       Meeting Type:    Annual    Ticker:    DBK

 

CUSIP: D18190898    ISIN: DE0005140008    SEDOL: 5750355

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For

Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For
Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Approve Remuneration of Supervisory Board   Mgmt   For   For
Elect John Cryan to the Supervisory Board   Mgmt   For   For
Elect Henning Kagermann to the Supervisory Board   Mgmt   For   For
Elect Suzanne Labarge to the Supervisory Board   Mgmt   For   For
Elect Johannes Teyssen to the Supervisory Board   Mgmt   For   For
Elect Georg Thoma to the Supervisory Board   Mgmt   For   For
Elect Tilman Todenhoefer to the Supervisory Board   Mgmt   For   For

Elect Dina Dublon to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 230.4 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Domination Agreement with RREEF Management GmbH   Mgmt   For   For

FamilyMart Co. Ltd.

 

Meeting Date:    23-May-13    Country:    Japan    Security ID:    J13398102
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    8028

 

CUSIP: J13398102    ISIN: JP3802600001    SEDOL: 6331276

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Ueda, Junji   Mgmt   For   Against
Elect Director Miyamoto, Yoshiki   Mgmt   For   For

Elect Director Kato, Toshio   Mgmt   For   For
Elect Director Takada, Motoo   Mgmt   For   For
Elect Director Kosaka, Masaaki   Mgmt   For   For
Elect Director Wada, Akinori   Mgmt   For   For
Elect Director Komatsuzaki, Yukihiko   Mgmt   For   For
Elect Director Tamamaki, Hiroaki   Mgmt   For   For
Elect Director Takebayashi, Noboru   Mgmt   For   For
Elect Director Nakayama, Isamu   Mgmt   For   Against
Appoint Statutory Auditor Iwamura, Shuuji   Mgmt   For   For

Gemalto

 

Meeting Date:    23-May-13    Country:    Netherlands    Security ID:    N3465M108
Record Date:    25-Apr-13    Meeting Type:    Annual    Ticker:    GTO

 

CUSIP: N3465M108    ISIN: NL0000400653    SEDOL: B011JK4

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 0.34 Per Share   Mgmt   For   For
Approve Discharge of CEO as Executive Board Member   Mgmt   For   For
Approve Discharge of Non-Executive Directors   Mgmt   For   For
Reelect Buford Alexander to Board of Directors   Mgmt   For   For
Reelect John Ormerod to Board of Directors   Mgmt   For   For
Elect Homaira Akbari to Board of Directors   Mgmt   For   For

Approve Remuneration of Non-Executive Board Members   Mgmt   For   For
Amend Articles Re: Implementation of Act on Governance and Supervision and Other Legislative Changes   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Grant Board Authority to Issue all Unissued Shares   Mgmt   For   Against
Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a   Mgmt   For   Against
Ratify PricewaterhouseCoopers Accountants N.V. as Auditors   Mgmt   For   For
Allow Questions   Mgmt    
Close Meeting   Mgmt    

Lanxess AG

 

Meeting Date:    23-May-13    Country:    Germany    Security ID:    D5032B102
Record Date:    01-May-13    Meeting Type:    Annual    Ticker:    LXS

 

CUSIP: D5032B102    ISIN: DE0005470405    SEDOL: B05M8B7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.00 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For
Approve Creation of EUR16.6 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Change Location of Registered Office/Headquarters to Cologne, Germany   Mgmt   For   For

Seven & i Holdings Co Ltd

 

Meeting Date:    23-May-13    Country:    Japan    Security ID:    J7165H108
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    3382

 

CUSIP: J7165H108    ISIN: JP3422950000    SEDOL: B0FS5D6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 33   Mgmt   For   For
Elect Director Suzuki, Toshifumi   Mgmt   For   For
Elect Director Murata, Noritoshi   Mgmt   For   For
Elect Director Goto, Katsuhiro   Mgmt   For   For
Elect Director Kobayashi, Tsuyoshi   Mgmt   For   For
Elect Director Ito, Junro   Mgmt   For   For
Elect Director Takahashi, Kunio   Mgmt   For   For

Elect Director Shimizu, Akihiko   Mgmt   For   For
Elect Director Kamei, Atsushi   Mgmt   For   For
Elect Director Isaka, Ryuichi   Mgmt   For   For
Elect Director Anzai, Takashi   Mgmt   For   For
Elect Director Otaka, Zenko   Mgmt   For   For
Elect Director Matsumoto, Ryu   Mgmt   For   For
Elect Director Okubo, Tsuneo   Mgmt   For   For
Elect Director Shimizu, Noritaka   Mgmt   For   For
Elect Director Scott Trevor Davis   Mgmt   For   For
Elect Director Nonaka, Ikujiro   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   For

Suez Environnement Company

 

Meeting Date:    23-May-13    Country:    France    Security ID:    F4984P118
Record Date:    17-May-13    Meeting Type:    Annual/Special    Ticker:    SEV

 

CUSIP: F90131115    ISIN: FR0010613471    SEDOL: B3B8D04

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.65 per Share   Mgmt   For   For
Approve Transaction with GDF Suez   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 408 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For

Approve Stock Purchase Plan Reserved for International Employees   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

HSBC Holdings plc

 

Meeting Date:    24-May-13    Country:    United Kingdom    Security ID:    G4634U169
Record Date:    23-May-13    Meeting Type:    Annual    Ticker:    HSBA

 

CUSIP: G4634U169    ISIN: GB0005405286    SEDOL: 0540528

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

Re-elect Safra Catz as Director   Mgmt   For   For
Re-elect Laura Cha as Director   Mgmt   For   For
Re-elect Marvin Cheung as Director   Mgmt   For   For
Elect Jim Comey as Director   Mgmt   For   For
Re-elect John Coombe as Director   Mgmt   For   For
Re-elect Joachim Faber as Director   Mgmt   For   For
Re-elect Rona Fairhead as Director   Mgmt   For   For
Elect Renato Fassbind as Director   Mgmt   For   For
Re-elect Douglas Flint as Director   Mgmt   For   For
Re-elect Stuart Gulliver as Director   Mgmt   For   For
Re-elect James Hughes-Hallett as Director   Mgmt   For   For
Re-elect William Laidlaw as Director   Mgmt   For   For
Re-elect John Lipsky as Director   Mgmt   For   For
Re-elect Janis Lomax as Director   Mgmt   For   For
Re-elect Iain Mackay as Director   Mgmt   For   For
Re-elect Sir Simon Robertson as Director   Mgmt   For   For

Re-elect John Thornton as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

InterContinental Hotels Group plc

 

Meeting Date:    24-May-13    Country:    United Kingdom    Security ID:    G4804L130
Record Date:    22-May-13    Meeting Type:    Annual    Ticker:    IHG

 

CUSIP: G4804L122    ISIN: GB00B85KYF37    SEDOL: B85KYF3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Patrick Cescau as Director   Mgmt   For   For
Re-elect David Kappler as Director   Mgmt   For   For
Re-elect Kirk Kinsell as Director   Mgmt   For   For
Re-elect Jennifer Laing as Director   Mgmt   For   For
Re-elect Jonathan Linen as Director   Mgmt   For   For
Re-elect Luke Mayhew as Director   Mgmt   For   For
Re-elect Dale Morrison as Director   Mgmt   For   For
Re-elect Tracy Robbins as Director   Mgmt   For   For
Re-elect Tom Singer as Director   Mgmt   For   For
Re-elect Richard Solomons as Director   Mgmt   For   For
Re-elect Ying Yeh as Director   Mgmt   For   For

Reappoint Ernst & Young LLP as Auditors   Mgmt   For   For
Authorise the Audit Commitee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Legrand

 

Meeting Date:    24-May-13    Country:    France    Security ID:    F56196185
Record Date:    20-May-13    Meeting Type:    Annual/Special    Ticker:    LR

 

CUSIP: F56196185    ISIN: FR0010307819    SEDOL: B11ZRK9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1 per Share   Mgmt   For   For
Ratify Appointment of Dongsheng Li as Director   Mgmt   For   For
Elect Annalisa Loustau Elia as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For

Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Zardoya Otis S.A.

 

Meeting Date:    24-May-13    Country:    Spain    Security ID:    E9853W160
Record Date:    17-May-13    Meeting Type:    Annual    Ticker:    ZOT

 

CUSIP: E9853W160    ISIN: ES0184933812    SEDOL: 5770900

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For

Approve Discharge of Board   Mgmt   For   For
Approve Special Cash Dividends   Mgmt   For   For
Renew Appointment of PriceWaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Reelect José María Loizaga Viguri as Director   Mgmt   For   Against
Ratify Appointment of and Elect Alberto Zardoya Arana as Director   Mgmt   For   Against
Authorize Capitalization of Reserves for Bonus Issue   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   Against
Authorize Share Repurchase Program   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Allow Questions   Mgmt   For   For
Approve Minutes of Meeting   Mgmt   For   For

France Telecom

 

Meeting Date:    28-May-13    Country:    France    Security ID:    F4113C103
Record Date:    22-May-13    Meeting Type:    Annual/Special    Ticker:    FTE

 

CUSIP: F4113C103    ISIN: FR0000133308    SEDOL: 5176177

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Treatment of Losses and Dividends of EUR 0.78 per Share   Mgmt   For   For
Approve Transaction with Thales and Caisse des Depots et Consignations Re: Creation of a new Company, “Cloudwatt”   Mgmt   For   For
Elect Fonds Strategique d’Investissement as Director   Mgmt   For   Against

Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Change Company Name to Orange and Amend Articles 1 and 3 of Bylaws Accordingly   Mgmt   For   For
Amend Article 13 of Bylaws Re: Directors’ Mandates   Mgmt   For   For
Amend Article 13.2 of Bylaws Re: Election of Representative of Employee   Mgmt   For   For
Amend Article 13.3 of Bylaws Re: Election of Representative of Employee Shareholders   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for a Private Placement, up to Aggregate Nominal Amount of EUR 1.5 Billion   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11 to 13   Mgmt   For   For

Authorize Capital Increase of Up to EUR 1.5 Billion for Future Exchange Offers   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Capital Increase of up to EUR 1 Million to Holders of Orange Holding SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 11 to 17 at EUR 3.5 Billion   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Millicom International Cellular S.A.

 

Meeting Date:    28-May-13    Country:    Luxembourg    Security ID:    L6388F128
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    MIC

 

CUSIP: L6388F128    ISIN: SE0001174970    SEDOL: B00L2M8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Chairman of Meeting and Empower Chairman to Appoint Other Members of Bureau   Mgmt   For   For
Receive and Approve Board’s and Auditor’s Reports   Mgmt   For   For
Accept Consolidated and Standalone Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends of USD 2.64 per Share   Mgmt   For   For
Approve Discharge of Directors   Mgmt   For   For

Fix Number of Directors at 8   Mgmt   For   For
Reelect Mia Brunell Livfors as Director   Mgmt   For   For
Reelect Allen Sangines-Krause as Director   Mgmt   For   For
Reelect Paul Donovan as Director   Mgmt   For   For
Reelect Omari Issa as Director   Mgmt   For   For
Reelect Kim Ignatius as Director   Mgmt   For   For
Elect Alejandro Santo Domingo as Director   Mgmt   For   For
Elect Lorenzo Grabau as Director   Mgmt   For   For
Elect Ariel Eckstein as Director   Mgmt   For   For
Reelect Allen Sangines-Krause as Chairman of the Board   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Renew Appointment of Ernst & Young as Auditor   Mgmt   For   For
Approve Remuneration of Auditors   Mgmt   For   For
Approve (i) Procedure on Appointment of Nomination Committee and (ii) Determination of Assignment of Nomination Committee   Mgmt   For   For

Approve Set Up of Charity Trust   Mgmt   For   For
Approve Share Repurchase Program   Mgmt   For   For
Approve Guidelines for Remuneration to Senior Management   Mgmt   For   For

OZ Minerals Ltd

 

Meeting Date:    28-May-13    Country:    Australia    Security ID:    Q7161P122
Record Date:    26-May-13    Meeting Type:    Annual    Ticker:    OZL

 

CUSIP: Q7161P106    ISIN: AU000000OZL8    SEDOL: 6397825

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Paul Dowd as a Director   Mgmt   For   For
Elect Charles Lenegan as a Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 330,000 Performance Rights to Terry Burgess, Managing Director and Chief Executive Officer of the Company   Mgmt   For   For

Safran

 

Meeting Date:    28-May-13    Country:    France    Security ID:    F4035A557
Record Date:    22-May-13    Meeting Type:    Annual/Special    Ticker:    SAF

 

CUSIP: F4035A557    ISIN: FR0000073272    SEDOL: B058TZ6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.96 per Share   Mgmt   For   For

Acknowledge Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions   Mgmt   For   For
Reelect Jean-Marc Forneri as Director   Mgmt   For   For
Elect Monique Cohen as Director   Mgmt   For   For
Elect Christian Streiff as Director   Mgmt   For   For
Acknowledge Appointment of Four Representative of French State to the Board   Mgmt   For   Against
Approve Remuneration of Directors in the Aggregate Amount of EUR 670,000   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 25 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million   Mgmt   For   For

Authorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11 to 14   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   Against
Authorize Capitalization of Reserves of Up to EUR 12.5 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items at EUR 50 Million   Mgmt   For   For
Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against

Shareholder Proposals Submitted by Employee Fund: Safran Investissement, Safran Mixte Solidaire, Safran Ouverture and Safran Dynamique   Mgmt    
Elect One or Several Representatives of Employees to the Board   SH   For   Against
Approve Alternate Income Allocation Proposal with Respect to Item 3 Above and Dividends of EUR 0.77 per Share   SH   Against   Against
Extraordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Deutsche Post AG

 

Meeting Date:    29-May-13    Country:    Germany    Security ID:    D19225107
Record Date:       Meeting Type:    Annual    Ticker:    DPW

 

CUSIP: D19225107    ISIN: DE0005552004    SEDOL: 4617859

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.70 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2013   Mgmt   For   For
Approve Creation of EUR 240 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 75 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For

Elect Wulf von Schimmelmann to the Supervisory Board   Mgmt   For   For
Amend Articles Re: Remuneration of Supervisory Board   Mgmt   For   For

European Aeronautic Defence and Space Company EADS NV

 

Meeting Date:    29-May-13    Country:    Netherlands    Security ID:    N3114C808
Record Date:    01-May-13    Meeting Type:    Annual    Ticker:    EAD

 

CUSIP: F17114103    ISIN: NL0000235190    SEDOL: 4012250

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Discussion on Company’s Corporate Governance Structure   Mgmt    

Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Receive Financial Statements and Report on the Business   Mgmt    
Discussion of Agenda Items   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.60 per Share   Mgmt   For   For
Approve Discharge of Board of Directors   Mgmt   For   For
Ratify Ernst & Young Accountants L.L.P. as Co-Auditors   Mgmt   For   For
Ratify KPMG Accountants N.V. as Co-Auditors   Mgmt   For   For
Approve Remuneration of Executive and Non-Executive Directors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 0.15 Percent of Authorized Capital and Excluding Preemptive Rights   Mgmt   For   For
Approve Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Close Meeting   Mgmt    

Linde AG

 

Meeting Date:    29-May-13    Country:    Germany    Security ID:    D50348107
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    LIN

 

CUSIP: D50348107    ISIN: DE0006483001    SEDOL: 5740817

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.70 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For

Ratify KPMG as Auditors for Fiscal 2013   Mgmt   For   For
Approve Creation of EUR 47 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 3.5 Billion; Approve Creation of EUR 47 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Approve Cancellation of Conditional Capital   Mgmt   For   For
Elect Ann-Kristin Achleitner to the Supervisory Board   Mgmt   For   For
Elect Clemens Boersig to the Supervisory Board   Mgmt   For   For
Elect Michael Diekmann to the Supervisory Board   Mgmt   For   For
Elect Franz Fehrenbach to the Supervisory Board   Mgmt   For   For
Elect Klaus-Peter Mueller to the Supervisory Board   Mgmt   For   For
Elect Manfred Schneider to the Supervisory Board   Mgmt   For   For
Elect Mathias Otto as Alternate Supervisory Board Member   Mgmt   For   For

Elect Guenter Hugger as Alternate Supervisory Board Member   Mgmt   For   For
Amend Corporate Purpose   Mgmt   For   For
Amend Articles Re: Composition of the Board   Mgmt   For   For
Amend Articles Re: Remuneration of Supervisory Board   Mgmt   For   For
Amend Articles Re: Editorial Changes   Mgmt   For   For

Publicis Groupe SA

 

Meeting Date:    29-May-13    Country:    France    Security ID:    F7607Z165
Record Date:    23-May-13    Meeting Type:    Annual/Special    Ticker:    PUB

 

CUSIP: F7607Z165    ISIN: FR0000130577    SEDOL: 4380429

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    

Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.90 per Share   Mgmt   For   For
Approve Stock Dividend Program   Mgmt   For   For
Acknowledge Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions   Mgmt   For   For
Elect Jean Charest as Supervisory Board Member   Mgmt   For   For
Renew Appointment of Ernst and Young et Autres as Auditor   Mgmt   For   For
Renew Appointment of Auditex as Alternate Auditor   Mgmt   For   For
Advisory Vote to Ratify Elisabeth Badinter Compensation   Mgmt   For   For
Advisory Vote to Ratify Maurice Levy Compensation   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For

Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 14 Million   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   For   For
Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Employee Indirect Stock Purchase Plan for International Employees   Mgmt   For   For
Amend Article 13 II of Bylaws Re: Length of Term and Reelection of Supervisory Board Members   Mgmt   For   For
Amend Article 19 of Bylaws Re: Webcast of General Meetings   Mgmt   For   For
Amend Article 20 of Bylaws Re: Attendance to General Meetings via Visioconference, Telecommunication, and Webcast   Mgmt   For   For

Amend Article 21 of Bylaws Re: Proxy Voting   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Swatch Group AG

 

Meeting Date:    29-May-13    Country:    Switzerland    Security ID:    H83949141
Record Date:       Meeting Type:    Annual    Ticker:    UHR

 

CUSIP: H83949141    ISIN: CH0012255151    SEDOL: 7184725

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board and Senior Management   Mgmt   For   For

Approve Allocation of Income and Dividends of CHF 1.35 per Registered Share and CHF 6.75 per Bearer Share   Mgmt   For   Against
Reelect Esther Grether, Nayla Hayek, Georges Hayek, Ernst Tanner, Claude Nicollier, and Jean- Pierre Roth as Directors   Mgmt   For   Against
Ratify PricewaterhouseCoopers AG as Auditors   Mgmt   For   For

Westfield Group

 

Meeting Date:    29-May-13    Country:    Australia    Security ID:    Q97062105
Record Date:    27-May-13    Meeting Type:    Annual/Special    Ticker:    WDC

 

CUSIP: Q97062105    ISIN: AU000000WDC7    SEDOL: B01BTX7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Remuneration Report   Mgmt   For   For
Elect Frank Lowy as a Director   Mgmt   For   For

Elect Brian Schwartz as a Director   Mgmt   For   For
Elect Roy Furman as a Director   Mgmt   For   For
Elect Peter Allen as a Director   Mgmt   For   For
Elect Mark G. Johnson as a Director   Mgmt   For   For
Approve the Extension to the On-Market Buy-Back   Mgmt   For   For

Dassault Systemes

 

Meeting Date:    30-May-13    Country:    France    Security ID:    F2457H100
Record Date:    24-May-13    Meeting Type:    Annual/Special    Ticker:    DSY

 

CUSIP: F2457H100    ISIN: FR0000130650    SEDOL: 5330047

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    

Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.80 per Share   Mgmt   For   For
Approve Stock Dividend Program (Cash or New Shares)   Mgmt   For   For
Approve Auditors’ Special Report Regarding New Related-Party Transactions and Acknowledge Ongoing Transactions   Mgmt   For   For
Elect Odile Desforges as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million   Mgmt   For   For

Approve Issuance of up to Aggregate Nominal Amount of EUR 15 Million for a Private Placement   Mgmt   For   For
Approve Issuance of Warrants (BSAAR) up to EUR 6 Million Reserved for Employees and Corporate Officers   Mgmt   For   Against
Authorize Capitalization of Reserves of Up to EUR 15 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   Against
Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize up to 5 Percent of Issued Capital for Use in Stock Option Plan   Mgmt   For   Against
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Elan Corporation plc

 

Meeting Date:    30-May-13    Country:    Ireland    Security ID:    G29539106
Record Date:    28-May-13    Meeting Type:    Annual    Ticker:    DRX

 

CUSIP: G29539106    ISIN: IE0003072950    SEDOL: 4305507

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Resolutions   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Reelect Robert Ingram as Director   Mgmt   For   For
Reelect Gary Kennedy as Director   Mgmt   For   For
Reelect Patrick Kennedy as Director   Mgmt   For   For
Reelect Kelly Martin as Director   Mgmt   For   For
Reelect Kieran McGowan as Director   Mgmt   For   For

Reelect Kyran McLaughlin as Director   Mgmt   For   For
Reelect Donal O’Connor as Director   Mgmt   For   For
Reelect Richard Pilnik as Director   Mgmt   For   For
Reelect Andrew von Eschenbach as Director   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights   Mgmt   For   For
Special Resolutions   Mgmt    
Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Approve Reduction in Share Capital   Mgmt   For   For
Authorise Share Repurchase Program   Mgmt   For   For
Authorise Reissuance of Repurchased Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Electricite de France

 

Meeting Date:    30-May-13    Country:    France    Security ID:    F2940H113
Record Date:    24-May-13    Meeting Type:    Annual/Special    Ticker:    EDF

 

CUSIP: F2940H113    ISIN: FR0010242511    SEDOL: B0NJJ17

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.25 per Share   Mgmt   For   For
Approve Payment of Dividends (Cash or Shares)   Mgmt   For   For
Authorize Board to Provide the Option for Payment in Shares of Interim Dividend for Fiscal Year 2013   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For

Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Amend Articles 1, 2.3, and 6.2 of Bylaws Re: Applicable Legislation   Mgmt   For   For
Shareholder Proposal Submitted by the Supervisory Board of FCPE Actions EDF   Mgmt    
Amend Article 16 of Bylaws Re: Employee Representative at Board Comitees   SH   For   Against
Extraordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Repsol SA

 

Meeting Date:    30-May-13    Country:    Spain    Security ID:    E8471S130
Record Date:    23-May-13    Meeting Type:    Annual    Ticker:    REP

 

CUSIP: E8471S130    ISIN: ES0173516115    SEDOL: 5669354

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Approve Updated Balance Sheets to Benefit from New Tax Regulation   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Reelect Luis Suárez de Lezo Mantilla as Director   Mgmt   For   Against
Reelect María Isabel Gabarró Miquel as Director   Mgmt   For   For
Ratify Appointment by Co-option of and Reelect Manuel Manrique Cecilia as Director   Mgmt   For   Against

Elect Rene Dahan as Director   Mgmt   For   Against
Amend Article 45 Re: Board Remuneration   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For
Authorize Issuance of Non-Convertible Bonds/Debentures and Other Debt Securities   Mgmt   For   For
Amend Article 38 Re: Executive Committee   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Telefonica S.A.

 

Meeting Date:    30-May-13    Country:    Spain    Security ID:    879382109
Record Date:    23-May-13    Meeting Type:    Annual    Ticker:    TEF

 

CUSIP: 879382109    ISIN: ES0178430E18    SEDOL: 5732524

      Vote
Proposal   Proponent   Mgmt Rec   Instruction
Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors   Mgmt   For   For
Reelect José María Abril Pérez as Director   Mgmt   For   Against
Reelect José Fernando de Almansa Moreno- Barreda as Director   Mgmt   For   Against
Reelect Eva Castillo Sanz as Director   Mgmt   For   Against
Reelect Luiz Fernando Furlán as Director   Mgmt   For   For
Reelect Francisco Javier de Paz Mancho as Director   Mgmt   For   For
Ratify Co-option of and Elect Santiago Fernández Valbuena as Director   Mgmt   For   Against
Renew Appointment of Ernst & Young as Auditor   Mgmt   For   For
Amend Articles   Mgmt   For   For
Amend Articles   Mgmt   For   For
Approve Restated Articles of Association   Mgmt   For   For
Adopt Restated General Meeting Regulations   Mgmt   For   For

Approve Dividends   Mgmt   For   For
Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 25 Billion   Mgmt   For   Against
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   Against

Vallourec

 

Meeting Date:    30-May-13    Country:    France    Security ID:    F95922104
Record Date:    24-May-13    Meeting Type:    Annual/Special    Ticker:    VK

 

CUSIP: F95922104    ISIN: FR0000120354    SEDOL: B197DR6

      Vote
Proposal   Proponent   Mgmt Rec   Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.69 per Share   Mgmt   For   For
Approve Stock Dividend Program (New Shares)   Mgmt   For   For
Approve Severance Payment Agreement with Philippe Crouzet   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 99.95 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 24.98 Million   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 24.98 Million   Mgmt   For   For

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 8 and 9   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 7 to 10 Above   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Capital Increase of Up to EUR 24.98 Million for Future Exchange Offers   Mgmt   For   For
Authorize Issuance of Equity upon Conversion of a Subsidiary’s Equity-Linked Securities for up to EUR 24.98 Million   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 75 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 1.5 Billion   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Stock Purchase Plan Reserved for International Employees   Mgmt   For   For

Approve Employee Indirect Stock Purchase Plan for International Employees   Mgmt   For   For
Approve Restricted Stock Plan in Connection with Employees Stock Plan   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Ordinary Business   Mgmt    
Approve Agreement with Philippe Crouzet Re: Rights to Exercise Unvested Stock-Based Compensation Awards Post-Mandate   Mgmt   For   Against
Approve Agreement with Philippe Crouzet Re: Non Compete Agreement   Mgmt   For   For

Fraport AG Frankfurt Airport Services Worldwide

 

Meeting Date:    31-May-13    Country:    Germany    Security ID:    D3856U108
Record Date:    09-May-13    Meeting Type:    Annual    Ticker:    FRA

 

CUSIP: D3856U108    ISIN: DE0005773303    SEDOL: 7107551

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.25 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For
Elect Uwe Becker to the Supervisory Board   Mgmt   For   Against
Elect Kathrin Dahnke to the Supervisory Board   Mgmt   For   For
Elect Peter Feldmann to the Supervisory Board   Mgmt   For   Against
Elect Margarete Haase to the Supervisory Board   Mgmt   For   For

Elect Joerg-Uwe Hahn to the Supervisory Board   Mgmt   For   Against
Elect Lothar Klemm to the Supervisory Board   Mgmt   For   For
Elect Stefan Lauer to the Supervisory Board   Mgmt   For   Against
Elect Michael Odenwald to the Supervisory Board   Mgmt   For   Against
Elect Karlheinz Weimar to the Supervisory Board   Mgmt   For   For
Elect Katja Windt to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 3.5 Million Pool of Capital without Preemptive Rights   Mgmt   For   For

Sands China Ltd.

 

Meeting Date:    31-May-13    Country:    Hong Kong    Security ID:    G7800X107
Record Date:    20-May-13    Meeting Type:    Annual    Ticker:    01928

 

CUSIP: G7800X107    ISIN: KYG7800X1079    SEDOL: B5B23W2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Toh Hup Hock as Executive Director   Mgmt   For   Against
Elect Michael Alan Leven as Non-Executive Director   Mgmt   For   Against
Elect Jeffrey Howard Schwartz as Non-Executive Director   Mgmt   For   Against
Elect David Muir Turnbull as Independent Non- Executive Director   Mgmt   For   For
Elect Victor Patrick Hoog Antink as Independent Non-Executive Director   Mgmt   For   For
Elect Steven Zygmunt Strasser as Independent Non-Executive Director   Mgmt   For   For
Authorize Board to Fix the Remuneration of Directors   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt    
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against
Adopt Company’s Formal Chinese Name, and Amend Memorandum and Articles of Association to Reflect the Amended Name of the Company   Mgmt   For   For
Amend Memorandum and Articles of Association of the Company   Mgmt   For   Against

Galaxy Entertainment Group Ltd.

 

Meeting Date:    03-Jun-13    Country:    Hong Kong    Security ID:    Y2679D118
Record Date:       Meeting Type:    Annual    Ticker:    00027

 

CUSIP: Y2679D118    ISIN: HK0027032686    SEDOL: 6465874

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Elect Joseph Chee Ying Keung as Director   Mgmt   For   Against
Elect James Ross Ancell as Director   Mgmt   For   For
Authorize the Board to Fix Remuneration of Directors   Mgmt   For   For
Reappoint Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Shangri-la Asia Ltd.

 

Meeting Date:    03-Jun-13    Country:    Hong Kong    Security ID:    G8063F106
Record Date:    29-May-13    Meeting Type:    Annual    Ticker:    00069

 

CUSIP: G8063F106    ISIN: BMG8063F1068    SEDOL: 6771032

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Kuok Khoon Ean as Director   Mgmt   For   Against
Elect Gregory Allan Dogan as Director   Mgmt   For   Against
Elect Alexander Reid Hamilton as Director   Mgmt   For   For
Elect Timothy David Dattels as Director   Mgmt   For   For
Approve Directors’ Fees for the Year Ending Dec. 31, 2013   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against

Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against
Amend Bye-Laws of the Company   Mgmt   For   For
Approve Adoption of Chinese Name as the Secondary Name of the Company   Mgmt   For   For

The Sage Group plc

 

Meeting Date:    03-Jun-13    Country:    United Kingdom    Security ID:    G7771K134
Record Date:    30-May-13    Meeting Type:    Special    Ticker:    SGE

 

CUSIP: G7771K134    ISIN: GB0008021650    SEDOL: 0802165

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Share Consolidation   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For

SAP AG

 

Meeting Date:    04-Jun-13    Country:    Germany    Security ID:    D66992104
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    SAP

 

CUSIP: D66992104    ISIN: DE0007164600    SEDOL: 4846288

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.85 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For

Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2013   Mgmt   For   For

Acciona S.A

 

Meeting Date:    05-Jun-13    Country:    Spain    Security ID:    E0008Z109
Record Date:    29-May-13    Meeting Type:    Annual    Ticker:    ANA

 

CUSIP: E0008Z109    ISIN: ES0125220311    SEDOL: 5579107

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements   Mgmt   For   For

Approve Discharge of Board   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Amend Article Re: Director Term and Remuneration   Mgmt   For   For
Approve Director Remuneration   Mgmt   For   For
Reelect Consuelo Crespo Bofill as Director   Mgmt   For   For
Reelect Carlos Espinosa de los Monteros y Bernaldo de Quirós as Director   Mgmt   For   For
Elect Juan Carlos Garay Ibargaray as Director   Mgmt   For   For
Approve Stock and Option Plan Grants for FY 2013   Mgmt   For   Against
Approve Extension of Stock and Option Plan 2009-2011 until 2014, and Fix Number of Shares Available for Grants   Mgmt   For   Against
Approve Corporate Social Responsibility Report   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   Against
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Eurasian Natural Resources Corporation plc

 

Meeting Date:    05-Jun-13    Country:    United Kingdom    Security ID:    G3215M109
Record Date:    03-Jun-13    Meeting Type:    Annual    Ticker:    ENRC

 

CUSIP: G3215M109    ISIN: GB00B29BCK10    SEDOL: B29BCK1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   Against
Approve Remuneration Report   Mgmt   For   Against
Elect Richard Burrows as Director   Mgmt   For   For
Elect Dr Mohsen Khalil as Director   Mgmt   For   For
Re-elect Gerhard Ammann as Director   Mgmt   For   For

Re-elect Marat Beketayev as Director   Mgmt   For   For
Re-elect Roderick Thomson as Director   Mgmt   For   For
Re-elect Felix Vulis as Director   Mgmt   For   For
Re-elect Terence Wilkinson as Director   Mgmt   For   For
Re-elect Dr Zaure Zaurbekova as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Compagnie de Saint Gobain

 

Meeting Date:    06-Jun-13    Country:    France    Security ID:    F80343100
Record Date:    31-May-13    Meeting Type:    Annual/Special    Ticker:    SGO

 

CUSIP: F80343100    ISIN: FR0000125007    SEDOL: 7380482

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.24 per Share   Mgmt   For   For
Approve Stock Dividend Program (Cash or New Shares)   Mgmt   For   For
Elect Agnes Lemarchand as Director   Mgmt   For   For
Elect Pamela Knapp as Director   Mgmt   For   For

Elect Philippe Varin as Director   Mgmt   For   For
Reelect Jean-Martin Folz as Director   Mgmt   For   Against
Reelect Gilles Schnepp as Director   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 425 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 212,5 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholders Vote Above   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 106 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

G4S plc

 

Meeting Date:    06-Jun-13    Country:    United Kingdom    Security ID:    G39283109
Record Date:    04-Jun-13    Meeting Type:    Annual    Ticker:    GFS

 

CUSIP: G39283109    ISIN: GB00B01FLG62    SEDOL: B01FLG6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Final Dividend   Mgmt   For   For

Elect Ashley Almanza as Director   Mgmt   For   For
Elect John Connolly as Director   Mgmt   For   For
Elect Adam Crozier as Director   Mgmt   For   For
Elect Paul Spence as Director   Mgmt   For   For
Elect Tim Weller as Director   Mgmt   For   For
Re-elect Nick Buckles as Director   Mgmt   For   Abstain
Re-elect Mark Elliott as Director   Mgmt   For   For
Re-elect Winnie Kin Wah Fok as Director   Mgmt   For   For
Re-elect Grahame Gibson as Director   Mgmt   For   For
Re-elect Mark Seligman as Director   Mgmt   For   For
Re-elect Clare Spottiswoode as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For

Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

MAN SE

 

Meeting Date:    06-Jun-13    Country:    Germany    Security ID:    D51716104
Record Date:    15-May-13    Meeting Type:    Annual    Ticker:    MAN

 

CUSIP: D51716104    ISIN: DE0005937007    SEDOL: 5563520

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.00 per Ordinary Share and EUR 1.00per Preferred Share   Mgmt   For   For

Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Elect Leif Oestling to the Supervisory Board   Mgmt   For   Against
Elect Horst Neumann as Alternate Supervisory Board Member   Mgmt   For   Against
Change Location of Annual Meeting   Mgmt   For   For
Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2013   Mgmt   For   For
Approve Affiliation Agreement with Truck & Bus GmbH   Mgmt   For   For

Wheelock & Co. Ltd.

 

Meeting Date:    07-Jun-13    Country:    Hong Kong    Security ID:    Y9553V106
Record Date:    30-May-13    Meeting Type:    Annual    Ticker:    00020

 

CUSIP: Y9553V106    ISIN: HK0020000177    SEDOL: 6981488

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Elect Stephen T. H. Ng as Director   Mgmt   For   Against
Elect Tak Hay Chau as Director   Mgmt   For   For
Elect Mignonne Cheng as Director   Mgmt   For   Against
Elect Alan H. Smith as Director   Mgmt   For   For
Elect Richard Y. S. Tang as Director   Mgmt   For   For
Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Increase in Rate of Fee Payable to the Chairman   Mgmt   For   For
Approve Increase in Rate of Fee Payable to Each of the Other Directors   Mgmt   For   For
Approve Increase in Rate of Fee Payable to the Directors who are Members of the Audit Committee   Mgmt   For   For

Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Banco Popular Espanol S.A

 

Meeting Date:    09-Jun-13    Country:    Spain    Security ID:    E19550206
Record Date:    03-Jun-13    Meeting Type:    Annual    Ticker:    POP

 

CUSIP: E19550206    ISIN: ES0113790531    SEDOL: B0BV6K3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements, Allocation of Income, Dividends, and Discharge Directors   Mgmt   For   For

Ratify Appointment by Co-option of Francisco Gómez Martín as Director   Mgmt   For   Against
Ratify Appointment by Co-option of Jorge Oroviogoicoechea Ortega as Director   Mgmt   For   For
Reelect Américo Ferreira de Amorim as Director   Mgmt   For   Against
Renew Appointment of PricewaterhouseCoopers as Auditor   Mgmt   For   For
Approve Reduction in Share Capital via Amortization of Treasury Shares   Mgmt   For   For
Approve Reverse Stock Split   Mgmt   For   For
Authorize Increase in Capital via Issuance of Equity or Equity-Linked Securities with Preemptive Rights   Mgmt   For   For
Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For

Approve Shareholder Remuneration either in Shares or Cash with a Charge Against Reserves   Mgmt   For   For
Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 100 Billion   Mgmt   For   For
Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 2.5 Billion   Mgmt   For   Against
Advisory Vote on Remuneration Policy Report   Mgmt   For   For
Approve 2013/2016 Restricted Stock Plan   Mgmt   For   For
Approve 2013 Deferred Share Bonus Plan   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Invensys plc

 

Meeting Date:    10-Jun-13    Country:    United Kingdom    Security ID:    G49133161
Record Date:    06-Jun-13    Meeting Type:    Special    Ticker:    ISYS

 

CUSIP: G49133161    ISIN: GB00B19DVX61    SEDOL: B19DVX6

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Resolutions   Mgmt    
Adopt New Articles of Association   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Ordinary Resolutions   Mgmt    
Approve Return of Cash to Shareholders   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Antofagasta plc

 

Meeting Date:    12-Jun-13    Country:    United Kingdom    Security ID:    G0398N128
Record Date:    10-Jun-13    Meeting Type:    Annual    Ticker:    ANTO

 

CUSIP: G0398N128    ISIN: GB0000456144    SEDOL: 0045614

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Abstain
Approve Final Dividend   Mgmt   For   For
Re-elect Jean-Paul Luksic as Director   Mgmt   For   Against
Re-elect William Hayes as Director   Mgmt   For   For
Re-elect Gonzalo Menendez as Director   Mgmt   For   For
Re-elect Ramon Jara as Director   Mgmt   For   For
Re-elect Juan Claro as Director   Mgmt   For   For
Re-elect Hugo Dryland as Director   Mgmt   For   For
Re-elect Tim Baker as Director   Mgmt   For   For
Re-elect Manuel De Sousa-Oliveira as Director   Mgmt   For   For

Elect Nelson Pizarro as Director   Mgmt   For   For
Elect Andronico Luksic as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

WPP plc

 

Meeting Date:    12-Jun-13    Country:    Jersey    Security ID:    G9788D103
Record Date:    10-Jun-13    Meeting Type:    Annual    Ticker:    WPP

 

CUSIP: G9787K108    ISIN: JE00B8KF9B49    SEDOL: B8KF9B4

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve the Sustainability Report   Mgmt   For   For
Re-elect Colin Day as Director   Mgmt   For   For
Re-elect Esther Dyson as Director   Mgmt   For   For
Re-elect Orit Gadiesh as Director   Mgmt   For   For
Re-elect Philip Lader as Director   Mgmt   For   For
Re-elect Ruigang Li as Director   Mgmt   For   For
Re-elect Mark Read as Director   Mgmt   For   For
Re-elect Paul Richardson as Director   Mgmt   For   For
Re-elect Jeffrey Rosen as Director   Mgmt   For   For

Re-elect Timothy Shriver as Director   Mgmt   For   For
Re-elect Sir Martin Sorrell as Director   Mgmt   For   For
Re-elect Solomon Trujillo as Director   Mgmt   For   For
Elect Roger Agnelli as Director   Mgmt   For   For
Elect Dr Jacques Aigrain as Director   Mgmt   For   For
Elect Hugo Shong as Director   Mgmt   For   For
Elect Sally Susman as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Approve Executive Performance Share Plan   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For

Keyence Corp.

 

Meeting Date:    13-Jun-13    Country:    Japan    Security ID:    J32491102
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    6861

 

CUSIP: J32491102    ISIN: JP3236200006    SEDOL: 6490995

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 45   Mgmt   For   Against
Elect Director Takizaki, Takemitsu   Mgmt   For   Against
Elect Director Yamamoto, Akinori   Mgmt   For   Against
Elect Director Kanzawa, Akira   Mgmt   For   For
Elect Director Kimura, Tsuyoshi   Mgmt   For   For
Elect Director Ueda, Yoshihiro   Mgmt   For   For
Elect Director Konishi, Masayuki   Mgmt   For   For
Elect Director Ideno, Tomohide   Mgmt   For   For

Elect Director Sasaki, Michio   Mgmt   For   For
Appoint Statutory Auditor Kitayama, Hiroaki   Mgmt   For   For
Appoint Alternate Statutory Auditor Kitamura, Tomiji   Mgmt   For   For

Kingfisher plc

 

Meeting Date:    13-Jun-13    Country:    United Kingdom    Security ID:    G5256E441
Record Date:    11-Jun-13    Meeting Type:    Annual    Ticker:    KGF

 

CUSIP: G5256E441    ISIN: GB0033195214    SEDOL: 3319521

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For

Re-elect Daniel Bernard as Director   Mgmt   For   For
Re-elect Andrew Bonfield as Director   Mgmt   For   For
Re-elect Pascal Cagni as Director   Mgmt   For   For
Re-elect Clare Chapman as Director   Mgmt   For   For
Re-elect Ian Cheshire as Director   Mgmt   For   For
Re-elect Anders Dahlvig as Director   Mgmt   For   For
Re-elect Janis Kong as Director   Mgmt   For   For
Re-elect Kevin O’Byrne as Director   Mgmt   For   For
Re-elect Mark Seligman as Director   Mgmt   For   For
Elect Philippe Tible as Director   Mgmt   For   For
Elect Karen Witts as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Toyota Industries Corp.

 

Meeting Date:    13-Jun-13    Country:    Japan    Security ID:    J92628106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6201

 

CUSIP: J92628106    ISIN: JP3634600005    SEDOL: 6900546

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   For   For
Elect Director Yoshida, Kazunori   Mgmt   For   For

Elect Director Toyoda, Tetsuro   Mgmt   For   For
Elect Director Yamaguchi, Chiaki   Mgmt   For   For
Elect Director Sasaki, Kazue   Mgmt   For   For
Elect Director Morishita, Hirotaka   Mgmt   For   For
Elect Director Furukawa, Shinya   Mgmt   For   For
Elect Director Onishi, Akira   Mgmt   For   For
Elect Director Suzuki, Masaharu   Mgmt   For   For
Elect Director Kato, Masafumi   Mgmt   For   For
Elect Director Sasaki, Norio   Mgmt   For   For
Elect Director Ogawa, Toshifumi   Mgmt   For   For
Elect Director Onishi, Toshifumi   Mgmt   For   For
Elect Director Cho, Fujio   Mgmt   For   For
Elect Director Ogawa, Takaki   Mgmt   For   For
Elect Director Otsuka, Kan   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Wm Morrison Supermarkets plc

 

Meeting Date:    13-Jun-13    Country:    United Kingdom    Security ID:    G62748119
Record Date:    11-Jun-13    Meeting Type:    Annual    Ticker:    MRW

 

CUSIP: G62748119    ISIN: GB0006043169    SEDOL: 0604316

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Ian Gibson as Director   Mgmt   For   For
Re-elect Dalton Philips as Director   Mgmt   For   For
Elect Trevor Strain as Director   Mgmt   For   For
Re-elect Philip Cox as Director   Mgmt   For   For

Elect Richard Gillingwater as Director   Mgmt   For   For
Re-elect Penny Hughes as Director   Mgmt   For   For
Re-elect Johanna Waterous as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Toyota Motor Corp.

 

Meeting Date:    14-Jun-13    Country:    Japan    Security ID:    J92676113
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7203

 

CUSIP: J92676113    ISIN: JP3633400001    SEDOL: 6900643

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For
Elect Director Uchiyamada, Takeshi   Mgmt   For   For
Elect Director Toyoda, Akio   Mgmt   For   For
Elect Director Ozawa, Satoshi   Mgmt   For   For
Elect Director Kodaira, Nobuyori   Mgmt   For   For
Elect Director Kato, Mitsuhisa   Mgmt   For   For
Elect Director Maekawa, Masamoto   Mgmt   For   For
Elect Director Furuhashi, Mamoru   Mgmt   For   For
Elect Director Ihara, Yasumori   Mgmt   For   For
Elect Director Sudo, Seiichi   Mgmt   For   For
Elect Director Saga, Koei   Mgmt   For   For
Elect Director Ise, Kiyotaka   Mgmt   For   For

Elect Director Terashi, Shigeki   Mgmt   For   For
Elect Director Ishii, Yoshimasa   Mgmt   For   For
Elect Director Uno, Ikuo   Mgmt   For   For
Elect Director Kato, Haruhiko   Mgmt   For   For
Elect Director Mark T. Hogan   Mgmt   For   For
Amend Articles To Indemnify Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Elan Corporation plc

 

Meeting Date:    17-Jun-13    Country:    Ireland    Security ID:    G29539106
Record Date:    13-Jun-13    Meeting Type:    Special    Ticker:    DRX

 

CUSIP: G29539106    ISIN: IE0003072950    SEDOL: 4305507

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Theravance Transaction   Mgmt   For   Against
Approve AOP Transaction   Mgmt   For   Against
Approve ELND005 Transaction   Mgmt   For   Against
Authorise Share Repurchase Program   Mgmt   For   Against

Aisin Seiki Co. Ltd.

 

Meeting Date:    18-Jun-13    Country:    Japan    Security ID:    J00714105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7259

 

CUSIP: J00714105    ISIN: JP3102000001    SEDOL: 6010702

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 50   Mgmt   For   For
Elect Director Toyoda, Kanshiro   Mgmt   For   Against
Elect Director Fujimori, Fumio   Mgmt   For   Against
Elect Director Kobuki, Shinzo   Mgmt   For   For
Elect Director Nagura, Toshikazu   Mgmt   For   For
Elect Director Morita, Takashi   Mgmt   For   For

Elect Director Fujie, Naofumi   Mgmt   For   For
Elect Director Mitsuya, Makoto   Mgmt   For   For
Elect Director Ishikawa, Toshiyuki   Mgmt   For   For
Elect Director Kawata, Takeshi   Mgmt   For   For
Elect Director Kawamoto, Mutsumi   Mgmt   For   For
Elect Director Usami, Kazumi   Mgmt   For   For
Appoint Statutory Auditor Kobayashi, Ryo   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Investment AB Kinnevik

 

Meeting Date:    18-Jun-13    Country:    Sweden    Security ID:    W4832D110
Record Date:    12-Jun-13    Meeting Type:    Special    Ticker:    N/A

 

CUSIP: W4832D110    ISIN: SE0000164626    SEDOL: B00GC12

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Approve Voluntary Conversion of Class A Shares into Class B Shares   Mgmt   For   For
Close Meeting   Mgmt    

NTT DoCoMo Inc.

 

Meeting Date:    18-Jun-13    Country:    Japan    Security ID:    J59399105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9437

 

CUSIP: J59399105    ISIN: JP3165650007    SEDOL: 6129277

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3000   Mgmt   For   For
Amend Articles To Change Company Name - Limit Rights of Odd-Lot Holders - Amend Business Lines   Mgmt   For   For
Elect Director Tokuhiro, Kiyoshi   Mgmt   For   For
Elect Director Murakami, Teruyasu   Mgmt   For   For
Elect Director Nakamura, Takashi   Mgmt   For   For
Appoint Statutory Auditor Ota, Kenji   Mgmt   For   For
Appoint Statutory Auditor Shiotsuka Naoto   Mgmt   For   Against

PPR

 

Meeting Date:    18-Jun-13    Country:    France    Security ID:    F7440G127
Record Date:    12-Jun-13    Meeting Type:    Annual/Special    Ticker:    KER

 

CUSIP: F7440G127    ISIN: FR0000121485    SEDOL: 5505072

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Extraordinary Business   Mgmt    
Change Company Name to Kering and Amend Article 2 of Bylaws Accordingly   Mgmt   For   For
Amend Article 8 of Bylaws Re: Voting Rights   Mgmt   For   For
Amend Article 22 of Bylaws Re: Stock Dividend Program   Mgmt   For   For
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For

Approve Allocation of Income and Dividends of EUR 3.75 per Share   Mgmt   For   For
Reelect Francois Jean-Henri Pinault as Director   Mgmt   For   Against
Reelect Baudouin Prot as Director   Mgmt   For   Against
Reelect Patricia Barbizet as Director   Mgmt   For   Against
Reelect Jean-Francois Palus as Director   Mgmt   For   Against
Approve Auditors’ Special Report on Related- Party Transactions   Mgmt   For   Against
Approve Agreement with Jean-Francois Palus Re: Retirement Benefits   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million   Mgmt   For   For
Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 75 Million   Mgmt   For   For
Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   Mgmt   For   Against
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholders Vote under Items 15, 17, 18 and 19   Mgmt   For   Against
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   Against   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Sega Sammy Holdings Inc.

 

Meeting Date:    18-Jun-13    Country:    Japan    Security ID:    J7028D104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6460

 

CUSIP: J7028D104    ISIN: JP3419050004    SEDOL: B02RK08

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Satomi, Hajime   Mgmt   For   For
Elect Director Nakayama, Keishi   Mgmt   For   For
Elect Director Sugano, Akira   Mgmt   For   For
Elect Director Satomi, Haruki   Mgmt   For   For
Elect Director Tsurumi, Naoya   Mgmt   For   For
Elect Director Oguchi, Hisao   Mgmt   For   For
Elect Director Aoki, Shigeru   Mgmt   For   For

Elect Director Iwanaga, Yuuji   Mgmt   For   For
Elect Director Natsuno, Takeshi   Mgmt   For   For
Appoint Statutory Auditor Kazashi, Tomio   Mgmt   For   For
Appoint Statutory Auditor Hirakawa, Toshio   Mgmt   For   For
Appoint Statutory Auditor Miyazaki, Hisashi   Mgmt   For   For
Appoint Statutory Auditor Enomoto, Mineo   Mgmt   For   Against

Sonova Holding AG

 

Meeting Date:    18-Jun-13    Country:    Switzerland    Security ID:    H8024W106
Record Date:       Meeting Type:    Annual    Ticker:    SOON

 

CUSIP: H8024W106    ISIN: CH0012549785    SEDOL: 7156036

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Approve Remuneration Report   Mgmt   For   For
Approve Allocation of Income and Omission of Dividends   Mgmt   For   For
approve Dividends of CHF1.60 per Share from Capital Contribution Reserves   Mgmt   For   For
Approve Discharge of Board and Senior Management   Mgmt   For   For
Reelect Beat Hess as Director   Mgmt   For   For
Reelect John Zei as Director   Mgmt   For   For
Elect Jinlong Wang as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For

Whitbread plc

 

Meeting Date:    18-Jun-13    Country:    United Kingdom    Security ID:    G9606P197
Record Date:    14-Jun-13    Meeting Type:    Annual    Ticker:    WTB

 

CUSIP: G9606P197    ISIN: GB00B1KJJ408    SEDOL: B1KJJ40

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Nicholas Cadbury as Director   Mgmt   For   For
Elect Louise Smalley as Director   Mgmt   For   For
Re-elect Richard Baker as Director   Mgmt   For   For
Re-elect Wendy Becker as Director   Mgmt   For   For
Re-elect Ian Cheshire as Director   Mgmt   For   For
Re-elect Patrick Dempsey as Director   Mgmt   For   For
Re-elect Anthony Habgood as Director   Mgmt   For   For
Re-elect Andy Harrison as Director   Mgmt   For   For

Re-elect Susan Hooper as Director   Mgmt   For   For
Re-elect Simon Melliss as Director   Mgmt   For   For
Re-elect Christopher Rogers as Director   Mgmt   For   For
Re-elect Susan Taylor Martin as Director   Mgmt   For   For
Re-elect Stephen Williams as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Approve Increase in the Aggregate Limit of Fees Payable to Directors   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Amadeus IT Holdings SA

 

Meeting Date:    19-Jun-13    Country:    Spain    Security ID:    E04908112
Record Date:    12-Jun-13    Meeting Type:    Annual    Ticker:    AMS

 

CUSIP: N/A    ISIN: ES0109067019    SEDOL: B3MSM28

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Reelect Clara Furse as Director   Mgmt   For   For
Reelect Guillermo de la Dehesa Romero as Director   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For

Authorize Repurchase of Shares   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Astellas Pharma Inc.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J03393105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4503

 

CUSIP: J03393105    ISIN: JP3942400007    SEDOL: 6985383

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 65   Mgmt   For   For
Elect Director Nogimori, Masafumi   Mgmt   For   For
Elect Director Hatanaka, Yoshihiko   Mgmt   For   For
Elect Director Miyokawa, Yoshiro   Mgmt   For   For

Elect Director Oishi, Kanoko   Mgmt   For   For
Elect Director Aikawa, Naoki   Mgmt   For   For
Elect Director Kase, Yutaka   Mgmt   For   For
Elect Director Yasuda, Hironobu   Mgmt   For   For
Appoint Statutory Auditor Otani, Go   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   Against

Bank of Yokohama Ltd.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J04242103
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8332

 

CUSIP: J04242103    ISIN: JP3955400001    SEDOL: 6986449

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Terazawa, Tatsumaro   Mgmt   For   For
Elect Director Okubo, Chiyuki   Mgmt   For   For
Elect Director Takano, Kengo   Mgmt   For   For
Elect Director Mochizuki, Atsushi   Mgmt   For   For
Elect Director Koshida, Susumu   Mgmt   For   For
Elect Director Oya, Yasuyoshi   Mgmt   For   For
Elect Director Kawamura, Kenichi   Mgmt   For   For
Elect Director Shibuya, Yasuhiro   Mgmt   For   For
Elect Director Sakamoto, Harumi   Mgmt   For   For
Elect Director Morio, Minoru   Mgmt   For   For
Appoint Statutory Auditor Ayuse, Michio   Mgmt   For   For

Brenntag AG

 

Meeting Date:    19-Jun-13    Country:    Germany    Security ID:    D12459109
Record Date:       Meeting Type:    Annual    Ticker:    BNR

 

CUSIP: N/A    ISIN: DE000A1DAHH0    SEDOL: B4YVF56

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.40 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013   Mgmt   For   For

Denso Corp.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J12075107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6902

 

CUSIP: J12075107    ISIN: JP3551500006    SEDOL: 6640381

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 37   Mgmt   For   For
Elect Director Kato, Nobuaki   Mgmt   For   Against
Elect Director Tokuda, Hiromi   Mgmt   For   For
Elect Director Kobayashi, Koji   Mgmt   For   For
Elect Director Sugi, Hikaru   Mgmt   For   For
Elect Director Miyaki, Masahiko   Mgmt   For   For
Elect Director Hironaka, Kazuo   Mgmt   For   For
Elect Director Shirasaki, Shinji   Mgmt   For   For
Elect Director Shikamura, Akio   Mgmt   For   For

Elect Director Maruyama, Haruya   Mgmt   For   For
Elect Director Tajima, Akio   Mgmt   For   For
Elect Director Adachi, Michio   Mgmt   For   For
Elect Director Wakabayashi, Hiroyuki   Mgmt   For   For
Elect Director Iwata, Satoshi   Mgmt   For   For
Elect Director Toyoda, Shoichiro   Mgmt   For   For
Appoint Statutory Auditor Iwase, Masato   Mgmt   For   For
Appoint Statutory Auditor Saito, Tsutomu   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For

Honda Motor Co. Ltd.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J22302111
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7267

 

CUSIP: J22302111    ISIN: JP3854600008    SEDOL: 6435145

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 19   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Ike, Fumihiko   Mgmt   For   For
Elect Director Ito, Takanobu   Mgmt   For   For
Elect Director Iwamura, Tetsuo   Mgmt   For   For
Elect Director Yamamoto, Takashi   Mgmt   For   For
Elect Director Yamamoto, Yoshiharu   Mgmt   For   For
Elect Director Yoshida, Masahiro   Mgmt   For   For
Elect Director Hogen, Kensaku   Mgmt   For   For
Elect Director Kuroyanagi, Nobuo   Mgmt   For   For
Elect Director Fukui, Takeo   Mgmt   For   For
Elect Director Shiga, Yuuji   Mgmt   For   For

Elect Director Takeuchi, Kohei   Mgmt   For   For
Elect Director Aoyama, Shinji   Mgmt   For   For
Elect Director Kaihara, Noriya   Mgmt   For   For
Appoint Statutory Auditor Endo, Kunio   Mgmt   For   For

KDDI Corporation

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J31843105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9433

 

CUSIP: J31843105    ISIN: JP3496400007    SEDOL: 6248990

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 95   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For

Elect Director Onodera, Tadashi   Mgmt   For   For
Elect Director Tanaka, Takashi   Mgmt   For   For
Elect Director Morozumi, Hirofumi   Mgmt   For   For
Elect Director Takahashi, Makoto   Mgmt   For   For
Elect Director Shimatani, Yoshiharu   Mgmt   For   For
Elect Director Ishikawa, Yuuzo   Mgmt   For   For
Elect Director Inoe, Masahiro   Mgmt   For   For
Elect Director Yuasa, Hideo   Mgmt   For   For
Elect Director Hukuzaki, Tsutomu   Mgmt   For   For
Elect Director Tajima, Hidehiko   Mgmt   For   For
Elect Director Kuba, Tetsuo   Mgmt   For   For
Elect Director Kodaira, Nobuyori   Mgmt   For   For

Komatsu Ltd.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J35759125
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6301

 

CUSIP: J35759125    ISIN: JP3304200003    SEDOL: 6496584

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 24   Mgmt   For   For
Elect Director Noji, Kunio   Mgmt   For   For
Elect Director Ohashi, Tetsuji   Mgmt   For   For
Elect Director Fujitsuka, Mikio   Mgmt   For   For
Elect Director Takamura, Fujitoshi   Mgmt   For   For
Elect Director Hotta, Kensuke   Mgmt   For   For
Elect Director Kano, Noriaki   Mgmt   For   For
Elect Director Ikeda, Koichi   Mgmt   For   For
Elect Director Shinozuka, Hisashi   Mgmt   For   For

Elect Director Kuromoto, Kazunori   Mgmt   For   For
Elect Director Mori, Masanao   Mgmt   For   For
Appoint Statutory Auditor Matsuo, Kunihiro   Mgmt   For   Against
Appoint Statutory Auditor Yamada, Koji   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   For

Konica Minolta Inc.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J36060119
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4902

 

CUSIP: J36060119    ISIN: JP3300600008    SEDOL: 6496700

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ota, Yoshikatsu   Mgmt   For   For

Elect Director Matsuzaki, Masatoshi   Mgmt   For   For
Elect Director Ito, Nobuhiko   Mgmt   For   For
Elect Director Kondo, Shoji   Mgmt   For   For
Elect Director Yoshikawa, Hirokazu   Mgmt   For   For
Elect Director Enomoto, Takashi   Mgmt   For   For
Elect Director Matsumoto, Yasuo   Mgmt   For   For
Elect Director Kitani, Akio   Mgmt   For   For
Elect Director Yamana, Shoei   Mgmt   For   For
Elect Director Sugiyama, Takashi   Mgmt   For   For
Elect Director Ando, Yoshiaki   Mgmt   For   For

NTT Data Corp.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J59386102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9613

 

CUSIP: J59386102    ISIN: JP3165700000    SEDOL: 6125639

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3000   Mgmt   For   For
Amend Articles To Limit Rights of Odd-Lot Holders   Mgmt   For   For
Elect Director Iwamoto, Toshio   Mgmt   For   Against
Elect Director Yamada, Eiji   Mgmt   For   For
Elect Director Hagino, Yoshinori   Mgmt   For   For
Elect Director Kurishima, Satoshi   Mgmt   For   For
Elect Director Shiina, Masanori   Mgmt   For   For
Elect Director Sagae, Hironobu   Mgmt   For   For
Elect Director Ueki, Eiji   Mgmt   For   For
Elect Director Yamashita, Toru   Mgmt   For   For
Elect Director Takaya, Yoichiro   Mgmt   For   For

JFE Holdings, Inc.

 

Meeting Date:    20-Jun-13    Country:    Japan    Security ID:    J2817M100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5411

 

CUSIP: J2817M100    ISIN: JP3386030005    SEDOL: 6543792

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Elect Director Bada, Hajime   Mgmt   For   For
Elect Director Hayashida, Eiji   Mgmt   For   For
Elect Director Okada, Shinichi   Mgmt   For   For
Elect Director Kishimoto, Sumiyuki   Mgmt   For   For
Elect Director Ashida, Akimitsu   Mgmt   For   For

Elect Director Maeda, Masafumi   Mgmt   For   For
Appoint Statutory Auditor kurokawa, Yasushi   Mgmt   For   For
Appoint Alternate Statutory Auditor Saiki, Isao   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Omron Corp.

 

Meeting Date:    20-Jun-13    Country:    Japan    Security ID:    J61374120
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6645

 

CUSIP: J61374120    ISIN: JP3197800000    SEDOL: 6659428

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 23   Mgmt   For   For
Elect Director Tateishi, Fumio   Mgmt   For   For

Elect Director Yamada, Yoshihito   Mgmt   For   For
Elect Director Morishita, Yoshinobu   Mgmt   For   For
Elect Director Sakumiya, Akio   Mgmt   For   For
Elect Director Suzuki, Yoshinori   Mgmt   For   For
Elect Director Toyama, Kazuhiko   Mgmt   For   For
Elect Director Kobayashi, Eizo   Mgmt   For   For
Appoint Statutory Auditor Tsuda, Masayuki   Mgmt   For   For
Appoint Statutory Auditor Matsumoto, Yoshihumi   Mgmt   For   For
Appoint Alternate Statutory Auditor Watanabe, Toru   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Sony Corporation

 

Meeting Date:    20-Jun-13    Country:    Japan    Security ID:    J76379106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6758

 

CUSIP: J76379106    ISIN: JP3435000009    SEDOL: 6821506

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Hirai, Kazuo   Mgmt   For   For
Elect Director Kato, Masaru   Mgmt   For   For
Elect Director Peter Bonfield   Mgmt   For   For
Elect Director Yasuda, Ryuuji   Mgmt   For   For
Elect Director Uchinaga, Yukako   Mgmt   For   Against
Elect Director Yahagi, Mitsuaki   Mgmt   For   For
Elect Director Anraku, Kanemitsu   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Nagayama, Osamu   Mgmt   For   For
Elect Director Nimura, Takaaki   Mgmt   For   For
Elect Director Harada, Eiko   Mgmt   For   For

Elect Director Ito, Joichi    Mgmt    For    For
Elect Director Tim Schaaff    Mgmt    For    For
Approve Stock Option Plan    Mgmt    For    For

Yahoo Japan Corporation

 

Meeting Date:    20-Jun-13    Country:    Japan    Security ID:    J95402103
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4689

 

CUSIP: J95402103    ISIN: JP3933800009    SEDOL: 6084848

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Amend Business Lines - Reflect Stock Exchange Mandate to Consolidate Trading Units   Mgmt   For   For
Elect Director Miyasaka, Manabu   Mgmt   For   Against
Elect Director Son, Masayoshi   Mgmt   For   Against

Elect Director Miyauchi, Ken   Mgmt   For   For
Elect Director Imai, Yasuyuki   Mgmt   For   For
Elect Director Kenneth Goldman   Mgmt   For   For
Appoint Statutory Auditor Sano, Mitsuo   Mgmt   For   Against
Appoint Statutory Auditor Uemura, Kyoko   Mgmt   For   For

Central Japan Railway Co.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J05523105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9022

 

CUSIP: J05523105    ISIN: JP3566800003    SEDOL: 6183552

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 55   Mgmt   For   For

Daiichi Sankyo Co. Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J11257102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4568

 

CUSIP: J11257102    ISIN: JP3475350009    SEDOL: B0J7D91

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   For   For
Elect Director Shoda, Takashi   Mgmt   For   For
Elect Director Nakayama, Joji   Mgmt   For   For
Elect Director Ogita, Takeshi   Mgmt   For   For
Elect Director Hirokawa, Kazunori   Mgmt   For   For

Elect Director Sato, Yuuki   Mgmt   For   For
Elect Director Hirabayashi, Hiroshi   Mgmt   For   For
Elect Director Ishihara, Kunio   Mgmt   For   For
Elect Director Kanazawa, Ichiro   Mgmt   For   For
Elect Director Sugiyama, Seiji   Mgmt   For   For
Elect Director Sakai, Manabu   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

East Japan Railway Co.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J1257M109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9020

 

CUSIP: J1257M109    ISIN: JP3783600004    SEDOL: 6298542

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For
Elect Director Nakai, Masahiko   Mgmt   For   For
Appoint Statutory Auditor Yamaguchi, Toshiaki   Mgmt   For   Against
Appoint Statutory Auditor Nitta, Mutsuo   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For
Amend Articles to Allow Shareholder Meeting Resolutions on Drafting and Implementation of Business Plans Related to Tohoku Earthquake Reconstruction   SH   Against   Against
Create, Fund Committee on Drafting Business Plans Related to Earthquake Reconstruction   SH   Against   Against
Amend Articles to Allow Proposals on Compliance Matters at Shareholder Meetings   SH   Against   Against
Mandate Creation of Committee on Compliance   SH   Against   Against
Amend Articles to Require Disclosure of Top Five Individual Director Compensation Levels   SH   Against   For
Amend Articles to Require At Least Three Outsiders on Board of Directors   SH   Against   For

Remove Chairman Satoshi Seino from the Board of Directors   SH   Against   Against
Remove Vice Chairman Masaki Ogata from the Board of Directors   SH   Against   Against
Remove Executive Director Yuuji Fukasawa from the Board of Directors   SH   Against   Against
Remove Executive Director Yasuo Hayashi from the Board of Directors   SH   Against   Against
Remove Executive Director Yuuji Morimoto from the Board of Directors   SH   Against   Against
Reduce Director and Statutory Auditor Compensation by 20 Percent   SH   Against   Against
Approve Alternate Income Allocation to Establish Reserves for Disaster Recovery Fund for the Tohoku Earthquake and for Consolidation of Local Rail Lines   SH   Against   Against

Eisai Co. Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J12852117
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4523

 

CUSIP: J12852117    ISIN: JP3160400002    SEDOL: 6307200

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Allow Sales of Supplementary Shares to Odd-Lot Holders   Mgmt   For   For
Elect Director Naito, Haruo   Mgmt   For   For
Elect Director Fujiyoshi, Akira   Mgmt   For   For
Elect Director Izumi, Tokuji   Mgmt   For   For
Elect Director Masuda, Koichi   Mgmt   For   For
Elect Director Ota, Kiyochika   Mgmt   For   For
Elect Director Aoi, Michikazu   Mgmt   For   For
Elect Director Matsui, Hideaki   Mgmt   For   For
Elect Director Deguchi, Nobuo   Mgmt   For   For
Elect Director Graham Fry   Mgmt   For   For

Elect Director Suzuki, Osamu   Mgmt   For   For
Elect Director Patricia Robinson   Mgmt   For   For

Hitachi Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J20454112
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6501

 

CUSIP: J20454112    ISIN: JP3788600009    SEDOL: 6429104

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kawamura, Takashi   Mgmt   For   For
Elect Director Ota, Yoshie   Mgmt   For   For
Elect Director Katsumata, Nobuo   Mgmt   For   For
Elect Director Cynthia Carroll   Mgmt   For   For

Elect Director Sakakibara, Sadayuki   Mgmt   For   For
Elect Director George Buckley   Mgmt   For   For
Elect Director Mochizuki, Harufumi   Mgmt   For   For
Elect Director Motobayashi, Toru   Mgmt   For   Against
Elect Director Philip Yeo   Mgmt   For   For
Elect Director Kikawa, Michijiro   Mgmt   For   For
Elect Director Stephen Gomersall   Mgmt   For   For
Elect Director Nakanishi, Hiroaki   Mgmt   For   For
Elect Director Hatchoji, Takashi   Mgmt   For   For
Elect Director Miyoshi, Takashi   Mgmt   For   For

Hoya Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J22848105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7741

 

CUSIP: J22848105    ISIN: JP3837800006    SEDOL: 6441506

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mogi, Yuuzaburo   Mgmt   For   For
Elect Director Kodama, Yukiharu   Mgmt   For   For
Elect Director Koeda, Itaru   Mgmt   For   For
Elect Director Aso, Yutaka   Mgmt   For   For
Elect Director Uchinaga, Yukako   Mgmt   For   For
Elect Director Urano, Mitudo   Mgmt   For   For
Elect Director Suzuki, Hiroshi   Mgmt   For   For
Amend Articles to Require Disclosure of Individual Director and Executive Officer Compensation   SH   Against   For
Amend Articles to Raise Limit on Shareholder Proposal Text to 1000 Characters   SH   Against   Against
Amend Articles to Prohibit Deeming Non-Votes as Votes FOR Management Proposals, AGAINST Shareholder Proposals   SH   Against   For

Amend Articles to Require Non-Executive Directors to Meet Without Executive Director Presence At Least Once a Year   SH   Against   Against
Amend Articles to Require a Non-Executive Board Chairman   SH   Against   Against
Amend Articles to Establish a Contact Point with the Audit Committee for Internal and External Whistle-Blowers   SH   Against   Against
Amend Articles to Empower Board to Hire Legal Counsel Independently from Management   SH   Against   Against
Amend Articles to Require Budget Allocations For Board Committees to Spend at Their Discretion   SH   Against   Against
Appoint Shareholder Director Nominee Takayama, Seijiro   SH   Against   Against

Ibiden Co. Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J23059116
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4062

 

CUSIP: J23059116    ISIN: JP3148800000    SEDOL: 6456102

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Iwata, Yoshifumi   Mgmt   For   For
Elect Director Takenaka, Hiroki   Mgmt   For   For
Elect Director Kodaka, Hironobu   Mgmt   For   For
Elect Director Kurita, Shigeyasu   Mgmt   For   For
Elect Director Sakashita, Keiichi   Mgmt   For   For
Elect Director Kuwayama,Yoichi   Mgmt   For   For

Elect Director Sagisaka, Katsumi   Mgmt   For   For
Elect Director Iwata, Yoshiyuki   Mgmt   For   For
Elect Director Nishida, Tsuyoshi   Mgmt   For   For
Elect Director Aoki, Takeshi   Mgmt   For   For
Elect Director Ono, Kazushige   Mgmt   For   For
Elect Director Toyoda, Yoshitoshi   Mgmt   For   For
Elect Director Saito, Shozo   Mgmt   For   For
Appoint Statutory Auditor Mabuchi, Katsumi   Mgmt   For   For

Itochu Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J2501P104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8001

 

CUSIP: J2501P104    ISIN: JP3143600009    SEDOL: 6467803

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Elect Director Kobayashi, Eizo   Mgmt   For   For
Elect Director Okafuji, Masahiro   Mgmt   For   For
Elect Director Kobayashi, Yoichi   Mgmt   For   For
Elect Director Seki, Tadayuki   Mgmt   For   For
Elect Director Aoki, Yoshihisa   Mgmt   For   For
Elect Director Takayanagi, Koji   Mgmt   For   For
Elect Director Matsushima, Toru   Mgmt   For   For
Elect Director Fukuda, Yuuji   Mgmt   For   For
Elect Director Nakamura, Ichiro   Mgmt   For   For
Elect Director Yoshida, Tomofumi   Mgmt   For   For
Elect Director Okamoto, Hitoshi   Mgmt   For   For

Elect Director Shiomi, Takao   Mgmt   For   For
Elect Director Fujisaki, Ichiro   Mgmt   For   For
Elect Director Kawakita, Chikara   Mgmt   For   For
Appoint Statutory Auditor Majima, Shingo   Mgmt   For   For
Appoint Alternate Statutory Auditor Miki, Hideo   Mgmt   For   For

Japan Tobacco Inc

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J27869106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    2914

 

CUSIP: J27869106    ISIN: JP3726800000    SEDOL: 6474535

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 38   Mgmt   For   Against

Elect Director Terabatake, Masamichi   Mgmt   For   For
Appoint Statutory Auditor Kojima, Tomotaka   Mgmt   For   For
Approve Alternate Income Allocation, with a Final Dividend of JPY 120   SH   Against   For
Authorize Share Repurchase of Up To 100 Million Shares in the Coming Year   SH   Against   For
Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares   SH   Against   For
Cancel the Company’s Treasury Shares   SH   Against   For

Kubota Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J36662138
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6326

 

CUSIP: J36662138    ISIN: JP3266400005    SEDOL: 6497509

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Indemnify Directors and Statutory Auditors   Mgmt   For   For
Elect Director Masumoto, Yasuo   Mgmt   For   For
Elect Director Tomita, Tetsuji   Mgmt   For   For
Elect Director Sakamoto, Satoru   Mgmt   For   For
Elect Director Kimata, Masatoshi   Mgmt   For   For
Elect Director Kubo, Toshihiro   Mgmt   For   For
Elect Director Kimura, Shigeru   Mgmt   For   For
Elect Director Mizuno, Yuzuru   Mgmt   For   For
Elect Director Sato, Junichi   Mgmt   For   For
Appoint Statutory Auditor Kawachi, Masaharu   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Kuraray Co. Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J37006137
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    3405

 

CUSIP: J37006137    ISIN: JP3269600007    SEDOL: 6497662

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 18   Mgmt   For   For
Elect Director Ito, Fumio   Mgmt   For   For
Elect Director Yamashita, Setsuo   Mgmt   For   For
Elect Director Murakami, Keiji   Mgmt   For   For
Elect Director Tenkumo, Kazuhiro   Mgmt   For   For
Elect Director Kawarasaki, Yuuichi   Mgmt   For   For
Elect Director Yukiyoshi, Kunio   Mgmt   For   For
Elect Director Fujii, Nobuo   Mgmt   For   For
Elect Director Matsuyama, Sadaaki   Mgmt   For   For

Elect Director Shioya, Takafusa   Mgmt   For   For
Elect Director Hamaguchi, Tomokazu   Mgmt   For   For
Appoint Statutory Auditor Fujimoto, Mie   Mgmt   For   For

Mitsubishi Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J43830116
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8058

 

CUSIP: J43830116    ISIN: JP3898400001    SEDOL: 6596785

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Kobayashi, Ken   Mgmt   For   For

Elect Director Nabeshima, Hideyuki   Mgmt   For   For
Elect Director Nakahara, Hideto   Mgmt   For   For
Elect Director Yanai, Jun   Mgmt   For   For
Elect Director Kinukawa, Jun   Mgmt   For   For
Elect Director Miyauchi, Takahisa   Mgmt   For   For
Elect Director Nagai, Yasuo   Mgmt   For   For
Elect Director Uchino, Shuuma   Mgmt   For   For
Elect Director Ito, Kunio   Mgmt   For   For
Elect Director Tsukuda, Kazuo   Mgmt   For   For
Elect Director Kato, Ryozo   Mgmt   For   For
Elect Director Konno, Hidehiro   Mgmt   For   For
Elect Director Sakie Tachibana Fukushima   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Mitsubishi Tanabe Pharma Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J4448H104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4508

 

CUSIP: J4448H104    ISIN: JP3469000008    SEDOL: 6870984

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Elect Director Tsuchiya, Michihiro   Mgmt   For   Against
Elect Director Kaga, Kuniaki   Mgmt   For   For
Elect Director Yanagisawa, Kenichi   Mgmt   For   For
Elect Director Kosakai, Kenkichi   Mgmt   For   For
Elect Director Mitsuka, Masayuki   Mgmt   For   For
Elect Director Kobayashi, Takashi   Mgmt   For   For
Elect Director Hattori, Shigehiko   Mgmt   For   For

Elect Director Sato, Shigetaka   Mgmt   For   For
Appoint Statutory Auditor Hamaoka, Junji   Mgmt   For   For
Appoint Alternate Statutory Auditor Tomita, Hidetaka   Mgmt   For   Against

Mitsui & Co.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J44690139
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8031

 

CUSIP: J44690139    ISIN: JP3893600001    SEDOL: 6597302

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 21   Mgmt   For   For
Elect Director Utsuda, Shoei   Mgmt   For   For

Elect Director Iijima, Masami   Mgmt   For   For
Elect Director Tanaka, Seiichi   Mgmt   For   For
Elect Director Kawashima, Fuminobu   Mgmt   For   For
Elect Director Saiga, Daisuke   Mgmt   For   For
Elect Director Okada, Joji   Mgmt   For   For
Elect Director Kinoshita, Masayuki   Mgmt   For   For
Elect Director Anbe, Shintaro   Mgmt   For   For
Elect Director Tanaka, Koichi   Mgmt   For   For
Elect Director Matsubara, Nobuko   Mgmt   For   For
Elect Director Nonaka, Ikujiro   Mgmt   For   For
Elect Director Hirabayashi, Hiroshi   Mgmt   For   For
Elect Director Muto, Toshiro   Mgmt   For   For
Appoint Statutory Auditor Watanabe, Hiroyasu   Mgmt   For   For

Nitto Denko Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J58472119
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6988

 

CUSIP: J58472119    ISIN: JP3684000007    SEDOL: 6641801

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 50   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Elect Director Nagira, Yukio   Mgmt   For   For
Elect Director Aizawa, Kaoru   Mgmt   For   For
Elect Director Takasaki, Hideo   Mgmt   For   For
Elect Director Sakuma, Yoichiro   Mgmt   For   For
Elect Director Omote, Toshihiko   Mgmt   For   For
Elect Director Takeuchi, Toru   Mgmt   For   For
Elect Director Furuse, Yoichiro   Mgmt   For   For

Elect Director Mizukoshi, Koshi   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   For

Resona Holdings, Inc.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J6448E106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8308

 

CUSIP: J6448E106    ISIN: JP3500610005    SEDOL: 6421553

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting Agenda   Mgmt    
Amend Articles To Reduce Authorized Capital and Amend Provisions on Preferred Shares   Mgmt   For   For
Approve Accounting Transfers   Mgmt   For   For
Amend Articles To Amend Provisions on Preferred Shares and Transfer Authority to Preside at Shareholder Meetings from Chairman to President   Mgmt   For   For

Elect Director Higashi, Kazuhiro   Mgmt   For   For
Elect Director Hara, Toshiki   Mgmt   For   For
Elect Director Kan, Tetsuya   Mgmt   For   For
Elect Director Isono, Kaoru   Mgmt   For   For
Elect Director Okuda, Tsutomu   Mgmt   For   For
Elect Director Nagai, Shuusai   Mgmt   For   For
Elect Director Osono, Emi   Mgmt   For   For
Elect Director Arima, Toshio   Mgmt   For   For
Elect Director Sanuki, Yoko   Mgmt   For   For
Elect Director Urano, Mitsudo   Mgmt   For   For
Class Meeting Agenda for Common Shareholders   Mgmt    
Amend Articles To Reduce Authorized Capital and Amend Provisions on Preferred Shares   Mgmt   For   For

Ricoh Co. Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J64683105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7752

 

CUSIP: J64683105    ISIN: JP3973400009    SEDOL: 6738220

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 16.5   Mgmt   For   For
Elect Director Kanemaru, Kenichi   Mgmt   For   For
Appoint Statutory Auditor Minakawa, Kunihito   Mgmt   For   For
Appoint Statutory Auditor Yabuki, Kimitoshi   Mgmt   For   For
Appoint Alternate Statutory Auditor Horie, Kiyohisa   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

SoftBank Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J75963108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9984

 

CUSIP: J75963108    ISIN: JP3436100006    SEDOL: 6770620

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Amend Articles To Change Company Name - Amend Business Lines   Mgmt   For   For
Elect Director Son, Masayoshi   Mgmt   For   For
Elect Director Miyauchi, Ken   Mgmt   For   For
Elect Director Kasai, Kazuhiko   Mgmt   For   For
Elect Director Ronald Fisher   Mgmt   For   For
Elect Director Yun Ma   Mgmt   For   For

Elect Director Miyasaka, Manabu   Mgmt   For   For
Elect Director Yanai, Tadashi   Mgmt   For   For
Elect Director Mark Schwartz   Mgmt   For   For
Appoint Statutory Auditor Sano, Mitsuo   Mgmt   For   For
Appoint Statutory Auditor Uno, Soichiro   Mgmt   For   For
Appoint Statutory Auditor Shibayama, Koichi   Mgmt   For   Against
Appoint Statutory Auditor Kubokawa, Hidekazu   Mgmt   For   For

STMicroelectronics NV

 

Meeting Date:    21-Jun-13    Country:    Netherlands    Security ID:    N83574108
Record Date:    24-May-13    Meeting Type:    Annual    Ticker:    STM

 

CUSIP: N83574108    ISIN: NL0000226223    SEDOL: 5962332

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Receive Report of Supervisory Board (Non-Voting)   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Allocation of Income   Mgmt   For   For
Approve Dividends of USD 0.20 Per Share   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Approve Restricted Stock Grants to CEO   Mgmt   For   Against
Approve Amendments Remuneration of Supervisory Board   Mgmt   For   For
Elect Janet G. Davidson to Supervisory Board   Mgmt   For   For

Elect Alessandro Ovi to Supervisory Board   Mgmt   For   Against
Approve Employee Restricted Stock Plan   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Allow Questions   Mgmt    
Close Meeting   Mgmt    

Sumitomo Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J77282119
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8053

 

CUSIP: J77282119    ISIN: JP3404600003    SEDOL: 6858946

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 21   Mgmt   For   For

Amend Articles To Indemnify Directors   Mgmt   For   For
Elect Director Nakamura, Kuniharu   Mgmt   For   For
Elect Director Sasaki, Shinichi   Mgmt   For   For
Elect Director Kawahara, Takuro   Mgmt   For   For
Elect Director Togashi, Kazuhisa   Mgmt   For   For
Elect Director Abe, Yasuyuki   Mgmt   For   For
Elect Director Furihata, Toru   Mgmt   For   For
Elect Director Kanegae, Michihiko   Mgmt   For   For
Elect Director Omori, Kazuo   Mgmt   For   For
Elect Director Hidaka, Naoki   Mgmt   For   For
Elect Director Inohara, Hiroyuki   Mgmt   For   For
Elect Director Harada, Akio   Mgmt   For   For
Elect Director Matsunaga, Kazuo   Mgmt   For   For
Appoint Statutory Auditor Moriyama, Takahiro   Mgmt   For   For
Appoint Statutory Auditor Nitta, Mutsuo   Mgmt   For   Against

Appoint Statutory Auditor Kasama, Haruo   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Stock Option Plan, Deep Discount Stock Option Plan and Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For
Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors   Mgmt   For   For

Tokyo Electron Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J86957115
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8035

 

CUSIP: J86957115    ISIN: JP3571400005    SEDOL: 6895675

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Authorize Internet Disclosure of Shareholder Meeting Materials   Mgmt   For   For

Amend Articles to Increase Maximum Number of Statutory Auditors   Mgmt   For   For
Elect Director Higashi, Tetsuro   Mgmt   For   For
Elect Director Tsuneishi, Tetsuo   Mgmt   For   For
Elect Director Kitayama, Hirofumi   Mgmt   For   For
Elect Director Sato, Kiyoshi   Mgmt   For   For
Elect Director Washino, Kenji   Mgmt   For   For
Elect Director Ito, Hikaru   Mgmt   For   For
Elect Director Matsuoka, Takaaki   Mgmt   For   For
Elect Director Harada, Yoshiteru   Mgmt   For   For
Elect Director Hori, Tetsuro   Mgmt   For   For
Elect Director Inoe, Hiroshi   Mgmt   For   For
Elect Director Sakane, Masahiro   Mgmt   For   For
Appoint Statutory Auditor Akaishi, Mikio   Mgmt   For   For
Appoint Statutory Auditor Yamamoto, Takatoshi   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

West Japan Railway Co.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J95094108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9021

 

CUSIP: J95094108    ISIN: JP3659000008    SEDOL: 6957995

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 55   Mgmt   For   For
Elect Director Miyahara, Hideo   Mgmt   For   For
Elect Director Yoshie, Norihiko   Mgmt   For   For

Dai-ichi Life Insurance Co., Ltd.

 

Meeting Date:    24-Jun-13    Country:    Japan    Security ID:    J09748104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8750

 

CUSIP: N/A    ISIN: JP3476480003    SEDOL: B601QS4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 1600   Mgmt   For   For
Amend Articles To Reflect Stock Exchange Mandate to Consolidate Trading Units   Mgmt   For   For
Amend Deep Discount Stock Option Plan Approved at 2011 AGM   Mgmt   For   Against
Elect Director Kanai, Hiroshi   Mgmt   For   For
Elect Director Horio, Norimitsu   Mgmt   For   For
Elect Director Kawashima, Takashi   Mgmt   For   For

Isetan Mitsukoshi Holdings Ltd

 

Meeting Date:    24-Jun-13    Country:    Japan    Security ID:    J25038100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    3099

 

CUSIP: J25038100    ISIN: JP3894900004    SEDOL: B2Q4CL4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 10   Mgmt   For   For
Elect Director Ishizuka, Kunio   Mgmt   For   For
Elect Director Onishi, Hiroshi   Mgmt   For   For
Elect Director Nakagome, Toshihiko   Mgmt   For   For
Elect Director Akamatsu, Ken   Mgmt   For   For
Elect Director Sugie, Toshihiko   Mgmt   For   For
Elect Director Takeda, Hidenori   Mgmt   For   For

Elect Director Kuroyanagi, Nobuo   Mgmt   For   For
Elect Director Utsuda, Shoei   Mgmt   For   For
Elect Director Ida, Yoshinori   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

NEC Corp.

 

Meeting Date:    24-Jun-13    Country:    Japan    Security ID:    J48818124
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6701

 

CUSIP: J48818124    ISIN: JP3733000008    SEDOL: 6640400

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Yano, Kaoru   Mgmt   For   For
Elect Director Endo, Nobuhiro   Mgmt   For   For

Elect Director Niino, Takashi   Mgmt   For   For
Elect Director Yasui, Junji   Mgmt   For   For
Elect Director Kawashima, Isamu   Mgmt   For   For
Elect Director Shimizu, Takaaki   Mgmt   For   For
Elect Director Kunibe, Takeshi   Mgmt   For   For
Elect Director Ogita, Hitoshi   Mgmt   For   For
Elect Director Sasaki, Kaori   Mgmt   For   For
Elect Director Oka, Motoyuki   Mgmt   For   For
Elect Director Noji, Kunio   Mgmt   For   For
Appoint Statutory Auditor Okada, Fujio   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Tokio Marine Holdings, Inc.

 

Meeting Date:    24-Jun-13    Country:    Japan    Security ID:    J86298106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8766

 

CUSIP: J86298106    ISIN: JP3910660004    SEDOL: 6513126

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 27.5   Mgmt   For   For
Elect Director Sumi, Shuuzo   Mgmt   For   For
Elect Director Tamai, Takaaki   Mgmt   For   For
Elect Director Nagano, Tsuyoshi   Mgmt   For   For
Elect Director Oba, Masashi   Mgmt   For   For
Elect Director Fujita, Hirokazu   Mgmt   For   For
Elect Director Ito, Kunio   Mgmt   For   For
Elect Director Mimura, Akio   Mgmt   For   For
Elect Director Kitazawa, Toshifumi   Mgmt   For   For
Elect Director Sasaki, Mikio   Mgmt   For   For
Elect Director Ito, Takashi   Mgmt   For   For

Bankia SA

 

Meeting Date:    25-Jun-13    Country:    Spain    Security ID:    E2R23Z123
Record Date:    18-Jun-13    Meeting Type:    Annual    Ticker:    BKIA

 

CUSIP: N/A    ISIN: ES0113307021    SEDOL: B9FLK44

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Standalone Financial Statements   Mgmt   For   For
Approve Consolidated Financial Statements   Mgmt   For   For
Approve Discharge of Board for Period Between Jan. 1, 2012 to May 25, 2012   Mgmt   For   Against
Approve Discharge of Board for Period Between   Mgmt   For   For
May 25, 2012 to Dec. 31, 2012      
Approve Treatment of Net Loss   Mgmt   For   For

Apply Restricted Reserves to Cover Losses   Mgmt   For   For
Appoint Ernst &Young as Auditor   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For
Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 5 Billion   Mgmt   For   Against
Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 45 Billion   Mgmt   For   For
Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares   Mgmt   For   For
Approve Merger by Absorption of Bancaja Gestión de Activos SLU by Company   Mgmt   For   For
Approve Merger by Absorption of Bankia Banca Privada SA by Company   Mgmt   For   For
Approve Merger by Absorption of Madrid Leasing Corporación SAU by Company   Mgmt   For   For

Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For
Receive Amendments to Board of Directors’ Regulations   Mgmt    

Electric Power Development Co. (J-Power)

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J12915104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9513

 

CUSIP: J12915104    ISIN: JP3551200003    SEDOL: B02Q328

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 35   Mgmt   For   For
Elect Director Maeda, Yasuo   Mgmt   For   For

Elect Director Kitamura, Masayoshi   Mgmt   For   For
Elect Director Sakanashi, Yoshihiko   Mgmt   For   For
Elect Director Hino, Minoru   Mgmt   For   For
Elect Director Watanabe, Toshifumi   Mgmt   For   For
Elect Director Mizunuma, Seigo   Mgmt   For   For
Elect Director Takemata, Kuniharu   Mgmt   For   For
Elect Director Nagashima, Junji   Mgmt   For   For
Elect Director Murayama, Hitoshi   Mgmt   For   For
Elect Director Uchiyama, Masato   Mgmt   For   For
Elect Director Fukuda, Naori   Mgmt   For   For
Elect Director Kajitani, Go   Mgmt   For   For
Appoint Statutory Auditor Samata, Akira   Mgmt   For   For

Inpex Corporation

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J2467E101
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    1605

 

CUSIP: J2467E101    ISIN: JP3294460005    SEDOL: B10RB15

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3500   Mgmt   For   For
Amend Articles To Indemnify Outside Directors and Outside Statutory Auditors with Contracts - Reflect Stock Exchange Mandate to Consolidate Trading Units   Mgmt   For   For
Elect Director Kuroda, Naoki   Mgmt   For   For
Elect Director Sugioka, Masatoshi   Mgmt   For   For
Elect Director Kitamura, Toshiaki   Mgmt   For   For
Elect Director Yui, Seiji   Mgmt   For   For
Elect Director Sano, Masaharu   Mgmt   For   For
Elect Director Sugaya, Shunichiro   Mgmt   For   For

Elect Director Murayama, Masahiro   Mgmt   For   For
Elect Director Ito, Seiya   Mgmt   For   For
Elect Director Tanaka, Wataru   Mgmt   For   For
Elect Director Ikeda, Takahiko   Mgmt   For   For
Elect Director Kurasawa, Yoshikazu   Mgmt   For   For
Elect Director Wakasugi, Kazuo   Mgmt   For   For
Elect Director Kagawa, Yoshiyuki   Mgmt   For   For
Elect Director Kato, Seiji   Mgmt   For   For
Elect Director Tonoike, Rentaro   Mgmt   For   For
Elect Director Okada, Yasuhiko   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For
Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors   Mgmt   For   For

Makita Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J39584107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6586

 

CUSIP: J39584107    ISIN: JP3862400003    SEDOL: 6555805

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 54   Mgmt   For   For
Elect Director Goto, Masahiko   Mgmt   For   For
Elect Director Hori, Shiro   Mgmt   For   For
Elect Director Torii, Tadayoshi   Mgmt   For   For
Elect Director Kato, Tomoyasu   Mgmt   For   For
Elect Director Asanuma, Tadashi   Mgmt   For   For
Elect Director Niwa, Hisayoshi   Mgmt   For   For
Elect Director Tomita, Shinichiro   Mgmt   For   For

Elect Director Kaneko, Tetsuhisa   Mgmt   For   For
Elect Director Aoki, Yoji   Mgmt   For   For
Elect Director Ota, Tomoyuki   Mgmt   For   For
Elect Director Goto, Munetoshi   Mgmt   For   For
Elect Director Morita, Akiyoshi   Mgmt   For   For
Appoint Statutory Auditor Yamamoto, Fusahiro   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Mazda Motor Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J41551102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7261

 

CUSIP: J41551102    ISIN: JP3868400007    SEDOL: 6900308

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Harada, Yuuji   Mgmt   For   For
Elect Director Nakamine, Yuuji   Mgmt   For   For
Elect Director Inamoto, Nobuhide   Mgmt   For   For
Elect Director Kurosawa, Koji   Mgmt   For   For
Elect Director Sakai, Ichiro   Mgmt   For   For
Elect Director Muta, Taizo   Mgmt   For   For
Appoint Statutory Auditor Tochio, Nobuyoshi   Mgmt   For   For
Appoint Statutory Auditor Hirasawa, Masahide   Mgmt   For   Against

Miraca Holdings Inc

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J4352B101
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4544

 

CUSIP: J4352B101    ISIN: JP3822000000    SEDOL: 6356611

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Suzuki, Hiromasa   Mgmt   For   For
Elect Director Ogawa, Shinji   Mgmt   For   For
Elect Director Koyama, Takeshi   Mgmt   For   For
Elect Director Yui, Naoji   Mgmt   For   For
Elect Director Hattori, Nobumichi   Mgmt   For   For
Elect Director Kaneko, Yasunori   Mgmt   For   For
Elect Director Nonaka, Hisatsugu   Mgmt   For   For
Elect Director Iguchi, Naoki   Mgmt   For   For
Elect Director Ishiguro, Miyuki   Mgmt   For   For
Approve Stock Option Plan   Mgmt   For   For
Appoint External Audit Firm   Mgmt   For   For

Mitsubishi Chemical Holdings Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J44046100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4188

 

CUSIP: J44046100    ISIN: JP3897700005    SEDOL: B0JQTJ0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 6   Mgmt   For   For
Elect Director Kobayashi, Yoshimitsu   Mgmt   For   For
Elect Director Yoshimura, Shotaro   Mgmt   For   For
Elect Director Ishizuka, Hiroaki   Mgmt   For   For
Elect Director Tsuchiya, Michihiro   Mgmt   For   For
Elect Director Ubagai, Takumi   Mgmt   For   For
Elect Director Ochi, Hitoshi   Mgmt   For   For
Elect Director Tsuda, Noboru   Mgmt   For   For
Elect Director Kikkawa, Takeo   Mgmt   For   For

Mitsubishi Gas Chemical Co. Inc.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J43959113
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4182

 

CUSIP: J43959113    ISIN: JP3896800004    SEDOL: 6596923

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Clarify Terms of Alternate Statutory Auditors   Mgmt   For   For
Elect Director Sakai, Kazuo   Mgmt   For   For
Elect Director Kurai, Toshikiyo   Mgmt   For   For
Elect Director Orisaku, Masami   Mgmt   For   For
Elect Director Sakai, Yukio   Mgmt   For   For

Elect Director Sugita, Katsuhiko   Mgmt   For   For
Elect Director Watanabe, Takayuki   Mgmt   For   For
Elect Director Yamane, Yoshihiro   Mgmt   For   For
Elect Director Kawa, Kunio   Mgmt   For   For
Elect Director Hayashi, Katsushige   Mgmt   For   For
Elect Director Jono, Masahiro   Mgmt   For   For
Elect Director Nihei, Yoshimasa   Mgmt   For   For
Appoint Statutory Auditor Oya, Kunio   Mgmt   For   For
Appoint Statutory Auditor Matsuyama, Yasuomi   Mgmt   For   Against
Appoint Alternate Statutory Auditor Kanzaki, Hiroaki   Mgmt   For   For
Approve Pension Reserve Plan for Directors   Mgmt   For   For

Mizuho Financial Group Inc.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J4599L102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8411

 

CUSIP: J4599L102    ISIN: JP3885780001    SEDOL: 6591014

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3 for Common Shareholders   Mgmt   For   For
Authorize Preferred Share Repurchase Program   Mgmt   For   For
Amend Articles To Create New Classes of Preferred Shares   Mgmt   For   For
Elect Director Sato, Yasuhiro   Mgmt   For   For
Elect Director Tsujita, Yasunori   Mgmt   For   For
Elect Director Okabe, Toshitsugu   Mgmt   For   For
Elect Director Hayashi, Nobuhide   Mgmt   For   For
Elect Director Kanki, Tadashi   Mgmt   For   For
Elect Director Koike, Masakane   Mgmt   For   For

Elect Director Nomiyama, Akihiko   Mgmt   For   For
Elect Director Ohashi, Mitsuo   Mgmt   For   For
Elect Director Anraku, Kanemitsu   Mgmt   For   For
Appoint Statutory Auditor Funaki, Nobukatsu   Mgmt   For   For
Amend Articles to Cap Total Compensation to Any Employee at JPY 30 Million, Require Advance Shareholder Approval for Exceptions   SH   Against   Against
Amend Articles to Require Firm to Urge Railroads to Install Anticrime Cameras in Trains using Mizuho Group Financing   SH   Against   Against
Amend Articles to Require Firm to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately   SH   Against   For
Amend Articles to Require Firm to Post Board Training Policy on Website   SH   Against   Against
Amend Articles to Require Shareholder Approval for Reinvestment of Any Net Profit Not Paid Out as Dividends   SH   Against   Against
Amend Articles to Require Firm to Urge Subsidiaries to Disclose when Sued to Invalidate Shareholder Meeting Resolutions   SH   Against   Against

Amend Articles to Require Firm to Annually Disclose Individual Breakdown of Director, Statutory Auditor Compensation   SH   Against   For
Amend Articles to Require Brokerage Subsidiaries Underwriting an IPO to Disclose Evaluation Documents and their Basis   SH   Against   Against
Amend Articles to Require Firm to Urge Subsidiaries and Affiliates to Conduct Investor Seminars on MBO Countermeasures   SH   Against   Against

Nidec Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J52968104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6594

 

CUSIP: J52968104    ISIN: JP3734800000    SEDOL: 6640682

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Expand Board Eligibility   Mgmt   For   For

Elect Director Nagamori, Shigenobu   Mgmt   For   For
Elect Director Kobe, Hiroshi   Mgmt   For   For
Elect Director Sawamura, Kenji   Mgmt   For   For
Elect Director Kure, Bunsei   Mgmt   For   For
Elect Director Sato, Akira   Mgmt   For   For
Elect Director Hamada, Tadaaki   Mgmt   For   For
Elect Director Kimura, Toshihiro   Mgmt   For   For
Elect Director Hayafune, Kazuya   Mgmt   For   For
Elect Director Yoshimatsu, Masuo   Mgmt   For   For
Elect Director Wakabayashi, Shozo   Mgmt   For   For
Elect Director Ishida, Noriko   Mgmt   For   For
Appoint Statutory Auditor Inoe, Tetsuo   Mgmt   For   For

Nippon Steel Sumitomo Metal Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J55999122
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5401

 

CUSIP: J55999122    ISIN: JP3381000003    SEDOL: 6642569

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 1   Mgmt   For   For
Elect Director Muneoka, Shoji   Mgmt   For   Against
Elect Director Tomono, Hiroshi   Mgmt   For   Against
Elect Director Kozuka, Shuuichiro   Mgmt   For   For
Elect Director Shindo, Kosei   Mgmt   For   For
Elect Director Iwaki, Masakazu   Mgmt   For   For

Elect Director Higuchi, Shinya   Mgmt   For   For
Elect Director Ota, Katsuhiko   Mgmt   For   For
Elect Director Miyasaka, Akihiro   Mgmt   For   For
Elect Director Yanagawa, Kinya   Mgmt   For   For
Elect Director Sakuma, Soichiro   Mgmt   For   For
Elect Director Saeki, Yasumitsu   Mgmt   For   For
Elect Director Morinobu, Shinji   Mgmt   For   For
Appoint Statutory Auditor Nagayasu, Katsunori   Mgmt   For   Against

Nippon Telegraph & Telephone Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J59396101
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9432

 

CUSIP: J59396101    ISIN: JP3735400008    SEDOL: 6641373

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 80   Mgmt   For   For

Nissan Motor Co. Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J57160129
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7201

 

CUSIP: J57160129    ISIN: JP3672400003    SEDOL: 6642860

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 12.5   Mgmt   For   For

Elect Director Carlos Ghosn   Mgmt   For   For
Elect Director Shiga, Toshiyuki   Mgmt   For   For
Elect Director Saikawa, Hiroto   Mgmt   For   For
Elect Director Colin Dodge   Mgmt   For   For
Elect Director Yamashita, Mitsuhiko   Mgmt   For   For
Elect Director Imazu, Hidetoshi   Mgmt   For   For
Elect Director Greg Kelly   Mgmt   For   For
Elect Director Jean-Baptiste Duzan   Mgmt   For   For
Elect Director Nakamura, Katsumi   Mgmt   For   For
Approve Stock Appreciation Rights Plan for Directors   Mgmt   For   For

Orix Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J61933123
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8591

 

CUSIP: J61933123    ISIN: JP3200450009    SEDOL: 6661144

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Miyauchi, Yoshihiko   Mgmt   For   For
Elect Director Inoe, Makoto   Mgmt   For   For
Elect Director Urata, Haruyuki   Mgmt   For   For
Elect Director Umaki, Tamio   Mgmt   For   For
Elect Director Kojima, Kazuo   Mgmt   For   For
Elect Director Yamaya, Yoshiyuki   Mgmt   For   For
Elect Director Kadowaki, Katsutoshi   Mgmt   For   For
Elect Director Sasaki, Takeshi   Mgmt   For   For
Elect Director Tsujiyama, Eiko   Mgmt   For   For
Elect Director Robert Feldman   Mgmt   For   For
Elect Director Niinami, Takeshi   Mgmt   For   For
Elect Director Usui, Nobuaki   Mgmt   For   For
Elect Director Yasuda, Ryuuji   Mgmt   For   For

Secom Co. Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J69972107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9735

 

CUSIP: J69972107    ISIN: JP3421800008    SEDOL: 6791591

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 105   Mgmt   For   For
Amend Articles To Indemnify Directors   Mgmt   For   For
Elect Director Iida, Makoto   Mgmt   For   For
Elect Director Toda, Juichi   Mgmt   For   For
Elect Director Maeda, Shuuji   Mgmt   For   For

Elect Director Sato, Koichi   Mgmt   For   For
Elect Director Nakayama, Yasuo   Mgmt   For   For
Elect Director Ito, Hiroshi   Mgmt   For   For
Elect Director Anzai, Kazuaki   Mgmt   For   For
Elect Director Yoshida, Yasuyuki   Mgmt   For   For
Elect Director Nakayama, Junzo   Mgmt   For   For
Elect Director Fuse, Tatsuro   Mgmt   For   For
Elect Director Furukawa, Kenichi   Mgmt   For   For
Elect Director Hirose, Takaharu   Mgmt   For   For
Elect Director Sawada, Takashi   Mgmt   For   For
Appoint Statutory Auditor Sekiya, Kenichi   Mgmt   For   For
Approve Retirement Bonus Payment for Directors   Mgmt   For   For
Approve Retirement Bonus Payment for Statutory Auditor   Mgmt   For   For
Approve Special Payments to Directors in Connection with Abolition of Retirement Bonus System   Mgmt   For   For
Approve Special Payments to Statutory Auditors in Connection with Abolition of Retirement Bonus System   Mgmt   For   For

Sharp Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J71434112
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6753

 

CUSIP: J71434112    ISIN: JP3359600008    SEDOL: 6800602

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Reduction in Capital, Capital Reserves, and Profit Reserves   Mgmt   For   For
Approve Accounting Transfers   Mgmt   For   For
Elect Director Takahashi, Kozo   Mgmt   For   For
Elect Director Mizushima, Shigeaki   Mgmt   For   For

Elect Director Onishi, Tetsuo   Mgmt   For   For
Elect Director Fujimoto, Toshihiko   Mgmt   For   For
Elect Director Kato, Makoto   Mgmt   For   For
Elect Director Hoshi, Norikazu   Mgmt   For   For
Elect Director Fujimoto, Satoshi   Mgmt   For   For
Elect Director Hashimoto, Yoshihiro   Mgmt   For   For
Elect Director Ito, Yumiko   Mgmt   For   For

Shiseido Co. Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J74358144
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4911

 

CUSIP: J74358144    ISIN: JP3351600006    SEDOL: 6805265

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 25   Mgmt   For   For
Elect Director Maeda, Shinzo   Mgmt   For   For
Elect Director Carsten Fischer   Mgmt   For   For
Elect Director Takamori, Tatsuomi   Mgmt   For   For
Elect Director Nishimura, Yoshinori   Mgmt   For   For
Elect Director Okazawa, Yuu   Mgmt   For   For
Elect Director Sakai, Toru   Mgmt   For   For
Elect Director Iwata, Shoichiro   Mgmt   For   For
Elect Director Nagai, Taeko   Mgmt   For   For
Elect Director Uemura, Tatsuo   Mgmt   For   Against
Appoint Statutory Auditor Harada, Akio   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   For

Toho Gas Co. Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J84850106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9533

 

CUSIP: J84850106    ISIN: JP3600200004    SEDOL: 6895222

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 4.5   Mgmt   For   For
Elect Director Saeki, Takashi   Mgmt   For   For
Elect Director Yasui, Koichi   Mgmt   For   For
Elect Director Motokawa, Masaaki   Mgmt   For   For
Elect Director Matsushima, Nobuaki   Mgmt   For   For
Elect Director Sago, Yoshiharu   Mgmt   For   For
Elect Director Matsuda, Nobuhisa   Mgmt   For   For
Elect Director Nakamura, Osamu   Mgmt   For   For
Elect Director Tominari, Yoshiro   Mgmt   For   For

Elect Director Watanabe, Katsuaki   Mgmt   For   For
Appoint Statutory Auditor Yamazaki, Hiroshi   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Toshiba Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J89752117
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6502

 

CUSIP: J89752117    ISIN: JP3592200004    SEDOL: 6897217

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nishida, Atsutoshi   Mgmt   For   For
Elect Director Sasaki, Norio   Mgmt   For   For
Elect Director Shimomitsu, Hidejiro   Mgmt   For   For

Elect Director Tanaka, Hisao   Mgmt   For   For
Elect Director Kitamura, Hideo   Mgmt   For   For
Elect Director Kubo, Makoto   Mgmt   For   For
Elect Director Muraoka, Fumio   Mgmt   For   For
Elect Director Kosugi, Takeo   Mgmt   For   For
Elect Director Itami, Hiroyuki   Mgmt   For   For
Elect Director Shimanouchi, Ken   Mgmt   For   For
Elect Director Saito, Kiyomi   Mgmt   For   For
Elect Director Muromachi, Masashi   Mgmt   For   For
Elect Director Sudo, Akira   Mgmt   For   For
Elect Director Fukakushi, Masahiko   Mgmt   For   For
Elect Director Kobayashi, Kiyoshi   Mgmt   For   For
Elect Director Ushio, Fumiaki   Mgmt   For   For
Amend Articles to Prohibit Inclusion of Non-Votes in Tally for Shareholder or Company Proposals   SH   Against   For

Toyota Tsusho Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J92719111
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8015

 

CUSIP: J92719111    ISIN: JP3635000007    SEDOL: 6900580

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 22   Mgmt   For   For
Elect Director Shimizu, Junzo   Mgmt   For   Against
Elect Director Shirai, Yoshio   Mgmt   For   For
Elect Director Karube, Jun   Mgmt   For   Against
Elect Director Asano, Mikio   Mgmt   For   For
Elect Director Yokoi, Yasuhiko   Mgmt   For   For
Elect Director Sawayama, Hiroki   Mgmt   For   For

Elect Director Shirai, Takumi   Mgmt   For   For
Elect Director Yamagiwa, Kuniaki   Mgmt   For   For
Elect Director Matsudaira, Soichiro   Mgmt   For   For
Elect Director Hattori, Takashi   Mgmt   For   For
Elect Director Miura, Yoshiki   Mgmt   For   For
Elect Director Oi, Yuuichi   Mgmt   For   For
Elect Director Yanase, Hideki   Mgmt   For   For
Appoint Statutory Auditor Adachi, Seiichiro   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For

Yakult Honsha Co. Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J95468120
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    2267

 

CUSIP: J95468120    ISIN: JP3931600005    SEDOL: 6985112

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Hori, Sumiya   Mgmt   For   For
Elect Director Negishi, Takashige   Mgmt   For   For
Elect Director Kawabata, Yoshihiro   Mgmt   For   For
Elect Director Kai, Chizuka   Mgmt   For   For
Elect Director Negishi, Masahiro   Mgmt   For   For
Elect Director Sakamoto, Shigeyoshi   Mgmt   For   For
Elect Director Narita, Hiroshi   Mgmt   For   For
Elect Director Richard Hall   Mgmt   For   For
Elect Director Yasuda, Ryuuji   Mgmt   For   For
Elect Director Fukuoka, Masayuki   Mgmt   For   For
Elect Director Christian Neu   Mgmt   For   For
Elect Director Bertrand Austruy   Mgmt   For   Against

Elect Director Ozeki, Yasuo   Mgmt   For   For
Elect Director Yamamoto, Koso   Mgmt   For   For
Elect Director Matsuzono, Takashi   Mgmt   For   For

Yamato Holdings Co Ltd

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J96612114
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9064

 

CUSIP: J96612114    ISIN: JP3940000007    SEDOL: 6985565

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Seto, Kaoru   Mgmt   For   For
Elect Director Kigawa, Makoto   Mgmt   For   For
Elect Director Kanda, Haruo   Mgmt   For   For
Elect Director Yamauchi, Masaki   Mgmt   For   For

Elect Director Minaki, Kenji   Mgmt   For   For
Elect Director Hagiwara, Toshitaka   Mgmt   For   For
Elect Director Mori, Masakatsu   Mgmt   For   For
Appoint Statutory Auditor Yokose, Motoharu   Mgmt   For   For

Chubu Electric Power Co. Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J06510101
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9502

 

CUSIP: J06510101    ISIN: JP3526600006    SEDOL: 6195609

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 25   Mgmt   For   For
Elect Director Iwata, Yoshifumi   Mgmt   For   For

Elect Director Ono, Tomohiko   Mgmt   For   For
Elect Director Onoda, Satoshi   Mgmt   For   For
Elect Director Katsuno, Satoru   Mgmt   For   For
Elect Director Katsumata, Hideko   Mgmt   For   For
Elect Director Sakaguchi, Masatoshi   Mgmt   For   For
Elect Director Matsuura, Masanori   Mgmt   For   For
Elect Director Matsubara, Kazuhiro   Mgmt   For   For
Elect Director Mizutani, Ryosuke   Mgmt   For   For
Elect Director Mizuno, Akihisa   Mgmt   For   For
Elect Director Mita, Toshio   Mgmt   For   For
Elect Director Watanabe, Yutaka   Mgmt   For   For
Commit Firm to Place Ethics and Public Welfare Above Profits; Mobilize Employees, Shareholders to this Wisdom, Abandon Unethical Nuclear Power   SH   Against   Against
Abandon Nuclear Power to Increase Flexibility to Meet Changing Conditions   SH   Against   Against

Ban Financial Assistance to Japan Atomic Power Ltd and JNFL   SH   Against   Against
Amend Articles to Mandate Disclosure of All Forms of Gifts and Donations to Local Governments, Universities, Research Institutions, et al.   SH   Against   Against
Launch Committee of Experts, Local Residents, Nuclear Activist Organization Representatives on Decommissioning of Nuclear Plants, Assuring Disposal of Spent Fuel Instead of Reprocessing   SH   Against   Against
Ban Use of Plutonium, Ban Sales of Plutonium, Manage Current Plutonium Stocks Safely Assuring No Diversion to Military or Defense Use   SH   Against   Against
Mandate Execution of Seismic and Tsunami Safety Measures at Hamaoka Plant Only With Goal of Reactor Decommissioning   SH   Against   Against

Chugoku Electric Power Co. Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J07098106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9504

 

CUSIP: J07098106    ISIN: JP3522200009    SEDOL: 6195900

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 25   Mgmt   For   For
Amend Articles To Indemnify Directors and Statutory Auditors   Mgmt   For   For
Elect Director Ogawa, Moriyoshi   Mgmt   For   For
Elect Director Ono, Masaki   Mgmt   For   For
Elect Director Obata, Hirofumi   Mgmt   For   For
Elect Director Karita, Tomohide   Mgmt   For   For
Elect Director Kumagai, Satoshi   Mgmt   For   For
Elect Director Sakotani, Akira   Mgmt   For   For
Elect Director Shimizu, Mareshige   Mgmt   For   For
Elect Director Tamura, Hiroaki   Mgmt   For   For
Elect Director Nobusue, Kazuyuki   Mgmt   For   For

Elect Director Hirano, Masaki   Mgmt   For   For
Elect Director Furubayashi, Yukio   Mgmt   For   For
Elect Director Matsumura, Hideo   Mgmt   For   For
Elect Director Morimae, Shigehiko   Mgmt   For   For
Elect Director Yamashita, Takashi   Mgmt   For   For
Elect Director Watanabe, Nobuo   Mgmt   For   For
Amend Articles to Stop Nuclear Plant Operations, Ban Plant Construction, Permanently Preserve Kaminoseki Plant Construction Site for Araeology and Nature   SH   Against   Against
Amend Articles to Ban Nuclear Power, Decommission Reactors, Ban Reprocessing of Spent Nuclear Fuel   SH   Against   Against
Amend Articles to Ban Advertising, Financial Assistance in Return for Cooperation, Donations   SH   Against   Against
Amend Articles to Require Disaster Prevention Covenants with Local Governments Within 60 Km of Nuclear Plants   SH   Against   Against
Amend Articles to Require Firm to Purchase Insurance to Cover JPY 3 Trillion in Damages from Future Fukushima-Type Accident   SH   Against   Against
Amend Articles to Promote Non-Nuclear Alternative Energy, Spinoff of Power Transmission into Separate Firm   SH   Against   Against

Credit Saison Co. Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J7007M109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8253

 

CUSIP: J7007M109    ISIN: JP3271400008    SEDOL: 6591809

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   For   For
Elect Director Rinno, Hiroshi   Mgmt   For   For
Elect Director Maekawa, Teruyuki   Mgmt   For   For
Elect Director Takahashi, Naoki   Mgmt   For   For
Elect Director Kaneko, Haruhisa   Mgmt   For   For
Elect Director Yamamoto, Hiroshi   Mgmt   For   For
Elect Director Yamashita, Masahiro   Mgmt   For   For

Elect Director Kakusho, Junji   Mgmt   For   For
Elect Director Hirase, Kazuhiro   Mgmt   For   For
Elect Director Shimizu, Sadamu   Mgmt   For   For
Elect Director Matsuda, Akihiro   Mgmt   For   For
Elect Director Aoyama, Teruhisa   Mgmt   For   For
Elect Director Yamamoto, Yoshihisa   Mgmt   For   For
Elect Director Okamoto, Tatsunari   Mgmt   For   For
Elect Director Mizuno, Katsumi   Mgmt   For   For
Elect Director Ueno, Yasuhisa   Mgmt   For   For

Daito Trust Construction Co. Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J11151107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    1878

 

CUSIP: J11151107    ISIN: JP3486800000    SEDOL: 6250508

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, With a Final Dividend of JPY 165   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Kumakiri, Naomi   Mgmt   For   For
Elect Director Kadochi, Hitoshi   Mgmt   For   For
Elect Director Inada, Akio   Mgmt   For   For
Elect Director Nakada, Shuuji   Mgmt   For   For
Elect Director Kobayashi, Katsuma   Mgmt   For   For
Elect Director Kawai, Shuuji   Mgmt   For   For
Elect Director Sasamoto, Yuujiro   Mgmt   For   For
Elect Director Marcus Merner   Mgmt   For   For
Elect Director Yamaguchi, Toshiaki   Mgmt   For   For
Appoint Statutory Auditor Uno, Masayasu   Mgmt   For   For

Appoint Statutory Auditor Hachiya, Hideo   Mgmt   For   Against
Appoint Statutory Auditor Fujimaki, Kazuo   Mgmt   For   For

Daiwa Securities Group Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J11718111
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8601

 

CUSIP: J11718111    ISIN: JP3502200003    SEDOL: 6251448

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Suzuki, Shigeharu   Mgmt   For   For
Elect Director Hibino, Takashi   Mgmt   For   For
Elect Director Iwamoto, Nobuyuki   Mgmt   For   For
Elect Director Takahashi, Akio   Mgmt   For   For

Elect Director Kusaki, Yoriyuki   Mgmt   For   For
Elect Director Yasuda, Ryuuji   Mgmt   For   Against
Elect Director Matsubara, Nobuko   Mgmt   For   For
Elect Director Tadaki, Keiichi   Mgmt   For   For
Elect Director Ito, Kensuke   Mgmt   For   For
Elect Director Jifuku, Saburo   Mgmt   For   For
Elect Director Shirataki, Masaru   Mgmt   For   For
Elect Director Tsuda, Hiroki   Mgmt   For   For
Approve Stock Option Plan and Deep Discount Stock Option Plan   Mgmt   For   For

Hokkaido Electric Power Co. Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J21378104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9509

 

CUSIP: J21378104    ISIN: JP3850200001    SEDOL: 6431325

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ommura, Hiroyuki   Mgmt   For   For
Elect Director Kawai, Katsuhiko   Mgmt   For   For
Elect Director Sakai, Ichiro   Mgmt   For   For
Elect Director Sakai, Osamu   Mgmt   For   For
Elect Director Sasaki, Ryoko   Mgmt   For   For
Elect Director Sato, Yoshitaka   Mgmt   For   For
Elect Director Soma, Michihiro   Mgmt   For   For
Elect Director Takahashi, Kenyuu   Mgmt   For   For
Elect Director Togashi, Taiji   Mgmt   For   For
Elect Director Hayashi, Hiroyuki   Mgmt   For   For
Elect Director Mayumi, Akihiko   Mgmt   For   For
Elect Director Mori, Masahiro   Mgmt   For   For
Appoint Statutory Auditor Abe, Kanji   Mgmt   For   For

Appoint Statutory Auditor Hasegawa, Jun   Mgmt   For   For
Amend Articles to Ban Nuclear Power Operations, Transfer Ownership of Nuclear Facilities to the Government   SH   Against   Against
Amend Articles to Mandate Public Disclosure Without Delay of Each Individual Board Members’ Fees, Bonuses, Executive Salaries et al.   SH   Against   For

Hokuriku Electric Power

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J22050108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9505

 

CUSIP: J22050108    ISIN: JP3845400005    SEDOL: 6433127

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 25   Mgmt   For   For

Elect Director Akamaru, Junichi   Mgmt   For   For
Elect Director Kanai, Yutaka   Mgmt   For   For
Elect Director Kyuuwa, Susumu   Mgmt   For   Against
Elect Director Kontani, Masato   Mgmt   For   For
Elect Director Nagahara, Isao   Mgmt   For   Against
Elect Director Nishino, Akizumi   Mgmt   For   For
Elect Director Hasegawa, Toshiyuki   Mgmt   For   For
Elect Director Hori, Yuuichi   Mgmt   For   For
Elect Director Horita, Masayuki   Mgmt   For   For
Elect Director Minabe, Mitsuaki   Mgmt   For   For
Elect Director Yano, Shigeru   Mgmt   For   For

JX Holdings, Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J29699105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5020

 

CUSIP: J5484F100    ISIN: JP3386450005    SEDOL: B627LW9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 8   Mgmt   For   For
Elect Director Kimura, Yasushi   Mgmt   For   For
Elect Director Matsushita, Isao   Mgmt   For   For
Elect Director Uchijima, Ichiro   Mgmt   For   For
Elect Director Kawada, Junichi   Mgmt   For   For
Elect Director Tonoike, Rentaro   Mgmt   For   For
Elect Director Omachi, Akira   Mgmt   For   For
Elect Director Isshiki, Seiichi   Mgmt   For   For
Elect Director Uchida, Yukio   Mgmt   For   For
Elect Director Hirai, Shigeo   Mgmt   For   For
Elect Director Adachi, Yoshimasa   Mgmt   For   For

Elect Director Sakata, Masahiro   Mgmt   For   For
Elect Director Komiyama, Hiroshi   Mgmt   For   For
Elect Director Ota, Hiroko   Mgmt   For   For
Elect Director Otsuka, Mutsutake   Mgmt   For   For
Appoint Statutory Auditor Omura, Tadashi   Mgmt   For   For
Appoint Statutory Auditor Kanemoto, Toshinori   Mgmt   For   For

Kansai Electric Power Co. Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J30169106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9503

 

CUSIP: J30169106    ISIN: JP3228600007    SEDOL: 6483489

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Accounting Transfers   Mgmt   For   For
Elect Director Mori, Shosuke   Mgmt   For   For
Elect Director Yagi, Makoto   Mgmt   For   For
Elect Director Ikoma, Masao   Mgmt   For   For
Elect Director Toyomatsu, Hideki   Mgmt   For   For
Elect Director Kagawa, Jiro   Mgmt   For   For
Elect Director Iwane, Shigeki   Mgmt   For   For
Elect Director Hiroe, Yuzuru   Mgmt   For   For
Elect Director Hashimoto, Noriaki   Mgmt   For   For
Elect Director Mukae, Yoichi   Mgmt   For   For
Elect Director Doi, Yoshihiro   Mgmt   For   For
Elect Director Iwatani, Masahiro   Mgmt   For   For
Elect Director Yashima, Yasuhiro   Mgmt   For   For
Elect Director Shirai, Ryohei   Mgmt   For   For
Elect Director Kawabe, Tatsuya   Mgmt   For   For

Elect Director Inoe, Noriyuki   Mgmt   For   Against
Elect Director Tsujii, Akio   Mgmt   For   For
Elect Director Tamakoshi, Ryosuke   Mgmt   For   For
Amend Articles to Promote Use of Japan Sea Methane Hydrate, Oil and Natural Gas from Around Disputed Senkaku (Diaoyu) Islands   SH   Against   Against
Amend Articles to Set Company Credo to Quit Nuclear Power and Promote Social Responsibility   SH   Against   Against
Amend Articles to Require Operations be Based on Corporate Social Responsibility Placing Highest Priority on Safety of the Public   SH   Against   Against
Amend Articles to Require Detailed Shareholder Meeting Minutes Disclosure   SH   Against   Against
Amend Articles to Reduce Maximum Board of Directors Size from 20 to 12   SH   Against   Against
Amend Articles to Reduce Maximum Statutory Auditor Board Size from 7 to 6 and Stipulate that All Shall Be Selected Based on Recommendations from Environmentalist Organizations   SH   Against   Against
Amend Articles to Require Firm to Aggressively Support Environmental Protection   SH   Against   Against

Amend Articles to Require Priority be Given to Protecting Employee Human Rights, Rights of Consumers and Local Residents, Improving Labor Environment   SH   Against   Against
Amend Articles to Require Priority be Given to Facilities Investment and Retention of Personnel Devoted to Upgrading Lifeline Service for Poor   SH   Against   Against
Amend Articles to Demand Firm Show Remorse for All-Electric Households Program, Strive to Provide Energy Efficient, Safe and Inexpensive Household Appliance Options   SH   Against   Against
Remove President Makoto Yagi from the Board   SH   Against   Against
Amend Articles to Stipulate that Safety is the Highest Priority in Electric Power Operations   SH   Against   Against
Amend Articles to Ban Safety Worker Exposure to, and All Release of Radiation   SH   Against   Against
Amend Articles to Require Disclosure of Individual Breakdown of Director Compensation, Names and Compensation of Each Consultant and Advisor   SH   Against   Against
Amend Articles to Ban Nuclear Power   SH   Against   Against
Amend Articles to Require Abandonment of Nuclear Fuel Reprocessing   SH   Against   Against

Amend Articles to Ban Investment in Japan Atomic Power and JNFL   SH   Against   Against
Amend Articles to Promote Maximum Disclosure, Consumer Trust   SH   Against   For
Amend Articles to Require in Disclosure Individual Breakdown of Director Pay   SH   Against   For
Amend Articles to Allow Firm to Indemnify Outside Directors   SH   Against   For
Amend Articles to Encourage Dispersed Renewable and Natural Gas Power   SH   Against   Against
Amend Articles to Require Firm to Seek Enabling Legal Changes and to Sell Off Either Generation Operations or Transmission and Distribution Operations   SH   Against   Against
Amend Articles to Promote Reduced Power Demand, Increase Energy Efficiency by Various Means   SH   Against   For
Amend Articles to Ban Hiring or Service on the Board by Former Government Officials   SH   Against   Against
Amend Articles to Reduce Maximum Board of Directors Size from 20 to 10   SH   Against   Against
Amend Articles to Cease Nuclear Operations and Decommission All Nuclear Facilities as Soon as Possible   SH   Against   Against

Amend Articles to Commit to Nurture of Work Climate Conducive to Improving Quality of Nuclear Safety Mechanisms Through Debate Among Employees   SH   Against   Against
Appoint Shareholder Director Nominee Norio Murakami   SH   Against   For
Amend Articles to End Reliance on Nuclear Power   SH   Against   Against

Kobe Steel Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J34555144
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5406

 

CUSIP: J34555144    ISIN: JP3289800009    SEDOL: 6496023

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sato, Hiroshi   Mgmt   For   For
Elect Director Kawasaki, Hiroya   Mgmt   For   For
Elect Director Yamaguchi, Ikuhiro   Mgmt   For   For
Elect Director Fujiwara, Hiroaki   Mgmt   For   For
Elect Director Takahashi, Tetsu   Mgmt   For   For
Elect Director Tanaka, Jun   Mgmt   For   For
Elect Director Kasuya, Tsuyoshi   Mgmt   For   For
Elect Director Naraki, Kazuhide   Mgmt   For   For
Elect Director Kitabata, Takao   Mgmt   For   For
Elect Director Yamauchi, Takuo   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Kyocera Corp.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J37479110
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6971

 

CUSIP: J37479110    ISIN: JP3249600002    SEDOL: 6499260

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For
Amend Articles To Indemnify Directors   Mgmt   For   For
Elect Director Kuba, Tetsuo   Mgmt   For   For
Elect Director Maeda, Tatsumi   Mgmt   For   For
Elect Director Yamaguchi, Goro   Mgmt   For   For
Elect Director Komaguchi, Katsumi   Mgmt   For   For
Elect Director Yamamoto, Yasuyuki   Mgmt   For   For
Elect Director Ishii, Ken   Mgmt   For   For
Elect Director Ota, Yoshihito   Mgmt   For   For
Elect Director Aoki, Shoichi   Mgmt   For   For
Elect Director John Gilbertson   Mgmt   For   For

Elect Director John Rigby   Mgmt   For   For
Elect Director Fure, Hiroshi   Mgmt   For   For
Elect Director Date, Yoji   Mgmt   For   For
Elect Director Onodera, Tadashi   Mgmt   For   For
Appoint Statutory Auditor Mae, Koji   Mgmt   For   For
Appoint Statutory Auditor Koyano, Yasunari   Mgmt   For   For

Kyushu Electric Power Co. Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J38468104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9508

 

CUSIP: J38468104    ISIN: JP3246400000    SEDOL: 6499806

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Accounting Transfers   Mgmt   For   For
Elect Director Nuki, Masayoshi   Mgmt   For   For
Elect Director Uriu, Michiaki   Mgmt   For   For
Elect Director Yamamoto, Haruyoshi   Mgmt   For   For
Elect Director Chinzei, Masanao   Mgmt   For   For
Elect Director Tsugami, Kenji   Mgmt   For   For
Elect Director Yoshizako, Toru   Mgmt   For   For
Elect Director Aramaki, Tomoyuki   Mgmt   For   For
Elect Director Hirata, Sojuu   Mgmt   For   For
Elect Director Oshima, Hiroshi   Mgmt   For   For
Elect Director Yamasaki, Masayuki   Mgmt   For   For
Elect Director Naito, Tomio   Mgmt   For   For
Elect Director Sakaguchi, Seiichi   Mgmt   For   For
Elect Director Sato, Naofumi   Mgmt   For   For
Elect Director Izaki, Kazuhiro   Mgmt   For   For
Elect Director Yakushinji, Hideomi   Mgmt   For   For

Elect Director Watanabe, Akiyoshi   Mgmt   For   For
Appoint Statutory Auditor Furusho, Fumiko   Mgmt   For   For
Appoint Alternate Statutory Auditor Yamade, Kazuyuki   Mgmt   For   For
Amend Articles to Reduce Maximum Number of Directors and Statutory Auditors, Set Compensation Ceilings for Directors and Statutory Auditors, and Ban Appointment of Senior Advisers   SH   Against   Against
Amend Articles to Withdraw Firm from JNFL Joint Venture Developing Plutonium Mixed Fuel Recycling from Spent Uranium Fuel   SH   Against   Against
Amend Articles to Launch Committee on Preparation for Decommissioning of Nuclear Reactors in the Near Future   SH   Against   Against
Amend Articles to Set Aside Resort Facility for Fukushima Children, Set Up Fukushima Nuclear Accident Victim Assistance Organization   SH   Against   Against
Amend Articles to Require Firm to Promote Coal Gasification Combined Cycle Technology for Efficient Use of Coal   SH   Against   Against
Amend Articles to State that Steps Shall Be Taken to Promptly Decommission Sendai Nuclear Plant Because of Undeniable Risk of 7.5 Magnitude Earthquake   SH   Against   Against

Appoint Shareholder Nominee Ryoko Torihara to the Board   SH   Against   Against

Mitsubishi Heavy Industries, Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J44002129
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7011

 

CUSIP: J44002129    ISIN: JP3900000005    SEDOL: 6597067

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5   Mgmt   For   For
Elect Director Omiya, Hideaki   Mgmt   For   For
Elect Director Miyanaga, Shunichi   Mgmt   For   For

Elect Director Maekawa, Atsushi   Mgmt   For   For
Elect Director Hara, Hisashi   Mgmt   For   For
Elect Director Abe, Takashi   Mgmt   For   For
Elect Director Hishikawa, Akira   Mgmt   For   For
Elect Director Nishizawa, Takato   Mgmt   For   For
Elect Director Wani, Masafumi   Mgmt   For   For
Elect Director Masamori, Shigero   Mgmt   For   For
Elect Director Kujirai, Yoichi   Mgmt   For   For
Elect Director Nojima, Tatsuhiko   Mgmt   For   For
Elect Director Arihara, Masahiko   Mgmt   For   For
Elect Director Mizutani, Hisakazu   Mgmt   For   For
Elect Director Kodama, Toshio   Mgmt   For   For
Elect Director Funato, Takashi   Mgmt   For   For
Elect Director Kodama, Yukio   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For

Elect Director Christina Ahmadjian   Mgmt   For   For
Elect Director Tsuda, Hiroki   Mgmt   For   For
Appoint Statutory Auditor Kuroyanagi, Nobuo   Mgmt   For   Against
Appoint Statutory Auditor Ito, Shinichiro   Mgmt   For   For

MS&AD Insurance Group Holdings

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J4687C105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8725

 

CUSIP: J45745106    ISIN: JP3890310000    SEDOL: B2Q4CS1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 27   Mgmt   For   For
Elect Director Egashira, Toshiaki   Mgmt   For   For

Elect Director Karasawa, Yasuyoshi   Mgmt   For   For
Elect Director Suzuki, Hisahito   Mgmt   For   For
Elect Director Yoneda, Masanori   Mgmt   For   For
Elect Director Fujimoto, Susumu   Mgmt   For   For
Elect Director Horimoto, Shuuhei   Mgmt   For   For
Elect Director Tsuchiya, Mitsuhiro   Mgmt   For   For
Elect Director Iijima, Ichiro   Mgmt   For   For
Elect Director Yanagawa, Nampei   Mgmt   For   For
Elect Director Watanabe, Akira   Mgmt   For   For
Elect Director Tsunoda, Daiken   Mgmt   For   For
Elect Director Ogawa, Tadashi   Mgmt   For   For
Elect Director Matsunaga, Mari   Mgmt   For   For
Appoint Statutory Auditor Yoshino, Jiro   Mgmt   For   For
Appoint Statutory Auditor Nomura, Kuniaki   Mgmt   For   For
Appoint Statutory Auditor Tezuka, Hiroyuki   Mgmt   For   For

NISSIN FOODS HOLDINGS CO LTD

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J58063124
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    2897

 

CUSIP: J58063124    ISIN: JP3675600005    SEDOL: 6641760

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 35   Mgmt   For   For
Elect Director Ando, Koki   Mgmt   For   For
Elect Director Nakagawa, Susumu   Mgmt   For   For
Elect Director Ando, Noritaka   Mgmt   For   For
Elect Director Matsuo, Akihide   Mgmt   For   For
Elect Director Kijima, Tsunao   Mgmt   For   For

Elect Director Tanaka, Mitsuru   Mgmt   For   For
Elect Director Yokoyama, Yukio   Mgmt   For   For
Elect Director Miura, Yoshinori   Mgmt   For   For
Elect Director Kobayashi, Ken   Mgmt   For   For
Elect Director Okafuji, Masahiro   Mgmt   For   For
Elect Director Ishikura, Yoko   Mgmt   For   For
Appoint Statutory Auditor Kanamori, Kazuo   Mgmt   For   Against
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Nomura Holdings Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J59009159
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8604

 

CUSIP: J59009159    ISIN: JP3762600009    SEDOL: 6643108

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Koga, Nobuyuki   Mgmt   For   For
Elect Director Nagai, Koji   Mgmt   For   For
Elect Director Yoshikawa, Atsushi   Mgmt   For   For
Elect Director Suzuki, Hiroyuki   Mgmt   For   For
Elect Director David Benson   Mgmt   For   For
Elect Director Sakane, Masahiro   Mgmt   For   For
Elect Director Kanemoto, Toshinori   Mgmt   For   For
Elect Director Fujinuma, Tsuguoki   Mgmt   For   Against
Elect Director Kusakari, Takao   Mgmt   For   For
Elect Director Clara Furse   Mgmt   For   For
Elect Director Michael Lim Choo San   Mgmt   For   For

Olympus Corp.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J61240107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7733

 

CUSIP: J61240107    ISIN: JP3201200007    SEDOL: 6658801

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kimoto, Yasuyuki   Mgmt   For   For
Elect Director Sasa, Hiroyuki   Mgmt   For   For
Elect Director Fujizuka, Hideaki   Mgmt   For   For
Elect Director Takeuchi, Yasuo   Mgmt   For   For
Elect Director Hayashi, Shigeo   Mgmt   For   For
Elect Director Goto, Takuya   Mgmt   For   For
Elect Director Hiruta, Shiro   Mgmt   For   For
Elect Director Fujita, Sumitaka   Mgmt   For   For
Elect Director Nishikawa, Motoyoshi   Mgmt   For   For
Elect Director Imai, Hikari   Mgmt   For   For

Elect Director Fujii, Kiyotaka   Mgmt   For   For
Elect Director Unotoro, Keiko   Mgmt   For   For
Elect Director Yoshida, Kenichiro   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   Against
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Panasonic Corp

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J6354Y104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6752

 

CUSIP: J6354Y104    ISIN: JP3866800000    SEDOL: 6572707

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Accounting Transfers   Mgmt   For   For

Elect Director Matsushita, Masayuki   Mgmt   For   For
Elect Director Tsuga, Kazuhiro   Mgmt   For   For
Elect Director Nagae, Shuusaku   Mgmt   For   For
Elect Director Kashima, Ikusaburo   Mgmt   For   For
Elect Director Yamada, Yoshihiko   Mgmt   For   For
Elect Director Miyata, Yoshiiku   Mgmt   For   For
Elect Director Takami, Kazunori   Mgmt   For   For
Elect Director Toyama, Takashi   Mgmt   For   For
Elect Director Kawai, Hideaki   Mgmt   For   For
Elect Director Miyabe, Yoshiyuki   Mgmt   For   For
Elect Director Nakagawa, Yoshiaki   Mgmt   For   For
Elect Director Yoshida, Mamoru   Mgmt   For   For
Elect Director Uno, Ikuo   Mgmt   For   For
Elect Director Oku, Masayuki   Mgmt   For   For
Elect Director Nomura, Tsuyoshi   Mgmt   For   For
Elect Director Yoshioka, Tamio   Mgmt   For   For
Elect Director Ota, Hiroko   Mgmt   For   For

Raiffeisen Bank International AG

 

Meeting Date:    26-Jun-13    Country:    Austria    Security ID:    A7111G104
Record Date:    16-Jun-13    Meeting Type:    Annual    Ticker:    RBI

 

CUSIP: A7111G104    ISIN: AT0000606306    SEDOL: B0704T9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.17 per Share   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For

Approve Remuneration of Supervisory Board Members   Mgmt   For   For
Ratify KPMG Austria AG as Auditors   Mgmt   For   For
Elect Klaus Buchleitner as Supervisory Board Member   Mgmt   For   Against
Approve Creation of EUR 298.1 Million Pool of Capital without Preemptive Rights   Mgmt   For   Against
Approve Issuance of Convertible Bonds with a Maximum Total Amount of EUR 2 Billion   Mgmt   For   Against
Approve Creation of EUR 119.3 Million Pool of Capital without Preemptive Rights to Grant Conversion or Subscription Rights Pursuant to Resolution in Item 9   Mgmt   For   Against
Approve Issuance of up to 208,588 shares to Members of the Management Board under Share Transfer Program   Mgmt   For   For

Sekisui Chemical Co. Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J70703137
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4204

 

CUSIP: J70703137    ISIN: JP3419400001    SEDOL: 6793821

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 9   Mgmt   For   For
Elect Director Negishi, Naofumi   Mgmt   For   For
Elect Director Matsunaga, Takayoshi   Mgmt   For   For
Elect Director Koge, Teiji   Mgmt   For   For
Elect Director Takami, Kozo   Mgmt   For   For
Elect Director Kubo, Hajime   Mgmt   For   For
Elect Director Uenoyama, Satoshi   Mgmt   For   For
Elect Director Nagashima, Toru   Mgmt   For   For
Elect Director Ishizuka, Kunio   Mgmt   For   For
Appoint Statutory Auditor Osada, Hiroshi   Mgmt   For   For
Approve Stock Option Plan   Mgmt   For   For

Shikoku Electric Power Co. Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J72079106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9507

 

CUSIP: J72079106    ISIN: JP3350800003    SEDOL: 6804347

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Accounting Transfers   Mgmt   For   For
Elect Director Arai, Hiroshi   Mgmt   For   For
Elect Director Ietaka, Junichi   Mgmt   For   For
Elect Director Kakinoki, Kazutaka   Mgmt   For   For
Elect Director Saeki, Hayato   Mgmt   For   For
Elect Director Suezawa, Hitoshi   Mgmt   For   For
Elect Director Takesaki, Katsuhiko   Mgmt   For   For

Elect Director Tanigawa, Susumu   Mgmt   For   For
Elect Director Chiba, Akira   Mgmt   For   For
Elect Director Tokiwa, Momoki   Mgmt   For   For
Elect Director Mizobuchi, Toshihiro   Mgmt   For   For
Elect Director Miyauchi, Yoshinori   Mgmt   For   For
Elect Director Yamaji, Koji   Mgmt   For   For
Elect Director Wada, Hiromichi   Mgmt   For   For
Appoint Statutory Auditor Kawai, Mikio   Mgmt   For   For
Amend Articles to Adopt Ethics Principles Including Non-Use of Nuclear Power which Violates the Order of Nature   SH   Against   Against
Amend Articles to Add Development and Promotion of Environmental Energy to List of Authorized Operations   SH   Against   Against
Amend Articles to Cancel Plans to Restart Nuclear Reactors, Decommission Reactors, Launch Committee on Reactor Decommissioning   SH   Against   Against

T&D HOLDINGS INC.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J86796109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8795

 

CUSIP: J86796109    ISIN: JP3539220008    SEDOL: 6744294

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 22.5   Mgmt   For   For
Amend Articles To Increase Maximum Board Size   Mgmt   For   For
Elect Director Nakagome, Kenji   Mgmt   For   For
Elect Director Igarashi, Tsutomu   Mgmt   For   For
Elect Director Ueda, Masahiro   Mgmt   For   For
Elect Director Yokoyama, Terunori   Mgmt   For   For
Elect Director Matsuyama, Haruka   Mgmt   For   For

Elect Director Tanaka, Katsuhide   Mgmt   For   For
Elect Director Kida, Tetsuhiro   Mgmt   For   For
Elect Director Shimada, Kazuyoshi   Mgmt   For   For
Appoint Statutory Auditor Yokokawa, Akimasa   Mgmt   For   For
Appoint Statutory Auditor Ozawa, Yuuichi   Mgmt   For   For
Appoint Alternate Statutory Auditor Ezaki, Masayuki   Mgmt   For   For

Takeda Pharmaceutical Co. Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J8129E108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4502

 

CUSIP: J8129E108    ISIN: JP3463000004    SEDOL: 6870445

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 90   Mgmt   For   For
Elect Director Hasegawa, Yasuchika   Mgmt   For   For
Elect Director Yamanaka, Yasuhiko   Mgmt   For   For
Elect Director Frank Morich   Mgmt   For   For
Elect Director Yamada, Tadataka   Mgmt   For   For
Elect Director Iwasaki, Masato   Mgmt   For   For
Elect Director Sudo, Fumio   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Honda, Shinji   Mgmt   For   For
Appoint Statutory Auditor Kuniya, Shiro   Mgmt   For   Against
Appoint Alternate Statutory Auditor Kuroda, Katsushi   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Terumo Corp.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J83173104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4543

 

CUSIP: J83173104    ISIN: JP3546800008    SEDOL: 6885074

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 22   Mgmt   For   For
Elect Director Nakao, Koji   Mgmt   For   For
Elect Director Shintaku, Yuutaro   Mgmt   For   For
Elect Director Matsumura, Hiroshi   Mgmt   For   For
Elect Director Mimura, Takayoshi   Mgmt   For   For
Elect Director Oguma, Akira   Mgmt   For   For
Elect Director Arase, Hideo   Mgmt   For   For
Elect Director Shoji, Kuniko   Mgmt   For   For
Elect Director Takagi, Toshiaki   Mgmt   For   For

Elect Director Ikuta, Masaharu   Mgmt   For   For
Elect Director Kakizoe, Tadao   Mgmt   For   For
Elect Director Matsunaga, Mari   Mgmt   For   For
Appoint Statutory Auditor Sekine, Kenji   Mgmt   For   For
Appoint Statutory Auditor Yone, Masatake   Mgmt   For   For
Appoint Alternate Statutory Auditor Tabuchi, Tomohisa   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   Against

Tohoku Electric Power Co. Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J85108108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9506

 

CUSIP: J85108108    ISIN: JP3605400005    SEDOL: 6895266

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Authorize Public Announcements in Electronic Format - Indemnify Directors and Statutory Auditors   Mgmt   For   For
Approve Accounting Transfers   Mgmt   For   For
Elect Director Takahashi, Hiroaki   Mgmt   For   For
Elect Director Kaiwa, Makoto   Mgmt   For   For
Elect Director Abe, Nobuaki   Mgmt   For   For
Elect Director Satake, Tsutomu   Mgmt   For   For
Elect Director Yahagi, Yasuo   Mgmt   For   For
Elect Director Inoe, Shigeru   Mgmt   For   For
Elect Director Tanaka, Masanori   Mgmt   For   For
Elect Director Inagaki, Tomonori   Mgmt   For   For
Elect Director Sakuma, Naokatsu   Mgmt   For   For
Elect Director Miura, Masahiko   Mgmt   For   For

Elect Director Mukoda, Yoshihiro   Mgmt   For   For
Elect Director Watanabe, Takao   Mgmt   For   For
Elect Director Hasegawa, Noboru   Mgmt   For   For
Elect Director Yamamoto, Shunji   Mgmt   For   For
Elect Director Okanobu, Shinichi   Mgmt   For   For
Elect Director Seino, Satoshi   Mgmt   For   For
Appoint Statutory Auditor Suzuki, Toshihito   Mgmt   For   For
Appoint Statutory Auditor Wagatsuma, Hiroshige   Mgmt   For   Against
Amend Articles to Mandate Firm Abandon Plans to Restart Onagawa Nuclear Plant, Work Toward Decommissioning It   SH   Against   Against
Amend Articles to Mandate Firm Abandon Plans to Restart Higashidori Nuclear Plant, Work Toward Decommissioning It   SH   Against   Against
Amend Articles to Mandate Regional Distribution Planning to Promote Renewable Energy, Including Replacement of Transmission Network with Commonly Held, Unified National Transmission Network   SH  

Against

   Against

Tokyo Electric Power Co. Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J86914108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9501

 

CUSIP: J86914108    ISIN: JP3585800000    SEDOL: 6895404

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Aizawa, Zengo   Mgmt   For   For
Elect Director Kashitani, Takao   Mgmt   For   Against
Elect Director Kobayashi, Yoshimitsu   Mgmt   For   For
Elect Director Shimada, Takashi   Mgmt   For   For
Elect Director Shimokobe, Kazuhiko   Mgmt   For   Against
Elect Director Sudo, Fumio   Mgmt   For   For
Elect Director Naito, Yoshihiro   Mgmt   For   For

Elect Director Nomi, Kimikazu   Mgmt   For   For
Elect Director Hirose, Naomi   Mgmt   For   For
Elect Director Fujimori, Yoshiaki   Mgmt   For   For
Elect Director Yamaguchi, Hiroshi   Mgmt   For   For
Amend Articles to Add Agriculture and Forestry to Business Lines   SH   Against   Against
Amend Articles to Move Headquarters to Another Part of Tokyo   SH   Against   Against
Elect Shareholder Nominee Satoru Otomo to the Board of Directors   SH   Against   Against
Oust Ernst & Young ShinNihon LLC as External Auditor   SH   Against   Against
Amend Articles to Require External Audit Firm to Attend Shareholder Meetings, Answer Shareholder Questions   SH   Against   Against
Disclose Detailed Management Information on Operations Revenue et al. to Enable Third-Party Verification   SH   Against   Against
Amend articles to require abandonment of Fukushima Daini Nuclear Plant   SH   Against   Against

Amend Articles to Require Abandonment of Kashiwazaki-Kariwa Nuclear Plant   SH   Against   Against
Amend Articles to Set Up Department of Reactor Decommissioning   SH   Against   Against
Amend Articles to Require Spin Off of Non-Nuclear Power Generation into Independent Companies   SH   Against   Against
Amend Articles to Mandate a Survey of Manufacturer Liability in Fukushima Daiichi Accident, Seek Potential Damages from Suppliers of Nuclear Technology   SH   Against   Against
Amend Articles to Require Disclosure of Individual Breakdown of Director Compensation Without Delay   SH   Against   For
Approve Reduction to Aggregate Compensation Ceiling for Directors and Officers Retroactive to 2009   SH   Against   Against
Amend Articles to Cut Employee Bonuses and Pensions Until Fukushima Daiichi Accident is Cleaned Up and Damages to Victims are Paid in Full   SH   Against   Against
Amend Articles to Mandate Live On-line Access to Shareholder Meetings by Press, Publicly Disclose Detailed Minutes   SH   Against   Against

Toray Industries Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J89494116
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    3402

 

CUSIP: J89494116    ISIN: JP3621000003    SEDOL: 6897143

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5   Mgmt   For   For
Elect Director Suga, Yasuo   Mgmt   For   For
Elect Director Kobayashi, Hirofumi   Mgmt   For   For
Appoint Statutory Auditor Yagita, Motoyuki   Mgmt   For   For
Appoint Alternate Statutory Auditor Kobayashi, Koichi   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For

Unicharm Corp.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J94104114
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8113

 

CUSIP: J94104114    ISIN: JP3951600000    SEDOL: 6911485

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Takahara, Keiichiro   Mgmt   For   Against
Elect Director Takahara, Takahisa   Mgmt   For   Against
Elect Director Futagami, Gumpei   Mgmt   For   For
Elect Director Nakano, Kennosuke   Mgmt   For   For

Elect Director Ishikawa, Eiji   Mgmt   For   For
Elect Director Mori, Shinji   Mgmt   For   For
Elect Director Ando, Yoshiro   Mgmt   For   For
Elect Director Takai, Masakatsu   Mgmt   For   For
Elect Director Miyabayashi, Yoshihiro   Mgmt   For   For
Elect Director Sakaguchi, Katsuhiko   Mgmt   For   For
Elect Director Moriyama, Shigeo   Mgmt   For   For

Yamaguchi Financial Group, Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J9579M103
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8418

 

CUSIP: J9579M103    ISIN: JP3935300008    SEDOL: B1DGKS9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Remove Provisions on Preferred Shares   Mgmt   For   For
Elect Director Fukuda, Koichi   Mgmt   For   For
Elect Director Morimoto, Hiromichi   Mgmt   For   For
Elect Director Nosaka, Fumio   Mgmt   For   For
Elect Director Kato, Toshio   Mgmt   For   For
Elect Director Umemoto, Hirohide   Mgmt   For   For
Elect Director Yoshimura, Takeshi   Mgmt   For   For
Elect Director Tamura, Hiroaki   Mgmt   For   For
Appoint Statutory Auditor Hirozane, Mitsuhiro   Mgmt   For   For
Appoint Statutory Auditor Tsukuda, Kazuo   Mgmt   For   For

Yamaha Corp.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J95732103
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7951

 

CUSIP: J95732103    ISIN: JP3942600002    SEDOL: 6642387

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5   Mgmt   For   For
Elect Director Okabe, Hiro   Mgmt   For   For
Elect Director Takahashi, Motoki   Mgmt   For   For
Elect Director Kitamura, Haruo   Mgmt   For   For
Elect Director Yanagi, Hiroyuki   Mgmt   For   For
Elect Director Ota, Yoshikatsu   Mgmt   For   For
Elect Director Nakata, Takuya   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Asahi Kasei Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J0242P110
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    3407

 

CUSIP: J0242P110    ISIN: JP3111200006    SEDOL: 6054603

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ito, Ichiro   Mgmt   For   For
Elect Director Fujiwara, Taketsugu   Mgmt   For   For
Elect Director Kobori, Hideki   Mgmt   For   For
Elect Director Kobayashi, Hiroshi   Mgmt   For   For
Elect Director Nakao, Masafumi   Mgmt   For   For
Elect Director Sawayama, Hiroshi   Mgmt   For   For
Elect Director Wada, Yoshihiro   Mgmt   For   For
Elect Director Kodama, Yukiharu   Mgmt   For   For

Elect Director Ichino, Norio   Mgmt   For   For
Elect Director Shiraishi, Masumi   Mgmt   For   For
Appoint Statutory Auditor Nagahara, Hajime   Mgmt   For   For
Appoint Statutory Auditor Kobayashi, Koji   Mgmt   For   Against
Appoint Alternate Statutory Auditor Yamate, Akira   Mgmt   For   Against
Approve Retirement Bonus Payment for Directors and Statutory Auditor   Mgmt   For   For

Dai Nippon Printing Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J10584100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7912

 

CUSIP: J10584100    ISIN: JP3493800001    SEDOL: 6250906

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 16   Mgmt   For   For
Elect Director Kitajima, Yoshitoshi   Mgmt   For   For
Elect Director Takanami, Koichi   Mgmt   For   For
Elect Director Yamada, Masayoshi   Mgmt   For   For
Elect Director Kitajima, Yoshinari   Mgmt   For   For
Elect Director Hakii, Mitsuhiko   Mgmt   For   For
Elect Director Tsuchida, Osamu   Mgmt   For   For
Elect Director Yoshino, Teruomi   Mgmt   For   For
Elect Director Kuroda, Yuujiro   Mgmt   For   For
Elect Director Wada, Masahiko   Mgmt   For   For
Elect Director Morino, Tetsuji   Mgmt   For   For
Elect Director Akishige, Kunikazu   Mgmt   For   For
Elect Director Kitajima, Motoharu   Mgmt   For   For
Elect Director Shimizu, Takao   Mgmt   For   For
Elect Director Tsukada, Masaki   Mgmt   For   For

Elect Director Hikita, Sakae   Mgmt   For   For
Elect Director Yamazaki, Fujio   Mgmt   For   For
Elect Director Kanda, Tokuji   Mgmt   For   For
Elect Director Saito, Takashi   Mgmt   For   For
Elect Director Inoe, Satoru   Mgmt   For   For
Elect Director Tsukada, Tadao   Mgmt   For   For
Appoint Statutory Auditor Nomura, Kuniaki   Mgmt   For   Against
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Daikin Industries Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J10038115
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6367

 

CUSIP: J10038115    ISIN: JP3481800005    SEDOL: 6250724

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 18   Mgmt   For   For
Appoint Statutory Auditor Yano, Ryuu   Mgmt   For   For
Appoint Statutory Auditor Fukunaga, Kenji   Mgmt   For   For
Appoint Alternate Statutory Auditor Ono, Ichiro   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Daiwa House Industry Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J11508124
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    1925

 

CUSIP: J11508124    ISIN: JP3505000004    SEDOL: 6251363

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 35   Mgmt   For   For
Elect Director Higuchi, Takeo   Mgmt   For   For
Elect Director Ono, Naotake   Mgmt   For   For
Elect Director Ogawa, Tetsuji   Mgmt   For   For
Elect Director Ishibashi, Tamio   Mgmt   For   For
Elect Director Nishimura, Tatsushi   Mgmt   For   For
Elect Director Kawai, Katsutomo   Mgmt   For   For
Elect Director Ishibashi, Takuya   Mgmt   For   For
Elect Director Numata, Shigeru   Mgmt   For   For
Elect Director Hama, Takashi   Mgmt   For   For
Elect Director Tsuchida, Kazuto   Mgmt   For   For
Elect Director Yamamoto, Makoto   Mgmt   For   For
Elect Director Hori, Fukujiro   Mgmt   For   For

Elect Director Kosokabe, Takeshi   Mgmt   For   For
Elect Director Yoshii, Keiichi   Mgmt   For   For
Elect Director Fujitani, Osamu   Mgmt   For   For
Elect Director Kiguchi, Masahiro   Mgmt   For   For
Elect Director Kamikawa, Koichi   Mgmt   For   For
Elect Director Kimura, Kazuyoshi   Mgmt   For   For
Elect Director Shigemori, Yutaka   Mgmt   For   For
Appoint Statutory Auditor Terada, Ryozo   Mgmt   For   For
Appoint Statutory Auditor Hirata, Kenji   Mgmt   For   For
Appoint Statutory Auditor Iida, Kazuhiro   Mgmt   For   Against
Appoint Statutory Auditor Iwasaki, Kiichiro   Mgmt   For   Against
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For

Dentsu Inc.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J1207N108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4324

 

CUSIP: J1207N108    ISIN: JP3551520004    SEDOL: 6416281

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 16   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Ishii, Tadashi   Mgmt   For   For
Elect Director Nakamoto, Shoichi   Mgmt   For   For
Elect Director Kato, Yuzuru   Mgmt   For   For
Elect Director Timothy Andree   Mgmt   For   For
Elect Director Sugimoto, Akira   Mgmt   For   For
Elect Director Akiyama, Ryuuhei   Mgmt   For   For
Elect Director Matsushima, Kunihiro   Mgmt   For   For

Elect Director Takada, Yoshio   Mgmt   For   For
Elect Director Tonouchi, Akira   Mgmt   For   For
Elect Director Hattori, Kazufumi   Mgmt   For   For
Elect Director Ishikawa, Satoshi   Mgmt   For   For
Elect Director Nishizawa, Yutaka   Mgmt   For   For
Appoint Statutory Auditor Shimura, Kaoru   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors   Mgmt   For   Against

Fanuc Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J13440102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6954

 

CUSIP: J13440102    ISIN: JP3802400006    SEDOL: 6356934

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 82.04   Mgmt   For   For
Amend Articles To Authorize Public Announcements in Electronic Format - Indemnify Directors - Increase Maximum Board Size   Mgmt   For   For
Elect Director Inaba, Yoshiharu   Mgmt   For   For
Elect Director Yamaguchi, Kenji   Mgmt   For   For
Elect Director Gonda, Yoshihiro   Mgmt   For   For
Elect Director Richard E. Schneider   Mgmt   For   For
Elect Director Uchida, Hiroyuki   Mgmt   For   For
Elect Director Kosaka, Tetsuya   Mgmt   For   For
Elect Director Matsubara, Shunsuke   Mgmt   For   For
Elect Director Kohari, Katsuo   Mgmt   For   For
Elect Director Okada, Toshiya   Mgmt   For   For
Elect Director Hiramoto, Kazuyuki   Mgmt   For   For

Elect Director Olaf C. Gehrels   Mgmt   For   For
Elect Director Aoyama, Kazunari   Mgmt   For   For
Elect Director Ito, Takayuki   Mgmt   For   For
Elect Director Yamada, Yuusaku   Mgmt   For   For
Elect Director Hishikawa, Tetsuo   Mgmt   For   For
Elect Director Noda, Hiroshi   Mgmt   For   For
Elect Director Inaba, Kiyonori   Mgmt   For   For
Elect Director Ono, Masato   Mgmt   For   For

FUJIFILM Holdings Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J14208102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4901

 

CUSIP: J14208102    ISIN: JP3814000000    SEDOL: 6356525

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Elect Director Komori, Shigetaka   Mgmt   For   For
Elect Director Nakajima, Shigehiro   Mgmt   For   For
Elect Director Toda, Yuuzo   Mgmt   For   For
Elect Director Tamai, Koichi   Mgmt   For   For
Elect Director Makino, Katsumi   Mgmt   For   For
Elect Director Goto, Yoshihisa   Mgmt   For   For
Elect Director Ishikawa, Takatoshi   Mgmt   For   For
Elect Director Yamamoto, Tadahito   Mgmt   For   For
Elect Director Kitayama, Teisuke   Mgmt   For   For
Elect Director Furuya, Kazuhiko   Mgmt   For   For
Elect Director Sukeno, Kenji   Mgmt   For   For

Elect Director Asami, Masahiro   Mgmt   For   For
Appoint Statutory Auditor Yamamura, Kazuhito   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Isuzu Motors Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J24994105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7202

 

CUSIP: J24994105    ISIN: JP3137200006    SEDOL: 6467104

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 6   Mgmt   For   For
Elect Director Katayama, Masanori   Mgmt   For   For
Elect Director Nagai, Katsumasa   Mgmt   For   For

Elect Director Mizutani, Haruki   Mgmt   For   For
Elect Director Mitsuzaki, Chikao   Mgmt   For   For
Elect Director Miyagaki, Hiroyuki   Mgmt   For   For
Appoint Statutory Auditor Nagashima, Yasuharu   Mgmt   For   Against
Appoint Statutory Auditor Shindo, Tetsuhiko   Mgmt   For   Against
Appoint Statutory Auditor Takahashi, Tadashi   Mgmt   For   Against

JGC Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J26945105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    1963

 

CUSIP: J26945105    ISIN: JP3667600005    SEDOL: 6473468

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 45.50   Mgmt   For   For

Elect Director Takeuchi, Keisuke   Mgmt   For   For
Elect Director Kawana, Koichi   Mgmt   For   For
Elect Director Ishizuka, Tadashi   Mgmt   For   For
Elect Director Sato, Masayuki   Mgmt   For   For
Elect Director Yamazaki, Yutaka   Mgmt   For   For
Elect Director Akabane, Tsutomu   Mgmt   For   For
Elect Director Miura, Hideaki   Mgmt   For   For
Elect Director Sato, Satoshi   Mgmt   For   For
Elect Director Isetani, Yasumasa   Mgmt   For   For
Elect Director Fukuyama, Hiroyasu   Mgmt   For   For
Elect Director Kitagawa, Hitoshi   Mgmt   For   For
Elect Director Momose, Yasushi   Mgmt   For   For
Elect Director Hidaka, Takehito   Mgmt   For   For
Elect Director Miyoshi, Hiroyuki   Mgmt   For   For
Elect Director Endo, Shigeru   Mgmt   For   For
Appoint Statutory Auditor Shimada, Toyohiko   Mgmt   For   For

Kaneka Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J2975N106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4118

 

CUSIP: J2975N106    ISIN: JP3215800008    SEDOL: 6483360

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sugawara, Kimikazu   Mgmt   For   For
Elect Director Hatori, Masatoshi   Mgmt   For   For
Elect Director Hara, Tetsuro   Mgmt   For   For
Elect Director Nagano, Hirosaku   Mgmt   For   For
Elect Director Kamemoto, Shigeru   Mgmt   For   For

Elect Director Kishine, Masami   Mgmt   For   For
Elect Director Nakamura, Toshio   Mgmt   For   For
Elect Director Tanaka, Minoru   Mgmt   For   For
Elect Director Iwazawa, Akira   Mgmt   For   For
Elect Director Kadokura, Mamoru   Mgmt   For   For
Elect Director Inokuchi, Takeo   Mgmt   For   For
Appoint Alternate Statutory Auditor Uozumi, Yasuhiro   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Keikyu Corp

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J32104119
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9006

 

CUSIP: J32104119    ISIN: JP3280200001    SEDOL: 6487306

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3   Mgmt   For   For
Elect Director Kotani, Masaru   Mgmt   For   For
Elect Director Ishiwata, Tsuneo   Mgmt   For   For
Elect Director Imai, Mamoru   Mgmt   For   For
Elect Director Harada, Kazuyuki   Mgmt   For   For
Elect Director Tanaka, Shinsuke   Mgmt   For   For
Elect Director Ogura, Toshiyuki   Mgmt   For   For
Elect Director Kawamura, Mikio   Mgmt   For   For
Elect Director Kokusho, Shin   Mgmt   For   For
Elect Director Hirokawa, Yuuichiro   Mgmt   For   For
Elect Director Michihira, Takashi   Mgmt   For   For
Elect Director Shibasaki, Akiyoshi   Mgmt   For   For

Elect Director Honda, Toshiaki   Mgmt   For   For
Elect Director Hirai, Takeshi   Mgmt   For   For
Elect Director Takeda, Yoshikazu   Mgmt   For   For
Elect Director Ueno, Kenryo   Mgmt   For   For
Elect Director Oga, Shosuke   Mgmt   For   For
Approve Retirement Bonus Payment for Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Keio Corp

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J32190126
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9008

 

CUSIP: J32190126    ISIN: JP3277800003    SEDOL: 6487362

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5   Mgmt   For   For
Elect Director Kato, Kan   Mgmt   For   For
Elect Director Nagata, Tadashi   Mgmt   For   For
Elect Director Takahashi, Taizo   Mgmt   For   For
Elect Director Komura, Yasushi   Mgmt   For   For
Elect Director Yamamoto, Mamoru   Mgmt   For   For
Elect Director Komada, Ichiro   Mgmt   For   For
Elect Director Maruyama, So   Mgmt   For   For
Elect Director Takahashi, Atsushi   Mgmt   For   For
Elect Director Kato, Sadao   Mgmt   For   For
Elect Director Shimura, Yasuhiro   Mgmt   For   For
Elect Director Kano, Toshiaki   Mgmt   For   For
Elect Director Kawasugi, Noriaki   Mgmt   For   For
Elect Director Matsuzaka, Yoshinobu   Mgmt   For   For
Elect Director Kawase, Akinobu   Mgmt   For   For

Elect Director Yasuki, Kunihiko   Mgmt   For   For
Elect Director Ito, Yoshihiko   Mgmt   For   For
Elect Director Tomiya, Hideyuki   Mgmt   For   For
Elect Director Nakaoka, Kazunori   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Mitsubishi Electric Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J43873116
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6503

 

CUSIP: J43873116    ISIN: JP3902400005    SEDOL: 6597045

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Shimomura, Setsuhiro   Mgmt   For   For

Elect Director Yamanishi, Kenichiro   Mgmt   For   For
Elect Director Yoshimatsu, Hiroki   Mgmt   For   For
Elect Director Hashimoto, Noritomo   Mgmt   For   For
Elect Director Fujimoto, Ryosuke   Mgmt   For   Against
Elect Director Okuma, Nobuyuki   Mgmt   For   For
Elect Director Matsuyama, Akihiro   Mgmt   For   For
Elect Director Sasaki, Mikio   Mgmt   For   Against
Elect Director Miki, Shigemitsu   Mgmt   For   Against
Elect Director Makino, Fujiatsu   Mgmt   For   Against
Elect Director Yabunaka, Mitoji   Mgmt   For   For
Elect Director Obayashi, Hiroshi   Mgmt   For   For

Mitsubishi Estate Co Ltd

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J43916113
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8802

 

CUSIP: J43916113    ISIN: JP3899600005    SEDOL: 6596729

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 6   Mgmt   For   For
Elect Director Kimura, Keiji   Mgmt   For   For
Elect Director Sugiyama, Hirotaka   Mgmt   For   For
Elect Director Yanagisawa, Yutaka   Mgmt   For   For
Elect Director Kono, Masaaki   Mgmt   For   For
Elect Director Kazama, Toshihiko   Mgmt   For   For
Elect Director Kato, Jo   Mgmt   For   For
Elect Director Aiba, Naoto   Mgmt   For   For
Elect Director Ono, Masamichi   Mgmt   For   For
Elect Director Okusa, Toru   Mgmt   For   For

Elect Director Matsuhashi, Isao   Mgmt   For   For
Elect Director Tokiwa, Fumikatsu   Mgmt   For   For
Elect Director Gomi, Yasumasa   Mgmt   For   For
Elect Director Tomioka, Shuu   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Mitsubishi Materials Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J44024107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5711

 

CUSIP: J44024107    ISIN: JP3903000002    SEDOL: 6597089

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ide, Akihiko   Mgmt   For   For

Elect Director Yao, Hiroshi   Mgmt   For   For
Elect Director Kato, Toshinori   Mgmt   For   For
Elect Director Takeuchi, Akira   Mgmt   For   For
Elect Director Fujii, Toshimichi   Mgmt   For   For
Elect Director Hamaji, Akio   Mgmt   For   For
Elect Director Okamoto, Yukio   Mgmt   For   For
Elect Director Aramaki, Masaru   Mgmt   For   For
Elect Director Iida, Osamu   Mgmt   For   For
Appoint Statutory Auditor Murai, Toshikazu   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Mitsubishi UFJ Financial Group

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J44497105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8306

 

CUSIP: J44497105    ISIN: JP3902900004    SEDOL: 6335171

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 7   Mgmt   For   For
Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel III - Remove Provisions on Class 3 Preferred Shares to Reflect Cancellation   Mgmt   For   For
Elect Director Okihara, Takamune   Mgmt   For   For
Elect Director Wakabayashi, Tatsuo   Mgmt   For   For
Elect Director Hirano, Nobuyuki   Mgmt   For   For
Elect Director Tanaka, Masaaki   Mgmt   For   For
Elect Director Yuuki, Taihei   Mgmt   For   For
Elect Director Hamakawa, Ichiro   Mgmt   For   For
Elect Director Kagawa, Akihiko   Mgmt   For   For
Elect Director Toyoizumi, Toshiro   Mgmt   For   For

Elect Director Okamoto, Junichi   Mgmt   For   For
Elect Director Araki, Saburo   Mgmt   For   For
Elect Director Noguchi, Hiroyuki   Mgmt   For   For
Elect Director Tokunari, Muneaki   Mgmt   For   For
Elect Director Araki, Ryuuji   Mgmt   For   For
Elect Director Watanabe, Kazuhiro   Mgmt   For   For
Elect Director Kawamoto, Yuuko   Mgmt   For   For
Appoint Statutory Auditor Mikumo, Takashi   Mgmt   For   For
Appoint Statutory Auditor Okamoto, Kunie   Mgmt   For   Against
Appoint Statutory Auditor Ikeda, Yasushi   Mgmt   For   For
Appoint Statutory Auditor Kojima, Hideo   Mgmt   For   For
Amend Deep Discount Stock Option Plan Approved at 2007 AGM and Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors   Mgmt   For   For

Mitsui Fudosan Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J4509L101
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8801

 

CUSIP: J4509L101    ISIN: JP3893200000    SEDOL: 6597603

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 11   Mgmt   For   For
Elect Director Iwasa, Hiromichi   Mgmt   For   For
Elect Director Komoda, Masanobu   Mgmt   For   For
Elect Director Iinuma, Yoshiaki   Mgmt   For   For
Elect Director Saito, Hitoshi   Mgmt   For   For
Elect Director Kitahara, Yoshikazu   Mgmt   For   For
Elect Director Asai, Hiroshi   Mgmt   For   For
Elect Director Iino, Kenji   Mgmt   For   For

Elect Director Fujibayashi, Kiyotaka   Mgmt   For   For
Elect Director Urano, Mitsudo   Mgmt   For   For
Elect Director Matsushima, Masayuki   Mgmt   For   For
Elect Director Yamashita, Toru   Mgmt   For   For
Elect Director Egashira, Toshiaki   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Retirement Bonus Payment for Director   Mgmt   For   For

Murata Manufacturing Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J46840104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6981

 

CUSIP: N/A    ISIN: JP3914400001    SEDOL: 6610403

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 50   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Murata, Tsuneo   Mgmt   For   For
Elect Director Makino, Koji   Mgmt   For   For
Elect Director Nakajima, Norio   Mgmt   For   For
Elect Director Takemura, Yoshito   Mgmt   For   For
Elect Director Tanahashi, Yasuro   Mgmt   For   For
Appoint Statutory Auditor Tanaka, Junichi   Mgmt   For   For

Nikon Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    654111103
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7731

 

CUSIP: 654111103    ISIN: JP3657400002    SEDOL: 6642321

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 12   Mgmt   For   For
Elect Director Kimura, Makoto   Mgmt   For   For
Elect Director Ito, Junichi   Mgmt   For   For
Elect Director Ushida, Kazuo   Mgmt   For   For
Elect Director Masai, Toshiyuki   Mgmt   For   For
Elect Director Okamoto, Yasuyuki   Mgmt   For   For
Elect Director Hashizume, Norio   Mgmt   For   For
Elect Director Oki, Hiroshi   Mgmt   For   For
Elect Director Kanazawa, Kenichi   Mgmt   For   For
Elect Director Matsuo, Kenji   Mgmt   For   For
Elect Director Higuchi, Kokei   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Nintendo Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J51699106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7974

 

CUSIP: J51699106    ISIN: JP3756600007    SEDOL: 6639550

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 100   Mgmt   For   For
Elect Director Iwata, Satoru   Mgmt   For   Against
Elect Director Takeda, Genyo   Mgmt   For   For
Elect Director Miyamoto, Shigeru   Mgmt   For   For
Elect Director Kimishima, Tatsumi   Mgmt   For   For
Elect Director Takemura, Kaoru   Mgmt   For   For

Elect Director Takahashi, Shigeyuki   Mgmt   For   For
Elect Director Yamato, Satoshi   Mgmt   For   For
Elect Director Tanaka, Susumu   Mgmt   For   For
Elect Director Takahashi, Shinya   Mgmt   For   For
Elect Director Shinshi, Hirokazu   Mgmt   For   For

Nippon Electric Glass Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J53247110
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5214

 

CUSIP: J53247110    ISIN: JP3733400000    SEDOL: 6642666

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 8   Mgmt   For   For

Elect Director Izutsu, Yuuzo   Mgmt   For   Against
Elect Director Arioka, Masayuki   Mgmt   For   Against
Elect Director Yamamoto, Shigeru   Mgmt   For   For
Elect Director Inamasu, Koichi   Mgmt   For   For
Elect Director Matsumoto, Motoharu   Mgmt   For   For
Elect Director Miyake, Masahiro   Mgmt   For   For
Elect Director Tomamoto, Masahiro   Mgmt   For   For
Elect Director Takeuchi, Hirokazu   Mgmt   For   For
Appoint Alternate Statutory Auditor Kimura, Keijiro   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Nishi-Nippon City Bank Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J56773104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8327

 

CUSIP: J56773104    ISIN: JP3658000009    SEDOL: 6639721

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 2.5   Mgmt   For   For
Elect Director Honda, Masahiro   Mgmt   For   For
Elect Director Kubota, Isao   Mgmt   For   For
Elect Director Isoyama, Seiji   Mgmt   For   For
Elect Director Tanigawa, Hiromichi   Mgmt   For   For
Elect Director Urayama, Shigeru   Mgmt   For   For
Elect Director Takata, Kiyota   Mgmt   For   For
Elect Director Kawamoto, Soichi   Mgmt   For   For
Elect Director Okamura, Sadamasa   Mgmt   For   For
Elect Director Ishida, Yasuyuki   Mgmt   For   For
Elect Director Irie, Hiroyuki   Mgmt   For   For

Elect Director Kitazaki, Michiharu   Mgmt   For   For
Elect Director Hirota, Shinya   Mgmt   For   For
Elect Director Uriu, Michiaki   Mgmt   For   For
Appoint Statutory Auditor Kawakami, Tomoaki   Mgmt   For   For

Odakyu Electric Railway Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J59568139
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9007

 

CUSIP: J59568139    ISIN: JP3196000008    SEDOL: 6656106

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 4   Mgmt   For   For
Elect Director Osuga, Yorihiko   Mgmt   For   For

Elect Director Yamaki, Toshimitsu   Mgmt   For   For
Elect Director Arai, Kazuyoshi   Mgmt   For   For
Elect Director Kaneda, Osamu   Mgmt   For   For
Elect Director Asahi, Yasuyuki   Mgmt   For   For
Elect Director Fujinami, Michinobu   Mgmt   For   For
Elect Director Kaneko, Ichiro   Mgmt   For   For
Elect Director Morita, Tomijiro   Mgmt   For   For
Elect Director Ogawa, Mikio   Mgmt   For   For
Elect Director Hoshino, Koji   Mgmt   For   For
Elect Director Amano, Izumi   Mgmt   For   For
Elect Director Shimoka, Yoshihiko   Mgmt   For   For
Elect Director Koyanagi, Jun   Mgmt   For   For
Elect Director Dakiyama, Hiroyuki   Mgmt   For   For

Oji Holdings Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J6031N109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    3861

 

CUSIP: J6031N109    ISIN: JP3174410005    SEDOL: 6657701

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Shinoda, Kazuhisa   Mgmt   For   For
Elect Director Shindo, Kiyotaka   Mgmt   For   For
Elect Director Yajima, Susumu   Mgmt   For   For
Elect Director Azuma, Takeshi   Mgmt   For   For
Elect Director Watari, Ryoji   Mgmt   For   For
Elect Director Fuchigami, Kazuo   Mgmt   For   For
Elect Director Shimamura, Genmei   Mgmt   For   For
Elect Director Koseki, Yoshiki   Mgmt   For   For

Elect Director Aoyama, Hidehiko   Mgmt   For   For
Elect Director Kaku, Masatoshi   Mgmt   For   For
Elect Director Takeuchi, Yo   Mgmt   For   For
Elect Director Akiyama, Osamu   Mgmt   For   For
Appoint Statutory Auditor Ogata, Motokazu   Mgmt   For   For
Appoint Statutory Auditor Fukui, Satoshi   Mgmt   For   For
Appoint Statutory Auditor Katsura, Makoto   Mgmt   For   For
Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System   Mgmt   For   Against
Remove Directors Shinichiro Kondo and Tadashi Watanabe from Office   SH   Against   Against

Oriental Land Co.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J6174U100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4661

 

CUSIP: J6174U100    ISIN: JP3198900007    SEDOL: 6648891

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For
Elect Director Kagami, Toshio   Mgmt   For   For
Elect Director Uenishi, Kyoichiro   Mgmt   For   For
Elect Director Irie, Norio   Mgmt   For   For
Elect Director Tamaru, Yasushi   Mgmt   For   For
Elect Director Suzuki, Shigeru   Mgmt   For   For
Elect Director Takano, Yumiko   Mgmt   For   For
Elect Director Yokota, Akiyoshi   Mgmt   For   For
Elect Director Kikuchi, Yoritoshi   Mgmt   For   For
Elect Director Konobe, Hirofumi   Mgmt   For   For
Elect Director Hanada, Tsutomu   Mgmt   For   For
Elect Director Katayama, Yuuichi   Mgmt   For   For

Otsuka Holdings Co Ltd

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J63117105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4578

 

CUSIP: N/A    ISIN: JP3188220002    SEDOL: B5LTM93

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Otsuka, Akihiko   Mgmt   For   For
Elect Director Higuchi, Tatsuo   Mgmt   For   For
Elect Director Otsuka, Ichiro   Mgmt   For   For
Elect Director Makise, Atsumasa   Mgmt   For   For
Elect Director Matsuo, Yoshiro   Mgmt   For   For

Elect Director Otsuka, Yuujiro   Mgmt   For   For
Elect Director Kobayashi, Yukio   Mgmt   For   For
Elect Director Hirotomi, Yasuyuki   Mgmt   For   For
Elect Director Kawaguchi, Juichi   Mgmt   For   For
Appoint Statutory Auditor Tobe, Sadanobu   Mgmt   For   For

Rinnai Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J65199101
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5947

 

CUSIP: J65199101    ISIN: JP3977400005    SEDOL: 6740582

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   For   For

Elect Director Naito, Susumu   Mgmt   For   Against
Elect Director Hayashi, Kenji   Mgmt   For   For
Elect Director Naito, Hiroyasu   Mgmt   For   Against
Elect Director Narita, Tsunenori   Mgmt   For   For
Elect Director Kosugi, Masao   Mgmt   For   For
Elect Director Kondo, Yuuji   Mgmt   For   For

Sankyo Co. Ltd. (6417)

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J67844100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6417

 

CUSIP: J67844100    ISIN: JP3326410002    SEDOL: 6775432

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 75   Mgmt   For   For

Shin-Etsu Chemical Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J72810120
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4063

 

CUSIP: J72810120    ISIN: JP3371200001    SEDOL: 6804585

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 50   Mgmt   For   For
Elect Director Saito, Yasuhiko   Mgmt   For   For
Elect Director Takasugi, Koji   Mgmt   For   For
Elect Director Ishihara, Toshinobu   Mgmt   For   For
Elect Director Frank Peter Popoff   Mgmt   For   Against
Elect Director Miyazaki, Tsuyoshi   Mgmt   For   For

Elect Director Fukui, Toshihiko   Mgmt   For   For
Elect Director Miyajima, Masaki   Mgmt   For   For
Elect Director Kasahara, Toshiyuki   Mgmt   For   For
Elect Director Onezawa, Hidenori   Mgmt   For   For
Elect Director Nakamura, Ken   Mgmt   For   For
Elect Director Matsui, Yukihiro   Mgmt   For   For
Elect Director Okamoto, Hiroaki   Mgmt   For   For
Elect Director Ueno, Susumu   Mgmt   For   For
Elect Director Maruyama, Kazumasa   Mgmt   For   For
Appoint Statutory Auditor Fukui, Taku   Mgmt   For   Against
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

SMC Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J75734103
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6273

 

CUSIP: J75734103    ISIN: JP3162600005    SEDOL: 6763965

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 80   Mgmt   For   For
Elect Director Takada, Yoshiyuki   Mgmt   For   Against
Elect Director Maruyama, Katsunori   Mgmt   For   Against
Elect Director Usui, Ikuji   Mgmt   For   For
Elect Director Takada, Yoshiki   Mgmt   For   For
Elect Director Tomita, Katsunori   Mgmt   For   For
Elect Director Kosugi, Seiji   Mgmt   For   For
Elect Director Ohashi, Eiji   Mgmt   For   For
Elect Director Satake, Masahiko   Mgmt   For   For
Elect Director Mogi, Iwao   Mgmt   For   For

Elect Director Shikakura, Koichi   Mgmt   For   For
Elect Director Kuwahara, Osamu   Mgmt   For   For
Elect Director Ogura, Koji   Mgmt   For   For
Elect Director Kawada, Motoichi   Mgmt   For   For
Elect Director German Berakoetxea   Mgmt   For   For
Elect Director Daniel Langmeier   Mgmt   For   For
Elect Director Lup Yin Chan   Mgmt   For   For
Elect Director Takada, Susumu   Mgmt   For   For
Approve Retirement Bonus Payment for Directors   Mgmt   For   For

Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J7771X109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8316

 

CUSIP: J7771X109    ISIN: JP3890350006    SEDOL: 6563024

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 70   Mgmt   For   For
Amend Articles To Remove Provisions on Class 6 Preferred Shares - Amend Provisions on Preferred Shares to Comply with Basel III   Mgmt   For   For
Elect Director Oku, Masayuki   Mgmt   For   For
Elect Director Kunibe, Takeshi   Mgmt   For   For
Elect Director Kubo, Ken   Mgmt   For   For
Elect Director Ito, Yuujiro   Mgmt   For   For
Elect Director Fuchizaki, Masahiro   Mgmt   For   For
Elect Director Narita, Manabu   Mgmt   For   For
Elect Director Ogino, Kozo   Mgmt   For   For
Elect Director Iwamoto, Shigeru   Mgmt   For   For
Elect Director Nomura, Kuniaki   Mgmt   For   For

Appoint Statutory Auditor Minami, Koichi   Mgmt   For   For
Appoint Statutory Auditor Uno, Ikuo   Mgmt   For   Against
Appoint Statutory Auditor Ito, Satoshi   Mgmt   For   Against
Appoint Alternate Statutory Auditor Tsunoda, Daiken   Mgmt   For   For

Sumitomo Mitsui Trust Holdings, Inc.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J7772M102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8309

 

CUSIP: J0752J108    ISIN: JP3892100003    SEDOL: 6431897

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting Agenda   Mgmt    
Approve Allocation of Income, with a Final Dividend of JPY 4.75   Mgmt   For   For

Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel III - Indemnify Directors   Mgmt   For   For
Elect Director Tsunekage, Hitoshi   Mgmt   For   For
Elect Director Kitamura, Kunitaro   Mgmt   For   For
Elect Director Otsuka, Akio   Mgmt   For   For
Elect Director Iwasaki, Nobuo   Mgmt   For   For
Elect Director Okubo, Tetsuo   Mgmt   For   For
Elect Director Hashimoto, Masaru   Mgmt   For   For
Elect Director Okuno, Jun   Mgmt   For   For
Elect Director Mukohara, Kiyoshi   Mgmt   For   For
Elect Director Hoshino, Toshio   Mgmt   For   For
Elect Director Shinohara, Soichi   Mgmt   For   For
Appoint Statutory Auditor Kamikanda, Takashi   Mgmt   For   For
Appoint Statutory Auditor Nakanishi, Hiroyuki   Mgmt   For   For
Appoint Statutory Auditor Takano, Yasuhiko   Mgmt   For   Against

Appoint Statutory Auditor Yoshimoto, Tetsuya   Mgmt   For   For
Appoint Statutory Auditor Saito, Shinichi   Mgmt   For   For
Class Meeting Agenda for Common Shareholders   Mgmt    
Amend Articles to Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel III - Indemnify Directors   Mgmt   For   For

Sumitomo Realty & Development Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J77841112
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8830

 

CUSIP: J77841112    ISIN: JP3409000001    SEDOL: 6858902

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 10   Mgmt   For   For

Elect Director Takashima, Junji   Mgmt   For   Against
Elect Director Onodera, Kenichi   Mgmt   For   For
Elect Director Nishima, Kojun   Mgmt   For   Against
Elect Director Takemura, Nobuaki   Mgmt   For   For
Elect Director Kobayashi, Masato   Mgmt   For   For
Elect Director Sakamoto, Yoshinobu   Mgmt   For   For
Elect Director Odai, Yoshiyuki   Mgmt   For   For
Elect Director Kato, Hiroshi   Mgmt   For   For
Elect Director Ito, Koji   Mgmt   For   For
Elect Director Tanaka, Toshikazu   Mgmt   For   For
Appoint Statutory Auditor Abe, Shoichi   Mgmt   For   Against
Appoint Statutory Auditor Tomoyasu, Hiroshi   Mgmt   For   Against
Appoint Statutory Auditor Kitamura, Tadashi   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Suzuki Motor Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J78529138
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7269

 

CUSIP: J78529138    ISIN: JP3397200001    SEDOL: 6865504

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 10   Mgmt   For   For
Elect Director Suzuki, Osamu   Mgmt   For   For
Elect Director Tamura, Minoru   Mgmt   For   For
Elect Director Honda, Osamu   Mgmt   For   For
Elect Director Suzuki, Toshihiro   Mgmt   For   For
Elect Director Harayama, Yasuhito   Mgmt   For   For
Elect Director Aizawa, Naoki   Mgmt   For   For
Elect Director Mochizuki, Eiji   Mgmt   For   For

Elect Director Iguchi, Masakazu   Mgmt   For   For
Elect Director Tanino, Sakutaro   Mgmt   For   Against
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   Against

Taisho Pharmaceutical Holdings Co., Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J79885109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4581

 

CUSIP: N/A    ISIN: JP3442850008    SEDOL: B3QX5G4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For
Elect Director Uehara, Akira   Mgmt   For   For

Elect Director Ohhira, Akira   Mgmt   For   For
Elect Director Hotta, Hisataka   Mgmt   For   For
Elect Director Uehara, Shigeru   Mgmt   For   For
Elect Director Uehara, Ken   Mgmt   For   For
Elect Director Churei, Kiyomi   Mgmt   For   For
Elect Director Fujita, Kenichi   Mgmt   For   For
Elect Director Fukutome, Junichi   Mgmt   For   For
Elect Director Morikawa, Toshio   Mgmt   For   For

Tokyo Gas Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J87000105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9531

 

CUSIP: J87000105    ISIN: JP3573000001    SEDOL: 6895448

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5.5   Mgmt   For   For
Elect Director Torihara, Mitsunori   Mgmt   For   For
Elect Director Okamoto, Tsuyoshi   Mgmt   For   For
Elect Director Muraki, Shigeru   Mgmt   For   For
Elect Director Hirose, Michiaki   Mgmt   For   For
Elect Director Yoshino, Kazuo   Mgmt   For   For
Elect Director Hataba, Matsuhiko   Mgmt   For   For
Elect Director Kunigo, Yutaka   Mgmt   For   For
Elect Director Mikami, Masahiro   Mgmt   For   For
Elect Director Sato, Yukio   Mgmt   For   For
Elect Director Tomizawa, Ryuuichi   Mgmt   For   For
Elect Director Nakagaki, Yoshihiko   Mgmt   For   For
Appoint Statutory Auditor Oya, Tsutomu   Mgmt   For   For
Appoint Statutory Auditor Otani, Kojiro   Mgmt   For   Against

Tokyu Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J88720123
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9005

 

CUSIP: J88720123    ISIN: JP3574200006    SEDOL: 6896548

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3.5   Mgmt   For   For
Elect Director Koshimura, Toshiaki   Mgmt   For   For
Elect Director Nomoto, Hirofumi   Mgmt   For   For
Elect Director Sugita, Yoshiki   Mgmt   For   For

Elect Director Takahashi, Haruka   Mgmt   For   For
Elect Director Imamura, Toshio   Mgmt   For   For
Elect Director Kuwahara, Tsuneyasu   Mgmt   For   For
Elect Director Tomoe, Masao   Mgmt   For   For
Elect Director Izumi, Yasuyuki   Mgmt   For   For
Elect Director Watanabe, Isao   Mgmt   For   For
Elect Director Happo, Takakuni   Mgmt   For   For
Elect Director Suzuki, Katsuhisa   Mgmt   For   For
Elect Director Ono, Hiroshi   Mgmt   For   For
Elect Director Hoshino, Toshiyuki   Mgmt   For   For
Elect Director Takahashi, Kazuo   Mgmt   For   For
Elect Director Nezu, Yoshizumi   Mgmt   For   Against
Elect Director Konaga, Keiichi   Mgmt   For   For
Elect Director Kanazashi, Kiyoshi   Mgmt   For   For

Toppan Printing Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    890747108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7911

 

CUSIP: 890747108    ISIN: JP3629000005    SEDOL: 6897024

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Adachi, Naoki   Mgmt   For   For
Elect Director Kaneko, Shingo   Mgmt   For   For
Elect Director Takamiyagi, Jitsumei   Mgmt   For   For
Elect Director Furuya, Yoshihiro   Mgmt   For   For
Elect Director Ominato, Mitsuru   Mgmt   For   For
Elect Director Nagayama, Yoshiyuki   Mgmt   For   For
Elect Director Kumamoto, Yuuichi   Mgmt   For   For
Elect Director Okubo, Shinichi   Mgmt   For   For

Elect Director Maeda, Yukio   Mgmt   For   For
Elect Director Ito, Atsushi   Mgmt   For   For
Elect Director Kakiya, Hidetaka   Mgmt   For   For
Elect Director Arai, Makoto   Mgmt   For   For
Elect Director Maro, Hideharu   Mgmt   For   For
Elect Director Sakuma, Kunio   Mgmt   For   Against
Elect Director Noma, Yoshinobu   Mgmt   For   For
Elect Director Mitsui, Seiji   Mgmt   For   For
Elect Director Matsuda, Naoyuki   Mgmt   For   For
Elect Director Sato, Nobuaki   Mgmt   For   For
Elect Director Kinemura, Katsuhiro   Mgmt   For   For
Elect Director Izawa, Taro   Mgmt   For   For
Elect Director Ezaki, Sumio   Mgmt   For   For
Elect Director Yamano, Yasuhiko   Mgmt   For   For
Elect Director Kotani, Yuuichiro   Mgmt   For   For

Elect Director Iwase, Hiroshi   Mgmt   For   For
Elect Director Yamanaka, Norio   Mgmt   For   For
Elect Director Nakao, Mitsuhiro   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Subsea 7 S.A.

 

Meeting Date:    28-Jun-13    Country:    Luxembourg    Security ID:    L8882U106
Record Date:    28-May-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: L00306107    ISIN: LU0075646355    SEDOL: 5258246

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive and Approve Board’s and Auditor’s Reports   Mgmt   For   For
Approve Financial Statements   Mgmt   For   For

Approve Consolidated Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends of $0.60 per Share   Mgmt   For   For
Approve Discharge of Directors   Mgmt   For   For
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Approve Subsea 7 S.A. 2013 Long Term Incentive Plan   Mgmt   For   For
Reelect Allen Stevens as Director   Mgmt   For   For
Reelect Dod Fraser as Director   Mgmt   For   For

Tesco plc

 

Meeting Date:    28-Jun-13    Country:    United Kingdom    Security ID:    G87621101
Record Date:    26-Jun-13    Meeting Type:    Annual    Ticker:    TSCO

 

CUSIP: G87621101    ISIN: GB0008847096    SEDOL: 0884709

      Vote
Proposal   Proponent   Mgmt Rec   Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Olivia Garfield as Director   Mgmt   For   For
Re-elect Sir Richard Broadbent as Director   Mgmt   For   For
Re-elect Philip Clarke as Director   Mgmt   For   For
Re-elect Gareth Bullock as Director   Mgmt   For   For
Re-elect Patrick Cescau as Director   Mgmt   For   For
Re-elect Stuart Chambers as Director   Mgmt   For   For
Re-elect Ken Hanna as Director   Mgmt   For   For
Re-elect Laurie Mcllwee as Director   Mgmt   For   For
Re-elect Deanna Oppenheimer as Director   Mgmt   For   For
Re-elect Jacqueline Tammenoms Bakker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For

Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

 

db X-trackers MSCI Emerging Markets Hedged Equity Fund (Formerly db-X MSCI Emerging Markets

Currency-Hedged Equity Fund)

China Longyuan Power Group Corporation Ltd.

 

Meeting Date:    03-Jul-12    Country:    Hong Kong    Security ID:    Y1501T101
Record Date:    01-Jun-12    Meeting Type:    Special    Ticker:    00916

 

CUSIP: Y1501T101    ISIN: CNE100000HD4    SEDOL: B4Q2TX3

 

      Vote
Proposal   Proponent   Mgmt Rec   Instruction
Special Business   Mgmt    
Approve Issuance of Placing Shares   Mgmt   For   For
Approve Use of Proceeds in Relation to the Issuance of Placing Shares   Mgmt   For   For

Ordinary Business   Mgmt    
Reelect Zhu Yongpeng as Non-Executive Director   Mgmt   For   Against
Reelect Wang Baole as Non-Executive Director   Mgmt   For   Against
Reelect Chen Bin as Non-Executive Director   Mgmt   For   Against
Reelect Luan Baoxing as Non-Executive Director   Mgmt   For   Against
Reelect Xie Changjun as Executive Director   Mgmt   For   Against
Reelect Huang Qun as Executive Director   Mgmt   For   Against
Reelect Lv Congmin as Independent Non- Executive Director   Mgmt   For   For
Reelect Zhang Songyi as Independent Non- Executive Director   Mgmt   For   For
Reelect Meng Yan as Independent Non-Executive Director   Mgmt   For   For
Reelect Qiao Baoping as Supervisor   Mgmt   For   For
Reelect Yu Yongping as Supervisor   Mgmt   For   For

China Longyuan Power Group Corporation Ltd.

 

Meeting Date:    03-Jul-12    Country:    Hong Kong    Security ID:    Y1501T101
Record Date:    01-Jun-12    Meeting Type:    Special    Ticker:    00916

 

CUSIP: Y1501T101    ISIN: CNE100000HD4    SEDOL: B4Q2TX3

 

      Vote
Proposal   Proponent   Mgmt Rec   Instruction
Class Meeting for Holders of H Shares   Mgmt    
Special Business   Mgmt    
Approve Issuance of the Placing Shares   Mgmt   For   For
Approve Use of Proceeds in Relation to the Issuance of the Placing Shares   Mgmt   For   For

Lenovo Group Limited (formerly Legend Group Limited)

 

Meeting Date:    03-Jul-12    Country:    Hong Kong    Security ID:    Y5257Y107
Record Date:    28-Jun-12    Meeting Type:    Annual    Ticker:    00992

 

CUSIP: Y5257Y107    ISIN: HK0992009065    SEDOL: 6218089

 

      Vote
Proposal   Proponent   Mgmt Rec   Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Reelect Zhao John Huan as Director   Mgmt   For   For
Reelect Nobuyuki Idei as Director   Mgmt   For   For
Reelect Zhu Linan as Director   Mgmt   For   For
Reelect Ma Xuezheng as Director   Mgmt   For   For
Reelect Ting Lee Sen as Director   Mgmt   For   For
Reelect William O. Grabe as Director   Mgmt   For   For
Authorize Board to Fix Remuneration of Directors   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

ENN Energy Holdings Ltd.

 

Meeting Date:    06-Jul-12    Country:    Hong Kong    Security ID:    G3066L101
Record Date:    03-Jul-12    Meeting Type:    Special    Ticker:    02688

 

CUSIP: G9826J104    ISIN: KYG3066L1014    SEDOL: 6333937

 

      Vote
Proposal   Proponent   Mgmt Rec   Instruction
Approve Consortium Agreement   Mgmt   For   For
Approve the Acquisition of All Outstanding Shares in the Issued Share Capital of China Gas Holding Limited and the Cancellation of Its Outstanding Options   Mgmt   For   For

China Life Insurance Co. Limited

 

Meeting Date:    10-Jul-12    Country:    Hong Kong    Security ID:    Y1477R204
Record Date:    08-Jun-12    Meeting Type:    Special    Ticker:    02628

 

CUSIP: Y1477R204    ISIN: CNE1000002L3    SEDOL: 6718976

 

      Vote
Proposal   Proponent   Mgmt Rec   Instruction
Elect Yang Mingsheng as Executive Director   Mgmt   For   Against
Elect Wan Feng as Executive Director   Mgmt   For   Against
Elect Lin Dairen as Executive Director   Mgmt   For   Against
Elect Liu Yingqi as Executive Director   Mgmt   For   Against
Elect Miao Jianmin as Non-Executive Director   Mgmt   For   Against

Elect Zhang Xiangxian as Non-Executive Director   Mgmt   For   Against
Elect Wang Sidong as Non-Executive Director   Mgmt   For   Against
Elect Sun Changji as Independent Non-Executive Director   Mgmt   For   For
Elect Bruce Douglas Moore as Independent Non- Executive Director   Mgmt   For   For
Elect Anthony Francis Neoh as Independent Non-Executive Director   Mgmt   For   For
Elect Xia Zhihua as Shareholder Representative Supervisor   Mgmt   For   For
Elect Shi Xiangming as Shareholder Representative Supervisor   Mgmt   For   For
Elect Tang Jianbang as Independent Non- Executive Director   SH   For   For
Elect Luo Zhongmin as External Supervisor   SH   For   For

Dr. Reddy’s Laboratories

 

Meeting Date:    20-Jul-12    Country:    India    Security ID:    Y21089159
Record Date:    29-Jun-12    Meeting Type:    Annual    Ticker:    500124

 

CUSIP: Y21089159    ISIN: INE089A01023    SEDOL: 6410959

 

      Vote
Proposal   Proponent   Mgmt Rec   Instruction
Meeting for ADR Holders   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Dividend of INR 13.75 Per Share   Mgmt   For   For
Reelect O. Goswami as Director   Mgmt   For   For
Reelect R. Bhoothalingam as Director   Mgmt   For   For
Approve BSR & Co. as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Elect S. Iyengar as Director   Mgmt   For   For
Reelect S. Reddy as Managing Director and COO and Approve His Remuneration   Mgmt   For   For
Amend Dr. Reddy’s Employees Stock Option Scheme 2002 Re: Extension of Term   Mgmt   For   Against

Grupo Modelo S.A.B. de C.V.

 

Meeting Date:    20-Jul-12    Country:    Mexico    Security ID:    P4833F104
Record Date:    12-Jul-12    Meeting Type:    Special    Ticker:    GMODELOC

 

CUSIP: P4833F104    ISIN: MXP4833F1044    SEDOL: 2380539

 

      Vote
Proposal   Proponent   Mgmt Rec   Instruction
Meeting for Class A and B Shares   Mgmt    
Approve Conversion of Class C and Class II Shares Representing Minimum Variable Capital into Class C and Class I Shares Representing Fixed Portion of Capital in the Amount of MXN 955.08 Million; Amend Articles 6 and 7 of Bylaws   Mgmt   For   For
Amend Articles 29 and 41 of Bylaws   Mgmt   For   Against
Approve Acquisition of Diblo SA de CV and Direccion Fabricas SA de CV by Company; Approve Balance Sheets as of May 31, 2012   Mgmt   For   For

Approve Consolidation of Company Bylaws   Mgmt   For   Against
Designate Delegates to Formalize Resolutions Approved at this Meeting   Mgmt   For   For

WIPRO Limited

 

Meeting Date:    23-Jul-12    Country:    India    Security ID:    Y96659142
Record Date:    22-Jun-12    Meeting Type:    Annual    Ticker:    507685

 

CUSIP: Y96659142    ISIN: INE075A01022    SEDOL: 6206051

 

      Vote
Proposal   Proponent   Mgmt Rec   Instruction
Meeting for ADR Holders   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Confirm Interim Dividend of INR 2.00 Per Share and Approve Final Dividend of INR 4.00 Per Share   Mgmt   For   For

Releect J.N. Sheth as Director   Mgmt   For   For
Releect H. Kagermann as Director   Mgmt   For   For
Releect S. Saran as Director   Mgmt   For   For
Approve BSR & Co. as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

Lee & Man Paper Manufacturing Ltd.

 

Meeting Date:    31-Jul-12    Country:    Hong Kong    Security ID:    G5427W130
Record Date:    25-Jul-12    Meeting Type:    Annual    Ticker:    02314

 

CUSIP: G5427W130    ISIN: KYG5427W1309    SEDOL: 6693772

      Vote
Proposal   Proponent   Mgmt Rec   Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Reelect Wong Kai Tung Tony as Independent Non-Executive Director   Mgmt   For   For
Reelect Peter A Davies as Independent Non- Executive Director   Mgmt   For   For
Reelect Chau Shing Yim David as Independent Non-Executive Director   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Authorize Board to Fix the Remuneration of Directors for the Year Ending March 31, 2013   Mgmt   For   For
Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Poly (Hong Kong) Investments Limited

 

Meeting Date:    01-Aug-12    Country:    Hong Kong    Security ID:    Y70620102
Record Date:       Meeting Type:    Special    Ticker:    00119

 

CUSIP: Y70620102    ISIN: HK0119000674    SEDOL: 6220987

 

      Vote
Proposal   Proponent   Mgmt Rec   Instruction
Special Business   Mgmt    
Change Company Name to Poly Property Group Co., Limited   Mgmt   For   For

Sinopharm Group Co., Ltd.

 

Meeting Date:    03-Aug-12    Country:    Hong Kong    Security ID:    Y8008N107
Record Date:    03-Jul-12    Meeting Type:    Special    Ticker:    01099

 

CUSIP: Y8008N107    ISIN: CNE100000FN7    SEDOL: B3ZVDV0

 

      Vote
Proposal   Proponent   Mgmt Rec   Instruction
Special Business   Mgmt    
Approve Issuance of Not More Than RMB 8 Billion Corporate Bonds   Mgmt   For   For
Ordinary Business   Mgmt    
Reelect Zhou Bajun as Independent Non- Executive Director and Authorize Board to Fix His Remuneration   SH   None   For

Korea Gas Corp.

 

Meeting Date:    09-Aug-12    Country:    South Korea    Security ID:    Y48861101
Record Date:    15-Jun-12    Meeting Type:    Special    Ticker:    036460

 

CUSIP: Y48861101    ISIN: KR7036460004    SEDOL: 6182076

 

      Vote
Proposal   Proponent   Mgmt Rec   Instruction
ELECT ONE INSIDE DIRECTOR OUT OF TWO NOMINEES (ITEMS 1.1 - 1.2)   Mgmt    
Elect Lee Sung-Ho as Inside Director   Mgmt   None   For
Elect Cho Nam-Bin as Inside Director   Mgmt   None   Do Not Vote
Elect Member of Audit Committee   Mgmt   For   Against
Amend Articles of Incorporation   Mgmt   For   For

Tata Motors Ltd.

 

Meeting Date:    10-Aug-12    Country:    India    Security ID:    Y85740267
Record Date:    16-Jul-12    Meeting Type:    Annual    Ticker:    500570

 

CUSIP: Y85740143    ISIN: INE155A01022    SEDOL: B611LV1

 

      Vote
Proposal   Proponent   Mgmt Rec   Instruction
Meeting for ADR Holders   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Dividend on Ordinary Shares of INR 4.00 Per Share and on ‘A’ Ordinary Shares of INR 4.10 Per Share   Mgmt   For   For
Reelect N. Munjee as Director   Mgmt   For   For
Reelect S. Bhargava as Director   Mgmt   For   For
Reelect V. Jairath as Director   Mgmt   For   For
Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Elect C.P. Mistry as Director   Mgmt   For   For
Elect R. Pisharody as Director   Mgmt   For   For
Elect R. Pisharody as Executive Director and Approve His Remuneration   Mgmt   For   For

Elect S. Borwankar as Director   Mgmt   For   For
Elect S. Borwankar as Executive Director and Approve His Remuneration   Mgmt   For   For
Approve Revision in Remuneration of P. Telang as Managing Director - India Operations   Mgmt   For   For

AMMB Holdings Bhd.

 

Meeting Date:    15-Aug-12    Country:    Malaysia    Security ID:    Y0122P100
Record Date:    08-Aug-12    Meeting Type:    Special    Ticker:    AMBANK

 

CUSIP: Y0122P100    ISIN: MYL1015OO006    SEDOL: 6047023

 

      Vote
Proposal   Proponent   Mgmt Rec   Instruction
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions with Amcorp Group Bhd. Group   Mgmt   For   For

Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions with Australia and New Zealand Banking Group Ltd. Group   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions with Modular Corp (M) Sdn. Bhd. Group   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions with Cuscapi Bhd. Group   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions with Yakimbi Sdn. Bhd. Group   Mgmt   For   For

AMMB Holdings Bhd.

 

Meeting Date:    15-Aug-12    Country:    Malaysia    Security ID:    Y0122P100
Record Date:    08-Aug-12    Meeting Type:    Annual    Ticker:    AMBANK

 

CUSIP: Y0122P100    ISIN: MYL1015OO006    SEDOL: 6047023

 

      Vote
Proposal   Proponent   Mgmt Rec   Instruction
Approve Final Dividend of MYR 0.135 Per Share   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Elect Soo Kim Wai as Director   Mgmt   For   Against
Elect Mark David Whelan as Director   Mgmt   For   Against
Elect Gan Nyap Liou @ Gan Nyap Liow as Director   Mgmt   For   For
Elect Ashok Ramamurthy as Director   Mgmt   For   Against
Elect Azman Hashim as Director   Mgmt   For   Against
Elect Azlan Hashim as Director   Mgmt   For   Against
Elect Mohammed Hanif Omar as Director   Mgmt   For   Against
Elect Clifford Francis Herbert as Director   Mgmt   For   For
Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Approve Issuance of New Ordinary Shares Pursuant to the Executives’ Share Scheme (ESS)   Mgmt   For   Against
Approve Grant of Options to Ashok Ramamurthy, Group Managing Director, Pursuant to the ESS   Mgmt   Against   For
Approve Issuance of New Ordinary Shares for the Purpose of the Dividend Reinvestment Plan   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For

Anhui Conch Cement Company Ltd

 

Meeting Date:    21-Aug-12    Country:    Hong Kong    Security ID:    Y01373110
Record Date:    20-Jul-12    Meeting Type:    Special    Ticker:    600585

 

CUSIP: Y01373110    ISIN: CNE0000019V8    SEDOL: 6441595

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Business   Mgmt    

Approve Conditions of the Issue of Corporate Bonds   Mgmt   For   For
Approve Issuing Amount in Relation to the Issuance of Corporate Bonds   Mgmt   For   For
Approve Maturity of the Corporate Bonds   Mgmt   For   For
Approve Interest Rate of the Corporate Bonds and its Determination   Mgmt   For   For
Approve Issue Price of the Corporate Bonds   Mgmt   For   For
Approve Use of Proceeds in Relation to the Issuance of Corporate Bonds   Mgmt   For   For
Approve Target Offerees of the Corporate Bonds and Placing Arrangements for the Shareholders of the Company   Mgmt   For   For
Approve Guarantee in Relation to the Issuance of Corporate Bonds   Mgmt   For   For
Approve Validity Period of the Resolutions in Relation to the Issuance of Corporate Bonds   Mgmt   For   For
Approve Safeguarding Measures for the Repayment of Principal and Interest in Relation to the Issuance of Corporate Bonds   Mgmt   For   For
Approve Authorisation of the Issuance of Corporate Bonds   Mgmt   For   For

Amend Articles Re: Profit Appropriation   Mgmt   For   For
Amend Articles Re: Scope of Operations of the Company   Mgmt   For   For
Ordinary Business   Mgmt    
Approve the Guarantees for the Bank Borrowings of Certain Subsidiaries of the Company   Mgmt   For   For

CNOOC Ltd.

 

Meeting Date:    21-Aug-12    Country:    Hong Kong    Security ID:    Y1662W117
Record Date:    16-Aug-12    Meeting Type:    Special    Ticker:    00883

 

CUSIP: Y1662W117    ISIN: HK0883013259    SEDOL: B00G0S5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Coalbed Methane Resources Exploration and Development Cooperation Agreement and Related Transactions   Mgmt   For   For

Minmetals Resources Ltd.

 

Meeting Date:    27-Aug-12    Country:    Hong Kong    Security ID:    Y6065U105
Record Date:    22-Aug-12    Meeting Type:    Special    Ticker:    01208

 

CUSIP: Y6065U105    ISIN: HK1208013172    SEDOL: 6728793

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Business   Mgmt    
Change Company Name to MMG Limited   Mgmt   For   For
Amend Memorandum and Articles of Association of the Company and Adopt the Reprinted New Memorandum and Articles of Association of the Company   Mgmt   For   For

RHB Capital Bhd

 

Meeting Date:    30-Aug-12    Country:    Malaysia    Security ID:    Y7283N105
Record Date:    24-Aug-12    Meeting Type:    Special    Ticker:    RHBCAP

 

CUSIP: Y7283N105    ISIN: MYL1066OO009    SEDOL: 6244675

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Issuance of 245 Million Shares Pursuant to the Proposed Acquisition of 100 Percent Equity Interest in Osk Investment Bank Bhd. from Osk Holdings Bhd.   Mgmt   For   For

BYD Company Ltd.

 

Meeting Date:    31-Aug-12    Country:    Hong Kong    Security ID:    Y1023R104
Record Date:    31-Jul-12    Meeting Type:    Special    Ticker:    01211

 

CUSIP: Y1023R104    ISIN: CNE100000296    SEDOL: 6536651

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Shareholders’ Return Plan   Mgmt   For   For
Special Business   Mgmt    
Amend Articles of Association of the Company   Mgmt   For   For
Ordinary Business   Mgmt    
Approve Policy of External Guarantee   Mgmt   For   For

KGHM Polska Miedz S.A.

 

Meeting Date:    03-Sep-12    Country:    Poland    Security ID:    X45213109
Record Date:    17-Aug-12    Meeting Type:    Special    Ticker:    KGH

 

CUSIP: X45213109    ISIN: PLKGHM000017    SEDOL: 5263251

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Meeting Chairman   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt    
Approve Agenda of Meeting   Mgmt   For   For
Recall Supervisory Board Member   Mgmt   For   For
Elect Supervisory Board Member   Mgmt   For   For
Close Meeting   Mgmt    

LATAM Airlines Group SA

 

Meeting Date:    04-Sep-12    Country:    Chile    Security ID:    P61894104
Record Date:    29-Aug-12    Meeting Type:    Special    Ticker:    LAN

 

CUSIP: P61894104    ISIN: CL0000000423    SEDOL: 2518932

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Revoke Board of Directors   Mgmt   For   For
Elect Directors   Mgmt   For   For
Authorize Allocation of 7.44 Million Shares with Preemptive Rights   Mgmt   For   For
Authorize Board to Determine Issue Price and Conditions of 7.44 Million Shares   Mgmt   For   For
Authorize Board to Determine Issue Price of 4.8 Million Shares for Stock Option Plan   Mgmt   For   Against
Adopt All Necessary Agreements to Execute Approved Resolutions   Mgmt   For   For

China Merchants Bank Co Ltd

 

Meeting Date:    07-Sep-12    Country:    Hong Kong    Security ID:    Y14896107
Record Date:    07-Aug-12    Meeting Type:    Special    Ticker:    600036

 

CUSIP: Y14896107    ISIN: CNE000001B33    SEDOL: 6518723

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Class Meeting for H Shareholders   Mgmt    
Special Business   Mgmt    
Approve Extension of the Validity Period in Respect of the A Share Rights Issue and H Share Rights Issue   Mgmt   For   For

China Merchants Bank Co Ltd

 

Meeting Date:    07-Sep-12    Country:    Hong Kong    Security ID:    Y14896107
Record Date:    07-Aug-12    Meeting Type:    Special    Ticker:    600036

 

CUSIP: Y14896107    ISIN: CNE000001B33    SEDOL: 6518723

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Business   Mgmt    
Approve Extension of the Validity Period of the Resolutions in Respect of the A Share Rights Issue and H Share Rights Issue   Mgmt   For   For

China National Building Material Co., Ltd.

 

Meeting Date:    10-Sep-12    Country:    Hong Kong    Security ID:    Y15045100
Record Date:    10-Aug-12    Meeting Type:    Special    Ticker:    03323

 

CUSIP: Y15045100    ISIN: CNE1000002N9    SEDOL: B0Y91C1

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Business   Mgmt    
Approve Extension of Validity Period in Relation to A Share Issue   Mgmt   For   For
Authorize Board to Deal with Matters in Relation to the A Share Issue   Mgmt   For   For

China National Building Material Co., Ltd.

 

Meeting Date:    10-Sep-12    Country:    Hong Kong    Security ID:    Y15045100
Record Date:    10-Aug-12    Meeting Type:    Special    Ticker:    03323

 

CUSIP: Y15045100    ISIN: CNE1000002N9    SEDOL: B0Y91C1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
H Shareholders Class Meeting   Mgmt    

Special Business   Mgmt    
Approve Extension of Validity Period of A Share Issue   Mgmt   For   For
Authorize Board to Deal with Matters in Relation to the A Share Issue   Mgmt   For   For

China Shenhua Energy Co., Ltd.

 

Meeting Date:    14-Sep-12    Country:    Hong Kong    Security ID:    Y1504C113
Record Date:    14-Aug-12    Meeting Type:    Special    Ticker:    01088

 

CUSIP: Y1504C113    ISIN: CNE1000002R0    SEDOL: B09N7M0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Business   Mgmt    
Approve Issuance of Debt Financing Instruments of the Company   Mgmt   For   Against

Magnit OAO

 

Meeting Date:    14-Sep-12    Country:    Russia    Security ID:    X51729105
Record Date:    27-Jul-12    Meeting Type:    Special    Ticker:    MGNT

 

CUSIP: X51729105    ISIN: RU000A0JKQU8    SEDOL: B59GLW2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for GDR Holders   Mgmt    
Approve Interim Dividends of RUB 21.15 per Share for First Six Months of Fiscal 2012   Mgmt   For   For

PT Indosat Tbk

 

Meeting Date:    17-Sep-12    Country:    Indonesia    Security ID:    Y7127S120
Record Date:    30-Aug-12    Meeting Type:    Special    Ticker:    ISAT

 

CUSIP: Y7130D110    ISIN: ID1000097405    SEDOL: B00FYK2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Commissioners and/or Directors   Mgmt   For   Against

Ping An Insurance (Group) Co. of China, Ltd.

 

Meeting Date:    20-Sep-12    Country:    Hong Kong    Security ID:    Y69790106
Record Date:    20-Aug-12    Meeting Type:    Special    Ticker:    02318

 

CUSIP: Y69790106    ISIN: CNE1000003X6    SEDOL: B01FLR7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Business   Mgmt    
Amend Articles Re: Distribution of Profit   Mgmt   For   For

Korea Gas Corp.

 

Meeting Date:    25-Sep-12    Country:    South Korea    Security ID:    Y48861101
Record Date:    16-Aug-12    Meeting Type:    Special    Ticker:    036460

 

CUSIP: Y48861101    ISIN: KR7036460004    SEDOL: 6182076

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Reelect Joo Kang-Soo as CEO   Mgmt   For   For

Enka Insaat ve Sanayi A.S.

 

Meeting Date:    27-Sep-12    Country:    Turkey    Security ID:   

M4055T108

Record Date:    26-Sep-12    Meeting Type:    Special    Ticker:    ENKAI

 

CUSIP: M4055T108    ISIN: TREENKA00011    SEDOL: B03MS64

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    
Open Meeting and Elect Presiding Council of Meeting   Mgmt   For   For
Authorize Presiding Council to Sign Minutes of Meeting   Mgmt   For   For
Approve Partial Spin-Off   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Wishes and Close Meeting   Mgmt    

Severstal OAO

 

Meeting Date:    27-Sep-12    Country:    Russia    Security ID:    X7803S106
Record Date:    10-Aug-12    Meeting Type:    Special    Ticker:    CHMF

 

CUSIP: X7803S106    ISIN: RU0009046510    SEDOL: B5B9C59

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for GDR Holders   Mgmt    
Approve Interim Dividends for First Six Months of Fiscal 2012   Mgmt   For   For

Mechel OAO

 

Meeting Date:    28-Sep-12    Country:    Russia    Security ID:    X8487H101
Record Date:    17-Aug-12    Meeting Type:    Special    Ticker:    MTLR

 

CUSIP: X8487H101    ISIN: RU000A0DKXV5    SEDOL: B5960H0

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR/GDR Holders   Mgmt    
Approve Related-Party Transactions Re: Guarantee Agreements   Mgmt   For   For
Approve Related-Party Transaction Re: Supplementary Agreement to the Guarantee Agreement with OAO Gazprombank   Mgmt   For   For
Approve Related-Party Transaction Re: Supplementary Agreement to the Guarantee Agreement with OAO Gazprombank   Mgmt   For   For

Parkson Retail Group Ltd.

 

Meeting Date:    28-Sep-12    Country:    Hong Kong    Security ID:    G69370115
Record Date:       Meeting Type:    Special    Ticker:    03368

 

CUSIP: G69370115    ISIN: KYG693701156    SEDOL: B0HZZ57

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Sale and Purchase Agreement Entered between East Crest International Ltd. and Grand Parkson Retail Group Ltd.   Mgmt   For   For

Turk Hava Yollari A.O.

 

Meeting Date:    10-Oct-12    Country:    Turkey    Security ID:    M8926R100
Record Date:    09-Oct-12    Meeting Type:    Special    Ticker:    THYAO

 

CUSIP: M8926R100    ISIN: TRATHYAO91M5    SEDOL: B03MYK0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    
Open Meeting and Elect Presiding Council of Meeting   Mgmt   For   For
Authorize Presiding Council to Sign Minutes of Meeting   Mgmt   For   For

Amend Company Articles   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Appoint Internal Auditor   Mgmt   For   Against
Wishes   Mgmt    

Grupo Financiero Banorte S.A.B. de C.V.

 

Meeting Date:    11-Oct-12    Country:    Mexico    Security ID:    P49501201
Record Date:    28-Sep-12    Meeting Type:    Special    Ticker:    GFNORTEO

 

CUSIP: P49501201    ISIN: MXP370711014    SEDOL: 2421041

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Cash Dividends of MXN 0.183 Per Share   Mgmt   For   For
Present External Auditor’s Report on Fiscal Obligations   Mgmt    

Designate Inspector or Shareholder Representative(s) of Minutes of Meeting   Mgmt   For   For
Approve Minutes of Meeting   Mgmt   For   For

China Petroleum & Chemical Corp.

 

Meeting Date:    16-Oct-12    Country:    Hong Kong    Security ID:    Y15010104
Record Date:    07-Sep-12    Meeting Type:    Special    Ticker:    00386

 

CUSIP: Y15010104    ISIN: CNE1000002Q2    SEDOL: 6291819

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Connected Transaction with a Related Party   Mgmt   For   Against
Approve Zhong Ke Guangdong Refinery Integration Project   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

China Telecom Corporation Ltd

 

Meeting Date:    16-Oct-12    Country:    Hong Kong    Security ID:    Y1505D102
Record Date:    14-Sep-12    Meeting Type:    Special    Ticker:    00728

 

CUSIP: Y1505D102    ISIN: CNE1000002V2    SEDOL: 6559335

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Acquisition Agreement Between the Company and China Telecommunications Corporation and Related Transactions   Mgmt   For   For
Approve Engineering Framework Agreement and Proposed Annual Caps   Mgmt   For   For
Approve Ancillary Telecommunications Services Framework Agreement and Proposed Annual Caps   Mgmt   For   For
Elect Chen Liangxian as Director and Authorize Board to Fix His Remuneration   Mgmt   For   Against

Elect Shao Chunbao as Supervisor and Authorize Supervisory Committee to Fix His Remuneration   Mgmt   For   For
Elect Hu Jing as Supervisor and Authorize Supervisory Committee to Fix His Remuneration   Mgmt   For   For
Amend Articles Re: Business Scope   Mgmt   For   For
Amend Articles Re: Supervisory Committee Composition   Mgmt   For   For
Authorize Board to Do Such Actions Necessary to Complete the Approval and/or Registration of the Amendmentss to the Articles of Association   Mgmt   For   For

Novatek OAO

 

Meeting Date:    16-Oct-12    Country:    Russia    Security ID:    X5880H100
Record Date:    10-Sep-12    Meeting Type:    Special    Ticker:    NVTK

 

CUSIP: X5880H100    ISIN: RU000A0DKVS5    SEDOL: B59HPK1

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for GDR Holders   Mgmt    
Approve Interim Dividends of RUB 3.00 per Share for First Six Months of Fiscal 2012   Mgmt   For   For
Approve Related-Party Transaction with OAO Sibur Holding Re: Agreement on Purchase of Gas   Mgmt   For   For

China CITIC Bank Corporation Ltd.

 

Meeting Date:    18-Oct-12    Country:    Hong Kong    Security ID:    Y1434M108
Record Date:    17-Sep-12    Meeting Type:    Special    Ticker:    601998

 

CUSIP: Y1434M108    ISIN: CNE1000000R4    SEDOL: B1VXHG9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Zhu Xiaohuang as Executive Director   Mgmt   For   Against
Elect Zhang Xiaowei as Non-Executive Director   Mgmt   For   Against
Elect Gonzalo Toraño Vallina as Non-Executive Director   Mgmt   For   Against
Amend Articles of Association of the Bank   Mgmt   For   For

ENEA S.A.

 

Meeting Date:    22-Oct-12    Country:    Poland    Security ID:    X2232G104
Record Date:    05-Oct-12    Meeting Type:    Special    Ticker:    ENA

 

CUSIP: N/A    ISIN: PLENEA000013    SEDOL: B3F97B2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Meeting Chairman   Mgmt   For   For

Acknowledge Proper Convening of Meeting   Mgmt    
Approve Agenda of Meeting   Mgmt   For   For
Fix Number of Supervisory Board Members   Mgmt   For   For
Elect Supervisory Board Member   Mgmt   For   For
Recall Supervisory Board Member(s)   Mgmt   For   For
Receive Information on Letter from Management Board to Ministry of State Treasury, Relating to Interpellations and Interventions by Jan Cedzynski   Mgmt    
Close Meeting   Mgmt    

Impala Platinum Holdings Ltd

 

Meeting Date:    24-Oct-12    Country:    South Africa    Security ID:    S37840113
Record Date:    01-Oct-12    Meeting Type:    Annual    Ticker:    IMP

 

CUSIP: S37840113    ISIN: ZAE000083648    SEDOL: B1FFT76

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Ordinary Resolutions   Mgmt    
Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2012   Mgmt   For   For
Reappoint PricewaterhouseCoopers Inc as Auditors of the Company   Mgmt   For   For
Elect Hugh Cameron as Chairman of the Audit Committee   Mgmt   For   For
Elect Almorie Maule as Member of the Audit Committee   Mgmt   For   For
Re-elect Babalwa Ngonyama as Member of the Audit Committee   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Elect Almorie Maule as Director   Mgmt   For   For
Re-elect Dr Khotso Mokhele as Director   Mgmt   For   For

Re-elect Thandi Orleyn as Director   Mgmt   For   For
Place Authorised but Unissued Shares under Control of Directors   Mgmt   For   For
Approve Implats Long-Term Incentive Plan 2012   Mgmt   For   For
Special Resolutions   Mgmt    
Authorise Repurchase of Up to Five Percent of Issued Share Capital   Mgmt   For   For
Approve Directors’ Remuneration   Mgmt   For   For
Adopt New Memorandum of Incorporation   Mgmt   For   Against

Bank of China Limited

 

Meeting Date:    25-Oct-12    Country:    Hong Kong    Security ID:    Y0698A107
Record Date:    24-Sep-12    Meeting Type:    Special    Ticker:    03988

 

CUSIP: Y0698A107    ISIN: CNE1000001Z5    SEDOL: B154564

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Remuneration Plan for the Chairman, Executive Directors, Chairman of the Board of Supervisors and Shareholder Representative Supervisors of 2011   Mgmt   For   For
Appoint Ernst & Young Hua Ming as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

China Pacific Insurance (Group) Co., Ltd

 

Meeting Date:    25-Oct-12    Country:    China    Security ID:    Y1505R119
Record Date:    24-Sep-12    Meeting Type:    Special    Ticker:    601601

 

CUSIP: Y1505R119    ISIN: CNE1000008M8    SEDOL: B29WFR2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for Holders of H Shares   Mgmt    
Special Business   Mgmt    
Amend Articles of Association   Mgmt   For   For

Hong Leong Bank Bhd.

 

Meeting Date:    25-Oct-12    Country:    Malaysia    Security ID:    Y36503103
Record Date:    18-Oct-12    Meeting Type:    Annual    Ticker:    HLBANK

 

CUSIP: Y36503103    ISIN: MYL5819OO007    SEDOL: 6436892

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Final Dividend of MYR 0.27 Per Share   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Elect Kwek Leng Hai as Director   Mgmt   For   Against
Elect Yvonne Chia as Director   Mgmt   For   Against
Elect Kwek Leng San as Director   Mgmt   For   Against
Elect Lim Lean See as Director   Mgmt   For   For
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions   Mgmt   For   For

Approve Executive Share Option Scheme (Proposed ESOS)   Mgmt   For   Against
Approve Grant of Options to Yvonne Chia, Group Managing Director and CEO, Under the Proposed ESOS   Mgmt   For   Against

Novolipetsk Steel

 

Meeting Date:    25-Oct-12    Country:    Russia    Security ID:    X58996103
Record Date:    13-Aug-12    Meeting Type:    Special    Ticker:    NLMK

 

CUSIP: X58996103    ISIN: RU0009046452    SEDOL: B59FPC7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for GDR Holders   Mgmt    
Approve Early Termination of Powers of General Director   Mgmt   For   For
Elect General Director (CEO)   Mgmt   For   For

Minera Frisco S.A.B. de C.V.

 

Meeting Date:    26-Oct-12    Country:    Mexico    Security ID:    P6811U102
Record Date:    18-Oct-12    Meeting Type:    Special    Ticker:    MFRISCOA-1

 

CUSIP: N/A    ISIN: MX01MF010000    SEDOL: B3QHKH2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Acquisition of AuRico Gold de Mexico SA de CV   Mgmt   For   For
Present Report on Compliance on Tax Obligations for Fiscal Year 2011   Mgmt   For   For
Designate Delegates to Formalize Resolutions Approved at this Meeting   Mgmt   For   For

Agricultural Bank of China

 

Meeting Date:    29-Oct-12    Country:    Hong Kong    Security ID:    Y00289101
Record Date:    28-Sep-12    Meeting Type:    Special    Ticker:    601288

 

CUSIP: N/A    ISIN: CNE100000RJ0    SEDOL: B620Y41

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Guo Haoda as Executive Director   Mgmt   For   Against
Elect Lou Wenlong as Executive Director   Mgmt   For   Against
Elect Francis Yuen Tin-fan as Independent Non- Executive Director   Mgmt   For   For
Elect Dai Genyou as External Supervisor   Mgmt   For   For
Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company and PricewaterhouseCoopers as Auditors   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For
Approve Issuance of Subordinated Bonds of an Aggregate Principal Amount of Not More Than RMB 50 Billion   Mgmt   For   For

IOI Corporation Berhad

 

Meeting Date:    29-Oct-12    Country:    Malaysia    Security ID:    Y41763106
Record Date:    22-Oct-12    Meeting Type:    Annual    Ticker:    IOICORP

 

CUSIP: Y41763106    ISIN: MYL1961OO001    SEDOL: B1Y3WG1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Lee Yeow Chor as Director   Mgmt   For   Against
Elect Lee Cheng Leang as Director   Mgmt   For   Against
Elect Cheah Tek Kuang as Director   Mgmt   For   For
Elect Lee Shin Cheng as Director   Mgmt   For   Against
Elect Mohd Khalil b Dato’ Hj Mohd Noor as Director   Mgmt   For   For

Approve Remuneration of Directors   Mgmt   For   For
Approve BDO as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Approve Share Repurchase Program   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions   Mgmt   For   For

Sistema JSFC

 

Meeting Date:    01-Nov-12    Country:    Russia    Security ID:    X0020N117
Record Date:    26-Sep-12    Meeting Type:    Special    Ticker:    AFKS

 

CUSIP: X0020N117    ISIN: RU000A0DQZE3    SEDOL: B5B6XH9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for GDR Holders   Mgmt    
Approve Creation of RUB 34.7 Million Authorized Capital   Mgmt   For   For

TMK OAO

 

Meeting Date:    02-Nov-12    Country:    Russia    Security ID:    X6561F108
Record Date:    27-Sep-12    Meeting Type:    Special    Ticker:    TRMK

 

CUSIP: X6561F108    ISIN: RU000A0B6NK6    SEDOL: B590TG4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for GDR/ADR Holders   Mgmt    
Approve Interim Dividends   Mgmt   For   For
Approve New Edition of Regulations on Board of Directors   Mgmt   For   For

Approve Related-Party Transaction Re: Guarantee Agreement with OAO Sberbank of Russia   Mgmt   For   For
Approve Related-Party Transaction Re: Guarantee Agreement with OAO Sberbank of Russia   Mgmt   For   For

Industrial and Commercial Bank of China Limited

 

Meeting Date:    05-Nov-12    Country:    Hong Kong    Security ID:    Y3990B112
Record Date:    28-Sep-12    Meeting Type:    Special    Ticker:    01398

 

CUSIP: Y3990B112    ISIN: CNE1000003G1    SEDOL: B1G1QD8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Business   Mgmt    
Amend Articles of Association   Mgmt   For   For

Ordinary Business   Mgmt    
Approve Capital Planning for 2012-2014   Mgmt   For   For
Appoint KPMG Huazhen as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

CorpBanca

 

Meeting Date:    06-Nov-12    Country:    Chile    Security ID:    P3143K118
Record Date:    29-Oct-12    Meeting Type:    Special    Ticker:    N/A

 

CUSIP: P3143K118    ISIN: CLCORX290014    SEDOL: 2773311

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Cancellation of Unallocated Part of Capital Authorization Approved at EGM Held on Apr. 10, 2012 to Increase Capital   Mgmt   For   For
Authorize Increase in Capital in the Amount of $ 600 Million via Share Issuance; Amend Bylaws to Reflect Changes in Capital   Mgmt   For   For

Approve Registration of Capital Increase Shares in Chilean Superintendency of Banks and Financial Institutions; Adopt All Necessary Agreements to Execute Approved Resolutions   Mgmt   For   For

Sime Darby Bhd.

 

Meeting Date:    08-Nov-12    Country:    Malaysia    Security ID:    Y7962G108
Record Date:    30-Oct-12    Meeting Type:    Annual    Ticker:    SIME

 

CUSIP: Y7962G108    ISIN: MYL4197OO009    SEDOL: B29TTR1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Resolutions   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Approve Final Dividend of MYR 0.25 Per Share   Mgmt   For   For
Approve Remuneration of Non-Executive Directors   Mgmt   For   For
Elect Musa Hitam as Director   Mgmt   For   For
Elect Mohd Zahid Mohd Noordin as Director   Mgmt   For   Against
Elect Tommy Bugo @ Hamid Bugo as Director   Mgmt   For   For
Elect Lim Haw Kuang as Director   Mgmt   For   For
Elect Sreesanthan Eliathamby as Director   Mgmt   For   For
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions   Mgmt   For   For
Special Resolutions   Mgmt    
Amend Memorandum of Association   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

Sime Darby Bhd.

 

Meeting Date:    08-Nov-12    Country:    Malaysia    Security ID:    Y7962G108
Record Date:    30-Oct-12    Meeting Type:    Special    Ticker:    SIME

 

CUSIP: Y7962G108    ISIN: MYL4197OO009    SEDOL: B29TTR1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Performance-Based Employee Share Scheme (Proposed Scheme)   Mgmt   For   Against
Approve Grant of Shares to Mohd Bakke Salleh, President and CEO, Under the Proposed Scheme   Mgmt   For   Against
Approve Grant of Shares to Tania Yusof, an Eligible Employee of the Company, Under the Proposed Scheme   Mgmt   For   Against

Kangwon Land Inc.

 

Meeting Date:    15-Nov-12    Country:    South Korea    Security ID:    Y4581L105
Record Date:    19-Oct-12    Meeting Type:    Special    Ticker:    035250

 

CUSIP: Y4581L105    ISIN: KR7035250000    SEDOL: 6683449

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Three Non-Independent Non-Executive Directors (Bundled)   Mgmt   For   Against

Cencosud S.A.

 

Meeting Date:    20-Nov-12    Country:    Chile    Security ID:    P2205J100
Record Date:    14-Nov-12    Meeting Type:    Special    Ticker:    CENCOSUD

 

CUSIP: P2205J100    ISIN: CL0000000100    SEDOL: B00R3L2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Present Report on Acquisition of Carrefour   Mgmt   For   For
Approve Increase in Capital Up to a Maximum of $ 1.5 Billion or Amount Approved by General Meeting   Mgmt   For   For
Approve Assignment of Portion of Increase in Capital for Compensation Plan of Employee’s of Company and Subsidiaries in Accordance With Article 24 of Law No. 18.046   Mgmt   For   Against
Amend Articles to Reflect Changes in Capital   Mgmt   For   For
Adopt All Agreements that are Necessary to Execute Approved Resolutions   Mgmt   For   For

CNOOC Ltd.

 

Meeting Date:    21-Nov-12    Country:    Hong Kong    Security ID:    Y1662W117
Record Date:    16-Nov-12    Meeting Type:    Special    Ticker:    00883

 

CUSIP: Y1662W117    ISIN: HK0883013259    SEDOL: B00G0S5

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Non-exempt Revised Caps for Relevant Categories of the Continuing Connected Transactions in Respect of 2012 and 2013   Mgmt   For   For

KGHM Polska Miedz S.A.

 

Meeting Date:    21-Nov-12    Country:    Poland    Security ID:    X45213109
Record Date:    05-Nov-12    Meeting Type:    Special    Ticker:    KGH

 

CUSIP: X45213109    ISIN: PLKGHM000017    SEDOL: 5263251

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Meeting Chairman   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt    
Approve Agenda of Meeting   Mgmt   For   For
Appoint Jozef Czyczerski to Supervisory Board as Employee Representative   Mgmt   For   For
Appoint Leszek Hajdacki to Supervisory Board as Employee Representative   Mgmt   For   For
Appoint Boguslaw Szark to Supervisory Board as Employee Representative   Mgmt   For   For
Close Meeting   Mgmt    

WoongJin Coway Co.

 

Meeting Date:    27-Nov-12    Country:    South Korea    Security ID:    Y9694W104
Record Date:    01-Sep-12    Meeting Type:    Special    Ticker:    021240

 

CUSIP: Y9694W104    ISIN: KR7021240007    SEDOL: 6173401

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles of Incorporation - Company Name Change   Mgmt   For   For
Amend Articles of Incorporation - Business Objective Expansion   Mgmt   For   For
Amend Articles of Incorporation - Method of Public Notice   Mgmt   For   For
Amend Articles of Incorporation - Preemptive Right   Mgmt   For   For
Amend Articles of Incorporation - Stock Option   Mgmt   For   For
Amend Articles of Incorporation - Suspension Period of Register of Shareholders and Record Date   Mgmt   For   For
Amend Articles of Incorporation - Notice of Shareholder Meeting   Mgmt   For   For
Amend Articles of Incorporation - Number of Directors   Mgmt   For   For
Amend Articles of Incorporation - Office Term of Directors   Mgmt   For   For

Amend Articles of Incorporation - Quarterly Dividend   Mgmt   For   For
Amend Articles of Incorporation - Supplementary Provision   Mgmt   For   For
Elect Kim Byung-Joo as Non-Independent Non- Executive Director   Mgmt   For   Against
Elect Yoon Jong-Ha as Non-Independent Non- Executive Director   Mgmt   For   Against
Elect Boo Jae-Hoon as Non-Independent Non- Executive Director   Mgmt   For   For
Elect Park Tae-Hyun as Non-Independent Non- Executive Director   Mgmt   For   Against
Elect Choi In-Beom as Outside Director   Mgmt   For   For
Elect Lee Joon-Ho as Outside Director   Mgmt   For   For
Appoint Kim Kyung-Hwan as Internal Auditor   Mgmt   For   For

YTL Corporation Bhd.

 

Meeting Date:    27-Nov-12    Country:    Malaysia    Security ID:    Y98610101
Record Date:    20-Nov-12    Meeting Type:    Annual    Ticker:    YTL

 

CUSIP: Y98610101    ISIN: MYL4677OO000    SEDOL: 6436126

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Francis Yeoh Sock Ping as Director   Mgmt   For   Against
Elect Michael Yeoh Sock Siong as Director   Mgmt   For   Against
Elect Yeoh Soo Keng as Director   Mgmt   For   Against
Elect Faiz Bin Ishak as Director   Mgmt   For   For
Elect Yeoh Tiong Lay as Director   Mgmt   For   Against
Elect Yahya Bin Ismail as Director   Mgmt   For   For

Elect Eu Peng Meng @ Leslie Eu as Director   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Approve Share Repurchase Program   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions   Mgmt   For   For

YTL Power International Bhd.

 

Meeting Date:    27-Nov-12    Country:    Malaysia    Security ID:    Y9861K107
Record Date:    20-Nov-12    Meeting Type:    Annual    Ticker:    YTLPOWR

 

CUSIP: Y9861K107    ISIN: MYL6742OO000    SEDOL: B01GQS6

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Francis Yeoh Sock Ping as Director   Mgmt   For   Against
Elect Aris Bin Osman @ Othman as Director   Mgmt   For   For
Elect Yeoh Soo Min as Director   Mgmt   For   Against
Elect Yeoh Soo Keng as Director   Mgmt   For   Against
Elect Yeoh Tiong Lay as Director   Mgmt   For   Against
Elect Yahya bin Ismail as Director   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Approve Share Repurchase Program   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions   Mgmt   For   For

Grupa Lotos S.A.

 

Meeting Date:    28-Nov-12    Country:    Poland    Security ID:    X32440103
Record Date:    12-Nov-12    Meeting Type:    Special    Ticker:    LTS

 

CUSIP: X32440103    ISIN: PLLOTOS00025    SEDOL: B0B8Z41

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Meeting Chairman   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt    
Approve Agenda of Meeting   Mgmt   For   For
Amend Statute   Mgmt   For   Against
Close Meeting   Mgmt    

Harmony Gold Mining Company Ltd

 

Meeting Date:    28-Nov-12    Country:    South Africa    Security ID:    S34320101
Record Date:    02-Nov-12    Meeting Type:    Annual    Ticker:    HAR

 

CUSIP: S34320101    ISIN: ZAE000015228    SEDOL: 6410562

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Re-elect Fikile De Buck as Director   Mgmt   For   For
Re-elect Simo Lushaba as Director   Mgmt   For   For
Re-elect Modise Motloba as Director   Mgmt   For   For
Re-elect Patrice Motsepe as Director   Mgmt   For   For
Re-elect Fikile De Buck as Member of the Audit Committee   Mgmt   For   For
Re-elect Simo Lushaba as Member of the Audit Committee   Mgmt   For   For
Re-elect Modise Motloba as Member of the Audit Committee   Mgmt   For   For

Re-elect John Wetton as Member of the Audit Committee   Mgmt   For   For
Reappoint PricewaterhouseCoopers Incorporated as Auditors of the Company   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Authorise Directors to Allot and Issue up to 21,578,212 Authorised but Unissued Ordinary Shares   Mgmt   For   For
Amend the Broad-Based Employee Share Ownership Plan (ESOP)   Mgmt   For   For
Approve Remuneration of Non-Executive Directors   Mgmt   For   For
Adopt New Memorandum of Incorporation   Mgmt   For   Against

Kernel Holding S.A.

 

Meeting Date:    30-Nov-12    Country:    Luxembourg    Security ID:    L5829P109
Record Date:    16-Nov-12    Meeting Type:    Annual    Ticker:    KER

 

CUSIP: L5829P109    ISIN: LU0327357389    SEDOL: B28ZQ24

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Approve Nov. 30, 2012 as Date of Annual Meeting 2012   Mgmt   For   For
Accept Consolidated Financial Statements   Mgmt   For   For
Accept Financial Statements   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Discharge of Directors   Mgmt   For   For
Reelect Andrzej Danilczuk and Ton Schurink as Independent Directors   Mgmt   For   For
Elect Sergei Shibaev as New Independent Director   Mgmt   For   For
Approve Remuneration of Independent Directors   Mgmt   For   For
Approve Remuneration of Executive Directors   Mgmt   For   For
Appoint Deloitte as Auditor   Mgmt   For   For

Kernel Holding S.A.

 

Meeting Date:    30-Nov-12    Country:    Luxembourg    Security ID:    L5829P109
Record Date:    16-Nov-12    Meeting Type:    Special    Ticker:    KER

 

CUSIP: L5829P109    ISIN: LU0327357389    SEDOL: B28ZQ24

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 84,706.69   Mgmt   For   For
Amend Articles to Reflect Changes in Capital under Item 1   Mgmt   For   For
Insert Article 15 Re: Corporate Governance   Mgmt   For   For

Change Date of Annual Meeting and Amend Article 14.2 Accordingly   Mgmt   For   For
Renumber of Articles and Cross-References Following Insertion of New Article 15   Mgmt   For   For
Transact Other Business (Non-Voting)   Mgmt    

Rosneft Oil Company OJSC

 

Meeting Date:    30-Nov-12    Country:    Russia    Security ID:    X7394C106
Record Date:    21-Sep-12    Meeting Type:    Special    Ticker:    ROSN

 

CUSIP: X7394C106    ISIN: RU000A0J2Q06    SEDOL: B59SS16

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for GDR Holders   Mgmt    
Approve Allocation of Income for Fiscal 2011   Mgmt   For   For
Approve Additional Dividends of RUB 4.08 per Share for Fiscal 2011   Mgmt   For   For

Approve Early Termination of Powers of Board of Directors   Mgmt   For   Against
Elect Nine Directors via Cumulative Voting   Mgmt    
Elect Matthias Warnig as Director   Mgmt   None   Against
Elect Mikhail Kuzovlev as Director   Mgmt   None   Against
Elect Nikolay Laverov as Director   Mgmt   None   Against
Elect Aleksandr Nekipelov as Director   Mgmt   None   Against
Elect Hans-Joerg Rudloff as Director   Mgmt   None   For
Elect Igor Sechin as Director   Mgmt   None   Against
Elect Sergey Shishin as Director   Mgmt   None   Against
Elect Dmitry Shugayev as Director   Mgmt   None   Against
Elect Ilya Scherbovich as Director   Mgmt   None   Against
Approve Related-Party Transactions   Mgmt    
Approve Related-Party Transaction with OAO Bank VTB Re: Sale/Purchase of Credit Linked Notes   Mgmt   For   For

Approve Related-Party Transaction with OAO Gazprombank Re: Interest Swap   Mgmt   For   For
Approve Related-Party Transaction with OAO Bank VTB Re: Interest Swap   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Cross-Currency Swap   Mgmt   For   For
Approve Related-Party Transaction with OAO Bank VTB Re: Cross-Currency Swap   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Sale/Purchase of Options and Forwards   Mgmt   For   For
Approve Related-Party Transaction with OAO Bank VTB Re: Sale/Purchase of Options and Forwards   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Sale/Purchase of Bonds and Promissory Notes   Mgmt   For   For
Approve Related-Party Transaction with OAO Bank VTB Re: Sale/Purchase of Bonds and Promissory Notes   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Sale/Purchase of Securities   Mgmt   For   For

Approve Related-Party Transaction with OAO Bank VTB Re: Sale/Purchase of Securities   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Sale/Purchase of Credit Linked Notes   Mgmt   For   For
Approve Related-Party Transaction with Russian Commercial Bank (Cyprus) Ltd. Re: Foreign Currency Exchange Agreements   Mgmt   For   For

Sasol Ltd

 

Meeting Date:    30-Nov-12    Country:    South Africa    Security ID:    803866102
Record Date:    05-Nov-12    Meeting Type:    Annual    Ticker:    SOL

 

CUSIP: 803866102    ISIN: ZAE000006896    SEDOL: 6777450

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    

Re-elect Colin Beggs as Director   Mgmt   For   For
Re-elect David Constable as Director   Mgmt   For   For
Re-elect Henk Dijkgraaf as Director   Mgmt   For   For
Re-elect Mandla Gantsho as Director   Mgmt   For   For
Re-elect Imogen Mkhize as Director   Mgmt   For   For
Re-elect Jürgen Schrempp as Director   Mgmt   For   For
Elect Moses Mkhize as Director   Mgmt   For   For
Elect Peter Robertson as Director   Mgmt   For   For
Elect Stephen Westwell as Director   Mgmt   For   For
Reappoint KPMG Inc as Auditors of the Company   Mgmt   For   For
Re-elect Colin Beggs as Member of the Audit Committee   Mgmt   For   For
Re-elect Henk Dijkgraaf as Member of the Audit Committee   Mgmt   For   For
Re-elect Mandla Gantsho as Member of the Audit Committee   Mgmt   For   For
Re-elect Johnson Njeke as Member of the Audit Committee   Mgmt   For   For

Elect Stephen Westwell as Member of the Audit Committee   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration of Non-Executive Directors   Mgmt   For   For
Approve Financial Assistance to Related or Inter-related Company or Corporation, Member, Director or Prescribed Officer and Person Related to Any Such Company or Corporation   Mgmt   For   For
Adopt New Memorandum of Incorporation   Mgmt   For   For
Authorise Repurchase of Up to Ten Percent of Issued Share Capital   Mgmt   For   For
Authorise Repurchase of Issued Share Capital from a Director and/or a Prescribed Officer of the Company   Mgmt   For   For

Gome Electrical Appliances Holdings Ltd

 

Meeting Date:    03-Dec-12    Country:    Hong Kong    Security ID:    G3978C124
Record Date:    30-Nov-12    Meeting Type:    Special    Ticker:    00493

 

CUSIP: G3978C124    ISIN: BMG3978C1249    SEDOL: B01Z8S7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Net Loan Agreement   Mgmt   For   For

Ecopetrol S.A

 

Meeting Date:    06-Dec-12    Country:    Colombia    Security ID:    P3661P101
Record Date:    12-Nov-12    Meeting Type:    Special    Ticker:    N/A

 

CUSIP: N/A    ISIN: COC04PA00016    SEDOL: B2473N4

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Safety Guidelines/Open Meeting   Mgmt    
Open Meeting/Verify Quorum   Mgmt    
Opening Remarks by Chairman of the Board   Mgmt    
Approve Meeting Agenda   Mgmt   For   For
Elect Chairman Meeting   Mgmt   For   For
Elect Committee in Charge of Scrutinizing Elections and Polling   Mgmt   For   For
Elect Committee to Approve Minutes of Meeting   Mgmt   For   For
Elect Director   Mgmt   For   Against

Nine Dragons Paper (Holdings) Ltd.

 

Meeting Date:    06-Dec-12    Country:    Hong Kong    Security ID:    G65318100
Record Date:    03-Dec-12    Meeting Type:    Annual    Ticker:    02689

 

CUSIP: G65318100    ISIN: BMG653181005    SEDOL: B0WC2B8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Zhang Cheng Fei as Director   Mgmt   For   Against
Elect Lau Chun Shun as Director   Mgmt   For   Against
Elect Chung Shui Ming, Timpson as Director   Mgmt   For   Against
Elect Cheng Chi Pang as Director   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to Ten Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

China Coal Energy Company Limited

 

Meeting Date:    11-Dec-12    Country:    Hong Kong    Security ID:    Y1434L100
Record Date:    09-Nov-12    Meeting Type:    Special    Ticker:    01898

 

CUSIP: Y1434L100    ISIN: CNE100000528    SEDOL: B1JNK84

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Provision of Guarantee by a Subsidiary of the Company   Mgmt   For   Against
Amend Articles of Association   Mgmt   For   For

Honam Petrochemical Corporation

 

Meeting Date:    13-Dec-12    Country:    South Korea    Security ID:    Y3280U101
Record Date:    15-Nov-12    Meeting Type:    Special    Ticker:    011170

 

CUSIP: Y3280U101    ISIN: KR7011170008    SEDOL: 6440020

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles of Incorporation   Mgmt   For   For

MMC Corporation Bhd (frmly Malaysia Mining Corp. Bhd)

 

Meeting Date:    14-Dec-12    Country:    Malaysia    Security ID:    Y60574103
Record Date:    10-Dec-12    Meeting Type:    Special    Ticker:    MMCCORP

 

CUSIP: Y60574103    ISIN: MYL2194OO008    SEDOL: 6556648

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Acquisition by Sterling Asia Sdn. Bhd. of the Entire Business of Hicom Power Sdn. Bhd. for a Cash Consideration of MYR 575 Million   Mgmt   For   For

China Minsheng Banking Corp., Ltd.

 

Meeting Date:    17-Dec-12    Country:    China    Security ID:    Y1495M104
Record Date:    16-Nov-12    Meeting Type:    Special    Ticker:    600016

 

CUSIP: Y1495M104    ISIN: CNE0000015Y0    SEDOL: 6310747

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect You Lantian as Independent Non-Executive Director   Mgmt   For   For
Elect Guo Guangchang as a Non-Executive Director   Mgmt   For   Against
Amend Articles of Association   Mgmt   For   For

Korea Electric Power Corp.

 

Meeting Date:    17-Dec-12    Country:    South Korea    Security ID:    Y48406105
Record Date:    26-Nov-12    Meeting Type:    Special    Ticker:    015760

 

CUSIP: Y48406105    ISIN: KR7015760002    SEDOL: 6495730

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
ELECT ONE INSIDE DIRECTOR (CEO) OF TWO NOMINEES   Mgmt    
Elect Moon Ho as Inside Director (CEO)   Mgmt   None   For
Elect Cho Hwan-Ik as Inside Director (CEO)   Mgmt   None   Do Not Vote

Cez A.S.

 

Meeting Date:    18-Dec-12    Country:    Czech Republic    Security ID:    X2337V121
Record Date:    11-Dec-12    Meeting Type:    Special    Ticker:    N/A

 

CUSIP: X2337V121    ISIN: CZ0005112300    SEDOL: 5624030

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Open Meeting; Elect Meeting Chairman and Other Meeting Officials   Mgmt   For   For
Approve Contract of Contribution of Part of Enterprise Power Plant Detmarovice to Subsidiary Elektrarna Detmarovice   Mgmt   For   For
Approve Contracts for Performance of Functions with Supervisory Board Members   Mgmt   For   For
Shareholder Proposals   Mgmt    
Elect Supervisory Board Member   SH   None   Against
Elect Audit Committee Member   SH   None   Against
Management Proposals   Mgmt    
Close Meeting   Mgmt    

Lukoil OAO

 

Meeting Date:    18-Dec-12    Country:    Russia    Security ID:    X5060T106
Record Date:    12-Nov-12    Meeting Type:    Special    Ticker:    N/A

 

CUSIP: X5060T106    ISIN: RU0009024277    SEDOL: B59SNS8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Approve Interim Dividends of RUB 40.00 per Share   Mgmt   For   For
Approve New Edition of Regulations on General Meetings   Mgmt   For   For

Tenaga Nasional Bhd.

 

Meeting Date:    18-Dec-12    Country:    Malaysia    Security ID:    Y85859109
Record Date:    11-Dec-12    Meeting Type:    Annual    Ticker:    TENAGA

 

CUSIP: Y85859109    ISIN: MYL5347OO009    SEDOL: 6904612

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Resolutions   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend of MYR 0.15 Per Share   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Elect Fuad bin Jaafar as Director   Mgmt   For   For
Elect Manaf bin Hashim as Director   Mgmt   For   For
Elect Azman bin Mohd as Director   Mgmt   For   For
Elect Leo Moggie as Director   Mgmt   For   For

Elect Norma binti Yaakob as Director   Mgmt   For   For
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Shares Pursuant to the TNB Employees’ Share Option Scheme II (ESOS II)   Mgmt   For   Against
Approve Grant of Options to Azman Bin Mohd, President and CEO, Pursuant to the ESOS II   Mgmt   For   Against
Approve Share Repurchase Program   Mgmt   For   For
Special Resolution   Mgmt    
Amend Articles of Association   Mgmt   For   For

ENEA S.A.

 

Meeting Date:    19-Dec-12    Country:    Poland    Security ID:    X2232G104
Record Date:    03-Dec-12    Meeting Type:    Special    Ticker:    ENA

 

CUSIP: N/A    ISIN: PLENEA000013    SEDOL: B3F97B2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Meeting Chairman   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt    
Approve Agenda of Meeting   Mgmt   For   For
Approve Sale of Shares of Elektrownie Wodne Sp. z o.o. as Contribution In-kind to ENEA Wytwarzanie S.A.   Mgmt   For   For
Shareholder Proposal: Amend Statute Re: Supervisory Board   SH   None   Against
Shareholder Proposal: Amend Statute Re: Supervisory Board   SH   None   Against
Close Meeting   Mgmt    

Air China Ltd.

 

Meeting Date:    20-Dec-12    Country:    Hong Kong    Security ID:    Y002A6104
Record Date:    20-Nov-12    Meeting Type:    Special    Ticker:    00753

 

CUSIP: Y002A6104    ISIN: CNE1000001S0    SEDOL: B04KNF1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Adopt Shareholders’ Return Plan   Mgmt   For   For
Special Business   Mgmt    
Amend Articles of Association   Mgmt   For   For
Ordinary Business   Mgmt    
Appoint Deloitte Touche Tohmatsu CPA Ltd. as Internal Control Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Connected Transaction with a Related Party   Mgmt   For   Against

Enersis S.A.

 

Meeting Date:    20-Dec-12    Country:    Chile    Security ID:    P37186106
Record Date:    14-Dec-12    Meeting Type:    Special    Ticker:    ENERSIS

 

CUSIP: P37186106    ISIN: CLP371861061    SEDOL: 2299453

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Transaction with Related Party   Mgmt   For   Against
Approve Increase in Capital via Share Issuance   Mgmt   For   Against
Approve Non-Monetary Contributions that May Be Capitalized in Connection with Company’s Capital Increase   Mgmt   For   Against
Authorize Board to Set Issue Price in Connection with Company’s Capital Increase   Mgmt   For   Against
Approve Share Subscription Offer to be Made in the First Instance Within Preemptive Subscription Period and the Remaining Shares not Subscribed Within that Period to be Offered in a Remaining Subscription Period   Mgmt   For   Against

Approve that All Share Subscription Contracts are Subject to Fulfillment of a Conditional Clause   Mgmt   For   Against
Approve Use of Funds Raised from Capital Increase   Mgmt   For   Against
Amend Article 5 and Transitory Article 2 to Reflect Changes in Capital   Mgmt   For   Against
Adopt All Necessary Agreements to Implement Capital Increase   Mgmt   For   Against
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Ratify Third Risk Assessment Company   Mgmt   For   For
Request from Public Company Accounting Oversight Board (PCAOB) to Company’s External Auditors, Ernst & Young   Mgmt    
Receive Special Auditors’ Report Regarding Related-Party Transactions   Mgmt    

Poly Property Group Co., Ltd.

 

Meeting Date:    20-Dec-12    Country:    Hong Kong    Security ID:    Y7064G105
Record Date:       Meeting Type:    Special    Ticker:    00119

 

CUSIP: Y70620102    ISIN: HK0119000674    SEDOL: 6220987

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Renewal of Construction Agreement   Mgmt   For   For
Approve Proposed Annual Caps in Relation to the Construction Fee   Mgmt   For   For

PT Semen Gresik (Persero) Tbk

 

Meeting Date:    20-Dec-12    Country:    Indonesia    Security ID:    Y7142G168
Record Date:    04-Dec-12    Meeting Type:    Special    Ticker:    SMGR

 

CUSIP: Y7142G168    ISIN: ID1000106800    SEDOL: 6795236

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Change Company Name   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

Severstal OAO

 

Meeting Date:    20-Dec-12    Country:    Russia    Security ID:    X7803S106
Record Date:    09-Nov-12    Meeting Type:    Special    Ticker:    CHMF

 

CUSIP: X7803S106    ISIN: RU0009046510    SEDOL: B5B9C59

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for GDR Holders   Mgmt    
Approve Interim Dividends for First Nine Months of Fiscal 2012   Mgmt   For   For

Brilliance China Automotive Holdings Ltd.

 

Meeting Date:    21-Dec-12    Country:    Hong Kong    Security ID:    G1368B102
Record Date:       Meeting Type:    Special    Ticker:    01114

 

CUSIP: G1368B102    ISIN: BMG1368B1028    SEDOL: 6181482

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Revised Caps and the Connected Transactions with a Related Party   Mgmt   For   For
Approve Cross Guarantee Agreement between Shenyang XingYuanDong Automobile Component Co., Ltd. and Huachen Automotive Group Holdings Company Ltd.   Mgmt   For   Against

Celltrion Inc.

 

Meeting Date:    21-Dec-12    Country:    South Korea    Security ID:    Y1242A106
Record Date:    23-Nov-12    Meeting Type:    Special    Ticker:    068270

 

CUSIP: Y1242A106    ISIN: KR7068270008    SEDOL: B0C5YV1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles of Incorporation   Mgmt   For   For

China Unicom (Hong Kong) Ltd

 

Meeting Date:    21-Dec-12    Country:    Hong Kong    Security ID:    Y1519S111
Record Date:    18-Dec-12    Meeting Type:    Special    Ticker:    00762

 

CUSIP: Y1519S111    ISIN: HK0000049939    SEDOL: 6263830

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Transfer Agreement and Related Transactions   Mgmt   For   For

Doosan Co.

 

Meeting Date:    28-Dec-12    Country:    South Korea    Security ID:    Y2100N107
Record Date:    04-Dec-12    Meeting Type:    Special    Ticker:    000150

 

CUSIP: Y2100N107    ISIN: KR7000150003    SEDOL: 6661111

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Spin-Off Agreement   Mgmt   For   For
Elect Kim Joon-Ki as Outside Director   Mgmt   For   For
Elect Member of Audit Committee   Mgmt   For   For

WIPRO Limited

 

Meeting Date:    28-Dec-12    Country:    India    Security ID:    Y96659142
Record Date:    04-Dec-12    Meeting Type:    Special    Ticker:    507685

 

CUSIP: Y96659142    ISIN: INE075A01022    SEDOL: 6206051

Proposal   Proponent   Mgmt Rec   Vote Instruction
Court-Ordered Meeting for ADR Holders   Mgmt    
Approve Scheme of Arrangement   Mgmt   For   For

Sinopharm Group Co., Ltd.

 

Meeting Date:    29-Dec-12    Country:    Hong Kong    Security ID:    Y8008N107
Record Date:    28-Nov-12    Meeting Type:    Special    Ticker:    01099

 

CUSIP: Y8008N107    ISIN: CNE100000FN7    SEDOL: B3ZVDV0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Li Ling as Director and Authorize Board to Fix Her Remuneration   Mgmt   For   For

Novatek OAO

 

Meeting Date:    09-Jan-13    Country:    Russia    Security ID:    X5880H100
Record Date:    07-Dec-12    Meeting Type:    Special    Ticker:    NVTK

 

CUSIP: X5880H100    ISIN: RU000A0DKVS5    SEDOL: B59HPK1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for GDR Holders   Mgmt    
Approve Related-Party Transaction Re: Deed of Indemnity with GPB-Financial Sevices LTD, SIB (Cyprus) Limites   Mgmt   For   For
Approve Related-Party Transaction Re: Gas Supply Agreement with OAO Mosenergo   Mgmt   For   For
Approve Related-Party Transaction with OAO Sibur Holding   Mgmt   For   For
Approve Related-Party Transaction with OAO Sibur Holding   Mgmt   For   For
Approve Related-Party Transaction with OAO Sibur Holding   Mgmt   For   For

Grupo Financiero Banorte S.A.B. de C.V.

 

Meeting Date:    22-Jan-13    Country:    Mexico    Security ID:    P49501201
Record Date:    09-Jan-13    Meeting Type:    Special    Ticker:    GFNORTEO

 

CUSIP: P49501201    ISIN: MXP370711014    SEDOL: 2421041

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Extraordinary Meeting Agenda   Mgmt    
Amend Article 2 of Bylaws   Mgmt   For   For
Approve Modifications of Shared Responsibility Agreement   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Approve Minutes of Meeting   Mgmt   For   For

Grupo Financiero Banorte S.A.B. de C.V.

 

Meeting Date:    22-Jan-13    Country:    Mexico    Security ID:    P49501201
Record Date:    09-Jan-13    Meeting Type:    Special    Ticker:    GFNORTEO

 

CUSIP: P49501201    ISIN: MXP370711014    SEDOL: 2421041

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Meeting Agenda   Mgmt    
Approve Cash Dividends of MXN 0.549 Per Share   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Approve Minutes of Meeting   Mgmt   For   For

Dongfeng Motor Group Company Ltd

 

Meeting Date:    23-Jan-13    Country:    Hong Kong    Security ID:    Y21042109
Record Date:    21-Dec-12    Meeting Type:    Special    Ticker:    00489

 

CUSIP: Y21042109    ISIN: CNE100000312    SEDOL: B0PH5N3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Ma Zhigeng as Director and Accept Resignation of Zhou Wenjie as Director   Mgmt   For   For
Approve Issue of Ultra Short-Term Financing Bonds   Mgmt   For   Against

Empresas CMPC SA

 

Meeting Date:    24-Jan-13    Country:    Chile    Security ID:    P3712V107
Record Date:    18-Jan-13    Meeting Type:    Special    Ticker:    CMPC

 

CUSIP: P3712V107    ISIN: CL0000001314    SEDOL: 2196015

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Increase in Capital Up to a Maximum of $ 750 Million   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Celltrion Inc.

 

Meeting Date:    29-Jan-13    Country:    South Korea    Security ID:    Y1242A106
Record Date:    31-Dec-12    Meeting Type:    Special    Ticker:    068270

 

CUSIP: Y1242A106    ISIN: KR7068270008    SEDOL: B0C5YV1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Reverse Stock Split   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For

MMC Norilsk Nickel

 

Meeting Date:    29-Jan-13    Country:    Russia    Security ID:    X40407102
Record Date:    24-Dec-12    Meeting Type:    Special    Ticker:    GMKN

 

CUSIP: X40407102    ISIN: RU0007288411    SEDOL: B5B1TX2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Approve Reduction in Share Capital via Share Cancellation   Mgmt   For   For
Amend Charter   Mgmt   For   For

Angang Steel Company Limited

 

Meeting Date:    30-Jan-13    Country:    Hong Kong    Security ID:    Y0132D105
Record Date:    31-Dec-12    Meeting Type:    Special    Ticker:    00347

 

CUSIP: Y0132D105    ISIN: CNE1000001V4    SEDOL: 6015644

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Assets Exchange Agreement and Related Transactions   Mgmt   For   For
Approve Share Transfer Agreement and Related Transactions   Mgmt   For   For
Approve Entrustment Agreement, Related Transactions, and the Proposed Annual Monetary Caps   Mgmt   For   For
Amend Articles of Association of the Company   Mgmt   For   For

China Coal Energy Company Limited

 

Meeting Date:    01-Feb-13    Country:    Hong Kong    Security ID:    Y1434L100
Record Date:    31-Dec-12    Meeting Type:    Special    Ticker:    01898

 

CUSIP: Y1434L100    ISIN: CNE100000528    SEDOL: B1JNK84

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Li Yanjiang as Non-Executive Director and Authorize the Remuneration Committee to Determine His Remuneration   Mgmt   For   Against
Elect Zhou Qinye as Independent Non-Executive Director and Authorize the Remuneration Committee to Determine His Remuneration   Mgmt   For   For

Ping An Insurance (Group) Co. of China, Ltd.

 

Meeting Date:    05-Feb-13    Country:    Hong Kong    Security ID:    Y69790106
Record Date:    04-Jan-13    Meeting Type:    Special    Ticker:    02318

 

CUSIP: Y69790106    ISIN: CNE1000003X6    SEDOL: B01FLR7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Business   Mgmt    
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Approve Extension of Validity Period of the Resolution in Relation to the Public Issuance of A Share Convertible Corporate Bonds   Mgmt   For   For

Sappi Ltd

 

Meeting Date:    06-Feb-13    Country:    South Africa    Security ID:    S73544108
Record Date:    24-Dec-12    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: S73544108    ISIN: ZAE000006284    SEDOL: 6777007

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Ordinary Resolutions   Mgmt    
Accept Financial Statements and Statutory Reports for the Year Ended September 2012   Mgmt   For   For
Elect Stephen Binnie as Director   Mgmt   For   For
Re-elect Dr Danie Cronje as Director   Mgmt   For   For
Re-elect Valli Moosa as Director   Mgmt   For   For
Re-elect Karen Osar as Director   Mgmt   For   For
Re-lect Dr Rudolf Thummer as Director   Mgmt   For   For
Re-elect Dr Len Konar as Chairman of the Audit Committee   Mgmt   For   For
Re-elect Frits Beurskens as Member of the Audit Committee   Mgmt   For   For
Re-elect Mike Fallon as Member of the Audit Committee   Mgmt   For   For

Re-elect Nkateko Mageza as Member of the Audit Committee   Mgmt   For   For
Re-elect Karen Osar as Member of the Audit Committee   Mgmt   For   For
Reappoint Deloitte & Touche as Auditors of the Company with Roy Campbell as the Designated Registered Auditor   Mgmt   For   For
Place Authorised but Unissued Shares under Control of Directors for the Purpose of The Sappi Limited Performance Share Incentive Trust   Mgmt   For   For
Authorise Any Subsidiary to Sell and to Transfer to The Sappi Limited Share Incentive Trust and The Sappi Limited Performance Share Incentive Trust Such Shares as May be Required for the Purposes of the Schemes   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Special Resolutions   Mgmt    
Approve Increase in Non-Executive Directors’ Fees   Mgmt   For   For
Approve Financial Assistance to Related or Inter-related Companies   Mgmt   For   For

Adopt New Memorandum of Incorporation   Mgmt   For   For
Continuation of Ordinary Resolutions   Mgmt    
Authorise Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Orascom Construction Industries Co

 

Meeting Date:    13-Feb-13    Country:    Egypt    Security ID:    M7525D108
Record Date:       Meeting Type:    Annual    Ticker:    OCIC

 

CUSIP: M7525D108    ISIN: EGS65901C018    SEDOL: B03BN88

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Related Party Transactions with Sawiris Family and Abraaj Capital   Mgmt   For   For
Approve Related Party Transactions between OCI N.V. and Orascom Construction Industries   Mgmt   For   For

Orascom Construction Industries Co

 

Meeting Date:    13-Feb-13    Country:    Egypt    Security ID:    M7525D108
Record Date:       Meeting Type:    Special    Ticker:    OCIC

 

CUSIP: M7525D108    ISIN: EGS65901C018    SEDOL: B03BN88

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Acknowledge Offer of OCI N.V. To Acquire All Outstanding Shares in OCI S.A.E.   Mgmt   For   For
Acknowledge The Impact of the Offer on GDR Listed on London Stock Exchange And Level 1 Over-The-Counter ADR Listed on The Nasdaq   Mgmt   For   For
Acknowledge The Progress of the Ongoing Demerger of the Construction Business from the Fertilizer Business   Mgmt   For   For
Employee Stock Option Plan in the Event of Completion of the Offer   Mgmt   For   For

Mobile Telesystems OJSC

 

Meeting Date:    14-Feb-13    Country:    Russia    Security ID:    X5430T109
Record Date:    19-Nov-12    Meeting Type:    Special    Ticker:    MTSS

 

CUSIP: X5430T109    ISIN: RU0007775219    SEDOL: B59FPS3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Approve Meeting Procedures   Mgmt   For   For
Approve Early Termination of Powers of Board of Directors   Mgmt   For   For
Elect Nine Directors by Cumulative Voting   Mgmt    
Elect Anton Abugov as Director   Mgmt   None   Against
Elect Aleksey Buyanov as Director   Mgmt   None   Against

Elect Aleksandr Gorbunov as Director   Mgmt   None   Against
Elect Andrey Dubovskov as Director   Mgmt   None   Against
Elect Ron Sommer as Director   Mgmt   None   Against
Elect Michel Combes as Director   Mgmt   None   For
Elect Stanley Miller as Director   Mgmt   None   For
Elect Vsevolod Rozanov as Director   Mgmt   None   Against
Elect Thomas Holtrop as Director   Mgmt   None   For
Approve Early Termination of Powers of Audit Commission   Mgmt   For   For
Elect Three Members of Audit Commission   Mgmt    
Elect Irina Borysenkova as Member of Audit Commission   Mgmt   For   For
Elect Maksim Mamonov as Member of Audit Commission   Mgmt   For   For
Elect Aleksandr Obermeister as Member of Audit Commission   Mgmt   For   For
Approve Company’s Membership in Association National Payment Council   Mgmt   For   For

China Life Insurance Co. Limited

 

Meeting Date:    19-Feb-13    Country:    Hong Kong    Security ID:    Y1477R204
Record Date:    18-Jan-13    Meeting Type:    Special    Ticker:    02628

 

CUSIP: Y1477R204    ISIN: CNE1000002L3    SEDOL: 6718976

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend Articles of Association of the Company   Mgmt   For   For
Amend Procedural Rules for the Board of Directors Meetings   Mgmt   For   For

Kuala Lumpur Kepong Bhd.

 

Meeting Date:    20-Feb-13    Country:    Malaysia    Security ID:    Y47153104
Record Date:    13-Feb-13    Meeting Type:    Annual    Ticker:    KLK

 

CUSIP: Y47153104    ISIN: MYL2445OO004    SEDOL: 6497446

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Final Dividend of MYR 0.50 Per Share   Mgmt   For   For
Elect Lee Oi Hian as Director   Mgmt   For   For
Elect Kwok Kian Hai as Director   Mgmt   For   For
Elect Thong Yaw Hong as Director   Mgmt   For   For
Elect R. M. Alias as Director   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Share Repurchase Program   Mgmt   For   For

Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

China Communications Construction Company Ltd.

 

Meeting Date:    21-Feb-13    Country:    China    Security ID:    Y14369105
Record Date:    21-Jan-13    Meeting Type:    Special    Ticker:    01800

 

CUSIP: Y14369105    ISIN: CNE1000002F5    SEDOL: B1JKTQ6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Business   Mgmt    
Approve Issuance of Super Short-Term Debentures   Mgmt   For   For
Ordinary Business   Mgmt    
Approve Proposed Change of Registered Capital of CCCC Finance Company Limited   SH   For   Against

CIMB Group Holdings Bhd

 

Meeting Date:    25-Feb-13    Country:    Malaysia    Security ID:    Y1636J101
Record Date:    19-Feb-13    Meeting Type:    Special    Ticker:    CIMB

 

CUSIP: Y1636J101    ISIN: MYL1023OO000    SEDOL: 6075745

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Dividend Reinvestment Scheme   Mgmt   For   For

KT&G Corp.

 

Meeting Date:    28-Feb-13    Country:    South Korea    Security ID:    Y49904108
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    033780

 

CUSIP: Y49904108    ISIN: KR7033780008    SEDOL: 6175076

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,200 per Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Reelect Min Young-Jin as Inside Director   Mgmt   For   For
Reelect Two Outside Directors (Bundled)   Mgmt   For   For
Reelect Cho Kyu-Ha as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

PT Bank Rakyat Indonesia (Persero) Tbk

 

Meeting Date:    28-Feb-13    Country:    Indonesia    Security ID:    Y0697U112
Record Date:    12-Feb-13    Meeting Type:    Annual    Ticker:    BBRI

 

CUSIP: Y0697U104    ISIN: ID1000118201    SEDOL: 6709099

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Annual Report, Financial Statements, and Commissioners’ Report   Mgmt   For   For
Approve Annual Report and Financial Statements of the Partnership and Community Development Program   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Remuneration of Directors and Commissioners   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Implementation of Minister of State-Owned Enterprises Regulations   Mgmt   For   For

Coca-Cola FEMSA SAB de CV

 

Meeting Date:    05-Mar-13    Country:    Mexico    Security ID:    P2861Y136
Record Date:    25-Feb-13    Meeting Type:    Annual    Ticker:    KOFL

 

CUSIP: P2861Y136    ISIN: MXP2861W1067    SEDOL: 2141899

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Class A and D Shares Have Voting Rights on All Items; Class L Shares Only Have Voting Rights on Item 5   Mgmt    
Approve Report of CEO, Directors Opinion on CEO Report; Approve Audit and Corporate Practices Committee Report; and Present Financial Statements in Accordance With Article 172 of Corporate Law   Mgmt   For   For
Accept Report on Adherence to Fiscal Obligations   Mgmt   For   For
Approve Allocation of Income and Cash Dividends   Mgmt   For   For
Set Maximum Nominal Amount of Share Repurchase Reserve   Mgmt   For   For

Elect Directors and Secretaries; Verify Director’s Independence Classification as Per Mexican Securities Law; Approve Their Respective Remuneration   Mgmt   For   Against
Elect Members of Financing and Planning Committee, Audit Committee and Corporate Practices Committee; Elect Chairman of Committees and Fix their Respective Remuneration   Mgmt   For   Against
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Approve Minutes of Meeting   Mgmt   For   For

CorpBanca

 

Meeting Date:    07-Mar-13    Country:    Chile    Security ID:    P3143K118
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: P3143K118    ISIN: CLCORX290014    SEDOL: 2773311

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Annual Report, Financial Statements, and Audit Report and Notes for Fiscal Year 2012   Mgmt   For   For
Elect External Auditors for Fiscal Year 2013   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Directors   Mgmt   For   For
Receive Special Auditors’ Report Regarding Related-Party Transactions   Mgmt    
Approve Allocation of 50 Percent of Net Income of CLP 60.04 Billion in Dividend Form   Mgmt   For   For
Fix and Approve Company’s Future Dividend Policy Which Will Allocate at Least 50 Percent of Net Income   Mgmt   For   For
Approve Remuneration, and Budget of Director-Audit Committee; Receive Activity Reports of Director-Audit Committee   Mgmt   For   For
Designate Newspaper to Publish Meeting Announcements   Mgmt   For   For

LG Display Co.

 

Meeting Date:    08-Mar-13    Country:    South Korea    Security ID:    Y5255T100
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    034220

 

CUSIP: Y5255T100    ISIN: KR7034220004    SEDOL: B01VZN9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements and Allocation of Income   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   Against
Reelect Ahn Tae-Sik as Outside Director   Mgmt   For   For
Elect Park Joon as Outside Director   Mgmt   For   For
Reelect Ahn Tae-Sik as Member of Audit Committee   Mgmt   For   For
Elect Park Joon as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

AngloGold Ashanti Ltd

 

Meeting Date:    11-Mar-13    Country:    South Africa    Security ID:    S04255196
Record Date:    15-Feb-13    Meeting Type:    Special    Ticker:    ANG

 

CUSIP: S04255196    ISIN: ZAE000043485    SEDOL: 6565655

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Amend Long Term Incentive Plan 2005   Mgmt   For   For
Amend Bonus Share Plan 2005   Mgmt   For   For
Authorise Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

MMC Norilsk Nickel

 

Meeting Date:    11-Mar-13    Country:    Russia    Security ID:    X40407102
Record Date:    24-Dec-12    Meeting Type:    Special    Ticker:    GMKN

 

CUSIP: X40407102    ISIN: RU0007288411    SEDOL: B5B1TX2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Approve Early Termination of Powers of Board of Directors   Mgmt   For   For
Elect 13 Directors by Cumulative Voting   Mgmt    
Elect Enos Ned Banda as Director   Mgmt   None   For
Elect Sergey Barbashev as Director   Mgmt   None   Against
Elect Aleksey Bashkirov as Director   Mgmt   None   Against
Elect Sergey Bratukhin as Director   Mgmt   None   Against

Elect Andrey Bugrov as Director   Mgmt   None   Against
Elect Andrey Varichev as Director   Mgmt   None   Against
Elect Marianna Zakharova as Director   Mgmt   None   Against
Elect Valery Matvienko as Director   Mgmt   None   Against
Elect Stalbek Mishakov as Director   Mgmt   None   Against
Elect Garreth Penny as Director   Mgmt   None   For
Elect Gerhard Prinsloo as Director   Mgmt   None   For
Elect Maxim Sokov as Director   Mgmt   None   Against
Elect Vladislav Solovyev as Director   Mgmt   None   Against
Elect Sergey Chemezov as Director   Mgmt   None   Against

Wal-Mart de Mexico SAB de CV

 

Meeting Date:    14-Mar-13    Country:    Mexico    Security ID:    P98180105
Record Date:    06-Mar-13    Meeting Type:    Special    Ticker:    WALMEXV

 

CUSIP: P98180105    ISIN: MXP810081010    SEDOL: B02YZ04

Proposal   Proponent   Mgmt Rec   Vote Instruction
Consolidate Bylaws   Mgmt   For   Against
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   Against

Wal-Mart de Mexico SAB de CV

 

Meeting Date:    14-Mar-13    Country:    Mexico    Security ID:    P98180105
Record Date:    06-Mar-13    Meeting Type:    Annual    Ticker:    WALMEXV

 

CUSIP: P98180105    ISIN: MXP810081010    SEDOL: B02YZ04

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Board of Directors Report   Mgmt   For   For
Accept CEO’s Report   Mgmt   For   For
Accept Report of Audit and Corporate Governance Committees   Mgmt   For   For
Approve Financial Statements for Fiscal Year 2012   Mgmt   For   For
Approve Allocation of Income for Fiscal Year 2012   Mgmt   For   For
Approve Ordinary Dividend of MXN 0.46 Per Share and Extraordinary Dividends of MXN 0.29 and MXN 0.17 per Share   Mgmt   For   For
Accept Report on Share Repurchase Reserves and Authorize Repurchase of MXN 5 Billion of Shares   Mgmt   For   For
Approve to Cancel Company Treasury Shares   Mgmt   For   For
Accept Report on Adherence to Fiscal Obligations   Mgmt   For   For
Accept Report Re: Employee Stock Purchase Plan   Mgmt   For   For
Accept Report Re: Wal-Mart de Mexico Foundation   Mgmt   For   For

Ratify Board of Directors’ Actions for Fiscal Year 2012   Mgmt   For   For
Elect or Ratify Directors   Mgmt   For   Against
Elect Chairmen of Audit and Corporate Governance Committees   Mgmt   For   For
Approve Remuneration of Directors and Officials   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Cementos Argos SA

 

Meeting Date:    15-Mar-13    Country:    Colombia    Security ID:    P2216Y104
Record Date:       Meeting Type:    Annual    Ticker:    CEMARGOS

 

CUSIP: N/A    ISIN: COD38PA00046    SEDOL: B89Z692

Proposal   Proponent   Mgmt Rec   Vote Instruction
Verify Quorum   Mgmt    
Approve Meeting Agenda   Mgmt   For   For
Elect Meeting Approval Committee   Mgmt   For   For
Present Board of Directors’ and President’s Report   Mgmt   For   For
Present Financial Statements   Mgmt   For   For
Present Auditor’s Report   Mgmt   For   For
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Amend Bylaws   Mgmt   For   Against
Authorize Issuance of Preferential Shares without Voting Rights   Mgmt   For   Against
Approve Allocation of Income   Mgmt   For   For
Report on International Financial Standards   Mgmt   For   For
Appoint Auditors and Fix Their Remuneration   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Other Business (Voting)   Mgmt   For   Abstain

Cheil Industries Inc.

 

Meeting Date:    15-Mar-13    Country:    South Korea    Security ID:    Y1296J102
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    001300

 

CUSIP: Y1296J102    ISIN: KR7001300003    SEDOL: 6189538

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 750 per Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Elect Yoon Ju-Hwa as Inside Director   Mgmt   For   For
Reelect Hong Seok-Joo as Outside Director   Mgmt   For   For
Elect Kim Jae-Hee as Outside Director   Mgmt   For   For
Reelect Hong Seok-Joo as Member of Audit Committee   Mgmt   For   For

Elect Kim Jae-Hee as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

E-MART Co. Ltd.

 

Meeting Date:    15-Mar-13    Country:    South Korea    Security ID:    Y228A3102
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    139480

 

CUSIP: N/A    ISIN: KR7139480008    SEDOL: B682TF7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Appropriation of Income, and Dividend of KRW 1,500 per Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Elect Two Inside Directors and Four Outside Directors (Bundled)   Mgmt   For   For

Reelect Three Outside Directors as Members of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Fomento Economico Mexicano SAB de CV (FEMSA)

 

Meeting Date:    15-Mar-13    Country:    Mexico    Security ID:    P4182H115
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    FEMSAUBD

 

CUSIP: P4182H115    ISIN: MXP320321310    SEDOL: 2242059

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting is for Class B Shareholders   Mgmt    
Accept Report of Board of Directors on Financial Statements and Statutory Reports for Fiscal Year 2012, Receive CEO’s Report and Audit and Corporate Practices Committees Chairmen Report   Mgmt   For   For

Accept Report on Adherence to Fiscal Obligations   Mgmt   For   For
Approve Allocation of Income and Distribution of Cash Dividends   Mgmt   For   For
Set Aggregate Nominal Share Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion   Mgmt   For   For
Elect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration   Mgmt   For   Against
Elect Members and Chairmen of Finance and Planning Committee, Audit Committee and Corporate Practices Committee; Approve Their Remuneration   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Approve Minutes of Meeting   Mgmt   For   For

Hana Financial Group Inc.

 

Meeting Date:    15-Mar-13    Country:    South Korea    Security ID:    Y29975102
Record Date:    15-Feb-13    Meeting Type:    Special    Ticker:    086790

 

CUSIP: Y29975102    ISIN: KR7086790003    SEDOL: B0RNRF5

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Stock Swap with Korea Exchange Bank   Mgmt   For   For

Hyundai Engineering & Construction Co Ltd.

 

Meeting Date:    15-Mar-13    Country:    South Korea    Security ID:    Y38382100
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    000720

 

CUSIP: Y38382100    ISIN: KR7000720003    SEDOL: 6450988

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Common Share and KRW 550 per Preferred Share   Mgmt   For   For

Reelect Four Outside Directors (Bundled)   Mgmt   For   For

 

Reelect Four Members of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Hyundai Mobis Co.

 

Meeting Date:    15-Mar-13    Country:    South Korea    Security ID:    Y3849A109
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    012330

 

CUSIP: Y3849A109    ISIN: KR7012330007    SEDOL: 6449544

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,900 per Common Share and KRW 1,950 per Preferred Share   Mgmt   For   For

Reelect Two Inside Directors and One Outside Director (Bundled)   Mgmt   For   For
Reelect Park Chan-Wook as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Hyundai Motor Co.

 

Meeting Date:    15-Mar-13    Country:    South Korea    Security ID:    Y38472109
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    005380

 

CUSIP: Y38472109    ISIN: KR7005380001    SEDOL: 6451055

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,900 per Common Share, KRW 1,950 per Preferred Share 1, KRW 2,000 per Preferred Share 2, and KRW 1,950 per Preferred Share 3   Mgmt   For   For

Reelect Two Inside Directors and Two Outside Directors (Bundled)   Mgmt   For   For
Reelect Nam Sung-Il as Member of Audit Committee   Mgmt   For   For
Amend Articles of Incorporation - Business Objectives   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Hyundai Steel Co.

 

Meeting Date:    15-Mar-13    Country:    South Korea    Security ID:    Y38383108
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    004020

 

CUSIP: Y38383108    ISIN: KR7004020004    SEDOL: 6461850

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Elect Two Inside Directors and Two Outside Directors (Bundled)   Mgmt   For   For
Elect Two Members of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Korea Exchange Bank

 

Meeting Date:    15-Mar-13    Country:    South Korea    Security ID:    Y48585106
Record Date:    15-Feb-13    Meeting Type:    Special    Ticker:    004940

 

CUSIP: Y48585106    ISIN: KR7004940003    SEDOL: 6495042

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Stock Swap with Hana Financial Group Inc.   Mgmt   For   Against

LG Chem Ltd.

 

Meeting Date:    15-Mar-13    Country:    South Korea    Security ID:    Y52758102
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    051910

 

CUSIP: Y52758102    ISIN: KR7051910008    SEDOL: 6346913

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 4,000 per Common Share and 4,050 per Preferred Share   Mgmt   For   For
Reelect Three Outside Directors (Bundled)   Mgmt   For   For

Reelect Two Members of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

LG Electronics Inc.

 

Meeting Date:    15-Mar-13    Country:    South Korea    Security ID:    Y5275H177
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    066570

 

CUSIP: Y5275H177    ISIN: KR7066570003    SEDOL: 6520739

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 200 per Common Share and KRW 250 per Preferred Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Elect Two Outside Directors (Bundled)   Mgmt   For   For

Elect Lee Chang-Woo as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

LG Household & Health Care Ltd.

 

Meeting Date:    15-Mar-13    Country:    South Korea    Security ID:    Y5275R100
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    051900

 

CUSIP: Y5275R100    ISIN: KR7051900009    SEDOL: 6344456

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,750 per Common Share and KRW 3,800 per Preferred Share   Mgmt   For   For
Reelect Cha Suk-Yong as Inside Director   Mgmt   For   Against

Reelect Kim Joo-Hyung as Non-Executive Non-Independent Director   Mgmt   For   For
Elect Han Sang-Lin as Outside Director   Mgmt   For   For
Elect Hwang Ee-suk as Outside Director   Mgmt   For   For
Elect Hwang Ee-suk as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

LG Uplus Corp.

 

Meeting Date:    15-Mar-13    Country:    South Korea    Security ID:    Y5276R125
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    032640

 

CUSIP: Y5276R125    ISIN: KR7032640005    SEDOL: 6290902

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements and Allocation of Income   Mgmt   For   For
Elect One Inside Director, One Non-Independent Non-Executive and Two Outside Directors (Bundled)   Mgmt  

For

   For
Reelect Jeon Sung-Bin as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Neo Holdings Co. Ltd.

 

Meeting Date:    15-Mar-13    Country:    South Korea    Security ID:    Y6S45X104
Record Date:    31-Jan-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N/A    ISIN: N/A    SEDOL: N/A

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements and Allocation of Income   Mgmt   For   Against
Approve Reduction in Capital   Mgmt   For   For

Samsung C&T Corp.

 

Meeting Date:    15-Mar-13    Country:    South Korea    Security ID:    Y7470R109
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    000830

 

CUSIP: Y7470R109    ISIN: KR7000830000    SEDOL: 6771601

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Common Share and KRW 550 per Preferred Share   Mgmt   For   For
Reelect Jung Yeon-Joo as Inside Director   Mgmt   For   Against
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Samsung Card Co.

 

Meeting Date:    15-Mar-13    Country:    South Korea    Security ID:    Y7T70U105
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    029780

 

CUSIP: Y7T70U105    ISIN: KR7029780004    SEDOL: B1WQQ48

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 700 per Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Samsung Electro-Mechanics Co.

 

Meeting Date:    15-Mar-13    Country:    South Korea    Security ID:    Y7470U102
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    009150

 

CUSIP: Y7470U102    ISIN: KR7009150004    SEDOL: 6771689

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Common Share and KRW 1,050 per Preferred Share   Mgmt   For   For
Elect Lee Seung-Jae as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Samsung Electronics Co. Ltd.

 

Meeting Date:    15-Mar-13    Country:    South Korea    Security ID:    Y74718100
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    005930

 

CUSIP: Y74718100    ISIN: KR7005930003    SEDOL: 6771720

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share   Mgmt   For   For
Reelect Lee In-Ho as Outside Director   Mgmt   For   For
Elect Song Gwang-Soo as Outside Director   Mgmt   For   For
Elect Kim Eun-Mee as Outside Director   Mgmt   For   For
Elect Yoon Boo-Keun as Inside Director   Mgmt   For   For
Elect Shin Jong-Kyun as Inside Director   Mgmt   For   For
Elect Lee Sang-Hoon as Inside Director   Mgmt   For   For
Reelect Lee In-Ho as Member of Audit Committee   Mgmt   For   For

Elect Song Gwang-Soo as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Samsung Engineering Co. Ltd.

 

Meeting Date:    15-Mar-13    Country:    South Korea    Security ID:    Y7472L100
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    028050

 

CUSIP: Y7472L100    ISIN: KR7028050003    SEDOL: 6765239

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,000 per Share   Mgmt   For   For
Elect Two Inside Directors and Two Outside Directors (Bundled)   Mgmt   For   For

Elect Two Members of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Samsung Heavy Industries Co. Ltd.

 

Meeting Date:    15-Mar-13    Country:    South Korea    Security ID:    Y7474M106
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    010140

 

CUSIP: Y7474M106    ISIN: KR7010140002    SEDOL: 6772217

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Common Share and KRW 550 per Preferred Share   Mgmt   For   For
Elect Three Inside Directors and One Outside Director (Bundled)   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Samsung SDI Co.

 

Meeting Date:    15-Mar-13    Country:    South Korea    Security ID:    Y74866107
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    006400

 

CUSIP: Y74866107    ISIN: KR7006400006    SEDOL: 6771645

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Appropriation of Income, and Dividend of KRW 1,500 per Common Share and KRW 1,550 per Preferred Share   Mgmt   For   For
Elect Kim Young-Sik as Inside Director   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Public Bank Berhad

 

Meeting Date:    18-Mar-13    Country:    Malaysia    Security ID:    Y71497104
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    PBBANK

 

CUSIP: Y71497104    ISIN: MYL1295OO004    SEDOL: B012W42

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Resolutions   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Elect Abdul Aziz bin Dato’ Dr. Omar as Director   Mgmt   For   For
Elect Lai Wai Keen as Director   Mgmt   For   For
Elect Teh Hong Piow as Director   Mgmt   For   For
Elect Thong Yaw Hong as Director   Mgmt   For   For
Elect Tay Ah Lek as Director   Mgmt   For   For

Elect Lee Kong Lam as Director   Mgmt   For   For
Elect Yeoh Chin Kee as Director   Mgmt   For   For
Elect Lai Wan as Director   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Special Resolution   Mgmt    
Adopt New Articles of Association   Mgmt   For   For

Almacenes Exito S.A.

 

Meeting Date:    19-Mar-13    Country:    Colombia    Security ID:    P3782F107
Record Date:       Meeting Type:    Annual    Ticker:    EXITO

 

CUSIP: N/A    ISIN: COG31PA00010    SEDOL: 2051181

Proposal   Proponent   Mgmt Rec   Vote Instruction
Verify Quorum   Mgmt    
Approve Meeting Agenda   Mgmt   For   For
Elect Meeting Approval Committee   Mgmt   For   For
Accept Board and Chairman’s Report   Mgmt   For   For
Present Individual and Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Present Auditor’s Report   Mgmt   For   For
Approve Management Report, Financial Statements and Statutory Reports   Mgmt   For   For
Approve Plan to Implement NIIF as per Law 2784   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Donations   Mgmt   For   Against
Other Business   Mgmt   For   Abstain

Isagen S.A. E.S.P.

 

Meeting Date:    19-Mar-13    Country:    Colombia    Security ID:    P5892H105
Record Date:       Meeting Type:    Annual    Ticker:    ISAGEN

 

CUSIP: N/A    ISIN: COE16PA00016    SEDOL: B1QY745

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Verify Quorum   Mgmt    
Elect Chairman and Secretary of Meeting   Mgmt   For   For
Approve Minutes of Previous Meeting   Mgmt   For   For
Elect Meeting Approval Committee   Mgmt   For   For
Message from the Minister of Mining and Energy   Mgmt    
Message from the President of the Board of Directors; Accept President’s Report   Mgmt    
Approve Management Report   Mgmt   For   For
Accept Report from Representative of Minority Shareholders   Mgmt   For   For

Accept Financial Statements   Mgmt   For   For
Accept Auditor’s Report   Mgmt   For   For
Approve Financial Statements   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Amend Bylaws and Regulations on General Meetings   Mgmt   For   Against
Elect Directors   Mgmt   For   Against
Elect Auditors   Mgmt   For   For
Other Business   Mgmt   For   Abstain

Industrial and Commercial Bank of China Limited

 

Meeting Date:    20-Mar-13    Country:    Hong Kong    Security ID:    Y3990B112
Record Date:    15-Feb-13    Meeting Type:    Special    Ticker:    01398

 

CUSIP: Y3990B112    ISIN: CNE1000003G1    SEDOL: B1G1QD8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Malcolm Christopher McCarthy as Independent Non-Executive Director   Mgmt   For   For
Elect Kenneth Patrick Chung as Independent Non- Executive Director   Mgmt   For   For
Approve 2013 Fixed Assets Investment Budget   Mgmt   For   For
Approve Issue of Eligible Tier-2 Capital Instruments   Mgmt   For   For

CEMEX SAB de CV

 

Meeting Date:    21-Mar-13    Country:    Mexico    Security ID:    P2253T133
Record Date:    07-Mar-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: P22561321    ISIN: MXP225611567    SEDOL: 2406457

Proposal   Proponent   Mgmt Rec   Vote Instruction
Each CPO Consists of Two Class A Shares and One Class B Share; Non-Mexican Holders of CPOs and ADSs Have No Voting Rights with Respect to Class A shares in the CPOs and ADSs; But Have Voting Rights with Respect to Class B Shares of the CPOs   Mgmt    
Accept Financial Statements and Statutory Reports for Fiscal Year 2012 in Accordance with Mexican Securities Market Law; Accept Board Opinion on CEO Report; Present Reports of Audit and Corporate Practices Committees, Receive Report on Tax Obligations   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Authorize Increase in Variable Portion of Capital via Capitalization of Reserves and Issuance of Treasury Shares   Mgmt   For   For
Elect Directors, and Chairmen and Members of Audit, Corporate Practices and Finance Committees   Mgmt   For   Against
Approve Remuneration of Directors and Members of Audit, Corporate Practices and Finance Committees   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

CEMEX SAB de CV

 

Meeting Date:    21-Mar-13    Country:    Mexico    Security ID:    P2253T133
Record Date:    07-Mar-13    Meeting Type:    Special    Ticker:    N/A

 

CUSIP: P22561321    ISIN: MXP225611567    SEDOL: 2406457

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Each CPO Consists of Two Class A Shares and One Class B Share; Non-Mexican Holders of CPOs and ADSs Have No Voting Rights with Respect to Class A shares in the CPOs and ADSs; But Have Voting Rights with Respect to Class B Shares of the CPOs   Mgmt    
Authorize Issuance of Convertible Debentures without Preemptive Rights   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Ecopetrol S.A

 

Meeting Date:    21-Mar-13    Country:    Colombia    Security ID:    P3661P101
Record Date:    22-Feb-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N/A    ISIN: COC04PA00016    SEDOL: B2473N4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Safety Guidelines/Open Meeting   Mgmt    
Verify Quorum   Mgmt    
Opening by Chief Executive Officer   Mgmt    

Approve Meeting Agenda   Mgmt   For   For
Appoint Chairman of the Meeting   Mgmt   For   For
Appoint Committee in Charge of Scrutinizing Elections and Polling   Mgmt   For   For
Appoint Committee to Approve Minutes of Meeting   Mgmt   For   For
Accept Board of Directors’ Report Re: President’s Evaluation and Corporate Governance Compliance   Mgmt    
Accept Directors’ and Chairman’s Reports   Mgmt    
Accept Report from Representative of Minority Shareholders   Mgmt    
Approve Consolidated and Individual Financial Statements   Mgmt    
Approve Auditor’s Report   Mgmt    
Approve of Management’s and External Auditor’s Reports as well as Financial Statements   Mgmt  

For

   For
Approve Dividends   Mgmt   For   For
Appoint Auditors and Fix Their Remuneration   Mgmt   For   For
Elect Directors and Approve Their Remuneration   Mgmt   For   Against
Amend Bylaws   Mgmt   For   For
Transact Other Business (Non-Voting)   Mgmt    

Grupo de Inversiones Suramericana SA

 

Meeting Date:    21-Mar-13    Country:    Colombia    Security ID:    P4950L108
Record Date:       Meeting Type:    Annual    Ticker:    GRUPOSURA

 

CUSIP: N/A    ISIN: COT13PA00011    SEDOL: 2242673

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Verify Quorum   Mgmt    
Elect Meeting Approval Committee   Mgmt   For   For
Present Board of Directors’ and Chairman’s Report   Mgmt   For   For
Present Financial Statements   Mgmt   For   For

Present Auditor’s Report   Mgmt   For   For
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Remuneration of Directors and Auditors   Mgmt   For   For
Elect Auditors for 2013-2015   Mgmt   For   For
Amend Bylaws   Mgmt   For   Against
Other Business   Mgmt   For   Abstain

Kangwon Land Inc.

 

Meeting Date:    21-Mar-13    Country:    South Korea    Security ID:    Y4581L105
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    035250

 

CUSIP: Y4581L105    ISIN: KR7035250000    SEDOL: 6683449

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 755 per Share   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Korea Exchange Bank

 

Meeting Date:    21-Mar-13    Country:    South Korea    Security ID:    Y48585106
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    004940

 

CUSIP: Y48585106    ISIN: KR7004940003    SEDOL: 6495042

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 50 per Share   Mgmt   For   For
Reelect Ha Yong-Ee as Outside Director   Mgmt   For   For

Reelect Ha Yong-Ee as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For
Amend Terms of Severance Payments to Executives   Mgmt   For   For

AmorePacific Corp.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y01258105
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    090430

 

CUSIP: Y01258105    ISIN: KR7090430000    SEDOL: B15SK50

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 6,500 per Common Share and KRW 6,550 per Preferred Share   Mgmt   For   For

Amend Articles of Incorporation   Mgmt   For   Against
Reelect Five Outside Directors (Bundled)   Mgmt   For   For
Reelect Three Members of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Celltrion Inc.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y1242A106
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    068270

 

CUSIP: Y1242A106    ISIN: KR7068270008    SEDOL: B0C5YV1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, Stock Dividend of 0.15 Shares per Share, and Cash Dividend of KRW 15 per Share   Mgmt   For   For

Reelect Lee Gyeong-Ho as Non-Independent Non-Executive Director   Mgmt   For   For
Reelect Kim Dong-Il as Outside Director   Mgmt   For   For
Reelect Lee Joseph as Outside Director   Mgmt   For   For
Reelect Cho Gyun-Seok as Outside Director   Mgmt   For   For
Elect Cho Hong-Hee as Outside Director   Mgmt   For   For
Reelect Three Members of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For
Approve Stock Option Grants   Mgmt   For   For
Amend Terms of Severance Payments to Executives   Mgmt   For   Against

COWAY Co., Ltd.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y9694W104
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    021240

 

CUSIP: Y9694W104    ISIN: KR7021240007    SEDOL: 6173401

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements and Allocation of Income   Mgmt   For   For
Approve Stock Option Grants for Director   Mgmt   For   For
Approve Stock Option Grants for Directors Who Do Not Serve on Board and Internal Auditor   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Elect Kim Dong-Hyun as Inside Director   Mgmt   For   Against
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For
Authorize Board to Fix Remuneration of Internal Auditor   Mgmt   For   For
Amend Terms of Severance Payments to Executives   Mgmt   For   For

DGB Financial Group Co Ltd

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y2058E109
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    139130

 

CUSIP: N/A    ISIN: KR7139130009    SEDOL: B68N347

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 330 per Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Elect One Inside Director and Five Outside Directors (Bundled)   Mgmt   For   For
Elect Three Outside Directors as Members of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

GS Engineering & Construction Ltd.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y2901E108
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    006360

 

CUSIP: Y2901E108    ISIN: KR7006360002    SEDOL: 6537096

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 250 per Share   Mgmt   For   For
Elect One Inside Director and Two Outside Directors (Bundled)   Mgmt   For   Against
Elect Choi Hyuk as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Hankook Tire Co., Ltd.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y3R57J108
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    161390

 

CUSIP: N/A    ISIN: KR7161390000    SEDOL: B7T5KQ0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 400 per Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   Against
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Hanwha Corporation

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y3065M100
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    000880

 

CUSIP: Y3065M100    ISIN: KR7000880005    SEDOL: 6496755

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 450 per Common Share and KRW 500 per Preferred Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Elect One Inside Director and Two Outside Directors (Bundled)   Mgmt   For   Against
Reelect Cho Sung-Wook as Member of Audit Committee   Mgmt   For   Against
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   Against

Hyundai Department Store Co.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y38306109
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    069960

 

CUSIP: N/A    ISIN: KR7069960003    SEDOL: 6568610

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 650 per Share   Mgmt   For   For
Reelect Two Inside Directors and Two Outside Directors (Bundled)   Mgmt   For   For
Reelect Two Members of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Hyundai Heavy Industries Co.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y3838M106
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    009540

 

CUSIP: Y3838M106    ISIN: KR7009540006    SEDOL: 6446620

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,500 per Share   Mgmt   For   For
Elect Two Inside Directors and One Outside Director (Bundled)   Mgmt   For   For
Elect Noh Young-Bo as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Hyundai Merchant Marine Co.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y3843P102
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    011200

 

CUSIP: Y3843P102    ISIN: KR7011200003    SEDOL: 6405869

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements and Allocation of Income   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Reelect Hyun Jeong-Eun as Inside Director   Mgmt   For   For
Elect Yoo Chang-Geun as Inside Director   Mgmt   For   For
Reelect Cho Yong-Keun as Outside Director   Mgmt   For   For
Elect Heo Sun as Outside Director   Mgmt   For   For
Elect Bae Gook-Hwan as Outside Director   Mgmt   For   For
Reelect Erig Sing Chi Ip as Outside Director   Mgmt   For   Against
Reelect Cho Yong-Keun as Member of Audit Committee   Mgmt   For   For

Elect Bae Gook-Hwan as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Hyundai WIA Corp.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y3869Y102
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    011210

 

CUSIP: N/A    ISIN: KR7011210002    SEDOL: B3LF565

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share   Mgmt   For   For
Elect Two Inside Directors (Bundled)   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Interconexion Electrica S.A. E.S.P.

 

Meeting Date:    22-Mar-13    Country:    Colombia    Security ID:    P5624U101
Record Date:       Meeting Type:    Annual    Ticker:    ISA

 

CUSIP: N/A    ISIN: COE15PA00026    SEDOL: 2205706

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Chairman of Meeting   Mgmt    
Approve Minutes of Meeting Held on March 30, 2012   Mgmt    
Elect Meeting Approval Committee   Mgmt    
Message from Mining and Energy Minister Federico Renjifo Velez   Mgmt    

Welcome Message from Chairman and Reading of Board Report   Mgmt    
Receive CEO’s, Board of Directors’, and Management’s Reports   Mgmt    
Receive Corporate Governance Compliance Report   Mgmt    
Present Individual and Consolidated Financial Statements   Mgmt    
Present Auditor’s Report   Mgmt    
Approve Individual and Consolidated Financial Statements   Mgmt    
Approve Allocation of Income and Dividends   Mgmt   For   For
Appoint Auditors and Fix Their Remuneration   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Other Business   Mgmt    

KB Financial Group Inc.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y46007103
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    105560

 

CUSIP: Y46007103    ISIN: KR7105560007    SEDOL: B3DF0Y6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 600 per Share   Mgmt   For   For
Reelect Lee Kyung-Jae as Outside Director   Mgmt   For   Against
Reelect Bae Jae-Wook as Outside Director   Mgmt   For   Against
Reelect Kim Young-Jin as Outside Director   Mgmt   For   For
Reelect Lee Jong-Cheon as Outside Director   Mgmt   For   For
Reelect Ko Seung-Hee as Outside Director   Mgmt   For   For

Elect Kim Young-Kwa as Outside Director   Mgmt   For   Against
Reelect Lee Young-Nam as Outside Director   Mgmt   For   For
Reelect Cho Jae-Mok as Outside Director   Mgmt   For   For
Elect Lee Kyung-Jae as Member of Audit Committee   Mgmt   For   Against
Reelect Bae Jae-Wook as Member of Audit Committee   Mgmt   For   Against
Reelect Kim Young-Jin as Member of Audit Committee   Mgmt   For   For
Reelect Lee Jong-Cheon as Member of Audit Committee   Mgmt   For   For
Elect Ko Seung-Hee as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Kia Motors Corporation

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y47601102
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    000270

 

CUSIP: Y47601102    ISIN: KR7000270009    SEDOL: 6490928

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 650 per Share   Mgmt   For   For
Elect One Inside Director, One Non-Independent and Non-Executive Director and One Outside Director (Bundled)   Mgmt   For   For
Elect Nam Sang-Koo as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Korean Air Lines Co. Ltd.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y4936S102
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    003490

 

CUSIP: Y4936S102    ISIN: KR7003490000    SEDOL: 6496766

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements and Allocation of Income   Mgmt   For   For
Reelect Three Inside Directors and Two Outside Directors (Bundled)   Mgmt   For   Against
Reelect Two Outside Directors as Members of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Kumho Petro Chemical Co., Ltd.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y49212106
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    011780

 

CUSIP: Y49212106    ISIN: KR7011780004    SEDOL: 6499323

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,000 per Common Share and KRW 2,050 per Preferred Share   Mgmt   For   For
Reelect One Inside Director and One Outside Director (Bundled)   Mgmt   For   For
Elect Two Members of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

LG Corp.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y52755108
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    003550

 

CUSIP: Y52755108    ISIN: KR7003550001    SEDOL: 6537030

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Common Share and KRW 1,050 per Preferred Share   Mgmt   For   For
Elect Two Inside Directors and Three Outside Directors (Bundled)   Mgmt   For   For
Elect Two Outside Directors as Members of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Lotte Chemical Corp

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y5336U100
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    011170

 

CUSIP: Y3280U101    ISIN: KR7011170008    SEDOL: 6440020

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Elect Three Inside Directors and One Outside Director (Bundled)   Mgmt   For   Against
Elect Seo Hyun-Soo as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Lotte Shopping Co.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y5346T119
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    023530

 

CUSIP: Y5346T119    ISIN: KR7023530009    SEDOL: B0WGPZ5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,500 per Share   Mgmt   For   For
Reelect Shin Kyuk-Ho as Inside Director   Mgmt   For   Against
Elect Two Outside Directors (Bundled)   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For
Amend Terms of Severance Payments to Executives   Mgmt   For   Against

LS Corp.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y5274S109
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    006260

 

CUSIP: Y5274S109    ISIN: KR7006260004    SEDOL: 6375780

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,250 per Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Elect Koo Ja-Yub as Inside Director   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

NCsoft Corp.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y6258Y104
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    036570

 

CUSIP: Y6258Y104    ISIN: KR7036570000    SEDOL: 6264189

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 600 per Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Elect Two Inside Directors and One Non- Independent Non-Executive Director (Bundled)   Mgmt   For   Against
Reelect Two Outside Directors (Bundled)   Mgmt   For   For
Reelect Three Members of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For
Approve Stock Option Grants   Mgmt   For   For

OCI Company Ltd

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y6435J103
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    010060

 

CUSIP: Y6435J103    ISIN: KR7010060002    SEDOL: 6497004

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 400 per Share   Mgmt   For   For
Approve Consolidated Financial Statements   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Reelect Lee Soo-Young as Inside Director   Mgmt   For   Against
Reelect Kim Jong-Shin as Outside Director   Mgmt   For   For
Elect Lee Sang-Seung as Outside Director   Mgmt   For   For

Reelect Kim Jong-Shin as Member of Audit Committee   Mgmt   For   For
Elect Jo Hyung as Member of Audit Committee   Mgmt   For   For
Elect Lee Sang-Seung as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

POSCO

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y70750115
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    005490

 

CUSIP: Y70750115    ISIN: KR7005490008    SEDOL: 6693233

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 6,000 per Share   Mgmt   For   For
Elect Shin Jae-Cheol as Outside Director   Mgmt   For   For

Elect Lee Myung-Woo as Outside Director   Mgmt   For   For
Elect Kim Ji-Hyung as Outside Director   Mgmt   For   For
Elect Kim Ji-Hyung as Member of Audit Committee   Mgmt   For   For
Elect Jang In-Hwan as Inside Director   Mgmt   For   For
Elect Kim Eung-Kyu as Inside Director   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

SK C&C Co. Ltd.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y8066F103
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    034730

 

CUSIP: Y8066F103    ISIN: KR7034730002    SEDOL: B39Z8L3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,250 per Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Reelect Chey Tae-Won as Inside Director   Mgmt   For   Against
Elect Lee Yong-Hee as Outside Director   Mgmt   For   For
Elect Joo Soon-Sik as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   Against

SK Holdings Co.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y8070C112
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    003600

 

CUSIP: Y8070C112    ISIN: KR7003600004    SEDOL: 6988371

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,500 per Common Share and KRW 2,550 per Preferred Share   Mgmt   For   For
Elect Cho Dae-Sik as Inside Director   Mgmt   For   For
Reelect Park Se-Hoon as Outside Director   Mgmt   For   Against
Reelect Nam Sang-Deok as Outside Director   Mgmt   For   Against
Reelect Park Se-Hoon as Member of Audit Committee   Mgmt   For   For
Reelect Nam Sang-Deok as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   Against

SK Hynix Inc.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y8085F100
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    000660

 

CUSIP: Y3817W109    ISIN: KR7000660001    SEDOL: 6450267

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements and Allocation of Income   Mgmt   For   For
Elect Kim Joon-Ho as Inside Director   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

SK Innovation Co., Ltd.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y8063L103
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    096770

 

CUSIP: Y8063L103    ISIN: KR7096770003    SEDOL: B232R05

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,200 per Common Share and KRW 3,250 per Preferred Share   Mgmt   For   For
Elect Kim Chang-Geun as Inside Director   Mgmt   For   Against
Reelect Lee Jae-Hwan as Outside Director   Mgmt   For   Against
Reelect Kim Young-Joo as Outside Director   Mgmt   For   Against
Reelect Choi Hyuk as Outside Director   Mgmt   For   Against
Elect Shin Un as Outside Director   Mgmt   For   For
Reelect Lee Jae-Hwan as Member of Audit Committee   Mgmt   For   For
Elect Choi Hyuk as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   Against

SK Networks Co. Ltd.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y8296C102
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    001740

 

CUSIP: Y8296C102    ISIN: KR7001740000    SEDOL: B04PZG1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 150 per Common Share and KRW 175 per Preferred Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Elect Moon Deok-Kyu as Inside Director   Mgmt   For   Against
Elect Kim Joon as Non-Independent Non- Executive Director   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

SK Telecom Co.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y4935N104
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    017670

 

CUSIP: Y4935N104    ISIN: KR7017670001    SEDOL: 6224871

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Approve Financial Statements, Allocation of Income, and Dividend of KRW 8,400 per Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Elect Cho Dae-Sik as Inside Director   Mgmt   For   For
Elect Oh Dae-Sik as Outside Director   Mgmt   For   For
Elect Oh Dae-Sik as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

S-Oil Corp.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y80710109
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    010950

 

CUSIP: Y80710109    ISIN: KR7010950004    SEDOL: 6406055

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,200 per Common Share and KRW 2,225 per Preferred Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Elect One Inside Director, Four Non-Independent Mgmt Non-Executive Directors, and Six Outside Directors (Bundled)   For   Against  

Reelect Seok Tae-Soo as Non-Outside-Director Member of Audit Committee   Mgmt   For   Against
Reelect Three Outside Directors as Members of Audit Committee   Mgmt   For   Against
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Woori Finance Holdings Co. Ltd.

 

Meeting Date:    22-Mar-13    Country:    South Korea    Security ID:    Y9695X119
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    053000

 

CUSIP: Y9695X119    ISIN: KR7053000006    SEDOL: 6534268

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 250 per Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For

Reelect Lee Yong-Man as Outside Director   Mgmt   For   For
Reelect Lee Doo-Hee as Outside Director   Mgmt   For   For
Reelect Lee Heon as Outside Director   Mgmt   For   For
Reelect Park Ji-Hwan as Outside Director   Mgmt   For   For
Elect Park Young-Soo as Outside Director   Mgmt   For   For
Elect Chae Hee-Yul as Outside Director   Mgmt   For   For
Reelect Lee Yong-Man as Member of Audit Committee   Mgmt   For   For
Reelect Lee Doo-Hee as Member of Audit Committee   Mgmt   For   For
Reelect Lee Heon as Member of Audit Committee   Mgmt   For   For
Elect Park Young-Soo as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Daewoo International Corp.

 

Meeting Date:    25-Mar-13    Country:    South Korea    Security ID:    Y1911C102
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    047050

 

CUSIP: Y1911C102    ISIN: KR7047050000    SEDOL: 6344274

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 300 per Share   Mgmt   For   For
Reelect Lee Dong-Hee as Inside Director   Mgmt   For   For
Reelect Jeon Byung-Il as Inside Director   Mgmt   For   For
Elect Jang In-Hwan as Non-Independent Non-   Mgmt   For   For
Executive Director Reelect Yoon Je-Cheol as Outside Director   Mgmt   For   For
Elect Yoo Chang-Moo as Outside Director   Mgmt   For   For
Reelect Yoon Je-Cheol as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

PICC Property and Casualty Co., Ltd.

 

Meeting Date:    25-Mar-13    Country:    Hong Kong    Security ID:    Y6975Z103
Record Date:    22-Feb-13    Meeting Type:    Special    Ticker:    02328

 

CUSIP: Y6975Z103    ISIN: CNE100000593    SEDOL: 6706250

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Lin Hanchuan as Director   Mgmt   For   For

Bank of China Limited

 

Meeting Date:    26-Mar-13    Country:    Hong Kong    Security ID:    Y0698A107
Record Date:    22-Feb-13    Meeting Type:    Special    Ticker:    03988

 

CUSIP: Y0698A107    ISIN: CNE1000001Z5    SEDOL: B154564

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Wang Shiqiang as Non-executive Director   Mgmt   For   Against
Approve Downward Adjustment to the Conversion Price of the A Share Convertible Bonds   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

Compania De Minas Buenaventura S.A.

 

Meeting Date:    26-Mar-13    Country:    Peru    Security ID:    P66805147
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    BUENAVC1

 

CUSIP: P66805147    ISIN: PEP612001003    SEDOL: 2894988

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Approve Annual Report   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Elect External Auditors for Fiscal Year 2013   Mgmt   For   For
Approve Merger by Absorption of Compania de Exploraciones, Desarrollo e Inversiones Mineras SAC by Company   Mgmt   For   For
Approve Merger by Absorption of Inversiones Colquijirca SA by Company   Mgmt   For   For

Credicorp Ltd.

 

Meeting Date:    26-Mar-13    Country:    Bermuda    Security ID:    G2519Y108
Record Date:    11-Feb-13    Meeting Type:    Annual    Ticker:    BAP

 

CUSIP: G2519Y108    ISIN: BMG2519Y1084    SEDOL: 2232986

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Receive Annual Reports   Mgmt    
Approve Individual and Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Appoint Ernst & Young Global as External Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Present Payment of Dividends of USD of 2.60 per Share   Mgmt    
Present Allocation of Income   Mgmt    

Hyundai Mipo Dockyard Co.

 

Meeting Date:    26-Mar-13    Country:    South Korea    Security ID:    Y3844T103
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    010620

 

CUSIP: Y3844T103    ISIN: KR7010620003    SEDOL: 6451066

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,500 per Share   Mgmt   For   For
Elect Two Inside Directors and One Outside Director (Bundled)   Mgmt   For   For
Elect Park Hae-Sung as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

MMG Limited

 

Meeting Date:    26-Mar-13    Country:    Hong Kong    Security ID:    Y6133Q102
Record Date:    21-Mar-13    Meeting Type:    Special    Ticker:    01208

 

CUSIP: Y6065U105    ISIN: HK1208013172    SEDOL: 6728793

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Adopt New Share Option Scheme   Mgmt   For   For

AngloGold Ashanti Ltd

 

Meeting Date:    27-Mar-13    Country:    South Africa    Security ID:    S04255196
Record Date:    15-Feb-13    Meeting Type:    Special    Ticker:    ANG

 

CUSIP: S04255196    ISIN: ZAE000043485    SEDOL: 6565655

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Special Resolution   Mgmt    
Adopt New Memorandum of Incorporation   Mgmt   For   For
Ordinary Resolution   Mgmt    
Authorise Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Akbank T.A.S.

 

Meeting Date:    28-Mar-13    Country:    Turkey    Security ID:    M0300L106
Record Date:       Meeting Type:    Annual    Ticker:    AKBNK

 

CUSIP: M0300L106    ISIN: TRAAKBNK91N6    SEDOL: B03MN70

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Elect Presiding Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting   Mgmt   For   For
Accept Statutory Reports   Mgmt   For   For
Accept Financial Statements and Approve Discharge of Directors and Auditors   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Ratify Director Appointments   Mgmt   For   Against
Elect Directors and Approve Their Remuneration   Mgmt   For   Against
Ratify External Auditors   Mgmt   For   For
Authorize Issuance of Bonds and Commercial Papers   Mgmt   For   Against
Amend Company Articles   Mgmt   For   For

Akbank T.A.S.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Working Principles of the General Assembly   Mgmt   For   For
Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose   Mgmt   For   For
Approve Upper Limit of Donations for 2013   Mgmt   For   Against
Receive Information on Charitable Donations, Related-Party Transactions and Remuneration Policy   Mgmt    

Arcelik A.S.

 

Meeting Date:    28-Mar-13    Country:    Turkey    Security ID:    M1490L104
Record Date:       Meeting Type:    Annual    Ticker:    ARCLK

 

CUSIP: M1490L104    ISIN: TRAARCLK91H5    SEDOL: B03MP18

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting and Elect Presiding Council of Meeting   Mgmt   For   For
Accept Board Report   Mgmt   For   For
Accept Audit Report   Mgmt   For   For
Accept Financial Statements   Mgmt   For   For
Ratify Director Appointments   Mgmt   For   Against
Approve Discharge of Board   Mgmt   For   For
Approve Discharge of Auditors   Mgmt   For   For
Receive Information on Profit Distribution Policy   Mgmt    
Approve Allocation of Income   Mgmt   For   For

Amend Company Articles   Mgmt   For   For
Elect Directors   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Director Remuneration   Mgmt   For   For
Ratify External Auditors   Mgmt   For   For
Approve Working Principles of the General Assembly   Mgmt   For   For
Receive Information on Company Disclosure Policy   Mgmt    
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties   Mgmt    
Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose   Mgmt   For   For
Wishes   Mgmt    

Hana Financial Group Inc.

 

Meeting Date:    28-Mar-13    Country:    South Korea    Security ID:    Y29975102
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    086790

 

CUSIP: Y29975102    ISIN: KR7086790003    SEDOL: B0RNRF5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements   Mgmt   For   For
Approve Appropriation of Income and Dividend of KRW 250 per Share   Mgmt   For   For
Elect Five Outside Directors (Bundled)   Mgmt   For   For
Elect Five Members of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For
Amend Terms of Severance Payments to Executives   Mgmt   For   For

Malayan Banking Bhd.

 

Meeting Date:    28-Mar-13    Country:    Malaysia    Security ID:    Y54671105
Record Date:    22-Mar-13    Meeting Type:    Annual    Ticker:    MAYBANK

 

CUSIP: Y54671105    ISIN: MYL1155OO000    SEDOL: 6556325

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend Comprised of Franked Dividend of MYR 0.18 Per Share and Single-Tier Dividend of MYR 0.15 Per Share   Mgmt   For   For
Elect Zaharuddin Megat Mohd Nor as Director   Mgmt   For   For
Elect Salleh Harun as Director   Mgmt   For   For
Elect Ismail Shahudin as Director   Mgmt   For   For
Elect Erry Riyana Hardjapamekas as Director   Mgmt   For   For

Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   Against
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Approve Issuance of New Ordinary Shares in Relation to the Recurrent and Optional Dividend Reinvestment Plan   Mgmt   For   For

PT Bank Negara Indonesia (Persero) Tbk

 

Meeting Date:    28-Mar-13    Country:    Indonesia    Security ID:    Y74568166
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    BBNI

 

CUSIP: Y74568166    ISIN: ID1000096605    SEDOL: 6727121

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Annual Report of Directors, Financial Statements (including Annual Report of Partnership & Local Community Development Program), and Supervisory Actions Report of Commissioners   Mgmt   For   For

Approve Allocation of Income   Mgmt   For   For
Approve Auditors   Mgmt   For   For
Approve Remuneration of Directors and Commissioners   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Write-Off Limit   Mgmt   For   Against
Amend Articles of Association   Mgmt   For   Against
Approve Implementation of Minister of State-Owned Enterprises Regulation   Mgmt   For   Against

PT Indo Tambangraya Megah Tbk

 

Meeting Date:    28-Mar-13    Country:    Indonesia    Security ID:    Y71244100
Record Date:    11-Mar-13    Meeting Type:    Annual    Ticker:    ITMG

 

CUSIP: Y71244100    ISIN: ID1000108509    SEDOL: B29SK75

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Annual Report   Mgmt   For   For
Ratify Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Tanudiredja, Wibisana & Rekan (member of PricewaterhouseCoopers) as Auditors   Mgmt   For   For
Approve Remuneration of Directors and Commissioners   Mgmt   For   For
Elect I. Yusuf, S. Chaimongkol, S. Ruchirawat, L. Hakim, R. Boentoro, and D.S. Simandjuntak as Commissioners; and P. Thongampai, S. T. Pellow, E. Manurung, L. Poeranto, H. Widjaja, and A.H.B. Putra as Directors   Mgmt   For   Against
Accept Report on the Utilization of Proceeds from the Initial Public Offering   Mgmt   For   For

Shinhan Financial Group Co. Ltd.

 

Meeting Date:    28-Mar-13    Country:    South Korea    Security ID:    Y7749X101
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    055550

 

CUSIP: Y7749X101    ISIN: KR7055550008    SEDOL: 6397502

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 700 per Common Share and KRW 5,580 per Preferred Share   Mgmt   For   For
Elect Koh Boo-In as Outside Director   Mgmt   For   For
Reelect Kwon Tae-Eun as Outside Director   Mgmt   For   For
Reelect Kim Ki-Young as Outside Director   Mgmt   For   For
Reelect Kim Suk-Won as Outside Director   Mgmt   For   For
Reelect Namkoong Hoon as Outside Director   Mgmt   For   For
Reelect Yun Ke-Sup as Outside Director   Mgmt   For   For

Reelect Lee Jung-Il as Outside Director   Mgmt   For   For
Reelect Hirakawa Haruki as Outside Director   Mgmt   For   For
Reelect Philippe Aguignier as Outside Director   Mgmt   For   For
Reelect Kwon Tae-Eun as Member of Audit Committee   Mgmt   For   For
Reelect Kim Suk-Won as Member of Audit Committee   Mgmt   For   For
Reelect Yun Ke-Sup as Member of Audit Committee   Mgmt   For   For
Reelect Lee Sang-Kyung as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Daewoo Engineering & Construction Co.

 

Meeting Date:    29-Mar-13    Country:    South Korea    Security ID:    Y1888W107
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    047040

 

CUSIP: Y1888W107    ISIN: KR7047040001    SEDOL: 6344122

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements and Allocation of Income   Mgmt   For   For
Elect Jeong Sun-Tae as Outside Director   Mgmt   For   For
Elect Kim Hyung-Jong as Non-Independent Non-Executive Director   Mgmt   For   For
Elect Kim Hyung-Jong as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For
Amend Terms of Severance Payments to Executives   Mgmt   For   For

Doosan Co.

 

Meeting Date:    29-Mar-13    Country:    South Korea    Security ID:    Y2100N107
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    000150

 

CUSIP: Y2100N107    ISIN: KR7000150003    SEDOL: 6661111

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,000 per Common Share, KRW 3,050 per Preferred Share 1, KRW 3,000 per Preferred Share 2   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Reelect Park Yong-Man as Inside Director   Mgmt   For   For
Elect Two Outside Directors (Bundled)   Mgmt   For   For
Elect Kim Chang-Hwan as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For
Approve Stock Option Grants   Mgmt   For   For

Doosan Heavy Industries & Construction Co.

 

Meeting Date:    29-Mar-13    Country:    South Korea    Security ID:    Y2102C109
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    034020

 

CUSIP: Y2102C109    ISIN: KR7034020008    SEDOL: 6294670

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 750 per Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Elect Three Outside Directors (Bundled)   Mgmt   For   For
Elect Two Members of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For
Approve Stock Option Grants   Mgmt   For   For

Doosan Infracore Co Ltd.

 

Meeting Date:    29-Mar-13    Country:    South Korea    Security ID:    Y2102E105
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    042670

 

CUSIP: Y2102E105    ISIN: KR7042670000    SEDOL: 6211679

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements and Allocation of Income   Mgmt   For   For
Elect Lee Oh-Gyu as Inside Director   Mgmt   For   Against
Elect Kwon Tae-Shin as Outside Director   Mgmt   For   Against
Elect Kwon Tae-Shin as Member of Audit Committee   Mgmt   For   Against

Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For
Approve Stock Options Previously Granted by Board   Mgmt   For   For
Approve Stock Option Grants   Mgmt   For   For

Eregli Demir ve Celik Fabrikalari TAS

 

Meeting Date:    29-Mar-13    Country:    Turkey    Security ID:    M40710101
Record Date:       Meeting Type:    Annual    Ticker:    EREGL

 

CUSIP: M40710101    ISIN: TRAEREGL91G3    SEDOL: B03MS97

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting and Elect Presiding Council of Meeting   Mgmt   For   For

Authorize Presiding Council to Sign Minutes of Meeting   Mgmt   For   For
Accept Board Report   Mgmt   For   For
Accept External Audit Report   Mgmt   For   For
Accept Financial Statements   Mgmt   For   For
Ratify Director Appointments   Mgmt   For   Against
Approve Discharge of Board and Auditors   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Director Remuneration   Mgmt   For   For
Elect Directors   Mgmt   For   For
Ratify External Auditors   Mgmt   For   For
Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose   Mgmt   For   For
Amend Company Articles   Mgmt   For   For
Approve Working Principles of the General Assembly   Mgmt   For   For

Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties   Mgmt    
Receive Information on Related Party Transactions   Mgmt    
Receive Information on Charitable Donations   Mgmt    
Approve Upper Limit of Donations for 2013   Mgmt   For   Against
Receive Information on Company Disclosure Policy   Mgmt    
Wishes   Mgmt    

Haci Omer Sabanci Holding A.S

 

Meeting Date:    29-Mar-13    Country:    Turkey    Security ID:    M8223R100
Record Date:       Meeting Type:    Annual    Ticker:    SAHOL

 

CUSIP: M8223R100    ISIN: TRASAHOL91Q5    SEDOL: B03N0C7

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting and Elect Presiding Council of Meeting   Mgmt   For   For
Authorize Presiding Council to Sign Minutes of Meeting   Mgmt   For   For
Accept Statutory Reports   Mgmt   For   For
Receive Information on Charitable Donations   Mgmt    
Receive Information on Related Party Transactions   Mgmt    
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties   Mgmt    
Receive Information on Corporate Governance Compliance Report   Mgmt    
Accept Financial Statements   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For

Approve Discharge of Auditors   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Upper Limit of Donations for 2013 Documents   Mgmt   For   Against
Amend Company Articles   Mgmt   For   For
Appoint Internal Auditor   Mgmt   For   Against
Approve Working Principles of the General Assembly   Mgmt   For   For
Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose   Mgmt   For   For

Korea Electric Power Corp.

 

Meeting Date:    29-Mar-13    Country:    South Korea    Security ID:    Y48406105
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    015760

 

CUSIP: Y48406105    ISIN: KR7015760002    SEDOL: 6495730

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements and Allocation of Income   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Korea Gas Corp.

 

Meeting Date:    29-Mar-13    Country:    South Korea    Security ID:    Y48861101
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    036460

 

CUSIP: Y48861101    ISIN: KR7036460004    SEDOL: 6182076

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,640 per Share   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

NHN Corp.

 

Meeting Date:    29-Mar-13    Country:    South Korea    Security ID:    Y6347M103
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    035420

 

CUSIP: Y6347M103    ISIN: KR7035420009    SEDOL: 6560393

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 616 per Share   Mgmt   For   For
Elect Kim Soo-Wook as Outside Director   Mgmt   For   For
Elect Lee Moon-Ja as Outside Director   Mgmt   For   For

Elect Jeong Eui-Jong as Outside Director   Mgmt   For   For
Elect Hong Joon-Pyo as Outside Director   Mgmt   For   For
Elect Kim Soo-Wook as Member of Audit Committee   Mgmt   For   For
Elect Jeong Eui-Jong as Member of Audit Committee   Mgmt   For   For
Elect Hong Joon-Pyo as Member of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

T. Is Bankasi AS

 

Meeting Date:    29-Mar-13    Country:    Turkey    Security ID:    M8933F115
Record Date:       Meeting Type:    Annual    Ticker:    ISCTR

 

CUSIP: M8933F115    ISIN: TRAISCTR91N2    SEDOL: B03MYS8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Elect Presiding Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting   Mgmt   For   For
Accept Statutory Reports   Mgmt   For   For
Accept Financial Statements   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   Against
Approve Discharge of Auditors   Mgmt   For   Against
Approve Allocation of Income   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Director Remuneration   Mgmt   For   For
Approve Working Principles of the General Assembly   Mgmt   For   For
Ratify External Auditors   Mgmt   For   For
Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose   Mgmt   For   For

Receive Information on Charitable Donations   Mgmt    
Receive Information on Remuneration Policy   Mgmt    
Amend Company Articles   Mgmt   For   For

Turk Hava Yollari A.O.

 

Meeting Date:    29-Mar-13    Country:    Turkey    Security ID:    M8926R100
Record Date:       Meeting Type:    Annual    Ticker:    THYAO

 

CUSIP: M8926R100    ISIN: TRATHYAO91M5    SEDOL: B03MYK0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting and Elect Presiding Council of Meeting   Mgmt   For   For

Amend Company Articles   Mgmt   For   For
Approve Working Principles of the General Assembly   Mgmt   For   For
Accept Audit Reports   Mgmt   For   For
Accept Financial Statements   Mgmt   For   For
Accept Board Report   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   Against
Approve Discharge of Auditors   Mgmt   For   Against
Approve Allocation of Income   Mgmt   For   For
Approve Director Remuneration   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Ratify Internal Auditor Appointments Made During the Year   Mgmt   For   For
Ratify External Auditors   Mgmt   For   For
Appoint Internal Statutory Auditors   Mgmt   For   Against
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties   Mgmt    

Receive Information on Related Party Transactions   Mgmt
Receive Information on Charitable Donations made in 2012 and Approve Upper Limit of Donations for 2013   Mgmt
Wishes   Mgmt

Turkiye Halk Bankasi A.S.

 

Meeting Date:    29-Mar-13    Country:    Turkey    Security ID:    M9032A106
Record Date:       Meeting Type:    Annual    Ticker:    HALKB

 

CUSIP: M9032A106    ISIN: TRETHAL00019    SEDOL: B1WTMP0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    

Open Meeting and Elect Presiding Council of Meeting   Mgmt   For   For
Authorize Presiding Council to Sign Minutes of Meeting   Mgmt   For   For
Accept Statutory Reports   Mgmt   For   For
Accept Financial Statements   Mgmt   For   For
Approve Discharge of Board and Auditors   Mgmt   For   Against
Authorize Issuance of Bonds and/or Commercial Papers   Mgmt   For   Against
Amend Company Articles   Mgmt   For   For
Elect Directors   Mgmt   For   For
Approve Director Remuneration   Mgmt   For   For
Appoint Internal Statutory Auditors and Approve Their Remuneration   Mgmt   For   Against
Ratify External Auditors   Mgmt   For   For
Approve Working Principles of the General Assembly   Mgmt   For   For
Approve Remuneration, Donation, Disclosure, Profit Distribution Policy   Mgmt   For   Against

Receive Information on Dematerialization of Shares   Mgmt    
Receive Information on Charitable Donations   Mgmt    
Wishes   Mgmt    

Turkiye Vakiflar Bankasi TAO

 

Meeting Date:    29-Mar-13    Country:    Turkey    Security ID:    M9037B109
Record Date:       Meeting Type:    Annual    Ticker:    VAKBN

 

CUSIP: M9037B109    ISIN: TREVKFB00019    SEDOL: B0N6YC4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting and Elect Presiding Council of Meeting   Mgmt   For   For

Authorize Presiding Council to Sign Minutes of Meeting   Mgmt   For   For
Accept Statutory Reports   Mgmt   For   For
Accept Financial Statements   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Approve Discharge of Auditors   Mgmt   For   For
Amend Company Articles   Mgmt   For   For
Approve Working Principles of the General Assembly   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Appoint Internal Statutory Auditors   Mgmt   For   Against
Approve Remuneration of Directors and Internal Auditors   Mgmt   For   For
Ratify External Auditors   Mgmt   For   For
Receive Information on Charitable Donations   Mgmt    
Wishes   Mgmt    
Close Meeting   Mgmt    

Yapi Ve Kredi Bankasi AS

 

Meeting Date:    29-Mar-13    Country:    Turkey    Security ID:    M9869G101
Record Date:       Meeting Type:    Annual    Ticker:    YKBNK

 

CUSIP: M9869G101    ISIN: TRAYKBNK91N6    SEDOL: B03MZJ6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting and Elect Presiding Council of Meeting   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Ratify Director Appointments   Mgmt   For   Against

Approve Discharge of Board and Auditors   Mgmt   For   For
Approve Sales of Assets and Discharge Directors Involved in Transaction   Mgmt   For   Against
Amend Company Articles   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Receive Information on Remuneration Policy   Mgmt    
Approve Director Remuneration   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Receive Information on Profit Distribution Policy   Mgmt    
Receive Information on Company Disclosure Policy   Mgmt    
Ratify External Auditors   Mgmt   For   For
Approve Working Principles of the General Assembly   Mgmt   For   For
Receive Information on Charitable Donations   Mgmt    
Receive Information on Related Party Transactions   Mgmt    
Wishes   Mgmt    

Banco de Credito e Inversiones (BCI)

 

Meeting Date:    02-Apr-13    Country:    Chile    Security ID:    P32133111
Record Date:    27-Mar-13    Meeting Type:    Annual/Special    Ticker:    BCI

 

CUSIP: P32133111    ISIN: CLP321331116    SEDOL: 2069355

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting Agenda   Mgmt    
Accept Annual Report, Financial Statements and External Auditors’ Report for Fiscal Year 2012   Mgmt   For   For
Approve Dividends of CLP 865 Per Share   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Directors for Period Beginning April, 2013   Mgmt   For   For

Approve Remuneration and Budget of Directors’ Committee   Mgmt   For   For
Elect External Auditors and Risk Assessment Companies   Mgmt   For   For
Receive Special Auditors’ Report Regarding Related-Party Transactions   Mgmt    
Receive 2012 Activity Report from Directors’ Committee Including Report from Advisers   Mgmt   For   For
Designate Newspaper to Publish Meeting Announcements   Mgmt   For   For
Other Business (Voting)   Mgmt   For   Abstain
Extraordinary Meeting Agenda   Mgmt    
Authorize Capitalization of CLP 44.06 Billion via Bonus Stock Issuance   Mgmt   For   For
Authorize Capitalization of CLP 135.63 Billion Without Bonus Stock Issuance   Mgmt   For   For
Amend Articles to Reflect Changes in Capital   Mgmt   For   Against
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Gome Electrical Appliances Holdings Ltd

 

Meeting Date:    02-Apr-13    Country:    Hong Kong    Security ID:    G3978C124
Record Date:    28-Mar-13    Meeting Type:    Special    Ticker:    00493

 

CUSIP: G3978C124    ISIN: BMG3978C1249    SEDOL: B01Z8S7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Master Merchandise Purchase Agreement and Related Annual Caps   Mgmt   For   For
Approve Master Merchandise Supply Agreement and Related Annual Caps   Mgmt   For   For

Grupo Televisa SAB

 

Meeting Date:    02-Apr-13    Country:    Mexico    Security ID:    P4987V137
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    TLEVISACPO

 

CUSIP: P4987V137    ISIN: MXP4987V1378    SEDOL: 2380108

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for Series A and B Shares, and Must be Mexican National   Mgmt    
Approve Financial Statements and Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements for Fiscal Year 2012; Approve Discharge of Directors, CEO and Board Committees   Mgmt   For   For
Present Report on Compliance with Fiscal Obligations   Mgmt   For   For
Approve Allocation of Income for Fiscal Year 2012   Mgmt   For   Against

Set Aggregate Nominal Amount for Share Repurchase and Receive Report on Board’s Decision on Share Repurchase, Sale of Treasury Shares, and Share Plan   Mgmt   For   For
Elect or Ratify Members of Board, Secretary and Other Officers   Mgmt   For   Against
Elect or Ratify Members of Executive Committee   Mgmt   For   Against
Elect or Ratify Chairman of Audit Committee and Corporate Practices Committee   Mgmt   For   Against
Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretary   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

PT Bank Mandiri (Persero) Tbk

 

Meeting Date:    02-Apr-13    Country:    Indonesia    Security ID:    Y7123S108
Record Date:    15-Mar-13    Meeting Type:    Annual    Ticker:    BMRI

 

CUSIP: Y7123S108    ISIN: ID1000095003    SEDOL: 6651048

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Annual Report and Consolidated Financial Statements of the Company and Commissioners’ Report; and Ratify Annual Report on the Partnership and Community Development Program (PCDP)   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Auditors of the Company and the PCDP   Mgmt   For   For
Approve Remuneration of Directors and Commissioners   Mgmt   For   For
Approve Guidelines and Increase in Pension and Other Benefits for the Members of Dana Pensiun Bank Mandiri Satu, Dana Pensiun Bank Mandiri Dua, Dana Pensiun Bank Mandiri Tiga, and Dana Pensiun Bank Mandiri Empat   Mgmt   For   Against
Ratify Minister of State Owned Enterprises Regulation No. PER-12/MBU/2012 regarding the Supporting Organs for the Board of Commissioners of a State-owned Enterprise   Mgmt   For   For

Confirm Amount (Ceiling) for Non-Collectible Receivables (Haircut) Determined by AGMs and Implementation of the Utilization of Said Amount, Including for Debtors who are Victims of Natural Disasters   Mgmt   For   Against
Amend Articles of Association   Mgmt   For   Against
Elect Directors   Mgmt   For   Against

Synthos SA

 

Meeting Date:    03-Apr-13    Country:    Poland    Security ID:    X9803F100
Record Date:    18-Mar-13    Meeting Type:    Annual    Ticker:    SNS

 

CUSIP: X9803F100    ISIN: PLDWORY00019    SEDOL: B057555

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting; Elect Meeting Chairman   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt    
Approve Agenda of Meeting   Mgmt   For   For
Receive Supervisory Board Report on Its Review of Management Board Reports on Company and Group’s Operations in Fiscal 2012, Financial Statements, and Consolidated Financial Statements   Mgmt    
Approve Management Board Report on Company’s Operations in Fiscal 2012   Mgmt   For   For
Approve Financial Statements   Mgmt   For   For
Approve Consolidated Financial Statements and Report on Group’s Operations in Fiscal 2012   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Cancel Dec. 23, 2008, EGM Resolution Re: Share Repurchase Program   Mgmt   For   For
Approve Dividends of PLN 0.76 per Share   Mgmt   For   For
Approve Discharge of Tomasz Kalwat (Chairman of Management Board)   Mgmt   For   For
Approve Discharge of Zbigniew Lange (Management Board Member)   Mgmt   For   For

Approve Discharge of Tomasz Piec (Management Board Member)   Mgmt   For   For
Approve Discharge of Zbigniew Warmuz (Management Board Member)   Mgmt   For   For
Approve Discharge of Jaroslaw Grodzki (Chairman of Supervisory Board)   Mgmt   For   For
Approve Discharge of Mariuszi Waniolka (Vice-Chairman of Supervisory Board)   Mgmt   For   For
Approve Discharge of Krzysztof Kwapisz (Vice-Chairman of Supervisory Board)   Mgmt   For   For
Approve Discharge of Grzegorz Mironski (Secretary of Supervisory Board)   Mgmt   For   For
Approve Discharge of Robert Oskard (Supervisory Board Member)   Mgmt   For   For
Close Meeting   Mgmt    

LSR Group

 

Meeting Date:    05-Apr-13    Country:    Russia    Security ID:    X32441101
Record Date:    18-Feb-13    Meeting Type:    Annual    Ticker:    LSRG

 

CUSIP: X32441101    ISIN: RU000A0JPFP0    SEDOL: B59F840

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Approve Annual Report   Mgmt   For   For
Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends of RUB 20 per Share   Mgmt   For   For
Fix Number of Directors   Mgmt   For   For
Elect Nine Directors by Cumulative Voting   Mgmt    
Elect Kirill Androsov as Director   Mgmt   None   For
Elect Ilgiz Valitov as Director   Mgmt   None   Against
Elect Dmitry Goncharov as Director   Mgmt   None   Against

Elect Andrey Molchanov as Director   Mgmt   None   Against
Elect Mikhail Romanov as Director   Mgmt   None   Against
Elect Sergey Skatershchikov as Director   Mgmt   None   Against
Elect Mark Temkin as Director   Mgmt   None   Against
Elect Elena Tumanova as Director   Mgmt   None   Against
Elect Olga Sheikina as Director   Mgmt   None   Against
Elect Three Members of Audit Commission   Mgmt    
Elect Natalya Klevtsova as Member of Audit Commission   Mgmt   For   For
Elect Yury Terentyev as Member of Audit Commission   Mgmt   For   For
Elect Ludmila Fradina as Member of Audit Commission   Mgmt   For   For
Ratify ZAO Audit-Service as RAS Auditor   Mgmt   For   For
Ratify ZAO KPMG as IFRS Auditor   Mgmt   For   For
Approve New Edition of Regulations on Board of Directors   Mgmt   For   For

Approve Large-Scale Related-Party Transactions   Mgmt   For   For
Approve Future Related-Party Transactions   Mgmt   For   For

Anta Sports Products Ltd.

 

Meeting Date:    09-Apr-13    Country:    Hong Kong    Security ID:    G04011105
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    02020

 

CUSIP: G04011105    ISIN: KYG040111059    SEDOL: B1YVKN8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Declare Special Dividend   Mgmt   For   For
Reelect Ding Shizhong as Executive Director   Mgmt   For   Against

Reelect Zheng Jie as Executive Director   Mgmt   For   Against
Relect Dai Zhongchuan as Independent Non-Executive Director   Mgmt   For   For
Authorize Board to Fix Remuneration of Directors   Mgmt   For   For
Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Grupo Bimbo SAB de CV

 

Meeting Date:    09-Apr-13    Country:    Mexico    Security ID:    P4949B104
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    BIMBOA

 

CUSIP: P4949B104    ISIN: MXP495211262    SEDOL: 2392471

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year 2012; Present Report on Matters Referred to in Article 172 of Mexican Companies Law   Mgmt   For   For
Accept Report on Adherence to Fiscal Obligations in Accordance with Article 86 of Tax Law   Mgmt   For   For
Approve Allocation of Income for Fiscal Year 2012   Mgmt   For   For
Approve Dividends of MXN 0.165 Per Share   Mgmt   For   For
Elect or Ratify Directors and Approve their Remuneration   Mgmt   For   Against
Elect or Ratify Chairmen and Members of Audit and Corporate Practices Committees and Approve their Remuneration   Mgmt   For   Against
Approve Report on Repurchase of Shares and Set Aggregate Nominal Amount of Share Repurchase Reserve in Accordance with Article 56, Section IV of Securities Market Law   Mgmt   For   For
Designate Inspector or Shareholder Representative(s) of Minutes of Meeting   Mgmt   For   For

Industrias Penoles SAB de CV

 

Meeting Date:    10-Apr-13    Country:    Mexico    Security ID:    P55409141
Record Date:    02-Apr-13    Meeting Type:    Annual    Ticker:    PE&OLES

 

CUSIP: P55409141    ISIN: MXP554091415    SEDOL: 2448200

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Individual and Consolidated Financial Statements for Fiscal Year 2012; Approve Report of Board, CEO, External Auditors, Audit and Corporate Practices Committee and Fiscal Obligation Compliance   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Set Aggregate Nominal Amount of Share Repurchase Reserve   Mgmt   For   For

Elect or Ratify Directors; Verify Director’s Independence Classification as Per Mexican Securities Law; Approve Their Respective Remuneration   Mgmt   For   Against
Elect or Ratify Chairman of Audit and Corporate Governance Committee   Mgmt   For   Against
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Approve Minutes of Meeting   Mgmt   For   For

PT XL Axiata Tbk

 

Meeting Date:    11-Apr-13    Country:    Indonesia    Security ID:    Y7125N107
Record Date:    26-Mar-13    Meeting Type:    Annual/Special    Ticker:    EXCL

 

CUSIP: Y7125N107    ISIN: ID1000102502    SEDOL: B0LD0W9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual General Meeting   Mgmt    
Approve Annual Report and Financial Statements and Discharge Directors and Commissioners   Mgmt   For   For
Approve Allocation of Income and Payment of Dividend   Mgmt   For   For
Approve Auditors   Mgmt   For   For
Approve Remuneration of Directors and Commissioners   Mgmt   For   For
Elect Members of Nomination and Remuneration Committee   Mgmt   For   Against
Extraordinary General Meeting   Mgmt    
Amend Corporate Purpose   Mgmt   For   Against
Elect Commissioners and/or Directors   Mgmt   For   Against
Approve Issuance of Additional Shares Under the Long Term Incentive Program 2010-2015   Mgmt   For   For

Telekomunikacja Polska S A

 

Meeting Date:    11-Apr-13    Country:    Poland    Security ID:    X6669J101
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: X6669J101    ISIN: PLTLKPL00017    SEDOL: 5552551

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Meeting Chairman   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt    
Approve Agenda of Meeting   Mgmt   For   For
Elect Members of Vote Counting Commission   Mgmt   For   For
Receive Management Board Report on Company’s Operations in Fiscal 2012 and Financial Statements   Mgmt    
Receive Allocation of Income Proposal   Mgmt    
Receive Supervisory Board Report on Review of Management Board Report on Company’s Operations in Fiscal 2012 , Financial Statements and Management Board Proposal on Allocation of 2012 Income   Mgmt    

Receive Management Board Report on Group’s Operations in Fiscal 2012 and Consolidated Financial Statements   Mgmt    
Receive Supervisory Board Report on Review of Management Board Report on Group’s Operations in Fiscal 2012 and Consolidated Financial Statements   Mgmt    
Receive Supervisory Board Report on Company’s Standing in Fiscal 2012 and Board’s Activities in Fiscal 2012   Mgmt    
Approve Management Board Report on Company’s Operations in Fiscal 2012   Mgmt   For   For
Approve Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends of PLN 0.50 per Share   Mgmt   For   For
Approve Management Board Report on Group’s Operations in Fiscal 2012   Mgmt   For   For
Approve Consolidated Financial Statements   Mgmt   For   For
Approve Discharge of Supervisory Board Members   Mgmt   For   For

Approve Discharge of Management Board Member   Mgmt   For   For
Amend Sept. 21, 2006, Resolution Re: Rules of Remuneration of Supervisory BoardMembers   Mgmt   For   Against
Approve Cancellation of Repurchased Shares   Mgmt   For   For
Amend Statute to Reflect Changes in Capital Proposed Under Item 9   Mgmt   For   For
Amend Statute Re: Responsibilities of Supervisory Board   Mgmt   For   For
Approve Consolidated Text of Statute   Mgmt   For   For
Approve Changes in Composition of Supervisory Board   Mgmt   For   For
Close Meeting   Mgmt    

Enka Insaat ve Sanayi A.S.

 

Meeting Date:    12-Apr-13    Country:    Turkey    Security ID:    M4055T108
Record Date:       Meeting Type:    Annual    Ticker:    ENKAI

 

CUSIP: M4055T108    ISIN: TREENKA00011    SEDOL: B03MS64

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Elect Presiding Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Receive External Audit Report   Mgmt    
Receive Information on Charitable Donations   Mgmt    
Accept Financial Statements   Mgmt   For   For
Approve Discharge of Board and Auditors   Mgmt   For   For
Receive Information on Remuneration Policy   Mgmt    
Elect Directors   Mgmt   For   Against
Approve Director Remuneration   Mgmt   For   For

Ratify External Auditors   Mgmt   For   For
Approve Working Principles of the General Assembly   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Amend Company Articles   Mgmt   For   For
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties   Mgmt    
Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose   Mgmt   For   For
Wishes   Mgmt    

Empresa Nacional de Electricidad SA Endesa

 

Meeting Date:    15-Apr-13    Country:    Chile    Security ID:    P3710M109
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    ENDESA

 

CUSIP: P3710M109    ISIN: CLP3710M1090    SEDOL: 2299356

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Annual Report, Financial Statements and Reports of External Auditors and Auditors for Fiscal Year 2012   Mgmt   For   For
Approve Allocation of Income and Distribution of Dividends   Mgmt   For   For
Present Dividend Policy and Distribution Procedures   Mgmt    
Approve Investment and Financing Policy   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Approve Remuneration and Budget of Directors’ Committee for 2103   Mgmt   For   For
Present Report of Directors’ Committee   Mgmt    
Elect External Auditor   Mgmt   For   For
Elect Two Auditors and their Respective Alternates; Approve their Remuneration   Mgmt   For   For

Receive Special Auditors’ Report Regarding Related-Party Transactions   Mgmt    
Other Business (Voting)   Mgmt   For   Abstain

Metropolitan Bank & Trust Company

 

Meeting Date:    15-Apr-13    Country:    Philippines    Security ID:    Y6028G136
Record Date:    14-Mar-13    Meeting Type:    Annual    Ticker:    MBT

 

CUSIP: Y6028G136    ISIN: PHY6028G1361    SEDOL: 6514442

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Minutes of the Annual Meeting Held on April 25, 2012   Mgmt   For   For
Amend Articles of Incorporation on the Increase of Authorized Capital Stock and Creation of Preferred Shares   Mgmt   For   Against
Declare 30 Percent Stock Dividends   Mgmt   For   For

Ratify Corporate Acts   Mgmt   For   For
Elect 14 Directors by Cumulative Voting   Mgmt    
Elect George S. K. Ty as a Director   Mgmt   For   Against
Elect Arthur Ty as a Director   Mgmt   For   Against
Elect Francisco C. Sebastian as a Director   Mgmt   For   Against
Elect Fabian S. Dee as a Director   Mgmt   For   Against
Elect Renato C. Valencia as a Director   Mgmt   For   For
Elect Remedios L. Macalincag as a Director   Mgmt   For   For
Elect Edmund A. Go as a Director   Mgmt   For   Against
Elect Jesli A. Lapus as a Director   Mgmt   For   For
Elect Robin A. King as a Director   Mgmt   For   For
Elect Rex C. Drilon II as a Director   Mgmt   For   For
Elect Vicente B. Valdepeñas, Jr. as a Director   Mgmt   For   For
Elect Amelia B. Cabal as a Director   Mgmt   For   Against
Elect Antonio V. Viray as a Director   Mgmt   For   Against

Elect Francisco F. Del Rosario as a Director   Mgmt   For   For
Elect External Auditors   Mgmt   For   For

Enersis SA

 

Meeting Date:    16-Apr-13    Country:    Chile    Security ID:    P37186106
Record Date:    10-Apr-13    Meeting Type:    Annual    Ticker:    ENERSIS

 

CUSIP: P37186106    ISIN: CLP371861061    SEDOL: 2299453

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Annual Report, Financial Statements, and Reports of External Auditors and Auditors for Fiscal Year 2012   Mgmt   For   For
Approve Allocation of Income and Distribution of Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against

Approve Remuneration of Directors   Mgmt   For   For
Approve Remuneration and Budget of Directors’ Committee for Fiscal Year 2013   Mgmt   For   For
Present Information on Board Reports on Board Expenses, Annual Management, Expenditures and Activities of the Directors’ Committee   Mgmt    
Elect External Auditors   Mgmt   For   For
Elect Two Auditors and their Respective Alternates; Approve Their Remuneration   Mgmt   For   For
Designate Risk Assessment Companies   Mgmt   For   For
Approve Investment and Financing Policy   Mgmt   For   For
Present Information on Dividend Policy and Procedures for Dividend Distribution   Mgmt    
Receive Special Auditors’ Report Regarding Related-Party Transactions   Mgmt    
Present Report Re: Processing, Printing, and Mailing Information Required by Chilean Law   Mgmt    
Other Business (Voting)   Mgmt   For   Abstain
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Ayala Land, Inc.

 

Meeting Date:    17-Apr-13    Country:    Philippines    Security ID:    Y0488F100
Record Date:    18-Feb-13    Meeting Type:    Annual    Ticker:    ALI

 

CUSIP: Y0488F100    ISIN: PHY0488F1004    SEDOL: 6055112

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Minutes of Previous Meeting   Mgmt   For   For
Approve Annual Report of Management   Mgmt   For   For
Ratify All Acts of the Board of Directors and of the Executive Committee Adopted During the Preceding Year   Mgmt   For   For
Amend Article Seventh of the Articles of Incorporation to Exempt the Sale of Treasury Shares from Pre-emptive Rights   Mgmt   For   For

Elect 9 Directors by Cumulative Voting   Mgmt    
Elect Fernando Zobel de Ayala as a Director   Mgmt   For   Against
Elect Antonino T. Aquino as a Director   Mgmt   For   Against
Elect Delfin L. Lazaro as a Director   Mgmt   For   Against
Elect Mercedita S. Nolledo as a Director   Mgmt   For   Against
Elect Jaime C. Laya as a Director   Mgmt   For   For
Elect Jaime Augusto Zobel de Ayala as a Director   Mgmt   For   Against
Elect Aurelio R. Montinola III as a Director   Mgmt   For   Against
Elect Francis G. Estrada as a Director   Mgmt   For   For
Elect Oscar S. Reyes as a Director   Mgmt   For   For
Elect External Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Other Matters   Mgmt   For   Abstain

British American Tobacco Bhd.

 

Meeting Date:    17-Apr-13    Country:    Malaysia    Security ID:    Y0971P110
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    BAT

 

CUSIP: Y0971P110    ISIN: MYL4162OO003    SEDOL: 6752349

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Elect William Toh Ah Wah as Director   Mgmt   For   Against
Elect James Richard Suttie as Director   Mgmt   For   Against
Elect Andreas Michael Thompson as Director   Mgmt   For   Against
Elect Mohamad Salim bin Fateh Din as Director   Mgmt   For   For
Elect Oh Chong Peng as Independent Non-Executive Director   Mgmt   For   For
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions   Mgmt   For   For

CIMB Group Holdings Bhd

 

Meeting Date:    17-Apr-13    Country:    Malaysia    Security ID:    Y1636J101
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    CIMB

 

CUSIP: Y1636J101    ISIN: MYL1023OO000    SEDOL: 6075745

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Elect Robert Cheim Dau Meng as Director   Mgmt   For   For
Elect Glenn Muhammad Surya Yusuf as Director   Mgmt   For   For
Elect Watanan Petersik as Director   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Approve Issuance of New Ordinary Shares Under the Dividend Reinvestment Scheme   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

PT Perusahaan Gas Negara Tbk

 

Meeting Date:    17-Apr-13    Country:    Indonesia    Security ID:    Y7136Y118
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    PGAS

 

CUSIP: Y7136Y118    ISIN: ID1000111602    SEDOL: 6719764

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Annual Reports of the Company and Partnership and Community Development Program (PCDP) and Commissioners’ Report   Mgmt   For   For

Approve Financial Statements of the Company and PCDP and Discharge Directors and Commissioners   Mgmt   For   For
Approve Allocation of Income and Payment of Dividend   Mgmt   For   For
Approve Auditors of the Company and PCDP   Mgmt   For   For
Approve Remuneration of Directors and Commissioners   Mgmt   For   For
Elect Directors and Commissioners   Mgmt   For   Against

Arca Continental SAB de CV

 

Meeting Date:    18-Apr-13    Country:    Mexico    Security ID:    P0448R103
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: P3699M104    ISIN: MX01AC100006    SEDOL: 2823885

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Board Report on Financial Statements and Statutory Reports for Fiscal Year 2012; Present External Auditors’ Report; Accept Audit and Corporate Practices Committee Chairman’s Report and Tax Report on Compliance to Fiscal Obligations   Mgmt   For   For
Approve Allocation of Income and Cash Dividends of MXN 1.50 Per Share   Mgmt   For   For
Set Aggregate Nominal Amount of Share Repurchase Reserve   Mgmt   For   For
Elect Directors, Verify Independence of Board Members, Approve their Remuneration and Elect Secretaries   Mgmt   For   Against
Approve Remuneration of Board Committee Members; Elect Chairman of Audit and Corporate Practices Committee   Mgmt   For   Against
Designate Inspector or Shareholder Representative(s) of Minutes of Meeting   Mgmt   For   For
Approve Minutes of Meeting   Mgmt   For   For

Bank of The Philippine Islands

 

Meeting Date:    18-Apr-13    Country:    Philippines    Security ID:    Y0967S169
Record Date:    19-Mar-13    Meeting Type:    Annual    Ticker:    BPI

 

CUSIP: Y0967S169    ISIN: PHY0967S1694    SEDOL: 6074968

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Minutes of the Annual Meeting of Stockholders Held on April 19, 2012   Mgmt   For   For
Approve the Financial Statements as of Dec. 31, 2012   Mgmt   For   For
Ratify the Acts of the Board of Directors, Executive Committee, and All Other Board and Management Committees and Officers   Mgmt   For   For
Elect 15 Directors by Cumulative Voting   Mgmt    
Elect Jaime Augusto Zobel de Ayala as a Director   Mgmt   For   Against

Elect Aurelio R. Montinola III as a Director   Mgmt   For   Against
Elect Fernando Zobel de Ayala as a Director   Mgmt   For   Against
Elect Romeo L. Bernardo as a Director   Mgmt   For   For
Elect Chng Sok Hui as a Director   Mgmt   For   Against
Elect Cezar P. Consing as a Director   Mgmt   For   For
Elect Octavio V. Espiritu as a Director   Mgmt   For   For
Elect Rebecca G. Fernando as a Director   Mgmt   For   Against
Elect Solomon M. Hermosura as a Director   Mgmt   For   Against
Elect Khoo Teng Cheong as a Director   Mgmt   For   Against
Elect Xavier P. Loinaz as a Director   Mgmt   For   For
Elect Mercedita S. Nolledo as a Director   Mgmt   For   Against
Elect Artemio V. Panganiban as a Director   Mgmt   For   For
Elect Antonio Jose U. Periquet as a Director   Mgmt   For   For
Elect Oscar S. Reyes as a Director   Mgmt   For   Against
Approve Auditors and Authorize the Board to Fix Their Remuneration   Mgmt   For   For

CAP SA

 

Meeting Date:    18-Apr-13    Country:    Chile    Security ID:    P25625107
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    CAP

 

CUSIP: P25625107    ISIN: CLP256251073    SEDOL: 2174312

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Annual Report, Financial Statements and External Auditors’ Report for Fiscal Year 2012   Mgmt   For   For
Approve Dividend Policy and Distribution   Mgmt   For   For
Elect External Auditors   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Approve Remuneration and Budget of Directors’ Committee; Receive Directors’ Committee Report   Mgmt   For   For

Designate Risk Assessment Companies   Mgmt   For   For
Receive Special Auditors’ Report Regarding Related-Party Transactions   Mgmt    
Other Business (Voting)   Mgmt   For   Abstain

BDO Unibank Inc.

 

Meeting Date:    19-Apr-13    Country:    Philippines    Security ID:    Y07775102
Record Date:    08-Mar-13    Meeting Type:    Annual    Ticker:    BDO

 

CUSIP: Y0560W104    ISIN: PHY077751022    SEDOL: B5VJH76

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Minutes of Previous Annual Shareholders’ Meeting Held on April 20, 2012   Mgmt   For   For
Approve the President’s Report and Audited Financial Statements as of Dec. 31, 2012   Mgmt   For   For

Ratify All Acts of the Board of Directors   Mgmt   For   For
Elect 11 Directors by Cumulative Voting   Mgmt    
Elect Teresita T. Sy as a Director   Mgmt   For   Against
Elect Jesus A. Jacinto, Jr. as a Director   Mgmt   For   Against
Elect Nestor V. Tan as a Director   Mgmt   For   Against
Elect Josefina N. Tan as a Director   Mgmt   For   Against
Elect Henry T. Sy, Jr. as a Director   Mgmt   For   Against
Elect Farida Khambata as a Director   Mgmt   For   Against
Elect Cheo Chai Hong as a Director   Mgmt   For   Against
Elect Antonio C. Pacis as a Director   Mgmt   For   Against
Elect Jimmy T. Tang as a Director   Mgmt   For   For
Elect Jones M. Castro as a Director   Mgmt   For   For
Elect Jose F. Buenaventura as a Director   Mgmt   For   For
Appoint External Auditors   Mgmt   For   For
Other Matters   Mgmt   For   Abstain

PT Adaro Energy Tbk

 

Meeting Date:    19-Apr-13    Country:    Indonesia    Security ID:    Y7087B109
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    ADRO

 

CUSIP: Y7087B109    ISIN: ID1000111305    SEDOL: B3BQFC4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Elect Directors and Commissioners   Mgmt   For   Against
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Remuneration of Directors and Commissioners   Mgmt   For   For

PT Telekomunikasi Indonesia Tbk

 

Meeting Date:    19-Apr-13    Country:    Indonesia    Security ID:    Y71474137
Record Date:    03-Apr-13    Meeting Type:    Annual    Ticker:    TLKM

 

CUSIP: Y71474137    ISIN: ID1000099104    SEDOL: B02ZK79

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Annual Report, including Commissioners’ Supervisory Report   Mgmt   For   For
Ratify Company’s Financial Statements, Partnership and Community Development Program (PCDP), and Annual Report, and Discharge Directors and Commissioners   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Remuneration of Directors and Commissioners   Mgmt   For   For
Approve Auditors of the Company and PCDP   Mgmt   For   For

Approve Changes to the Plan for the Use of the Company’s Treasury Stock from Share Buy Back I through IV   Mgmt   For   Against
Approve Change of Nomenclature Title of the Board of Directors (BOD) other than President Director and Finance Director and Reaffirm Structure of BOD as Stipulated in the AGM on May 11, 2012   Mgmt   For   Against
Ratify Minister of State-Owned Enterprises Regulation No. PER-12/MBU/2012 on Supporting Body for the Board of Commissioners in State-Owned Enterprise   Mgmt   For   For
Amend Articles of Association Re: (i) Stock Split of Serie A and Serie B Shares; and (ii) Provision of PCDP in the Company’s Working Plan and Budgeting   Mgmt   For   For
Elect Directors and Commissioners   Mgmt   For   Against

America Movil SAB de CV

 

Meeting Date:    22-Apr-13    Country:    Mexico    Security ID:    P0280A101
Record Date:    12-Apr-13    Meeting Type:    Special    Ticker:    AMXL

 

CUSIP: P0280A101    ISIN: MXP001691213    SEDOL: 2667470

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for Series L Shares Only   Mgmt    
Elect Directors for Series L Shares   Mgmt   For   Against
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   Against

PT United Tractors Tbk

 

Meeting Date:    22-Apr-13    Country:    Indonesia    Security ID:    Y7146Y140
Record Date:    04-Apr-13    Meeting Type:    Annual    Ticker:    UNTR

 

CUSIP: Y7146Y140    ISIN: ID1000058407    SEDOL: 6230845

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Elect Directors and Commissioners   Mgmt   For   Against
Approve Remuneration of Directors and Commissioners   Mgmt   For   For
Approve Auditors   Mgmt   For   For

Telefonica Czech Republic AS

 

Meeting Date:    22-Apr-13    Country:    Czech Republic    Security ID:    X89734101
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    BAATELEC

 

CUSIP: X89734101    ISIN: CZ0009093209    SEDOL: 5272569

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Approve Meeting Procedures   Mgmt   For   For
Elect Meeting Officials   Mgmt   For   For
Receive Board Report on Company’s Operations and State of Its Assets in Fiscal 2012   Mgmt    
Receive Supervisory Board Report on Its Activities and Affiliated Persons   Mgmt    
Approve Financial Statements   Mgmt   For   For
Approve Consolidated Financial Statements   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For
Amend Articles of Association Re: Supervisory Board   Mgmt   For   For
Ratify Ernst & Young Audit s.r.o. as Auditor   Mgmt   For   For
Approve Reduction in Share Capital   Mgmt   For   For

Amend Articles of Association to Reflect Changes in Capital   Mgmt   For   For
Approve Terms of Additional Remuneration of Supervisory Board Members   Mgmt   For   For
Approve Terms of Additional Remuneration of the Audit Committee Members   Mgmt   For   For
Recall Supervisory Board Members   Mgmt   For   For
Elect Jesus Perez de Uriguen as Supervisory Board Member   Mgmt   For   Against
Elect Antonio Santiago as Supervisory Board Member   Mgmt   For   Against
Approve Agreement with Supervisory Board Member, Jesus Perez de Uriguen   Mgmt   For   For

Telefonica Czech Republic AS

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Agreement with Supervisory Board Member, Antonio Santiago   Mgmt   For   For

Recall Members of Audit Committee   Mgmt   For   For
Elect Members of Audit Committee   Mgmt   For   For
Approve Agreements with Audit Committee Members   Mgmt   For   For
Close Meeting   Mgmt    

Colbun SA

 

Meeting Date:    23-Apr-13    Country:    Chile    Security ID:    P2867K130
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    COLBUN

 

CUSIP: P2867K130    ISIN: CLP3615W1037    SEDOL: 2309255

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Present External Auditors’ and Internal Statutory Auditors’ Reports   Mgmt   For   For

Approve Financial Statements and Statutory Reports for Fiscal Year 2012   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Investment and Financing Policy   Mgmt   For   For
Approve Dividend Policy and Distribution Procedures   Mgmt   For   For
Elect External Auditors   Mgmt   For   For
Elect Internal Statutory Auditors; Approve their Remunerations   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Present Report on Activities Carried Out by Directors’ Committee   Mgmt   For   For
Approve Remuneration and Budget of Directors’ Committee   Mgmt   For   For
Receive Special Auditors’ Report Regarding Related-Party Transactions   Mgmt    
Other Business (Voting)   Mgmt   For   Abstain

E. CL SA

 

Meeting Date:    23-Apr-13    Country:    Chile    Security ID:    P36020108
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    ECL

 

CUSIP: P37109108    ISIN: CLP371091081    SEDOL: 2311410

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements and Statutory Reports for Fiscal Year 2012   Mgmt   For   For
Approve Allocation of Income and Dividends of $ 0.05 Per Share   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Directors   Mgmt   For   For
Approve Remuneration and Budget of Directors’ Committee   Mgmt   For   For
Elect External Auditors   Mgmt   For   For
Designate Risk Assessment Companies   Mgmt   For   For

Approve Dividend Policy   Mgmt   For   For
Present Report on Activities Carried Out and Expenses Incurred by Directors’ Committee   Mgmt   For   For
Approve Special Auditors’ Report Regarding Related-Party Transactions   Mgmt   For   For
Other Business (Voting)   Mgmt   For   Abstain

PT Astra Agro Lestari Tbk

 

Meeting Date:    23-Apr-13    Country:    Indonesia    Security ID:    Y7116Q119
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    AALI

 

CUSIP: Y7116Q119    ISIN: ID1000066004    SEDOL: 6092498

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Approve Allocation of Income   Mgmt   For   For
Elect Directors and Commissioners and Approve Their Remuneration   Mgmt   For   Against
Approve Auditors   Mgmt   For   For

Empresas Copec SA

 

Meeting Date:    24-Apr-13    Country:    Chile    Security ID:    P7847L108
Record Date:    18-Apr-13    Meeting Type:    Annual    Ticker:    COPEC

 

CUSIP: P7847L108    ISIN: CLP7847L1080    SEDOL: 2196026

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year 2012; Present Current Company Standing Report   Mgmt   For   For
Approve Special Auditors’ Report Regarding Related-Party Transactions   Mgmt   For   For

Approve Remuneration of Directors   Mgmt   For   For
Approve Remuneration and Budget of Directors’ Committee; Present Report on Directors’ Committee Expenses and Activities   Mgmt   For   For
Elect External Auditor and Designate Risk Assessment Companies   Mgmt   For   For
Other Business (Voting)   Mgmt   For   Abstain

ENEA S.A.

 

Meeting Date:    24-Apr-13    Country:    Poland    Security ID:    X2232G104
Record Date:    08-Apr-13    Meeting Type:    Annual    Ticker:    ENA

 

CUSIP: N/A    ISIN: PLENEA000013    SEDOL: B3F97B2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Meeting Chairman   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt    
Approve Agenda of Meeting   Mgmt   For   For
Receive Supervisory Board Report on Its Activities   Mgmt    
Receive Auditor’s Reports on Annual and Consolidated Financial Statements; Receive Management Board Reports on Company’s an Group’s Operations   Mgmt    
Approve Management Board Report on Company’s Operations   Mgmt   For   For
Approve Financial Statements   Mgmt   For   For
Approve Consolidated Financial Statements   Mgmt   For   For
Approve Management Board Report on Group’s Operations   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Discharge of Maciej Owczarek (CEO)   Mgmt   For   For
Approve Discharge of Krzysztof Zborowski (Management Board Member)   Mgmt   For   For

Approve Discharge of Hubert Rozpedek (Management Board Member)   Mgmt   For   For
Approve Discharge of Janusz Bil (Management Board Member)   Mgmt   For   For
Approve Discharge of Tadeusz Dachowski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Pawel Lisiewicz (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Agnieszka Mankowska (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Mieczyslaw Plucinski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Malgorzata Aniolek (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Wojciech Chmielewski (Chairman of Supervisory Board)   Mgmt   For   For
Approve Discharge of Michal Kowalewski (Secretary of Supervisory Board)   Mgmt   For   For
Approve Discharge of Jeremi Mordasewicz (Deputy Chairman of Supervisory Board)   Mgmt   For   For

Approve Discharge of Graham Wood (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Slawomir Brzezinski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Sandra Malinowska (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Przemyslaw Lyczynski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Tadeusz Miklosz (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Michal Jarczynski (Supervisory Board Member)   Mgmt   For   For
Recall Graham Wood from Supervisory Board   Mgmt   For   For
Elect Supervisory Board Member   Mgmt   For   For
Receive Report on Elections of Company’s CEO   Mgmt    
Receive Report on Elections to Management Board   Mgmt    
Close Meeting   Mgmt    

Petronas Dagangan Bhd

 

Meeting Date:    24-Apr-13    Country:    Malaysia    Security ID:    Y6885A107
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    PETDAG

 

CUSIP: Y6885A107    ISIN: MYL5681OO001    SEDOL: 6695938

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Special Dividend of MYR 0.35 Per Share   Mgmt   For   For
Elect Zulkiflee bin Wan Ariffin as Director   Mgmt   For   Against
Elect Mohammad Medan bin Abdullah as Director   Mgmt   For   Against
Elect Lim Beng Choon as Director   Mgmt   For   For
Elect Aminul Rashid bin Mohd Zamzam as Director   Mgmt   For   Against
Approve Remuneration of Directors   Mgmt   For   For
Approve KPMG Desa Megat & Co. as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Empresa Nacional de Telecomunicaciones SA ENTEL

 

Meeting Date:    25-Apr-13    Country:    Chile    Security ID:    P37115105
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    ENTEL

 

CUSIP: P37115105    ISIN: CLP371151059    SEDOL: 2297628

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Annual Report, Financial Statements and Statutory Reports for Fiscal Year 2012   Mgmt   For   For
Approve Final Dividends   Mgmt   For   For
Accept Dividend Policy   Mgmt   For   For
Approve Investment and Financing Policy   Mgmt   For   For

Approve Remuneration of Directors   Mgmt   For   For
Approve Remuneration and Budget of Directors’ Committee   Mgmt   For   For
Elect External Auditors and Internal Statutory Auditors   Mgmt   For   For
Designate Risk Assessment Companies   Mgmt   For   For
Approve Special Auditors’ Report Regarding Related-Party Transactions   Mgmt   For   For
Designate Newspaper to Publish Meeting Announcements   Mgmt   For   For
Other Business (Voting)   Mgmt   For   Abstain

Empresas CMPC SA

 

Meeting Date:    25-Apr-13    Country:    Chile    Security ID:    P3712V107
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    CMPC

 

CUSIP: P3712V107    ISIN: CL0000001314    SEDOL: 2196015

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Annual Report, Financial Statements and External Auditors’ Report for Fiscal Year 2012   Mgmt   For   For
Approve Allocation of Income and Dividends of CLP 6 Per Share   Mgmt   For   For
Receive Special Auditors’ Report Regarding Related-Party Transactions   Mgmt    
Elect External Auditors and Designate Risk Assessment Companies   Mgmt   For   For
Approve Remuneration of Directors; Approve Remuneration and Budget of Directors’ Committee   Mgmt   For   For
Approve Policy and Procedures on Dividend and Allocation of Income   Mgmt   For   For
Other Business (Voting)   Mgmt   For   Abstain

Grupo Carso SAB de CV

 

Meeting Date:    25-Apr-13    Country:    Mexico    Security ID:    P46118108
Record Date:    17-Apr-13    Meeting Type:    Annual    Ticker:    GCARSOA1

 

CUSIP: P46118108    ISIN: MXP461181085    SEDOL: 2393452

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Only Series A Shareholders Who are Mexican Nationals Can Vote   Mgmt    
Accept Financial Statements, CEO’s Report and Statutory Reports for Fiscal Year 2012; Present Opinion and Board’s Report, External Auditor Report, Corporate and Audit Committee Report and Tax Obligation Compliance Report   Mgmt   For   For
Approve Allocation of Income and Dividends of MXN 0.70 per Share to be Distributed in Two Installments of MXN 0.35 Each   Mgmt   For   For
Approve Discharge of Board of Directors and CEO   Mgmt   For   For
Elect or Ratify Directors, Chairman and Members of Audit and Corporate Practices Committee; Verify Independence of Directors; Approve Their Respective Remuneration   Mgmt   For   Against

Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

MOL Hungarian Oil and Gas Plc

 

Meeting Date:    25-Apr-13    Country:    Hungary    Security ID:    X5462R112
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    MOL

 

CUSIP: X5462R112    ISIN: HU0000068952    SEDOL: 4742494

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Use of Electronic Vote Collection Method   Mgmt   For   For
Elect Keeper of Minutes, Shareholders to Authenticate Minutes, and Counter of Votes   Mgmt   For   For
Approve Consolidated Financial Statements, Financial Statements Prepared in Accordance with Hungarian Accounting Standards (HAL), and Statutory Reports   Mgmt   For   For

Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Company’s Corporate Governance Statement   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   Against
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   Against
Reelect Zsolt Hernadi as Member of Board of Management Board   Mgmt   For   For
Reelect Mulham Basheer Abdullah Al Jarf as Member of Management Board   Mgmt   For   For
Amend Article 15.2 of Bylaws Re: Exercising Employer’s Right   Mgmt   For   For
Amend Article 19.4 of Bylaws Re: Exercising Employer’s Right   Mgmt   For   For

Novatek OAO

 

Meeting Date:    25-Apr-13    Country:    Russia    Security ID:    X5880H100
Record Date:    21-Mar-13    Meeting Type:    Annual    Ticker:    NVTK

 

CUSIP: X5880H100    ISIN: RU000A0DKVS5    SEDOL: B59HPK1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for GDR Holders   Mgmt    
Approve Annual Report, Financial Statements, Allocation of Income and Terms of Dividends Payment   Mgmt   For   For
Elect Nine Directors by Cumulative Voting   Mgmt    
Elect Andrei Akimov as Director   Mgmt   None   Against
Elect Burckhard Bergmann as Director   Mgmt   None   Against
Elect Yves Louis Darricarrere as Director   Mgmt   None   Against
Elect Mark Gyetvay as Director   Mgmt   None   Against

Elect Vladimir Dmitriyev as Director   Mgmt   None   Against
Elect Leonid Mikhelson as Director   Mgmt   None   Against
Elect Alexander Natalenko as Director   Mgmt   None   For
Elect Kirill Seleznev as Director   Mgmt   None   Against
Elect Gennady Timchenko as Director   Mgmt   None   Against
Elect Four Members of Audit Commission   Mgmt    
Elect Maria Panasenko as Member of Audit Commission   Mgmt   For   For
Elect Igor Ryaskov as Member of Audit Commission   Mgmt   For   For
Elect Sergey Fomichev as Member of Audit Commission   Mgmt   For   For
Elect Nikolai Shulikin as Member of Audit Commission   Mgmt   For   For
Ratify ZAO PricewaterhouseCoopers as Auditor for 2013   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Approve Remuneration of Members of Audit Commission   Mgmt   For   For

Approve Related-Party Transaction Re: Supplementary Agreement to Agreement on Transportation of Gas with OAO Gazprom   Mgmt   For   For
Approve Related-Party Transaction Re: Supplementary Agreement to Agreement on Arranging of Injection and Storage of Gas with OAO Gazprom   Mgmt   For   For

PT Astra International Tbk

 

Meeting Date:    25-Apr-13    Country:    Indonesia    Security ID:    Y7117N172
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    ASII

 

CUSIP: Y7117N149    ISIN: ID1000122807    SEDOL: B800MQ5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Approve Allocation of Income   Mgmt   For   For
Elect Directors and Commissioners and Approve Their Remuneration   Mgmt   For   Against
Approve Auditors   Mgmt   For   For

SM Investments Corporation

 

Meeting Date:    25-Apr-13    Country:    Philippines    Security ID:    Y80676102
Record Date:    26-Mar-13    Meeting Type:    Annual    Ticker:    SM

 

CUSIP: Y80676102    ISIN: PHY806761029    SEDOL: B068DB9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect 8 Directors by Cumulative Voting   Mgmt    
Elect Henry Sy, Sr. as a Director   Mgmt   For   For
Elect Teresita T. Sy as a Director   Mgmt   For   For

Elect Henry T. Sy, Jr. as a Director   Mgmt   For   For
Elect Harley T. Sy as a Director   Mgmt   For   For
Elect Jose T. Sio as a Director   Mgmt   For   For
Elect Vicente S. Perez, Jr. as a Director   Mgmt   For   For
Elect Ah Doo Lim as a Director   Mgmt   For   For
Elect Joseph R. Higdon as a Director   Mgmt   For   For
Approve Minutes of Previous Annual Stockholders’ Meeting   Mgmt   For   For
Approve Annual Report   Mgmt   For   For
Ratify All Acts and Resolutions of the Board of Directors and Executive Officers   Mgmt   For   For
Approve the Increase in Authorized Capital Stock from PHP7 Billion to PHP12 Billion and the Amendment of Article Seven of the Amended Articles of Incorporation to Reflect the Capital Increase and Declaration of 25 Percent Stock Dividend   Mgmt   For   For
Elect Sycip Gorres Velayo & Co. as Independent Auditors   Mgmt   For   Against
Other Matters   Mgmt   For   Abstain

Sociedad Quimica y Minera de Chile SA SQM

 

Meeting Date:    25-Apr-13    Country:    Chile    Security ID:    P8716X108
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    SQM-B

 

CUSIP: P8716X108    ISIN: CLP8716X1082    SEDOL: 2718301

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Annual Report, Financial Statements, Internal Statutory Auditors’ Report and External Auditors’ Reports, and Statutory Reports for Fiscal Year 2012   Mgmt   For   For
Elect External Auditors and Internal Statutory Auditors   Mgmt   For   For
Approve Special Auditors’ Report Regarding Related-Party Transactions   Mgmt   For   For

Approve Investment and Financing Policy   Mgmt   For   For
Approve Allocation of Income and Dividends, and Dividend Policy   Mgmt   For   For
Receive Report on Board’s Expenses   Mgmt   For   For
Elect Directors and Fix Their Remuneration   Mgmt   For   Against
Receive Issues Related to Directors’ and Audit Committees   Mgmt   For   For
Other Business (Voting)   Mgmt   For   Abstain

Southern Copper Corporation

 

Meeting Date:    25-Apr-13    Country:    USA    Security ID:    84265V105
Record Date:    01-Mar-13    Meeting Type:    Annual    Ticker:    SCCO

 

CUSIP: 84265V105    ISIN: US84265V1052    SEDOL: 2823777

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director German Larrea Mota-Velasco   Mgmt   For   Withhold
Elect Director Oscar Gonzalez Rocha   Mgmt   For   Withhold
Elect Director Emilio Carrillo Gamboa   Mgmt   For   For
Elect Director Alfredo Casar Perez   Mgmt   For   Withhold
Elect Director Luis Castelazo Morales   Mgmt   For   Withhold
Elect Director Enrique Castillo Sanchez Mejorada   Mgmt   For   For
Elect Director Xavier Garcia de Quevedo Topete   Mgmt   For   Withhold
Elect Director Daniel Muniz Quintanilla   Mgmt   For   Withhold
Elect Director Luis Miguel Palomino Bonilla   Mgmt   For   For
Elect Director Gilberto Perezalonso Cifuentes   Mgmt   For   Withhold
Elect Director Juan Rebolledo Gout   Mgmt   For   Withhold
Elect Director Carlos Ruiz Sacristan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Cencosud SA

 

Meeting Date:    26-Apr-13    Country:    Chile    Security ID:    P2205J100
Record Date:    20-Apr-13    Meeting Type:    Annual    Ticker:    CENCOSUD

 

CUSIP: P2205J100    ISIN: CL0000000100    SEDOL: B00R3L2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year 2012   Mgmt   For   For
Approve Allocation of Income and Dividends of CLP 20.60 Per Share   Mgmt   For   For
Approve Dividend Policy   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration of Directors’ Committee and its Consultants and Their Budget   Mgmt   For   For

Receive Report of Directors and Directors’ Committee Expenses   Mgmt    
Elect External Auditors   Mgmt   For   For
Designate Risk Assessment Companies   Mgmt   For   For
Approve Special Auditors’ Report Regarding Related-Party Transactions   Mgmt    
Receive Report on Activities Carried Out by Directors’ Committee   Mgmt    
Designate Newspaper to Publish Meeting Announcements   Mgmt   For   For
Other Business (Voting)   Mgmt   For   Abstain

Grupo Financiero Banorte SAB de CV

 

Meeting Date:    26-Apr-13    Country:    Mexico    Security ID:    P49501201
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    GFNORTEO

 

CUSIP: P49501201    ISIN: MXP370711014    SEDOL: 2421041

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year 2012   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Elect Guillermo Ortiz Martinez as Board Chairman   Mgmt   For   For
Elect Bertha Gonzalez Moreno as Director   Mgmt   For   For
Elect David Villarreal Montemayor as Director   Mgmt   For   For
Elect Manuel Saba Ades as Director   Mgmt   For   For
Elect Alfredo Elias Ayub as Director   Mgmt   For   For
Elect Herminio Blanco Mendoza as Director   Mgmt   For   For
Elect Everardo Elizondo Almaguer as Director   Mgmt   For   For
Elect Patricia Armendariz Guerra as Director   Mgmt   For   For
Elect Armando Garza Sada as Director   Mgmt   For   For
Elect Hector Reyes Retana as Director   Mgmt   For   For

Elect Juan Carlos Braniff Hierro as Director   Mgmt   For   For
Elect Alejandro Burillo Azcarraga as Director   Mgmt   For   For
Elect Miguel Aleman Magnani as Director   Mgmt   For   For
Elect Enrique Castillo Sanchez Mejorada as Director   Mgmt   For   For
Elect Alejandro Valenzuela del Rio as Director   Mgmt   For   For
Elect Jesus O. Garza Martinez as Alternate Director   Mgmt   For   For
Elect Juan Antonio Gonzalez Moreno as Alternate Director   Mgmt   For   For
Elect Jose G. Garza Montemayor as Alternate Director   Mgmt   For   For
Elect Alberto Saba Ades as Alternate Director   Mgmt   For   For
Elect Isaac Becker Kabacnik as Alternate Director   Mgmt   For   For
Elect Manuel Aznar Nicolin as Alternate Director   Mgmt   For   For
Elect Ramon A. Leal Chapa as Alternate Director   Mgmt   For   For
Elect Julio Cesar Mendez Rubio as Alternate Director   Mgmt   For   For

Elect Guillermo Mascarenas Milmo as Alternate Director   Mgmt   For   For
Elect Javier Molinar Horcasitas as Alternate Director   Mgmt   For   For
Elect Jose Marcos Ramirez Miguel as Alternate Director   Mgmt   For   For
Approve Directors Liability and Indemnification   Mgmt   For   For
Elect Hector Avila Flores as Board Secretary; Elect Jose Morales Martinez as Undersecretary Who Will Not Be Part of Board   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Elect Hector Reyes Retana as Chairman of Audit and Corporate Practices Committee   Mgmt   For   For
Elect Herminio Blanco Mendoza as Member of Audit and Corporate Practices Committee   Mgmt   For   For
Elect Manuel Aznar Nicolin as Member of Audit and Corporate Practices Committee   Mgmt   For   For
Elect Patricia Armendariz Guerra as Member of Audit and Corporate Practices Committee   Mgmt   For   For
Elect Julio Cesar Mendez Rubio as Member of Audit and Corporate Practices Committee   Mgmt   For   For

Elect Juan Carlos Braniff Hierro as Chairman of Risk Policies Committee   Mgmt   For   For
Elect Alfredo Elias Ayub as Member of Risk Policies Committee   Mgmt   For   For
Elect Everardo Elizondo Almaguer as Member of Risk Policies Committee   Mgmt   For   For
Elect Manuel Aznar Nicolin as Member of Risk Policies Committee   Mgmt   For   For
Elect Alejandro Valenzuela del Rio as Member of Risk Policies Committee   Mgmt   For   For
Elect Manuel Romo Villafuerte as Member of Risk Policies Committee   Mgmt   For   For
Elect Fernando Solis Soberon as Member of Risk Policies Committee   Mgmt   For   For
Elect Gerardo Zamora Nanez as Member of Risk Policies Committee   Mgmt   For   For
Elect Marcos Ramirez Miguel as Member of Risk Policies Committee   Mgmt   For   For
Elect David Aaron Margolin Schabes as Secretary of Risk Policies Committee   Mgmt   For   For

Approve Report on Share Repurchase; Set Aggregate Nominal Amount of Share Repurchase Program   Mgmt   For   For
Approve Modification to Integration and Duties of Regional Boards   Mgmt   For   For
Authorize Board to Obtain Certification of Company Bylaws   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Approve Minutes of Meeting   Mgmt   For   For

Grupo Financiero Banorte SAB de CV

 

Meeting Date:    26-Apr-13    Country:    Mexico    Security ID:    P49501201
Record Date:    15-Apr-13    Meeting Type:    Special    Ticker:    GFNORTEO

 

CUSIP: P49501201    ISIN: MXP370711014    SEDOL: 2421041

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Article 2 of Bylaws Re: Exclusion of Ixe Banco and Fincasa Hipotecaria; Change Company Names from Ixe Soluciones to Solida Administradora de Portafolios SOFOM and from Ixe Fondos to Operadora de Fondos Banorte Ixe   Mgmt   For   For
Approve Text and Subscribe New Agreement of Shared Responsibilities Including all of Grupo Financiero Banorte’s Entities   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Approve Minutes of Meeting   Mgmt   For   For

Want Want China Holdings Ltd.

 

Meeting Date:    26-Apr-13    Country:    Hong Kong    Security ID:    G9431R103
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    00151

 

CUSIP: G9431R103    ISIN: KYG9431R1039    SEDOL: B2Q14Z3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reelect Tsai Eng-Meng as Director   Mgmt   For   Against
Reelect Chu Chi-Wen as Director   Mgmt   For   Against
Reelect Cheng Wen-Hsien as Director   Mgmt   For   Against
Reelect Toh David Ka Hock as Director   Mgmt   For   Against
Reelect Lee Kwang-Chou as Director   Mgmt   For   Against
Authorize Board to Fix Remuneration of Directors   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Banco Santander Chile

 

Meeting Date:    29-Apr-13    Country:    Chile    Security ID:    P1506A107
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    BSANTANDER

 

CUSIP: P1506A107    ISIN: CLP1506A1070    SEDOL: 2000257

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Annual Report, Financial Statements and External Auditors’ Report for Fiscal Year 2012   Mgmt   For   For
Approve Allocation of Income and Dividends of CLP 1.24 Per Share   Mgmt   For   For
Elect External Auditors   Mgmt   For   For
Designate Risk Assessment Companies   Mgmt   For   For
Elect Juan Pedro Santa Maria as Alternate Director   Mgmt   For   For

Approve Remuneration of Directors   Mgmt   For   For
Approve Remuneration and Budget of Directors’ Committee and Audit Committee; Receive Directors and Audit Committee’s Report   Mgmt   For   For
Approve Special Auditors’ Report Regarding Related-Party Transactions   Mgmt    
Transact Other Business (Non-Voting)   Mgmt    

Grupo Financiero Inbursa SAB de CV

 

Meeting Date:    29-Apr-13    Country:    Mexico    Security ID:    P4950U165
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    GFINBURO

 

CUSIP: P4950U165    ISIN: MXP370641013    SEDOL: 2822398

Proposal   Proponent   Mgmt Rec   Vote Instruction
Present External Auditor’s Report on Adherence to Fiscal Obligations in Accordance to Article 86 of Income Tax Law   Mgmt   For   For
Approve CEO’s Report and Auditor’s Report; Board’s Opinion on Reports   Mgmt   For   For
Approve Board’s Report on Accounting Policies and Criteria for Preparation of 2012 Financial Statements   Mgmt   For   For
Approve Report on Activities and Operations Undertaken by Board in Accordance with Article 28 IV (E) of Company Law   Mgmt   For   For
Approve Individual and Consolidated Financial Statements for Fiscal Year 2012   Mgmt   For   For
Accept Report on Activities Undertaken by Audit and Corporate Practices Committees   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Dividend Distribution   Mgmt   For   For
Elect or Ratify Directors, Secretary and Deputy Secretary   Mgmt   For   Against
Approve Remuneration of Directors, Secretary   Mgmt   For   For
and Deputy Secretary      

Elect or Ratify Members of Audit and Corporate Practices Committees   Mgmt   For   Against
Approve Remuneration of Members of Corporate Practices Committee and Audit Committee   Mgmt   For   For
Approve Share Repurchase Report; Set Maximum Nominal Amount of Share Repurchase   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

LATAM Airlines Group SA

 

Meeting Date:    29-Apr-13    Country:    Chile    Security ID:    P61894104
Record Date:    23-Apr-13    Meeting Type:    Annual    Ticker:    LAN

 

CUSIP: P61894104    ISIN: CL0000000423    SEDOL: 2518932

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements and Statutory Reports for Fiscal Year 2012   Mgmt   For   For

Approve Dividends   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Approve Remuneration and Budget of Directors’ Committee   Mgmt   For   For
Approve External Auditors, Designate Risk-Assessment Companies; Present Special Auditors’ Report Regarding Related-Party   Mgmt   For   For
Present Report Re: Processing, Printing, and Mailing Information Required by Chilean Law   Mgmt   For   For
Designate Newspaper to Publish Meeting Announcements   Mgmt   For   For
Other Business (Voting)   Mgmt   For   Abstain

Minera Frisco SAB de CV

 

Meeting Date:    29-Apr-13    Country:    Mexico    Security ID:    P6811U102
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    MFRISCOA-1

 

CUSIP: N/A    ISIN: MX01MF010000    SEDOL: B3QHKH2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve CEO’s Report, External Auditors’ Report, Board of Directors’ Report, Financial Statements for Fiscal Year 2012, and Audit and Corporate Practices Committees’ Report   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Discharge Board of Directors and CEO   Mgmt   For   For
Elect Directors, Officials, Chairman and Members of Corporate Practices and Audit Committee; Verify Independence Classification of Directors; Approve Their Remuneration   Mgmt   For   Against
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

AES Gener SA

 

Meeting Date:    30-Apr-13    Country:    Chile    Security ID:    P0607L111
Record Date:    24-Apr-13    Meeting Type:    Annual    Ticker:    AESGENER

 

CUSIP: P0607J140    ISIN: CL0001880955    SEDOL: B83J214

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports for Fiscal Year 2012; Approve External Auditors’ Report   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Remuneration and Budget of Directors’ Committee and its Consultants; Present Report on Directors’ Committee Expenses and Activities   Mgmt   For   For
Elect External Auditors   Mgmt   For   For
Approve Dividends Policy   Mgmt   For   For
Receive Special Auditors’ Report Regarding Related-Party Transactions   Mgmt    

Other Business (Voting)   Mgmt   For   Abstain
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Grupo Mexico SAB de CV

 

Meeting Date:    30-Apr-13    Country:    Mexico    Security ID:    P49538112
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    GMEXICOB

 

CUSIP: P49538112    ISIN: MXP370841019    SEDOL: 2643674

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Consolidated Financial Statements and Statutory Reports; Accept CEO, Board and Board Committee Reports for Fiscal Year 2012   Mgmt   For   For

Present Report on Compliance with Fiscal Obligations   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Policy Related to Acquisition of Own Shares for 2012; Set Aggregate Nominal Amount of Share Repurchase Reserve for 2013   Mgmt   For   For
Elect or Ratify Directors; Verify Independence of Board Members; Elect or Ratify Chairmen and Members of Board Committees   Mgmt   For   Against
Approve Remuneration of Directors and Members of Board Committees   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

PT Semen Indonesia (Persero) Tbk

 

Meeting Date:    30-Apr-13    Country:    Indonesia    Security ID:    Y7142G168
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    SMGR

 

CUSIP: Y7142G168    ISIN: ID1000106800    SEDOL: 6795236

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements and Statutory Reports of the Company and Discharge Directors and Commissioners   Mgmt   For   For
Approve Annual Report of the Partnership and Community Development Program (PCDP) and Discharge Directors and Commissioners   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Remuneration of Directors and Commissioners   Mgmt   For   For
Approve Auditors of the Company and PCDP   Mgmt   For   For
Ratify Ministerial Regulation of State-Owned Enterprise No. PER-12/MBU/2012 concerning Supporting Organs of the Board of Commissioners of State-Owned Enterprise   Mgmt   For   For
Elect Directors and Commissioners   Mgmt   For   Against

SACI Falabella

 

Meeting Date:    30-Apr-13    Country:    Chile    Security ID:    P3880F108
Record Date:    24-Apr-13    Meeting Type:    Annual    Ticker:    FALABELLA

 

CUSIP: P3880F108    ISIN: CLP3880F1085    SEDOL: 2771672

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Annual Report, Financial Statements and External Auditors’ Report for Fiscal Year 2012   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Dividends Policy   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Elect External Auditors and Risk Assessment Companies   Mgmt   For   For
Designate Newspaper to Publish Meeting Announcements   Mgmt   For   For

Approve Special Auditors’ Report Regarding Related-Party Transactions   Mgmt   For   For
Approve Remuneration and Budget of Directors’ Committee; Receive Directors Committee’s Report   Mgmt   For   For
Other Business (Voting)   Mgmt   For   Abstain

Turkiye Garanti Bankasi A.S.

 

Meeting Date:    30-Apr-13    Country:    Turkey    Security ID:    M4752S106
Record Date:       Meeting Type:    Annual    Ticker:    GARAN

 

CUSIP: M4752S106    ISIN: TRAGARAN91N1    SEDOL: B03MYP5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting and Elect Presiding Council of Meeting   Mgmt   For   For

Authorize Presiding Council to Sign Minutes of Meeting   Mgmt   For   For
Accept Statutory Reports   Mgmt   For   For
Accept Financial Statements   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Profit Distribution Policy   Mgmt   For   For
Amend Company Articles   Mgmt   For   For
Approve Discharge of Board and Auditors   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Ratify Director Appointments   Mgmt   For   Against
Receive Information on Directorships   Mgmt    
Receive Information on Remuneration Policy   Mgmt    
Approve Director Remuneration   Mgmt   For   For
Approve Working Principles of the General Assembly   Mgmt   For   For
Ratify External Auditors   Mgmt   For   For

Receive Information on Charitable Donations and Approve Upper Limit of Donations for 2013   Mgmt   For   For
Approve Donation Policy   Mgmt   For   For
Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose   Mgmt   For   For

China Resources Cement Holdings Ltd.

 

Meeting Date:    03-May-13    Country:    Cayman Islands    Security ID:    G2113L106
Record Date:    26-Apr-13    Meeting Type:    Annual    Ticker:    01313

 

CUSIP: G2113L106    ISIN: KYG2113L1068    SEDOL: B41XC98

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Approve Final Dividend   Mgmt   For   For
Reelect Yu Zhongliang as Director   Mgmt   For   Against
Reelect Du Wenmin as Director   Mgmt   For   Against
Reelect Wei Bin as Director   Mgmt   For   Against
Reelect Huang Daoguo as Director   Mgmt   For   Against
Reelect Chen Ying as Director   Mgmt   For   Against
Reelect Ip Shu Kwan Stephen as Director   Mgmt   For   For
Reelect Shek Lai Him Abraham as Director   Mgmt   For   Against
Reelect Xu Yongmo as Director   Mgmt   For   For
Authorize Board to Fix Remuneration of Directors   Mgmt   For   For
Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Repurchase of Up to 10 Percent of Issued Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Intime Department Store (Group) Co., Ltd.

 

Meeting Date:    03-May-13    Country:    Cayman Islands    Security ID:    G49204103
Record Date:    29-Apr-13    Meeting Type:    Special    Ticker:    01833

 

CUSIP: G49204103    ISIN: KYG492041036    SEDOL: B1SM7Z8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Equity Transfer Agreements   Mgmt   For   For
Authorize any One Director and/or Company Secretary to Perform Acts and Execute Documents for the Equity Transfer Agreements   Mgmt   For   For

PT Bank Central Asia TBK

 

Meeting Date:    06-May-13    Country:    Indonesia    Security ID:    Y7123P138
Record Date:    18-Apr-13    Meeting Type:    Annual    Ticker:    BBCA

 

CUSIP: Y7123P138    ISIN: ID1000109507    SEDOL: B01C1P6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements and Statutory Reports and Discharge Directors and Commissioners   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Remuneration of Directors and Commissioners   Mgmt   For   For
Approve Auditors   Mgmt   For   For
Approve Interim Dividends   Mgmt   For   For

Energy Development Corp

 

Meeting Date:    07-May-13    Country:    Philippines    Security ID:    Y2292T102
Record Date:    08-Mar-13    Meeting Type:    Annual    Ticker:    EDC

 

CUSIP: Y2292S104    ISIN: PHY2292T1026    SEDOL: B1GHQN6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Minutes of Previous Shareholders’ Meeting   Mgmt   For   For
Approve the Management Report and Audited Financial Statements   Mgmt   For   For
Ratify the Acts of Management   Mgmt   For   For
Elect 11 Directors by Cumulative Voting   Mgmt    
Elect Oscar M. Lopez as a Director   Mgmt   For   Against
Elect Federico R. Lopez as a Director   Mgmt   For   Against
Elect Peter D. Garrucho, Jr. as a Director   Mgmt   For   Against
Elect Elpidio L. Ibañez as a Director   Mgmt   For   Against

Elect Ernesto B. Pantangco as a Director   Mgmt   For   Against
Elect Francis Giles B. Puno as a Director   Mgmt   For   Against
Elect Jonathan C. Russell as a Director   Mgmt   For   Against
Elect Richard B. Tantoco as a Director   Mgmt   For   Against
Elect Edgar O. Chua as a Director   Mgmt   For   For
Elect Francisco Ed. Lim as a Director   Mgmt   For   For
Elect Arturo T. Valdez as a Director   Mgmt   For   For
Appoint External Auditors   Mgmt   For   For
Other Matters   Mgmt   For   Abstain

Telekom Malaysia Berhad

 

Meeting Date:    07-May-13    Country:    Malaysia    Security ID:    Y8578H118
Record Date:    26-Apr-13    Meeting Type:    Annual    Ticker:    TM

 

CUSIP: Y8578H118    ISIN: MYL4863OO006    SEDOL: 6868398

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Final Dividend of MYR 0.122 Per Share   Mgmt   For   For
Elect Fauziah Yaacob as Director   Mgmt   For   For
Elect Bazlan Osman as Director   Mgmt   For   For
Elect Mahmood Fawzy Tunku Muhiyiddin as Director   Mgmt   For   For
Elect Abdul Rahim Abu Bakar as Director   Mgmt   For   For
Elect Ibrahim Marsidi as Director   Mgmt   For   For
Elect Danapalan T.P. Vinggrasalam as Director   Mgmt   For   For
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Increase in Remuneration of Directors and Senior Independent Directors’ Fee   Mgmt   For   For
Approve Remuneration of Directors for the Financial Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions   Mgmt   For   For

Emlak Konut Gayrimenkul Yatirim Ortakligi A.S.

 

Meeting Date:    08-May-13    Country:    Turkey    Security ID:    M4030U105
Record Date:       Meeting Type:    Annual    Ticker:    EKGYO

 

CUSIP: N/A    ISIN: TREEGYO00017    SEDOL: B586565

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting and Elect Presiding Council of Meeting   Mgmt   For   For
Authorize Presiding Council to Sign Minutes of Meeting   Mgmt   For   For
Accept Statutory Reports   Mgmt   For   For
Accept Financial Statements   Mgmt   For   For

Approve Discharge of Board and Auditors   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Ratify External Auditors   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Director Remuneration   Mgmt   For   For
Receive Information on Charitable Donations and Approve Upper Limit of Donations for 2013   Mgmt   For   Against
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties   Mgmt    
Receive Information on Corporate Governance Compliance Report   Mgmt    
Receive Information on Remuneration Policy   Mgmt    
Approve Share Repurchase Program   Mgmt   For   For
Approve Working Principles of the General Assembly   Mgmt   For   For
Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose   Mgmt   For   For

Amend Company Articles   Mgmt   For   For
Wishes   Mgmt    

Country Garden Holdings Company Ltd.

 

Meeting Date:    09-May-13    Country:    Cayman Islands    Security ID:    G24524103
Record Date:    02-May-13    Meeting Type:    Annual    Ticker:    02007

 

CUSIP: G24524103    ISIN: KYG245241032    SEDOL: B1VKYN6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Yeung Kwok Keung as Director   Mgmt   For   Against

Elect Yang Erzhu as Director   Mgmt   For   Against
Elect Su Rubo as Director   Mgmt   For   Against
Elect Zhang Yaoyuan as Director   Mgmt   For   Against
Elect Lai Ming, Joseph as Director   Mgmt   For   For
Elect Huang Hongyan as Director   Mgmt   For   For
Elect Huang Xiao as Director   Mgmt   For   For
Authorize Board to Fix Remuneration of Directors   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Digi.com Berhad

 

Meeting Date:    09-May-13    Country:    Malaysia    Security ID:    Y2070F100
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    DIGI

 

CUSIP: Y2070F100    ISIN: MYL6947OO005    SEDOL: 6086242

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Resolutions   Mgmt    
Elect Hakon Bruaset Kjol as Director   Mgmt   For   Against
Elect Halim bin Mohyiddin as Director   Mgmt   For   For
Elect Tore Johnsen as Director   Mgmt   For   Against
Elect Morten Karlsen Sorby as Director   Mgmt   For   Against
Approve Remuneration of Directors   Mgmt   For   For
Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions   Mgmt   For   For

Approve Halim Bin Mohyiddin to Continue Office as Independent Non-Executive Director   Mgmt   For   For
Special Resolution   Mgmt    
Amend Articles of Association   Mgmt   For   For

Gold Fields Ltd

 

Meeting Date:    09-May-13    Country:    South Africa    Security ID:    S31755101
Record Date:    18-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: S31755101    ISIN: ZAE000018123    SEDOL: 6280215

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Ordinary Resolutions   Mgmt    
Reappoint KPMG Inc as Auditors of the Company   Mgmt   For   For

Re-elect David Murray as Director   Mgmt   For   For
Re-elect Donald Ncube as Director   Mgmt   For   For
Re-elect Rupert Pennant-Rea as Director   Mgmt   For   For
Re-elect Gayle Wilson as Director   Mgmt   For   For
Re-elect Gayle Wilson as Chairman of the Audit Committee   Mgmt   For   For
Re-elect Richard Menell as Member of the Audit Committee   Mgmt   For   For
Re-elect Donald Ncube as Member of the Audit Committee   Mgmt   For   For
Re-elect Rupert Pennant-Rea as Member of the Audit Committee   Mgmt   For   For
Place Authorised but Unissued Shares under Control of Directors   Mgmt   For   For
Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital   Mgmt   For   For
Advisory Endorsement   Mgmt    
Approve Remuneration Policy   Mgmt   For   For
Special Resolutions   Mgmt    

Approve Remuneration of Non-Executive Directors with Effect from 1 June 2013   Mgmt   For   For
Approve Financial Assistance to Related or Inter- related Company   Mgmt   For   For
Amend Memorandum of Incorporation Re: Clause 1.2.14   Mgmt   For   For
Amend Memorandum of Incorporation Re: Clause 1.2.16   Mgmt   For   For
Amend Memorandum of Incorporation Re: Clauses 5.6, 5.7 and 5.8   Mgmt   For   For
Amend Memorandum of Incorporation Re: Clause 7.5   Mgmt   For   For
Amend Memorandum of Incorporation Re: Clause 8   Mgmt   For   For
Amend Memorandum of Incorporation Re: Clause 11.1   Mgmt   For   For
Amend Memorandum of Incorporation Re: Clause 14.5   Mgmt   For   For
Amend Memorandum of Incorporation Re: Clause 18.28   Mgmt   For   For
Amend Memorandum of Incorporation Re: Clause 18.35   Mgmt   For   For

Amend Memorandum of Incorporation Re: Clause 20.9   Mgmt   For   For
Amend Memorandum of Incorporation Re: Clause 24   Mgmt   For   For
Amend Memorandum of Incorporation Re: Clause 32   Mgmt   For   For
Amend Memorandum of Incorporation Re: Schedule 1   Mgmt   For   For
Authorise Repurchase of Up to 20 Percent of Issued Share Capital   Mgmt   For   For

Maxis Bhd

 

Meeting Date:    09-May-13    Country:    Malaysia    Security ID:    Y58460109
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    MAXIS

 

CUSIP: Y58460109    ISIN: MYL6012OO008    SEDOL: B5387L5

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Final Dividend of MYR 0.08 Per Share   Mgmt   For   For
Elect Arshad bin Raja Tun Uda as Director   Mgmt   For   For
Elect Mokhzani bin Mahathir as Director   Mgmt   For   Against
Elect Alvin Michael Hew Thai Kheam as Director   Mgmt   For   Against
Elect Krishnan Ravi Kumar as Director   Mgmt   For   Against
Elect Ibrahim Abdulrahman H. Kadi as Director   Mgmt   For   Against
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Maxis Bhd

 

Meeting Date:    09-May-13    Country:    Malaysia    Security ID:    Y58460109
Record Date:    30-Apr-13    Meeting Type:    Special    Ticker:    MAXIS

 

CUSIP: Y58460109    ISIN: MYL6012OO008    SEDOL: B5387L5

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions with Astro Holdings Sdn. Bhd. and/or Its Affiliates   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions Tanjong PLC and/or Its Affiliates   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions with MEASAT Global Bhd. and/or Its Affiliates   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions with Usaha Tegas Sdn. Bhd. and/or Its Affiliates   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions with UMTS (Malaysia) Sdn. Bhd.   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions with Maxis Communications Bhd. and/or Its Affiliates   Mgmt   For   For

Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions with Saudi Telecom Company and/or Its Affiliates   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions with PT AXIS Telekom Indonesia   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions with Malaysian Jet Services Sdn. Bhd.   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions with Communications and Satellite Services Sdn. Bhd. and Malaysian Landed Property Sdn. Bhd.   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions with Strateq Data Centre Sdn. Bhd. and OPCOM Cables Sdn. Bhd.   Mgmt   For   Against

Ping An Insurance (Group) Co. of China, Ltd.

 

Meeting Date:    10-May-13    Country:    Hong Kong    Security ID:    Y69790106
Record Date:    09-Apr-13    Meeting Type:    Annual    Ticker:    02318

 

CUSIP: Y69790106    ISIN: CNE1000003X6    SEDOL: B01FLR7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Report of Directors   Mgmt   For   For
Approve Report of the Supervisory Committee   Mgmt   For   For
Approve 2012 Annual Report and its Summary   Mgmt   For   For
Approve Report of Auditors and the Audited Financial Statements   Mgmt   For   For
Approve Profit Distribution Plan and Distribution of Final Dividend   Mgmt   For   For
Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as the PRC Auditor and PricewaterhouseCoopers as the International Auditor and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Elect Lee Yuansiong as an Executive Director   Mgmt   For   Against
Elect Soopakij Chearavanont as a Non-Executive Director   Mgmt   For   Against
Elect Yang Xiaoping as a Non-Executive Director   Mgmt   For   Against
Elect Lu Hua as a Non-Executive Director   Mgmt   For   Against
Elect Yip Dicky Peter as an Independent Non-Executive Director   Mgmt   For   For
Elect Wong Oscar Sai Hung as an Independent Non-Executive Director   Mgmt   For   For
Elect Sun Dongdong as an Independent Non-Executive Director   Mgmt   For   For
Elect Zhang Wangjin as Supervisor   Mgmt   For   For
Approve Payment of Working Allowance to Independent Non-Executive Directors   Mgmt   For   For
Approve Payment of Working Allowance to Independent Supervisors   Mgmt   For   For
Approve Utilization Report on the Proceeds from Previous Fund Raising Activity   Mgmt   For   For

PT Bank Danamon Indonesia Tbk

 

Meeting Date:    10-May-13    Country:    Indonesia    Security ID:    Y71188190
Record Date:    24-Apr-13    Meeting Type:    Annual    Ticker:    BDMN

 

CUSIP: Y71188190    ISIN: ID1000094204    SEDOL: 6580034

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Auditors   Mgmt   For   For
Elect Directors and/or Commissioners   Mgmt   For   Against
Approve Remuneration of Commissioners, Sharia Members, and Directors   Mgmt   For   For

AngloGold Ashanti Ltd

 

Meeting Date:    13-May-13    Country:    South Africa    Security ID:    S04255196
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    ANG

 

CUSIP: S04255196    ISIN: ZAE000043485    SEDOL: 6565655

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Reappoint Ernst & Young Inc as Auditors of the Company   Mgmt   For   For
Elect Michael Kirkwood as Director   Mgmt   For   For
Elect Tony O’Neill as Director   Mgmt   For   For
Re-elect Srinivasan Venkatakrishnan (Venkat) as Director   Mgmt   For   For
Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee   Mgmt   For   For

Elect Michael Kirkwood as Member of the Audit and Corporate Governance Committee   Mgmt   For   For
Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee   Mgmt   For   For
Re-elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee   Mgmt   For   For
Place Authorised but Unissued Shares under Control of Directors   Mgmt   For   For
Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital   Mgmt  

For

   For
Approve Remuneration Policy   Mgmt   For   For
Approve Increase in Non-executive Directors Fees   Mgmt   For   For
Approve Increase in Non-executive Directors’ Fees for Board Committees and Statutory Committee Meetings   Mgmt   For   For
Authorise Repurchase of Up to Five Percent of Issued Share Capital   Mgmt   For   For
Approve Financial Assistance to Related or Inter- related Company or Corporation   Mgmt   For   For

China Coal Energy Company Limited

 

Meeting Date:    13-May-13    Country:    Hong Kong    Security ID:    Y1434L100
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    01898

 

CUSIP: Y1434L100    ISIN: CNE100000528    SEDOL: B1JNK84

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Report of the Board of Directors   Mgmt   For   For
Accept Report of the Supervisory Committee   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Profit Distribution Plan for the Year 2012   Mgmt   For   For
Approve Capital Expenditure Budget for the Year 2013   Mgmt   For   For
Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Domestic Auditors and PricewaterhouseCoopers, Certified Public Accountants as International Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Approve Emoluments of Directors and Supervisors   Mgmt   For   For

Lee & Man Paper Manufacturing Ltd.

 

Meeting Date:    13-May-13    Country:    Hong Kong    Security ID:    G5427W130
Record Date:    08-May-13    Meeting Type:    Annual    Ticker:    02314

 

CUSIP: G5427W130    ISIN: KYG5427W1309    SEDOL: 6693772

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Kunihiko Kashima as Director   Mgmt   For   Against

Elect Poon Chun Kwong as Director   Mgmt   For   Against
Elect Yoshio Haga as Director   Mgmt   For   Against
Approve Remuneration of Directors   Mgmt   For   For
Authorize Board to Fix the Remuneration of Directors for the Year Ending Dec. 31, 2013   Mgmt   For   For
Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

MMC Corporation Bhd

 

Meeting Date:    13-May-13    Country:    Malaysia    Security ID:    Y60574103
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    MMCCORP

 

CUSIP: Y60574103    ISIN: MYL2194OO008    SEDOL: 6556648

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Dividend of MYR 0.045 Per Share   Mgmt   For   For
Elect Mohd Sidik Shaik Osman as Director   Mgmt   For   Against
Elect Abdul Jabbar Syed Hassan as Director   Mgmt   For   Against
Elect Abdullah Mohd Yusof as Director   Mgmt   For   For
Elect Abdul Rahman Haji Wan Yaacob as Director   Mgmt   For   Against
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

SOHO China Ltd.

 

Meeting Date:    14-May-13    Country:    Hong Kong    Security ID:    G82600100
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    00410

 

CUSIP: G82600100    ISIN: KYG826001003    SEDOL: B27WLD2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Yin Jie as Director   Mgmt   For   Against
Elect Pan Shiyi as Director   Mgmt   For   Against
Elect Cha Mou Zing Victor as Director   Mgmt   For   For
Elect Tong Ching Mau as Director   Mgmt   For   Against
Authorize the Board to Fix the Remuneration of Directors   Mgmt   For   For
Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against

Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Uni-President China Holdings Ltd.

 

Meeting Date:    14-May-13    Country:    Hong Kong    Security ID:    G9222R106
Record Date:    09-May-13    Meeting Type:    Annual    Ticker:    00220

 

CUSIP: G9222R106    ISIN: KYG9222R1065    SEDOL: B29MKF5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Lin Lung-Yi as Director   Mgmt   For   Against
Elect Su Tsung-Ming as Director   Mgmt   For   Against

Elect Yang Ing-Wuu as Director   Mgmt   For   For
Elect Lo Peter as Director   Mgmt   For   For
Authorize Board to Fix the Remuneration of Directors   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Uni-President China Holdings Ltd.

 

Meeting Date:    14-May-13    Country:    Hong Kong    Security ID:    G9222R106
Record Date:    09-May-13    Meeting Type:    Special    Ticker:    00220

 

CUSIP: G9222R106    ISIN: KYG9222R1065    SEDOL: B29MKF5

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve BJ Agreement and BJ Transaction   Mgmt   For   For
Approve KS Agreement and KS Transaction   Mgmt   For   For
Approve 2013 Framework Purchase Agreement and the Annual Caps   Mgmt   For   For

Bim Birlesik Magazalar AS

 

Meeting Date:    15-May-13    Country:    Turkey    Security ID:    M2014F102
Record Date:       Meeting Type:    Annual    Ticker:    BIMAS

 

CUSIP: M2014F102    ISIN: TREBIMM00018    SEDOL: B0D0006

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Elect Presiding Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting   Mgmt   For   For
Accept Statutory Reports   Mgmt   For   For
Accept Financial Statements   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Amend Articles to Reflect Changes in Capital   Mgmt   For   For
Approve Discharge of Board and Auditors   Mgmt   For   For
Elect Directors and Approve Their Remuneration   Mgmt   For   Against
Amend Company Articles   Mgmt   For   For
Receive Information on Related Party Transactions   Mgmt    
Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose   Mgmt   For   For
Receive Information on Charitable Donations and Approve Upper Limit of Donations for 2013   Mgmt   For   Against
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties   Mgmt    

Ratify External Auditors   Mgmt   For   Against
Approve Working Principles of the General Assembly   Mgmt   For   For
Wishes   Mgmt    

Poly Property Group Co., Ltd.

 

Meeting Date:    15-May-13    Country:    Hong Kong    Security ID:    Y7064G105
Record Date:       Meeting Type:    Annual    Ticker:    00119

 

CUSIP: Y70620102    ISIN: HK0119000674    SEDOL: 6220987

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Declare Final Dividend   Mgmt   For   For
Elect Xue Ming as Director   Mgmt   For   Against
Elect Ye Li Wen as Director   Mgmt   For   Against
Elect Wong Ka Lun as Director   Mgmt   For   For
Authorize Board to Fix the Remuneration of Directors   Mgmt   For   For
Appoint Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

PT Charoen Pokphand Indonesia Tbk

 

Meeting Date:    15-May-13    Country:    Indonesia    Security ID:    Y71207164
Record Date:    29-Apr-13    Meeting Type:    Annual    Ticker:    CPIN

 

CUSIP: Y71207156    ISIN: ID1000117708    SEDOL: 6315344

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Auditors   Mgmt   For   For
Elect Directors and Commissioners   Mgmt   For   Against

Tencent Holdings Ltd.

 

Meeting Date:    15-May-13    Country:    Hong Kong    Security ID:    G87572148
Record Date:    10-May-13    Meeting Type:    Annual    Ticker:    00700

 

CUSIP: G87572148    ISIN: KYG875721485    SEDOL: B01CT30

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Zhang Zhidong as Director   Mgmt   For   Against
Elect Ian Charles Stone as Director   Mgmt   For   For
Elect Jacobus Petrus Bekker as Director   Mgmt   For   Against
Authorize Board to Fix Remuneration of Directors   Mgmt   For   For
Reappoint Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Share Repurchase Program   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Yanzhou Coal Mining Company Limited

 

Meeting Date:    15-May-13    Country:    Hong Kong    Security ID:    Y97417102
Record Date:    12-Apr-13    Meeting Type:    Annual    Ticker:    01171

 

CUSIP: Y97417102    ISIN: CNE1000004Q8    SEDOL: 6109893

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Report of the Board of Directors   Mgmt   For   For
Accept Report of the Supervisory Committee   Mgmt   For   For
Accept Financial Statements   Mgmt   For   For
Approve Profit Distribution Proposal and Distrubute Dividends   Mgmt   For   For
Approve Remuneration of Directors and Supervisors   Mgmt   For   For
Approve Renewal of the Liability Insurance of Directors, Supervisors and Senior Officer   Mgmt   For   Against

Reappoint Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend Articles Re: Profit Distribution   Mgmt   For   For
Amend Articles of Association, the Rules of Procedures for Shareholders’ General Meeting and the Rules of Procedures for the Board   Mgmt   For   For
Authorize the Company to Carry Out Domestic and Overseas Financing Activities   Mgmt   For   For
Approve Provision of Financial Guarantees to the Company’s Wholly-owned Subsidiaries   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued H Share Capital   Mgmt   For   For

Yanzhou Coal Mining Company Limited

 

Meeting Date:    15-May-13    Country:    Hong Kong    Security ID:    Y97417102
Record Date:    12-Apr-13    Meeting Type:    Special    Ticker:    01171

 

CUSIP: Y97417102    ISIN: CNE1000004Q8    SEDOL: 6109893

Proposal   Proponent   Mgmt Rec   Vote Instruction
Class Meeting For H Shareholders   Mgmt    
Special Business   Mgmt    
Authorize Repurchase of Up to 10 Percent of H Shares   Mgmt   For   For

Longfor Properties Co. Ltd

 

Meeting Date:    16-May-13    Country:    Hong Kong    Security ID:    G5635P109
Record Date:    10-May-13    Meeting Type:    Annual    Ticker:    00960

 

CUSIP: G5635P109    ISIN: KYG5635P1090    SEDOL: B56KLY9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Wu Yajun as Director   Mgmt   For   Against
Elect Qin Lihong as Director   Mgmt   For   Against
Elect Zeng Ming as Director   Mgmt   For   For
Elect Frederick Peter Churchouse as Director   Mgmt   For   For
Authorize Board to Fix Remuneration of Directors   Mgmt   For   For
Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Parkson Retail Group Ltd.

 

Meeting Date:    16-May-13    Country:    Hong Kong    Security ID:    G69370115
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    03368

 

CUSIP: G69370115    ISIN: KYG693701156    SEDOL: B0HZZ57

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Yau Ming Kim, Robert as Director   Mgmt   For   For
Elect Tan Hun Meng as Director   Mgmt   For   Against
Authorize Board to Fix Directors’ Remuneration   Mgmt   For   For
Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Petronas Gas Bhd

 

Meeting Date:    16-May-13    Country:    Malaysia    Security ID:    Y6885J116
Record Date:    09-May-13    Meeting Type:    Annual    Ticker:    PETGAS

 

CUSIP: Y6885J116    ISIN: MYL6033OO004    SEDOL: 6703972

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend of MYR 0.35 Per Share   Mgmt   For   For
Elect Anuar bin Ahmad as Director   Mgmt   For   Against

Elect Rosli bin Boni as Director   Mgmt   For   Against
Approve Remuneration of Directors   Mgmt   For   For
Approve KPMG Desa Megat & Co. as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve N. Sadasivan s/o N.N. Pillay to Continue Office as Independent Director   Mgmt   For   For

Tauron Polska Energia SA

 

Meeting Date:    16-May-13    Country:    Poland    Security ID:    X893AL104
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N/A    ISIN: PLTAURN00011    SEDOL: B5P7L41

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Meeting Chairman   Mgmt   For   For

Acknowledge Proper Convening of Meeting   Mgmt    
Approve Agenda of Meeting   Mgmt   For   For
Waive Secrecy of Voting When Electing Members of Vote Counting Commission   Mgmt   For   For
Elect Members of Vote Counting Commission   Mgmt   For   For
Receive Consolidated Financial Statements   Mgmt    
Receive Management Board Report on Group’s Operations in Fiscal 2012   Mgmt    
Receive Financial Statements   Mgmt    
Receive Management Board Report on Company’s Operations in Fiscal 2012   Mgmt    
Receive Management Board Proposal on Allocation of Income   Mgmt    
Receive Supervisory Board Report on Its Activities; Company’s Standing; Internal Control System; Risk Management and Board’s Committees in Fiscal 2012   Mgmt    
Receive Supervisory Board Report on Board’s Review of Consolidated Financial Statements and Management Board Report on Group’s Operations in Fiscal 2012   Mgmt    

Receive Supervisory Board Report on Board’s Review of Financial Statements, Management Board’s Report on Company’s Operations in 2012, and Proposal on Allocation of Income   Mgmt    
Approve Consolidated Financial Statements   Mgmt   For   For
Approve Management Board Report on Group’s Operations in Fiscal 2012   Mgmt   For   For
Approve Financial Statements   Mgmt   For   For
Approve Management Board Report on Company’s Operations in Fiscal 2012   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Discharge of Dariusz Lubera (CEO)   Mgmt   For   For
Approve Discharge of Joanna Schmid (Deputy-CEO)   Mgmt   For   For
Approve Discharge of Dariusz Stolarczyk (Deputy-CEO)   Mgmt   For   For
Approve Discharge of Krzysztof Zawadzki (Deputy-CEO)   Mgmt   For   For
Approve Discharge of Krzysztof Zamasz (Deputy-CEO)   Mgmt   For   For

Approve Discharge of Antoni Tajdus (Chairman of Supervisory Board)   Mgmt   For   For
Approve Discharge of Rafal Wardzinski (Deputy-Chairman of Supervisory Board)   Mgmt   For   For
Approve Discharge of Leszek Koziorowski (Secretary of Supervisory Board)   Mgmt   For   For
Approve Discharge of Jacek Kucinski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Marcin Majeranowski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Jacek Szyke (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Marek Sciazko (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Agnieszka Trzaskalska (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Wlodzimierz Luty (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Michal Michalewski (Supervisory Board Member)   Mgmt   For   For

Amend Statute Re: Terms of Electronic Participation in General Meetings   Mgmt   For   For
Amend Regulations on General Meetings   Mgmt   For   For
Close Meeting   Mgmt    

Wumart Stores Inc.

 

Meeting Date:    17-May-13    Country:    Hong Kong    Security ID:    Y97176112
Record Date:    16-Apr-13    Meeting Type:    Special    Ticker:    01025

 

CUSIP: Y97176112    ISIN: CNE100000544    SEDOL: B0PR2N2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Xu Shao-chuan as Director   Mgmt   For   Against
Adopt Share Incentive Scheme Regarding Non-Tradable and Non-Listed Domestic Shares   Mgmt   For   For
Amend Articles Re: Business Scope   Mgmt   For   For
Approve the Public Issue of Medium Term Notes in the Amount of Up to RMB 1.3 Billion   Mgmt   For   For

Wumart Stores Inc.

 

Meeting Date:    17-May-13    Country:    Hong Kong    Security ID:    Y97176112
Record Date:    16-Apr-13    Meeting Type:    Special    Ticker:    01025

 

CUSIP: Y97176112    ISIN: CNE100000544    SEDOL: B0PR2N2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for Holders of H Shares   Mgmt    
Special Business   Mgmt    
Adopt Share Incentive Scheme Regarding Non-Tradable and Non-Listed Domestic Shares   Mgmt   For   For

Aboitiz Power Corporation

 

Meeting Date:    20-May-13    Country:    Philippines    Security ID:    Y0005M109
Record Date:    01-Apr-13    Meeting Type:    Annual    Ticker:    AP

 

CUSIP: Y0005M109    ISIN: PHY0005M1090    SEDOL: B1Z9Q99

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Minutes of Previous Stockholders’ Meeting Held Last May 21, 2012   Mgmt   For   For
Approve 2012 Annual Report and Financial Statements   Mgmt   For   For
Delegate Authority to Elect Company’s External Auditors for 2013 to the Board of Directors   Mgmt   For   For
Ratify Acts, Resolutions, and Proceedings of the Board of Directors, Corporate Officers, and Management in 2012 up to May 20, 2013   Mgmt   For   For
Elect 9 Directors by Cumulative Voting   Mgmt    

Elect Enrique M. Aboitiz, Jr. as a Director   Mgmt   For   Against
Elect Jon Ramon Aboitiz as a Director   Mgmt   For   Against
Elect Erramon I. Aboitiz as a Director   Mgmt   For   Against
Elect Antonio R. Moraza as a Director   Mgmt   For   Against
Elect Mikel A. Aboitiz as a Director   Mgmt   For   Against
Elect Jaime Jose Y. Aboitiz as a Director   Mgmt   For   Against
Elect Jose R. Facundo as a Director   Mgmt   For   For
Elect Romeo L. Bernardo as a Director   Mgmt   For   For
Elect Alfonso A. Uy as a Director   Mgmt   For   For
Amend the Articles of Incorporation and By-Laws to Change the Company’s Principal Office Address   Mgmt   For   For
Other Matters   Mgmt   For   Abstain

Agile Property Holdings Ltd.

 

Meeting Date:    20-May-13    Country:    Hong Kong    Security ID:    G01198103
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    03383

 

CUSIP: G01198103    ISIN: KYG011981035    SEDOL: B0PR2F4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Chan Cheuk Hung as Director   Mgmt   For   Against
Elect Chan Cheuk Nam as Director   Mgmt   For   Against
Elect Cheung Wing Yui as Director   Mgmt   For   Against
Authorize the Board to Fix Remuneration of Directors   Mgmt   For   For
Reappoint Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against

Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Agile Property Holdings Ltd.

 

Meeting Date:    20-May-13    Country:    Hong Kong    Security ID:    G01198103
Record Date:       Meeting Type:    Special    Ticker:    03383

 

CUSIP: G01198103    ISIN: KYG011981035    SEDOL: B0PR2F4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve the Provision of the Indemnity to Morgan Stanley   Mgmt   For   For

Kumho Petro Chemical Co., Ltd.

 

Meeting Date:    20-May-13    Country:    South Korea    Security ID:    Y49212106
Record Date:    19-Apr-13    Meeting Type:    Special    Ticker:    011780

 

CUSIP: Y49212106    ISIN: KR7011780004    SEDOL: 6499323

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect One Inside Director and One Outside Director (Bundled)   Mgmt   For   For
Elect Jeong Jin-Ho as Member of Audit Committee   Mgmt   For   For

Kunlun Energy Company Ltd

 

Meeting Date:    20-May-13    Country:    Hong Kong    Security ID:    G5320C108
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    00135

 

CUSIP: G2237F126    ISIN: BMG5320C1082    SEDOL: 6340078

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Zhang Bowen as Director   Mgmt   For   Against
Elect Liu Xiao Feng as Director   Mgmt   For   For
Authorize Board to Fix Remuneration of Directors   Mgmt   For   For
Appoint KPMG as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

China Unicom (Hong Kong) Ltd

 

Meeting Date:    21-May-13    Country:    Hong Kong    Security ID:    Y1519S111
Record Date:    15-May-13    Meeting Type:    Annual    Ticker:    00762

 

CUSIP: Y1519S111    ISIN: HK0000049939    SEDOL: 6263830

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Tong Jilu as Director   Mgmt   For   For
Elect Li Fushen as Director   Mgmt   For   For
Elect Cesareo Alierta Izuel as Director   Mgmt   For   Against
Elect Cai Hongbin as Director   Mgmt   For   For
Elect Law Fan Chiu Fun Fanny as Director   Mgmt   For   For
Authorize Board to Fix Remuneration of Directors   Mgmt   For   For

Appoint KPMG as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

ENN Energy Holdings Ltd.

 

Meeting Date:    21-May-13    Country:    Hong Kong    Security ID:    G3066L101
Record Date:    15-May-13    Meeting Type:    Annual    Ticker:    02688

 

CUSIP: G9826J104    ISIN: KYG3066L1014    SEDOL: 6333937

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Zhang Gang as Director   Mgmt   For   For
Elect Han Jishen as Director   Mgmt   For   Against
Elect Lim Haw Kuang as Director   Mgmt   For   For
Elect Zhao Baoju as Director   Mgmt   For   Against
Elect Jin Yongsheng as Director   Mgmt   For   Against
Elect Cheung Yip Sang as Director   Mgmt   For   Against
Elect Zhao Shengli as Director   Mgmt   For   Against
Elect Wang Dongzhi as Director   Mgmt   For   Against
Authorize Board to Fix the Remuneration of Directors   Mgmt   For   For
Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For

Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

PT Unilever Indonesia Tbk

 

Meeting Date:    21-May-13    Country:    Indonesia    Security ID:    Y9064H141
Record Date:    02-May-13    Meeting Type:    Annual    Ticker:    UNVR

 

CUSIP: Y9064H141    ISIN: ID1000095706    SEDOL: 6687184

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements and Annual Report, Discharge Directors and Commissioners, and Allocation of Income, Including the Payment of Dividend   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Elect Ramakrishnan Raghuraman as Director and Approve Remuneration of Directors and Commissioners   Mgmt   For   Against
Approve Change in the Monthly Benefits of Retired Beneficiaries Registered Before May 1, 2013; Amendment and/or Addition of Provisions in the Pension Fund Regulation (PFR); and Authorize Board of Directors to Execute All Acts Pertaining to the PFR   Mgmt   For   Against
Accept Report on the Appointment of Members of the Audit Committee   Mgmt   For   Against

Shanghai Industrial Holdings Ltd

 

Meeting Date:    21-May-13    Country:    Hong Kong    Security ID:    Y7683K107
Record Date:    16-May-13    Meeting Type:    Annual    Ticker:    00363

 

CUSIP: Y7683K107    ISIN: HK0363006039    SEDOL: 6810010

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Xu Bo as Director   Mgmt   For   Against
Elect Qian Yi as Director   Mgmt   For   Against
Elect Lo Ka Shui as Director   Mgmt   For   For
Elect Woo Chia-Wei as Director   Mgmt   For   For
Elect Cheng Hoi Chuen, Vincent as Director   Mgmt   For   For
Authorize Board to Fix Remuneration of Directors   Mgmt   For   For
Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration   Mgmt  

For

   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Shanghai Industrial Holdings Ltd

 

Meeting Date:    21-May-13    Country:    Hong Kong    Security ID:    Y7683K107
Record Date:    16-May-13    Meeting Type:    Special    Ticker:    00363

 

CUSIP: Y7683K107    ISIN: HK0363006039    SEDOL: 6810010

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve New SIUD Share Option Scheme   Mgmt   For   For

Fosun International Ltd

 

Meeting Date:    22-May-13    Country:    Hong Kong    Security ID:    Y2618Y108
Record Date:    16-May-13    Meeting Type:    Annual    Ticker:    00656

 

CUSIP: Y2618Y108    ISIN: HK0656038673    SEDOL: B1Z7FX0

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Guo Guangchang as Director   Mgmt   For   Against
Elect Ding Guoqi as Director   Mgmt   For   Against
Elect Zhang Shengman as Director   Mgmt   For   For
Elect Andrew Y. Yan as Director   Mgmt   For   Against
Authorize Board to Fix Remuneration of Directors   Mgmt   For   For
Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

MMG Limited

 

Meeting Date:    22-May-13    Country:    Hong Kong    Security ID:    Y6133Q102
Record Date:    16-May-13    Meeting Type:    Annual    Ticker:    01208

 

CUSIP: Y6065U105    ISIN: HK1208013172    SEDOL: 6728793

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Elect Leung Cheuk Yan as Director   Mgmt   For   For
Elect Andrew Gordon Michelmore as Director   Mgmt   For   Against
Elect Jiao Jian as Director   Mgmt   For   Against
Elect Peter William Cassidy as Director   Mgmt   For   For
Authorize the Board to Fix the Remuneration of Directors   Mgmt   For   For

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

PETRONAS Chemicals Group Bhd.

 

Meeting Date:    22-May-13    Country:    Malaysia    Security ID:    Y6811G103
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    PCHEM

 

CUSIP: N/A    ISIN: MYL5183OO008    SEDOL: B5KQGT3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend of MYR 0.14 Per Share   Mgmt   For   For
Elect Zulkiflee bin Wan Ariffin as Director   Mgmt   For   Against
Elect Kamarudin bin Zakaria as Director   Mgmt   For   Against
Elect Md. Arif bin Mahmood as Director   Mgmt   For   Against
Approve Remuneration of Directors   Mgmt   For   For
Approve KPMG Desa Megat Co. as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

Air China Ltd.

 

Meeting Date:    23-May-13    Country:    Hong Kong    Security ID:    Y002A6104
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    00753

 

CUSIP: Y002A6104    ISIN: CNE1000001S0    SEDOL: B04KNF1

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Report of Board of Directors   Mgmt   For   For
Approve Report of Supervisory Committee   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Profit Distribution Proposal and Dividends Distribution Proposal for the Year 2012   Mgmt   For   For
Appoint KPMG as International Auditor and KPMG Huazhen (Special General Partnership) as Domestic Auditor and Internal Control Auditor of the Company and Authorize Management to Fix their Remuneration   Mgmt   For   For
Special Business   Mgmt    
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Board to Issue Debt Financing Instruments   Mgmt   For   Against

Approve the Revised Measures on Management of the Stock Appreciation Rights and the Proposal for the Second Grant of the Stock Appreciation Rights   Mgmt   For   For
Ordinary Business   Mgmt    
Approve Provision of Guarantee for the Financing to be Obtained by Air China Cargo Co., Ltd.   Mgmt   For   For

Axiata Group Bhd.

 

Meeting Date:    23-May-13    Country:    Malaysia    Security ID:    Y0488A101
Record Date:    15-May-13    Meeting Type:    Annual    Ticker:    AXIATA

 

CUSIP: Y0488A101    ISIN: MYL6888OO001    SEDOL: B2QZGV5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Approve Final Dividend of MYR 0.15 Per Share   Mgmt   For   For
Approve Special Dividend of MYR 0.12 Per Share   Mgmt   For   For
Elect Jamaludin Ibrahim as Director   Mgmt   For   For
Elect Ghazzali Sheikh Abdul Khalid as Director   Mgmt   For   For
Elect Abdul Rahman Ahmad as Director   Mgmt   For   For
Elect Bella Ann Almeida as Director   Mgmt   For   For
Approve Remuneration of Non-Executive Directors for the Financial Year Ended Dec. 31, 2012   Mgmt   For   For
Approve Remuneration of Non-Executive Directors Effective Jan. 1, 2013   Mgmt   For   For
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions   Mgmt   For   For
Approve Share Plan Grant to Jamaludin Ibrahim, Managing Director/President and Group CEO   Mgmt   For   Against

China National Building Material Co., Ltd.

 

Meeting Date:    23-May-13    Country:    Hong Kong    Security ID:    Y15045100
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    03323

 

CUSIP: Y15045100    ISIN: CNE1000002N9    SEDOL: B0Y91C1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Report of the Board of Directors   Mgmt   For   For
Accept Report of the Supervisory Committee   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Profit Distribution Plan and Distribution of Final Dividend   Mgmt   For   For
Authorize Board to Deal with Matters in Relation to the Distribution of Interim Dividend for the Year 2013   Mgmt   For   For

Appoint Baker Tilly China Certified Public Accountants and Baker Tilly Hong Kong Limited as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Proposal to Cease the Payment of Remuneration to Directors and Supervisors Effective From Nov. 2012   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Approve Issuance of Debt Financing Instruments   Mgmt   For   Against

Hengan International Group Co. Ltd.

 

Meeting Date:    23-May-13    Country:    Hong Kong    Security ID:    G4402L151
Record Date:    20-May-13    Meeting Type:    Annual    Ticker:    01044

 

CUSIP: G4402L128    ISIN: KYG4402L1510    SEDOL: 6136233

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Xu Shui Shen as Director   Mgmt   For   Against
Elect Sze Wong Kim as Director   Mgmt   For   Against
Elect Hui Ching Chi as Director   Mgmt   For   Against
Elect Wang Ming Fu as Director   Mgmt   For   For
Elect Ho Kwai Ching Mark as Director   Mgmt   For   For
Elect Zhou Fang Sheng as Director   Mgmt   For   For
Authorize Board to Fix Remuneration of Directors   Mgmt   For   For
Reappoint Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Lafarge Malayan Cement Berhad

 

Meeting Date:    23-May-13    Country:    Malaysia    Security ID:    Y5348J101
Record Date:       Meeting Type:    Annual    Ticker:    LMCEMNT

 

CUSIP: Y5348J101    ISIN: MYL3794OO004    SEDOL: 6556518

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Bradley Mulroney as Director   Mgmt   For   Against
Elect Christian Herrault as Director   Mgmt   For   Against
Elect Louis Chavane as Director   Mgmt   For   Against
Elect Michel Rose as Director   Mgmt   For   Against
Elect Saw Ewe Seng as Director   Mgmt   For   For
Approve Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions   Mgmt   For   For
Approve Share Repurchase Program   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For
Change Company Name   Mgmt   For   For

Petrochina Company Limited

 

Meeting Date:    23-May-13    Country:    Hong Kong    Security ID:    Y6883Q138
Record Date:    22-Apr-13    Meeting Type:    Annual    Ticker:    601857

 

CUSIP: Y6883Q138    ISIN: CNE1000007Q1    SEDOL: B28SLD9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Report of the Board of Directors   Mgmt   For   For
Accept Report of the Supervisory Committee   Mgmt   For   For

Accept Audited Financial Statements   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Authorize Board to Determine Distribution of Interim Dividends   Mgmt   For   For
Appoint KPMG Huazhen and KPMG as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Elect Li Qingyi as Supervisor   Mgmt   For   For
Elect Fan Fuchun as Supervisor   Mgmt   For   For
Amend Articles of Association of the Company   Mgmt   For   For
Approve Issuance of Debt Financing Instruments of Up to RMB 100 Billion   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against

Powszechny Zaklad Ubezpieczen SA

 

Meeting Date:    23-May-13    Country:    Poland    Security ID:    X6919T107
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: N/A    ISIN: PLPZU0000011    SEDOL: B63DG21

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Meeting Chairman   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt    
Approve Agenda of Meeting   Mgmt   For   For
Receive Financial Statements   Mgmt    
Receive Management Board Report on Company’s Operations   Mgmt    
Receive Consolidated Financial Statements   Mgmt    
Receive Management Board Report on Group’s Operations   Mgmt    
Receive Supervisory Board Report on Board’s Review of Financial Statements, Management Board Report on Company’s Operations in Fiscal 2012, and Management Board Proposal on Allocation of Income   Mgmt    

Receive Supervisory Board Report on Board’s Work in Fiscal 2012   Mgmt    
Approve Financial Statements   Mgmt   For   For
Approve Management Board Report on Company’s Operations in Fiscal 2012   Mgmt   For   For
Approve Consolidated Financial Statements   Mgmt   For   For
Approve Management Board Report on Group’s Operations in Fiscal 2012   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Discharge of Przemyslaw Dabrowski (Management Board Member)   Mgmt   For   For
Approve Discharge of Witold Jaworski (Management Board Member)   Mgmt   For   For
Approve Discharge of Andrzej Klesyk (Management Board Member)   Mgmt   For   For
Approve Discharge of Boguslaw Skuza (Management Board Member)   Mgmt   For   For
Approve Discharge of Tomasz Tarkowski (Management Board Member)   Mgmt   For   For

ApprApprove Discharge of Ryszard Trepczynski (Management Board Member)   Mgmt   For   For
Approve Discharge of Zbigniew Cwiakalski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Dariusz Daniluk (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Zbigniew Derdziuk (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Krzysztof Dresler (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Dariusz Filar (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Wlodzimierz Kicinski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Waldemar Maj (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Alojzy Nowak (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Maciej Piotrowski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Marzena Piszczek (Supervisory Board Member)   Mgmt   For   For

Approve Discharge of Tomasz Zganiacz (Supervisory Board Member)   Mgmt   For   For
Close Meeting   Mgmt    

Brilliance China Automotive Holdings Ltd.

 

Meeting Date:    24-May-13    Country:    Hong Kong    Security ID:    G1368B102
Record Date:    21-May-13    Meeting Type:    Annual    Ticker:    01114

 

CUSIP: G1368B102    ISIN: BMG1368B1028    SEDOL: 6181482

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Elect Wang Shiping as Director   Mgmt   For   Against

Elect Tan Chengxu as Director   Mgmt   For   Against
Authorize the Board to Fix Remuneration of Directors   Mgmt   For   For
Reappoint Grant Thornton Hong Kong Limited as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

China Resources Enterprises, Ltd.

 

Meeting Date:    24-May-13    Country:    Hong Kong    Security ID:    Y15037107
Record Date:    16-May-13    Meeting Type:    Annual    Ticker:    00291

 

CUSIP: Y15037107    ISIN: HK0291001490    SEDOL: 6972459

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Chen Lang as Director   Mgmt   For   Against
Elect Hong Jie as Director   Mgmt   For   Against
Elect Liu Hongji as Director   Mgmt   For   Against
Elect Lai Ni Hium, Frank as Director   Mgmt   For   Against
Elect Du Wenmin as Director   Mgmt   For   Against
Elect Yan Biao as Director   Mgmt   For   Against
Elect Wei Bin as Director   Mgmt   For   Against
Elect Huang Daoguo as Director   Mgmt   For   Against
Elect Chen Ying as Director   Mgmt   For   Against
Approve Remuneration of Directors   Mgmt   For   For

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

China Shanshui Cement Group Ltd.

 

Meeting Date:    24-May-13    Country:    Cayman Islands    Security ID:    G2116M101
Record Date:    21-May-13    Meeting Type:    Annual    Ticker:    00691

 

CUSIP: G2116M101    ISIN: KYG2116M1015    SEDOL: B39Z8W4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Declare Final Dividend   Mgmt   For   For
Elect Homer Sun as Director and Authorize Board to Fix His Remuneration   Mgmt   For   Against
Elect Wang Jian as Director and Authorize Board to Fix His Remuneration   Mgmt   For   For
Elect Xiao Yu as Director and Authorize Board to Fix His Remuneration   Mgmt   For   Against
Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Share Repurchase Program   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

CNOOC Ltd.

 

Meeting Date:    24-May-13    Country:    Hong Kong    Security ID:    Y1662W117
Record Date:    16-May-13    Meeting Type:    Annual    Ticker:    00883

 

CUSIP: Y1662W117    ISIN: HK0883013259    SEDOL: B00G0S5

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Audited Accounts with Director’s Report and Auditors’ Report   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Yang Hua as Director   Mgmt   For   Against
Elect Zhou Shouwei as Director   Mgmt   For   Against
Elect Chiu Sung Hong as Director   Mgmt   For   For
Authorize the Board to Fix Remuneration of Directors   Mgmt   For   For
Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Magnit OAO

 

Meeting Date:    24-May-13    Country:    Russia    Security ID:    X51729105
Record Date:    05-Apr-13    Meeting Type:    Annual    Ticker:    MGNT

 

CUSIP: X51729105    ISIN: RU000A0JKQU8    SEDOL: B59GLW2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for GDR Holders   Mgmt    
Approve Annual Report and Financial Statements   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Elect Seven Directors via Cumulative Voting   Mgmt    
Elect Andrey Aroutuniyan as Director   Mgmt   None   Against

Elect Valery Butenko as Director   Mgmt   None   Against
Elect Sergey Galitskiy as Director   Mgmt   None   Against
Elect Alexander Zayonts as Director   Mgmt   None   For
Elect Alexey Makhnev as Director   Mgmt   None   Against
Elect Khachatur Pombukhchan as Director   Mgmt   None   Against
Elect Aslan Shkhachemukov as Director   Mgmt   None   Against
Elect Three Members of Audit Commission   Mgmt    
Elect Roman Efimenko as Member of Audit Commission   Mgmt   For   For
Elect Angela Udovichenko as Member of Audit Commission   Mgmt   For   For
Elect Denis Fedotov as Member of Audit Commission   Mgmt   For   For
Ratify Auditor to Audit Company’s Accounts in Accordance with Russian Accounting Standards (RAS)   Mgmt   For   For
Ratify Auditor to Audit Company’s Accounts in Accordance with IFRS   Mgmt   For   For
Elect Members of Counting Commission   Mgmt   For   For

Approve New Edition of Charter   Mgmt   For   For
Approve New Edition of Regulations on General Meetings   Mgmt   For   For
Approve Large-Scale Related-Party Transaction Re: Loan Agreement with ZAO Tander   Mgmt   For   For
Approve Related-Party Transaction Re: Guarantee Agreement with OAO Bank VTB for Securing Obligations of ZAO Tander   Mgmt   For   For
Approve Related-Party Transaction Re: Guarantee Agreement with AKB Rosbank for Securing Obligations of ZAO Tander   Mgmt   For   For
Approve Related-Party Transaction Re: Guarantee Agreement with OAO Sberbank of Russia for Securing Obligations of ZAO Tander   Mgmt   For   For
Approve Related-Party Transaction Re: Guarantee Agreement with OAO Alfa-Bank for Securing Obligations of ZAO Tander   Mgmt   For   For
Approve Related-Party Transaction Re: Guarantee Agreement with OAO AKB Sviaz Bank for Securing Obligations of ZAO Tander   Mgmt   For   For

RHB Capital Bhd

 

Meeting Date:    27-May-13    Country:    Malaysia    Security ID:    Y7283N105
Record Date:    20-May-13    Meeting Type:    Annual    Ticker:    RHBCAP

 

CUSIP: Y7283N105    ISIN: MYL1066OO009    SEDOL: 6244675

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Final Dividend of MYR 0.1609 Per Share   Mgmt   For   For
Elect Teo Chiang Liang as Director   Mgmt   For   For
Elect Saw Choo Boon as Director   Mgmt   For   For
Elect Jalilah Baba as Director   Mgmt   For   For
Elect Mohamed Din Datuk Nik Yusoff as Director   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Approve Issuance of Shares Under the Dividend Reinvestment Plan   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For

Anhui Conch Cement Company Ltd

 

Meeting Date:    28-May-13    Country:    Hong Kong    Security ID:    Y01373110
Record Date:    26-Apr-13    Meeting Type:    Annual    Ticker:    600585

 

CUSIP: Y01373110    ISIN: CNE0000019V8    SEDOL: 6441595

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Report of Board of Directors   Mgmt   For   For
Accept Report of Supervisory Committee   Mgmt   For   For
Accept Audited Financial Reports   Mgmt   For   For
Elect Guo Wensan as Director   Mgmt   For   Against

Elect Guo Jingbin as Director   Mgmt   For   Against
Elect Ji Qinying as Director   Mgmt   For   Against
Elect Zhang Mingjing as Director   Mgmt   For   Against
Elect Zhou Bo as Director   Mgmt   For   Against
Elect Fang Jinwen as Director   Mgmt   For   For
Elect Wong Kun Kau as Director   Mgmt   For   For
Elect Tai Kwok Leung as Director   Mgmt   For   For
Elect Wang Jun as Supervisor   Mgmt   For   For
Elect Zhu Yuming as Supervisor   Mgmt   For   For
Approve KPMG Huazhen Certified Public Accountants and KPMG Certified Public Accountants as the PRC Auditors and International Auditors of the Company, Respectively, and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Profit Distribution Proposal   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against

Belle International Holdings Ltd

 

Meeting Date:    28-May-13    Country:    Hong Kong    Security ID:    G09702104
Record Date:    23-May-13    Meeting Type:    Annual    Ticker:    01880

 

CUSIP: G09702104    ISIN: KYG097021045    SEDOL: B1WJ4X2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Elect Tang King Loy as Director   Mgmt   For   Against
Elect Gao Yu as Director   Mgmt   For   Against
Elect Chan Yu Ling, Abraham as Director   Mgmt   For   For

Authorize the Board to Fix Remuneration of Directors   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

China CITIC Bank Corporation Ltd.

 

Meeting Date:    28-May-13    Country:    Hong Kong    Security ID:    Y1434M108
Record Date:    26-Apr-13    Meeting Type:    Annual    Ticker:    601998

 

CUSIP: Y1434M108    ISIN: CNE1000000R4    SEDOL: B1VXHG9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Report of the Board of Directors   Mgmt   For   For

Approve Report of the Board of Supervisors   Mgmt   For   For
Approve Annual Report for the Year 2012   Mgmt   For   For
Approve Financial Report for the Year 2012   Mgmt   For   For
Approve Financial Budget Plan for the Year 2013   Mgmt   For   For
Approve Profit Distribution Plan for the Year 2012   Mgmt   For   For
Approve Resolution on Engagement of Accounting Firms and Their Service Fees   Mgmt   For   For
Approve Estimate Amount of Credit Extension to Related Parties in 2013   Mgmt   For   For
Approve Special Report on Related Party Transactions   Mgmt   For   For
Elect Chang Zhenming as Director   SH   For   For

Turk Telekomunikasyon AS

 

Meeting Date:    28-May-13    Country:    Turkey    Security ID:    M9T40N131
Record Date:       Meeting Type:    Annual    Ticker:    TTKOM

 

CUSIP: Y90033104    ISIN: TRETTLK00013    SEDOL: B2RCGV5

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting and Elect Presiding Council of Meeting   Mgmt   For   For
Authorize Presiding Council to Sign Minutes of Meeting   Mgmt   For   For
Accept Board Report   Mgmt   For   For
Accept Internal Audit Report   Mgmt   For   For
Accept External Audit Report   Mgmt   For   For
Accept Financial Statements   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Approve Discharge of Auditors   Mgmt   For   For
Appoint Internal Auditor and Approve Internal Auditor Remuneration   Mgmt   For   For

Ratify Director Appointments   Mgmt   For   Against
Approve Director Remuneration   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Ratify External Auditors   Mgmt   For   For
Approve Donation Policy   Mgmt   For   Against
Approve Working Principles of the General Assembly   Mgmt   For   For
Amend Company Articles   Mgmt   For   For
Receive Information on Charitable Donations   Mgmt    
Receive Information on Profit Distribution Policy   Mgmt    
Receive Information on the Objectivity of the External Audit Firm   Mgmt    
Receive Information on Related Party Transactions   Mgmt    
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties   Mgmt    

Receive Information on Remuneration Policy   Mgmt    
Receive Information on Commercial Transactions between Board Members, Executives, their Spouses and the Company   Mgmt    
Authorize Board to Acquire Businesses up to a EUR 300 Million Value   Mgmt   For   For
Authorize Board to Establish New Companies in Relation to Business Acquired   Mgmt   For   For
Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose   Mgmt   For   For
Wishes   Mgmt    

Bank of China Limited

 

Meeting Date:    29-May-13    Country:    Hong Kong    Security ID:    Y0698A107
Record Date:    26-Apr-13    Meeting Type:    Annual    Ticker:    03988

 

CUSIP: Y0698A107    ISIN: CNE1000001Z5    SEDOL: B154564

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve 2012 Work Report of Board of Directors   Mgmt   For   For
Approve 2012 Work Report of Board of Supervisors   Mgmt   For   For
Approve 2012 Annual Financial Statements   Mgmt   For   For
Approve 2012 Profit Distribution Plan   Mgmt   For   For
Approve 2013 Annual Budget Report   Mgmt   For   For
Appoint Ernst & Young Hua Ming as Auditors   Mgmt   For   For
Elect Li Lihui as Director   Mgmt   For   Against
Elect Li Zaohang as Director   Mgmt   For   Against
Elect Jiang Yansong as Director   Mgmt   For   Against
Elect Chow Man Yiu, Paul as Director   Mgmt   For   For
Elect Lu Zhengfei as Director   Mgmt   For   For
Elect Leung Cheuk Yan as Director   Mgmt   For   For

Elect Li Jun as Shareholder Representative Supervisor   Mgmt   For   For
Elect Wang Xueqiang as Shareholder Representative Supervisor   Mgmt   For   For
Elect Liu Wanming as Shareholder Representative Supervisor   Mgmt   For   For
Elect Tian Guoli as Director   SH   None   Against
Elect Wang Yong as Director   SH   None   Against
Elect Sun Zhijun as Director   SH   None   Against
Elect Liu Lina as Director   SH   None   Against
Approve Issuance of the Qualified Write-down Tier-2 Capital Instruments   SH   None   For

China Petroleum & Chemical Corp.

 

Meeting Date:    29-May-13    Country:    Hong Kong    Security ID:    Y15010104
Record Date:    26-Apr-13    Meeting Type:    Annual    Ticker:    00386

 

CUSIP: Y15010104    ISIN: CNE1000002Q2    SEDOL: 6291819

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Report of the Board of Directors   Mgmt   For   For
Approve Report of Supervisors   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Interim Profit Distribution Plan for the Year 2013   Mgmt   For   For
Appoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPA’s Limited Company as Exteral Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Profit Distribution Plan for the Year Ended Dec. 31, 2012   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For
Approve Extension of Validity Period of the Resolution in Relation to the Issuance of A Share Convertible Corporate Bonds and Other Related Matters   Mgmt   For   For

Authorize Board to Determine the Proposed Pan for the Issuance of Debt Financing Instruments   Mgmt   For   Against
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against

China Petroleum & Chemical Corp.

 

Meeting Date:    29-May-13    Country:    Hong Kong    Security ID:    Y15010104
Record Date:    26-Apr-13    Meeting Type:    Special    Ticker:    00386

 

CUSIP: Y15010104    ISIN: CNE1000002Q2    SEDOL: 6291819

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Class Meeting for Holders of H Shares   Mgmt    
Special Business   Mgmt    
Approve Profit Distribution Proposal for the Year 2012   Mgmt   For   For

China Telecom Corporation Ltd

 

Meeting Date:    29-May-13    Country:    Hong Kong    Security ID:    Y1505D102
Record Date:    26-Apr-13    Meeting Type:    Annual    Ticker:    00728

 

CUSIP: Y1505D102    ISIN: CNE1000002V2    SEDOL: 6559335

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Profit Distribution Proposal and the Declaration and Payment of a Final Dividend   Mgmt   For   For
Appoint Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu Certified Public Accountants LLP as International Auditors and Domestic Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Elect Xie Liang as Director   Mgmt   For   Against
Approve General Mandate to Issue Debentures   Mgmt   For   Against
Authorize Board to Do All such Acts Necessary in Relation to the Issuance of Debentures   Mgmt   For   Against
Approve Issuance of Company Bonds   Mgmt   For   For
Authorize Board to Do All such Acts Necessary in Relation to the Issuance of Company Bonds   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Increase Registered Capital of the Company and Amend Articles of Association   Mgmt   For   Against

WIPRO Limited

 

Meeting Date:    29-May-13    Country:    India    Security ID:    Y96659142
Record Date:    06-May-13    Meeting Type:    Special    Ticker:    507685

 

CUSIP: Y96659142    ISIN: INE075A01022    SEDOL: 6206051

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Postal Ballot   Mgmt    
Approve Employee Stock Purchase Plan 2013   Mgmt   For   Against

China Mobile Limited

 

Meeting Date:    30-May-13    Country:    Hong Kong    Security ID:    Y14965100
Record Date:    23-May-13    Meeting Type:    Annual    Ticker:    00941

 

CUSIP: Y14965100    ISIN: HK0941009539    SEDOL: 6073556

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Li Yue as Director   Mgmt   For   Against
Elect Xue Taohai as Director   Mgmt   For   Against
Elect Huang Wenlin as Director   Mgmt   For   Against
Appoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited as Auditors of the Company and its Subsidiaries for Hong Kong Financial Reporting and U.S. Financial Reporting, Respectively and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

China Overseas Land & Investment Ltd.

 

Meeting Date:    30-May-13    Country:    Hong Kong    Security ID:    Y15004107
Record Date:    28-May-13    Meeting Type:    Annual    Ticker:    00688

 

CUSIP: Y15004107    ISIN: HK0688002218    SEDOL: 6192150

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Hao Jian Min as Director   Mgmt   For   Against
Elect Xiao Xiao as Director   Mgmt   For   Against
Elect Guo Yong as Director   Mgmt   For   Against
Elect Kan Hongbo as Director   Mgmt   For   Against
Elect Wong Ying Ho, Kennedy as Director   Mgmt   For   For
Elect Fan Hsu Lai Tai, Rita as Director   Mgmt   For   For

Elect Li Man Bun, Brian David as Director   Mgmt   For   Against
Authorize Board to Fix the Remuneration of Directors   Mgmt   For   For
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

China Overseas Land & Investment Ltd.

 

Meeting Date:    30-May-13    Country:    Hong Kong    Security ID:    Y15004107
Record Date:    28-May-13    Meeting Type:    Special    Ticker:    00688

 

CUSIP: Y15004107    ISIN: HK0688002218    SEDOL: 6192150

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve New Master CSCECL Group Engagement Agreement and the Proposed Cap   Mgmt   For   For

Angang Steel Company Limited

 

Meeting Date:    31-May-13    Country:    Hong Kong    Security ID:    Y0132D105
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    00347

 

CUSIP: Y0132D105    ISIN: CNE1000001V4    SEDOL: 6015644

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Report of the Board of Directors   Mgmt   For   For
Accept Report of Supervisory Committee   Mgmt   For   For
Accept Auditors’ Report   Mgmt   For   For
Approve Profit Distribution Proposal for the Year 2012   Mgmt   For   For

Approve Remuneration of Directors and Supervisors   Mgmt   For   For
Approve RSM China Certified Public Accountants as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve 2014 Supply of Materials and Services Agreement and Related Annual Caps   Mgmt   For   Against
Approve 2014 Supply of Materials Agreement and Related Annual Caps   Mgmt   For   For
Approve 2014 Financial Services Agreement and Related Annual Caps   Mgmt   For   Against
Approve Proposed Bonds Issue   Mgmt   For   For

China Longyuan Power Group Corporation Ltd.

 

Meeting Date:    31-May-13    Country:    Hong Kong    Security ID:    Y1501T101
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    00916

 

CUSIP: Y1501T101    ISIN: CNE100000HD4    SEDOL: B4Q2TX3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Accept Report of the Board of Directors   Mgmt   For   For
Accept Report of the Supervisory Board   Mgmt   For   For
Accept Final Financial Accounts of the Company   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Budget Report for the Year Ending Dec, 31, 2013   Mgmt   For   For
Approve Profit Distribution Plan and Distribution of Final Dividend   Mgmt   For   For
Reappoint RSM China Certified Public Accountants Co., Ltd. as PRC Auditors and Authorize Audit Committee to Fix Their Remuneration   Mgmt   For   For
Reappoint KPMG as International Auditors and Authorize Audit Committee to Fix Their Remuneration   Mgmt   For   For

Approve Remuneration of Directors and Supervisors   Mgmt   For   For
Special Business   Mgmt    
Approve the Application for Registration of Multiple Tranches of Private Debt Financing Instruments   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Ordinary Business   Mgmt    
Other Business (Voting)   Mgmt   For   Abstain

China Merchants Bank Co Ltd

 

Meeting Date:    31-May-13    Country:    Hong Kong    Security ID:    Y14896107
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    600036

 

CUSIP: Y14896107    ISIN: CNE000001B33    SEDOL: 6518723

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Work Report of the Board of Directors   Mgmt   For   For
Approve Work Report of the Board of Supervisors   Mgmt   For   For
Approve Annual Report (including the Audited Financial Report)   Mgmt   For   For
Approve Audited Financial Statements   Mgmt   For   For
Approve Profit Appropriation Plan   Mgmt   For   For
Reappoint KPMG Huazhen as Accountant for PRC and KPMG as Accountant for Overseas Audit and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Elect Fu Yuning as Director   Mgmt   For   Against
Elect Li Yinquan as Director   Mgmt   For   Against
Elect Fu Gangfeng as Director   Mgmt   For   Against
Elect Hong Xiaoyuan as Director   Mgmt   For   Against

Elect Xiong Xianliang as Director   Mgmt   For   Against
Elect Wei Jiafu as Director   Mgmt   For   Against
Elect Sun Yueying as Director   Mgmt   For   Against
Elect Wang Daxiong as Director   Mgmt   For   Against
Elect Fu Junyuan as Director   Mgmt   For   Against
Elect Zhu Yi as Director   Mgmt   For   Against
Elect Ma Weihua as Director   Mgmt    
Elect Zhang Guanghua as Director   Mgmt   For   Against
Elect Li Hao as Director   Mgmt   For   Against
Elect Wong Kwai Lam as Director   Mgmt   For   For
Elect Shan Weijian as Director   Mgmt   For   For
Elect Yi Jun as Director   Mgmt    
Elect Pan Chengwei as Director   Mgmt   For   For
Elect Pan Yingli as Director   Mgmt   For   For
Elect Guo Xuemeng as Director   Mgmt   For   For

Elect Zhu Genlin as Shareholder-Representative Supervisor   Mgmt   For   For
Elect An Luming as Shareholder-Representative Supervisor   Mgmt   For   For
Elect Liu Zhengxi as Shareholder-Representative Supervisor   Mgmt   For   For
Elect Peng Zhijian as Shareholder-Representative Supervisor   Mgmt   For   For
Elect Pan Ji as External Supervisor   Mgmt   For   For
Elect Shi Rongyao as External Supervisor   Mgmt   For   For
Approve Assessment Report on the Duty Performance of Directors   Mgmt   For   For
Approve Assessment Report on the Duty Performance of Supervisors   Mgmt   For   For
Approve Assessment Report on the Duty Performance and Cross-Evaluation of Independent Non-executive Directors   Mgmt   For   For
Approve Assessment Report on the Duty Performance and Cross-Evaluation of External Supervisors   Mgmt   For   For
Approve Related Party Transaction Report   Mgmt   For   For

Special Business Business   Mgmt    
Approve Resolution Regarding Extension of the Effective Period for the Issue of New Tier 2 Capital Instruments   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Amend Articles of Association   Mgmt   For   For
Ordinary Business   Mgmt    
Elect Tian Huiyu as Director   SH   None   Against
Elect Xu Shanda as Director   SH   None   For

China Pacific Insurance (Group) Co., Ltd

 

Meeting Date:    31-May-13    Country:    China    Security ID:    Y1505R119
Record Date:    29-Apr-13    Meeting Type:    Annual    Ticker:    601601

 

CUSIP: Y1505R119    ISIN: CNE1000008M8    SEDOL: B29WFR2

Proposal   Proponent   Mgmt Rec   Vote Instruction
AGM Ballot For Holders of H Shares   Mgmt    
Approve 2012 Report of the Board of Directors   Mgmt   For   For
Approve 2012 Report of the Board of Supervisors   Mgmt   For   For
Approve 2012 Annual Report of A Shares   Mgmt   For   For
Approve 2012 Annual Report of H Shares   Mgmt   For   For
Approve 2012 Financial Statements Report   Mgmt   For   For
Approve 2012 Profit Distribution Plan   Mgmt   For   For
Appoint Auditors and to Fix Their Remuneration   Mgmt   For   For
Approve 2012 Directors’ Due Diligence Report   Mgmt   For   For
Approve 2012 Report on Performance of Independent Directors   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Related Party Transaction Regarding the Trading of Debt Securities Pursuant to the Shanghai Listing Rules   Mgmt    

Review Report of the Status of Related Party Transactions and the Implementation of Management System for Related Party Transactions for 2012   Mgmt    
Elect Wang Chengran as Director   SH   For   For
Elect Bai Wei as Director   SH   For   For
Elect Sun Xiaoning as Director   SH   For   For
Elect Yang Xianghai as Director   SH   For   For
Elect Wu Jumin as Director   SH   For   For
Elect Wu Junhao as Director   SH   For   For
Elect Zhang Yansheng as Director   SH   For   For
Elect Lam Chi Kuen as Director   SH   For   For
Elect Zhou Zhonghui as Director   SH   For   For
Elect Zheng Anguo as Director   SH   For   For
Elect Gao Guofu as Director   SH   For   For

Elect Cheng Feng as Director   SH   For   For
Elect Fok Kwong Man as Director   SH   For   For
Elect Huo Lianhong as Director   SH   For   For
Elect Zhang Jianwei as a Shareholder Representative Supervisor   SH   For   For
Elect Lin Lichun as a Shareholder Representative Supervisor   SH   For   For
Elect Dai Zhihao as a Shareholder Representative Supervisor   SH   For   For

Intime Department Store (Group) Co., Ltd.

 

Meeting Date:    31-May-13    Country:    Cayman Islands    Security ID:    G49204103
Record Date:    28-May-13    Meeting Type:    Annual    Ticker:    01833

 

CUSIP: G49204103    ISIN: KYG492041036    SEDOL: B1SM7Z8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Wong Luen Cheung Andrew as Director   Mgmt   For   Against
Elect Chow Joseph as Director   Mgmt   For   For
Elect Shi Chungui as Director   Mgmt   For   For
Authorize Board to Fix the Remuneration of Directors   Mgmt   For   For
Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against
Approve Proposed Change of Company Name   Mgmt   For   For

Airasia Bhd

 

Meeting Date:    04-Jun-13    Country:    Malaysia    Security ID:    Y0029V101
Record Date:    28-May-13    Meeting Type:    Annual    Ticker:    AIRASIA

 

CUSIP: Y0029V101    ISIN: MYL5099OO006    SEDOL: B03J9L7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend of MYR 0.06 Per Share   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Elect Mohamed Khadar ind Merican as Director   Mgmt   For   For
Elect Fam Lee Ee as Director   Mgmt   For   For
Approve Fam Lee Ee to Continue Office as Independent Non-Executive Director   Mgmt   For   For
Elect Aireen Omar as Director   Mgmt   For   Against

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions   Mgmt   For   For

China Life Insurance Co. Limited

 

Meeting Date:    05-Jun-13    Country:    Hong Kong    Security ID:    Y1477R204
Record Date:    03-May-13    Meeting Type:    Annual    Ticker:    02628

 

CUSIP: Y1477R204    ISIN: CNE1000002L3    SEDOL: 6718976

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Report of Board of Directors   Mgmt   For   For
Approve Report of Supervisory Committee   Mgmt   For   For

Approve Financial Report   Mgmt   For   For
Approve Profit Distribution Plan   Mgmt   For   For
Approve Remuneration of Directors and Supervisors   Mgmt   For   For
Approve Remuneration of Auditors for the Year 2012   Mgmt   For   For
Approve Appointment of Auditors for the Year 2013   Mgmt   For   For
Approve Cap Amounts in Respect of the Framework Agreement with China Guangfa Bank Co. Ltd.   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

Sinopharm Group Co., Ltd.

 

Meeting Date:    05-Jun-13    Country:    Hong Kong    Security ID:    Y8008N107
Record Date:    03-May-13    Meeting Type:    Annual    Ticker:    01099

 

CUSIP: Y8008N107    ISIN: CNE100000FN7    SEDOL: B3ZVDV0

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Report of the Board of Directors   Mgmt   For   For
Accept Report of the Supervisory Committee   Mgmt   For   For
Accept Audited Financial Statements   Mgmt   For   For
Approve Profit Distribution Plan and Payment of Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and Authorize Audit Committee to Fix Their Remuneration   Mgmt   For   For
Reappoint PricewaterhouseCoopers Certified Public Accountants, Hong Kong as International Auditors and Authorize Audit Committee to Fix Their Remuneration   Mgmt   For   For
Elect Chen Qiyu as Director and Authorize Board to Fix Director’s Remuneration   Mgmt   For   Against
Authorize Board to Fix Remuneration of Directors   Mgmt   For   For
Approve Delegation of Certain Powers to the Board   Mgmt   For   Against

Amend Articles of Association of the Company   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against

China Construction Bank Corporation

 

Meeting Date:    06-Jun-13    Country:    Hong Kong    Security ID:    Y1397N101
Record Date:    06-May-13    Meeting Type:    Annual    Ticker:    00939

 

CUSIP: Y1397N101    ISIN: CNE1000002H1    SEDOL: B0LMTQ3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve 2012 Report of Board of Directors   Mgmt   For   For
Approve 2012 Report of Board of Supervisors   Mgmt   For   For
Approve 2012 Final Financial Accounts   Mgmt   For   For

Approve 2012 Profit Distribution Plan   Mgmt   For   For
Approve Budget of 2013 Fixed Assets Investment   Mgmt   For   For
Appoint Auditors   Mgmt   For   For
Elect Zhang Jianguo as Director   Mgmt   For   Against
Elect Zhao Xijun as Director   Mgmt   For   For
Elect Chen Yuanling as Director   Mgmt   For   Against
Elect Zhu Hongbo as Director   Mgmt   For   Against
Elect Hu Zheyi as Director   Mgmt   For   Against
Elect Chung Shui Ming Timpson as Director   Mgmt   For   Against
Elect Margaret Leung Ko May Yee as Director   Mgmt   For   For
Elect Wim Kok as Director   Mgmt   For   For
Elect Murray Horn as Director   Mgmt   For   For
Elect Xu Tie as Director   Mgmt   For   Against
Elect Qi Shouyin as Director   Mgmt   For   Against
Approve Terms of Office of Proposed Directors   Mgmt   For   For

Elect Zhang Furong as Shareholder Representative Supervisor   Mgmt   For   For
Elect Liu Jin as Shareholder Representative Supervisor   Mgmt   For   For
Elect Li Xiaoling as Shareholder Representative Supervisor   Mgmt   For   For
Elect Bai Jianjun as External Supervisor   Mgmt   For   For
Elect Wang Xinmin as External Supervisor   SH   None   For
Approve Issuance of Write-Down Type Eligible Capital Instruments   Mgmt   For   For
Approve Revisions to the Article of Association   Mgmt   For   For

China State Construction International Holdings Limited

 

Meeting Date:    06-Jun-13    Country:    Hong Kong    Security ID:    G21677136
Record Date:    03-Jun-13    Meeting Type:    Annual    Ticker:    03311

 

CUSIP: G21677136    ISIN: KYG216771363    SEDOL: B0BM5T8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Adopt Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Kong Qingping as Director   Mgmt   For   Against
Elect Zhou Yong as Director   Mgmt   For   Against
Elect Tian Shuchen as Director   Mgmt   For   Against
Elect Pan Shujie as Director   Mgmt   For   Against
Elect Raymond Leung Hai Ming as Director   Mgmt   For   For
Authorize Board to Fix the Remuneration of Directors   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

MMC Norilsk Nickel

 

Meeting Date:    06-Jun-13    Country:    Russia    Security ID:    X40407102
Record Date:    30-Apr-13    Meeting Type:    Annual    Ticker:    GMKN

 

CUSIP: X40407102    ISIN: RU0007288411    SEDOL: B5B1TX2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Approve Annual Report   Mgmt   For   For
Approve Financial Statements   Mgmt   For   For
Approve Consolidated Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends of RUB 400,83 per Share   Mgmt   For   For

Elect 13 Directors by Cumulative Voting   Mgmt    
Elect Sergey Barbashev as Director   Mgmt   None   Against
Elect Aleksey Bashkirov as Director   Mgmt   None   Against
Elect Sergey Bratukhin as Director   Mgmt   None   Against
Elect Andrey Bugrov as Director   Mgmt   None   Against
Elect Marianna Zakharova as Director   Mgmt   None   Against
Elect Valery Matvienko as Director   Mgmt   None   Against
Elect Stalbek Mishakov as Director   Mgmt   None   Against
Elect Garreth Penny as Director   Mgmt   None   For
Elect Gerhard Prinsloo as Director   Mgmt   None   For
Elect Maxim Sokov as Director   Mgmt   None   Against
Elect Vladislav Solovyev as Director   Mgmt   None   Against
Elect Sergey Chemezov as Director   Mgmt   None   Against
Elect Robert Edwards as Director   Mgmt   None   For
Elect Five Members of Audit Commission   Mgmt    

Elect Petr Voznenko as Member of Audit Commission   Mgmt   For   For
Elect Natalya Gololobova as Member of Audit Commission   Mgmt   For   For
Elect Dmitry Pershinkov as Member of Audit Commission   Mgmt   For   For
Elect Georgiy Svanidze as Member of Audit Commission   Mgmt   For   For
Elect Vladimir Shilkov as Member of Audit Commission   Mgmt   For   For
Ratify Auditor of Company’s Financial Statements Prepared in Accordance with Russian Accounting Standards (RAS)   Mgmt   For   For
Ratify Auditor of Company’s Financial Statements Prepared in Accordance with International Financial Reporting Standards (IFRS)   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   Against
Approve Related-Party Transactions Re: Indemnification Agreements with Directors and Executives   Mgmt   For   For
Approve Related-Party Transaction Re: Liability Insurance for Directors and Executives   Mgmt   For   For

Approve Reduction in Share Capital   Mgmt   For   For
Approve New Addition of Charter   Mgmt   For   For
Approve Related-Party Transaction(s) with ZAO Normetimpex Re: Amend 2009 Commission Agreement   Mgmt   For   For
Approve Related-Party Transaction(s) with ZAO Normetimpex Re: Order to 2009 Commission Agreement   Mgmt   For   For
Approve Related-Party Transactions with OAO Sberbank of Russia   Mgmt   For   For
Approve Related-Party Transactions with OAO Sberbank of Russia, and/or SIB Cyprus Ltd, and/or Sberbank CIB UK Ltd, and/or Sberbank Switzerland AG   Mgmt   For   For
Approve Related-Party Transaction with OAO Kolskaya GMK Re: Loan Agreement   Mgmt   For   For

BYD Company Ltd.

 

Meeting Date:    07-Jun-13    Country:    Hong Kong    Security ID:    Y1023R104
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    01211

 

CUSIP: Y1023R104    ISIN: CNE100000296    SEDOL: 6536651

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Report of the Board of Directors   Mgmt   For   For
Accept Report of the Supervisory Committee   Mgmt   For   For
Accept Audited Financial Statements   Mgmt   For   For
Approve Annual Report for the Year 2012   Mgmt   For   For
Approve Profit Distribution Plan   Mgmt   For   For
Appoint Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Provision of Guarantee to the Leasing Company   Mgmt   For   Against
Approve Provision of Guarantee by the Group   Mgmt   For   Against
Approve Reduction of Total Investment in Shenzhen Mobile Phone Lithium Battery Project   Mgmt   For   For

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Approve Issuance by BYD Electronic (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against

China Mengniu Dairy Co., Ltd.

 

Meeting Date:    07-Jun-13    Country:    Hong Kong    Security ID:    G21096105
Record Date:    04-Jun-13    Meeting Type:    Annual    Ticker:    02319

 

CUSIP: G21096105    ISIN: KYG210961051    SEDOL: B01B1L9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For

Elect Bai Ying as Director and Authorize the Board to Fix His Remuneration   Mgmt   For   Against
Elect Wu Jingshui as Director and Authorize the Board to Fix His Remuneration   Mgmt   For   Against
Elect Ding Sheng as Director and Authorize the Board to Fix His Remuneration   Mgmt   For   Against
Elect Niu Gensheng as Director and Authorize the Board to Fix His Remuneration   Mgmt   For   Against
Elect Tim Orting Jorgensen as Director and Authorize the Board to Fix His Remuneration   Mgmt   For   Against
Elect Finn S. Hansen as Director and Authorize the Board to Fix His Remuneration   Mgmt   For   Against
Elect Liu Ding as Director and Authorize the Board to Fix Her Remuneration   Mgmt   For   Against
Elect Andrew Y. Yan as Director and Authorize the Board to Fix His Remuneration   Mgmt   For   Against
Elect Wu Kwok Keung Andrew as Director and Authorize the Board to Fix His Remuneration   Mgmt   For   For
Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against

China Resources Power Holdings Co., Ltd.

 

Meeting Date:    07-Jun-13    Country:    Hong Kong    Security ID:    Y1503A100
Record Date:    31-May-13    Meeting Type:    Annual    Ticker:    00836

 

CUSIP: Y1503A100    ISIN: HK0836012952    SEDOL: 6711566

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Wang Yujun as Director   Mgmt   For   Against

Elect Du Wenmin as Director   Mgmt   For   Against
Elect Wei Bin as Director   Mgmt   For   Against
Elect Chen Ji Min as Director   Mgmt   For   For
Elect Ma Chiu Cheung Andrew as Director   Mgmt   For   For
Elect Huang Daoguo as Director   Mgmt   For   Against
Elect Chen Ying as Director   Mgmt   For   Against
Authorize Board to Fix Remuneration of Directors   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Compania De Minas Buenaventura S.A.

 

Meeting Date:    07-Jun-13    Country:    Peru    Security ID:    P66805147
Record Date:    23-May-13    Meeting Type:    Special    Ticker:    BUENAVC1

 

CUSIP: P66805147    ISIN: PEP612001003    SEDOL: 2894988

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Approve Financing Operations Including, Issuance of Bonds and Obtainment of Loans and credit Facilities; Authorize Board to Approve all Agreements Related to Financing Operations   Mgmt   For   For

Grupo Modelo SAB de CV

 

Meeting Date:    07-Jun-13    Country:    Mexico    Security ID:    P4833F104
Record Date:    30-May-13    Meeting Type:    Special    Ticker:    GMODELOC

 

CUSIP: P4833F104    ISIN: MXP4833F1044    SEDOL: 2380539

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for Holders of A, B and C Shares   Mgmt    
Approve Spin-Off Piedras Negras Plant of Compania Cervecera de Coahuila S de RL de CV   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Industrial and Commercial Bank of China Limited

 

Meeting Date:    07-Jun-13    Country:    Hong Kong    Security ID:    Y3990B112
Record Date:    07-May-13    Meeting Type:    Annual    Ticker:    01398

 

CUSIP: Y3990B112    ISIN: CNE1000003G1    SEDOL: B1G1QD8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept 2012 Work Report of Board of Directors   Mgmt   For   For
Accept 2012 Work Report of Board of Supervisors   Mgmt   For   For
Accept Bank’s 2012 Audited Accounts   Mgmt   For   For
Approve 2012 Profit Distribution Plan   Mgmt   For   For
Approve Proposal on Launching the Engagement of Accounting Firm for 2013   Mgmt   For   For
Elect Yi Huiman as Director   SH   None   For
Elect Luo Xi as Director   SH   None   For
Elect Liu Lixian as Director   SH   None   For

Novolipetsk Steel

 

Meeting Date:    07-Jun-13    Country:    Russia    Security ID:    X58996103
Record Date:    24-Apr-13    Meeting Type:    Annual    Ticker:    NLMK

 

CUSIP: X58996103    ISIN: RU0009046452    SEDOL: B59FPC7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for GDR Holders   Mgmt    
Approve Annual Report and Financial Statements   Mgmt   For   For
Approve Dividends of RUB 0.62 per Share   Mgmt   For   For
Elect Nine Directors via Cumulative Voting   Mgmt    
Elect Oleg Bagrin as Director   Mgmt   None   Against
Elect Helmut Wieser as Director   Mgmt   None   For
Elect Nikolay Gagarin as Director   Mgmt   None   Against
Elect Karl Doering as Director   Mgmt   None   Against
Elect Vladimir Lisin as Director   Mgmt   None   Against
Elect Karen Sarkisov as Director   Mgmt   None   Against
Elect Vladimir Skorokhodov as Director   Mgmt   None   Against

Elect Benedict Sciortino as Director   Mgmt   None   Against
Elect Franz Struzl as Director   Mgmt   None   For
Elect Oleg Bagrin as General Director   Mgmt   For   For
Elect Five Members of Audit Commission   Mgmt    
Elect Lyudmila Kladienko as Member of Audit Commission   Mgmt   For   For
Elect Valery Kulikov as Member of Audit Commission   Mgmt   For   For
Elect Sergey Nesmeyanov as Member of Audit Commission   Mgmt   For   For
Elect Larisa Ovsyannikova as Member of Audit Commission   Mgmt   For   For
Elect Galina Shipilova as Member of Audit Commission   Mgmt   For   For
Ratify PricewaterhouseCoopers Audit as Auditor   Mgmt   For   For
Ratify PricewaterhouseCoopers Audit as US GAAP Auditor   Mgmt   For   For
Approve New Edition of Charter   Mgmt   For   For

Approve New Edition of Regulations on General Meetings   Mgmt   For   For
Approve New Edition of Regulations on Board of Directors   Mgmt   For   For
Approve New Edition of Regulations on Management   Mgmt   For   For
Approve New Edition of Regulations on Audit Commission   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For

Samsung Fire & Marine Insurance Co.

 

Meeting Date:    07-Jun-13    Country:    South Korea    Security ID:    Y7473H108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    000810

 

CUSIP: Y7473H108    ISIN: KR7000810002    SEDOL: 6155250

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,750 per Common Share and KRW 3,755 per Preferred Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Elect Cho Byung-Jin as Inside Director   Mgmt   For   For
Elect Cho Byung-Jin as Member of Audit Committee   Mgmt   For   Against
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Samsung Life Insurance Co Ltd.

 

Meeting Date:    07-Jun-13    Country:    South Korea    Security ID:    Y74860100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    032830

 

CUSIP: N/A    ISIN: KR7032830002    SEDOL: B12C0T9

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,500 per Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Elect One Inside Director and Four Outside Directors   Mgmt   For   For
Reelect Inside Director, Moon Tae-Gon, as Member of Audit Committee   Mgmt   For   For
Reelect Two Outside Directors as Members of Audit Committee   Mgmt   For   For
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Tingyi (Cayman Islands) Holding Corp.

 

Meeting Date:    07-Jun-13    Country:    Hong Kong    Security ID:    G8878S103
Record Date:    04-Jun-13    Meeting Type:    Annual    Ticker:    00322

 

CUSIP: G8878S103    ISIN: KYG8878S1030    SEDOL: 6903556

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Ryo Yoshizawa as Director and Authorize Board to Fix Director’s Remuneration   Mgmt   For   Against
Elect Wu Chung-Yi as Director and Authorize Board to Fix Director’s Remuneration   Mgmt   For   Against
Elect Lee Tiong-Hock as Director and Authorize Board to Fix Director’s Remuneration   Mgmt   For   For
Reappoint Mazars CPA Limited as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Share Repurchase Program   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

LATAM Airlines Group SA

 

Meeting Date:    11-Jun-13    Country:    Chile    Security ID:    P61894104
Record Date:    05-Jun-13    Meeting Type:    Special    Ticker:    LAN

 

CUSIP: P61894104    ISIN: CL0000000423    SEDOL: 2518932

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Increase in Capital in the Amount of USD 1 Billion via Share Issuance; Approve Assignment of Portion of Increase in Capital for Compensation Plan; Amend Bylaws Accordingly   Mgmt   For   Against
Set Placement Price of 4.8 Million Shares Allocated to Compensation Plans; Adopt All Necessary Resolutions In Order To Implement Decisions and Bylaws Amendments Adopted by Meeting   Mgmt   For   Against

San Miguel Corporation

 

Meeting Date:    11-Jun-13    Country:    Philippines    Security ID:    Y75106115
Record Date:    08-May-13    Meeting Type:    Annual    Ticker:    SMC

 

CUSIP: 799085303    ISIN: PHY751061151    SEDOL: B56DTZ5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ratify Acts and Proceedings of the Board of Directors and Corporate Officers   Mgmt   For   For
Appoint External Auditors   Mgmt   For   For
Elect 15 Directors by Cumulative Voting   Mgmt    
Elect Eduardo M. Cojuangco, Jr. as a Director   Mgmt   For   Against
Elect Ramon S. Ang as a Director   Mgmt   For   Against
Elect Estelito P. Mendoza as a Director   Mgmt   For   Against
Elect Leo S. Alvez as a Director   Mgmt   For   Against

Elect Joselito D.Campos, Jr. as a Director   Mgmt   For   Against
Elect Ferdinand K. Constantino as a Director   Mgmt   For   Against
Elect Roberto V. Ongpin as a Director   Mgmt   For   Against
Elect Alexander J. Poblador as a Director   Mgmt   For   Against
Elect Eric O. Recto as a Director   Mgmt   For   Against
Elect Menardo R. Jimenez as a Director   Mgmt   For   Against
Elect Iñigo Zobel as a Director   Mgmt   For   Against
Elect Thomas A. Tan as a Director   Mgmt   For   Against
Elect Winston F. Garcia as a Director   Mgmt   For   For
Elect Reynato S. Puno as a Director   Mgmt   For   For
Elect Margarito B. Teves as a Director   Mgmt   For   For

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:    11-Jun-13    Country:    Taiwan    Security ID:    Y84629107
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    2330

 

CUSIP: Y84629107    ISIN: TW0002330008    SEDOL: 6889106

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Approve Business Operations Report and Financial Statements   Mgmt   For   For
Approve Plan on Profit Distribution   Mgmt   For   For
Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets, Lending Funds to Other Parties, and Endorsement and Guarantees   Mgmt   For   For
Transact Other Business (Non-Voting)   Mgmt    

United Microelectronics Corp

 

Meeting Date:    11-Jun-13    Country:    Taiwan    Security ID:    Y92370108
Record Date:    11-Apr-13    Meeting Type:    Annual    Ticker:    2303

 

CUSIP: Y92370108    ISIN: TW0002303005    SEDOL: 6916628

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Approve Business Operations Report and Financial Statements   Mgmt   For   For
Approve Plan on Profit Distribution   Mgmt   For   For
Approve Amendments to the Procedures for Lending Funds to Other Parties   Mgmt   For   For
Approve Amendments to the Procedures for Endorsement and Guarantees   Mgmt   For   For
Approve Non-Public Issuance of Ordinary Shares, Issuance of New Shares to Participate in the Issuance of Global Depository Receipt or Issuance of Convertible Corporate Bonds with Amount Less than 10% of the Outstanding Ordinary Shares   Mgmt   For   For
Approve Release of Restrictions of Competitive Activities of Appointed Directors   Mgmt   For   For

Genting Malaysia Bhd.

 

Meeting Date:    12-Jun-13    Country:    Malaysia    Security ID:    Y2698A103
Record Date:    05-Jun-13    Meeting Type:    Annual    Ticker:    GENM

 

CUSIP: Y7368M113    ISIN: MYL4715OO008    SEDOL: B1VXKN7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Resolution   Mgmt    
Approve Final Dividend of MYR 0.05 Per Share   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Elect Lim Kok Thay as Director   Mgmt   For   Against
Elect Teo Eng Siong as Director   Mgmt   For   For

Elect Koh Hong Sun as Director   Mgmt   For   For
Elect Lim Keong Hui as Director   Mgmt   For   For
Elect Mohammed Hanif bin Omar as Director   Mgmt   For   For
Elect Alwi Jantan as Director   Mgmt   For   For
Elect Clifford Francis Herbert as Director   Mgmt   For   For
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Share Repurchase Program   Mgmt   For   For
Waive Requirement for Mandatory Offer to Genting Bhd. and Persons Acting in Concert   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions   Mgmt   For   For
Special Resolution   Mgmt    
Amend Articles of Association   Mgmt   For   For

Pekao Bank SA (Bank Polska Kasa Opieki Spolka Akcyjna)

 

Meeting Date:    12-Jun-13    Country:    Poland    Security ID:    X0641X106
Record Date:    27-May-13    Meeting Type:    Annual    Ticker:    PEO

 

CUSIP: X0641X106    ISIN: PLPEKAO00016    SEDOL: 5473113

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Meeting Chairman   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt    
Elect Members of Vote Counting Commission   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Receive Management Board Report on Company’s Operations in Fiscal 2012   Mgmt    
Receive Financial Statements   Mgmt    
Receive Management Board Report on Group’s Operations in Fiscal 2012   Mgmt    

Approve Consolidated Financial Statements   Mgmt    
Receive Management Board Proposal on Allocation of Income   Mgmt    
Receive Supervisory Board Report   Mgmt    
Approve Management Board Report on Company’s Operations in Fiscal 2012   Mgmt   For   For
Approve Financial Statements   Mgmt   For   For
Approve Management Board Report on Group’s Operations in Fiscal 2012   Mgmt   For   For
Approve Consolidated Financial Statements   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Supervisory Board Report on Board’s Activities in Fiscal 2012   Mgmt   For   For
Approve Discharge of Alicja Kornasiewicz (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Krzysztof Pawlowski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Oliver Greene (Supervisory Board Member)   Mgmt   For   For

Approve Discharge of Jerzy Woznicki (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Roberto Nicastro (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Alessandro Decio (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Leszek Pawlowicz (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Pawel Dangel (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Laura Penna (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Wioletta Rosolowska (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Doris Tomanek (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Enrico Pavoni (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Luigi Lovaglio (CEO)   Mgmt   For   For
Approve Discharge of Diego Biondo (Deputy CEO)   Mgmt   For   For

Approve Discharge of Marco Iannaccone (Deputy CEO)   Mgmt   For   For
Approve Discharge of Andrzej Kopyrski (Deputy CEO)   Mgmt   For   For
Approve Discharge of Grzegorz Piwowar (Deputy CEO)   Mgmt   For   For
Approve Discharge of Marian Wazynski (Deputy CEO)   Mgmt   For   For
Elect Supervisory Board Member   Mgmt   For   For
Ratify Auditor   Mgmt   For   For
Amend Statute   Mgmt   For   For
Authorize Supervisory Board to Approve Consolidated Text of Statute   Mgmt   For   For
Receive Report of Polish Financial Supervision Authority Concerning Guidelines of European Banking Authority on Assessment of Suitability of Management Board Members and Key Governing Bodies   Mgmt    
Close Meeting   Mgmt    

Genting Bhd

 

Meeting Date:    13-Jun-13    Country:    Malaysia    Security ID:    Y26926116
Record Date:    06-Jun-13    Meeting Type:    Annual    Ticker:    GENTING

 

CUSIP: Y26926116    ISIN: MYL3182OO002    SEDOL: B1VXJL8

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Resolution   Mgmt    
Approve Final Dividend of MYR 0.045 Per Share   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Elect R. Thillainathan as Director   Mgmt   For   For
Elect Lim Keong Hui as Director   Mgmt   For   For
Elect Hashim bin Nik Yusoff as Director   Mgmt   For   For
Elect Mohammed Hanif bin Omar as Director   Mgmt   For   For

Elect Lin See Yan as Director   Mgmt   For   For
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Share Repurchase Program   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions   Mgmt   For   For
Special Resolution   Mgmt    
Amend Articles of Association   Mgmt   For   For

Severstal OAO

 

Meeting Date:    13-Jun-13    Country:    Russia    Security ID:    X7803S106
Record Date:    26-Apr-13    Meeting Type:    Annual    Ticker:    CHMF

 

CUSIP: X7803S106    ISIN: RU0009046510    SEDOL: B5B9C59

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for GDR Holders   Mgmt    
Elect 10 Directors by Cumulative Voting   Mgmt    
Elect Aleksey Mordashov as Director   Mgmt   None   Against
Elect Mikhail Noskov as Director   Mgmt   None   Against
Elect Aleksandr Grubman as Director   Mgmt   None   Against
Elect Aleksey Kulichenko as Director   Mgmt   None   Against
Elect Sergey Kuznetsov as Director   Mgmt   None   Against
Elect Christopher Clark as Director   Mgmt   None   Against
Elect Rolf Stomberg as Director   Mgmt   None   For
Elect Martin Angle as Director   Mgmt   None   For
Elect Ronald Freeman as Director   Mgmt   None   For
Elect Peter Kraljic as Director   Mgmt   None   For
Reelect Aleksei Mordashov as General Director   Mgmt   For   For

Approve Annual Report and Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends for Fiscal 2012   Mgmt   For   For
Approve Dividends of RUB 0.43 per Share for First Quarter of Fiscal 2013   Mgmt   For   For
Elect Three Members of Audit Commission   Mgmt    
Elect Roman Antonov as Member of Audit Commission   Mgmt   For   For
Elect Svetlana Guseva as Member of Audit Commission   Mgmt   For   For
Elect Nikolay Lavrov as Member of Audit Commission   Mgmt   For   For
Ratify ZAO KPMG as Auditor   Mgmt   For   For
Approve New Edition of Charter   Mgmt   For   For
Amend June 11, 2010, AGM, Resolution Re: Remuneration of Directors   Mgmt   For   For
Approve Future Related-Party Transactions   Mgmt   For   For

Guangdong Investment Ltd.

 

Meeting Date:    14-Jun-13    Country:    Hong Kong    Security ID:    Y2929L100
Record Date:    11-Jun-13    Meeting Type:    Annual    Ticker:    00270

 

CUSIP: Y2929L100    ISIN: HK0270001396    SEDOL: 6913168

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Wen Yinheng as Director   Mgmt   For   Against
Elect Huang Zhenhai as Director   Mgmt   For   Against
Elect Wu Ting Yuk, Anthony as Director   Mgmt   For   For
Elect Xu Wenfang as Director   Mgmt   For   Against
Elect Li Wai Keung as Director   Mgmt   For   Against

Elect Chan Cho Chak, John as Director   Mgmt   For   For
Elect Li Kwok Po, David as Director   Mgmt   For   Against
Authorize Board to Fix the Remuneration of Directors   Mgmt   For   For
Reappoint Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Philippine Long Distance Telephone Co.

 

Meeting Date:    14-Jun-13    Country:    Philippines    Security ID:    718252109
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    TEL

 

CUSIP: 718252109    ISIN: PH7182521093    SEDOL: 6685661

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Audited Financial Statements for the Fiscal Year Ending Dec. 31, 2012 Contained in the Company’s 2012 Annual Report   Mgmt   For   For
Elect 13 Directors by Cumulative Voting   Mgmt    
Elect Artemio V. Panganiban as a Director   Mgmt   For   For
Elect Pedro E. Roxas as a Director   Mgmt   For   For
Elect Alfred V. Ty as a Director   Mgmt   For   For
Elect Helen Y. Dee as a Director   Mgmt   For   Withhold
Elect Ray C. Espinosa as a Director   Mgmt   For   Withhold
Elect James L. Go as a Director   Mgmt   For   Withhold
Elect Setsuya Kimura as a Director   Mgmt   For   Withhold
Elect Napoleon L. Nazareno as a Director   Mgmt   For   Withhold
Elect Manuel V. Pangilinan as a Director   Mgmt   For   Withhold
Elect Hideaki Ozaki as a Director   Mgmt   For   Withhold

Elect Ma. Lourdes C. Rausa-Chan as a Director   Mgmt   For   Withhold
Elect Juan B. Santos as a Director   Mgmt   For   Withhold
Elect Tony Tan Caktiong as a Director   Mgmt   For   Withhold
Approve Decrease in the Authorized Capital Stock and Amendments to the Seventh Article of Articles of Incorporation of the Company   Mgmt   For   For

Siliconware Precision Industries Co., Ltd.

 

Meeting Date:    14-Jun-13    Country:    Taiwan    Security ID:    Y7934R109
Record Date:    15-Apr-13    Meeting Type:    Annual    Ticker:    2325

 

CUSIP: Y7934R109    ISIN: TW0002325008    SEDOL: 6808877

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    

Approve Business Operations Report and Financial Statements   Mgmt   For   For
Approve Plan on Profit Distribution   Mgmt   For   For
Approve Cash Dividend Distribution from Capital Reserve   Mgmt   For   For
Approve Amendments to Articles of Association   Mgmt   For   For
Approve Amendment to Rules and Procedures for Election of Directors and Supervisors   Mgmt   For   For
Approve Amendments to the Procedures for Endorsement and Guarantees   Mgmt   For   For
Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets   Mgmt   For   For
Transact Other Business (Non-Voting)   Mgmt    

Woori Finance Holdings Co. Ltd.

 

Meeting Date:    14-Jun-13    Country:    South Korea    Security ID:    Y9695X119
Record Date:    13-May-13    Meeting Type:    Special    Ticker:    053000

 

CUSIP: Y9695X119    ISIN: KR7053000006    SEDOL: 6534268

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles of Incorporation   Mgmt   For   For
Elect Lee Soon-Woo as CEO   Mgmt   For   For

Infosys Ltd.

 

Meeting Date:    15-Jun-13    Country:    India    Security ID:    Y4082C133
Record Date:    03-May-13    Meeting Type:    Annual    Ticker:    500209

 

CUSIP: Y4082C133    ISIN: INE009A01021    SEDOL: 6205122

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    

Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend of INR 27.00 Per Share   Mgmt   For   For
Reelect S.D. Shibulal as Director   Mgmt   For   For
Reelect S. Batni as Director   Mgmt   For   For
Reelect D.M. Satwalekar as Director   Mgmt   For   For
Reelect O. Goswami as Director   Mgmt   For   For
Reelect R. Seshasayee as Director   Mgmt   For   For
Approve B S R & Co. as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Elect L. Puri as Director   Mgmt   For   For
Elect N.R.N. Murthy as Director   Mgmt   For   For

China Minsheng Banking Corp., Ltd.

 

Meeting Date:    17-Jun-13    Country:    China    Security ID:    Y1495M104
Record Date:    16-May-13    Meeting Type:    Annual    Ticker:    600016

 

CUSIP: Y1495M104    ISIN: CNE0000015Y0    SEDOL: 6310747

Proposal   Proponent   Mgmt Rec   Vote Instruction
AGM Ballot for Holders of H Shares   Mgmt    
Approve Annual Report   Mgmt   For   For
Approve Final Financial Report   Mgmt   For   For
Approve Annual Budgets of the Company for 2013   Mgmt   For   For
Approve Work Report of Board of Directors   Mgmt   For   For
Approve Work Report of Supervisory Board   Mgmt   For   For
Approve Profit Distribution Proposal for the Second Half of 2012 of the Company   Mgmt   For   For
Approve Interim Profit Distribution Policy for 2013 of the Company   Mgmt   For   For
Reappoint Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Amend Terms of Reference of the Supervisory Board   Mgmt   For   For
Amend Administrative Measures of Connected Transactions   Mgmt   For   For
Approve Proposed Issuance Plans of Eligible Tier- 2 Capital Instruments   Mgmt   For   For
Amend Articles of Association of the Company   Mgmt   For   For

Agricultural Bank of China

 

Meeting Date:    18-Jun-13    Country:    Hong Kong    Security ID:    Y00289101
Record Date:    18-May-13    Meeting Type:    Annual    Ticker:    601288

 

CUSIP: N/A    ISIN: CNE100000RJ0    SEDOL: B620Y41

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept 2012 Work Report of the Board   Mgmt   For   For

Accept 2012 Work Report of the Board of Supervisors   Mgmt   For   For
Accept Final Financial Accounts for 2012   Mgmt   For   For
Approve Profit Distribution Plan for 2012   Mgmt   For   For
Approve Fixed Assets Investment Budget for 2013   Mgmt   For   For
Appoint Auditors   Mgmt   For   For
Approve Adjustment to the Board’s Authority to Approve Investment in Bonds of Certain Clients   Mgmt   For   For
Approve Issuance of Eligible Capital Instruments with Write-Down Feature   Mgmt   For   For

Korea Electric Power Corp.

 

Meeting Date:    18-Jun-13    Country:    South Korea    Security ID:    Y48406105
Record Date:    22-May-13    Meeting Type:    Special    Ticker:    015760

 

CUSIP: Y48406105    ISIN: KR7015760002    SEDOL: 6495730

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Four Inside Directors (Bundled)   Mgmt   For   For

Malaysia Marine and Heavy Engineering Holdings Bhd

 

Meeting Date:    18-Jun-13    Country:    Malaysia    Security ID:    Y54195105
Record Date:    11-Jun-13    Meeting Type:    Annual    Ticker:    MHB

 

CUSIP: N/A    ISIN: MYL5186OO001    SEDOL: B3W5NN7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend of MYR 0.10 Per Share   Mgmt   For   For
Elect Choy Khai Choon as Director   Mgmt   For   For

Elect Nasarudin Md Idris as Director   Mgmt   For   Against
Elect Halipah binti Esa as Director   Mgmt   For   For
Elect Yee Yang Chien as Director   Mgmt   For   Against
Approve Remuneration of Directors   Mgmt   For   For
Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

PT Indosat Tbk

 

Meeting Date:    18-Jun-13    Country:    Indonesia    Security ID:    Y7127S120
Record Date:    31-May-13    Meeting Type:    Annual    Ticker:    ISAT

 

CUSIP: Y7130D110    ISIN: ID1000097405    SEDOL: B00FYK2

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income for Reserve Funds, Payment of Dividend, and Other Purposes   Mgmt   For   For
Approve Remuneration of Commissioners   Mgmt   For   For
Approve Auditors   Mgmt   For   For
Elect Directors and Commissioners   Mgmt   For   Against

Rosneft Oil Company OJSC

 

Meeting Date:    18-Jun-13    Country:    Russia    Security ID:    X7394C106
Record Date:    06-May-13    Meeting Type:    Special    Ticker:    ROSN

 

CUSIP: X7394C106    ISIN: RU000A0J2Q06    SEDOL: B59SS16

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for GDR Holders   Mgmt    
Approve Related-Party Transactions   Mgmt   For   For

Shougang Fushan Resources Group Ltd.

 

Meeting Date:    18-Jun-13    Country:    Hong Kong    Security ID:    Y7760F104
Record Date:    14-Jun-13    Meeting Type:    Annual    Ticker:    00639

 

CUSIP: Y2677L104    ISIN: HK0639031506    SEDOL: 6354671

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Chen Zhaoqiang as Director   Mgmt   For   Against
Elect Liu Qingshan as Director   Mgmt   For   Against

Elect Kee Wah Sze as Director   Mgmt   For   For
Elect Chan Pat Lam as Director   Mgmt   For   For
Elect Chan Chung Chun as Director   Mgmt   For   For
Appoint Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Zhongsheng Group Holdings Ltd.

 

Meeting Date:    18-Jun-13    Country:    Hong Kong    Security ID:    G9894K108
Record Date:    13-Jun-13    Meeting Type:    Annual    Ticker:    00881

 

CUSIP: N/A    ISIN: KYG9894K1085    SEDOL: B633D97

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Huang Yi as Director   Mgmt   For   Against
Elect Si Wei as Director   Mgmt   For   Against
Elect Ng Yuk Keung as Director   Mgmt   For   For
Elect Shen Jinjun as Director   Mgmt   For   For
Authorize Board to Fix Remuneration of Directors   Mgmt   For   For
Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

AU Optronics Corp

 

Meeting Date:    19-Jun-13    Country:    Taiwan    Security ID:    Y0453H107
Record Date:    19-Apr-13    Meeting Type:    Annual    Ticker:    2409

 

CUSIP: Y0451X104    ISIN: TW0002409000    SEDOL: 6288190

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
ELECT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING   Mgmt    
Elect Vivien Huey-Juan Hsieh with ID P20006**** as Independent Director   Mgmt   For   For
Elect Mei-Yueh Ho with ID Q20049**** as Independent Director   Mgmt   For   For
Elect Ding-Yuan Yang with ID E10154**** as Independent Director   Mgmt   For   For

Elect Chen Tain-JY with ID F10007**** as Independent Director   Mgmt   For   For
Elect Chin Bing (Philip) Peng with ID J10056**** as Independent Director   Mgmt   For   For
Elect Kuen-Yao (K.Y.) Lee with ID K10157**** as Director   Mgmt   For   For
Elect Shuang-Lang (Paul) Peng with ID J12087**** as Director   Mgmt   For   For
Elect Cheng-Yih Lin with ID R10092**** as Director   Mgmt   For   For
Elect Ronald Jen-Chuan Chwang, a Representative of Qisda Corporation, with Shareholder No.1249**** as Director   Mgmt   For   For
Approve Business Operations Report and Financial Statements   Mgmt   For   For
Approve Statement of Profit and Loss Appropriation   Mgmt   For   For
Approve Amendments to Articles of Association   Mgmt   For   For
Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees   Mgmt   For   For

Approve Capital Increase by Issuing Ordinary Shares to Participate in the Issuance of Global Depository Receipt or/and Issuing Ordinary Shares via Private Placement or/and Issuing Overseas or Domestic Convertible Corporate Bonds via Private Placement   Mgmt   For   For
Approve Release of Restrictions of Competitive Activities of Directors   Mgmt   For   For

Beijing Enterprises Holdings Ltd.

 

Meeting Date:    19-Jun-13    Country:    Hong Kong    Security ID:    Y07702122
Record Date:    13-Jun-13    Meeting Type:    Annual    Ticker:    00392

 

CUSIP: Y07702122    ISIN: HK0392044647    SEDOL: 6081690

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Wang Dong as Director   Mgmt   For   Against
Elect Lei Zhengang as Director   Mgmt   For   Against
Elect Jiang Xinhao as Director   Mgmt   For   Against
Elect Wu Jiesi as Director   Mgmt   For   For
Elect Lam Hoi Ham as Director   Mgmt   For   For
Elect Sze Chi Ching as Director   Mgmt   For   For
Elect Shi Hanmin as Director   Mgmt   For   For
Authorize Board to Fix Remuneration of Directors   Mgmt   For   For
Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against

Cez A.S.

 

Meeting Date:    19-Jun-13    Country:    Czech Republic    Security ID:    X2337V121
Record Date:    12-Jun-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: X2337V121    ISIN: CZ0005112300    SEDOL: 5624030

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting; Elect Meeting Chairman and Other Meeting Officials   Mgmt   For   For
Receive Board of Directors Report on Company’s Operations and State of Its Assets in Fiscal 2012   Mgmt    
Receive Supervisory Board Report   Mgmt    
Receive Audit Committee Report   Mgmt    
Approve Financial Statements and Consolidated Financial Statements   Mgmt   For   For

Approve Allocation of Income   Mgmt   For   For
Ratify Auditor   Mgmt   For   For
Approve Volume of Charitable Donations   Mgmt   For   For
Recall and Elect Supervisory Board Members   Mgmt   For   Against
Recall and Elect Members of Audit Committee   Mgmt   For   For
Approve Contracts on Performance of Functions with Members of Supervisory Board   Mgmt   For   For
Approve Contracts for Performance of Functions of Audit Committee Members   Mgmt   For   For
Close Meeting   Mgmt    

KGHM Polska Miedz S.A.

 

Meeting Date:    19-Jun-13    Country:    Poland    Security ID:    X45213109
Record Date:    03-Jun-13    Meeting Type:    Annual    Ticker:    KGH

 

CUSIP: X45213109    ISIN: PLKGHM000017    SEDOL: 5263251

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Open Meeting   Mgmt    
Elect Meeting Chairman   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt    
Approve Agenda of Meeting   Mgmt   For   For
Receive Management Board Report on Company’s Operations and Financial Statements   Mgmt    
Receive Management Board Proposal on Allocation of Income   Mgmt    
Receive Management Board Proposal on Correction of Reported Profits for Previous Years as Result of Change in Reporting Standards   Mgmt    
Receive Supervisory Board Report on Board’s Review of Management Board Report on Company’s Operations and Financial Statements   Mgmt    

Receive Supervisory Board Report on Company’s Standing   Mgmt    
Receive Supervisory Board Report on Board’s Work in 2012   Mgmt    
Approve Management Board Report on Company’s Operations   Mgmt   For   For
Approve Financial Statements   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Correction of Reported Profits for Previous Years as Result of Change in Reporting Standards   Mgmt   For   For
Approve Discharge of Wojciech Kedzia (Management Board Member)   Mgmt   For   For
Approve Discharge of Wlodzimierz Kicinski (Management Board Member)   Mgmt   For   For
Approve Discharge of Adam Sawicki (Management Board Member)   Mgmt   For   For
Approve Discharge of Maciej Tybura (Management Board Member)   Mgmt   For   For
Approve Discharge of Herbert Wirth (Management Board Member)   Mgmt   For   For

Approve Discharge of Dorota Wloch (Management Board Member)   Mgmt   For   For
Approve Discharge of Franciszek Adamczyk (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Pawel Bialek (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Marcin Dyl (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Lech Jaron (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Krzysztof Kaczmarczyk (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Arkadiusz Kawecki (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Mariusz Kolwas (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Dariusz Krawczyk (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Jacek Kucinski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Maciej Laganowski (Supervisory Board Member)   Mgmt   For   For

Approve Discharge of Aleksandra Magaczewska (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Pawel Markowski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Robert Oliwa (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Krzysztof Opawski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Marek Panfil (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Ireneusz Piecuch (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Jacek Poswiata (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Jan Rymarczyk (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Boguslaw Szarek (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Marzenna Weresa (Supervisory Board Member)   Mgmt   For   For

Receive Management Board Report on Group’s Operations and Consolidated Financial Statements   Mgmt    
Receive Supervisory Board Report on Board’s Review of Management Board Report on Group’s Operations and Consolidated Financial Statements   Mgmt    
Approve Management Board Report on Group’s Operations   Mgmt   For   For
Approve Consolidated Financial Statements   Mgmt   For   For
Appoint Leszek Hajdacki to Supervisory Board as Employee Representative   Mgmt   For   For
Appoint Jozef Czyczerski to Supervisory Board as Employee Representative   Mgmt   For   For
Shareholder Proposals   Mgmt    
Recall Supervisory Board Member   SH   None   Against
Elect Supervisory Board Member   SH   None   Against
Management Proposals   Mgmt    
Close Meeting   Mgmt    

Orascom Construction Industries Co

 

Meeting Date:    19-Jun-13    Country:    Egypt    Security ID:    M7525D108
Record Date:       Meeting Type:    Special    Ticker:    OCIC

 

CUSIP: M7525D108    ISIN: EGS65901C018    SEDOL: B03BN88

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Extraordinary Business   Mgmt    
Approve Procedures for Establishing OCI NV and The repositioning of OCI NV as the Parent Company of OCI SAE   Mgmt   For   For
Approve OCI NV’s Mandatory Tender Offer on The Remaining Ordinary Shares of OCI SAE and Mandate the Board of OCI SAE to Appoint an Independent Financial Advisor   Mgmt   For   For
Approve the Continuation of the GDR Programs and Mandate OCI SAE’s Board to Take the Necessary Steps to retire the GDR Program in the Absence of Minimum Liquidity Requirement   Mgmt   For   For

Orascom Construction Industries Co

 

Meeting Date:    19-Jun-13    Country:    Egypt    Security ID:    M7525D108
Record Date:       Meeting Type:    Annual    Ticker:    OCIC

 

CUSIP: M7525D108    ISIN: EGS65901C018    SEDOL: B03BN88

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Related Party Transactions with OCI NV   Mgmt   For   For
Approve the Equalization Agreement   Mgmt   For   For
Adoption of the Settlement Process with the Tax Authority   Mgmt   For   For
Approve the Free Interest Loan Signed Between the Company and OCI NV For EGP 2.5 Billon   Mgmt   For   For

Powszechna Kasa Oszczednosci Bank Polski S.A.

 

Meeting Date:    20-Jun-13    Country:    Poland    Security ID:    X6919X108
Record Date:    04-Jun-13    Meeting Type:    Annual    Ticker:    PKO

 

CUSIP: X6919X108    ISIN: PLPKO0000016    SEDOL: B03NGS5

 

Open Meeting   Mgmt    
Elect Meeting Chairman   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt    
Approve Agenda of Meeting   Mgmt   For   For
Receive Management Board Report on Company’s Operations, Financial Statements, and Management Board Proposal on Allocation of Income   Mgmt    
Receive Management Board Report on Group’s   Mgmt    
Operations and Consolidated Financial Statements      
Receive Supervisory Board Reports   Mgmt    

Approve Management Board Report on Company’s Operations   Mgmt   For   For
Approve Financial Statements   Mgmt   For   For
Approve Management Board Report on Group’s Operations   Mgmt   For   For
Approve Consolidated Financial Statements   Mgmt   For   For
Approve Supervisory Board Report   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Dividends of PLN 1.80 per Share   Mgmt   For   For
Approve Discharge of Zbigniew Jagiello (CEO)   Mgmt   For   For
Approve Discharge of Piotr Alicki (Deputy CEO)   Mgmt   For   For
Approve Discharge of Bartosz Drabikowski (Deputy CEO)   Mgmt   For   For
Approve Discharge of Andrzej Kolatkowski (Deputy CEO)   Mgmt   For   For
Approve Discharge of Jaroslaw Myjak (Deputy CEO)   Mgmt   For   For
Approve Discharge of Jacek Oblekowski (Deputy CEO)   Mgmt   For   For

Approve Discharge of Jakub Papierski (Deputy CEO)   Mgmt   For   For
Approve Discharge of Cezary Banasinski (Supervisory Board Chairman)   Mgmt   For   For
Approve Discharge of Tomasz Zganiacz (Supervisory Board Deputy Chairman)   Mgmt   For   For
Approve Discharge of Miroslaw Czekaj (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Jan Bossak (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Zofia Dzik (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Krzysztof Kilian (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Piotr Marczak (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Ewa Miklaszewska (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Marek Mroczkowski (Supervisory Board Member)   Mgmt   For   For

Approve Discharge of Ryszard Wierzba (Supervisory Board Member)   Mgmt   For   For
Recall Supervisory Board Member   Mgmt   For   For
Elect Supervisory Board Member   Mgmt   For   For
Receive Supervisory Board Report on Process of Disposing of Offsite Training Centers   Mgmt    
Close Meeting   Mgmt    

Rosneft Oil Company OJSC

 

Meeting Date:    20-Jun-13    Country:    Russia    Security ID:    X7394C106
Record Date:    06-May-13    Meeting Type:    Annual    Ticker:    ROSN

 

CUSIP: X7394C106    ISIN: RU000A0J2Q06    SEDOL: B59SS16

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for GDR Holders   Mgmt    

Approve Annual Report   Mgmt   For   For
Approve Financial Statements   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Dividends of RUB 8.05 per Share   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   Against
Elect Nine Directors by Cumulative Voting   Mgmt    
Elect Matthias Warnig as Director   Mgmt   None   Against
Elect Robert Dudley as Director   Mgmt   None   Against
Elect Andrey Kostin as Director   Mgmt   None   Against
Elect Nikolay Laverov as Director   Mgmt   None   Against
Elect John Mack as Director   Mgmt   None   For
Elect Aleksandr Nekipelov as Director   Mgmt   None   Against
Elect Igor Sechin as Director   Mgmt   None   Against
Elect Donald Humphreys as Director   Mgmt   None   Against
Elect Sergey Chemezov as Director   Mgmt   None   Against
Elect Dmitry Shugayev as Director   Mgmt   None   Against

Elect Five Members of Audit Commission   Mgmt    
Elect Oleg Zenkov as Member of Audit Commission   Mgmt   For   For
Elect Mikhail Kuzovlev as Member of Audit Commission   Mgmt   For   For
Elect Aleksey Mironov as Member of Audit Commission   Mgmt   For   For
Elect Georgy Nozadze as Member of Audit Commission   Mgmt   For   For
Elect Aleksandr Yugov as Member of Audit Commission   Mgmt   For   For
Ratify OOO Ernst&Young as Auditor   Mgmt   For   For
Amend Charter   Mgmt   For   For
Approve New Edition of Regulations on General Meetings   Mgmt   For   For
Approve Related-Party Transactions   Mgmt    
Approve Related-Party Transaction with OAO VBRR Bank Re: Deposit Agreements   Mgmt   For   For
Approve Related-Party Transaction with OAO VTB Bank Re: Deposit Agreements   Mgmt   For   For

Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements   Mgmt   For   For
Approve Related-Party Transaction with Bank Rossiya Re: Deposit Agreements   Mgmt   For   For
Approve Related-Party Transaction with OAO VBRR Bank Re: Foreign Currency Exchange Agreements   Mgmt   For   For
Approve Related-Party Transaction with OAO VTB Bank Re: Foreign Currency Exchange Agreements   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Foreign Currency Exchange Agreements   Mgmt   For   For
Approve Related-Party Transaction with OAO VBRR Bank Re: Loan Agreements   Mgmt   For   For
Approve Related-Party Transaction with OAO VTB Bank Re: Loan Agreements   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements   Mgmt   For   For
Approve Related-Party Transaction with OAO VBRR Bank Re: Sale/Purchase of Options and Forwards   Mgmt   For   For

Approve Related-Party Transaction with OAO Gazprombank Re: Sale/Purchase of Options and Forwards   Mgmt   For   For
Approve Related-Party Transaction with OAO VTB Bank Re: Sale/Purchase of Options and Forwards   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Cross-Currency Swap   Mgmt   For   For
Approve Related-Party Transaction with OAO VTB Bank Re: Cross-Currency Swap   Mgmt   For   For
Approve Related-Party Transaction with OAO VBRR Bank Re: Repurchase Agreements (REPO)   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Repurchase Agreements (REPO)   Mgmt   For   For
Approve Related-Party Transaction with OAO VTB Bank Re: Repurchase Agreements (REPO)   Mgmt   For   For
Approve Related-Party Transaction with OAO VBRR Bank Re: Sale/Purchase of Bonds and Promissory Notes   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Sale/Purchase of Bonds and Promissory Notes   Mgmt   For   For

Approve Related-Party Transaction with OAO Bank VTB Re: Sale/Purchase of Bonds and Promissory Notes   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Sale/Purchase of Credit Linked Notes   Mgmt   For   For
Approve Related-Party Transaction with OAO VTB Bank Re: Sale/Purchase of Credit Linked Notes   Mgmt   For   For
Approve Related-Party Transaction with OOO RN-Yuganskneftegas Re: Production of Oil and Gas   Mgmt   For   For
Approve Related-Party Transaction with OOO RN-Yuganskneftegas Re: Leasing of Fixed Assets   Mgmt   For   For
Approve Related-Party Transaction with OAO TNK-BP Holding Re: Purchase of Oil   Mgmt   For   For
Approve Related-Party Transaction with OAO TNK-BP Holding Re: Sale of Oil   Mgmt   For   For
Approve Related-Party Transaction with ZAO Vankorneft Re: Oil Supply   Mgmt   For   For
Approve Related-Party Transaction with OAO AK Transneft Re: Transportation of Crude Oil   Mgmt   For   For

Approve Cost of Related-Party Transaction with OAO SOGAZ Re: Liability Insurance for Directors, Executives, the Company, and Subsidiaries   Mgmt   For   For
Approve Related-Party Transaction with OAO SOGAZ Re: Liability Insurance for Directors, Executives, the Company, and Subsidiaries   Mgmt   For   For
Approve Related-Party Transactions with ENI S.p.A. and its Affiliated Companies   Mgmt   For   For
Approve Related-Party Transactions with Statoil ASA and its Affiliated Companies   Mgmt   For   For

China Shenhua Energy Co., Ltd.

 

Meeting Date:    21-Jun-13    Country:    Hong Kong    Security ID:    Y1504C113
Record Date:    20-May-13    Meeting Type:    Special    Ticker:    01088

 

CUSIP: Y1504C113    ISIN: CNE1000002R0    SEDOL: B09N7M0

Proposal   Proponent   Mgmt Rec   Vote Instruction
Class Meeting for Holders of H Shares   Mgmt    
Special Resolution   Mgmt    
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For

China Shenhua Energy Co., Ltd.

 

Meeting Date:    21-Jun-13    Country:    Hong Kong    Security ID:    Y1504C113
Record Date:    20-May-13    Meeting Type:    Annual    Ticker:    01088

 

CUSIP: Y1504C113    ISIN: CNE1000002R0    SEDOL: B09N7M0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Report of the Board of Directors   Mgmt   For   For
Accept Report of the Board of Supervisors   Mgmt   For   For
Accept Audited Financial Statements   Mgmt   For   For

Approve Profit Distribution Plan and Declare Final Dividend   Mgmt   For   For
Approve Remuneration of Directors and Supervisors   Mgmt   For   For
Appoint Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu CPA Ltd. as International and PRC Auditors, Respectively, and Authorize A Committee to Fix Their Remuneration   Mgmt   For   For
Approve Revision of Annual Cap Under the Current Mutual Coal Supply Agreement   Mgmt   For   For
Approve Supplementary Agreement to the Current Financial Services Agreement and Revision of Certain Annual Caps   Mgmt   For   Against
Approve Mutual Coal Supply Agreement and the Proposed Annual Caps   Mgmt   For   For
Approve Mutual Supplies and Services Agreement and the Proposed Annual Caps   Mgmt   For   For
Approve Financial Services Agreement and the Proposed Annual Caps   Mgmt   For   Against
Approve Change of Use of a Portion of Proceeds from the A Share Offering   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to Ten Percent of Issued Share Capital   Mgmt   For   For

Dongfeng Motor Group Company Ltd

 

Meeting Date:    21-Jun-13    Country:    Hong Kong    Security ID:    Y21042109
Record Date:    21-May-13    Meeting Type:    Annual    Ticker:    00489

 

CUSIP: Y21042109    ISIN: CNE100000312    SEDOL: B0PH5N3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Report of the Board of Directors   Mgmt   For   For
Accept Report of the Supervisory Committee   Mgmt   For   For
Accept Financial Statements and Report of International Auditors   Mgmt   For   For

Approve Profit Distribution Proposal and Authorize Board to Deal with All Issues in Relation to Distribution of Final Dividend   Mgmt   For   For
Authorize Board to Deal with All Issues in Relation to Distribution of Interim Dividend   Mgmt   For   For

Dongfeng Motor Group Company Ltd

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Reappoint Ernst & Young as International Auditors and Ernst & Young Hua Ming as PRC Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Authorize Board to Fix Remuneration of Directors and Supervisors   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against

Hanwha Life Insurance Co., Ltd.

 

Meeting Date:    21-Jun-13    Country:    South Korea    Security ID:    Y4871N100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    088350

 

CUSIP: N/A    ISIN: KR7088350004    SEDOL: B62B9W7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Financial Statements, Allocation of Income, and Dividend of KRW 150 per Share   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For
Elect One Inside Director and One Outside Director (Bundled)   Mgmt   For   Against
Approve Total Remuneration of Inside Directors and Outside Directors   Mgmt   For   For

Turkcell Iletisim Hizmetleri AS

 

Meeting Date:    24-Jun-13    Country:    Turkey    Security ID:    M8903B102
Record Date:       Meeting Type:    Annual    Ticker:    TCELL

 

CUSIP: M8903B102    ISIN: TRATCELL91M1    SEDOL: B03MYN3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting and Elect Presiding Council of Meeting   Mgmt   For   For
Authorize Presiding Council to Sign Minutes of Meeting   Mgmt   For   For
Accept Board Report for 2010   Mgmt   For   For
Accept Internal Audit Report for 2010   Mgmt   For   For
Accept External Audit Report for 2010   Mgmt   For   For
Accept Financial Statements for 2010   Mgmt   For   For
Approve Allocation of Income for 2010   Mgmt   For   For

Approve Discharge of a Director for 2010   Mgmt   For   For
Approve Discharge of Auditors for 2010   Mgmt   For   For
Accept Board Report for 2011   Mgmt   For   For
Accept Internal Audit Report for 2011   Mgmt   For   For
Accept External Audit Report for 2011   Mgmt   For   For
Accept Financial Statements for 2011   Mgmt   For   For
Approve Allocation of Income for 2011   Mgmt   For   For
Approve Discharge of Board for 2011   Mgmt   For   For
Approve Discharge of Auditors for 2011   Mgmt   For   For
Accept Board Report for 2012   Mgmt   For   For
Accept Internal Audit Report for 2012   Mgmt   For   For
Ratify External Auditors for 2012   Mgmt   For   For
Accept External Audit Report for 2012   Mgmt   For   For
Accept Financial Statements for 2012   Mgmt   For   For
Approve Allocation of Income for 2012   Mgmt   For   For
Approve Discharge of Board for 2012   Mgmt   For   For

Approve Discharge of Auditors for 2012   Mgmt   For   For
Amend Company Articles   Mgmt   For   For
Ratify Director Appointments   Mgmt   For   For
Elect Directors   Mgmt   For   Against
Approve Director Remuneration   Mgmt   For   For
Ratify External Auditors for 2013   Mgmt   For   For
Approve Working Principles of the General Assembly   Mgmt   For   For
Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose   Mgmt   For   For
Approve Profit Distribution Policy   Mgmt   For   Against
Receive Information on Remuneration Policy   Mgmt    
Receive Information on Charitable Donations Made in Past Years and Approve Upper Limit of Donations for 2013; Approve Donations Made in 2013 until the General Assembly   Mgmt   For   For

Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties   Mgmt    
Receive Information on Related Party Transactions   Mgmt    
Close Meeting   Mgmt    

Bank of Communications Co., Ltd.

 

Meeting Date:    25-Jun-13    Country:    Hong Kong    Security ID:    Y06988110
Record Date:    24-May-13    Meeting Type:    Annual    Ticker:    601328

 

CUSIP: Y06988110    ISIN: CNE1000000S2    SEDOL: B1W9Z06

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Report of the Board of Directors   Mgmt   For   For
Accept Report of the Supervisory Committee   Mgmt   For   For

Accept Audited Accounts   Mgmt   For   For
Approve Profit Distribution Plan   Mgmt   For   For
Reappoint Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu CPA Ltd. as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Elect Niu Ximing as Director   Mgmt   For   Against
Elect Qian Wenhui as Director   Mgmt   For   Against
Elect Yu Yali as Director   Mgmt   For   Against
Elect Hu Huating as Director   Mgmt   For   Against
Elect Du Yuemei as Director   Mgmt   For   Against
Elect Peter Wong Tung Shun as Director   Mgmt   For   Against
Elect Anita Fung Yuen Mei as Director   Mgmt   For   Against
Elect Ma Qiang as Director   Mgmt   For   Against
Elect Lei Jun as Director   Mgmt   For   Against
Elect Zhang Yuxia as Director   Mgmt   For   Against

Elect Wang Weiqiang as Director   Mgmt   For   For
Elect Peter Hugh Nolan as Director   Mgmt   For   For
Elect Chen Zhiwu as Director   Mgmt   For   For
Elect Choi Yiu Kwan as Director   Mgmt   For   For
Elect Liu Tinghuan as Director   Mgmt   For   For
Elect Yu Yongshun as Director   Mgmt   For   For
Elect Wang Taiyin as Director   SH   None   Against
Elect Hua Qingshan as Supervisor   Mgmt   For   For
Elect Jiang Yunbao as Supervisor   Mgmt   For   For
Elect Lu Jiahui as Supervisor   Mgmt   For   For
Elect Teng Tieqi as Supervisor   Mgmt   For   For
Elect Dong Wenhua as Supervisor   Mgmt   For   For
Elect Li Jin as Supervisor   Mgmt   For   For
Elect Gao Zhongyuan as Supervisor   Mgmt   For   For
Elect Gu Huizhong as Supervisor   Mgmt   For   For

Elect Yan Hong as Supervisor   Mgmt   For   For
Approve Remuneration Plan for the Directors and SH Supervisors of the Bank for the Year Ended Dec. 31, 2012     None   For
Approve Fixed Assets Investment Plan of the Bank for the Year Ending Dec. 31, 2013   SH   None   For
Amend Articles of Association   Mgmt   For   For

Chunghwa Telecom Co., Ltd.

 

Meeting Date:    25-Jun-13    Country:    Taiwan    Security ID:    Y1613J108
Record Date:    25-Apr-13    Meeting Type:    Annual    Ticker:    2412

 

CUSIP: Y1613J108    ISIN: TW0002412004    SEDOL: 6287841

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    

Approve Business Operations Report and Financial Statements   Mgmt   For   For
Approve Plan on Profit Distribution   Mgmt   For   For
Approve Cash Distribution with Capital Reserves   Mgmt   For   For
Approve Amendments to Articles of Association   Mgmt   For   For
Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets   Mgmt   For   For
Approve Amendments to the Procedures for Lending Funds to Other Parties   Mgmt   For   For
Approve Amendments to the Procedures for Endorsement and Guarantees   Mgmt   For   For
ELECT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING   Mgmt    
Elect Yen-Sung Lee, a Representative of MOTC, as Director   Mgmt   For   Withhold
Elect Mu-Piao Shih, a Representative of MOTC, as Director   Mgmt   For   Withhold
Elect Yu-Fen Hong, a Representative of MOTC, as Director   Mgmt   For   Withhold
Elect Jih-Chu Lee, a Representative of MOTC, as Director   Mgmt   For   Withhold

Elect Gordon S. Chen, a Representative of MOTC, as Director   Mgmt   For   Withhold
Elect Yi-Bing Lin, a Representative of MOTC, as Director   Mgmt   For   Withhold
Elect Su-Ghen Huang, a Representative of MOTC, as Director   Mgmt   For   Withhold
Elect Shih-Peng Tsai, a Representative of MOTC, as Director   Mgmt   For   Withhold
Elect Chung-Yu Wang as Independent Director   Mgmt   For   For
Elect Zse-Hong Tsai as Independent Director   Mgmt   For   For
Elect Rebecca Chung-Fern Wu as Independent Director   Mgmt   For   For
Elect Tain-Jy Chen as Independent Director   Mgmt   For   For
Elect Yun-Tsai Chou as Independent Director   Mgmt   For   For
Approve Release of Restrictions of Competitive Activities of Director Tain-Jy Chen   Mgmt   For   For
Approve Release of Restrictions of Competitive Activities of Director Jih-Chu Lee   Mgmt   For   For

Korea Gas Corp.

 

Meeting Date:    25-Jun-13    Country:    South Korea    Security ID:    Y48861101
Record Date:    24-May-13    Meeting Type:    Special    Ticker:    036460

 

CUSIP: Y48861101    ISIN: KR7036460004    SEDOL: 6182076

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
ELECT ONE CEO OUT OF TWO NOMINEES (ITEMS 1.1 - 1.2)   Mgmt    
Elect Kim Jung-Kwan as CEO   Mgmt   None   Do Not Vote
Elect Jang Seok-Hyo as CEO   Mgmt   None   For

Mobile Telesystems OJSC

 

Meeting Date:    25-Jun-13    Country:    Russia    Security ID:    X5430T109
Record Date:    09-May-13    Meeting Type:    Annual    Ticker:    MTSS

 

CUSIP: X5430T109    ISIN: RU0007775219    SEDOL: B59FPS3

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Approve Meeting Procedures   Mgmt   For   For
Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 14.60 per Share   Mgmt   For   For
Elect Nine Directors by Cumulative Voting   Mgmt    
Elect Anton Abugov as Director   Mgmt   None   Against
Elect Aleksandr Gorbunov as Director   Mgmt   None   Against
Elect Sergey Drozdov as Director   Mgmt   None   Against
Elect Andrey Dubovskov as Director   Mgmt   None   Against
Elect Ron Sommer as Director   Mgmt   None   Against

Elect Michel Combes as Director   Mgmt   None   For
Elect Stanley Miller as Director   Mgmt   None   For
Elect Vsevolod Rozanov as Director   Mgmt   None   Against
Elect Thomas Holtrop as Director   Mgmt   None   For
Elect Three Members of Audit Commission   Mgmt    
Elect Irina Borisenkova as Member of Audit Commission   Mgmt   For   For
Elect Maksim Mamonov as Member of Audit Commission   Mgmt   For   For
Elect Yakub Paragulgov as Member of Audit Commission   Mgmt   For   For
Ratify Deloitte and Touche CIS as Auditor   Mgmt   For   For
Approve New Edition of Charter   Mgmt   For   For
Approve New Edition of Regulations on General Meetings   Mgmt   For   For
Approve New Edition of Regulations on Board of Directors   Mgmt   For   For

Approve New Edition of Regulations on Management   Mgmt   For   For
Approve New Edition of Regulations on General Director   Mgmt   For   For

TMK OAO

 

Meeting Date:    25-Jun-13    Country:    Russia    Security ID:    X6561F108
Record Date:    20-May-13    Meeting Type:    Annual    Ticker:    TRMK

 

CUSIP: X6561F108    ISIN: RU000A0B6NK6    SEDOL: B590TG4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for GDR Holders   Mgmt    
Approve Annual Report and Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends of RUB 0.84 per Share   Mgmt   For   For

Elect 11 Directors by Cumulative Voting   Mgmt    
Elect Dmitry Pumpyansky as Director   Mgmt   None   Against
Elect Aleksandr Shiryayev as Director   Mgmt   None   Against
Elect Andrey Kaplunov as Director   Mgmt   None   Against
Elect Igor Khmelevsky as Director   Mgmt   None   Against
Elect Mikhail Alekseev as Director   Mgmt   None   For
Elect Aleksandr Shokhin as Director   Mgmt   None   For
Elect Robert Foresman as Director   Mgmt   None   For
Elect Peter O`Brien as Director   Mgmt   None   For
Elect Elena Blagova as Director   Mgmt   None   Against
Elect Oleg Shchegolev as Director   Mgmt   None   For
Elect Sergey Papin as Director   Mgmt   None   Against
Elect Three Members of Audit Commission   Mgmt    
Elect Aleksandr Maksimenko as Member of Audit Commission   Mgmt   For   For
Elect Aleksandr Vorobyev as Member of Audit Commission   Mgmt   For   For

Elect Nina Pozdnyakova as Member of Audit Commission   Mgmt   For   For
Ratify Auditor   Mgmt   For   For
Approve Related-Party Transactions Re: Loan Agreements   Mgmt   For   For
Approve Related-Party Transactions Re: Loan Agreements   Mgmt   For   For

Tsingtao Brewery Co., Ltd.

 

Meeting Date:    25-Jun-13    Country:    Hong Kong    Security ID:    Y8997D110
Record Date:    24-May-13    Meeting Type:    Annual    Ticker:    600600

 

CUSIP: Y8997D110    ISIN: CNE0000009Y3    SEDOL: 6902854

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept 2012 Work Report of Board of Directors   Mgmt   For   For

Accept 2012 Work Report of Board of Supervisors   Mgmt   For   For
Accept 2012 Audited Financial Report   Mgmt   For   For
Approve 2012 Profit Distribution Proposal and Distribution of Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors and Fix Their Remuneration to Exceeding RMB 6.6 Million   Mgmt   For   For
Reappoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Internal Control Auditors and Fix Their Remuneration to Not Exceeding RMB 1.98 Million   Mgmt   For   For
Elect Huang Ke Xing as Director   Mgmt   For   Against
Elect Yasutaka Sugiura as Director   Mgmt   For   Against
Elect Toshio Kodato as Supervisor   Mgmt   For   For
Approve Change in Use of Proceeds from the Exercise of Bonds and Warrants   Mgmt   For   For
Amend Articles of Association of the Company   Mgmt   For   For

Advanced Semiconductor Engineering Inc.

 

Meeting Date:    26-Jun-13    Country:    Taiwan    Security ID:    Y00153109
Record Date:    26-Apr-13    Meeting Type:    Annual    Ticker:    2311

 

CUSIP: Y00153109    ISIN: TW0002311008    SEDOL: 6056074

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Approve Business Operations Report and Financial Statements   Mgmt   For   For
Approve Plan on Profit Distribution   Mgmt   For   For
Approve Issuance of Ordinary Shares or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt, and/or Privately Offered Foreign Convertible Corporate Bonds   Mgmt   For   For
Approve Amendments to the Procedures for Lending Funds to Other Parties   Mgmt   For   For
Approve Amendments to the Procedures for Endorsement and Guarantees   Mgmt   For   For

Approve Amendments to Articles of Association   Mgmt   For   For
Transact Other Business (Non-Voting)   Mgmt    

Hon Hai Precision Industry Co., Ltd.

 

Meeting Date:    26-Jun-13    Country:    Taiwan    Security ID:    Y36861105
Record Date:    26-Apr-13    Meeting Type:    Annual    Ticker:    2317

 

CUSIP: Y36861105    ISIN: TW0002317005    SEDOL: 6438564

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for GDR Holders   Mgmt    
Approve Business Operations Report and Financial Statements   Mgmt   For   For
Approve Plan on Profit Distribution   Mgmt   For   For

Approve the Issuance of New Shares by Capitalization of Distributable Earnings   Mgmt   For   For
Approve Proposal of Capital Increase by Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt   Mgmt   For   For
Approve Issuance of Restricted Stocks   Mgmt   For   For
Approve Amendments to the Procedures for Lending Funds to Other Parties   Mgmt   For   For
Approve Amendments to the Procedures for Endorsement and Guarantees   Mgmt   For   For
Approve Amendments to Articles of Association   Mgmt   For   For
ELECT DIRECTORS, INDEPENDENT DIRECTORS AND SUPERVISORS VIA CUMULATIVE VOTING   Mgmt    
Elect Gou, Tai-ming, with Shareholder No.1, as Director   Mgmt   For   Withhold
Elect Tai, Jeng-wu, a Representative of Hon Chiao International Investment Co., Ltd. with Shareholder No.16662, as Director   Mgmt   For   Withhold
Elect Huang, Qing-yuan, with ID R10180****, as Director   Mgmt   For   Withhold
Elect Lu, Fang-ming, a Representative of Hon Jin International Investment Co., Ltd. with Shareholder No.57132, as Director   Mgmt   For   Withhold

Elect Chien, Yi-bin, with Shareholder No.13188, as Director   Mgmt   For   Withhold
Elect Wu, Yu-chi, with ID N12074****, as Independent Director   Mgmt   For   For
Elect Liu, Cheng-yu, with ID E12118****, as Independent Director   Mgmt   For   For
Elect Wan, Jui-hsia, with ID S20102****, as Supervisor   Mgmt   For   Withhold
Elect Chuo, Min-chih, a Representative of Fu-Rui International Investment Co., Ltd. with Shareholder No.18953, as Supervisor   Mgmt   For   Withhold
Approve Release of Restrictions of Competitive Activities of Directors   Mgmt   For   For

Lukoil OAO

 

Meeting Date:    27-Jun-13    Country:    Russia    Security ID:    X5060T106
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: X5060T106    ISIN: RU0009024277    SEDOL: B59SNS8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 90 per Share   Mgmt   For   For
Elect 11 Directors by Cumulative Voting   Mgmt    
Elect Vagit Alekperov as Director   Mgmt   None   Against
Elect Viktor Blazheyev as Director   Mgmt   None   For
Elect Leonid Fedun as Director   Mgmt   None   Against
Elect Valery Grayfer as Director   Mgmt   None   Against
Elect Igor Ivanov as Director   Mgmt   None   For
Elect Ravil Maganov as Director   Mgmt   None   Against
Elect Richard Matzke as Director   Mgmt   None   For
Elect Sergey Mikhaylov as Director   Mgmt   None   Against

Elect Mark Mobius as Director   Mgmt   None   For
Elect Guglielmo Antonio Claudio Moscato as Director   Mgmt   None   For
Elect Nikolai Nikolaev as Director   Mgmt   None   Against
Elect Ivan Picte as Director   Mgmt   None   For
Elect Three Members of Audit Commission   Mgmt    
Elect Mikhail Maksimov as Member of Audit Commission   Mgmt   For   For
Elect Vladimir Nikitenko as Member of Audit Commission   Mgmt   For   For
Elect Aleksandr Surkov as Member of Audit Commission   Mgmt   For   For
Approve Remuneration of Directors for Their Service until 2013 AGM   Mgmt   For   For
Approve Terms of Remuneration of Directors for Their Service Starting from 2013 AGM   Mgmt   For   For
Approve Remuneration of Members of Audit Commission for Their Service until 2013 AGM   Mgmt   For   For
Approve Terms of Remuneration of Members of Audit Commission for Their Service Starting from 2013 AGM   Mgmt   For   For

Ratify ZAO KPMG as Auditor   Mgmt   For   For
Amend Charter   Mgmt   For   For
Approve Related-Party Transaction with OAO Kapital Strakhovanie Re: Liability Insurance for Directors, Officers, and Corporations   Mgmt   For   For

PGE Polska Grupa Energetyczna SA

 

Meeting Date:    27-Jun-13    Country:    Poland    Security ID:    X6447Z104
Record Date:    11-Jun-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: X6447Z104    ISIN: PLPGER000010    SEDOL: B544PW9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    

Open Meeting   Mgmt    
Elect Meeting Chairman   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt    
Approve Agenda of Meeting   Mgmt   For   For
Resolve Not to Elect Members of Vote Counting Commission   Mgmt   For   For
Receive Report on Results of Recruitment for Positions of Management Board Members   Mgmt    
Approve Financial Statements   Mgmt   For   For
Approve Management Board Report on Company’s Operations in Fiscal 2012   Mgmt   For   For
Approve Consolidated Financial Statements   Mgmt   For   For
Approve Management Board Report on Group’s Operations in Fiscal 2012   Mgmt   For   For
Approve Allocation of Income and Dividends of PLN 0.86 per Share   Mgmt   For   For
Approve Discharge of Marcin Zielinski (Supervisory Board Chairman)   Mgmt   For   For
Approve Discharge of Malgorzata Dec (Deputy Chairman of Supervisory Board)   Mgmt   For   For

Approve Discharge of Jacek Barylski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Czeslaw Grzesiak (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Grzegorz Krystek (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Katarzyna Prus (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Maciej Baltowski (Supervisory Board Chairman)   Mgmt   For   For
Approve Discharge of Zbigniew Szmuniewski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Krzysztof Zuk (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Krzysztof Kilian (CEO)   Mgmt   For   For
Approve Discharge of Boguslawa Matuszewska (Deputy CEO)   Mgmt   For   For
Approve Discharge of Wojciech Ostrowski (Deputy CEO)   Mgmt   For   For

Approve Discharge of Pawel Smolen (Deputy CEO)   Mgmt   For   For
Approve Discharge of Piotr Szymanek (Deputy CEO)   Mgmt   For   For
Approve Discharge of Pawel Skowronski (Management Board Member)   Mgmt   For   For
Fix Number of Supervisory Board Members   Mgmt   For   For
Elect Supervisory Board Member(s)   Mgmt   For   For
Recall Supervisory Board Member(s)   Mgmt   For   For
Shareholder Proposals   Mgmt    
Amend Statute   SH   None   For
Management Proposals   Mgmt    
Approve Merger with PGE Energia Jadrowa SA; Approve Merger Plan; Amend Statute Accordingly   Mgmt   For   For
Authorize Supervisory Board to Approve Consolidated Text of Statute   Mgmt   For   For
Close Meeting   Mgmt    

Polski Koncern Naftowy Orlen SA

 

Meeting Date:    27-Jun-13    Country:    Poland    Security ID:    X6922W204
Record Date:    11-Jun-13    Meeting Type:    Annual    Ticker:    PKN

 

CUSIP: X6922W204    ISIN: PLPKN0000018    SEDOL: 5810066

 

Open Meeting   Mgmt    
Elect Meeting Chairman   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt    
Approve Agenda of Meeting   Mgmt   For   For
Elect Members of Vote Counting Commission   Mgmt   For   For
Receive Management Board Report on Company’s Operations, Financial Statements, Income Allocation Proposal, and Supervisory Board Report on Its Review of Management Board Report, Financial Statements and Income Allocation Proposal   Mgmt    
Receive Management Board Report on Group’s Operations, Consolidated Financial Statements and Supervisory Board Report on Its Review of Management Board Report and Consolidated Financial Statements   Mgmt    

Receive Supervisory Board Report   Mgmt    
Approve Management Board Report on Company’s Operations in Fiscal 2012   Mgmt   For   For
Approve Financial Statements   Mgmt   For   For
Approve Management Board Report on Group’s Operations in Fiscal 2012   Mgmt   For   For
Approve Consolidated Financial Statements   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Discharge of Dariusz Jacek Krawiec (CEO)   Mgmt   For   For
Approve Discharge of Slawomir Robert Jedrzejczyk (Deputy CEO)   Mgmt   For   For
Approve Discharge of Krystian Pater (Management Board Member)   Mgmt   For   For
Approve Discharge of Grazyna Piotrowska-Oliwa (Management Board Member)   Mgmt   For   For
Approve Discharge of Piotr Chelminski (Management Board Member)   Mgmt   For   For

Approve Discharge of Marek Sylwester Podstawa (Management Board Member)   Mgmt   For   For
Approve Discharge of Piotr Jan Wielowieyski (Management Board Member)   Mgmt   For   For
Approve Discharge of Maciej Damian Mataczynski (Chairman of Supervisory Board)   Mgmt   For   For
Approve Discharge of Marek Karabula (Deputy Chairman of Supervisory Board)   Mgmt   For   For
Approve Discharge of Angelina Anna Sarota (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Grzegorz Borowiec (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Krzysztof Kolach (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Piotr Jan Wielowieyski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Janusz Zielinski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Artur Gabor (Supervisory Board Member)   Mgmt   For   For

Approve Discharge of Leszek Jerzy Pawlowicz (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Cezary Baranski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Michal Golebiowski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Pawel Bialek (Supervisory Board Member)   Mgmt   For   For
Amend Statute Re: Responsibility of Supervisory Board   Mgmt   For   For
Approve Consolidated Text of Statute   Mgmt   For   For
Fix Number of Supervisory Board Members   Mgmt   For   For
Elect Chairman of Supervisory Board   Mgmt   For   For
Elect Supervisory Board Member(s)   Mgmt   For   For
Close Meeting   Mgmt    

UMW Holdings Bhd

 

Meeting Date:    27-Jun-13    Country:    Malaysia    Security ID:    Y90510101
Record Date:       Meeting Type:    Annual    Ticker:    UMW

 

CUSIP: Y90510101    ISIN: MYL4588OO009    SEDOL: 6910824

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend of MYR 0.25 Per Share   Mgmt   For   For
Elect Hisham bin Syed Wazir as Director   Mgmt   For   Against
Elect Khalid bin Sufat as Director   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For

China Communications Construction Company Ltd.

 

Meeting Date:    28-Jun-13    Country:    China    Security ID:    Y14369105
Record Date:    28-May-13    Meeting Type:    Annual    Ticker:    01800

 

CUSIP: Y14369105    ISIN: CNE1000002F5    SEDOL: B1JKTQ6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
AGM Ballot for Holders of H Shares   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Profit Distribution Plan and the Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Approve Estimated Cap for the Internal Guarantees of the Group in 2013   Mgmt   For   Against
Approve the Estimated Total Amount of the Day-to-Day Related Party Transactions   Mgmt   For   Against
Approve Proposed Transaction Under the Deposit Service Framework Agreement   Mgmt   For   Against
Approve Report of the Board of Directors   Mgmt   For   For
Approve Report of the Supervisory Committee   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against

Eregli Demir ve Celik Fabrikalari TAS

 

Meeting Date:    28-Jun-13    Country:    Turkey    Security ID:    M40710101
Record Date:       Meeting Type:    Special    Ticker:    EREGL

 

CUSIP: M40710101    ISIN: TRAEREGL91G3    SEDOL: B03MS97

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting   Mgmt    
Open Meeting and Elect Presiding Council of Meeting   Mgmt   For   For
Authorize Presiding Council to Sign Minutes of Meeting   Mgmt   For   For
Ratify Director Appointment   Mgmt   For   Against
Amend Company Articles   Mgmt   For   For
Approve Profit Distribution Policy   Mgmt   For   Against
Approve Working Principles of the General Assembly   Mgmt   For   For
Wishes   Mgmt    

Gazprom OAO

 

Meeting Date:    28-Jun-13    Country:    Russia    Security ID:    X7204C106
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    GAZP

 

CUSIP: X7204C106    ISIN: RU0007661625    SEDOL: B59L4L7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Approve Annual Report   Mgmt   For   For
Approve Financial Statements   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Approve Procedure of Dividend Payment   Mgmt   For   For
Ratify ZAO PricewaterhouseCoopers as Auditor   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   Against
Approve Remuneration of Members of Audit Commission   Mgmt   For   For

Amend Charter   Mgmt   For   For
Amend Regulations on General Meetings   Mgmt   For   For
Approve New Edition of Regulations on Audit Commission   Mgmt   For   For
Approve 85 Related-Party Transactions   Mgmt    
Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements   Mgmt   For   For
Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements   Mgmt   For   For
Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement   Mgmt   For   For
Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement   Mgmt   For   For
Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement   Mgmt   For   For
Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds and Placement of Monetary Funds As Minimum Balance On Bank Accounts   Mgmt   For   For

Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Transfer of Funds   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale   Mgmt   For   For
Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale   Mgmt   For   For
Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Forward/Swap Conversion Operations   Mgmt   For   For
Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements   Mgmt   For   For

Approve Related-Party Transaction with OAO Sberbank of Russia Re: Deposit Agreements   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements for Securing Obligations of Gazprom’s Subsidiaries   Mgmt   For   For
Approve Related-Party Transaction with OAO Sberbank of Russia Re: Guarantee Agreements for Securing Obligations of Gazprom’s Subsidiaries   Mgmt   For   For
Approve Related-Party Transaction with OAO Bank VTB Re: Guarantee Agreements for Securing Obligations of Gazprom’s Subsidiaries   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank: Guarantee Agreements for Securing Obligations of Gazprom’s Subsidiaries   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Tax Authorities   Mgmt   For   For
Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Guarantees to Tax Authorities   Mgmt   For   For
Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreements on Guarantees to Tax Authorities   Mgmt   For   For

Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Infrastructure Facilities at Railway Stations   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Tank Cars   Mgmt   For   For
Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreements on Temporary Possession and Use of Building and Equipment   Mgmt   For   For
Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Temporary Possession and Use of Non-residential Premises   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreements on Temporary Possession and Use of Gas Condensate Pipeline   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazprom Export Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions   Mgmt   For   For

Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Telecommunications   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions   Mgmt   For   For
Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions   Mgmt   For   For
Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions   Mgmt   For   For

Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank and OOO Gazprom Export Re: License to Use OAO Gazprom’s Trademarks   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreements on Temporary Possession and Use of Gas Distribution System   Mgmt   For   For
Approve Related-Party Transactions with OOO Gazprom Investoproekt: Re: Provision of Consulting Services   Mgmt   For   For
Approve Related-Party Transaction with OAO Druzhba Re: Agreements on Temporary Possession and Use of Facilities of Druzhba Vacation Center   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazprom Export Re: Agreements on Sale of Commercial Products Owned by Gazprom   Mgmt   For   For
Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreements on Delivery of Gas   Mgmt   For   For

Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreements on Transportation of Gas   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Transportation of Gas   Mgmt   For   For
Approve Related-Party Transaction with OAO NOVATEK Re: Agreements on Transportation of Gas   Mgmt   For   For
Approve Related-Party Transaction with OAO NOVATEK Re: Agreements on Arranging of Injection and Storage of Gas   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreements on Transportation of Gas   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Infrastructure Facilities   Mgmt   For   For
Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Forward Transactions, and Currency Purchase/Sale Transactions   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions   Mgmt   For   For

Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreements on Sale of Gas; Arranging of Injection, and Storage of Gas   Mgmt   For   For
Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreements on Sale and Transportation of Gas   Mgmt   For   For
Approve Related-Party Transaction with AO Moldovagaz Re: Agreements on Sale and Transportation of Gas   Mgmt   For   For
Approve Related-Party Transaction with KazRosGaz LLP Re: Agreements on Transportation of Gas   Mgmt   For   For
Approve Related-Party Transaction with OAO Beltransgaz Re: Agreements on Sale and Transportation of Gas   Mgmt   For   For
Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreements on Transportation of Gas   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Start-Up and Commissioning Work   Mgmt   For   For

Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreements on Start-Up and Commissioning Work   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Start- Up and Commissioning Work   Mgmt   For   For
Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreements on Start-Up and Commissioning Work   Mgmt   For   For
Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreements on Investment Projects   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Investment Projects   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Investment Projects   Mgmt   For   For
Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreements on Investment Projects   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Service Agreement on Partial Liquidation of Gas Pipeline   Mgmt   For   For

Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Property Insurance   Mgmt   For   For
Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Environment, Life, Health, and Individual Property Insurance   Mgmt   For   For
Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Environment, Life, Health, and Individual Property Insurance   Mgmt   For   For
Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations   Mgmt   For   For
Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom’s Employees   Mgmt   For   For
Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom’s Employees, Their Familiy Members, and Retired Former Employees   Mgmt   For   For
Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Transportation Vehicles Owned By Gazprom   Mgmt   For   For
Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board   Mgmt   For   For

Approve Related-Party Transaction with OAO Beltransgaz Re: License to Use OAO Gazprom’s Trademarks   Mgmt   For   For
Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance During Business Assignment   Mgmt   For   For
Approve Related-Party Transaction with Multiple Parties Re: Agreements on Arranging Stocktaking of Property   Mgmt   For   For
Approve Related-Party Transaction with ZAO Yamalgazinvest, and OOO Temryukmortrans, OAO Gazpromtrubinvest, and Gazprom (UK) Limited Re: License to Use OAO Gazprom’s Trademarks   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: License to Use OAO Gazprom’s Trademarks   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: License to Use OAO Gazprom’s Trademarks   Mgmt   For   For

Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Exclusive License to Use OAO Gazprom’s Trademarks   Mgmt   For   For
Approve Related-Party Transaction with OAO Beltransgaz Re: License to Use OAO Gazprom’s Trademarks   Mgmt   For   For
Approve Related-Party Transaction with Gazprom Marketing and Trading Limited Re: Exclusive License to Use OAO Gazprom’s Trademarks   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom’s Trademarks   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom’s Trademarks   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas   Mgmt   For   For
Elect 11 Directors by Cumulative Voting   Mgmt    
Elect Andrey Akimov as Director   Mgmt   None   Against
Elect Farit Gazizullin as Director   Mgmt   None   Against
Elect Viktor Zubkov as Director   Mgmt   None   Against

Elect Elena Karpel as Director   Mgmt   None   Against
Elect Timur Kulibayev as Director   Mgmt   None   Against
Elect Vitaliy Markelov as Director   Mgmt   None   Against
Elect Viktor Martynov as Director   Mgmt   None   Against
Elect Vladimir Mau as Director   Mgmt   None   Against
Elect Aleksey Miller as Director   Mgmt   None   Against
Elect Valery Musin as Director   Mgmt   None   For
Elect Mikhail Sereda as Director   Mgmt   None   Against
Elect Nine Members of Audit Commission   Mgmt    
Elect Viktor Antoshin as Member of Audit Commission   Mgmt   For   Against
Elect Dmitry Arkhipov as Member of Audit Commission   Mgmt   For   For
Elect Andrey Belobrov as Member of Audit Commission   Mgmt   For   Against
Elect Vadim Bikulov as Member of Audit Commission   Mgmt   For   For

Elect Mikhail Kuzovlev as Member of Audit Commission   Mgmt   For   Against
Elect Marina Mikhina as Member of Audit Commission   Mgmt   For   Against
Elect Lidiya Morozova as Member of Audit Commission   Mgmt   For   Against
Elect Anna Nesterova as Members of Audit Commission   Mgmt   For   For
Elect Georgiy Nozadze as Member of Audit Commission   Mgmt   For   For
Elect Yuriy Nosov as Member of Audit Commission   Mgmt   For   For
Elect Karen Oganyan as Member of Audit Commission   Mgmt   For   For
Elect Aleksandr Yugov as Member of Audit Commission   Mgmt   For   For
Meeting for ADR Holders   Mgmt    
Approve Annual Report   Mgmt   For   For
Approve Financial Statements   Mgmt   For   For

Approve Allocation of Income   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Approve Procedure of Dividend Payment   Mgmt   For   For
Ratify ZAO PricewaterhouseCoopers as Auditor   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   Against
Approve Remuneration of Members of Audit Commission   Mgmt   For   For
Amend Charter   Mgmt   For   For
Amend Regulations on General Meetings   Mgmt   For   For
Approve New Edition of Regulations on Audit Commission   Mgmt   For   For
Approve 85 Related-Party Transactions   Mgmt    
Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements   Mgmt   For   For
Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements   Mgmt   For   For
Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements   Mgmt   For   For

Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement   Mgmt   For   For
Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement   Mgmt   For   For
Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement   Mgmt   For   For
Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds and Placement of Monetary Funds As Minimum Balance On Bank Accounts   Mgmt   For   For
Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Transfer of Funds   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale   Mgmt   For   For

Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale   Mgmt   For   For
Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Forward/Swap Conversion Operations   Mgmt   For   For
Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements   Mgmt   For   For
Approve Related-Party Transaction with OAO Sberbank of Russia Re: Deposit Agreements   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements for Securing Obligations of Gazprom’s Subsidiaries   Mgmt   For   For
Approve Related-Party Transaction with OAO Sberbank of Russia Re: Guarantee Agreements for Securing Obligations of Gazprom’s Subsidiaries   Mgmt   For   For
Approve Related-Party Transaction with OAO Bank VTB Re: Guarantee Agreements for Securing Obligations of Gazprom’s Subsidiaries   Mgmt   For   For

Approve Related-Party Transaction with OAO Gazprombank: Guarantee Agreements for Securing Obligations of Gazprom’s Subsidiaries   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Tax Authorities   Mgmt   For   For
Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Guarantees to Tax Authorities   Mgmt   For   For
Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreements on Guarantees to Tax Authorities   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Infrastructure Facilities at Railway Stations   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Tank Cars   Mgmt   For   For
Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreements on Temporary Possession and Use of Building and Equipment   Mgmt   For   For

Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Temporary Possession and Use of Non-residential Premises   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreements on Temporary Possession and Use of Gas Condensate Pipeline   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazprom Export Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Telecommunications   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions   Mgmt   For   For
Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions   Mgmt   For   For

Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank and OOO Gazprom Export Re: License to Use OAO Gazprom’s Trademarks   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreements on Temporary Possession and Use of Gas Distribution System   Mgmt   For   For
Approve Related-Party Transactions with OOO Gazprom Investoproekt: Re: Provision of Consulting Services   Mgmt   For   For

Approve Related-Party Transaction with OAO Druzhba Re: Agreements on Temporary Possession and Use of Facilities of Druzhba Vacation Center   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazprom Export Re: Agreements on Sale of Commercial Products Owned by Gazprom   Mgmt   For   For
Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreements on Delivery of Gas   Mgmt   For   For
Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreements on Transportation of Gas   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Transportation of Gas   Mgmt   For   For
Approve Related-Party Transaction with OAO NOVATEK Re: Agreements on Transportation of Gas   Mgmt   For   For
Approve Related-Party Transaction with OAO NOVATEK Re: Agreements on Arranging of Injection and Storage of Gas   Mgmt   For   For

Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreements on Transportation of Gas   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Infrastructure Facilities   Mgmt   For   For
Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Forward Transactions, and Currency Purchase/Sale Transactions   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions   Mgmt   For   For
Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreements on Sale of Gas; Arranging of Injection, and Storage of Gas   Mgmt   For   For
Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreements on Sale and Transportation of Gas   Mgmt   For   For
Approve Related-Party Transaction with AO Moldovagaz Re: Agreements on Sale and Transportation of Gas   Mgmt   For   For

Approve Related-Party Transaction with KazRosGaz LLP Re: Agreements on Transportation of Gas   Mgmt   For   For
Approve Related-Party Transaction with OAO Beltransgaz Re: Agreements on Sale and Transportation of Gas   Mgmt   For   For
Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreements on Transportation of Gas   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Start-Up and Commissioning Work   Mgmt   For   For
Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreements on Start-Up and Commissioning Work   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Start- Up and Commissioning Work   Mgmt   For   For
Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreements on Start-Up and Commissioning Work   Mgmt   For   For
Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreements on Investment Projects   Mgmt   For   For

Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Investment Projects   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Investment Projects   Mgmt   For   For
Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreements on Investment Projects   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Service Agreement on Partial Liquidation of Gas Pipeline   Mgmt   For   For
Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Property Insurance   Mgmt   For   For
Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Environment, Life, Health, and Individual Property Insurance   Mgmt   For   For
Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Environment, Life, Health, and Individual Property Insurance   Mgmt   For   For
Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations   Mgmt   For   For

Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom’s Employees   Mgmt   For   For
Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom’s Employees, Their Familiy Members, and Retired Former Employees   Mgmt   For   For
Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Transportation Vehicles Owned By Gazprom   Mgmt   For   For
Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board   Mgmt   For   For
Approve Related-Party Transaction with OAO Beltransgaz Re: License to Use OAO Gazprom’s Trademarks   Mgmt   For   For
Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance During Business Assignment   Mgmt   For   For
Approve Related-Party Transaction with Multiple Parties Re: Agreements on Arranging Stocktaking of Property   Mgmt   For   For

Approve Related-Party Transaction with ZAO Yamalgazinvest, and OOO Temryukmortrans, OAO Gazpromtrubinvest, and Gazprom (UK) Limited Re: License to Use OAO Gazprom’s Trademarks   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: License to Use OAO Gazprom’s Trademarks   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprombank Re: License to Use OAO Gazprom’s Trademarks   Mgmt   For   For
Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Exclusive License to Use OAO Gazprom’s Trademarks   Mgmt   For   For
Approve Related-Party Transaction with OAO Beltransgaz Re: License to Use OAO Gazprom’s Trademarks   Mgmt   For   For
Approve Related-Party Transaction with Gazprom Marketing and Trading Limited Re: Exclusive License to Use OAO Gazprom’s Trademarks   Mgmt   For   For
Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom’s Trademarks   Mgmt   For   For

Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom’s Trademarks   Mgmt   For   For
Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas   Mgmt   For   For
Elect 11 Directors by Cumulative Voting   Mgmt    
Elect Andrey Akimov as Director   Mgmt   None   Against
Elect Farit Gazizullin as Director   Mgmt   None   Against
Elect Viktor Zubkov as Director   Mgmt   None   Against
Elect Elena Karpel as Director   Mgmt   None   Against
Elect Timur Kulibayev as Director   Mgmt   None   Against
Elect Vitaliy Markelov as Director   Mgmt   None   Against
Elect Viktor Martynov as Director   Mgmt   None   Against
Elect Vladimir Mau as Director   Mgmt   None   Against
Elect Aleksey Miller as Director   Mgmt   None   Against
Elect Valery Musin as Director   Mgmt   None   For
Elect Mikhail Sereda as Director   Mgmt   None   Against

Elect Nine Members of Audit Commission   Mgmt    
Elect Viktor Antoshin as Member of Audit Commission   Mgmt   For   Against
Elect Dmitry Arkhipov as Member of Audit Commission   Mgmt   For   For
Elect Andrey Belobrov as Member of Audit Commission   Mgmt   For   Against
Elect Vadim Bikulov as Member of Audit Commission   Mgmt   For   For
Elect Mikhail Kuzovlev as Member of Audit Commission   Mgmt   For   Do Not Vote
Elect Marina Mikhina as Member of Audit Commission   Mgmt   For   Do Not Vote
Elect Lidiya Morozova as Member of Audit Commission   Mgmt   For   Do Not Vote
Elect Anna Nesterova as Members of Audit Commission   Mgmt   For   For
Elect Georgiy Nozadze as Member of Audit Commission   Mgmt   For   For
Elect Yuriy Nosov as Member of Audit Commission   Mgmt   For   For

 

Elect Karen Oganyan as Member of Audit Commission   Mgmt   For   For
Elect Aleksandr Yugov as Member of Audit Commission   Mgmt   For   For

Grupa Lotos S.A.

 

Meeting Date:    28-Jun-13    Country:    Poland    Security ID:    X32440103
Record Date:    12-Jun-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: X32440103    ISIN: PLLOTOS00025    SEDOL: B0B8Z41

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Meeting Chairman   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt    
Approve Agenda of Meeting   Mgmt   For   For

 

Receive Management Board Report on Company’s Operations and Financial Statements   Mgmt    
Receive Management Board Report on Group’s Operations and Consolidated Financial Statements   Mgmt    
Receive Supervisory Board Reports   Mgmt    
Approve Financial Statements   Mgmt   For   For
Approve Management Board Report on Company’s Operations   Mgmt   For   For
Approve Consolidated Financial Statements   Mgmt   For   For
Approve Management Board Report on Group’s Operations and   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Discharge of Pawel Olechnowicz (CEO)   Mgmt   For   For
Approve Discharge of Marek Sokolowski (Management Board Member)   Mgmt   For   For
Approve Discharge of Mariusz Machajewski (Management Board Member)   Mgmt   For   For
Approve Discharge of Maciej Szozda (Management Board Member)   Mgmt   For   For

Approve Discharge of Zbigniew Paszkowicz (Management Board Member)   Mgmt   For   For
Approve Discharge of Wieslaw Skwarko (Supervisory Board Chairman)   Mgmt   For   For
Approve Discharge of Marcin Majeranowski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Marcin Majeranowski (Supervisory Board Deputy Chairman )   Mgmt   For   For
Approve Discharge of Oskar Pawlowski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Malgorzata Hirszel (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Agnieszka Trzaskalska (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Michal Ruminski (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Leszek Starosta (Supervisory Board Member)   Mgmt   For   For
Approve Discharge of Rafal Wardzinski (Supervisory Board Member)   Mgmt   For   For
Approve Annual Bonus for CEO   Mgmt   For   For

Approve Sale of Company Assets   Mgmt   For   Against
Close Meeting   Mgmt    

Korean Air Lines Co. Ltd.

 

Meeting Date:    28-Jun-13    Country:    South Korea    Security ID:    Y4936S102
Record Date:    31-May-13    Meeting Type:    Special    Ticker:    003490

 

CUSIP: Y4936S102    ISIN: KR7003490000    SEDOL: 6496766

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Spin-Off Agreement   Mgmt   For   For

Mechel OAO

 

Meeting Date:    28-Jun-13    Country:    Russia    Security ID:    X8487H101
Record Date:    17-May-13    Meeting Type:    Annual    Ticker:    MTLR

 

CUSIP: X8487H101    ISIN: RU000A0DKXV5    SEDOL: B5960H0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR/GDR Holders   Mgmt    
Approve Annual Report   Mgmt   For   For
Approve Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends of RUB 0.05 per Preferred Share and Omission of Dividends on Ordinary Shares   Mgmt   For   For
Elect Nine Directors via Cumulative Voting   Mgmt    
Elect Arthur Johnson as Director   Mgmt   None   Against
Elect Vladimir Gusev as Director   Mgmt   None   For
Elect Igor Zyuzin as Director   Mgmt   None   Against
Elect Igor Kozhukhovsky as Director   Mgmt   None   For

Elect Yuri Malyshev as Director   Mgmt   None   For
Elect Evgeniy Mikhel as Director   Mgmt   None   Against
Elect Aleksey Ivanushkin as Director   Mgmt   None   Against
Elect Roger Gale as Director   Mgmt   None   Against
Elect Viktor Trigubko as Director   Mgmt   None   Against
Elect Three Members of Audit Commission   Mgmt    
Elect Evgeniy Yaminskiy as Member of Audit Commission   Mgmt   For   For
Elect Aleksey Vlasenko as Member of Audit Commission   Mgmt   For   For
Elect Andrey Stepanov as Member of Audit Commission   Mgmt   For   For
Ratify ZAO ENERGYCONSULTING/Audit as Auditor   Mgmt   For   For
Approve New Edition of Charter   Mgmt   For   For
Approve New Edition of Regulations on Remuneration of Board of Directors   Mgmt   For   Against
Approve Related-Party Transactions Re: Guarantee Agreements   Mgmt   For   For

NHN Corp.

 

Meeting Date:    28-Jun-13    Country:    South Korea    Security ID:    Y6347M103
Record Date:    15-May-13    Meeting Type:    Special    Ticker:    035420

 

CUSIP: Y6347M103    ISIN: KR7035420009    SEDOL: 6560393

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Spin-Off Agreement   Mgmt   For   For
Amend Articles of Incorporation   Mgmt   For   For

PT Bumi Resources Tbk

 

Meeting Date:    28-Jun-13    Country:    Indonesia    Security ID:    Y7122M110
Record Date:    12-Jun-13    Meeting Type:    Annual/Special    Ticker:    BUMI

 

CUSIP: Y7122M110    ISIN: ID1000068703    SEDOL: 6043485

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual General Meeting   Mgmt    
Approve Directors’ Report   Mgmt   For   Against
Accept Financial Statements   Mgmt   For   Against
Approve Auditors   Mgmt   For   Against
Elect Directors and Commissioners   Mgmt   For   Against
Extraordinary General Meeting   Mgmt    
Approve Pledging of Assets for Debt   Mgmt   For   Against
Amend Articles of Association   Mgmt   For   Against

Surgutneftegaz

 

Meeting Date:    28-Jun-13    Country:    Russia    Security ID:    X8799U105
Record Date:    14-May-13    Meeting Type:    Annual    Ticker:    N/A

 

CUSIP: X8799U105    ISIN: RU0008926258    SEDOL: B5BHQP1

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Approve Annual Report   Mgmt   For   For
Approve Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Elect Nine Directors by Cumulative Voting   Mgmt    
Elect Sergey Ananiyev as Director   Mgmt   None   For
Elect Vladimir Bogdanov as Director   Mgmt   None   For
Elect Aleksandr Bulanov as Director   Mgmt   None   For

Elect Igor Gorbunov as Director   Mgmt   None   For
Elect Oleg Egorov as Director   Mgmt   None   For
Elect Vladimir Erokhin as Director   Mgmt   None   For
Elect Taisiya Klinovskaya as Director   Mgmt   None   For
Elect Nikolai Matveev as Director   Mgmt   None   For
Elect Aleksandr Rezyapov as Director   Mgmt   None   For
Elect Vladimir Shashkov as Director   Mgmt   None   For
Elect Three Members of Audit Commission   Mgmt    
Elect Valentina Komarova as Member of Audit Commission   Mgmt   For   For
Elect Valentina Musikhina as Member of Audit Commission   Mgmt   For   For
Elect Tamara Oleynik as Member of Audit Commission   Mgmt   For   For
Ratify Auditor   Mgmt   For   For
Approve Related-Party Transactions   Mgmt   For   Against

Tatneft OAO

 

Meeting Date:    28-Jun-13    Country:    Russia    Security ID:    X89366102
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    TATN

 

CUSIP: X89366102    ISIN: RU0009033591    SEDOL: B59BXN2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for ADR Holders   Mgmt    
Approve Annual Report   Mgmt   For   For
Approve Financial Statements   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Dividends of RUB 8.60 per Common Share and Preferred Share   Mgmt   For   For
Elect 14 Directors via Cumulative Voting   Mgmt    
Elect Shafagat Takhautdinov as Director   Mgmt   None   Against

Elect Radik Gaizatullin as Director   Mgmt   None   Against
Elect Sushovan Ghosh as Director   Mgmt   None   For
Elect Nail Ibragimov as Director   Mgmt   None   Against
Elect Rais Khisamov as Director   Mgmt   None   Against
Elect Vladimir Lavushchenko as Director   Mgmt   None   Against
Elect Nail Maganov as Director   Mgmt   None   Against
Elect Renat Muslimov as Director   Mgmt   None   Against
Elect Renat Sabirov as Director   Mgmt   None   Against
Elect Valery Sorokin as Director   Mgmt   None   Against
Elect Mirgaziyan Taziev as Director   Mgmt   None   Against
Elect Azat Khamayev as Director   Mgmt   None   Against
Elect Mariya Voskresenskaya as Director   Mgmt   None   For
Elect Rene Steiner as Director   Mgmt   None   For
Elect Eight Members of Audit Commission   Mgmt    
Elect Ksenia Borzunova as Member of Audit Commission   Mgmt   For   For

Elect Ferdinand Galiullin as Member of Audit Commission   Mgmt   For   For
Elect Ranilya Gizatova as Member of Audit Commission   Mgmt   For   For
Elect Venera Kuzmina as Member of Audit Commission   Mgmt   For   For
Elect Nikolai Lapin as Member of Audit Commission   Mgmt   For   For
Elect Liliya Rakhimzyanova as Member of Audit Commission   Mgmt   For   For
Elect Alfiya Sinegaeva as Member of Audit Commission   Mgmt   For   For
Elect Tatiana Tsyganova as Member of Audit Commission   Mgmt   For   For
Ratify ZAO Energy Consulting/Audit as Auditor   Mgmt   For   For

VTB Bank JSC.

 

Meeting Date:    28-Jun-13    Country:    Russia    Security ID:    X0494D108
Record Date:    13-May-13    Meeting Type:    Annual    Ticker:    VTBR

 

CUSIP: X0494D108    ISIN: RU000A0JP5V6    SEDOL: B5B1TP4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for GDR Holders   Mgmt    
Approve Annual Report   Mgmt   For   For
Approve Financial Statements   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Approve Dividends of RUB 0.00143 per Share   Mgmt   For   For
Approve Remuneration of Directors   Mgmt   For   For
Fix Number of Directors at Eleven   Mgmt   For   For
Elect Eleven Directors via Cumulative Voting   Mgmt    
Elect David Bonderman as Director   Mgmt   None   Against
Elect Matthias Warnig as Director   Mgmt   None   Against
Elect Yves-Thibauil de Silguy as Director   Mgmt   None   For

Elect Sergey Dubinin as Director   Mgmt   None   Against
Elect Andrey Kostin as Director   Mgmt   None   Against
Elect Nikolay Kropachev as Director   Mgmt   None   Against
Elect Gennady Melikyan as Director   Mgmt   None   Against
Elect Shahmar Movsumov as Director   Mgmt   None   Against
Elect Aleksey Moisseev as Director   Mgmt   None   Against
Elect Elena Popova as Director   Mgmt   None   Against
Elect Aleksey Ulyukaev as Director   Mgmt   None   Against
Fix Number of Audit Commission Members at Six   Mgmt   For   For
Elect Six Members of Audit Commission   Mgmt   For   For
Ratify ZAO Ernst & Young Vneshaudit as Auditor   Mgmt   For   For
Approve New Edition of Charter   Mgmt   For   For
Approve New Edition of Regulations on General Meetings   Mgmt   For   For
Approve New Edition of Regulations on Supervisory Board   Mgmt   For   For

Approve New Edition of Regulations on Management Board   Mgmt   For   For
Approve Termination of Company’s Membership in the Professional Association of Registrars, Transfer Agents and Depositories (PARTAD)   Mgmt   For   For
Approve Related-Party Transactions   Mgmt   For   For

Wumart Stores Inc.

 

Meeting Date:    28-Jun-13    Country:    Hong Kong    Security ID:    Y97176112
Record Date:    28-May-13    Meeting Type:    Annual    Ticker:    01025

 

CUSIP: Y97176112    ISIN: CNE100000544    SEDOL: B0PR2N2

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For

Accept Report of the Board of Directors   Mgmt   For   For
Accept Report of the Supervisory Committee   Mgmt   For   For
Reappoint Deloitte Touche Tohmatsu Certified Public Accountants LLP and Deloitte Touche Tohmatsu as PRC and International Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against

PICC Property and Casualty Co., Ltd.

 

Meeting Date:    29-Jun-13    Country:    Hong Kong    Security ID:    Y6975Z103
Record Date:    29-May-13    Meeting Type:    Annual    Ticker:    02328

 

CUSIP: Y6975Z103    ISIN: CNE100000593    SEDOL: 6706250

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Report of the Board of Directors   Mgmt   For   For
Approve Report of the Supervisory Committee   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Profit Distribution Plan   Mgmt   For   For
Approve Directors’ Fees for 2013   Mgmt   For   For
Approve Supervisors’ Fees for 2013   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Amend Articles of Association of the Company   Mgmt   For   For
Amend Procedural Rules for Shareholders’ General Meeting   Mgmt   For   For
Amend Procedural Rules for the Board of Directors   Mgmt   For   For
Amend Procedural Rules for the Supervisory Committee   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt    
Reappoint Ernst & Young as International Auditors and Ernst & Young Hua Ming LLP as Domestic Auditors of the Company and Authorize Board to Fix Their Remuneration   SH   For   For

PT Gudang Garam Tbk

 

Meeting Date:    29-Jun-13    Country:    Indonesia    Security ID:    Y7121F165
Record Date:    07-Jun-13    Meeting Type:    Annual    Ticker:    GGRM

 

CUSIP: Y7121F165    ISIN: ID1000068604    SEDOL: 6366999

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Accept Directors’ Report   Mgmt   For   For
Accept Financial Statements   Mgmt   For   For
Approve Dividend   Mgmt   For   For
Elect Directors and Commissioners   Mgmt   For   Against
Approve Auditors   Mgmt   For   For

Sistema JSFC

 

Meeting Date:    29-Jun-13    Country:    Russia    Security ID:    X0020N117
Record Date:    20-May-13    Meeting Type:    Annual    Ticker:    AFKS

 

CUSIP: X0020N117    ISIN: RU000A0DQZE3    SEDOL: B5B6XH9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Meeting for GDR Holders   Mgmt    
Approve Meeting Procedures   Mgmt   For   For
Approve Annual Report and Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends of RUB 0.96 per Share   Mgmt   For   For
Elect Three Members of Audit Commission   Mgmt    
Elect Natalia Demeshkina as Member of Audit Commission   Mgmt   For   For

Elect Yekaterina Kuznetsova as Member of Audit Commission   Mgmt   For   For
Elect Maksim Mamonov as Member of Audit Commission   Mgmt   For   For
Elect 13 Directors by Cumulative Voting   Mgmt    
Elect Sergey Boev as Director   Mgmt   None   Against
Elect Aleksandr Goncharuk as Director   Mgmt   None   Against
Elect Brian Dickie as Director   Mgmt   None   For
Elect Vladimir Yevtushenkov as Director   Mgmt   None   Against
Elect Dmitry Zubov as Director   Mgmt   None   Against
Elect Robert Kocharyan as Director   Mgmt   None   For
Elect Jeannot Krecke as Director   Mgmt   None   For
Elect Peter Mandelson as Director   Mgmt   None   Against
Elect Roger Munnings as Director   Mgmt   None   For
Elect Marc Holtzman as Director   Mgmt   None   For
Elect Serge Tchuruk as Director   Mgmt   None   For

Elect Mikhail Shamolin as Director   Mgmt   None   Against
Elect David Yakobashvili as Director   Mgmt   None   For
Ratify ZAO Deloitte and Touche CIS as Auditor for Russian Accounting Standards Compliance   Mgmt   For   For
Ratify ZAO Deloitte and Touche CIS as Auditor for US GAAP Compliance   Mgmt   For   For
Amend Charter   Mgmt   For   For

 

db X-trackers MSCI Japan Hedged Equity Fund (Formerly db-X MSCI Japan Currency-Hedged Equity Fund)

Oracle Corp. Japan

 

Meeting Date:    24-Aug-12    Country:    Japan    Security ID:    J6165M109
Record Date:    31-May-12    Meeting Type:    Annual    Ticker:    4716

 

CUSIP: J6165M109    ISIN: JP3689500001    SEDOL: 6141680

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Endo, Takao   Mgmt   For   For
Elect Director Nosaka, Shigeru   Mgmt   For   For
Elect Director Derek H. Williams   Mgmt   For   Against
Elect Director John L. Hall   Mgmt   For   Against
Elect Director Eric R. Ball   Mgmt   For   Against

Elect Director Gregory R. Davies   Mgmt   For   Against
Elect Director Ogishi, Satoshi   Mgmt   For   For
Elect Director Murayama, Shuuhei   Mgmt   For   For
Approve Stock Option Plan   Mgmt   For   For

Keyence Corp.

 

Meeting Date:    12-Sep-12    Country:    Japan    Security ID:    J32491102
Record Date:    20-Jun-12    Meeting Type:    Annual    Ticker:    6861

 

CUSIP: J32491102    ISIN: JP3236200006    SEDOL: 6490995

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 15   Mgmt   For   Against
Appoint Alternate Statutory Auditor Kitamura, Tomiji   Mgmt   For   For

Gree Inc.

 

Meeting Date:    25-Sep-12    Country:    Japan    Security ID:    J18807107
Record Date:    30-Jun-12    Meeting Type:    Annual    Ticker:    3632

 

CUSIP: J18807107    ISIN: JP3274070006    SEDOL: B3FJNX6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   For   For
Amend Articles To Change Company Name - Indemnify Directors and Statutory Auditors - Amend Business Lines - Increase Maximum Board Size - Increase Maximum Number of Statutory Auditors   Mgmt   For   For
Elect Director Tanaka, Yoshikazu   Mgmt   For   For

Elect Director Yamagishi, Kotaro   Mgmt   For   For
Elect Director Fujimoto, Masaki   Mgmt   For   For
Elect Director Aoyagi, Naoki   Mgmt   For   For
Elect Director Yoshida, Taisei   Mgmt   For   For
Elect Director Natsuno, Takeshi   Mgmt   For   For
Elect Director Iijima, Kazunobu   Mgmt   For   For
Appoint Statutory Auditor Seyama, Masahiro   Mgmt   For   For
Appoint Statutory Auditor Hamada, Kiyohito   Mgmt   For   For
Appoint Statutory Auditor Nagasawa, Toru   Mgmt   For   For
Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   Against

Aozora Bank, Ltd.

 

Meeting Date:    27-Sep-12    Country:    Japan    Security ID:    J0172K107
Record Date:    17-Aug-12    Meeting Type:    Special    Ticker:    8304

 

CUSIP: J0172K107    ISIN: JP3711200000    SEDOL: B1G1854

Proposal   Proponent   Mgmt Rec   Vote Instruction
Special Meeting Agenda   Mgmt    
Approve Capital Reduction   Mgmt   For   For
Authorize Class Hei Preferred Share Repurchase Program   Mgmt   For   For
Amend Articles to Amend Provisions on Preferred Shares   Mgmt   For   For
Elect Director Tanabe, Masaki   Mgmt   For   For
Class Meeting Agenda for Common Shareholders   Mgmt    
Amend Articles to Amend Provisions on Preferred Shares   Mgmt   For   For

Fast Retailing

 

Meeting Date:    22-Nov-12    Country:    Japan    Security ID:    J1346E100
Record Date:    31-Aug-12    Meeting Type:    Annual    Ticker:    9983

 

CUSIP: J1346E100    ISIN: JP3802300008    SEDOL: 6332439

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Yanai, Tadashi   Mgmt   For   For
Elect Director Hambayashi, Toru   Mgmt   For   For
Elect Director Hattori, Nobumichi   Mgmt   For   For
Elect Director Murayama, Toru   Mgmt   For   For
Elect Director Shintaku, Masaaki   Mgmt   For   For
Elect Director Nawa, Takashi   Mgmt   For   For
Appoint Statutory Auditor Yasumoto, Takaharu   Mgmt   For   For
Appoint Statutory Auditor Kaneko, Keiko   Mgmt   For   For
Appoint Statutory Auditor Shinjo, Masaaki   Mgmt   For   For

Konica Minolta Holdings Inc.

 

Meeting Date:    11-Dec-12    Country:    Japan    Security ID:    J36060119
Record Date:    31-Oct-12    Meeting Type:    Special    Ticker:    4902

 

CUSIP: J36060119    ISIN: JP3300600008    SEDOL: 6496700

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Change Company Name - Amend Business Lines   Mgmt   For   For

Hamamatsu Photonics

 

Meeting Date:    20-Dec-12    Country:    Japan    Security ID:    J18270108
Record Date:    30-Sep-12    Meeting Type:    Annual    Ticker:    6965

 

CUSIP: J18270108    ISIN: JP3771800004    SEDOL: 6405870

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 23   Mgmt   For   For
Appoint Statutory Auditor Muramatsu, Fumio   Mgmt   For   For
Appoint Statutory Auditor Mori, Kazuhiko   Mgmt   For   For
Appoint Statutory Auditor Hamakawa, Masaharu   Mgmt   For   Against
Appoint Statutory Auditor Maki, Yuji   Mgmt   For   Against
Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System   Mgmt   For   For
Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors   Mgmt   For   For

AEON Financial Service Co., Ltd.

 

Meeting Date:    28-Feb-13    Country:    Japan    Security ID:    J0021H107
Record Date:    04-Jan-13    Meeting Type:    Special    Ticker:    8570

 

CUSIP: J0021H107    ISIN: JP3131400008    SEDOL: 6037734

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Adoption of Holding Company Structure and Transfer of Operations to Two Wholly-Owned Subsidiaries   Mgmt   For   For
Amend Articles To Change Company Name - Amend Business Lines   Mgmt   For   For

Nippon Building Fund Inc.

 

Meeting Date:    14-Mar-13    Country:    Japan    Security ID:    J52088101
Record Date:    31-Dec-12    Meeting Type:    Special    Ticker:    8951

 

CUSIP: J52088101    ISIN: JP3027670003    SEDOL: 6396800

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Reflect Changes in Law   Mgmt   For   For
Elect Executive Director Nishikawa, Tsutomu   Mgmt   For   For
Elect Alternate Executive Director Tanaka, Kenichi   Mgmt   For   For
Appoint Supervisory Director Hirai, Yoshiyuki   Mgmt   For   For
Appoint Supervisory Director Tsugawa, Tetsuro   Mgmt   For   For
Appoint Supervisory Director Fukaya, Yutaka   Mgmt   For   Against

Japan Real Estate Investment Corp.

 

Meeting Date:    19-Mar-13    Country:    Japan    Security ID:    J27523109
Record Date:    31-Jan-13    Meeting Type:    Special    Ticker:    8952

 

CUSIP: J27523109    ISIN: JP3027680002    SEDOL: 6397580

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Reflect Changes in Law   Mgmt   For   For
Elect Executive Director Terasawa, Noritada   Mgmt   For   For
Elect Alternate Executive Director Katayama, Hiroshi   Mgmt   For   For
Appoint Supervisory Director Kusakabe, Kenji   Mgmt   For   Against
Appoint Supervisory Director Okanoya, Tomohiro   Mgmt   For   For

McDonald’s Holdings Company (Japan) Ltd.

 

Meeting Date:    19-Mar-13    Country:    Japan    Security ID:    J4261C109
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    2702

 

CUSIP: J4261C109    ISIN: JP3750500005    SEDOL: 6371863

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   For   For
Elect Director Harada, Eiko   Mgmt   For   Against
Elect Director Andrew R. Brough   Mgmt   For   For
Elect Director Aoki, Takehiko   Mgmt   For   For
Elect Director Sato, Hitoshi   Mgmt   For   For
Elect Director David G. Garland   Mgmt   For   For
Elect Director Andrew V. Hipsley   Mgmt   For   For
Elect Director Kawamura, Akira   Mgmt   For   For

Asahi Group Holdings Ltd.

 

Meeting Date:    26-Mar-13    Country:    Japan    Security ID:    J02100113
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    2502

 

CUSIP: J02100113    ISIN: JP3116000005    SEDOL: 6054409

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 14   Mgmt   For   For
Elect Director Ogita, Hitoshi   Mgmt   For   For
Elect Director Izumiya, Naoki   Mgmt   For   For
Elect Director Kawatsura, Katsuyuki   Mgmt   For   For
Elect Director Kodato, Toshio   Mgmt   For   For
Elect Director Ikeda, Shiro   Mgmt   For   For

Elect Director Koji, Akiyoshi   Mgmt   For   For
Elect Director Bando, Mariko   Mgmt   For   For
Elect Director Tanaka, Naoki   Mgmt   For   For
Elect Director Ito, Ichiro   Mgmt   For   For
Elect Director Takahashi, Katsutoshi   Mgmt   For   For
Elect Director Okuda, Yoshihide   Mgmt   For   For
Appoint Statutory Auditor Ishizaki, Tadashi   Mgmt   For   For

Bridgestone Corp.

 

Meeting Date:    26-Mar-13    Country:    Japan    Security ID:    J04578126
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    5108

 

CUSIP: J04578126    ISIN: JP3830800003    SEDOL: 6132101

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 16   Mgmt   For   For
Elect Director Tsuya, Masaaki   Mgmt   For   For
Elect Director Nishigai, Kazuhisa   Mgmt   For   For
Elect Director Morimoto, Yoshiyuki   Mgmt   For   For
Elect Director Zaitsu, Narumi   Mgmt   For   For
Elect Director Tachibana Fukushima, Sakie   Mgmt   For   For
Elect Director Enkawa, Takao   Mgmt   For   For
Elect Director Murofushi, Kimiko   Mgmt   For   For
Elect Director Scott Trevor Davis   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   Against

Kao Corp.

 

Meeting Date:    26-Mar-13    Country:    Japan    Security ID:    J30642169
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    4452

 

CUSIP: J30642169    ISIN: JP3205800000    SEDOL: 6483809

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 31   Mgmt   For   For
Elect Director Ozaki, Motoki   Mgmt   For   For
Elect Director Sawada, Michitaka   Mgmt   For   For
Elect Director Kanda, Hiroshi   Mgmt   For   For
Elect Director Takahashi, Tatsuo   Mgmt   For   For
Elect Director Saito, Toshihide   Mgmt   For   For
Elect Director Hashimoto, Ken   Mgmt   For   For

Elect Director Mitsui, Hisao   Mgmt   For   For
Elect Director Ikeda, Teruhiko   Mgmt   For   For
Elect Director Kadonaga, Sonosuke   Mgmt   For   For
Elect Director Nagashima, Toru   Mgmt   For   For
Appoint Statutory Auditor Kobayashi, Shoji   Mgmt   For   For
Appoint Statutory Auditor Igarashi, Norio   Mgmt   For   For

NEXON Co.,Ltd.

 

Meeting Date:    26-Mar-13    Country:    Japan    Security ID:    J4914X104
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    3659

 

CUSIP: N/A    ISIN: JP3758190007    SEDOL: B63QM77

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Seungwoo Choi   Mgmt   For   For

Elect Director Owen Mahoney   Mgmt   For   For
Elect Director Jiwon Park   Mgmt   For   For
Elect Director Jungju Kim   Mgmt   For   For
Elect Director Honda, Satoshi   Mgmt   For   For
Elect Director Kuniya, Shiro   Mgmt   For   For
Approve Stock Option Plan   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   Against

TonenGeneral Sekiyu K.K.

 

Meeting Date:    26-Mar-13    Country:    Japan    Security ID:    J8657U110
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    5012

 

CUSIP: J8657U110    ISIN: JP3428600005    SEDOL: 6366007

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 19   Mgmt   For   For
Elect Director Muto, Jun   Mgmt   For   For
Elect Director Hirose, Takashi   Mgmt   For   For
Elect Director Funada, Masaoki   Mgmt   For   For
Elect Director Miyata, Tomohide   Mgmt   For   For
Elect Director Imazawa, Toyofumi   Mgmt   For   For

Elect Director D.R. Csapo   Mgmt   For   For
Elect Director Onoda, Yasushi   Mgmt   For   For
Elect Director Ito, Yukinori   Mgmt   For   For
Elect Director G.W. Wilson   Mgmt   For   For
Appoint Alternate Statutory Auditor Kobayakawa, Hisayoshi   Mgmt   For   Against
Approve Retirement Bonus and Special Payments in Connection with Abolition of Retirement Bonus System   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   For

Trend Micro Inc.

 

Meeting Date:    26-Mar-13    Country:    Japan    Security ID:    J9298Q104
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    4704

 

CUSIP: J9298Q104    ISIN: JP3637300009    SEDOL: 6125286

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 67   Mgmt   For   For
Elect Director Chang Ming-Jang   Mgmt   For   For
Elect Director Eva Chen   Mgmt   For   For
Elect Director Mahendra Negi   Mgmt   For   For
Elect Director Omikawa, Akihiko   Mgmt   For   For
Elect Director Nonaka, Ikujiro   Mgmt   For   For
Appoint Statutory Auditor Hasegawa, Fumio   Mgmt   For   For
Appoint Statutory Auditor Kameoka, Yasuo   Mgmt   For   For
Appoint Statutory Auditor Fujita, Koji   Mgmt   For   For
Appoint Statutory Auditor Senpo, Masaru   Mgmt   For   For
Approve Cash Incentive Plan for Directors   Mgmt   For   For

Yamaha Motor Co. Ltd.

 

Meeting Date:    26-Mar-13    Country:    Japan    Security ID:    J95776126
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    7272

 

CUSIP: J95776126    ISIN: JP3942800008    SEDOL: 6985264

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5   Mgmt   For   For
Elect Director Yanagi, Hiroyuki   Mgmt   For   For
Elect Director Kimura, Takaaki   Mgmt   For   For
Elect Director Suzuki, Hiroyuki   Mgmt   For   For
Elect Director Shinozaki, Kozo   Mgmt   For   For

Yamaha Motor Co. Ltd.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Hideshima, Nobuya   Mgmt   For   For
Elect Director Takizawa, Masahiro   Mgmt   For   For
Elect Director Hashimoto, Yoshiaki   Mgmt   For   For
Elect Director Sakurai, Masamitsu   Mgmt   For   For
Elect Director Umemura, Mitsuru   Mgmt   For   For
Elect Director Adachi, Tamotsu   Mgmt   For   For
Appoint Statutory Auditor Kawawa, Tetsuo   Mgmt   For   For
Appoint Statutory Auditor Endo, Isao   Mgmt   For   For
Appoint Alternate Statutory Auditor Satake, Masayuki   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against
Approve Alternate Income Allocation Proposal, with No Final Dividend   SH   Against   Against

Chugai Pharmaceutical Co. Ltd.

 

Meeting Date:    27-Mar-13    Country:    Japan    Security ID:    J06930101
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    4519

 

CUSIP: J06930101    ISIN: JP3519400000    SEDOL: 6196408

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Elect Director Ohashi, Mitsuo   Mgmt   For   For
Elect Director Daniel O’Day   Mgmt   For   For
Appoint Statutory Auditor Watanabe, Kunitoshi   Mgmt   For   For

Jupiter Telecommunications Co., Ltd.

 

Meeting Date:    27-Mar-13    Country:    Japan    Security ID:    J28710101
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    4817

 

CUSIP: J28710101    ISIN: JP3392750000    SEDOL: 6301956

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 1250   Mgmt   For   For
Elect Director Mori, Shuuichi   Mgmt   For   For
Elect Director Maki, Toshio   Mgmt   For   For
Elect Director Mikogami, Daisuke   Mgmt   For   For
Elect Director Aoki, Tomoya   Mgmt   For   Against
Elect Director Fukuda, Mineo   Mgmt   For   Against

Elect Director Kato, Toru   Mgmt   For   Against
Elect Director Yamazoe, Ryosuke   Mgmt   For   For
Elect Director Nakai, Yoshiki   Mgmt   For   For
Elect Director Sasaki, Shinichi   Mgmt   For   For
Elect Director Morozumi, Hirofumi   Mgmt   For   For
Elect Director Takahashi, Makoto   Mgmt   For   Against
Appoint Statutory Auditor Oyama, Shunsuke   Mgmt   For   For

Showa Denko K.K.

 

Meeting Date:    27-Mar-13    Country:    Japan    Security ID:    J75046136
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    4004

 

CUSIP: J75046136    ISIN: JP3368000000    SEDOL: 6805469

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3   Mgmt   For   For
Elect Director Takahashi, Kyohei   Mgmt   For   For
Elect Director Ichikawa, Hideo   Mgmt   For   For
Elect Director Koinuma, Akira   Mgmt   For   For
Elect Director Sakai, Yoshikazu   Mgmt   For   For
Elect Director Fukuda, Shunji   Mgmt   For   For
Elect Director Iwasaki, Hirokazu   Mgmt   For   For
Elect Director Amano, Masaru   Mgmt   For   For
Elect Director Akiyama, Tomofumi   Mgmt   For   For
Elect Director Morita, Akiyoshi   Mgmt   For   For

Asahi Glass Co. Ltd.

 

Meeting Date:    28-Mar-13    Country:    Japan    Security ID:    J02394120
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    5201

 

CUSIP: J02394120    ISIN: JP3112000009    SEDOL: 6055208

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 13   Mgmt   For   For
Elect Director Ishimura, Kazuhiko   Mgmt   For   For
Elect Director Nishimi, Yuuji   Mgmt   For   For
Elect Director Tamura, Yoshiaki   Mgmt   For   For
Elect Director Fujino, Takashi   Mgmt   For   For
Elect Director Sawabe, Hajime   Mgmt   For   For

Elect Director Sakane, Masahiro   Mgmt   For   For
Elect Director Kimura, Hiroshi   Mgmt   For   For
Appoint Statutory Auditor Umemoto, Shuukichi   Mgmt   For   For
Appoint Statutory Auditor Tamai, Izumi   Mgmt   For   Against
Approve Stock Option Plan   Mgmt   For   For

Canon Inc.

 

Meeting Date:    28-Mar-13    Country:    Japan    Security ID:    J05124144
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    7751

 

CUSIP: J05124144    ISIN: JP3242800005    SEDOL: 6172323

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 70   Mgmt   For   For

Elect Director Mitarai, Fujio   Mgmt   For   Against
Elect Director Tanaka, Toshizo   Mgmt   For   For
Elect Director Ikoma, Toshiaki   Mgmt   For   For
Elect Director Watanabe, Kunio   Mgmt   For   For
Elect Director Adachi, Yoroku   Mgmt   For   For
Elect Director Mitsuhashi, Yasuo   Mgmt   For   For
Elect Director Matsumoto, Shigeyuki   Mgmt   For   For
Elect Director Homma, Toshio   Mgmt   For   For
Elect Director Nakaoka, Masaki   Mgmt   For   For
Elect Director Honda, Haruhisa   Mgmt   For   For
Elect Director Ozawa, Hideki   Mgmt   For   For
Elect Director Maeda, Masaya   Mgmt   For   For
Elect Director Tani, Yasuhiro   Mgmt   For   For
Elect Director Araki, Makoto   Mgmt   For   For
Elect Director Suematsu, Hiroyuki   Mgmt   For   For

Elect Director Uzawa, Shigeyuki   Mgmt   For   For
Elect Director Nagasawa, Kenichi   Mgmt   For   For
Elect Director Otsuka, Naoji   Mgmt   For   For
Elect Director Yamada, Masanori   Mgmt   For   For
Elect Director Wakiya, Aitake   Mgmt   For   For
Elect Director Ono, Kazuto   Mgmt   For   For
Approve Special Payments in Connection with Abolition of Retirement Bonus System   Mgmt   For   Against
Approve Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Kirin Holdings Co., Ltd.

 

Meeting Date:    28-Mar-13    Country:    Japan    Security ID:    497350108
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    2503

 

CUSIP: 497350108    ISIN: JP3258000003    SEDOL: 6493745

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 15.5   Mgmt   For   For
Amend Articles To Change Location of Head Office   Mgmt   For   For
Elect Director Miyake, Senji   Mgmt   For   For
Elect Director Kobayashi, Hirotake   Mgmt   For   For
Elect Director Nakajima, Hajime   Mgmt   For   For
Elect Director Suzuki, Masahito   Mgmt   For   For
Elect Director Nishimura, Keisuke   Mgmt   For   For
Elect Director Suzuki, Toru   Mgmt   For   For
Elect Director Miki, Shigemitsu   Mgmt   For   For
Elect Director Arima, Toshio   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For

Rakuten Co.

 

Meeting Date:    28-Mar-13    Country:    Japan    Security ID:    J64264104
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    4755

 

CUSIP: J64264104    ISIN: JP3967200001    SEDOL: 6229597

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mikitani, Hiroshi   Mgmt   For   For
Elect Director Kunishige, Atsushi   Mgmt   For   For
Elect Director Kobayashi, Masatada   Mgmt   For   For
Elect Director Shimada, Toru   Mgmt   For   For
Elect Director Sugihara, Akio   Mgmt   For   For
Elect Director Takeda, Kazunori   Mgmt   For   For

Elect Director Yasutake, Hiroaki   Mgmt   For   For
Elect Director Yamada, Yoshihisa   Mgmt   For   For
Elect Director Charles B. Baxter   Mgmt   For   For
Elect Director Kusano, Koichi   Mgmt   For   For
Elect Director Kutaragi, Ken   Mgmt   For   For
Elect Director Joshua G. James   Mgmt   For   Against
Elect Director Fukino, Hiroshi   Mgmt   For   For
Elect Director Murai, Jun   Mgmt   For   For
Elect Director Hyakuno, Kentaro   Mgmt   For   For
Appoint Statutory Auditor Kunitake, Tanekiyo   Mgmt   For   Against
Approve Deep Discount Stock Option Plan   Mgmt   For   For

Shimano Inc.

 

Meeting Date:    28-Mar-13    Country:    Japan    Security ID:    J72262108
Record Date:    31-Dec-12    Meeting Type:    Annual    Ticker:    7309

 

CUSIP: J72262108    ISIN: JP3358000002    SEDOL: 6804820

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 37.5   Mgmt   For   For
Elect Director Kakutani, Keiji   Mgmt   For   For
Elect Director Wada, Shinji   Mgmt   For   For
Elect Director Yuasa, Satoshi   Mgmt   For   For
Elect Director Chia Chin Seng   Mgmt   For   For
Elect Director Ichijo, Kazuo   Mgmt   For   For

Sekisui House Ltd.

 

Meeting Date:    25-Apr-13    Country:    Japan    Security ID:    J70746136
Record Date:    31-Jan-13    Meeting Type:    Annual    Ticker:    1928

 

CUSIP: J70746136    ISIN: JP3420600003    SEDOL: 6793906

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 16   Mgmt   For   For
Appoint Statutory Auditor Dohi, Takaharu   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

SUMCO Corp.

 

Meeting Date:    25-Apr-13    Country:    Japan    Security ID:    J76896109
Record Date:    31-Jan-13    Meeting Type:    Annual    Ticker:    3436

 

CUSIP: J76896109    ISIN: JP3322930003    SEDOL: B0M0C89

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, With a Final Dividend of JPY 2   Mgmt   For   For
Amend Articles To Change Fiscal Year End   Mgmt   For   For
Elect Director Furuya, Hisashi   Mgmt   For   For
Appoint Statutory Auditor Yoshikawa, Hiroshi   Mgmt   For   For
Appoint Statutory Auditor Hosaka, Hidemasa   Mgmt   For   For
Appoint Statutory Auditor Tanaka, Hitoshi   Mgmt   For   For
Appoint Statutory Auditor Yoshida, Kitaro   Mgmt   For   Against
Appoint Statutory Auditor Yamanobe, Keisuke   Mgmt   For   Against
Appoint Statutory Auditor Fukazawa, Kazuomi   Mgmt   For   Against

Aeon Co. Ltd.

 

Meeting Date:    16-May-13    Country:    Japan    Security ID:    J00288100
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    8267

 

CUSIP: J00288100    ISIN: JP3388200002    SEDOL: 6480048

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Hayashi, Naoki   Mgmt   For   For
Elect Director Okada, Motoya   Mgmt   For   For
Elect Director Mori, Yoshiki   Mgmt   For   For
Elect Director Toyoshima, Masaaki   Mgmt   For   For
Elect Director Ikuta, Masaharu   Mgmt   For   For
Elect Director Sueyoshi, Takejiro   Mgmt   For   For

Elect Director Tadaki, Keiichi   Mgmt   For   For
Elect Director Sato, Ken   Mgmt   For   For
Elect Director Uchinaga, Yukako   Mgmt   For   For

Nitori Holdings Co Ltd

 

Meeting Date:    17-May-13    Country:    Japan    Security ID:    J58214107
Record Date:    20-Feb-13    Meeting Type:    Annual    Ticker:    9843

 

CUSIP: J58214107    ISIN: JP3756100008    SEDOL: 6644800

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nitori, Akio   Mgmt   For   For
Elect Director Sugiyama, Kiyoshi   Mgmt   For   For
Elect Director Shirai, Toshiyuki   Mgmt   For   For

Elect Director Komiya, Shoshin   Mgmt   For   For
Elect Director Ando, Takaharu   Mgmt   For   For
Elect Director Takeshima, Kazuhiko   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Shimamura Co. Ltd.

 

Meeting Date:    17-May-13    Country:    Japan    Security ID:    J72208101
Record Date:    20-Feb-13    Meeting Type:    Annual    Ticker:    8227

 

CUSIP: J72208101    ISIN: JP3358200008    SEDOL: 6804035

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 82   Mgmt   For   For
Elect Director Nonaka, Masato   Mgmt   For   Against

Elect Director Fukuma, Akihiko   Mgmt   For   Against
Elect Director Shimamura, Harunobu   Mgmt   For   For
Elect Director Nakamura, Takahisa   Mgmt   For   For
Elect Director Konno, Kazuo   Mgmt   For   For
Elect Director Sato, Masaaki   Mgmt   For   For
Elect Director Kurihara, Masaaki   Mgmt   For   For
Elect Director Yamada, Koji   Mgmt   For   For
Elect Director Kitajima, Tsuneyoshi   Mgmt   For   For
Elect Director Kondo, Hideyuki   Mgmt   For   For
Elect Director Suzuki, Makoto   Mgmt   For   For

Lawson, Inc.

 

Meeting Date:    21-May-13    Country:    Japan    Security ID:    J3871L103
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    2651

 

CUSIP: J3871L103    ISIN: JP3982100004    SEDOL: 6266914

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 100   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Kyoya, Yutaka   Mgmt   For   For
Appoint Statutory Auditor Seki, Atsuhiko   Mgmt   For   For

Aeon Mall Co., Ltd.

 

Meeting Date:    23-May-13    Country:    Japan    Security ID:    J10005106
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    8905

 

CUSIP: J10005106    ISIN: JP3131430005    SEDOL: 6534202

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Murakami, Noriyuki   Mgmt   For   Against
Elect Director Okazaki, Soichi   Mgmt   For   Against
Elect Director Iwamoto, Kaoru   Mgmt   For   For
Elect Director Chiba, Seiichi   Mgmt   For   For
Elect Director Iwamoto, Hiroshi   Mgmt   For   For
Elect Director Umeda, Yoshiharu   Mgmt   For   For
Elect Director Okada, Motoya   Mgmt   For   Against
Elect Director Tamai, Mitsugu   Mgmt   For   For
Elect Director Murai, Masato   Mgmt   For   For
Elect Director Mishima, Akio   Mgmt   For   For
Elect Director Nakamura, Akifumi   Mgmt   For   For
Elect Director Fujiwara, Yuzo   Mgmt   For   For
Appoint Statutory Auditor Hamasaki, Hiroyuki   Mgmt   For   Against
Appoint Statutory Auditor Hiramatsu, Yotoku   Mgmt   For   Against

FamilyMart Co. Ltd.

 

Meeting Date:    23-May-13    Country:    Japan    Security ID:    J13398102
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    8028

 

CUSIP: J13398102    ISIN: JP3802600001    SEDOL: 6331276

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Ueda, Junji   Mgmt   For   Against
Elect Director Miyamoto, Yoshiki   Mgmt   For   For
Elect Director Kato, Toshio   Mgmt   For   For
Elect Director Takada, Motoo   Mgmt   For   For
Elect Director Kosaka, Masaaki   Mgmt   For   For

Elect Director Wada, Akinori   Mgmt   For   For
Elect Director Komatsuzaki, Yukihiko   Mgmt   For   For
Elect Director Tamamaki, Hiroaki   Mgmt   For   For
Elect Director Takebayashi, Noboru   Mgmt   For   For
Elect Director Nakayama, Isamu   Mgmt   For   Against
Appoint Statutory Auditor Iwamura, Shuuji   Mgmt   For   For

Hisamitsu Pharmaceutical Co. Inc.

 

Meeting Date:    23-May-13    Country:    Japan    Security ID:    J20076121
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    4530

 

CUSIP: J20076121    ISIN: JP3784600003    SEDOL: 6428907

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 35   Mgmt   For   For
Amend Articles To Expand Board Eligibility - Increase Maximum Board Size   Mgmt   For   For
Elect Director Nakatomi, Hirotaka   Mgmt   For   Against
Elect Director Nakatomi, Kazuhide   Mgmt   For   For
Elect Director Akiyama, Tetsuo   Mgmt   For   For
Elect Director Noda, Takehiko   Mgmt   For   For

Elect Director Sugiyama, Kosuke   Mgmt   For   For
Elect Director Tsuruta, Toshiaki   Mgmt   For   For
Elect Director Higo, Naruhito   Mgmt   For   For
Elect Director Kabashima, Mitsumasa   Mgmt   For   For
Elect Director Takao, Shinichiro   Mgmt   For   For
Elect Director Saito, Kyu   Mgmt   For   For
Elect Director Sueyasu, Kensaku   Mgmt   For   For
Approve Retirement Bonus Payment for Directors   Mgmt   For   Against

J. Front Retailing Co. Ltd.

 

Meeting Date:    23-May-13    Country:    Japan    Security ID:    J28711109
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    3086

 

CUSIP: J28711109    ISIN: JP3386380004    SEDOL: B23TC12

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Samura, Shunichi   Mgmt   For   For
Elect Director Yamamoto, Ryoichi   Mgmt   For   For
Elect Director Okuda, Tsutomu   Mgmt   For   For
Elect Director Tsukada, Hiroto   Mgmt   For   For
Elect Director Hayashi, Toshiyasu   Mgmt   For   For
Elect Director Kobayashi, Yasuyuki   Mgmt   For   For
Elect Director Yoshimoto, Tatsuya   Mgmt   For   For
Elect Director Makiyama, Kozo   Mgmt   For   For
Elect Director Takayama, Tsuyoshi   Mgmt   For   For
Elect Director Sakie Tachibana Fukushima   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For

Seven & i Holdings Co Ltd

 

Meeting Date:    23-May-13    Country:    Japan    Security ID:    J7165H108
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    3382

 

CUSIP: J7165H108    ISIN: JP3422950000    SEDOL: B0FS5D6

 

Proposal   Proponent   Mgmt Rec   Vote Instru\ction
Approve Allocation of Income, with a Final Dividend of JPY 33   Mgmt   For   For
Elect Director Suzuki, Toshifumi   Mgmt   For   For
Elect Director Murata, Noritoshi   Mgmt   For   For
Elect Director Goto, Katsuhiro   Mgmt   For   For
Elect Director Kobayashi, Tsuyoshi   Mgmt   For   For
Elect Director Ito, Junro   Mgmt   For   For
Elect Director Takahashi, Kunio   Mgmt   For   For
Elect Director Shimizu, Akihiko   Mgmt   For   For

Elect Director Kamei, Atsushi   Mgmt   For   For
Elect Director Isaka, Ryuichi   Mgmt   For   For
Elect Director Anzai, Takashi   Mgmt   For   For
Elect Director Otaka, Zenko   Mgmt   For   For
Elect Director Matsumoto, Ryu   Mgmt   For   For
Elect Director Okubo, Tsuneo   Mgmt   For   For
Elect Director Shimizu, Noritaka   Mgmt   For   For
Elect Director Scott Trevor Davis   Mgmt   For   For
Elect Director Nonaka, Ikujiro   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   For

Toho Co. Ltd. (9602)

 

Meeting Date:    23-May-13    Country:    Japan    Security ID:    J84764117
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    9602

 

CUSIP: J84764117    ISIN: JP3598600009    SEDOL: 6895200

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Elect Director Shimatani, Yoshishige   Mgmt   For   For
Elect Director Chida, Satoshi   Mgmt   For   For
Elect Director Nakagawa, Takashi   Mgmt   For   For
Elect Director Takahashi, Masaharu   Mgmt   For   For
Elect Director Urai, Toshiyuki   Mgmt   For   For
Elect Director Sumi, Kazuo   Mgmt   For   For
Elect Director Shinsaka, Junichi   Mgmt   For   For
Elect Director Yamashita, Makoto   Mgmt   For   For
Elect Director Ichikawa, Minami   Mgmt   For   For
Elect Director Ikeda, Atsuo   Mgmt   For   For
Elect Director Ota, Keiji   Mgmt   For   For

ABC-Mart Inc.

 

Meeting Date:    29-May-13    Country:    Japan    Security ID:    J00056101
Record Date:    28-Feb-13    Meeting Type:    Annual    Ticker:    2670

 

CUSIP: J00056101    ISIN: JP3152740001    SEDOL: 6292102

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 28   Mgmt   For   For
Elect Director Noguchi, Minoru   Mgmt   For   Against
Elect Director Nakao, Toru   Mgmt   For   For
Elect Director Yoshida, Yukie   Mgmt   For   For
Elect Director Katsunuma, Kiyoshi   Mgmt   For   For

Elect Director Kojima, Jo   Mgmt   For   For
Elect Director Kikuchi, Takashi   Mgmt   For   For
Appoint Statutory Auditor Akimoto, Hideo   Mgmt   For   For
Appoint Statutory Auditor Hayashi, Yutaka   Mgmt   For   Against
Appoint Statutory Auditor Uehara, Keizo   Mgmt   For   Against

Keyence Corp.

 

Meeting Date:    13-Jun-13    Country:    Japan    Security ID:    J32491102
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    6861

 

CUSIP: J32491102    ISIN: JP3236200006    SEDOL: 6490995

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 45   Mgmt   For   Against
Elect Director Takizaki, Takemitsu   Mgmt   For   Against
Elect Director Yamamoto, Akinori   Mgmt   For   Against
Elect Director Kanzawa, Akira   Mgmt   For   For
Elect Director Kimura, Tsuyoshi   Mgmt   For   For
Elect Director Ueda, Yoshihiro   Mgmt   For   For

Elect Director Konishi, Masayuki   Mgmt   For   For
Elect Director Ideno, Tomohide   Mgmt   For   For
Elect Director Sasaki, Michio   Mgmt   For   For
Appoint Statutory Auditor Kitayama, Hiroaki   Mgmt   For   For
Appoint Alternate Statutory Auditor Kitamura, Tomiji   Mgmt   For   For

Toyota Boshoku Corp.

 

Meeting Date:    13-Jun-13    Country:    Japan    Security ID:    J91214106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    3116

 

CUSIP: J91214106    ISIN: JP3635400009    SEDOL: 6900591

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, With a Final Dividend of JPY 10   Mgmt   For   For

Elect Director Toyoda, Shuuhei   Mgmt   For   Against
Elect Director Koyama, Shuuichi   Mgmt   For   For
Elect Director Miyadera, Kazuhiko   Mgmt   For   For
Elect Director Taki, Takamichi   Mgmt   For   For
Elect Director Ueda, Hiroshi   Mgmt   For   For
Elect Director Noda, Kenichi   Mgmt   For   For
Elect Director Ito, Fumitaka   Mgmt   For   For
Elect Director Hori, Kohei   Mgmt   For   For
Elect Director Sugie, Yasuhiko   Mgmt   For   For
Elect Director Yamauchi, Tokuji   Mgmt   For   For
Elect Director Okudaira, Soichiro   Mgmt   For   For
Elect Director Miyaki, Masahiko   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For

Toyota Industries Corp.

 

Meeting Date:    13-Jun-13    Country:    Japan    Security ID:    J92628106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6201

 

CUSIP: J92628106    ISIN: JP3634600005    SEDOL: 6900546

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   For   For
Elect Director Yoshida, Kazunori   Mgmt   For   For
Elect Director Toyoda, Tetsuro   Mgmt   For   For
Elect Director Yamaguchi, Chiaki   Mgmt   For   For
Elect Director Sasaki, Kazue   Mgmt   For   For
Elect Director Morishita, Hirotaka   Mgmt   For   For
Elect Director Furukawa, Shinya   Mgmt   For   For
Elect Director Onishi, Akira   Mgmt   For   For

Elect Director Suzuki, Masaharu   Mgmt   For   For
Elect Director Kato, Masafumi   Mgmt   For   For
Elect Director Sasaki, Norio   Mgmt   For   For
Elect Director Ogawa, Toshifumi   Mgmt   For   For
Elect Director Onishi, Toshifumi   Mgmt   For   For
Elect Director Cho, Fujio   Mgmt   For   For
Elect Director Ogawa, Takaki   Mgmt   For   For
Elect Director Otsuka, Kan   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Hankyu Hanshin Holdings Inc.

 

Meeting Date:    14-Jun-13    Country:    Japan    Security ID:    J18439109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9042

 

CUSIP: J18439109    ISIN: JP3774200004    SEDOL: 6408664

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5   Mgmt   For   For
Elect Director Sumi, Kazuo   Mgmt   For   For
Elect Director Sakai, Shinya   Mgmt   For   For
Elect Director Inoe, Noriyuki   Mgmt   For   For
Elect Director Mori, Shosuke   Mgmt   For   For
Elect Director Matsuoka, Isao   Mgmt   For   For
Elect Director Sugioka, Shunichi   Mgmt   For   For
Elect Director Fujiwara, Takaoki   Mgmt   For   For
Elect Director Desaki, Hiroshi   Mgmt   For   For
Elect Director Minami, Nobuo   Mgmt   For   For
Elect Director Nozaki, Mitsuo   Mgmt   For   For
Elect Director Shin, Masao   Mgmt   For   For

Elect Director Wakabayashi, Tsuneo   Mgmt   For   For
Elect Director Namai, Ichiro   Mgmt   For   For
Elect Director Okafuji, Seisaku   Mgmt   For   For
Appoint Statutory Auditor Dohi, Takaharu   Mgmt   For   For
Appoint Statutory Auditor Ishibashi, Masayoshi   Mgmt   For   For

Toyota Motor Corp.

 

Meeting Date:    14-Jun-13    Country:    Japan    Security ID:    J92676113
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7203

 

CUSIP: J92676113    ISIN: JP3633400001    SEDOL: 6900643

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For

Elect Director Uchiyamada, Takeshi   Mgmt   For   For
Elect Director Toyoda, Akio   Mgmt   For   For
Elect Director Ozawa, Satoshi   Mgmt   For   For
Elect Director Kodaira, Nobuyori   Mgmt   For   For
Elect Director Kato, Mitsuhisa   Mgmt   For   For
Elect Director Maekawa, Masamoto   Mgmt   For   For
Elect Director Furuhashi, Mamoru   Mgmt   For   For
Elect Director Ihara, Yasumori   Mgmt   For   For
Elect Director Sudo, Seiichi   Mgmt   For   For
Elect Director Saga, Koei   Mgmt   For   For
Elect Director Ise, Kiyotaka   Mgmt   For   For
Elect Director Terashi, Shigeki   Mgmt   For   For
Elect Director Ishii, Yoshimasa   Mgmt   For   For
Elect Director Uno, Ikuo   Mgmt   For   For
Elect Director Kato, Haruhiko   Mgmt   For   For
Elect Director Mark T. Hogan   Mgmt   For   For
Amend Articles To Indemnify Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

THK Co. Ltd.

 

Meeting Date:    15-Jun-13    Country:    Japan    Security ID:    J83345108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6481

 

CUSIP: J83345108    ISIN: JP3539250005    SEDOL: 6869131

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 9   Mgmt   For   For
Amend Articles To Streamline Board Structure   Mgmt   For   For
Elect Director Teramachi, Akihiro   Mgmt   For   For
Elect Director Teramachi, Toshihiro   Mgmt   For   For

Elect Director Imano, Hiroshi   Mgmt   For   For
Elect Director Okubo, Takashi   Mgmt   For   For
Elect Director Hayashida, Tetsuya   Mgmt   For   For
Elect Director Kuwabara, Junichi   Mgmt   For   For
Elect Director Hoshino, Takanobu   Mgmt   For   For
Elect Director Maki, Nobuyuki   Mgmt   For   For
Elect Director Kiuchi, Hideyuki   Mgmt   For   For
Elect Director Sakai, Junichi   Mgmt   For   For
Elect Director Ishikawa, Hirokazu   Mgmt   For   For
Elect Director Shimomaki, Junji   Mgmt   For   For
Elect Director Hoshide, Kaoru   Mgmt   For   For
Elect Director Kambe, Akihiko   Mgmt   For   For
Elect Director Ito, Sakae   Mgmt   For   For
Elect Director Kainosho, Masaaki   Mgmt   For   For
Appoint Statutory Auditor Watanabe, Shizuo   Mgmt   For   For

Aisin Seiki Co. Ltd.

 

Meeting Date:    18-Jun-13    Country:    Japan    Security ID:    J00714105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7259

 

CUSIP: J00714105    ISIN: JP3102000001    SEDOL: 6010702

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 50   Mgmt   For   For
Elect Director Toyoda, Kanshiro   Mgmt   For   Against
Elect Director Fujimori, Fumio   Mgmt   For   Against
Elect Director Kobuki, Shinzo   Mgmt   For   For
Elect Director Nagura, Toshikazu   Mgmt   For   For
Elect Director Morita, Takashi   Mgmt   For   For

Elect Director Fujie, Naofumi   Mgmt   For   For
Elect Director Mitsuya, Makoto   Mgmt   For   For
Elect Director Ishikawa, Toshiyuki   Mgmt   For   For
Elect Director Kawata, Takeshi   Mgmt   For   For
Elect Director Kawamoto, Mutsumi   Mgmt   For   For
Elect Director Usami, Kazumi   Mgmt   For   For
Appoint Statutory Auditor Kobayashi, Ryo   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Japan Exchange Group Inc.

 

Meeting Date:    18-Jun-13    Country:    Japan    Security ID:    J2740B106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8697

 

CUSIP: J6254G104    ISIN: JP3183200009    SEDOL: 6743882

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Hayashi, Masakazu   Mgmt   For   For
Elect Director Saito, Atsushi   Mgmt   For   For
Elect Director Yoneda, Michio   Mgmt   For   For
Elect Director Kiyota, Akira   Mgmt   For   For
Elect Director Yamaji, hiromi   Mgmt   For   For
Elect Director Okuda, Tsutomu   Mgmt   For   For
Elect Director Kawamoto, Yuuko   Mgmt   For   For
Elect Director Kubori, Hideaki   Mgmt   For   For
Elect Director Nakatsukasa, Hiroyuki   Mgmt   For   For
Elect Director Hirose, Masayuki   Mgmt   For   For
Elect Director Honda, Katsuhiko   Mgmt   For   For
Elect Director Matsuo, Kunihiro   Mgmt   For   For
Elect Director Morimoto, Shigeru   Mgmt   For   For
Elect Director Charles Ditmars Lake II   Mgmt   For   For

NTT DoCoMo Inc.

 

Meeting Date:    18-Jun-13    Country:    Japan    Security ID:    J59399105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9437

 

CUSIP: J59399105    ISIN: JP3165650007    SEDOL: 6129277

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3000   Mgmt   For   For
Amend Articles To Change Company Name - Limit Rights of Odd-Lot Holders - Amend Business Lines   Mgmt   For   For
Elect Director Tokuhiro, Kiyoshi   Mgmt   For   For
Elect Director Murakami, Teruyasu   Mgmt   For   For
Elect Director Nakamura, Takashi   Mgmt   For   For
Appoint Statutory Auditor Ota, Kenji   Mgmt   For   For
Appoint Statutory Auditor Shiotsuka Naoto   Mgmt   For   Against

Sega Sammy Holdings Inc.

 

Meeting Date:    18-Jun-13    Country:    Japan    Security ID:    J7028D104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6460

 

CUSIP: J7028D104    ISIN: JP3419050004    SEDOL: B02RK08

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Satomi, Hajime   Mgmt   For   For
Elect Director Nakayama, Keishi   Mgmt   For   For
Elect Director Sugano, Akira   Mgmt   For   For
Elect Director Satomi, Haruki   Mgmt   For   For
Elect Director Tsurumi, Naoya   Mgmt   For   For

Elect Director Oguchi, Hisao   Mgmt   For   For
Elect Director Aoki, Shigeru   Mgmt   For   For
Elect Director Iwanaga, Yuuji   Mgmt   For   For
Elect Director Natsuno, Takeshi   Mgmt   For   For
Appoint Statutory Auditor Kazashi, Tomio   Mgmt   For   For
Appoint Statutory Auditor Hirakawa, Toshio   Mgmt   For   For
Appoint Statutory Auditor Miyazaki, Hisashi   Mgmt   For   For
Appoint Statutory Auditor Enomoto, Mineo   Mgmt   For   Against

Seven Bank Ltd

 

Meeting Date:    18-Jun-13    Country:    Japan    Security ID:    J7164A104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8410

 

CUSIP: J7164A104    ISIN: JP3105220002    SEDOL: B2NT8S1

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Anzai, Takashi   Mgmt   For   For
Elect Director Wakasugi, Masatoshi   Mgmt   For   For
Elect Director Futagoishi, Kensuke   Mgmt   For   For
Elect Director Funatake, Yasuaki   Mgmt   For   For
Elect Director Ishiguro, Kazuhiko   Mgmt   For   For
Elect Director Oizumi, Taku   Mgmt   For   For
Elect Director Ohashi, Yoji   Mgmt   For   For
Elect Director Miyazaki, Yuuko   Mgmt   For   For
Elect Director Ohashi, Shuuji   Mgmt   For   For
Elect Director Okina, Yuri   Mgmt   For   For
Elect Director Shimizu, Akihiko   Mgmt   For   For
Appoint Statutory Auditor Matsuo, Kunihiro   Mgmt   For   For
Appoint Statutory Auditor Ikeda, Toshiaki   Mgmt   For   For

Yaskawa Electric Corp.

 

Meeting Date:    18-Jun-13    Country:    Japan    Security ID:    J9690T102
Record Date:    20-Mar-13    Meeting Type:    Annual    Ticker:    6506

 

CUSIP: J9690T102    ISIN: JP3932000007    SEDOL: 6986041

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5   Mgmt   For   For
Elect Director Tsuda, Junji   Mgmt   For   For
Elect Director Usami, Noboru   Mgmt   For   For
Elect Director Sawa, Toshihiro   Mgmt   For   For
Elect Director Ogasawara, Hiroshi   Mgmt   For   For
Elect Director Murakami, Shuuji   Mgmt   For   For
Elect Director Nakayama, Yuuji   Mgmt   For   For

Elect Director Akita, Yoshiki   Mgmt   For   For
Appoint Alternate Statutory Auditor Tanaka, Yasuto   Mgmt   For   For

Astellas Pharma Inc.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J03393105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4503

 

CUSIP: J03393105    ISIN: JP3942400007    SEDOL: 6985383

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 65   Mgmt   For   For
Elect Director Nogimori, Masafumi   Mgmt   For   For
Elect Director Hatanaka, Yoshihiko   Mgmt   For   For
Elect Director Miyokawa, Yoshiro   Mgmt   For   For
Elect Director Oishi, Kanoko   Mgmt   For   For
Elect Director Aikawa, Naoki   Mgmt   For   For
Elect Director Kase, Yutaka   Mgmt   For   For
Elect Director Yasuda, Hironobu   Mgmt   For   For
Appoint Statutory Auditor Otani, Go   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   Against

Bank of Yokohama Ltd.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J04242103
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8332

 

CUSIP: J04242103    ISIN: JP3955400001    SEDOL: 6986449

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Terazawa, Tatsumaro   Mgmt   For   For
Elect Director Okubo, Chiyuki   Mgmt   For   For
Elect Director Takano, Kengo   Mgmt   For   For
Elect Director Mochizuki, Atsushi   Mgmt   For   For
Elect Director Koshida, Susumu   Mgmt   For   For
Elect Director Oya, Yasuyoshi   Mgmt   For   For
Elect Director Kawamura, Kenichi   Mgmt   For   For

Elect Director Shibuya, Yasuhiro   Mgmt   For   For
Elect Director Sakamoto, Harumi   Mgmt   For   For
Elect Director Morio, Minoru   Mgmt   For   For
Appoint Statutory Auditor Ayuse, Michio   Mgmt   For   For

Denso Corp.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J12075107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6902

 

CUSIP: J12075107    ISIN: JP3551500006    SEDOL: 6640381

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 37   Mgmt   For   For
Elect Director Kato, Nobuaki   Mgmt   For   Against

Elect Director Tokuda, Hiromi   Mgmt   For   For
Elect Director Kobayashi, Koji   Mgmt   For   For
Elect Director Sugi, Hikaru   Mgmt   For   For
Elect Director Miyaki, Masahiko   Mgmt   For   For
Elect Director Hironaka, Kazuo   Mgmt   For   For
Elect Director Shirasaki, Shinji   Mgmt   For   For
Elect Director Shikamura, Akio   Mgmt   For   For
Elect Director Maruyama, Haruya   Mgmt   For   For
Elect Director Tajima, Akio   Mgmt   For   For
Elect Director Adachi, Michio   Mgmt   For   For
Elect Director Wakabayashi, Hiroyuki   Mgmt   For   For
Elect Director Iwata, Satoshi   Mgmt   For   For
Elect Director Toyoda, Shoichiro   Mgmt   For   For
Appoint Statutory Auditor Iwase, Masato   Mgmt   For   For
Appoint Statutory Auditor Saito, Tsutomu   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For

Hitachi Chemical Co. Ltd.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J20160107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4217

 

CUSIP: J20160107    ISIN: JP3785000005    SEDOL: 6429126

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kawamura, Takashi   Mgmt   For   Against
Elect Director Osawa, Yoshio   Mgmt   For   For
Elect Director Oto, Takemoto   Mgmt   For   For
Elect Director Mochida, Nobuo   Mgmt   For   Against
Elect Director Takeda, Keiichi   Mgmt   For   For
Elect Director Tanaka, Kazuyuki   Mgmt   For   For
Elect Director Matsuda, Chieko   Mgmt   For   Against
Elect Director Nomura, Yoshihiro   Mgmt   For   For

Honda Motor Co. Ltd.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J22302111
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7267

 

CUSIP: J22302111    ISIN: JP3854600008    SEDOL: 6435145

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 19   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Ike, Fumihiko   Mgmt   For   For
Elect Director Ito, Takanobu   Mgmt   For   For

Elect Director Iwamura, Tetsuo   Mgmt   For   For
Elect Director Yamamoto, Takashi   Mgmt   For   For
Elect Director Yamamoto, Yoshiharu   Mgmt   For   For
Elect Director Yoshida, Masahiro   Mgmt   For   For
Elect Director Hogen, Kensaku   Mgmt   For   For
Elect Director Kuroyanagi, Nobuo   Mgmt   For   For
Elect Director Fukui, Takeo   Mgmt   For   For
Elect Director Shiga, Yuuji   Mgmt   For   For
Elect Director Takeuchi, Kohei   Mgmt   For   For
Elect Director Aoyama, Shinji   Mgmt   For   For
Elect Director Kaihara, Noriya   Mgmt   For   For
Appoint Statutory Auditor Endo, Kunio   Mgmt   For   For

Japan AirLines Co. Ltd.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J25979121
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9201

 

CUSIP: N/A    ISIN: JP3705200008    SEDOL: B8BRV46

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 190   Mgmt   For   For
Amend Articles To Enable the Company to Pay Dividends to Holders of Non-voting Common Shares   Mgmt   For   For
Elect Director Onishi, Masaru   Mgmt   For   For
Elect Director Ueki, Yoshiharu   Mgmt   For   For
Elect Director Kamikawa, Hirohide   Mgmt   For   For
Elect Director Sato, Nobuhiro   Mgmt   For   For
Elect Director Okawa, Junko   Mgmt   For   For
Elect Director Kainaka, Tatsuo   Mgmt   For   For
Elect Director Iwata, Kimie   Mgmt   For   For

KDDI Corporation

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J31843105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9433

 

CUSIP: J31843105    ISIN: JP3496400007    SEDOL: 6248990

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 95   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Onodera, Tadashi   Mgmt   For   For
Elect Director Tanaka, Takashi   Mgmt   For   For
Elect Director Morozumi, Hirofumi   Mgmt   For   For

Elect Director Takahashi, Makoto   Mgmt   For   For
Elect Director Shimatani, Yoshiharu   Mgmt   For   For
Elect Director Ishikawa, Yuuzo   Mgmt   For   For
Elect Director Inoe, Masahiro   Mgmt   For   For
Elect Director Yuasa, Hideo   Mgmt   For   For
Elect Director Hukuzaki, Tsutomu   Mgmt   For   For
Elect Director Tajima, Hidehiko   Mgmt   For   For
Elect Director Kuba, Tetsuo   Mgmt   For   For
Elect Director Kodaira, Nobuyori   Mgmt   For   For

Komatsu Ltd.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J35759125
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6301

 

CUSIP: J35759125    ISIN: JP3304200003    SEDOL: 6496584

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 24   Mgmt   For   For
Elect Director Noji, Kunio   Mgmt   For   For
Elect Director Ohashi, Tetsuji   Mgmt   For   For
Elect Director Fujitsuka, Mikio   Mgmt   For   For
Elect Director Takamura, Fujitoshi   Mgmt   For   For
Elect Director Hotta, Kensuke   Mgmt   For   For
Elect Director Kano, Noriaki   Mgmt   For   For
Elect Director Ikeda, Koichi   Mgmt   For   For
Elect Director Shinozuka, Hisashi   Mgmt   For   For
Elect Director Kuromoto, Kazunori   Mgmt   For   For
Elect Director Mori, Masanao   Mgmt   For   For
Appoint Statutory Auditor Matsuo, Kunihiro   Mgmt   For   Against

Appoint Statutory Auditor Yamada, Koji   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   For

Konica Minolta Inc.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J36060119
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4902

 

CUSIP: J36060119    ISIN: JP3300600008    SEDOL: 6496700

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ota, Yoshikatsu   Mgmt   For   For
Elect Director Matsuzaki, Masatoshi   Mgmt   For   For
Elect Director Ito, Nobuhiko   Mgmt   For   For
Elect Director Kondo, Shoji   Mgmt   For   For

Elect Director Yoshikawa, Hirokazu   Mgmt   For   For
Elect Director Enomoto, Takashi   Mgmt   For   For
Elect Director Matsumoto, Yasuo   Mgmt   For   For
Elect Director Kitani, Akio   Mgmt   For   For
Elect Director Yamana, Shoei   Mgmt   For   For
Elect Director Sugiyama, Takashi   Mgmt   For   For
Elect Director Ando, Yoshiaki   Mgmt   For   For

NTT Data Corp.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J59386102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9613

 

CUSIP: J59386102    ISIN: JP3165700000    SEDOL: 6125639

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3000   Mgmt   For   For
Amend Articles To Limit Rights of Odd-Lot Holders   Mgmt   For   For
Elect Director Iwamoto, Toshio   Mgmt   For   Against
Elect Director Yamada, Eiji   Mgmt   For   For
Elect Director Hagino, Yoshinori   Mgmt   For   For
Elect Director Kurishima, Satoshi   Mgmt   For   For
Elect Director Shiina, Masanori   Mgmt   For   For
Elect Director Sagae, Hironobu   Mgmt   For   For
Elect Director Ueki, Eiji   Mgmt   For   For
Elect Director Yamashita, Toru   Mgmt   For   For
Elect Director Takaya, Yoichiro   Mgmt   For   For

Shinsei Bank Ltd.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J7385L103
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8303

 

CUSIP: J7385L103    ISIN: JP3729000004    SEDOL: 6730936

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Toma, Shigeki   Mgmt   For   For
Elect Director Nakamura, Yukio   Mgmt   For   For
Elect Director J. Christopher Flowers   Mgmt   For   For
Elect Director Ernest M. Higa   Mgmt   For   For
Elect Director Kani, Shigeru   Mgmt   For   For
Elect Director Makihara, Jun   Mgmt   For   For

Toyoda Gosei Co. Ltd.

 

Meeting Date:    19-Jun-13    Country:    Japan    Security ID:    J91128108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7282

 

CUSIP: J91128108    ISIN: JP3634200004    SEDOL: 6900557

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 26   Mgmt   For   For
Elect Director Wakayama, Hajime   Mgmt   For   Against
Elect Director Arashima, Tadashi   Mgmt   For   Against
Elect Director Shimizu, Nobuyuki   Mgmt   For   For
Elect Director Fujiwara, Nobuo   Mgmt   For   For
Elect Director Ichikawa, Masayoshi   Mgmt   For   For

Elect Director Otake, Kazumi   Mgmt   For   For
Elect Director Kobayashi, Daisuke   Mgmt   For   For
Appoint Statutory Auditor Oguri, Toru   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For
Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System   Mgmt   For   Against
Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors   Mgmt   For   For

Hitachi High-Technologies Corp.

 

Meeting Date:    20-Jun-13    Country:    Japan    Security ID:    J20416103
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8036

 

CUSIP: J20416103    ISIN: JP3678800008    SEDOL: 6642804

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mori, Kazuhiro   Mgmt   For   Against
Elect Director Hisada, Masao   Mgmt   For   For
Elect Director Mizuno, Katsumi   Mgmt   For   For
Elect Director Hayakawa, Hideyo   Mgmt   For   For
Elect Director Toda, Hiromichi   Mgmt   For   For
Elect Director Nakamura, Toyoaki   Mgmt   For   Against

Itochu Techno-Solutions Corp.

 

Meeting Date:    20-Jun-13    Country:    Japan    Security ID:    J25022104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4739

 

CUSIP: J25022104    ISIN: JP3143900003    SEDOL: 6200194

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 55   Mgmt   For   For
Elect Director Kikuchi, Satoshi   Mgmt   For   For
Elect Director Warashina, Yoshinori   Mgmt   For   For
Elect Director Ikeda, Shuuji   Mgmt   For   For
Elect Director Sakuraba, Shinichiro   Mgmt   For   For
Elect Director Matsuzawa, Masaaki   Mgmt   For   For
Elect Director Takatori, Shigemitsu   Mgmt   For   For
Elect Director Kato, Mitsuaki   Mgmt   For   For
Elect Director Susaki, Takahiro   Mgmt   For   For
Elect Director Shirota, Katsuyuki   Mgmt   For   For
Elect Director Matsumoto, Takatoshi   Mgmt   For   For
Elect Director Nakamori, Makiko   Mgmt   For   For
Elect Director Noda, Shunsuke   Mgmt   For   For
Appoint Statutory Auditor Ishimaru, Shintaro   Mgmt   For   Against

JFE Holdings, Inc.

 

Meeting Date:    20-Jun-13    Country:    Japan    Security ID:    J2817M100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5411

 

CUSIP: J2817M100    ISIN: JP3386030005    SEDOL: 6543792

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Elect Director Bada, Hajime   Mgmt   For   For
Elect Director Hayashida, Eiji   Mgmt   For   For
Elect Director Okada, Shinichi   Mgmt   For   For

Elect Director Kishimoto, Sumiyuki   Mgmt   For   For
Elect Director Ashida, Akimitsu   Mgmt   For   For
Elect Director Maeda, Masafumi   Mgmt   For   For
Appoint Statutory Auditor kurokawa, Yasushi   Mgmt   For   For
Appoint Alternate Statutory Auditor Saiki, Isao   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Omron Corp.

 

Meeting Date:    20-Jun-13    Country:    Japan    Security ID:    J61374120
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6645

 

CUSIP: J61374120    ISIN: JP3197800000    SEDOL: 6659428

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 23   Mgmt   For   For
Elect Director Tateishi, Fumio   Mgmt   For   For
Elect Director Yamada, Yoshihito   Mgmt   For   For
Elect Director Morishita, Yoshinobu   Mgmt   For   For
Elect Director Sakumiya, Akio   Mgmt   For   For
Elect Director Suzuki, Yoshinori   Mgmt   For   For

Elect Director Toyama, Kazuhiko   Mgmt   For   For
Elect Director Kobayashi, Eizo   Mgmt   For   For
Appoint Statutory Auditor Tsuda, Masayuki   Mgmt   For   For
Appoint Statutory Auditor Matsumoto, Yoshihumi   Mgmt   For   For
Appoint Alternate Statutory Auditor Watanabe, Toru   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Sony Corporation

 

Meeting Date:    20-Jun-13    Country:    Japan    Security ID:    J76379106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6758

 

CUSIP: J76379106    ISIN: JP3435000009    SEDOL: 6821506

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Hirai, Kazuo   Mgmt   For   For
Elect Director Kato, Masaru   Mgmt   For   For
Elect Director Peter Bonfield   Mgmt   For   For
Elect Director Yasuda, Ryuuji   Mgmt   For   For
Elect Director Uchinaga, Yukako   Mgmt   For   Against
Elect Director Yahagi, Mitsuaki   Mgmt   For   For
Elect Director Anraku, Kanemitsu   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Nagayama, Osamu   Mgmt   For   For
Elect Director Nimura, Takaaki   Mgmt   For   For
Elect Director Harada, Eiko   Mgmt   For   For
Elect Director Ito, Joichi   Mgmt   For   For
Elect Director Tim Schaaff   Mgmt   For   For
Approve Stock Option Plan   Mgmt   For   For

Sumitomo Chemical Co. Ltd.

 

Meeting Date:    20-Jun-13    Country:    Japan    Security ID:    J77153120
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4005

 

CUSIP: J77153120    ISIN: JP3401400001    SEDOL: 6858560

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Yonekura, Hiromasa   Mgmt   For   For
Elect Director Ishitobi, Osamu   Mgmt   For   For
Elect Director Tokura, Masakazu   Mgmt   For   For
Elect Director Takao, Yoshimasa   Mgmt   For   For
Elect Director Deguchi, Toshihisa   Mgmt   For   For
Elect Director Ono, Tomohisa   Mgmt   For   For
Elect Director Okamoto, Yoshihiko   Mgmt   For   For
Elect Director Nishimoto, Rei   Mgmt   For   For
Elect Director Ito, Kunio   Mgmt   For   For
Appoint Statutory Auditor Aso, Mitsuhiro   Mgmt   For   For

Yahoo Japan Corporation

 

Meeting Date:    20-Jun-13    Country:    Japan    Security ID:    J95402103
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4689

 

CUSIP: J95402103    ISIN: JP3933800009    SEDOL: 6084848

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Amend Business Lines - Reflect Stock Exchange Mandate to Consolidate Trading Units   Mgmt   For   For
Elect Director Miyasaka, Manabu   Mgmt   For   Against
Elect Director Son, Masayoshi   Mgmt   For   Against
Elect Director Miyauchi, Ken   Mgmt   For   For

Elect Director Imai, Yasuyuki   Mgmt   For   For
Elect Director Kenneth Goldman   Mgmt   For   For
Appoint Statutory Auditor Sano, Mitsuo   Mgmt   For   Against
Appoint Statutory Auditor Uemura, Kyoko   Mgmt   For   For

AEON Financial Service Co., Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J0021H107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8570

 

CUSIP: J0021H107    ISIN: JP3131400008    SEDOL: 6037734

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Haraguchi, Tsunekazu   Mgmt   For   Against
Elect Director Kamitani, Kazuhide   Mgmt   For   Against
Elect Director Kiyonaga, Takashi   Mgmt   For   For

Elect Director Wakabayashi, Hideki   Mgmt   For   For
Elect Director Watanabe, Hiroyuki   Mgmt   For   For
Elect Director Yuge, Yutaka   Mgmt   For   For
Elect Director Mizuno, Masao   Mgmt   For   For
Elect Director Moriyama, Takamitsu   Mgmt   For   For
Appoint Statutory Auditor Hiramatsu, Yotoku   Mgmt   For   Against
Appoint Statutory Auditor Yamaura, Koshi   Mgmt   For   Against
Appoint Statutory Auditor Hamada, Kazumasa   Mgmt   For   Against

Asics Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J03234150
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7936

 

CUSIP: J03234150    ISIN: JP3118000003    SEDOL: 6057378

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 12   Mgmt   For   For
Elect Director Oyama, Motoi   Mgmt   For   For
Elect Director Sano, Toshiyuki   Mgmt   For   For
Elect Director Matsuo, Kazuhito   Mgmt   For   For
Elect Director Hashimoto, Kosuke   Mgmt   For   For
Elect Director Hijikata, Masao   Mgmt   For   For
Elect Director Kato, Katsumi   Mgmt   For   For
Elect Director Kato, Isao   Mgmt   For   For
Elect Director Kajiwara, Kenji   Mgmt   For   For
Elect Director Tanaka, Katsuro   Mgmt   For   For
Elect Director Miyakawa, Keiji   Mgmt   For   For
Appoint Statutory Auditor Inaba, Mitsuhiko   Mgmt   For   For
Approve Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   For

Central Japan Railway Co.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J05523105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9022

 

CUSIP: J05523105    ISIN: JP3566800003    SEDOL: 6183552

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 55   Mgmt   For   For

Daiichi Sankyo Co. Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J11257102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4568

 

CUSIP: J11257102    ISIN: JP3475350009    SEDOL: B0J7D91

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   For   For
Elect Director Shoda, Takashi   Mgmt   For   For
Elect Director Nakayama, Joji   Mgmt   For   For
Elect Director Ogita, Takeshi   Mgmt   For   For
Elect Director Hirokawa, Kazunori   Mgmt   For   For
Elect Director Sato, Yuuki   Mgmt   For   For
Elect Director Hirabayashi, Hiroshi   Mgmt   For   For
Elect Director Ishihara, Kunio   Mgmt   For   For
Elect Director Kanazawa, Ichiro   Mgmt   For   For
Elect Director Sugiyama, Seiji   Mgmt   For   For
Elect Director Sakai, Manabu   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Dainippon Sumitomo Pharmaceutical Co. Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J10542116
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4506

 

CUSIP: J10542116    ISIN: JP3495000006    SEDOL: 6250865

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, With a Final Dividend of JPY 9   Mgmt   For   For
Amend Articles To Indemnify Directors   Mgmt   For   For
Elect Director Tada, Masayo   Mgmt   For   Against
Elect Director Noguchi, Hiroshi   Mgmt   For   For

Elect Director Hara, Makoto   Mgmt   For   For
Elect Director Okada, Yoshihiro   Mgmt   For   For
Elect Director Ishidahara, Masaru   Mgmt   For   For
Elect Director Oida, Tetsuya   Mgmt   For   For
Elect Director Nomura, Hiroshi   Mgmt   For   For
Elect Director Sato, Hidehiko   Mgmt   For   For
Appoint Statutory Auditor Furutani, Yasuji   Mgmt   For   For
Appoint Statutory Auditor Atomi, Yutaka   Mgmt   For   For
Appoint Statutory Auditor Nishikawa, Kazuto   Mgmt   For   For

Denki Kagaku Kogyo Co. Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J12936134
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4061

 

CUSIP: J12936134    ISIN: JP3549600009    SEDOL: 6309820

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5   Mgmt   For   For
Elect Director Yoshitaka, Shinsuke   Mgmt   For   For
Elect Director Watanabe, Hitoshi   Mgmt   For   For
Elect Director Maeda, Tetsuro   Mgmt   For   For
Elect Director Ayabe, Mitsukuni   Mgmt   For   For
Elect Director Sugiyama, Shinji   Mgmt   For   For
Elect Director Udagawa, Hideyuki   Mgmt   For   For
Elect Director Yamamoto, Manabu   Mgmt   For   For
Elect Director Tanaka, Kozo   Mgmt   For   For
Elect Director Hashimoto, Tadashi   Mgmt   For   For
Appoint Alternate Statutory Auditor Ichiki, Gotaro   Mgmt   For   For

East Japan Railway Co.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J1257M109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9020

 

CUSIP: J1257M109    ISIN: JP3783600004    SEDOL: 6298542

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For
Elect Director Nakai, Masahiko   Mgmt   For   For
Appoint Statutory Auditor Yamaguchi, Toshiaki   Mgmt   For   Against
Appoint Statutory Auditor Nitta, Mutsuo   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For
Amend Articles to Allow Shareholder Meeting Resolutions on Drafting and Implementation of Business Plans Related to Tohoku Earthquake Reconstruction   SH   Against   Against

Create, Fund Committee on Drafting Business Plans Related to Earthquake Reconstruction   SH   Against   Against
Amend Articles to Allow Proposals on Compliance Matters at Shareholder Meetings   SH   Against   Against
Mandate Creation of Committee on Compliance   SH   Against   Against
Amend Articles to Require Disclosure of Top Five Individual Director Compensation Levels   SH   Against   For
Amend Articles to Require At Least Three Outsiders on Board of Directors   SH   Against   For
Remove Chairman Satoshi Seino from the Board of Directors   SH   Against   Against
Remove Vice Chairman Masaki Ogata from the Board of Directors   SH   Against   Against
Remove Executive Director Yuuji Fukasawa from the Board of Directors   SH   Against   Against
Remove Executive Director Yasuo Hayashi from the Board of Directors   SH   Against   Against
Remove Executive Director Yuuji Morimoto from the Board of Directors   SH   Against   Against
Reduce Director and Statutory Auditor Compensation by 20 Percent   SH   Against   Against

Approve Alternate Income Allocation to Establish Reserves for Disaster Recovery Fund for the Tohoku Earthquake and for Consolidation of Local Rail Lines   SH   Against   Against

Eisai Co. Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J12852117
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4523

 

CUSIP: J12852117    ISIN: JP3160400002    SEDOL: 6307200

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Allow Sales of Supplementary Shares to Odd-Lot Holders   Mgmt   For   For
Elect Director Naito, Haruo   Mgmt   For   For
Elect Director Fujiyoshi, Akira   Mgmt   For   For

Elect Director Izumi, Tokuji   Mgmt   For   For
Elect Director Masuda, Koichi   Mgmt   For   For
Elect Director Ota, Kiyochika   Mgmt   For   For
Elect Director Aoi, Michikazu   Mgmt   For   For
Elect Director Matsui, Hideaki   Mgmt   For   For
Elect Director Deguchi, Nobuo   Mgmt   For   For
Elect Director Graham Fry   Mgmt   For   For
Elect Director Suzuki, Osamu   Mgmt   For   For
Elect Director Patricia Robinson   Mgmt   For   For

Fuji Heavy Industries Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J14406136
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7270

 

CUSIP: J14406136    ISIN: JP3814800003    SEDOL: 6356406

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 10   Mgmt   For   For
Elect Director Yoshinaga, Yasuyuki   Mgmt   For   For
Elect Director Kondo, Jun   Mgmt   For   For
Elect Director Mabuchi, Akira   Mgmt   For   For
Elect Director Muto, Naoto   Mgmt   For   For
Elect Director Ikeda, Tomohiko   Mgmt   For   For
Elect Director Takahashi, Mitsuru   Mgmt   For   For
Elect Director Tachimori, Takeshi   Mgmt   For   For
Elect Director Arima, Toshio   Mgmt   For   For
Appoint Statutory Auditor Kimura, Masakazu   Mgmt   For   For
Appoint Statutory Auditor Saito, Norio   Mgmt   For   For
Appoint Alternate Statutory Auditor Tamazawa, Kenji   Mgmt   For   For

Hachijuni Bank Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J17976101
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8359

 

CUSIP: J17976101    ISIN: JP3769000005    SEDOL: 6400626

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 6.5   Mgmt   For   For
Amend Articles To Indemnify Directors   Mgmt   For   For
Elect Director Magaribuchi, Fumiaki   Mgmt   For   For
Elect Director Komatsu, Tetsuo   Mgmt   For   For
Elect Director Takehana, Kenichi   Mgmt   For   For
Elect Director Yumoto, Shoichi   Mgmt   For   For
Elect Director Ota, Hideyuki   Mgmt   For   For

Elect Director Koike, Teruyuki   Mgmt   For   For
Elect Director Kusama, Saburo   Mgmt   For   For

Hino Motors Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    433406105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7205

 

CUSIP: 433406105    ISIN: JP3792600003    SEDOL: 6428305

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 15   Mgmt   For   For
Elect Director Ichikawa, Masakazu   Mgmt   For   For
Elect Director Ichihashi, Yasuhiko   Mgmt   For   Against
Elect Director Okazaki, Seiei   Mgmt   For   For

Elect Director Wagu, Kenji   Mgmt   For   For
Elect Director Ojima, Koichi   Mgmt   For   For
Elect Director Suzuki, Kenji   Mgmt   For   For
Elect Director Maeda, Yoshihide   Mgmt   For   For
Elect Director Kokaji, Hiroshi   Mgmt   For   For
Elect Director Endo, Shin   Mgmt   For   For
Elect Director Kajikawa, Hiroshi   Mgmt   For   For
Elect Director Mita, Susumu   Mgmt   For   For
Elect Director Yoshikawa, Akihiko   Mgmt   For   For
Elect Director Suzuki, Toshiya   Mgmt   For   For
Appoint Statutory Auditor Yamamoto, Akimasa   Mgmt   For   For
Appoint Statutory Auditor Hagiwara, Toshitaka   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Hitachi Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J20454112
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6501

 

CUSIP: J20454112    ISIN: JP3788600009    SEDOL: 6429104

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kawamura, Takashi   Mgmt   For   For
Elect Director Ota, Yoshie   Mgmt   For   For
Elect Director Katsumata, Nobuo   Mgmt   For   For
Elect Director Cynthia Carroll   Mgmt   For   For
Elect Director Sakakibara, Sadayuki   Mgmt   For   For
Elect Director George Buckley   Mgmt   For   For
Elect Director Mochizuki, Harufumi   Mgmt   For   For
Elect Director Motobayashi, Toru   Mgmt   For   Against
Elect Director Philip Yeo   Mgmt   For   For

Elect Director Kikawa, Michijiro   Mgmt   For   For
Elect Director Stephen Gomersall   Mgmt   For   For
Elect Director Nakanishi, Hiroaki   Mgmt   For   For
Elect Director Hatchoji, Takashi   Mgmt   For   For
Elect Director Miyoshi, Takashi   Mgmt   For   For

Hoya Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J22848105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7741

 

CUSIP: J22848105    ISIN: JP3837800006    SEDOL: 6441506

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mogi, Yuuzaburo   Mgmt   For   For

Elect Director Kodama, Yukiharu   Mgmt   For   For
Elect Director Koeda, Itaru   Mgmt   For   For
Elect Director Aso, Yutaka   Mgmt   For   For
Elect Director Uchinaga, Yukako   Mgmt   For   For
Elect Director Urano, Mitudo   Mgmt   For   For
Elect Director Suzuki, Hiroshi   Mgmt   For   For
Amend Articles to Require Disclosure of Individual Director and Executive Officer Compensation   SH   Against   For
Amend Articles to Raise Limit on Shareholder Proposal Text to 1000 Characters   SH   Against   Against
Amend Articles to Prohibit Deeming Non-Votes as Votes FOR Management Proposals, AGAINST Shareholder Proposals   SH   Against   For
Amend Articles to Require Non-Executive Directors to Meet Without Executive Director Presence At Least Once a Year   SH   Against   Against
Amend Articles to Require a Non-Executive Board Chairman   SH   Against   Against
Amend Articles to Establish a Contact Point with the Audit Committee for Internal and External Whistle-Blowers   SH   Against   Against

Amend Articles to Empower Board to Hire Legal Counsel Independently from Management   SH   Against   Against
Amend Articles to Require Budget Allocations For Board Committees to Spend at Their Discretion   SH   Against   Against
Appoint Shareholder Director Nominee Takayama, Seijiro   SH   Against   Against

Ibiden Co. Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J23059116
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4062

 

CUSIP: J23059116    ISIN: JP3148800000    SEDOL: 6456102

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Amend Business Lines   Mgmt   For   For

Elect Director Iwata, Yoshifumi   Mgmt   For   For
Elect Director Takenaka, Hiroki   Mgmt   For   For
Elect Director Kodaka, Hironobu   Mgmt   For   For
Elect Director Kurita, Shigeyasu   Mgmt   For   For
Elect Director Sakashita, Keiichi   Mgmt   For   For
Elect Director Kuwayama,Yoichi   Mgmt   For   For
Elect Director Sagisaka, Katsumi   Mgmt   For   For
Elect Director Iwata, Yoshiyuki   Mgmt   For   For
Elect Director Nishida, Tsuyoshi   Mgmt   For   For
Elect Director Aoki, Takeshi   Mgmt   For   For
Elect Director Ono, Kazushige   Mgmt   For   For
Elect Director Toyoda, Yoshitoshi   Mgmt   For   For
Elect Director Saito, Shozo   Mgmt   For   For
Appoint Statutory Auditor Mabuchi, Katsumi   Mgmt   For   For

Itochu Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J2501P104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8001

 

CUSIP: J2501P104    ISIN: JP3143600009    SEDOL: 6467803

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Elect Director Kobayashi, Eizo   Mgmt   For   For
Elect Director Okafuji, Masahiro   Mgmt   For   For
Elect Director Kobayashi, Yoichi   Mgmt   For   For
Elect Director Seki, Tadayuki   Mgmt   For   For
Elect Director Aoki, Yoshihisa   Mgmt   For   For
Elect Director Takayanagi, Koji   Mgmt   For   For
Elect Director Matsushima, Toru   Mgmt   For   For

Elect Director Fukuda, Yuuji   Mgmt   For   For
Elect Director Nakamura, Ichiro   Mgmt   For   For
Elect Director Yoshida, Tomofumi   Mgmt   For   For
Elect Director Okamoto, Hitoshi   Mgmt   For   For
Elect Director Shiomi, Takao   Mgmt   For   For
Elect Director Fujisaki, Ichiro   Mgmt   For   For
Elect Director Kawakita, Chikara   Mgmt   For   For
Appoint Statutory Auditor Majima, Shingo   Mgmt   For   For
Appoint Alternate Statutory Auditor Miki, Hideo   Mgmt   For   For

Japan Tobacco Inc

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J27869106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    2914

 

CUSIP: J27869106    ISIN: JP3726800000    SEDOL: 6474535

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 38   Mgmt   For   Against
Elect Director Terabatake, Masamichi   Mgmt   For   For
Appoint Statutory Auditor Kojima, Tomotaka   Mgmt   For   For
Approve Alternate Income Allocation, with a Final Dividend of JPY 120   SH   Against   For
Authorize Share Repurchase of Up To 100 Million Shares in the Coming Year   SH   Against   For
Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares   SH   Against   For
Cancel the Company’s Treasury Shares   SH   Against   For

JSR Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J2856K106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4185

 

CUSIP: J2856K106    ISIN: JP3385980002    SEDOL: 6470986

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 17   Mgmt   For   For
Elect Director Koshiba, Mitsunobu   Mgmt   For   For
Elect Director Sato, Hozumi   Mgmt   For   For
Elect Director Yoshida, Yoshinori   Mgmt   For   For
Elect Director Hirano, Hayato   Mgmt   For   For
Elect Director Goto, Takuya   Mgmt   For   For

Elect Director Kariya, Michio   Mgmt   For   For
Elect Director Yagi, Kazunori   Mgmt   For   For
Appoint Statutory Auditor Uekusa, Hiroichi   Mgmt   For   For
Appoint Statutory Auditor Kawasaki, Yasumi   Mgmt   For   Against
Appoint Alternate Statutory Auditor Doi, Makoto   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Amend Stock Option Plan Approved at 2007 AGM   Mgmt   For   Against

Kintetsu Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J33136128
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9041

 

CUSIP: J33136128    ISIN: JP3260800002    SEDOL: 6492968

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5   Mgmt   For   For
Elect Director Yamaguchi, Masanori   Mgmt   For   For
Elect Director Kobayashi, Tetsuya   Mgmt   For   For
Elect Director Wadabayashi, Michiyoshi   Mgmt   For   For
Elect Director Akasaka, Hidenori   Mgmt   For   For
Elect Director Ueda, Kazuyasu   Mgmt   For   For
Elect Director Miwa, Takashi   Mgmt   For   For
Elect Director Tabuchi, Hirohisa   Mgmt   For   For
Elect Director Futamura, Takashi   Mgmt   For   For
Elect Director Ogura, Toshihide   Mgmt   For   For
Elect Director Yasumoto, Yoshihiro   Mgmt   For   For
Elect Director Morishima, Kazuhiro   Mgmt   For   For
Elect Director Maeda, Hajimu   Mgmt   For   For
Elect Director Okamoto, Kunie   Mgmt   For   For

Elect Director Obata, Naotaka   Mgmt   For   For
Elect Director Araki, Mikio   Mgmt   For   For
Elect Director Yoshida,Yoshinori   Mgmt   For   For
Elect Director Nishimura, Takashi   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Kubota Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J36662138
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6326

 

CUSIP: J36662138    ISIN: JP3266400005    SEDOL: 6497509

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Indemnify Directors and Statutory Auditors   Mgmt   For   For
Elect Director Masumoto, Yasuo   Mgmt   For   For

Elect Director Tomita, Tetsuji   Mgmt   For   For
Elect Director Sakamoto, Satoru   Mgmt   For   For
Elect Director Kimata, Masatoshi   Mgmt   For   For
Elect Director Kubo, Toshihiro   Mgmt   For   For
Elect Director Kimura, Shigeru   Mgmt   For   For
Elect Director Mizuno, Yuzuru   Mgmt   For   For
Elect Director Sato, Junichi   Mgmt   For   For
Appoint Statutory Auditor Kawachi, Masaharu   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Kuraray Co. Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J37006137
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    3405

 

CUSIP: J37006137    ISIN: JP3269600007    SEDOL: 6497662

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 18   Mgmt   For   For
Elect Director Ito, Fumio   Mgmt   For   For
Elect Director Yamashita, Setsuo   Mgmt   For   For
Elect Director Murakami, Keiji   Mgmt   For   For
Elect Director Tenkumo, Kazuhiro   Mgmt   For   For
Elect Director Kawarasaki, Yuuichi   Mgmt   For   For
Elect Director Yukiyoshi, Kunio   Mgmt   For   For
Elect Director Fujii, Nobuo   Mgmt   For   For
Elect Director Matsuyama, Sadaaki   Mgmt   For   For
Elect Director Shioya, Takafusa   Mgmt   For   For
Elect Director Hamaguchi, Tomokazu   Mgmt   For   For
Appoint Statutory Auditor Fujimoto, Mie   Mgmt   For   For

LIXIL Group Corporation

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J2855M103
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5938

 

CUSIP: J2855M103    ISIN: JP3626800001    SEDOL: 6900212

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ushioda, Yoichiro   Mgmt   For   For
Elect Director Fujimori, Yoshiaki   Mgmt   For   For
Elect Director Tsutsui, Takashi   Mgmt   For   For
Elect Director Kanamori, Yoshizumi   Mgmt   For   For
Elect Director Kikuchi, Yoshinobu   Mgmt   For   For
Elect Director Ina, Keiichiro   Mgmt   For   For
Elect Director Sudo, Fumio   Mgmt   For   For

Elect Director Sato, Hidehiko   Mgmt   For   For
Elect Director Kawaguchi, Tsutomu   Mgmt   For   For
Elect Director Koda, Main   Mgmt   For   For

Marubeni Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J39788138
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8002

 

CUSIP: J39788138    ISIN: JP3877600001    SEDOL: 6569464

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Asada, Teruo   Mgmt   For   For
Elect Director Kokubu, Fumiya   Mgmt   For   For
Elect Director Yamazoe, Shigeru   Mgmt   For   For
Elect Director Akiyoshi, Mitsuru   Mgmt   For   For
Elect Director Nomura, Yutaka   Mgmt   For   For
Elect Director Okada, Daisuke   Mgmt   For   For
Elect Director Kuwayama, Shoji   Mgmt   For   For

Elect Director Tanaka, Kazuaki   Mgmt   For   For
Elect Director Matsumura, Yukihiko   Mgmt   For   For
Elect Director Kakinoki, Masumi   Mgmt   For   For
Elect Director Kitabata, Takao   Mgmt   For   For
Elect Director Kuroda, Yukiko   Mgmt   For   For
Appoint Statutory Auditor Enoki, Masahiro   Mgmt   For   For
Appoint Statutory Auditor Suetsuna, Takashi   Mgmt   For   For
Appoint Statutory Auditor Nezu, Yoshizumi   Mgmt   For   Against

Mitsubishi Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J43830116
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8058

 

CUSIP: J43830116    ISIN: JP3898400001    SEDOL: 6596785

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Kobayashi, Ken   Mgmt   For   For
Elect Director Nabeshima, Hideyuki   Mgmt   For   For
Elect Director Nakahara, Hideto   Mgmt   For   For
Elect Director Yanai, Jun   Mgmt   For   For
Elect Director Kinukawa, Jun   Mgmt   For   For
Elect Director Miyauchi, Takahisa   Mgmt   For   For
Elect Director Nagai, Yasuo   Mgmt   For   For
Elect Director Uchino, Shuuma   Mgmt   For   For
Elect Director Ito, Kunio   Mgmt   For   For
Elect Director Tsukuda, Kazuo   Mgmt   For   For

Elect Director Kato, Ryozo   Mgmt   For   For
Elect Director Konno, Hidehiro   Mgmt   For   For
Elect Director Sakie Tachibana Fukushima   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Mitsubishi Tanabe Pharma Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J4448H104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4508

 

CUSIP: J4448H104    ISIN: JP3469000008    SEDOL: 6870984

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Elect Director Tsuchiya, Michihiro   Mgmt   For   Against
Elect Director Kaga, Kuniaki   Mgmt   For   For

Elect Director Yanagisawa, Kenichi   Mgmt   For   For
Elect Director Kosakai, Kenkichi   Mgmt   For   For
Elect Director Mitsuka, Masayuki   Mgmt   For   For
Elect Director Kobayashi, Takashi   Mgmt   For   For
Elect Director Hattori, Shigehiko   Mgmt   For   For
Elect Director Sato, Shigetaka   Mgmt   For   For
Appoint Statutory Auditor Hamaoka, Junji   Mgmt   For   For
Appoint Alternate Statutory Auditor Tomita, Hidetaka   Mgmt   For   Against

Mitsui & Co.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J44690139
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8031

 

CUSIP: J44690139    ISIN: JP3893600001    SEDOL: 6597302

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 21   Mgmt   For   For
Elect Director Utsuda, Shoei   Mgmt   For   For
Elect Director Iijima, Masami   Mgmt   For   For
Elect Director Tanaka, Seiichi   Mgmt   For   For
Elect Director Kawashima, Fuminobu   Mgmt   For   For
Elect Director Saiga, Daisuke   Mgmt   For   For
Elect Director Okada, Joji   Mgmt   For   For
Elect Director Kinoshita, Masayuki   Mgmt   For   For
Elect Director Anbe, Shintaro   Mgmt   For   For
Elect Director Tanaka, Koichi   Mgmt   For   For
Elect Director Matsubara, Nobuko   Mgmt   For   For
Elect Director Nonaka, Ikujiro   Mgmt   For   For

Elect Director Hirabayashi, Hiroshi   Mgmt   For   For
Elect Director Muto, Toshiro   Mgmt   For   For
Appoint Statutory Auditor Watanabe, Hiroyasu   Mgmt   For   For

Mitsui O.S.K. Lines Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J45013109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9104

 

CUSIP: J45013109    ISIN: JP3362700001    SEDOL: 6597584

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Accounting Transfers   Mgmt   For   For
Elect Director Ashida, Akimitsu   Mgmt   For   For
Elect Director Muto, Koichi   Mgmt   For   For
Elect Director Watanabe, Tsuneo   Mgmt   For   For

Elect Director Sato, Kazuhiro   Mgmt   For   For
Elect Director Ikeda, Junichiro   Mgmt   For   For
Elect Director Tanabe, Masahiro   Mgmt   For   For
Elect Director Komura, Takeshi   Mgmt   For   For
Elect Director Sakakibara, Sadayuki   Mgmt   For   For
Elect Director Matsushima, Masayuki   Mgmt   For   For
Appoint Statutory Auditor Ota, Takehiko   Mgmt   For   For
Appoint Alternate Statutory Auditor Fujiyoshi, Masaomi   Mgmt   For   For
Approve Stock Option Plan   Mgmt   For   For

Nitto Denko Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J58472119
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6988

 

CUSIP: J58472119    ISIN: JP3684000007    SEDOL: 6641801

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 50   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Elect Director Nagira, Yukio   Mgmt   For   For
Elect Director Aizawa, Kaoru   Mgmt   For   For
Elect Director Takasaki, Hideo   Mgmt   For   For
Elect Director Sakuma, Yoichiro   Mgmt   For   For
Elect Director Omote, Toshihiko   Mgmt   For   For
Elect Director Takeuchi, Toru   Mgmt   For   For
Elect Director Furuse, Yoichiro   Mgmt   For   For
Elect Director Mizukoshi, Koshi   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   For

Nomura Research Institute Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J5900F106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4307

 

CUSIP: J5900F106    ISIN: JP3762800005    SEDOL: 6390921

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Fujinuma, Akihisa   Mgmt   For   For
Elect Director Shimamoto, Tadashi   Mgmt   For   For
Elect Director Muroi, Masahiro   Mgmt   For   For
Elect Director Ishibashi, Keiichi   Mgmt   For   For
Elect Director Sawada, Mitsuru   Mgmt   For   For
Elect Director Tanikawa, Shiro   Mgmt   For   For
Elect Director Minami, Nobuya   Mgmt   For   For

Elect Director Sawada, Takashi   Mgmt   For   For
Elect Director Maruyama, Akira   Mgmt   For   For
Appoint Statutory Auditor Nonaka, Hisatsugu   Mgmt   For   For

Resona Holdings, Inc.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J6448E106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8308

 

CUSIP: J6448E106    ISIN: JP3500610005    SEDOL: 6421553

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting Agenda   Mgmt    
Amend Articles To Reduce Authorized Capital and Amend Provisions on Preferred Shares   Mgmt   For   For
Approve Accounting Transfers   Mgmt   For   For

Amend Articles To Amend Provisions on Preferred Shares and Transfer Authority to Preside at Shareholder Meetings from Chairman to President   Mgmt   For   For
Elect Director Higashi, Kazuhiro   Mgmt   For   For
Elect Director Hara, Toshiki   Mgmt   For   For
Elect Director Kan, Tetsuya   Mgmt   For   For
Elect Director Isono, Kaoru   Mgmt   For   For
Elect Director Okuda, Tsutomu   Mgmt   For   For
Elect Director Nagai, Shuusai   Mgmt   For   For
Elect Director Osono, Emi   Mgmt   For   For
Elect Director Arima, Toshio   Mgmt   For   For
Elect Director Sanuki, Yoko   Mgmt   For   For
Elect Director Urano, Mitsudo   Mgmt   For   For
Class Meeting Agenda for Common Shareholders   Mgmt    
Amend Articles To Reduce Authorized Capital and Amend Provisions on Preferred Shares   Mgmt   For   For

Ricoh Co. Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J64683105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7752

 

CUSIP: J64683105    ISIN: JP3973400009    SEDOL: 6738220

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 16.5   Mgmt   For   For
Elect Director Kanemaru, Kenichi   Mgmt   For   For
Appoint Statutory Auditor Minakawa, Kunihito   Mgmt   For   For
Appoint Statutory Auditor Yabuki, Kimitoshi   Mgmt   For   For
Appoint Alternate Statutory Auditor Horie, Kiyohisa   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Shizuoka Bank Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J74444100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8355

 

CUSIP: J74444100    ISIN: JP3351200005    SEDOL: 6805328

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, With a Final Dividend of JPY 8   Mgmt   For   For
Elect Director Ito, Seiya   Mgmt   For   For
Elect Director Nakanishi, Katsunori   Mgmt   For   For
Elect Director Goto, Masahiro   Mgmt   For   For
Elect Director Yamamoto, Toshihiko   Mgmt   For   For
Elect Director Nakamura, Akihiro   Mgmt   For   For
Elect Director Hitosugi, Itsuro   Mgmt   For   For

Elect Director Saito, Hiroki   Mgmt   For   For
Elect Director Nagasawa, Yoshihiro   Mgmt   For   For
Elect Director Fushimi, Yukihiro   Mgmt   For   For
Elect Director Fujisawa, Kumi   Mgmt   For   For
Appoint Alternate Statutory Auditor Mitsui, Yoshinori   Mgmt   For   For

SoftBank Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J75963108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9984

 

CUSIP: J75963108    ISIN: JP3436100006    SEDOL: 6770620

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For

Amend Articles To Change Company Name - Amend Business Lines   Mgmt   For   For
Elect Director Son, Masayoshi   Mgmt   For   For
Elect Director Miyauchi, Ken   Mgmt   For   For
Elect Director Kasai, Kazuhiko   Mgmt   For   For
Elect Director Ronald Fisher   Mgmt   For   For
Elect Director Yun Ma   Mgmt   For   For
Elect Director Miyasaka, Manabu   Mgmt   For   For
Elect Director Yanai, Tadashi   Mgmt   For   For
Elect Director Mark Schwartz   Mgmt   For   For
Appoint Statutory Auditor Sano, Mitsuo   Mgmt   For   For
Appoint Statutory Auditor Uno, Soichiro   Mgmt   For   For
Appoint Statutory Auditor Shibayama, Koichi   Mgmt   For   Against
Appoint Statutory Auditor Kubokawa, Hidekazu   Mgmt   For   For

Sumitomo Corp.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J77282119
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8053

 

CUSIP: J77282119    ISIN: JP3404600003    SEDOL: 6858946

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 21   Mgmt   For   For
Amend Articles To Indemnify Directors   Mgmt   For   For
Elect Director Nakamura, Kuniharu   Mgmt   For   For
Elect Director Sasaki, Shinichi   Mgmt   For   For
Elect Director Kawahara, Takuro   Mgmt   For   For
Elect Director Togashi, Kazuhisa   Mgmt   For   For
Elect Director Abe, Yasuyuki   Mgmt   For   For
Elect Director Furihata, Toru   Mgmt   For   For
Elect Director Kanegae, Michihiko   Mgmt   For   For

Elect Director Omori, Kazuo   Mgmt   For   For
Elect Director Hidaka, Naoki   Mgmt   For   For
Elect Director Inohara, Hiroyuki   Mgmt   For   For
Elect Director Harada, Akio   Mgmt   For   For
Elect Director Matsunaga, Kazuo   Mgmt   For   For
Appoint Statutory Auditor Moriyama, Takahiro   Mgmt   For   For
Appoint Statutory Auditor Nitta, Mutsuo   Mgmt   For   Against
Appoint Statutory Auditor Kasama, Haruo   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Stock Option Plan, Deep Discount Stock Option Plan and Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For
Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors   Mgmt   For   For

Sysmex Corp

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J7864H102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6869

 

CUSIP: J7864H102    ISIN: JP3351100007    SEDOL: 6883807

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 23   Mgmt   For   For
Elect Director Ietsugu, Hisashi   Mgmt   For   For
Elect Director Hayashi, Masayoshi   Mgmt   For   For
Elect Director Nakajima, Yukio   Mgmt   For   For
Elect Director Tamura, Koji   Mgmt   For   For
Elect Director Obe, Kazuya   Mgmt   For   For
Elect Director Watanabe, Mitsuru   Mgmt   For   For
Elect Director Nishiura, Susumu   Mgmt   For   For

Teijin Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J82270117
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    3401

 

CUSIP: J82270117    ISIN: JP3544000007    SEDOL: 6880507

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Oyagi, Shigeo   Mgmt   For   For
Elect Director Kamei, Norio   Mgmt   For   For
Elect Director Nishikawa, Osamu   Mgmt   For   For
Elect Director Takahashi, Takashi   Mgmt   For   For
Elect Director Fukuda, Yoshio   Mgmt   For   For
Elect Director Suzuki, Jun   Mgmt   For   For
Elect Director Sawabe, Hajime   Mgmt   For   For
Elect Director Iimura, Yutaka   Mgmt   For   For

Elect Director Seki, Nobuo   Mgmt   For   For
Elect Director Seno, Kenichiro   Mgmt   For   For
Appoint Statutory Auditor Hayashi, Noriko   Mgmt   For   For

Tokyo Electron Ltd.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J86957115
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8035

 

CUSIP: J86957115    ISIN: JP3571400005    SEDOL: 6895675

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Authorize Internet Disclosure of Shareholder Meeting Materials   Mgmt   For   For
Amend Articles to Increase Maximum Number of Statutory Auditors   Mgmt   For   For
Elect Director Higashi, Tetsuro   Mgmt   For   For
Elect Director Tsuneishi, Tetsuo   Mgmt   For   For
Elect Director Kitayama, Hirofumi   Mgmt   For   For
Elect Director Sato, Kiyoshi   Mgmt   For   For

Elect Director Washino, Kenji   Mgmt   For   For
Elect Director Ito, Hikaru   Mgmt   For   For
Elect Director Matsuoka, Takaaki   Mgmt   For   For
Elect Director Harada, Yoshiteru   Mgmt   For   For
Elect Director Hori, Tetsuro   Mgmt   For   For
Elect Director Inoe, Hiroshi   Mgmt   For   For
Elect Director Sakane, Masahiro   Mgmt   For   For
Appoint Statutory Auditor Akaishi, Mikio   Mgmt   For   For
Appoint Statutory Auditor Yamamoto, Takatoshi   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

West Japan Railway Co.

 

Meeting Date:    21-Jun-13    Country:    Japan    Security ID:    J95094108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9021

 

CUSIP: J95094108    ISIN: JP3659000008    SEDOL: 6957995

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 55   Mgmt   For   For
Elect Director Miyahara, Hideo   Mgmt   For   For
Elect Director Yoshie, Norihiko   Mgmt   For   For

Benesse Holdings Inc

 

Meeting Date:    22-Jun-13    Country:    Japan    Security ID:    J0429N102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9783

 

CUSIP: J0429N102    ISIN: JP3835620000    SEDOL: 6121927

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Fukutake, Soichiro   Mgmt   For   For
Elect Director Fukushima, Tamotsu   Mgmt   For   For
Elect Director Fukuhara, Kenichi   Mgmt   For   For
Elect Director Kobayashi, Hitoshi   Mgmt   For   For
Elect Director Aketa, Eiji   Mgmt   For   For
Elect Director Mark Harris   Mgmt   For   For
Elect Director Adachi, Tamotsu   Mgmt   For   For
Elect Director Mitani, Hiroyuki   Mgmt   For   For
Elect Director Harada, Eiko   Mgmt   For   For
Elect Director Iwase, Daisuke   Mgmt   For   For

DeNA Co Ltd

 

Meeting Date:    22-Jun-13    Country:    Japan    Security ID:    J1257N107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    2432

 

CUSIP: J1257N107    ISIN: JP3548610009    SEDOL: B05L364

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 50   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Haruta, Makoto   Mgmt   For   For
Elect Director Moriyasu, Isao   Mgmt   For   For
Elect Director Kawasaki, Shuuhei   Mgmt   For   For
Elect Director Kobayashi, Kenji   Mgmt   For   For

Elect Director Namba, Tomoko   Mgmt   For   For
Elect Director Hatoyama, Rehito   Mgmt   For   For
Approve Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   Against

Dai-ichi Life Insurance Co., Ltd.

 

Meeting Date:    24-Jun-13    Country:    Japan    Security ID:    J09748104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8750

 

CUSIP: N/A    ISIN: JP3476480003    SEDOL: B601QS4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 1600   Mgmt   For   For
Amend Articles To Reflect Stock Exchange Mandate to Consolidate Trading Units   Mgmt   For   For

Dai-ichi Life Insurance Co., Ltd.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Deep Discount Stock Option Plan Approved at 2011 AGM   Mgmt   For   Against
Elect Director Kanai, Hiroshi   Mgmt   For   For
Elect Director Horio, Norimitsu   Mgmt   For   For
Elect Director Kawashima, Takashi   Mgmt   For   For

Fujitsu Ltd.

 

Meeting Date:    24-Jun-13    Country:    Japan    Security ID:    J15708159
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6702

 

CUSIP: J15708159    ISIN: JP3818000006    SEDOL: 6356945

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mazuka, Michiyoshi   Mgmt   For   For
Elect Director Yamamoto, Masami   Mgmt   For   For
Elect Director Fujita, Masami   Mgmt   For   For
Elect Director Saso, Hideyuki   Mgmt   For   For
Elect Director Kato, Kazuhiko   Mgmt   For   For
Elect Director Ito, Haruo   Mgmt   For   For
Elect Director Okimoto, Takashi   Mgmt   For   For
Elect Director Yachi, Shotaro   Mgmt   For   For
Elect Director Uejima, Hirokazu   Mgmt   For   For
Elect Director Urakawa, Chikafumi   Mgmt   For   For
Elect Director Furukawa, Tatsuzumi   Mgmt   For   For
Elect Director Suda, Miyako   Mgmt   For   For
Appoint Statutory Auditor Hatsukawa, Koji   Mgmt   For   For

Hitachi Construction Machinery Co. Ltd.

 

Meeting Date:    24-Jun-13    Country:    Japan    Security ID:    J20244109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6305

 

CUSIP: J20244109    ISIN: JP3787000003    SEDOL: 6429405

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kikawa, Michijiro   Mgmt   For   Against
Elect Director Tanigaki, Masahide   Mgmt   For   Against
Elect Director Mitamura, Hideto   Mgmt   For   For
Elect Director Miyoshi, Takashi   Mgmt   For   Against
Elect Director Arima, Yukio   Mgmt   For   For
Elect Director Okada, Osamu   Mgmt   For   For
Elect Director Tabei, Mitsuhiro   Mgmt   For   For

Elect Director Tsujimoto, Yuuichi   Mgmt   For   Against
Elect Director Tokushige, Hiroshi   Mgmt   For   For
Elect Director Mizutani, Tsutomu   Mgmt   For   For

Isetan Mitsukoshi Holdings Ltd

 

Meeting Date:    24-Jun-13    Country:    Japan    Security ID:    J25038100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    3099

 

CUSIP: J25038100    ISIN: JP3894900004    SEDOL: B2Q4CL4

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 10   Mgmt   For   For
Elect Director Ishizuka, Kunio   Mgmt   For   For
Elect Director Onishi, Hiroshi   Mgmt   For   For
Elect Director Nakagome, Toshihiko   Mgmt   For   For

Isetan Mitsukoshi Holdings Ltd

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Akamatsu, Ken   Mgmt   For   For
Elect Director Sugie, Toshihiko   Mgmt   For   For
Elect Director Takeda, Hidenori   Mgmt   For   For
Elect Director Kuroyanagi, Nobuo   Mgmt   For   For
Elect Director Utsuda, Shoei   Mgmt   For   For
Elect Director Ida, Yoshinori   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Namco Bandai Holdings Inc

 

Meeting Date:    24-Jun-13    Country:    Japan    Security ID:    J48454102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7832

 

CUSIP: J48454102    ISIN: JP3778630008    SEDOL: B0JDQD4

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 33   Mgmt   For   For
Elect Director Ishikawa, Shukuo   Mgmt   For   For
Elect Director Ueno, Kazunori   Mgmt   For   For
Elect Director Otsu, Shuuji   Mgmt   For   For
Elect Director Asako, Yuuji   Mgmt   For   For
Elect Director Oshita, Satoshi   Mgmt   For   For
Elect Director Tachibana, Masahiro   Mgmt   For   For
Elect Director Tazaki, Manabu   Mgmt   For   For
Elect Director Sayama, Nobuo   Mgmt   For   For
Elect Director Tabuchi, Tomohisa   Mgmt   For   For

NEC Corp.

 

Meeting Date:    24-Jun-13    Country:    Japan    Security ID:    J48818124
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6701

 

CUSIP: J48818124    ISIN: JP3733000008    SEDOL: 6640400

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Yano, Kaoru   Mgmt   For   For
Elect Director Endo, Nobuhiro   Mgmt   For   For
Elect Director Niino, Takashi   Mgmt   For   For
Elect Director Yasui, Junji   Mgmt   For   For
Elect Director Kawashima, Isamu   Mgmt   For   For
Elect Director Shimizu, Takaaki   Mgmt   For   For
Elect Director Kunibe, Takeshi   Mgmt   For   For

Elect Director Ogita, Hitoshi   Mgmt   For   For
Elect Director Sasaki, Kaori   Mgmt   For   For
Elect Director Oka, Motoyuki   Mgmt   For   For
Elect Director Noji, Kunio   Mgmt   For   For
Appoint Statutory Auditor Okada, Fujio   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

NKSJ Holdings, Inc.

 

Meeting Date:    24-Jun-13    Country:    Japan    Security ID:    J58699109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8630

 

CUSIP: J7620T101    ISIN: JP3165000005    SEDOL: B62G7K6

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For

NKSJ Holdings, Inc.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Futamiya, Masaya   Mgmt   For   For
Elect Director Sakurada, Kengo   Mgmt   For   For
Elect Director Tsuji, Shinji   Mgmt   For   For
Elect Director Takata, Toshiyuki   Mgmt   For   For
Elect Director Yamaguchi, Yuuichi   Mgmt   For   For
Elect Director Nishizawa, Keiji   Mgmt   For   For
Elect Director Ehara, Shigeru   Mgmt   For   For
Elect Director Takemoto, Shoichiro   Mgmt   For   For
Elect Director Kumanomido, Atsushi   Mgmt   For   For
Elect Director Kawabata, Yoshiharu   Mgmt   For   For
Elect Director George C. Olcott   Mgmt   For   For

Elect Director Nohara, Sawako   Mgmt   For   For
Appoint Statutory Auditor Tubaki, Chikami   Mgmt   For   For
Appoint Statutory Auditor Kasama, Haruo   Mgmt   For   For

Sumitomo Metal Mining Co. Ltd.

 

Meeting Date:    24-Jun-13    Country:    Japan    Security ID:    J77712123
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5713

 

CUSIP: J77712123    ISIN: JP3402600005    SEDOL: 6858849

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Elect Director Kemori, Nobumasa   Mgmt   For   For
Elect Director Nakazato, Yoshiaki   Mgmt   For   For
Elect Director Kawaguchi, Yukio   Mgmt   For   For
Elect Director Kubota, Takeshi   Mgmt   For   For

Sumitomo Metal Mining Co. Ltd.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Tsuchida, Naoyuki   Mgmt   For   For
Elect Director Ogata, Mikinobu   Mgmt   For   For
Elect Director Sato, Hajime   Mgmt   For   For
Elect Director Ushijima, Tsutomu   Mgmt   For   For
Appoint Alternate Statutory Auditor Taimatsu, Hitoshi   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Tokio Marine Holdings, Inc.

 

Meeting Date:    24-Jun-13    Country:    Japan    Security ID:    J86298106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8766

 

CUSIP: J86298106    ISIN: JP3910660004    SEDOL: 6513126

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 27.5   Mgmt   For   For
Elect Director Sumi, Shuuzo   Mgmt   For   For
Elect Director Tamai, Takaaki   Mgmt   For   For
Elect Director Nagano, Tsuyoshi   Mgmt   For   For
Elect Director Oba, Masashi   Mgmt   For   For
Elect Director Fujita, Hirokazu   Mgmt   For   For
Elect Director Ito, Kunio   Mgmt   For   For
Elect Director Mimura, Akio   Mgmt   For   For
Elect Director Kitazawa, Toshifumi   Mgmt   For   For
Elect Director Sasaki, Mikio   Mgmt   For   For
Elect Director Ito, Takashi   Mgmt   For   For

Acom Co., Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J00105106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8572

 

CUSIP: J00105106    ISIN: JP3108600002    SEDOL: 6049784

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kinoshita, Shigeyoshi   Mgmt   For   Against
Elect Director Kajiura, Toshiaki   Mgmt   For   For
Elect Director Tomimatsu, Satoru   Mgmt   For   For
Elect Director Tachiki, Kiyoshi   Mgmt   For   For
Elect Director Taki, Tatsuo   Mgmt   For   For
Elect Director Fukumoto, Kazuo   Mgmt   For   For
Elect Director Osada, Tadachiyo   Mgmt   For   For

Alfresa Holdings Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J0109X107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    2784

 

CUSIP: J0109X107    ISIN: JP3126340003    SEDOL: 6687214

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Fukujin, Kunio   Mgmt   For   For
Elect Director Ishiguro, Denroku   Mgmt   For   For
Elect Director Takita, Yasuo   Mgmt   For   For
Elect Director Kanome, Hiroyuki   Mgmt   For   For
Elect Director Takahashi, Hidetomi   Mgmt   For   For
Elect Director Hasebe, Shozo   Mgmt   For   For
Elect Director Shinohara, Tsuneo   Mgmt   For   For

Alfresa Holdings Corp.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kubo, Taizo   Mgmt   For   For
Elect Director Miyake, Shunichi   Mgmt   For   For
Elect Director Nishikawa, Mitsuru   Mgmt   For   For
Elect Director Shimada, Haruo   Mgmt   For   For
Elect Director Kimura, Kazuko   Mgmt   For   For
Appoint Statutory Auditor Kamigaki, Seisui   Mgmt   For   For

Brother Industries Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    114813108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6448

 

CUSIP: 114813108    ISIN: JP3830000000    SEDOL: 6146500

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Koike, Toshikazu   Mgmt   For   For
Elect Director Ishikawa, Shigeki   Mgmt   For   For
Elect Director Hasegawa, Tomoyuki   Mgmt   For   For
Elect Director Hirano, Yukihisa   Mgmt   For   For
Elect Director Nishijo, Atsushi   Mgmt   For   For
Elect Director Hattori, Shigehiko   Mgmt   For   For
Elect Director Fukaya, Koichi   Mgmt   For   For
Appoint Statutory Auditor Narita, Masato   Mgmt   For   For
Appoint Statutory Auditor Takatsugi, Masaki   Mgmt   For   For

Electric Power Development Co. (J-Power)

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J12915104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9513

 

CUSIP: J12915104    ISIN: JP3551200003    SEDOL: B02Q328

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 35   Mgmt   For   For
Elect Director Maeda, Yasuo   Mgmt   For   For
Elect Director Kitamura, Masayoshi   Mgmt   For   For
Elect Director Sakanashi, Yoshihiko   Mgmt   For   For
Elect Director Hino, Minoru   Mgmt   For   For
Elect Director Watanabe, Toshifumi   Mgmt   For   For

Elect Director Mizunuma, Seigo   Mgmt   For   For
Elect Director Takemata, Kuniharu   Mgmt   For   For
Elect Director Nagashima, Junji   Mgmt   For   For
Elect Director Murayama, Hitoshi   Mgmt   For   For
Elect Director Uchiyama, Masato   Mgmt   For   For
Elect Director Fukuda, Naori   Mgmt   For   For
Elect Director Kajitani, Go   Mgmt   For   For
Appoint Statutory Auditor Samata, Akira   Mgmt   For   For

Gunma Bank Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J17766106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8334

 

CUSIP: J17766106    ISIN: JP3276400003    SEDOL: 6398088

Gunma Bank Ltd.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 6.5   Mgmt   For   For
Elect Director Yomo, Hiroshi   Mgmt   For   For
Elect Director Saito, Kazuo   Mgmt   For   For
Elect Director Kibe, Kazuo   Mgmt   For   For
Elect Director Igarashi, Tomisaburo   Mgmt   For   For
Elect Director Takai, Kenichi   Mgmt   For   For
Elect Director Murota, Masayuki   Mgmt   For   For
Elect Director Tsunoda, Hisao   Mgmt   For   For
Elect Director Kimura, Takaya   Mgmt   For   For
Elect Director Ninomiya, Shigeaki   Mgmt   For   For

Elect Director Tsukui, Isamu   Mgmt   For   For
Elect Director Kurihara, Hiroshi   Mgmt   For   For
Elect Director Horie, Nobuyuki   Mgmt   For   For
Elect Director Fukai, Akihiko   Mgmt   For   For

Hitachi Metals Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J20538112
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5486

 

CUSIP: J20538112    ISIN: JP3786200000    SEDOL: 6429201

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Yoshioka, Hiromi   Mgmt   For   For
Elect Director Mochida, Nobuo   Mgmt   For   Against

Hitachi Metals Ltd.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Fujii, Hiroyuki   Mgmt   For   Against
Elect Director Takahashi, Hideaki   Mgmt   For   For
Elect Director Noguchi, Yasutoshi   Mgmt   For   Against
Elect Director Machida, Hisashi   Mgmt   For   Against
Elect Director Nishino, Toshikazu   Mgmt   For   Against
Elect Director Shima, Nobuhiko   Mgmt   For   For

Inpex Corporation

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J2467E101
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    1605

 

CUSIP: J2467E101    ISIN: JP3294460005    SEDOL: B10RB15

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3500   Mgmt   For   For
Amend Articles To Indemnify Outside Directors and Outside Statutory Auditors with Contracts - Reflect Stock Exchange Mandate to Consolidate Trading Units   Mgmt   For   For
Elect Director Kuroda, Naoki   Mgmt   For   For
Elect Director Sugioka, Masatoshi   Mgmt   For   For
Elect Director Kitamura, Toshiaki   Mgmt   For   For
Elect Director Yui, Seiji   Mgmt   For   For
Elect Director Sano, Masaharu   Mgmt   For   For
Elect Director Sugaya, Shunichiro   Mgmt   For   For
Elect Director Murayama, Masahiro   Mgmt   For   For
Elect Director Ito, Seiya   Mgmt   For   For
Elect Director Tanaka, Wataru   Mgmt   For   For

Inpex Corporation

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ikeda, Takahiko   Mgmt   For   For
Elect Director Kurasawa, Yoshikazu   Mgmt   For   For
Elect Director Wakasugi, Kazuo   Mgmt   For   For
Elect Director Kagawa, Yoshiyuki   Mgmt   For   For
Elect Director Kato, Seiji   Mgmt   For   For
Elect Director Tonoike, Rentaro   Mgmt   For   For
Elect Director Okada, Yasuhiko   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For
Approve Adjustment to Aggregate Compensation .Ceilings for Directors and Statutory Auditors   Mgmt   For   For

Japan Petroleum Exploration Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J2740Q103
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    1662

 

CUSIP: J2740Q103    ISIN: JP3421100003    SEDOL: 6711696

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Elect Director Tanahashi, Yuuji   Mgmt   For   For
Elect Director Watanabe, Osamu   Mgmt   For   For
Elect Director Sato, Hiroshi   Mgmt   For   For
Elect Director Ishii, Shoichi   Mgmt   For   For
Elect Director Saito, Mitsuru   Mgmt   For   For
Elect Director Matsumoto, Junichi   Mgmt   For   For
Elect Director Ogura, Nobuyuki   Mgmt   For   For
Elect Director Yamatoya, Hitoshi   Mgmt   For   For

Japan Petroleum Exploration Ltd.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nakayama, Kazuo   Mgmt   For   For
Elect Director Ogino, Kiyoshi   Mgmt   For   For
Elect Director Fukasawa, Hikaru   Mgmt   For   For
Elect Director Higai, Yosuke   Mgmt   For   For
Elect Director Mitsuya, Shigeru   Mgmt   For   For
Elect Director Kawakami, Kazuo   Mgmt   For   For
Appoint Statutory Auditor Moritani, Nobuaki   Mgmt   For   For
Appoint Statutory Auditor Ishizeki, Morio   Mgmt   For   For
Approve Retirement Bonus Payment for Directors and Statutory Auditor   Mgmt   For   Against
Approve Annual Bonus Payment to Statutory Auditors   Mgmt   For   For
Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors   Mgmt   For   For

Makita Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J39584107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6586

 

CUSIP: J39584107    ISIN: JP3862400003    SEDOL: 6555805

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 54   Mgmt   For   For
Elect Director Goto, Masahiko   Mgmt   For   For
Elect Director Hori, Shiro   Mgmt   For   For
Elect Director Torii, Tadayoshi   Mgmt   For   For
Elect Director Kato, Tomoyasu   Mgmt   For   For
Elect Director Asanuma, Tadashi   Mgmt   For   For
Elect Director Niwa, Hisayoshi   Mgmt   For   For

Makita Corp.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Tomita, Shinichiro   Mgmt   For   For
Elect Director Kaneko, Tetsuhisa   Mgmt   For   For
Elect Director Aoki, Yoji   Mgmt   For   For
Elect Director Ota, Tomoyuki   Mgmt   For   For
Elect Director Goto, Munetoshi   Mgmt   For   For
Elect Director Morita, Akiyoshi   Mgmt   For   For
Appoint Statutory Auditor Yamamoto, Fusahiro   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Maruichi Steel Tube Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J40046104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5463

 

CUSIP: J40046104    ISIN: JP3871200006    SEDOL: 6569505

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Indemnify Directors   Mgmt   For   For
Elect Director Suzuki, Hiroyuki   Mgmt   For   For
Elect Director Yoshimura, Yoshinori   Mgmt   For   For
Elect Director Horikawa, Daiji   Mgmt   For   For
Elect Director Suzuki, Shozo   Mgmt   For   For
Elect Director Meguro, Yoshitaka   Mgmt   For   For
Elect Director Takasago, Yoshifumi   Mgmt   For   For
Elect Director Nakano, Kenjiro   Mgmt   For   For
Appoint Statutory Auditor Okumura, Masuo   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Mazda Motor Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J41551102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7261

 

CUSIP: J41551102    ISIN: JP3868400007    SEDOL: 6900308

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Harada, Yuuji   Mgmt   For   For
Elect Director Nakamine, Yuuji   Mgmt   For   For
Elect Director Inamoto, Nobuhide   Mgmt   For   For
Elect Director Kurosawa, Koji   Mgmt   For   For
Elect Director Sakai, Ichiro   Mgmt   For   For
Elect Director Muta, Taizo   Mgmt   For   For
Appoint Statutory Auditor Tochio, Nobuyoshi   Mgmt   For   For
Appoint Statutory Auditor Hirasawa, Masahide   Mgmt   For   Against

Medipal Holdings Corp

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J4189T101
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7459

 

CUSIP: J4189T101    ISIN: JP3268950007    SEDOL: 6782090

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kumakura, Sadatake   Mgmt   For   For
Elect Director Watanabe, Shuuichi   Mgmt   For   For
Elect Director Yoda, Toshihide   Mgmt   For   For
Elect Director Sakon, Yuuji   Mgmt   For   For
Elect Director Chofuku, Yasuhiro   Mgmt   For   For
Elect Director Hasegawa, Takuro   Mgmt   For   For

Medipal Holdings Corp

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Watanabe, Shinjiro   Mgmt   For   For
Elect Director Orime, Koji   Mgmt   For   For
Elect Director Kawanobe, Michiko   Mgmt   For   For
Appoint Statutory Auditor Toyokawa, Keiichi   Mgmt   For   Against

Miraca Holdings Inc

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J4352B101
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4544

 

CUSIP: J4352B101    ISIN: JP3822000000    SEDOL: 6356611

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Suzuki, Hiromasa   Mgmt   For   For
Elect Director Ogawa, Shinji   Mgmt   For   For
Elect Director Koyama, Takeshi   Mgmt   For   For
Elect Director Yui, Naoji   Mgmt   For   For
Elect Director Hattori, Nobumichi   Mgmt   For   For
Elect Director Kaneko, Yasunori   Mgmt   For   For
Elect Director Nonaka, Hisatsugu   Mgmt   For   For
Elect Director Iguchi, Naoki   Mgmt   For   For
Elect Director Ishiguro, Miyuki   Mgmt   For   For
Approve Stock Option Plan   Mgmt   For   For
Appoint External Audit Firm   Mgmt   For   For

Mitsubishi Chemical Holdings Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J44046100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4188

 

CUSIP: J44046100    ISIN: JP3897700005    SEDOL: B0JQTJ0

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 6   Mgmt   For   For
Elect Director Kobayashi, Yoshimitsu   Mgmt   For   For
Elect Director Yoshimura, Shotaro   Mgmt   For   For
Elect Director Ishizuka, Hiroaki   Mgmt   For   For
Elect Director Tsuchiya, Michihiro   Mgmt   For   For
Elect Director Ubagai, Takumi   Mgmt   For   For

Elect Director Ochi, Hitoshi   Mgmt   For   For
Elect Director Tsuda, Noboru   Mgmt   For   For
Elect Director Kikkawa, Takeo   Mgmt   For   For

Mitsubishi Gas Chemical Co. Inc.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J43959113
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4182

 

CUSIP: J43959113    ISIN: JP3896800004    SEDOL: 6596923

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Clarify Terms of Alternate Statutory Auditors   Mgmt   For   For
Elect Director Sakai, Kazuo   Mgmt   For   For
Elect Director Kurai, Toshikiyo   Mgmt   For   For
Elect Director Orisaku, Masami   Mgmt   For   For

Mitsubishi Gas Chemical Co. Inc.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sakai, Yukio   Mgmt   For   For
Elect Director Sugita, Katsuhiko   Mgmt   For   For
Elect Director Watanabe, Takayuki   Mgmt   For   For
Elect Director Yamane, Yoshihiro   Mgmt   For   For
Elect Director Kawa, Kunio   Mgmt   For   For
Elect Director Hayashi, Katsushige   Mgmt   For   For
Elect Director Jono, Masahiro   Mgmt   For   For
Elect Director Nihei, Yoshimasa   Mgmt   For   For
Appoint Statutory Auditor Oya, Kunio   Mgmt   For   For
Appoint Statutory Auditor Matsuyama, Yasuomi   Mgmt   For   Against
Appoint Alternate Statutory Auditor Kanzaki, Hiroaki   Mgmt   For   For
Approve Pension Reserve Plan for Directors   Mgmt   For   For

Mitsubishi Motors Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J44131100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7211

 

CUSIP: J44131100    ISIN: JP3899800001    SEDOL: 6598446

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting Agenda   Mgmt    
Approve Reduction in Capital and Capital Reserves   Mgmt   For   For
Approve Accounting Transfers   Mgmt   For   For
Approve 10 into 1 Reverse Stock Split   Mgmt   For   For
Amend Articles To Amend Authorized Capital - Reflect Stock Exchange Mandate to Consolidate Trading Units   Mgmt   For   For

Mitsubishi Motors Corp.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nishioka, Takashi   Mgmt   For   For
Elect Director Masuko, Osamu   Mgmt   For   For
Elect Director Ichikawa, Hiizu   Mgmt   For   For
Elect Director Harunari, Hiroshi   Mgmt   For   For
Elect Director Uesugi, Gayuu   Mgmt   For   For
Elect Director Aikawa, Tetsuro   Mgmt   For   For
Elect Director Aoto, Shuuichi   Mgmt   For   For
Elect Director Nakao, Ryuugo   Mgmt   For   For
Elect Director Sasaki, Mikio   Mgmt   For   For
Elect Director Yajima, Hidetoshi   Mgmt   For   For
Elect Director Hattori, Toshihiko   Mgmt   For   For

Elect Director Izumisawa, Seiji   Mgmt   For   For
Elect Director Sakamoto, Harumi   Mgmt   For   For
Appoint Statutory Auditor Fukuda, Takitaro   Mgmt   For   For
Class Meeting Agenda for Common Shareholders   Mgmt    
Approve 10 into 1 Reverse Stock Split   Mgmt   For   For
Amend Articles To Amend Authorized Capital - Reflect Stock Exchange Mandate to Consolidate Trading Units   Mgmt   For   For

Mizuho Financial Group Inc.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J4599L102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8411

 

CUSIP: J4599L102    ISIN: JP3885780001    SEDOL: 6591014

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3 for Common Shareholders   Mgmt   For   For

Mizuho Financial Group Inc.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Authorize Preferred Share Repurchase Program   Mgmt   For   For
Amend Articles To Create New Classes of Preferred Shares   Mgmt   For   For
Elect Director Sato, Yasuhiro   Mgmt   For   For
Elect Director Tsujita, Yasunori   Mgmt   For   For
Elect Director Okabe, Toshitsugu   Mgmt   For   For
Elect Director Hayashi, Nobuhide   Mgmt   For   For
Elect Director Kanki, Tadashi   Mgmt   For   For
Elect Director Koike, Masakane   Mgmt   For   For
Elect Director Nomiyama, Akihiko   Mgmt   For   For
Elect Director Ohashi, Mitsuo   Mgmt   For   For
Elect Director Anraku, Kanemitsu   Mgmt   For   For

Appoint Statutory Auditor Funaki, Nobukatsu   Mgmt   For   For
Amend Articles to Cap Total Compensation to Any Employee at JPY 30 Million, Require Advance Shareholder Approval for Exceptions   SH   Against   Against
Amend Articles to Require Firm to Urge Railroads to Install Anticrime Cameras in Trains using Mizuho Group Financing   SH   Against   Against
Amend Articles to Require Firm to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately   SH   Against   For
Amend Articles to Require Firm to Post Board Training Policy on Website   SH   Against   Against
Amend Articles to Require Shareholder Approval for Reinvestment of Any Net Profit Not Paid Out as Dividends   SH   Against   Against
Amend Articles to Require Firm to Urge Subsidiaries to Disclose when Sued to Invalidate Shareholder Meeting Resolutions   SH   Against   Against
Amend Articles to Require Firm to Annually Disclose Individual Breakdown of Director, Statutory Auditor Compensation   SH   Against   For
Amend Articles to Require Brokerage Subsidiaries Underwriting an IPO to Disclose Evaluation Documents and their Basis   SH   Against   Against
Amend Articles to Require Firm to Urge Subsidiaries and Affiliates to Conduct Investor Seminars on MBO Countermeasures   SH   Against   Against

Nidec Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J52968104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6594

 

CUSIP: J52968104    ISIN: JP3734800000    SEDOL: 6640682

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Expand Board Eligibility   Mgmt   For   For
Elect Director Nagamori, Shigenobu   Mgmt   For   For
Elect Director Kobe, Hiroshi   Mgmt   For   For
Elect Director Sawamura, Kenji   Mgmt   For   For
Elect Director Kure, Bunsei   Mgmt   For   For
Elect Director Sato, Akira   Mgmt   For   For

Elect Director Hamada, Tadaaki   Mgmt   For   For
Elect Director Kimura, Toshihiro   Mgmt   For   For
Elect Director Hayafune, Kazuya   Mgmt   For   For
Elect Director Yoshimatsu, Masuo   Mgmt   For   For
Elect Director Wakabayashi, Shozo   Mgmt   For   For
Elect Director Ishida, Noriko   Mgmt   For   For
Appoint Statutory Auditor Inoe, Tetsuo   Mgmt   For   For

Nippon Steel Sumitomo Metal Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J55999122
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5401

 

CUSIP: J55999122    ISIN: JP3381000003    SEDOL: 6642569

Nippon Steel Sumitomo Metal Corp.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 1   Mgmt   For   For
Elect Director Muneoka, Shoji   Mgmt   For   Against
Elect Director Tomono, Hiroshi   Mgmt   For   Against
Elect Director Kozuka, Shuuichiro   Mgmt   For   For
Elect Director Shindo, Kosei   Mgmt   For   For
Elect Director Iwaki, Masakazu   Mgmt   For   For
Elect Director Higuchi, Shinya   Mgmt   For   For
Elect Director Ota, Katsuhiko   Mgmt   For   For
Elect Director Miyasaka, Akihiro   Mgmt   For   For

Elect Director Yanagawa, Kinya   Mgmt   For   For
Elect Director Sakuma, Soichiro   Mgmt   For   For
Elect Director Saeki, Yasumitsu   Mgmt   For   For
Elect Director Morinobu, Shinji   Mgmt   For   For
Appoint Statutory Auditor Nagayasu, Katsunori   Mgmt   For   Against

Nippon Telegraph & Telephone Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J59396101
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9432

 

CUSIP: J59396101    ISIN: JP3735400008    SEDOL: 6641373

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 80   Mgmt   For   For

Nippon Yusen K.K.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J56515133
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9101

 

CUSIP: J56515133    ISIN: JP3753000003    SEDOL: 6643960

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 2   Mgmt   For   For
Elect Director Miyahara, Koji   Mgmt   For   For
Elect Director Kudo, Yasumi   Mgmt   For   For
Elect Director Naito, Tadaaki   Mgmt   For   For
Elect Director Tazawa, Naoya   Mgmt   For   For
Elect Director Mizushima, Kenji   Mgmt   For   For
Elect Director Nagasawa, Hitoshi   Mgmt   For   For

Elect Director Chikaraishi, Koichi   Mgmt   For   For
Elect Director Okamoto, Yukio   Mgmt   For   For
Elect Director Okina, Yuri   Mgmt   For   For
Elect Director Maruyama, Hidetoshi   Mgmt   For   For
Elect Director Samitsu, Masahiro   Mgmt   For   For
Elect Director Oshika, Hitoshi   Mgmt   For   For
Elect Director Ogasawara, Kazuo   Mgmt   For   For
Appoint Statutory Auditor Sugiura, Hiroshi   Mgmt   For   For

Nissan Motor Co. Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J57160129
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7201

 

CUSIP: J57160129    ISIN: JP3672400003    SEDOL: 6642860

Nissan Motor Co. Ltd.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 12.5   Mgmt   For   For
Elect Director Carlos Ghosn   Mgmt   For   For
Elect Director Shiga, Toshiyuki   Mgmt   For   For
Elect Director Saikawa, Hiroto   Mgmt   For   For
Elect Director Colin Dodge   Mgmt   For   For
Elect Director Yamashita, Mitsuhiko   Mgmt   For   For
Elect Director Imazu, Hidetoshi   Mgmt   For   For
Elect Director Greg Kelly   Mgmt   For   For
Elect Director Jean-Baptiste Duzan   Mgmt   For   For
Elect Director Nakamura, Katsumi   Mgmt   For   For
Approve Stock Appreciation Rights Plan for Directors   Mgmt   For   For

NSK Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J55505101
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6471

 

CUSIP: J55505101    ISIN: JP3720800006    SEDOL: 6641544

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Otsuka, Norio   Mgmt   For   For
Elect Director Komori, Tsutomu   Mgmt   For   For
Elect Director Uchiyama, Toshihiro   Mgmt   For   For
Elect Director Matsubara, Masahide   Mgmt   For   For
Elect Director Shibamoto, Hideyuki   Mgmt   For   For

NSK Ltd.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mitsue, Naoki   Mgmt   For   For
Elect Director Nogami, Saimon   Mgmt   For   For
Elect Director Ichikawa, Tatsuo   Mgmt   For   For
Elect Director Sashida, Yoshikazu   Mgmt   For   For
Elect Director Hagiwara, Toshitaka   Mgmt   For   For
Elect Director Suzuki, Kazuo   Mgmt   For   Against
Elect Director Obara, Yukio   Mgmt   For   Against

Orix Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J61933123
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8591

 

CUSIP: J61933123    ISIN: JP3200450009    SEDOL: 6661144

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Miyauchi, Yoshihiko   Mgmt   For   For
Elect Director Inoe, Makoto   Mgmt   For   For
Elect Director Urata, Haruyuki   Mgmt   For   For
Elect Director Umaki, Tamio   Mgmt   For   For
Elect Director Kojima, Kazuo   Mgmt   For   For
Elect Director Yamaya, Yoshiyuki   Mgmt   For   For
Elect Director Kadowaki, Katsutoshi   Mgmt   For   For
Elect Director Sasaki, Takeshi   Mgmt   For   For
Elect Director Tsujiyama, Eiko   Mgmt   For   For
Elect Director Robert Feldman   Mgmt   For   For
Elect Director Niinami, Takeshi   Mgmt   For   For
Elect Director Usui, Nobuaki   Mgmt   For   For
Elect Director Yasuda, Ryuuji   Mgmt   For   For

Santen Pharmaceutical Co. Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J68467109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4536

 

CUSIP: J68467109    ISIN: JP3336000009    SEDOL: 6776606

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 50   Mgmt   For   For

Elect Director Kurokawa, Akira   Mgmt   For   For
Elect Director Furukado, Sadatoshi   Mgmt   For   For
Elect Director Kotani, Noboru   Mgmt   For   For
Elect Director Okumura, Akihiro   Mgmt   For   For
Elect Director Katayama, Takayuki   Mgmt   For   For
Approve Retirement Bonus and Special Payments in Connection with Abolition of Retirement Bonus System   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   For

Secom Co. Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J69972107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9735

 

CUSIP: J69972107    ISIN: JP3421800008    SEDOL: 6791591

Secom Co. Ltd.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 105   Mgmt   For   For
Amend Articles To Indemnify Directors   Mgmt   For   For
Elect Director Iida, Makoto   Mgmt   For   For
Elect Director Toda, Juichi   Mgmt   For   For
Elect Director Maeda, Shuuji   Mgmt   For   For
Elect Director Sato, Koichi   Mgmt   For   For
Elect Director Nakayama, Yasuo   Mgmt   For   For
Elect Director Ito, Hiroshi   Mgmt   For   For
Elect Director Anzai, Kazuaki   Mgmt   For   For
Elect Director Yoshida, Yasuyuki   Mgmt   For   For

Elect Director Nakayama, Junzo   Mgmt   For   For
Elect Director Fuse, Tatsuro   Mgmt   For   For
Elect Director Furukawa, Kenichi   Mgmt   For   For
Elect Director Hirose, Takaharu   Mgmt   For   For
Elect Director Sawada, Takashi   Mgmt   For   For
Appoint Statutory Auditor Sekiya, Kenichi   Mgmt   For   For
Approve Retirement Bonus Payment for Directors   Mgmt   For   For
Approve Retirement Bonus Payment for Statutory Auditor   Mgmt   For   For
Approve Special Payments to Directors in Connection with Abolition of Retirement Bonus System   Mgmt   For   For
Approve Special Payments to Statutory Auditors in Connection with Abolition of Retirement Bonus System   Mgmt   For   For

Sharp Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J71434112
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6753

 

CUSIP: J71434112    ISIN: JP3359600008    SEDOL: 6800602

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Reduction in Capital, Capital Reserves, and Profit Reserves   Mgmt   For   For
Approve Accounting Transfers   Mgmt   For   For
Elect Director Takahashi, Kozo   Mgmt   For   For
Elect Director Mizushima, Shigeaki   Mgmt   For   For
Elect Director Onishi, Tetsuo   Mgmt   For   For
Elect Director Fujimoto, Toshihiko   Mgmt   For   For
Elect Director Kato, Makoto   Mgmt   For   For

Elect Director Hoshi, Norikazu   Mgmt   For   For
Elect Director Fujimoto, Satoshi   Mgmt   For   For
Elect Director Hashimoto, Yoshihiro   Mgmt   For   For
Elect Director Ito, Yumiko   Mgmt   For   For

Shiseido Co. Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J74358144
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4911

 

CUSIP: J74358144    ISIN: JP3351600006    SEDOL: 6805265

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 25   Mgmt   For   For
Elect Director Maeda, Shinzo   Mgmt   For   For

Shiseido Co. Ltd.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Carsten Fischer   Mgmt   For   For
Elect Director Takamori, Tatsuomi   Mgmt   For   For
Elect Director Nishimura, Yoshinori   Mgmt   For   For
Elect Director Okazawa, Yuu   Mgmt   For   For
Elect Director Sakai, Toru   Mgmt   For   For
Elect Director Iwata, Shoichiro   Mgmt   For   For
Elect Director Nagai, Taeko   Mgmt   For   For
Elect Director Uemura, Tatsuo   Mgmt   For   Against
Appoint Statutory Auditor Harada, Akio   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   For

Sony Financial Holdings Inc.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J76337104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8729

 

CUSIP: J76337104    ISIN: JP3435350008    SEDOL: B249SN5

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 25   Mgmt   For   For
Elect Director Ihara, Katsumi   Mgmt   For   For
Elect Director Watanabe, Hirotoshi   Mgmt   For   For
Elect Director Shimaoka, Masamitsu   Mgmt   For   For
Elect Director Ishii, Shigeru   Mgmt   For   For
Elect Director Niwa, Atsuo   Mgmt   For   For
Elect Director Kato, Masaru   Mgmt   For   For
Elect Director Nagasaka, Takemi   Mgmt   For   For
Elect Director Yamamoto, Isao   Mgmt   For   For

Sony Financial Holdings Inc.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kuniya, Shiro   Mgmt   For   For
Appoint Statutory Auditor Korenaga, Hirotoshi   Mgmt   For   Against
Appoint Statutory Auditor Koizumi, Mitsuhiro   Mgmt   For   For
Appoint Alternate Statutory Auditor Inoe, Toraki   Mgmt   For   For

Stanley Electric Co. Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J76637115
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6923

 

CUSIP: J76637115    ISIN: P3399400005    SEDOL: 6841106

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kitano, Takanori   Mgmt   For   For
Elect Director Natsusaka, Makio   Mgmt   For   For
Elect Director Kondo, Katsumi   Mgmt   For   For
Elect Director Muto, Shigeki   Mgmt   For   For
Elect Director Hiratsuka, Yutaka   Mgmt   For   For
Elect Director Tanabe, Toru   Mgmt   For   For
Elect Director Tominaga, Shinji   Mgmt   For   For
Elect Director Mori, Masakatsu   Mgmt   For   For
Elect Director Iino, Katsutoshi   Mgmt   For   For
Appoint Statutory Auditor Furuta, Toru   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Toho Gas Co. Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J84850106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9533

 

CUSIP: J84850106    ISIN: JP3600200004    SEDOL: 6895222

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 4.5   Mgmt   For   For
Elect Director Saeki, Takashi   Mgmt   For   For
Elect Director Yasui, Koichi   Mgmt   For   For
Elect Director Motokawa, Masaaki   Mgmt   For   For
Elect Director Matsushima, Nobuaki   Mgmt   For   For
Elect Director Sago, Yoshiharu   Mgmt   For   For

Elect Director Matsuda, Nobuhisa   Mgmt   For   For
Elect Director Nakamura, Osamu   Mgmt   For   For
Elect Director Tominari, Yoshiro   Mgmt   For   For
Elect Director Watanabe, Katsuaki   Mgmt   For   For
Appoint Statutory Auditor Yamazaki, Hiroshi   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Toshiba Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J89752117
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6502

 

CUSIP: J89752117    ISIN: JP3592200004    SEDOL: 6897217

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nishida, Atsutoshi   Mgmt   For   For
Elect Director Sasaki, Norio   Mgmt   For   For

Toshiba Corp.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Shimomitsu, Hidejiro   Mgmt   For   For
Elect Director Tanaka, Hisao   Mgmt   For   For
Elect Director Kitamura, Hideo   Mgmt   For   For
Elect Director Kubo, Makoto   Mgmt   For   For
Elect Director Muraoka, Fumio   Mgmt   For   For
Elect Director Kosugi, Takeo   Mgmt   For   For
Elect Director Itami, Hiroyuki   Mgmt   For   For
Elect Director Shimanouchi, Ken   Mgmt   For   For
Elect Director Saito, Kiyomi   Mgmt   For   For
Elect Director Muromachi, Masashi   Mgmt   For   For
Elect Director Sudo, Akira   Mgmt   For   For

Elect Director Fukakushi, Masahiko   Mgmt   For   For
Elect Director Kobayashi, Kiyoshi   Mgmt   For   For
Elect Director Ushio, Fumiaki   Mgmt   For   For
Amend Articles to Prohibit Inclusion of Non-Votes in Tally for Shareholder or Company Proposals   SH   Against   For

Toyota Tsusho Corp.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J92719111
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8015

 

CUSIP: J92719111    ISIN: JP3635000007    SEDOL: 6900580

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 22   Mgmt   For   For
Elect Director Shimizu, Junzo   Mgmt   For   Against
Elect Director Shirai, Yoshio   Mgmt   For   For

Toyota Tsusho Corp.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Karube, Jun   Mgmt   For   Against
Elect Director Asano, Mikio   Mgmt   For   For
Elect Director Yokoi, Yasuhiko   Mgmt   For   For
Elect Director Sawayama, Hiroki   Mgmt   For   For
Elect Director Shirai, Takumi   Mgmt   For   For
Elect Director Yamagiwa, Kuniaki   Mgmt   For   For
Elect Director Matsudaira, Soichiro   Mgmt   For   For
Elect Director Hattori, Takashi   Mgmt   For   For
Elect Director Miura, Yoshiki   Mgmt   For   For
Elect Director Oi, Yuuichi   Mgmt   For   For
Elect Director Yanase, Hideki   Mgmt   For   For

Appoint Statutory Auditor Adachi, Seiichiro   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For

USS Co., Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J9446Z105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4732

 

CUSIP: J9446Z105    ISIN: JP3944130008    SEDOL: 6171494

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 146   Mgmt   For   For
Elect Director Ando, Yukihiro   Mgmt   For   For
Elect Director Tamura, Fumihiko   Mgmt   For   For
Elect Director Seta, Dai   Mgmt   For   For
Elect Director Masuda, Motohiro   Mgmt   For   For

USS Co., Ltd.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mishima, Toshio   Mgmt   For   For
Elect Director Yamanaka, Masafumi   Mgmt   For   For
Elect Director Ikeda, Hiromitsu   Mgmt   For   For
Elect Director Akase, Masayuki   Mgmt   For   For
Elect Director Okada, Hideo   Mgmt   For   For
Elect Director Hayashi, Isamu   Mgmt   For   For
Elect Director Madono, Satoru   Mgmt   For   For
Elect Director Sato, Koji   Mgmt   For   For
Appoint Statutory Auditor Suzuki, Fumio   Mgmt   For   For
Appoint Statutory Auditor Niwa, Toru   Mgmt   For   For
Appoint Statutory Auditor Miyazaki, Ryoichi   Mgmt   For   For

Yakult Honsha Co. Ltd.

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J95468120
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    2267

 

CUSIP: J95468120    ISIN: JP3931600005    SEDOL: 6985112

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Hori, Sumiya   Mgmt   For   For
Elect Director Negishi, Takashige   Mgmt   For   For
Elect Director Kawabata, Yoshihiro   Mgmt   For   For
Elect Director Kai, Chizuka   Mgmt   For   For
Elect Director Negishi, Masahiro   Mgmt   For   For
Elect Director Sakamoto, Shigeyoshi   Mgmt   For   For
Elect Director Narita, Hiroshi   Mgmt   For   For

Elect Director Richard Hall   Mgmt   For   For
Elect Director Yasuda, Ryuuji   Mgmt   For   For
Elect Director Fukuoka, Masayuki   Mgmt   For   For
Elect Director Christian Neu   Mgmt   For   For
Elect Director Bertrand Austruy   Mgmt   For   Against
Elect Director Ozeki, Yasuo   Mgmt   For   For
Elect Director Yamamoto, Koso   Mgmt   For   For
Elect Director Matsuzono, Takashi   Mgmt   For   For

Yamato Holdings Co Ltd

 

Meeting Date:    25-Jun-13    Country:    Japan    Security ID:    J96612114
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9064

 

CUSIP: J96612114    ISIN: JP3940000007    SEDOL: 6985565

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Seto, Kaoru   Mgmt   For   For
Elect Director Kigawa, Makoto   Mgmt   For   For
Elect Director Kanda, Haruo   Mgmt   For   For
Elect Director Yamauchi, Masaki   Mgmt   For   For
Elect Director Minaki, Kenji   Mgmt   For   For
Elect Director Hagiwara, Toshitaka   Mgmt   For   For
Elect Director Mori, Masakatsu   Mgmt   For   For
Appoint Statutory Auditor Yokose, Motoharu   Mgmt   For   For

Advantest Corp.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J00210104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6857

 

CUSIP: J00210104    ISIN: JP3122400009    SEDOL: 6870490

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Maruyama, Toshio   Mgmt   For   For
Elect Director Matsuno, Haruo   Mgmt   For   For
Elect Director Hagio, Yasushige   Mgmt   For   For
Elect Director Karatsu, Osamu   Mgmt   For   For
Elect Director Kuroe, Shinichiro   Mgmt   For   For
Elect Director Sae Bum Myung   Mgmt   For   For
Elect Director Nakamura, Hiroshi   Mgmt   For   For
Elect Director Yoshikawa, Seiichi   Mgmt   For   For
Elect Director Yoshida, Yoshiaki   Mgmt   For   For

Aozora Bank, Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J0172K107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8304

 

CUSIP: J0172K107    ISIN: JP3711200000    SEDOL: B1G1854

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting Agenda   Mgmt    
Amend Articles To Amend Provisions on Preferred Shares - Establish Record Dates for Quarterly Dividends - Decrease Maximum Board Size   Mgmt   For   For
Elect Director Baba, Shinsuke   Mgmt   For   For
Elect Director Tanabe, Masaki   Mgmt   For   For
Elect Director Shirakawa, Yuuji   Mgmt   For   For
Elect Director Tsugawa, Kiyoshi   Mgmt   For   For

Elect Director Takeda, Shunsuke   Mgmt   For   For
Elect Director Louis J. Forster   Mgmt   For   For
Elect Director Fukuda, Makoto   Mgmt   For   For
Elect Director Mizuta, Hiroyuki   Mgmt   For   For
Appoint Alternate Statutory Auditor Nagase, Tomiaki   Mgmt   For   For
Approve Retirement Bonus Payment for Executive Directors   Mgmt   For   Against
Approve Retirement Bonus Payment for Outside Directors   Mgmt   For   Against
Class Meeting Agenda for Common Shareholders   Mgmt    
Amend Articles To Amend Provisions on Preferred Shares - Establish Record Dates for Quarterly Dividends - Decrease Maximum Board Size   Mgmt   For   For

Chubu Electric Power Co. Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J06510101
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9502

 

CUSIP: J06510101    ISIN: JP3526600006    SEDOL: 6195609

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 25   Mgmt   For   For
Elect Director Iwata, Yoshifumi   Mgmt   For   For
Elect Director Ono, Tomohiko   Mgmt   For   For
Elect Director Onoda, Satoshi   Mgmt   For   For
Elect Director Katsuno, Satoru   Mgmt   For   For
Elect Director Katsumata, Hideko   Mgmt   For   For
Elect Director Sakaguchi, Masatoshi   Mgmt   For   For
Elect Director Matsuura, Masanori   Mgmt   For   For
Elect Director Matsubara, Kazuhiro   Mgmt   For   For
Elect Director Mizutani, Ryosuke   Mgmt   For   For

Elect Director Mizuno, Akihisa   Mgmt   For   For
Elect Director Mita, Toshio   Mgmt   For   For
Elect Director Watanabe, Yutaka   Mgmt   For   For
Commit Firm to Place Ethics and Public Welfare Above Profits; Mobilize Employees, Shareholders to this Wisdom, Abandon Unethical Nuclear Power   SH   Against   Against
Abandon Nuclear Power to Increase Flexibility to Meet Changing Conditions   SH   Against   Against
Ban Financial Assistance to Japan Atomic Power Ltd and JNFL   SH   Against   Against
Amend Articles to Mandate Disclosure of All Forms of Gifts and Donations to Local Governments, Universities, Research Institutions, et al.   SH   Against   Against
Launch Committee of Experts, Local Residents, Nuclear Activist Organization Representatives on Decommissioning of Nuclear Plants, Assuring Disposal of Spent Fuel Instead of Reprocessing   SH   Against   Against
Ban Use of Plutonium, Ban Sales of Plutonium, Manage Current Plutonium Stocks Safely Assuring No Diversion to Military or Defense Use   SH   Against   Against
Mandate Execution of Seismic and Tsunami Safety Measures at Hamaoka Plant Only With Goal of Reactor Decommissioning   SH   Against   Against

Chugoku Electric Power Co. Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J07098106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9504

 

CUSIP: J07098106    ISIN: JP3522200009    SEDOL: 6195900

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 25   Mgmt   For   For
Amend Articles To Indemnify Directors and Statutory Auditors   Mgmt   For   For
Elect Director Ogawa, Moriyoshi   Mgmt   For   For

Elect Director Ono, Masaki   Mgmt   For   For
Elect Director Obata, Hirofumi   Mgmt   For   For
Elect Director Karita, Tomohide   Mgmt   For   For
Elect Director Kumagai, Satoshi   Mgmt   For   For
Elect Director Sakotani, Akira   Mgmt   For   For
Elect Director Shimizu, Mareshige   Mgmt   For   For
Elect Director Tamura, Hiroaki   Mgmt   For   For
Elect Director Nobusue, Kazuyuki   Mgmt   For   For
Elect Director Hirano, Masaki   Mgmt   For   For
Elect Director Furubayashi, Yukio   Mgmt   For   For
Elect Director Matsumura, Hideo   Mgmt   For   For
Elect Director Morimae, Shigehiko   Mgmt   For   For
Elect Director Yamashita, Takashi   Mgmt   For   For
Elect Director Watanabe, Nobuo   Mgmt   For   For
Amend Articles to Stop Nuclear Plant Operations, Ban Plant Construction, Permanently Preserve Kaminoseki Plant Construction Site for Araeology and Nature   SH   Against   Against

Amend Articles to Ban Nuclear Power, Decommission Reactors, Ban Reprocessing of Spent Nuclear Fuel   SH   Against   Against
Amend Articles to Ban Advertising, Financial Assistance in Return for Cooperation, Donations   SH   Against   Against
Amend Articles to Require Disaster Prevention Covenants with Local Governments Within 60 Km of Nuclear Plants   SH   Against   Against
Amend Articles to Require Firm to Purchase Insurance to Cover JPY 3 Trillion in Damages from Future Fukushima-Type Accident   SH   Against   Against
Amend Articles to Promote Non-Nuclear Alternative Energy, Spinoff of Power Transmission into Separate Firm   SH   Against   Against

Credit Saison Co. Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J7007M109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8253

 

CUSIP: J7007M109    ISIN: JP3271400008    SEDOL: 6591809

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   For   For
Elect Director Rinno, Hiroshi   Mgmt   For   For
Elect Director Maekawa, Teruyuki   Mgmt   For   For
Elect Director Takahashi, Naoki   Mgmt   For   For
Elect Director Kaneko, Haruhisa   Mgmt   For   For
Elect Director Yamamoto, Hiroshi   Mgmt   For   For
Elect Director Yamashita, Masahiro   Mgmt   For   For
Elect Director Kakusho, Junji   Mgmt   For   For
Elect Director Hirase, Kazuhiro   Mgmt   For   For
Elect Director Shimizu, Sadamu   Mgmt   For   For
Elect Director Matsuda, Akihiro   Mgmt   For   For

Elect Director Aoyama, Teruhisa   Mgmt   For   For
Elect Director Yamamoto, Yoshihisa   Mgmt   For   For
Elect Director Okamoto, Tatsunari   Mgmt   For   For
Elect Director Mizuno, Katsumi   Mgmt   For   For
Elect Director Ueno, Yasuhisa   Mgmt   For   For

Daito Trust Construction Co. Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J11151107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    1878

 

CUSIP: J11151107    ISIN: JP3486800000    SEDOL: 6250508

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, With a Final Dividend of JPY 165   Mgmt   For   For

Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Kumakiri, Naomi   Mgmt   For   For
Elect Director Kadochi, Hitoshi   Mgmt   For   For
Elect Director Inada, Akio   Mgmt   For   For
Elect Director Nakada, Shuuji   Mgmt   For   For
Elect Director Kobayashi, Katsuma   Mgmt   For   For
Elect Director Kawai, Shuuji   Mgmt   For   For
Elect Director Sasamoto, Yuujiro   Mgmt   For   For
Elect Director Marcus Merner   Mgmt   For   For
Elect Director Yamaguchi, Toshiaki   Mgmt   For   For
Appoint Statutory Auditor Uno, Masayasu   Mgmt   For   For
Appoint Statutory Auditor Hachiya, Hideo   Mgmt   For   Against
Appoint Statutory Auditor Fujimaki, Kazuo   Mgmt   For   For

Daiwa Securities Group Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J11718111
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8601

 

CUSIP: J11718111    ISIN: JP3502200003    SEDOL: 6251448

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Suzuki, Shigeharu   Mgmt   For   For
Elect Director Hibino, Takashi   Mgmt   For   For
Elect Director Iwamoto, Nobuyuki   Mgmt   For   For
Elect Director Takahashi, Akio   Mgmt   For   For
Elect Director Kusaki, Yoriyuki   Mgmt   For   For
Elect Director Yasuda, Ryuuji   Mgmt   For   Against
Elect Director Matsubara, Nobuko   Mgmt   For   For
Elect Director Tadaki, Keiichi   Mgmt   For   For

Elect Director Ito, Kensuke   Mgmt   For   For
Elect Director Jifuku, Saburo   Mgmt   For   For
Elect Director Shirataki, Masaru   Mgmt   For   For
Elect Director Tsuda, Hiroki   Mgmt   For   For
Approve Stock Option Plan and Deep Discount Stock Option Plan   Mgmt   For   For

Hiroshima Bank Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J03864105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8379

 

CUSIP: J03864105    ISIN: JP3797000001    SEDOL: 6075723

 

Approve Allocation of Income, with a Final Dividend of JPY 3   Mgmt   For   For
Elect Director Sumihiro, Isao   Mgmt   For   For
Elect Director Ikeda, Koji   Mgmt   For   For

Elect Director Kurata, Kazuki   Mgmt   For   For
Elect Director Takeuchi, Kazuhiro   Mgmt   For   For
Elect Director Sumikura, Hiroshi   Mgmt   For   For
Elect Director Yamashita, Hideo   Mgmt   For   For
Elect Director Tsukamoto, Makoto   Mgmt   For   For
Elect Director Kawasaki, Hironori   Mgmt   For   For
Elect Director Hirota, Toru   Mgmt   For   For
Elect Director Nakashima, Masao   Mgmt   For   For
Elect Director Sumikawa, Masahiro   Mgmt   For   For

Hokkaido Electric Power Co. Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J21378104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9509

 

CUSIP: J21378104    ISIN: JP3850200001    SEDOL: 6431325

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ommura, Hiroyuki   Mgmt   For   For
Elect Director Kawai, Katsuhiko   Mgmt   For   For
Elect Director Sakai, Ichiro   Mgmt   For   For
Elect Director Sakai, Osamu   Mgmt   For   For
Elect Director Sasaki, Ryoko   Mgmt   For   For
Elect Director Sato, Yoshitaka   Mgmt   For   For
Elect Director Soma, Michihiro   Mgmt   For   For
Elect Director Takahashi, Kenyuu   Mgmt   For   For
Elect Director Togashi, Taiji   Mgmt   For   For
Elect Director Hayashi, Hiroyuki   Mgmt   For   For
Elect Director Mayumi, Akihiko   Mgmt   For   For
Elect Director Mori, Masahiro   Mgmt   For   For

Appoint Statutory Auditor Abe, Kanji   Mgmt   For   For
Appoint Statutory Auditor Hasegawa, Jun   Mgmt   For   For
Amend Articles to Ban Nuclear Power Operations, Transfer Ownership of Nuclear Facilities to the Government   SH   Against   Against
Amend Articles to Mandate Public Disclosure Without Delay of Each Individual Board Members’ Fees, Bonuses, Executive Salaries et al.   SH   Against   For

Hokuriku Electric Power

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J22050108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9505

 

CUSIP: J22050108    ISIN: JP3845400005    SEDOL: 6433127

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 25   Mgmt   For   For

Elect Director Akamaru, Junichi   Mgmt   For   For
Elect Director Kanai, Yutaka   Mgmt   For   For
Elect Director Kyuuwa, Susumu   Mgmt   For   Against
Elect Director Kontani, Masato   Mgmt   For   For
Elect Director Nagahara, Isao   Mgmt   For   Against
Elect Director Nishino, Akizumi   Mgmt   For   For
Elect Director Hasegawa, Toshiyuki   Mgmt   For   For
Elect Director Hori, Yuuichi   Mgmt   For   For
Elect Director Horita, Masayuki   Mgmt   For   For
Elect Director Minabe, Mitsuaki   Mgmt   For   For
Elect Director Yano, Shigeru   Mgmt   For   For

Joyo Bank Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J28541100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8333

 

CUSIP: J28541100    ISIN: JP3394200004    SEDOL: 6479767

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 4.5   Mgmt   For   For
Elect Director Onizawa, Kunio   Mgmt   For   For
Elect Director Terakado, Kazuyoshi   Mgmt   For   For
Elect Director Kawamata, Mikio   Mgmt   For   For
Elect Director Ichimura, Shigeru   Mgmt   For   For
Elect Director Sakamoto, Hideo   Mgmt   For   For
Elect Director Ito, Katsuhiko   Mgmt   For   For
Elect Director Kurosawa, Atsuyuki   Mgmt   For   For
Elect Director Murashima, Eiji   Mgmt   For   For
Elect Director Sasanuma, Makoto   Mgmt   For   For

Elect Director Sasajima, Ritsuo   Mgmt   For   For
Elect Director Kawamura, Toshihiko   Mgmt   For   For
Elect Director Kikuchi, Ryuuzaburo   Mgmt   For   For

JTEKT Corp.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J2946V104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6473

 

CUSIP: J2946V104    ISIN: JP3292200007    SEDOL: 6497082

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 9   Mgmt   For   For
Elect Director Ikawa, Shoji   Mgmt   For   For
Elect Director Suzuki, Takaaki   Mgmt   For   For

Elect Director Kawakami, Seiho   Mgmt   For   For
Elect Director Isaka, Masakazu   Mgmt   For   For
Elect Director Okuda, Tetsuji   Mgmt   For   For
Elect Director Nakano, Shiro   Mgmt   For   For
Elect Director Kume, Atsushi   Mgmt   For   For
Elect Director Murase, Noriya   Mgmt   For   For
Elect Director Niimi, Atsushi   Mgmt   For   Against
Elect Director Agata, Tetsuo   Mgmt   For   Against
Elect Director Miyazaki, Hiroyuki   Mgmt   For   For
Appoint Statutory Auditor Saga, Koei   Mgmt   For   Against
Approve Annual Bonus Payment to Directors   Mgmt   For   For

JX Holdings, Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J29699105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5020

 

CUSIP: J5484F100    ISIN: JP3386450005    SEDOL: B627LW9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 8   Mgmt   For   For
Elect Director Kimura, Yasushi   Mgmt   For   For
Elect Director Matsushita, Isao   Mgmt   For   For
Elect Director Uchijima, Ichiro   Mgmt   For   For
Elect Director Kawada, Junichi   Mgmt   For   For
Elect Director Tonoike, Rentaro   Mgmt   For   For
Elect Director Omachi, Akira   Mgmt   For   For
Elect Director Isshiki, Seiichi   Mgmt   For   For
Elect Director Uchida, Yukio   Mgmt   For   For

Elect Director Hirai, Shigeo   Mgmt   For   For
Elect Director Adachi, Yoshimasa   Mgmt   For   For
Elect Director Sakata, Masahiro   Mgmt   For   For
Elect Director Komiyama, Hiroshi   Mgmt   For   For
Elect Director Ota, Hiroko   Mgmt   For   For
Elect Director Otsuka, Mutsutake   Mgmt   For   For
Appoint Statutory Auditor Omura, Tadashi   Mgmt   For   For
Appoint Statutory Auditor Kanemoto, Toshinori   Mgmt   For   For

Kansai Electric Power Co. Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J30169106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9503

 

CUSIP: J30169106    ISIN: JP3228600007    SEDOL: 6483489

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Accounting Transfers   Mgmt   For   For
Elect Director Mori, Shosuke   Mgmt   For   For
Elect Director Yagi, Makoto   Mgmt   For   For
Elect Director Ikoma, Masao   Mgmt   For   For
Elect Director Toyomatsu, Hideki   Mgmt   For   For
Elect Director Kagawa, Jiro   Mgmt   For   For
Elect Director Iwane, Shigeki   Mgmt   For   For
Elect Director Hiroe, Yuzuru   Mgmt   For   For
Elect Director Hashimoto, Noriaki   Mgmt   For   For
Elect Director Mukae, Yoichi   Mgmt   For   For
Elect Director Doi, Yoshihiro   Mgmt   For   For
Elect Director Iwatani, Masahiro   Mgmt   For   For
Elect Director Yashima, Yasuhiro   Mgmt   For   For
Elect Director Shirai, Ryohei   Mgmt   For   For

Elect Director Kawabe, Tatsuya   Mgmt   For   For
Elect Director Inoe, Noriyuki   Mgmt   For   Against
Elect Director Tsujii, Akio   Mgmt   For   For
Elect Director Tamakoshi, Ryosuke   Mgmt   For   For
Amend Articles to Promote Use of Japan Sea Methane Hydrate, Oil and Natural Gas from Around Disputed Senkaku (Diaoyu) Islands   SH   Against   Against
Amend Articles to Set Company Credo to Quit Nuclear Power and Promote Social Responsibility   SH   Against   Against
Amend Articles to Require Operations be Based on Corporate Social Responsibility Placing Highest Priority on Safety of the Public   SH   Against   Against
Amend Articles to Require Detailed Shareholder Meeting Minutes Disclosure   SH   Against   Against
Amend Articles to Reduce Maximum Board of Directors Size from 20 to 12   SH   Against   Against
Amend Articles to Reduce Maximum Statutory Auditor Board Size from 7 to 6 and Stipulate that All Shall Be Selected Based on Recommendations from Environmentalist Organizations   SH   Against   Against

Amend Articles to Require Firm to Aggressively Support Environmental Protection   SH   Against   Against
Amend Articles to Require Priority be Given to Protecting Employee Human Rights, Rights of Consumers and Local Residents, Improving Labor Environment   SH   Against   Against
Amend Articles to Require Priority be Given to Facilities Investment and Retention of Personnel Devoted to Upgrading Lifeline Service for Poor   SH   Against   Against
Amend Articles to Demand Firm Show Remorse for All-Electric Households Program, Strive to Provide Energy Efficient, Safe and Inexpensive Household Appliance Options   SH   Against   Against
Remove President Makoto Yagi from the Board   SH   Against   Against
Amend Articles to Stipulate that Safety is the Highest Priority in Electric Power Operations   SH   Against   Against
Amend Articles to Ban Safety Worker Exposure to, and All Release of Radiation   SH   Against   Against
Amend Articles to Require Disclosure of Individual Breakdown of Director Compensation, Names and Compensation of Each Consultant and Advisor   SH   Against   Against
Amend Articles to Ban Nuclear Power   SH   Against   Against

Amend Articles to Require Abandonment of Nuclear Fuel Reprocessing   SH   Against   Against
Amend Articles to Ban Investment in Japan Atomic Power and JNFL   SH   Against   Against
Amend Articles to Promote Maximum Disclosure, Consumer Trust   SH   Against   For
Amend Articles to Require in Disclosure Individual Breakdown of Director Pay   SH   Against   For
Amend Articles to Allow Firm to Indemnify Outside Directors   SH   Against   For
Amend Articles to Encourage Dispersed Renewable and Natural Gas Power   SH   Against   Against
Amend Articles to Require Firm to Seek Enabling Legal Changes and to Sell Off Either Generation Operations or Transmission and Distribution Operations   SH   Against   Against
Amend Articles to Promote Reduced Power Demand, Increase Energy Efficiency by Various Means   SH   Against   For
Amend Articles to Ban Hiring or Service on the Board by Former Government Officials   SH   Against   Against
Amend Articles to Reduce Maximum Board of Directors Size from 20 to 10   SH   Against   Against

Amend Articles to Cease Nuclear Operations and Decommission All Nuclear Facilities as Soon as Possible   SH   Against   Against
Amend Articles to Commit to Nurture of Work Climate Conducive to Improving Quality of Nuclear Safety Mechanisms Through Debate Among Employees   SH   Against   Against
Appoint Shareholder Director Nominee Norio Murakami   SH   Against   For
Amend Articles to End Reliance on Nuclear Power   SH   Against   Against

Kawasaki Heavy Industries, Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J31502107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7012

 

CUSIP: J31502107    ISIN: JP3224200000    SEDOL: 6484620

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5   Mgmt   For   For
Amend Articles To Indemnify Directors   Mgmt   For   For
Elect Director Hasegawa, Satoshi   Mgmt   For   For
Elect Director Takao, Mitsutoshi   Mgmt   For   For
Elect Director Matsuoka, Kyohei   Mgmt   For   For
Elect Director Takata, Hiroshi   Mgmt   For   For
Elect Director Sonoda, Makoto   Mgmt   For   For
Elect Director Murayama, Shigeru   Mgmt   For   For
Elect Director Iki, Joji   Mgmt   For   For
Elect Director Hirohata, Masahiko   Mgmt   For   For
Elect Director Inoe, Eiji   Mgmt   For   For
Elect Director Kanehana, Yoshinori   Mgmt   For   For
Elect Director Makimura, Minoru   Mgmt   For   For
Elect Director Murakami, Akio   Mgmt   For   For

Elect Director Morita, Yoshihiko   Mgmt   For   For
Appoint Statutory Auditor Ogushi, Tatsuyoshi   Mgmt   For   For
Appoint Statutory Auditor Oka, Michio   Mgmt   For   Against
Appoint Statutory Auditor Fujikake, Nobuyuki   Mgmt   For   For
Appoint Alternate Statutory Auditor Kodera, Satoru   Mgmt   For   For

Kobe Steel Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J34555144
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5406

 

CUSIP: J34555144    ISIN: JP3289800009    SEDOL: 6496023

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sato, Hiroshi   Mgmt   For   For

Elect Director Kawasaki, Hiroya   Mgmt   For   For
Elect Director Yamaguchi, Ikuhiro   Mgmt   For   For
Elect Director Fujiwara, Hiroaki   Mgmt   For   For
Elect Director Takahashi, Tetsu   Mgmt   For   For
Elect Director Tanaka, Jun   Mgmt   For   For
Elect Director Kasuya, Tsuyoshi   Mgmt   For   For
Elect Director Naraki, Kazuhide   Mgmt   For   For
Elect Director Kitabata, Takao   Mgmt   For   For
Elect Director Yamauchi, Takuo   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Kyocera Corp.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J37479110
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6971

 

CUSIP: J37479110    ISIN: JP3249600002    SEDOL: 6499260

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For
Amend Articles To Indemnify Directors   Mgmt   For   For
Elect Director Kuba, Tetsuo   Mgmt   For   For
Elect Director Maeda, Tatsumi   Mgmt   For   For
Elect Director Yamaguchi, Goro   Mgmt   For   For
Elect Director Komaguchi, Katsumi   Mgmt   For   For
Elect Director Yamamoto, Yasuyuki   Mgmt   For   For
Elect Director Ishii, Ken   Mgmt   For   For
Elect Director Ota, Yoshihito   Mgmt   For   For
Elect Director Aoki, Shoichi   Mgmt   For   For
Elect Director John Gilbertson   Mgmt   For   For

Elect Director John Rigby   Mgmt   For   For
Elect Director Fure, Hiroshi   Mgmt   For   For
Elect Director Date, Yoji   Mgmt   For   For
Elect Director Onodera, Tadashi   Mgmt   For   For
Appoint Statutory Auditor Mae, Koji   Mgmt   For   For
Appoint Statutory Auditor Koyano, Yasunari   Mgmt   For   For

Kyushu Electric Power Co. Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J38468104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9508

 

CUSIP: J38468104    ISIN: JP3246400000    SEDOL: 6499806

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Accounting Transfers   Mgmt   For   For
Elect Director Nuki, Masayoshi   Mgmt   For   For
Elect Director Uriu, Michiaki   Mgmt   For   For
Elect Director Yamamoto, Haruyoshi   Mgmt   For   For
Elect Director Chinzei, Masanao   Mgmt   For   For
Elect Director Tsugami, Kenji   Mgmt   For   For
Elect Director Yoshizako, Toru   Mgmt   For   For
Elect Director Aramaki, Tomoyuki   Mgmt   For   For
Elect Director Hirata, Sojuu   Mgmt   For   For
Elect Director Oshima, Hiroshi   Mgmt   For   For
Elect Director Yamasaki, Masayuki   Mgmt   For   For
Elect Director Naito, Tomio   Mgmt   For   For
Elect Director Sakaguchi, Seiichi   Mgmt   For   For
Elect Director Sato, Naofumi   Mgmt   For   For
Elect Director Izaki, Kazuhiro   Mgmt   For   For
Elect Director Yakushinji, Hideomi   Mgmt   For   For

Elect Director Watanabe, Akiyoshi   Mgmt   For   For
Appoint Statutory Auditor Furusho, Fumiko   Mgmt   For   For
Appoint Alternate Statutory Auditor Yamade, Kazuyuki   Mgmt   For   For
Amend Articles to Reduce Maximum Number of Directors and Statutory Auditors, Set Compensation Ceilings for Directors and Statutory Auditors, and Ban Appointment of Senior Advisers   SH   Against   Against
Amend Articles to Withdraw Firm from JNFL Joint Venture Developing Plutonium Mixed Fuel Recycling from Spent Uranium Fuel   SH   Against   Against
Amend Articles to Launch Committee on Preparation for Decommissioning of Nuclear Reactors in the Near Future   SH   Against   Against
Amend Articles to Set Aside Resort Facility for Fukushima Children, Set Up Fukushima Nuclear Accident Victim Assistance Organization   SH   Against   Against
Amend Articles to Require Firm to Promote Coal Gasification Combined Cycle Technology for Efficient Use of Coal   SH   Against   Against
Amend Articles to State that Steps Shall Be Taken to Promptly Decommission Sendai Nuclear Plant Because of Undeniable Risk of 7.5 Magnitude Earthquake   SH   Against   Against
Appoint Shareholder Nominee Ryoko Torihara to the Board   SH   Against   Against

 

Marui Group Co. Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J40089104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8252

 

CUSIP: J40089104    ISIN: JP3870400003    SEDOL: 6569527

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 8   Mgmt   For   For
Elect Director Aoi, Hiroshi   Mgmt   For   For
Elect Director Sato, Motohiko   Mgmt   For   For

Elect Director Nakamura, Masao   Mgmt   For   For
Elect Director Horiuchi, Koichiro   Mgmt   For   For
Elect Director Wakashima, Takashi   Mgmt   For   For
Elect Director Ishii, Tomo   Mgmt   For   For
Elect Director Takimoto, Toshikazu   Mgmt   For   For
Elect Director Fuse, Nariaki   Mgmt   For   For
Appoint Alternate Statutory Auditor Nozaki, Akira   Mgmt   For   For

Mitsubishi Heavy Industries, Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J44002129
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7011

 

CUSIP: J44002129    ISIN: JP3900000005    SEDOL: 6597067

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5   Mgmt   For   For
Elect Director Omiya, Hideaki   Mgmt   For   For
Elect Director Miyanaga, Shunichi   Mgmt   For   For
Elect Director Maekawa, Atsushi   Mgmt   For   For
Elect Director Hara, Hisashi   Mgmt   For   For
Elect Director Abe, Takashi   Mgmt   For   For
Elect Director Hishikawa, Akira   Mgmt   For   For
Elect Director Nishizawa, Takato   Mgmt   For   For
Elect Director Wani, Masafumi   Mgmt   For   For
Elect Director Masamori, Shigero   Mgmt   For   For
Elect Director Kujirai, Yoichi   Mgmt   For   For
Elect Director Nojima, Tatsuhiko   Mgmt   For   For
Elect Director Arihara, Masahiko   Mgmt   For   For
Elect Director Mizutani, Hisakazu   Mgmt   For   For

Elect Director Kodama, Toshio   Mgmt   For   For
Elect Director Funato, Takashi   Mgmt   For   For
Elect Director Kodama, Yukio   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Christina Ahmadjian   Mgmt   For   For
Elect Director Tsuda, Hiroki   Mgmt   For   For
Appoint Statutory Auditor Kuroyanagi, Nobuo   Mgmt   For   Against
Appoint Statutory Auditor Ito, Shinichiro   Mgmt   For   For

MS&AD Insurance Group Holdings

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J4687C105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8725

 

CUSIP: J45745106    ISIN: JP3890310000    SEDOL: B2Q4CS1

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 27   Mgmt   For   For
Elect Director Egashira, Toshiaki   Mgmt   For   For
Elect Director Karasawa, Yasuyoshi   Mgmt   For   For
Elect Director Suzuki, Hisahito   Mgmt   For   For
Elect Director Yoneda, Masanori   Mgmt   For   For
Elect Director Fujimoto, Susumu   Mgmt   For   For
Elect Director Horimoto, Shuuhei   Mgmt   For   For
Elect Director Tsuchiya, Mitsuhiro   Mgmt   For   For
Elect Director Iijima, Ichiro   Mgmt   For   For
Elect Director Yanagawa, Nampei   Mgmt   For   For
Elect Director Watanabe, Akira   Mgmt   For   For
Elect Director Tsunoda, Daiken   Mgmt   For   For
Elect Director Ogawa, Tadashi   Mgmt   For   For
Elect Director Matsunaga, Mari   Mgmt   For   For

Appoint Statutory Auditor Yoshino, Jiro   Mgmt   For   For
Appoint Statutory Auditor Nomura, Kuniaki   Mgmt   For   For
Appoint Statutory Auditor Tezuka, Hiroyuki   Mgmt   For   For

Nippon Meat Packers Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J54752142
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    2282

 

CUSIP: J54752142    ISIN: JP3743000006    SEDOL: 6640767

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kobayashi, Hiroshi   Mgmt   For   For
Elect Director Takezoe, Noboru   Mgmt   For   For
Elect Director Okoso, Hiroji   Mgmt   For   For

Elect Director Uchida, Koji   Mgmt   For   For
Elect Director Hata, Yoshihide   Mgmt   For   For
Elect Director Suezawa, Juichi   Mgmt   For   For
Elect Director Tsujimoto, Kazuhiro   Mgmt   For   For
Elect Director Kawamura, Koji   Mgmt   For   For
Elect Director Katayama, Toshiko   Mgmt   For   For
Elect Director Taka, Iwao   Mgmt   For   For
Appoint Statutory Auditor Itagaki, Hiroshi   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Nisshin Seifun Group Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J57633109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    2002

 

CUSIP: J57633109    ISIN: JP3676800000    SEDOL: 6640961

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 10   Mgmt   For   For
Elect Director Oeda, Hiroshi   Mgmt   For   For
Elect Director Ikeda, Kazuo   Mgmt   For   For
Elect Director Nakagawa, Masao   Mgmt   For   For
Elect Director Harada, Takashi   Mgmt   For   For
Elect Director Takizawa, Michinori   Mgmt   For   For
Elect Director Shiragami, Toshinori   Mgmt   For   For
Elect Director Nakagawa, Masashi   Mgmt   For   For
Elect Director Iwasaki, Koichi   Mgmt   For   For
Elect Director Okumura, Ariyoshi   Mgmt   For   For
Elect Director Mimura, Akio   Mgmt   For   Against
Elect Director Ogawa, Yasuhiko   Mgmt   For   For

Elect Director Mori, Akira   Mgmt   For   For
Elect Director Yamada, Takao   Mgmt   For   For
Elect Director Kemmoku, Nobuki   Mgmt   For   For
Appoint Statutory Auditor Watanabe, Makoto   Mgmt   For   For
Appoint Statutory Auditor Fushiya, Kazuhiko   Mgmt   For   For
Appoint Statutory Auditor Masaki, Yasuhiko   Mgmt   For   For
Approve Stock Option Plan for Directors   Mgmt   For   For
Approve Stock Option Plan   Mgmt   For   For

NISSIN FOODS HOLDINGS CO LTD

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J58063124
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    2897

 

CUSIP: J58063124    ISIN: JP3675600005    SEDOL: 6641760

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 35   Mgmt   For   For
Elect Director Ando, Koki   Mgmt   For   For
Elect Director Nakagawa, Susumu   Mgmt   For   For
Elect Director Ando, Noritaka   Mgmt   For   For
Elect Director Matsuo, Akihide   Mgmt   For   For
Elect Director Kijima, Tsunao   Mgmt   For   For
Elect Director Tanaka, Mitsuru   Mgmt   For   For
Elect Director Yokoyama, Yukio   Mgmt   For   For
Elect Director Miura, Yoshinori   Mgmt   For   For
Elect Director Kobayashi, Ken   Mgmt   For   For
Elect Director Okafuji, Masahiro   Mgmt   For   For
Elect Director Ishikura, Yoko   Mgmt   For   For
Appoint Statutory Auditor Kanamori, Kazuo   Mgmt   For   Against
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

NOK Corp.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J54967104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7240

 

CUSIP: J54967104    ISIN: JP3164800009    SEDOL: 6642428

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 10   Mgmt   For   For
Elect Director Tsuru, Masato   Mgmt   For   Against
Elect Director Yokochi, Takahito   Mgmt   For   For
Elect Director Doi, Kiyoshi   Mgmt   For   For
Elect Director Tsuru, Tetsuji   Mgmt   For   For

Elect Director Kobayashi, Toshifumi   Mgmt   For   For
Elect Director Iida, Jiro   Mgmt   For   For
Elect Director Kuroki, Yasuhiko   Mgmt   For   For
Elect Director Watanabe, Akira   Mgmt   For   For

Nomura Holdings Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J59009159
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8604

 

CUSIP: J59009159    ISIN: JP3762600009    SEDOL: 6643108

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Koga, Nobuyuki   Mgmt   For   For
Elect Director Nagai, Koji   Mgmt   For   For
Elect Director Yoshikawa, Atsushi   Mgmt   For   For

Elect Director Suzuki, Hiroyuki   Mgmt   For   For
Elect Director David Benson   Mgmt   For   For
Elect Director Sakane, Masahiro   Mgmt   For   For
Elect Director Kanemoto, Toshinori   Mgmt   For   For
Elect Director Fujinuma, Tsuguoki   Mgmt   For   Against
Elect Director Kusakari, Takao   Mgmt   For   For
Elect Director Clara Furse   Mgmt   For   For
Elect Director Michael Lim Choo San   Mgmt   For   For

Olympus Corp.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J61240107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7733

 

CUSIP: J61240107    ISIN: JP3201200007    SEDOL: 6658801

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kimoto, Yasuyuki   Mgmt   For   For
Elect Director Sasa, Hiroyuki   Mgmt   For   For
Elect Director Fujizuka, Hideaki   Mgmt   For   For
Elect Director Takeuchi, Yasuo   Mgmt   For   For
Elect Director Hayashi, Shigeo   Mgmt   For   For
Elect Director Goto, Takuya   Mgmt   For   For
Elect Director Hiruta, Shiro   Mgmt   For   For
Elect Director Fujita, Sumitaka   Mgmt   For   For
Elect Director Nishikawa, Motoyoshi   Mgmt   For   For
Elect Director Imai, Hikari   Mgmt   For   For
Elect Director Fujii, Kiyotaka   Mgmt   For   For
Elect Director Unotoro, Keiko   Mgmt   For   For
Elect Director Yoshida, Kenichiro   Mgmt   For   For

Approve Deep Discount Stock Option Plan   Mgmt   For   Against
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Ono Pharmaceutical Co. Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J61546115
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4528

 

CUSIP: J61546115    ISIN: JP3197600004    SEDOL: 6660107

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 90   Mgmt   For   For
Amend Articles To Indemnify Directors and Statutory Auditors   Mgmt   For   For
Elect Director Sagara, Gyo   Mgmt   For   For

Elect Director Awata, Hiroshi   Mgmt   For   For
Elect Director Sano, Kei   Mgmt   For   For
Elect Director Kawabata, Kazuhito   Mgmt   For   For
Elect Director Fujiyoshi, Shinji   Mgmt   For   For
Elect Director Ono, Isao   Mgmt   For   For
Elect Director Fukushima, Daikichi   Mgmt   For   For
Elect Director Kato, Yutaka   Mgmt   For   For
Elect Director Kurihara, Jun   Mgmt   For   For
Appoint Statutory Auditor Tezuka, Michio   Mgmt   For   For
Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Panasonic Corp

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J6354Y104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6752

 

CUSIP: J6354Y104    ISIN: JP3866800000    SEDOL: 6572707

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Accounting Transfers   Mgmt   For   For
Elect Director Matsushita, Masayuki   Mgmt   For   For
Elect Director Tsuga, Kazuhiro   Mgmt   For   For
Elect Director Nagae, Shuusaku   Mgmt   For   For
Elect Director Kashima, Ikusaburo   Mgmt   For   For
Elect Director Yamada, Yoshihiko   Mgmt   For   For
Elect Director Miyata, Yoshiiku   Mgmt   For   For

Elect Director Takami, Kazunori   Mgmt   For   For
Elect Director Toyama, Takashi   Mgmt   For   For
Elect Director Kawai, Hideaki   Mgmt   For   For
Elect Director Miyabe, Yoshiyuki   Mgmt   For   For
Elect Director Nakagawa, Yoshiaki   Mgmt   For   For
Elect Director Yoshida, Mamoru   Mgmt   For   For
Elect Director Uno, Ikuo   Mgmt   For   For
Elect Director Oku, Masayuki   Mgmt   For   For
Elect Director Nomura, Tsuyoshi   Mgmt   For   For
Elect Director Yoshioka, Tamio   Mgmt   For   For
Elect Director Ota, Hiroko   Mgmt   For   For

Sekisui Chemical Co. Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J70703137
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4204

 

CUSIP: J70703137    ISIN: JP3419400001    SEDOL: 6793821

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 9   Mgmt   For   For
Elect Director Negishi, Naofumi   Mgmt   For   For
Elect Director Matsunaga, Takayoshi   Mgmt   For   For
Elect Director Koge, Teiji   Mgmt   For   For
Elect Director Takami, Kozo   Mgmt   For   For
Elect Director Kubo, Hajime   Mgmt   For   For
Elect Director Uenoyama, Satoshi   Mgmt   For   For
Elect Director Nagashima, Toru   Mgmt   For   For
Elect Director Ishizuka, Kunio   Mgmt   For   For
Appoint Statutory Auditor Osada, Hiroshi   Mgmt   For   For
Approve Stock Option Plan   Mgmt   For   For

Shikoku Electric Power Co. Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J72079106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9507

 

CUSIP: J72079106    ISIN: JP3350800003    SEDOL: 6804347

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Accounting Transfers   Mgmt   For   For
Elect Director Arai, Hiroshi   Mgmt   For   For
Elect Director Ietaka, Junichi   Mgmt   For   For
Elect Director Kakinoki, Kazutaka   Mgmt   For   For
Elect Director Saeki, Hayato   Mgmt   For   For

Elect Director Suezawa, Hitoshi   Mgmt   For   For
Elect Director Takesaki, Katsuhiko   Mgmt   For   For
Elect Director Tanigawa, Susumu   Mgmt   For   For
Elect Director Chiba, Akira   Mgmt   For   For
Elect Director Tokiwa, Momoki   Mgmt   For   For
Elect Director Mizobuchi, Toshihiro   Mgmt   For   For
Elect Director Miyauchi, Yoshinori   Mgmt   For   For
Elect Director Yamaji, Koji   Mgmt   For   For
Elect Director Wada, Hiromichi   Mgmt   For   For
Appoint Statutory Auditor Kawai, Mikio   Mgmt   For   For
Amend Articles to Adopt Ethics Principles Including Non-Use of Nuclear Power which Violates the Order of Nature   SH   Against   Against
Amend Articles to Add Development and Promotion of Environmental Energy to List of Authorized Operations   SH   Against   Against
Amend Articles to Cancel Plans to Restart Nuclear Reactors, Decommission Reactors, Launch Committee on Reactor Decommissioning   SH   Against   Against

Shionogi & Co., Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J74229105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4507

 

CUSIP: J74229105    ISIN: JP3347200002    SEDOL: 6804682

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 22   Mgmt   For   For
Elect Director Shiono, Motozo   Mgmt   For   For
Elect Director Teshirogi, Isao   Mgmt   For   For
Elect Director Nomura, Akio   Mgmt   For   For
Elect Director Mogi, Teppei   Mgmt   For   For
Elect Director Machida, Katsuhiko   Mgmt   For   For
Appoint Statutory Auditor Tsukihara, Koichi   Mgmt   For   Against

Sumitomo Electric Industries Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J77411114
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5802

 

CUSIP: J77411114    ISIN: JP3407400005    SEDOL: 6858708

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 10   Mgmt   For   For
Elect Director Kawai, Fumiyoshi   Mgmt   For   For
Elect Director Ushijima, Nozomi   Mgmt   For   For
Appoint Statutory Auditor Watanabe, Katsuaki   Mgmt   For   Against
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Suzuken Co Ltd

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J78454105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9987

 

CUSIP: J78454105    ISIN: JP3398000004    SEDOL: 6865560

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Bessho, Yoshiki   Mgmt   For   For
Elect Director Ota, Hiroshi   Mgmt   For   For
Elect Director Ito, Takahito   Mgmt   For   For
Elect Director Suzuki, Nobuo   Mgmt   For   For
Elect Director Oba, Hiroshi   Mgmt   For   For

Elect Director Yamashita, Harutaka   Mgmt   For   For
Elect Director Miyata, Hiromi   Mgmt   For   For
Elect Director Ueda, Keisuke   Mgmt   For   For
Appoint Statutory Auditor Nagai, Takashi   Mgmt   For   For
Appoint Alternate Statutory Auditor Kato, Meiji   Mgmt   For   Against

T&D HOLDINGS INC.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J86796109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8795

 

CUSIP: J86796109    ISIN: JP3539220008    SEDOL: 6744294

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 22.5   Mgmt   For   For

Amend Articles To Increase Maximum Board Size   Mgmt   For   For
Elect Director Nakagome, Kenji   Mgmt   For   For
Elect Director Igarashi, Tsutomu   Mgmt   For   For
Elect Director Ueda, Masahiro   Mgmt   For   For
Elect Director Yokoyama, Terunori   Mgmt   For   For
Elect Director Matsuyama, Haruka   Mgmt   For   For
Elect Director Tanaka, Katsuhide   Mgmt   For   For
Elect Director Kida, Tetsuhiro   Mgmt   For   For
Elect Director Shimada, Kazuyoshi   Mgmt   For   For
Appoint Statutory Auditor Yokokawa, Akimasa   Mgmt   For   For
Appoint Statutory Auditor Ozawa, Yuuichi   Mgmt   For   For
Appoint Alternate Statutory Auditor Ezaki, Masayuki   Mgmt   For   For

Takeda Pharmaceutical Co. Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J8129E108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4502

 

CUSIP: J8129E108    ISIN: JP3463000004    SEDOL: 6870445

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 90   Mgmt   For   For
Elect Director Hasegawa, Yasuchika   Mgmt   For   For
Elect Director Yamanaka, Yasuhiko   Mgmt   For   For
Elect Director Frank Morich   Mgmt   For   For
Elect Director Yamada, Tadataka   Mgmt   For   For
Elect Director Iwasaki, Masato   Mgmt   For   For
Elect Director Sudo, Fumio   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Honda, Shinji   Mgmt   For   For

Appoint Statutory Auditor Kuniya, Shiro   Mgmt   For   Against
Appoint Alternate Statutory Auditor Kuroda, Katsushi   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Terumo Corp.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J83173104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4543

 

CUSIP: J83173104    ISIN: JP3546800008    SEDOL: 6885074

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 22   Mgmt   For   For
Elect Director Nakao, Koji   Mgmt   For   For

Elect Director Shintaku, Yuutaro   Mgmt   For   For
Elect Director Matsumura, Hiroshi   Mgmt   For   For
Elect Director Mimura, Takayoshi   Mgmt   For   For
Elect Director Oguma, Akira   Mgmt   For   For
Elect Director Arase, Hideo   Mgmt   For   For
Elect Director Shoji, Kuniko   Mgmt   For   For
Elect Director Takagi, Toshiaki   Mgmt   For   For
Elect Director Ikuta, Masaharu   Mgmt   For   For
Elect Director Kakizoe, Tadao   Mgmt   For   For
Elect Director Matsunaga, Mari   Mgmt   For   For
Appoint Statutory Auditor Sekine, Kenji   Mgmt   For   For
Appoint Statutory Auditor Yone, Masatake   Mgmt   For   For
Appoint Alternate Statutory Auditor Tabuchi, Tomohisa   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   Against

Tohoku Electric Power Co. Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J85108108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9506

 

CUSIP: J85108108    ISIN: JP3605400005    SEDOL: 6895266

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Authorize Public Announcements in Electronic Format - Indemnify Directors and Statutory Auditors   Mgmt   For   For
Approve Accounting Transfers   Mgmt   For   For
Elect Director Takahashi, Hiroaki   Mgmt   For   For
Elect Director Kaiwa, Makoto   Mgmt   For   For
Elect Director Abe, Nobuaki   Mgmt   For   For
Elect Director Satake, Tsutomu   Mgmt   For   For

Elect Director Yahagi, Yasuo   Mgmt   For   For
Elect Director Inoe, Shigeru   Mgmt   For   For
Elect Director Tanaka, Masanori   Mgmt   For   For
Elect Director Inagaki, Tomonori   Mgmt   For   For
Elect Director Sakuma, Naokatsu   Mgmt   For   For
Elect Director Miura, Masahiko   Mgmt   For   For
Elect Director Mukoda, Yoshihiro   Mgmt   For   For
Elect Director Watanabe, Takao   Mgmt   For   For
Elect Director Hasegawa, Noboru   Mgmt   For   For
Elect Director Yamamoto, Shunji   Mgmt   For   For
Elect Director Okanobu, Shinichi   Mgmt   For   For
Elect Director Seino, Satoshi   Mgmt   For   For
Appoint Statutory Auditor Suzuki, Toshihito   Mgmt   For   For
Appoint Statutory Auditor Wagatsuma, Hiroshige   Mgmt   For   Against
Amend Articles to Mandate Firm Abandon Plans to Restart Onagawa Nuclear Plant, Work Toward Decommissioning It   SH   Against   Against

Amend Articles to Mandate Firm Abandon Plans to Restart Higashidori Nuclear Plant, Work Toward Decommissioning It   SH   Against   Against
Amend Articles to Mandate Regional Distribution Planning to Promote Renewable Energy, Including Replacement of Transmission Network with Commonly Held, Unified National Transmission Network   SH   Against   Against

Tokyo Electric Power Co. Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J86914108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9501

 

CUSIP: J86914108    ISIN: JP3585800000    SEDOL: 6895404

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Aizawa, Zengo   Mgmt   For   For

Elect Director Kashitani, Takao   Mgmt   For   Against
Elect Director Kobayashi, Yoshimitsu   Mgmt   For   For
Elect Director Shimada, Takashi   Mgmt   For   For
Elect Director Shimokobe, Kazuhiko   Mgmt   For   Against
Elect Director Sudo, Fumio   Mgmt   For   For
Elect Director Naito, Yoshihiro   Mgmt   For   For
Elect Director Nomi, Kimikazu   Mgmt   For   For
Elect Director Hirose, Naomi   Mgmt   For   For
Elect Director Fujimori, Yoshiaki   Mgmt   For   For
Elect Director Yamaguchi, Hiroshi   Mgmt   For   For
Amend Articles to Add Agriculture and Forestry to Business Lines   SH   Against   Against
Amend Articles to Move Headquarters to Another Part of Tokyo   SH   Against   Against
Elect Shareholder Nominee Satoru Otomo to the Board of Directors   SH   Against   Against

Oust Ernst & Young ShinNihon LLC as External Auditor   SH   Against   Against
Amend Articles to Require External Audit Firm to Attend Shareholder Meetings, Answer Shareholder Questions   SH   Against   Against
Disclose Detailed Management Information on Operations Revenue et al. to Enable Third-Party Verification   SH   Against   Against
Amend articles to require abandonment of Fukushima Daini Nuclear Plant   SH   Against   Against
Amend Articles to Require Abandonment of Kashiwazaki-Kariwa Nuclear Plant   SH   Against   Against
Amend Articles to Set Up Department of Reactor Decommissioning   SH   Against   Against
Amend Articles to Require Spin Off of Non - Nuclear Power Generation into Independent Companies   SH   Against   Against
Amend Articles to Mandate a Survey of Manufacturer Liability in Fukushima Daiichi Accident, Seek Potential Damages from Suppliers of Nuclear Technology   SH   Against   Against
Amend Articles to Require Disclosure of Individual Breakdown of Director Compensation Without Delay   SH   Against   For

Approve Reduction to Aggregate Compensation Ceiling for Directors and Officers Retroactive to 2009   SH   Against   Against
Amend Articles to Cut Employee Bonuses and Pensions Until Fukushima Daiichi Accident is Cleaned Up and Damages to Victims are Paid in Full   SH   Against   Against
Amend Articles to Mandate Live On-line Access to Shareholder Meetings by Press, Publicly Disclose Detailed Minutes   SH   Against   Against

Tokyu Land Corp.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J88849120
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8815

 

CUSIP: J88849120    ISIN: JP3569000007    SEDOL: 6895084

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3.5   Mgmt   For   For
Approve Formation of Joint Holding Company with Tokyu Community Corp. and Tokyu Livable, Inc.   Mgmt   For   For
Elect Director Ueki, Masatake   Mgmt   For   Against
Elect Director Kanazashi, Kiyoshi   Mgmt   For   Against
Elect Director Okamoto, Ushio   Mgmt   For   For
Elect Director Ogura, Satoshi   Mgmt   For   For
Elect Director Otaki, Iwao   Mgmt   For   For
Elect Director Saegusa, Toshiyuki   Mgmt   For   For
Elect Director Uemura, Hitoshi   Mgmt   For   For
Elect Director Okuma, Yuuji   Mgmt   For   For
Elect Director Nomoto, Hirofumi   Mgmt   For   For
Elect Director Nakajima, Yoshihiro   Mgmt   For   For
Elect Director Nakamura, Motonori   Mgmt   For   For

Toray Industries Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J89494116
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    3402

 

CUSIP: J89494116    ISIN: JP3621000003    SEDOL: 6897143

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5   Mgmt   For   For
Elect Director Suga, Yasuo   Mgmt   For   For
Elect Director Kobayashi, Hirofumi   Mgmt   For   For
Appoint Statutory Auditor Yagita, Motoyuki   Mgmt   For   For
Appoint Alternate Statutory Auditor Kobayashi, Koichi   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For

Toyo Seikan Group Holdings Ltd.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J92289107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5901

 

CUSIP: J92289107    ISIN: JP3613400005    SEDOL: 6900267

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 7   Mgmt   For   For
Elect Director Miki, Hirofumi   Mgmt   For   For
Elect Director Kaneko, Shunji   Mgmt   For   For
Elect Director Yamamoto, Haruo   Mgmt   For   For
Elect Director Arai, Mitsuo   Mgmt   For   For

Elect Director Mio, Takahiko   Mgmt   For   For
Elect Director Kobayashi, Koichi   Mgmt   For   Against
Elect Director Kobayashi, Hideaki   Mgmt   For   For
Elect Director Yamagata, Fujio   Mgmt   For   For
Elect Director Maruhashi, Yoshitsugu   Mgmt   For   For
Elect Director Fujii, Atsuo   Mgmt   For   For
Elect Director Nakai, Takao   Mgmt   For   For
Appoint Statutory Auditor Hirose, Akira   Mgmt   For   For

Unicharm Corp.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J94104114
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8113

 

CUSIP: J94104114    ISIN: JP3951600000    SEDOL: 6911485

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Takahara, Keiichiro   Mgmt   For   Against
Elect Director Takahara, Takahisa   Mgmt   For   Against
Elect Director Futagami, Gumpei   Mgmt   For   For
Elect Director Nakano, Kennosuke   Mgmt   For   For
Elect Director Ishikawa, Eiji   Mgmt   For   For
Elect Director Mori, Shinji   Mgmt   For   For
Elect Director Ando, Yoshiro   Mgmt   For   For
Elect Director Takai, Masakatsu   Mgmt   For   For
Elect Director Miyabayashi, Yoshihiro   Mgmt   For   For
Elect Director Sakaguchi, Katsuhiko   Mgmt   For   For
Elect Director Moriyama, Shigeo   Mgmt   For   For

Yamaguchi Financial Group, Inc.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J9579M103
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8418

 

CUSIP: J9579M103    ISIN: JP3935300008    SEDOL: B1DGKS9

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Remove Provisions on Preferred Shares   Mgmt   For   For
Elect Director Fukuda, Koichi   Mgmt   For   For
Elect Director Morimoto, Hiromichi   Mgmt   For   For
Elect Director Nosaka, Fumio   Mgmt   For   For
Elect Director Kato, Toshio   Mgmt   For   For
Elect Director Umemoto, Hirohide   Mgmt   For   For
Elect Director Yoshimura, Takeshi   Mgmt   For   For
Elect Director Tamura, Hiroaki   Mgmt   For   For
Appoint Statutory Auditor Hirozane, Mitsuhiro   Mgmt   For   For
Appoint Statutory Auditor Tsukuda, Kazuo   Mgmt   For   For

Yokogawa Electric Corp.

 

Meeting Date:    26-Jun-13    Country:    Japan    Security ID:    J97272124
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6841

 

CUSIP: J97272124    ISIN: JP3955000009    SEDOL: 6986427

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5   Mgmt   For   For
Elect Director Kaihori, Shuuzo   Mgmt   For   For
Elect Director Nishijima, Takashi   Mgmt   For   For
Elect Director Kurosu, Satoru   Mgmt   For   For

Elect Director Nara, Hitoshi   Mgmt   For   For
Elect Director Tanahashi, Yasuro   Mgmt   For   For
Elect Director Katsumata, Nobuo   Mgmt   For   For
Elect Director Urano, Mitsudo   Mgmt   For   Against
Appoint Statutory Auditor Makino, Kiyoshi   Mgmt   For   For
Appoint Statutory Auditor Nishibori, Satoru   Mgmt   For   Against

Ajinomoto Co. Inc.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J00882126
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    2802

 

CUSIP: J00882126    ISIN: JP3119600009    SEDOL: 6010906

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 10   Mgmt   For   For
Elect Director Yamaguchi, Norio   Mgmt   For   For
Elect Director Ito, Masatoshi   Mgmt   For   For
Elect Director Kunimoto, Yutaka   Mgmt   For   For
Elect Director Iwamoto, Tamotsu   Mgmt   For   For
Elect Director Igarashi, Koji   Mgmt   For   For
Elect Director Ono, Hiromichi   Mgmt   For   For
Elect Director Takato, Etsuhiro   Mgmt   For   For
Elect Director Shinada, Hideaki   Mgmt   For   For
Elect Director Kimura, Takeshi   Mgmt   For   For
Elect Director Nishii, Takaaki   Mgmt   For   For
Elect Director Tochio, Masaya   Mgmt   For   For
Elect Director Fukushi, Hiroshi   Mgmt   For   For
Elect Director Nagamachi, Takashi   Mgmt   For   For
Elect Director Sakie Tachibana Fukushima   Mgmt   For   For
Elect Director Saito, Yasuo   Mgmt   For   For

ANA Holdings Co.,Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J0156Q104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9202

 

CUSIP: J51914109    ISIN: JP3429800000    SEDOL: 6014908

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 4   Mgmt   For   For
Elect Director Ohashi, Yoji   Mgmt   For   For
Elect Director Ito, Shinichiro   Mgmt   For   For
Elect Director Katanozaka, Shinya   Mgmt   For   For
Elect Director Takemura, Shigeyuki   Mgmt   For   For

Elect Director Maruyama, Yoshinori   Mgmt   For   For
Elect Director Tonomoto, Kiyoshi   Mgmt   For   For
Elect Director Shinobe, Osamu   Mgmt   For   For
Elect Director Mori, Shosuke   Mgmt   For   Against
Elect Director Yamamoto, Ado   Mgmt   For   For
Elect Director Kobayashi, Izumi   Mgmt   For   For
Appoint Statutory Auditor Kondo, Tatsuo   Mgmt   For   For

Asahi Kasei Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J0242P110
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    3407

 

CUSIP: J0242P110    ISIN: JP3111200006    SEDOL: 6054603

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ito, Ichiro   Mgmt   For   For
Elect Director Fujiwara, Taketsugu   Mgmt   For   For
Elect Director Kobori, Hideki   Mgmt   For   For
Elect Director Kobayashi, Hiroshi   Mgmt   For   For
Elect Director Nakao, Masafumi   Mgmt   For   For
Elect Director Sawayama, Hiroshi   Mgmt   For   For
Elect Director Wada, Yoshihiro   Mgmt   For   For
Elect Director Kodama, Yukiharu   Mgmt   For   For
Elect Director Ichino, Norio   Mgmt   For   For
Elect Director Shiraishi, Masumi   Mgmt   For   For
Appoint Statutory Auditor Nagahara, Hajime   Mgmt   For   For
Appoint Statutory Auditor Kobayashi, Koji   Mgmt   For   Against
Appoint Alternate Statutory Auditor Yamate, Akira   Mgmt   For   Against
Approve Retirement Bonus Payment for Directors and Statutory Auditor   Mgmt   For   For

Bank of Kyoto Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J03990108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8369

 

CUSIP: J03990108    ISIN: JP3251200006    SEDOL: 6075756

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5   Mgmt   For   For
Elect Director Kashihara, Yasuo   Mgmt   For   Against
Elect Director Takasaki, Hideo   Mgmt   For   Against
Elect Director Daido, Issei   Mgmt   For   For
Elect Director Nakamura, Hisayoshi   Mgmt   For   For
Elect Director Nishi, Yoshio   Mgmt   For   For

Elect Director Toyobe, Katsuyuki   Mgmt   For   For
Elect Director Kobayashi, Masayuki   Mgmt   For   For
Elect Director Inoguchi, Junji   Mgmt   For   For
Elect Director Doi, Nobuhiro   Mgmt   For   For
Elect Director Matsumura, Takayuki   Mgmt   For   For
Elect Director Naka, Masahiko   Mgmt   For   For
Elect Director Hitomi, Hiroshi   Mgmt   For   For
Elect Director Anami, Masaya   Mgmt   For   For
Appoint Statutory Auditor Nishiyama, Tadahiko   Mgmt   For   For

Chiba Bank Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J05670104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8331

 

CUSIP: J05670104    ISIN: JP3511800009    SEDOL: 6190563

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 6.5   Mgmt   For   For
Amend Articles To Indemnify Directors - Indemnify Statutory Auditors   Mgmt   For   For
Elect Director Sakuma, Hidetoshi   Mgmt   For   For
Elect Director Okubo, Toshikazu   Mgmt   For   For
Elect Director Hatano, shoichi   Mgmt   For   For
Elect Director Yazaki, Toyokuni   Mgmt   For   For
Appoint Statutory Auditor Yamazoe, Kazuo   Mgmt   For   For
Appoint Statutory Auditor Fukuda, Kazuo   Mgmt   For   For

Dai Nippon Printing Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J10584100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7912

 

CUSIP: J10584100    ISIN: JP3493800001    SEDOL: 6250906

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 16   Mgmt   For   For
Elect Director Kitajima, Yoshitoshi   Mgmt   For   For
Elect Director Takanami, Koichi   Mgmt   For   For
Elect Director Yamada, Masayoshi   Mgmt   For   For
Elect Director Kitajima, Yoshinari   Mgmt   For   For
Elect Director Hakii, Mitsuhiko   Mgmt   For   For
Elect Director Tsuchida, Osamu   Mgmt   For   For
Elect Director Yoshino, Teruomi   Mgmt   For   For
Elect Director Kuroda, Yuujiro   Mgmt   For   For
Elect Director Wada, Masahiko   Mgmt   For   For

Elect Director Morino, Tetsuji   Mgmt   For   For
Elect Director Akishige, Kunikazu   Mgmt   For   For
Elect Director Kitajima, Motoharu   Mgmt   For   For
Elect Director Shimizu, Takao   Mgmt   For   For
Elect Director Tsukada, Masaki   Mgmt   For   For
Elect Director Hikita, Sakae   Mgmt   For   For
Elect Director Yamazaki, Fujio   Mgmt   For   For
Elect Director Kanda, Tokuji   Mgmt   For   For
Elect Director Saito, Takashi   Mgmt   For   For
Elect Director Inoe, Satoru   Mgmt   For   For
Elect Director Tsukada, Tadao   Mgmt   For   For
Appoint Statutory Auditor Nomura, Kuniaki   Mgmt   For   Against
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Daido Steel Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J08778110
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5471

 

CUSIP: J08778110    ISIN: JP3491000000    SEDOL: 6250627

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 1.5   Mgmt   For   For
Elect Director Sakamoto, Yoshitsugu   Mgmt   For   For
Elect Director Hirabayashi, Kazuhiko   Mgmt   For   For
Elect Director Amano, Hajime   Mgmt   For   For
Appoint Statutory Auditor Tokuoka, Shigenobu   Mgmt   For   Against
Appoint Alternate Statutory Auditor Hattori, Yutaka   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Daikin Industries Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J10038115
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6367

 

CUSIP: J10038115    ISIN: JP3481800005    SEDOL: 6250724

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 18   Mgmt   For   For
Appoint Statutory Auditor Yano, Ryuu   Mgmt   For   For
Appoint Statutory Auditor Fukunaga, Kenji   Mgmt   For   For
Appoint Alternate Statutory Auditor Ono, Ichiro   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Daiwa House Industry Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J11508124
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    1925

 

CUSIP: J11508124    ISIN: JP3505000004    SEDOL: 6251363

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 35   Mgmt   For   For
Elect Director Higuchi, Takeo   Mgmt   For   For
Elect Director Ono, Naotake   Mgmt   For   For
Elect Director Ogawa, Tetsuji   Mgmt   For   For
Elect Director Ishibashi, Tamio   Mgmt   For   For

Elect Director Nishimura, Tatsushi   Mgmt   For   For
Elect Director Kawai, Katsutomo   Mgmt   For   For
Elect Director Ishibashi, Takuya   Mgmt   For   For
Elect Director Numata, Shigeru   Mgmt   For   For
Elect Director Hama, Takashi   Mgmt   For   For
Elect Director Tsuchida, Kazuto   Mgmt   For   For
Elect Director Yamamoto, Makoto   Mgmt   For   For
Elect Director Hori, Fukujiro   Mgmt   For   For
Elect Director Kosokabe, Takeshi   Mgmt   For   For
Elect Director Yoshii, Keiichi   Mgmt   For   For
Elect Director Fujitani, Osamu   Mgmt   For   For
Elect Director Kiguchi, Masahiro   Mgmt   For   For
Elect Director Kamikawa, Koichi   Mgmt   For   For
Elect Director Kimura, Kazuyoshi   Mgmt   For   For
Elect Director Shigemori, Yutaka   Mgmt   For   For
Appoint Statutory Auditor Terada, Ryozo   Mgmt   For   For

Appoint Statutory Auditor Hirata, Kenji   Mgmt   For   For
Appoint Statutory Auditor Iida, Kazuhiro   Mgmt   For   Against
Appoint Statutory Auditor Iwasaki, Kiichiro   Mgmt   For   Against
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For

Dentsu Inc.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J1207N108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4324

 

CUSIP: J1207N108    ISIN: JP3551520004    SEDOL: 6416281

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 16   Mgmt   For   For

Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Ishii, Tadashi   Mgmt   For   For
Elect Director Nakamoto, Shoichi   Mgmt   For   For
Elect Director Kato, Yuzuru   Mgmt   For   For
Elect Director Timothy Andree   Mgmt   For   For
Elect Director Sugimoto, Akira   Mgmt   For   For
Elect Director Akiyama, Ryuuhei   Mgmt   For   For
Elect Director Matsushima, Kunihiro   Mgmt   For   For
Elect Director Takada, Yoshio   Mgmt   For   For
Elect Director Tonouchi, Akira   Mgmt   For   For
Elect Director Hattori, Kazufumi   Mgmt   For   For
Elect Director Ishikawa, Satoshi   Mgmt   For   For
Elect Director Nishizawa, Yutaka   Mgmt   For   For
Appoint Statutory Auditor Shimura, Kaoru   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors   Mgmt   For   Aginst

Fanuc Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J13440102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6954

 

CUSIP: J13440102    ISIN: JP3802400006    SEDOL: 6356934

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 82.04   Mgmt   For   For
Amend Articles To Authorize Public Announcements in Electronic Format - Indemnify Directors - Increase Maximum Board Size   Mgmt   For   For
Elect Director Inaba, Yoshiharu   Mgmt   For   For
Elect Director Yamaguchi, Kenji   Mgmt   For   For

Elect Director Gonda, Yoshihiro   Mgmt   For   For
Elect Director Richard E. Schneider   Mgmt   For   For
Elect Director Uchida, Hiroyuki   Mgmt   For   For
Elect Director Kosaka, Tetsuya   Mgmt   For   For
Elect Director Matsubara, Shunsuke   Mgmt   For   For
Elect Director Kohari, Katsuo   Mgmt   For   For
Elect Director Okada, Toshiya   Mgmt   For   For
Elect Director Hiramoto, Kazuyuki   Mgmt   For   For
Elect Director Olaf C. Gehrels   Mgmt   For   For
Elect Director Aoyama, Kazunari   Mgmt   For   For
Elect Director Ito, Takayuki   Mgmt   For   For
Elect Director Yamada, Yuusaku   Mgmt   For   For
Elect Director Hishikawa, Tetsuo   Mgmt   For   For
Elect Director Noda, Hiroshi   Mgmt   For   For
Elect Director Inaba, Kiyonori   Mgmt   For   For
Elect Director Ono, Masato   Mgmt   For   For

FUJIFILM Holdings Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J14208102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4901

 

CUSIP: J14208102    ISIN: JP3814000000    SEDOL: 6356525

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Elect Director Komori, Shigetaka   Mgmt   For   For
Elect Director Nakajima, Shigehiro   Mgmt   For   For
Elect Director Toda, Yuuzo   Mgmt   For   For
Elect Director Tamai, Koichi   Mgmt   For   For
Elect Director Makino, Katsumi   Mgmt   For   For

Elect Director Goto, Yoshihisa   Mgmt   For   For
Elect Director Ishikawa, Takatoshi   Mgmt   For   For
Elect Director Yamamoto, Tadahito   Mgmt   For   For
Elect Director Kitayama, Teisuke   Mgmt   For   For
Elect Director Furuya, Kazuhiko   Mgmt   For   For
Elect Director Sukeno, Kenji   Mgmt   For   For
Elect Director Asami, Masahiro   Mgmt   For   For
Appoint Statutory Auditor Yamamura, Kazuhito   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Fukuoka Financial Group Inc.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J17129107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8354

 

CUSIP: J17129107    ISIN: JP3805010000    SEDOL: B1TK1Y8

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 6   Mgmt   For   For
Elect Director Tani, Masaaki   Mgmt   For   For
Elect Director Shibato, Takashige   Mgmt   For   For
Elect Director Yoshikai, Takashi   Mgmt   For   For
Elect Director Sakurai, Fumio   Mgmt   For   For
Elect Director Furumura, Jiro   Mgmt   For   For
Elect Director Aoyagi, Masayuki   Mgmt   For   For
Elect Director Yoshida, Yasuhiko   Mgmt   For   For
Elect Director Hayashi, Kenji   Mgmt   For   For
Elect Director Murayama, Noritaka   Mgmt   For   For
Elect Director Obata, Osamu   Mgmt   For   For
Elect Director Fukuda, Satoru   Mgmt   For   For

Elect Director Yoshizawa, Shunsuke   Mgmt   For   For
Elect Director Yasuda, Ryuuji   Mgmt   For   For
Elect Director Takahashi, Hideaki   Mgmt   For   For
Appoint Alternate Statutory Auditor Habu, Kiyofumi   Mgmt   For   For

GS YUASA CORP.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J1770L109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6674

 

CUSIP: J1770L109    ISIN: JP3385820000    SEDOL: 6744250

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 6   Mgmt   For   For

Amend Articles To Reduce Directors’ Term - Amend Business Lines   Mgmt   For   For
Elect Director Yoda, Makoto   Mgmt   For   Against
Elect Director Shiina, Koichi   Mgmt   For   For
Elect Director Yoshimura, Hideaki   Mgmt   For   For
Elect Director Nishida, Kei   Mgmt   For   For
Elect Director Kuragaki, Masahide   Mgmt   For   For
Elect Director Tatsumi, Shinji   Mgmt   For   For
Elect Director Sawada, Masaru   Mgmt   For   For
Elect Director Nakagawa, Toshiyuki   Mgmt   For   For
Elect Director Bomoto, Toru   Mgmt   For   For
Elect Director Konishi, Hirosuke   Mgmt   For   For
Elect Director Murao, Osamu   Mgmt   For   For
Appoint Statutory Auditor Maeno, Hideyuki   Mgmt   For   For
Appoint Statutory Auditor Ochiai, Shinji   Mgmt   For   Against
Appoint Statutory Auditor Ogawa, Kiyoshi   Mgmt   For   For

Appoint Statutory Auditor Abe, Seiji   Mgmt   For   For
Appoint Alternate Statutory Auditor Takimoto, Shingo   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Hakuhodo Dy Holdings Inc.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J19174101
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    2433

 

CUSIP: J19174101    ISIN: JP3766550002    SEDOL: B05LZ02

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 40   Mgmt   For   For
Elect Director Narita, Junji   Mgmt   For   Against

Elect Director Toda, Hirokazu   Mgmt   For   Against
Elect Director Sawada, Kunihiko   Mgmt   For   For
Elect Director Matsuzaki, Mitsumasa   Mgmt   For   For
Elect Director Hoshiko, Otoharu   Mgmt   For   For
Elect Director Nishioka, Masanori   Mgmt   For   For
Elect Director Nakatani, Yoshitaka   Mgmt   For   For
Elect Director Iwai, Shuuichi   Mgmt   For   For
Elect Director Nakada, Yasunori   Mgmt   For   For
Elect Director Omori, Hisao   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Retirement Bonus Payment for Directors   Mgmt   For   Against

Hirose Electric Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J19782101
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6806

 

CUSIP: J19782101    ISIN: JP3799000009    SEDOL: 6428725

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 70   Mgmt   For   For
Elect Director Nakamura, Tatsuro   Mgmt   For   For
Elect Director Kushida, Sakae   Mgmt   For   For
Elect Director Ishii, Kazunori   Mgmt   For   For
Elect Director Yoshimura, Yoshikazu   Mgmt   For   For
Elect Director Nikaido, Kazuhisa   Mgmt   For   For
Elect Director Iizuka, Kazuyuki   Mgmt   For   For
Elect Director Kondo, Makoto   Mgmt   For   For
Elect Director Nakamura, Mitsuo   Mgmt   For   For
Elect Director Hotta, Kensuke   Mgmt   For   For
Approve Stock Option Plan   Mgmt   For   For

Idemitsu Kosan Co., Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J2388K103
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5019

 

CUSIP: J2388K103    ISIN: JP3142500002    SEDOL: B1FF8P7

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nakano, Kazuhisa   Mgmt   For   Against
Elect Director Tsukioka, Takashi   Mgmt   For   Against
Elect Director Matsui, Kenichi   Mgmt   For   For
Elect Director Matsumoto, Yoshihisa   Mgmt   For   For
Elect Director Maeda, Yasunori   Mgmt   For   For

Elect Director Kamimae, Osamu   Mgmt   For   For
Elect Director Seki, Daisuke   Mgmt   For   For
Elect Director Seki, Hiroshi   Mgmt   For   For
Elect Director Saito, Katsumi   Mgmt   For   For
Elect Director Matsushita, Takashi   Mgmt   For   For
Elect Director Kito, Shunichi   Mgmt   For   For
Appoint Statutory Auditor Kuriyama, Michiyoshi   Mgmt   For   Against

IHI Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J2398N105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7013

 

CUSIP: J2398N105    ISIN: JP3134800006    SEDOL: 6466985

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5   Mgmt   For   For
Elect Director Kama, Kazuaki   Mgmt   For   For
Elect Director Saito, Tamotsu   Mgmt   For   For
Elect Director Nakamura, Fusayoshi   Mgmt   For   For
Elect Director Tsukahara, Kazuo   Mgmt   For   For
Elect Director Degawa, Sadao   Mgmt   For   For
Elect Director Sakamoto, Joji   Mgmt   For   For
Elect Director Terai, Ichiro   Mgmt   For   For
Elect Director Kawaratani, Tatsumi   Mgmt   For   For
Elect Director Imoto, Izumi   Mgmt   For   For
Elect Director Sekido, Toshinori   Mgmt   For   For
Elect Director Iwamoto, Hiroshi   Mgmt   For   For
Elect Director Hamamura, Hiromitsu   Mgmt   For   For
Elect Director Hamaguchi, Tomokazu   Mgmt   For   For

Elect Director Okamura, Tadashi   Mgmt   For   For
Elect Director Yoshida, Eiichi   Mgmt   For   For
Appoint Statutory Auditor Serizawa, Makoto   Mgmt   For   For
Appoint Statutory Auditor Watanabe, Toshiharu   Mgmt   For   Against

Isuzu Motors Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J24994105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7202

 

CUSIP: J24994105    ISIN: JP3137200006    SEDOL: 6467104

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 6   Mgmt   For   For
Elect Director Katayama, Masanori   Mgmt   For   For

Elect Director Nagai, Katsumasa   Mgmt   For   For
Elect Director Mizutani, Haruki   Mgmt   For   For
Elect Director Mitsuzaki, Chikao   Mgmt   For   For
Elect Director Miyagaki, Hiroyuki   Mgmt   For   For
Appoint Statutory Auditor Nagashima, Yasuharu   Mgmt   For   Against
Appoint Statutory Auditor Shindo, Tetsuhiko   Mgmt   For   Against
Appoint Statutory Auditor Takahashi, Tadashi   Mgmt   For   Against

Iyo Bank Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J25596107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8385

 

CUSIP: J25596107    ISIN: JP3149600003    SEDOL: 6468282

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5.5   Mgmt   For   For
Elect Director Morita, Koji   Mgmt   For   Against
Elect Director Otsuka, Iwao   Mgmt   For   Against
Elect Director Yamanochi, Yoshio   Mgmt   For   For
Elect Director Nagai, Ippei   Mgmt   For   For
Elect Director Nomura, Yasuki   Mgmt   For   For
Elect Director Miyazaki, Shuuichi   Mgmt   For   For
Elect Director Takaoka, Hiroyuki   Mgmt   For   For
Elect Director Yasunaga, Yoshiaki   Mgmt   For   For
Elect Director Takata, Kenji   Mgmt   For   For
Elect Director Todo, Muneaki   Mgmt   For   For
Elect Director Harakawa, Koichi   Mgmt   For   For
Elect Director Iio, Takaya   Mgmt   For   For
Elect Director Takeuchi, Tetsuo   Mgmt   For   For
Elect Director Hirano, Shiro   Mgmt   For   For

Elect Director Kono, Haruhiro   Mgmt   For   For
Elect Director Beppu, Takaya   Mgmt   For   For
Elect Director Shigematsu, Eiji   Mgmt   For   For
Elect Director Kozu, Kazutaka   Mgmt   For   For
Appoint Statutory Auditor Kubota, Koji   Mgmt   For   For

JGC Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J26945105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    1963

 

CUSIP: J26945105    ISIN: JP3667600005    SEDOL: 6473468

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 45.50   Mgmt   For   For

Elect Director Takeuchi, Keisuke   Mgmt   For   For
Elect Director Kawana, Koichi   Mgmt   For   For
Elect Director Ishizuka, Tadashi   Mgmt   For   For
Elect Director Sato, Masayuki   Mgmt   For   For
Elect Director Yamazaki, Yutaka   Mgmt   For   For
Elect Director Akabane, Tsutomu   Mgmt   For   For
Elect Director Miura, Hideaki   Mgmt   For   For
Elect Director Sato, Satoshi   Mgmt   For   For
Elect Director Isetani, Yasumasa   Mgmt   For   For
Elect Director Fukuyama, Hiroyasu   Mgmt   For   For
Elect Director Kitagawa, Hitoshi   Mgmt   For   For
Elect Director Momose, Yasushi   Mgmt   For   For
Elect Director Hidaka, Takehito   Mgmt   For   For
Elect Director Miyoshi, Hiroyuki   Mgmt   For   For
Elect Director Endo, Shigeru   Mgmt   For   For
Appoint Statutory Auditor Shimada, Toyohiko   Mgmt   For   For

Kajima Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J29223120
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    1812

 

CUSIP: J29223120    ISIN: JP3210200006    SEDOL: 6481320

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 2.5   Mgmt   For   For
Elect Director Atsumi, Naoki   Mgmt   For   For
Elect Director Tashiro, Tamiharu   Mgmt   For   For
Elect Director Hattori, Atsushi   Mgmt   For   For
Appoint Statutory Auditor Takata, Atsuhiko   Mgmt   For   For

Kamigumi Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J29438116
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9364

 

CUSIP: J29438116    ISIN: JP3219000001    SEDOL: 6482668

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 10   Mgmt   For   For
Amend Articles To Indemnify Directors - Authorize Board to Pay Interim Dividends - Amend Business Lines   Mgmt   For   For
Elect Director Kubo, Masami   Mgmt   For   For
Elect Director Fukai, Yoshihiro   Mgmt   For   For
Elect Director Mukai, Koji   Mgmt   For   For

Elect Director Makita, Hideo   Mgmt   For   For
Elect Director Hirase, Toshio   Mgmt   For   For
Elect Director Tahara, Norihito   Mgmt   For   For
Elect Director Saeki, Kuniharu   Mgmt   For   For
Elect Director Horiuchi, Toshihiro   Mgmt   For   For
Elect Director Ichihara, Yoichiro   Mgmt   For   For
Elect Director Murakami, Katsumi   Mgmt   For   For
Elect Director Miyazaki, Tatsuhiko   Mgmt   For   For
Appoint Statutory Auditor Itakura, Tetsuo   Mgmt   For   For
Appoint Statutory Auditor Hayashi, Hirokazu   Mgmt   For   For

Kansai Paint Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J30255129
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4613

 

CUSIP: J30255129    ISIN: JP3229400001    SEDOL: 6483746

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 6   Mgmt   For   For
Amend Articles To Indemnify Directors   Mgmt   For   For
Elect Director Ishino, Hiroshi   Mgmt   For   For
Elect Director Fukuda, Mitsuhiro   Mgmt   For   For
Elect Director Ota, Masanobu   Mgmt   For   For
Elect Director Mori, Kunishi   Mgmt   For   For
Elect Director Tanaka, Masaru   Mgmt   For   For
Elect Director Takahashi, Yoshikazu   Mgmt   For   For
Elect Director Kamikado, Koji   Mgmt   For   For
Elect Director Furukawa, Hidenori   Mgmt   For   For
Elect Director Nakahara, Shigeaki   Mgmt   For   For

Appoint Statutory Auditor Miyazaki, Yoko   Mgmt   For   For
Appoint Alternate Statutory Auditor Ueda, Jun   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Keikyu Corp

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J32104119
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9006

 

CUSIP: J32104119    ISIN: JP3280200001    SEDOL: 6487306

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3   Mgmt   For   For
Elect Director Kotani, Masaru   Mgmt   For   For
Elect Director Ishiwata, Tsuneo   Mgmt   For   For

Elect Director Imai, Mamoru   Mgmt   For   For
Elect Director Harada, Kazuyuki   Mgmt   For   For
Elect Director Tanaka, Shinsuke   Mgmt   For   For
Elect Director Ogura, Toshiyuki   Mgmt   For   For
Elect Director Kawamura, Mikio   Mgmt   For   For
Elect Director Kokusho, Shin   Mgmt   For   For
Elect Director Hirokawa, Yuuichiro   Mgmt   For   For
Elect Director Michihira, Takashi   Mgmt   For   For
Elect Director Shibasaki, Akiyoshi   Mgmt   For   For
Elect Director Honda, Toshiaki   Mgmt   For   For
Elect Director Hirai, Takeshi   Mgmt   For   For
Elect Director Takeda, Yoshikazu   Mgmt   For   For
Elect Director Ueno, Kenryo   Mgmt   For   For
Elect Director Oga, Shosuke   Mgmt   For   For
Approve Retirement Bonus Payment for Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Keio Corp

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J32190126
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9008

 

CUSIP: J32190126    ISIN: JP3277800003    SEDOL: 6487362

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5   Mgmt   For   For
Elect Director Kato, Kan   Mgmt   For   For
Elect Director Nagata, Tadashi   Mgmt   For   For
Elect Director Takahashi, Taizo   Mgmt   For   For
Elect Director Komura, Yasushi   Mgmt   For   For

Elect Director Yamamoto, Mamoru   Mgmt   For   For
Elect Director Komada, Ichiro   Mgmt   For   For
Elect Director Maruyama, So   Mgmt   For   For
Elect Director Takahashi, Atsushi   Mgmt   For   For
Elect Director Kato, Sadao   Mgmt   For   For
Elect Director Shimura, Yasuhiro   Mgmt   For   For
Elect Director Kano, Toshiaki   Mgmt   For   For
Elect Director Kawasugi, Noriaki   Mgmt   For   For
Elect Director Matsuzaka, Yoshinobu   Mgmt   For   For
Elect Director Kawase, Akinobu   Mgmt   For   For
Elect Director Yasuki, Kunihiko   Mgmt   For   For
Elect Director Ito, Yoshihiko   Mgmt   For   For
Elect Director Tomiya, Hideyuki   Mgmt   For   For
Elect Director Nakaoka, Kazunori   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Konami Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J35996107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9766

 

CUSIP: J35996107    ISIN: JP3300200007    SEDOL: 6496681

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kozuki, Kagemasa   Mgmt   For   For
Elect Director Kozuki, Takuya   Mgmt   For   For
Elect Director Higashio, Kimihiko   Mgmt   For   For
Elect Director Yamaguchi, Noriaki   Mgmt   For   For
Elect Director Godai, Tomokazu   Mgmt   For   For
Elect Director Mizuno, Hiroyuki   Mgmt   For   For
Elect Director Gemma, Akira   Mgmt   For   For

Appoint Statutory Auditor Furukawa, Shinichi   Mgmt   For   For
Appoint Statutory Auditor Maruoka, Minoru   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Kurita Water Industries Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J37221116
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6370

 

CUSIP: J37221116    ISIN: JP3270000007    SEDOL: 6497963

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 21   Mgmt   For   For
Amend Articles To Reduce Directors’ Term - Indemnify Directors and Statutory Auditors   Mgmt   For   For
Elect Director Nakai, Toshiyuki   Mgmt   For   For

Elect Director Saeki, Tetsuo   Mgmt   For   For
Elect Director Kajii, Kaoru   Mgmt   For   For
Elect Director Iioka, Koichi   Mgmt   For   For
Elect Director Ito, Kiyoshi   Mgmt   For   For
Elect Director Yoda, Motoyuki   Mgmt   For   For
Elect Director Namura, Takahito   Mgmt   For   For
Elect Director Kurokawa, Yoichi   Mgmt   For   For
Elect Director Nakamura, Seiji   Mgmt   For   For
Appoint Statutory Auditor Uda, Tamio   Mgmt   For   For
Appoint Alternate Statutory Auditor Tsuji, Yoshihiro   Mgmt   For   For

Meiji Holdings Co Ltd

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J41729104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    2269

 

CUSIP: J41729104    ISIN: JP3918000005    SEDOL: B60DQV3

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sato, Naotada   Mgmt   For   For
Elect Director Asano, Shigetaro   Mgmt   For   For
Elect Director Kaneko, Hidesada   Mgmt   For   For
Elect Director Hirahara, Takashi   Mgmt   For   For
Elect Director Saza, Michiro   Mgmt   For   For
Elect Director Matsuo, Masahiko   Mgmt   For   For
Elect Director Kawamura, Kazuo   Mgmt   For   For
Elect Director Yajima, Hidetoshi   Mgmt   For   For
Elect Director Sanuki, Yoko   Mgmt   For   For
Appoint Statutory Auditor Sato, Hideaki   Mgmt   For   For
Appoint Statutory Auditor Tago, Hiroshi   Mgmt   For   For

Appoint Statutory Auditor Yamaguchi, Kenichi   Mgmt   For   For
Appoint Statutory Auditor Watanabe, Hajime   Mgmt   For   For
Appoint Alternate Statutory Auditor Imamura, Makoto   Mgmt   For   For

Mitsubishi Electric Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J43873116
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6503

 

CUSIP: J43873116    ISIN: JP3902400005    SEDOL: 6597045

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Shimomura, Setsuhiro   Mgmt   For   For
Elect Director Yamanishi, Kenichiro   Mgmt   For   For
Elect Director Yoshimatsu, Hiroki   Mgmt   For   For

Elect Director Hashimoto, Noritomo   Mgmt   For   For
Elect Director Fujimoto, Ryosuke   Mgmt   For   Against
Elect Director Okuma, Nobuyuki   Mgmt   For   For
Elect Director Matsuyama, Akihiro   Mgmt   For   For
Elect Director Sasaki, Mikio   Mgmt   For   Against
Elect Director Miki, Shigemitsu   Mgmt   For   Against
Elect Director Makino, Fujiatsu   Mgmt   For   Against
Elect Director Yabunaka, Mitoji   Mgmt   For   For
Elect Director Obayashi, Hiroshi   Mgmt   For   For

Mitsubishi Estate Co Ltd

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J43916113
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8802

 

CUSIP: J43916113    ISIN: JP3899600005    SEDOL: 6596729

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 6   Mgmt   For   For
Elect Director Kimura, Keiji   Mgmt   For   For
Elect Director Sugiyama, Hirotaka   Mgmt   For   For
Elect Director Yanagisawa, Yutaka   Mgmt   For   For
Elect Director Kono, Masaaki   Mgmt   For   For
Elect Director Kazama, Toshihiko   Mgmt   For   For
Elect Director Kato, Jo   Mgmt   For   For
Elect Director Aiba, Naoto   Mgmt   For   For
Elect Director Ono, Masamichi   Mgmt   For   For
Elect Director Okusa, Toru   Mgmt   For   For
Elect Director Matsuhashi, Isao   Mgmt   For   For
Elect Director Tokiwa, Fumikatsu   Mgmt   For   For

Elect Director Gomi, Yasumasa   Mgmt   For   For
Elect Director Tomioka, Shuu   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Mitsubishi Materials Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J44024107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5711

 

CUSIP: J44024107    ISIN: JP3903000002    SEDOL: 6597089

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ide, Akihiko   Mgmt   For   For
Elect Director Yao, Hiroshi   Mgmt   For   For
Elect Director Kato, Toshinori   Mgmt   For   For
Elect Director Takeuchi, Akira   Mgmt   For   For

Elect Director Fujii, Toshimichi   Mgmt   For   For
Elect Director Hamaji, Akio   Mgmt   For   For
Elect Director Okamoto, Yukio   Mgmt   For   For
Elect Director Aramaki, Masaru   Mgmt   For   For
Elect Director Iida, Osamu   Mgmt   For   For
Appoint Statutory Auditor Murai, Toshikazu   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Mitsubishi UFJ Financial Group

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J44497105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8306

 

CUSIP: J44497105    ISIN: JP3902900004    SEDOL: 6335171

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 7   Mgmt   For   For
Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel III - Remove Provisions on Class 3 Preferred Shares to Reflect Cancellation   Mgmt   For   For
Elect Director Okihara, Takamune   Mgmt   For   For
Elect Director Wakabayashi, Tatsuo   Mgmt   For   For
Elect Director Hirano, Nobuyuki   Mgmt   For   For
Elect Director Tanaka, Masaaki   Mgmt   For   For
Elect Director Yuuki, Taihei   Mgmt   For   For
Elect Director Hamakawa, Ichiro   Mgmt   For   For
Elect Director Kagawa, Akihiko   Mgmt   For   For
Elect Director Toyoizumi, Toshiro   Mgmt   For   For
Elect Director Okamoto, Junichi   Mgmt   For   For
Elect Director Araki, Saburo   Mgmt   For   For
Elect Director Noguchi, Hiroyuki   Mgmt   For   For

Elect Director Tokunari, Muneaki   Mgmt   For   For
Elect Director Araki, Ryuuji   Mgmt   For   For
Elect Director Watanabe, Kazuhiro   Mgmt   For   For
Elect Director Kawamoto, Yuuko   Mgmt   For   For
Appoint Statutory Auditor Mikumo, Takashi   Mgmt   For   For
Appoint Statutory Auditor Okamoto, Kunie   Mgmt   For   Against
Appoint Statutory Auditor Ikeda, Yasushi   Mgmt   For   For
Appoint Statutory Auditor Kojima, Hideo   Mgmt   For   For
Amend Deep Discount Stock Option Plan Approved at 2007 AGM and Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors   Mgmt   For   For

Mitsubishi UFJ Lease & Finance Co.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J4706D100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8593

 

CUSIP: J4706D100    ISIN: JP3499800005    SEDOL: 6268976

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Murata, Ryuuichi   Mgmt   For   For
Elect Director Shiraishi, Tadashi   Mgmt   For   For
Elect Director Seki, Kazuo   Mgmt   For   For
Elect Director Sakamoto, Koichi   Mgmt   For   For
Elect Director Ito, Taichi   Mgmt   For   For
Elect Director Ishii, Nobuyoshi   Mgmt   For   For
Elect Director Miki, Osamu   Mgmt   For   For
Elect Director Tada, Kiyoshi   Mgmt   For   For
Elect Director Kobayakawa, Hideki   Mgmt   For   For
Elect Director Nonoguchi, Tsuyoshi   Mgmt   For   For
Elect Director Minoura, Teruyuki   Mgmt   For   For

Elect Director Tanabe, Eiichi   Mgmt   For   For
Elect Director Inomata, Hajime   Mgmt   For   For
Elect Director Matsubayashi, Takami   Mgmt   For   Against
Appoint Statutory Auditor Onuki, Masashi   Mgmt   For   For
Appoint Statutory Auditor Okamoto, Naoto   Mgmt   For   For
Appoint Statutory Auditor Tsuburaya, Shigeru   Mgmt   For   Against

Mitsui Fudosan Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J4509L101
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8801

 

CUSIP: J4509L101    ISIN: JP3893200000    SEDOL: 6597603

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 11   Mgmt   For   For

Elect Director Iwasa, Hiromichi   Mgmt   For   For
Elect Director Komoda, Masanobu   Mgmt   For   For
Elect Director Iinuma, Yoshiaki   Mgmt   For   For
Elect Director Saito, Hitoshi   Mgmt   For   For
Elect Director Kitahara, Yoshikazu   Mgmt   For   For
Elect Director Asai, Hiroshi   Mgmt   For   For
Elect Director Iino, Kenji   Mgmt   For   For
Elect Director Fujibayashi, Kiyotaka   Mgmt   For   For
Elect Director Urano, Mitsudo   Mgmt   For   For
Elect Director Matsushima, Masayuki   Mgmt   For   For
Elect Director Yamashita, Toru   Mgmt   For   For
Elect Director Egashira, Toshiaki   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Retirement Bonus Payment for Director   Mgmt   For   For

Murata Manufacturing Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J46840104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6981

 

CUSIP: N/A    ISIN: JP3914400001    SEDOL: 6610403

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 50   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Murata, Tsuneo   Mgmt   For   For
Elect Director Makino, Koji   Mgmt   For   For
Elect Director Nakajima, Norio   Mgmt   For   For
Elect Director Takemura, Yoshito   Mgmt   For   For
Elect Director Tanahashi, Yasuro   Mgmt   For   For
Appoint Statutory Auditor Tanaka, Junichi   Mgmt   For   For

NGK Insulators Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J49076110
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5333

 

CUSIP: J49076110    ISIN: JP3695200000    SEDOL: 6619507

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 10   Mgmt   For   For
Approve Accounting Transfers   Mgmt   For   For
Elect Director Kato, Taro   Mgmt   For   For
Elect Director Hamamoto, Eiji   Mgmt   For   For

Elect Director Fujito, Hiroshi   Mgmt   For   For
Elect Director Mizuno, Takeyuki   Mgmt   For   For
Elect Director Hamanaka, Toshiyuki   Mgmt   For   For
Elect Director Takeuchi, Yukihisa   Mgmt   For   For
Elect Director Yoshimura, Atoshi   Mgmt   For   For
Elect Director Sakabe, Susumu   Mgmt   For   For
Elect Director Iwasaki, Ryohei   Mgmt   For   For
Elect Director Kamano, Hiroyuki   Mgmt   For   For
Elect Director Nakamura, Toshio   Mgmt   For   For

NGK Spark Plug Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J49119100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5334

 

CUSIP: J49119100    ISIN: JP3738600000    SEDOL: 6619604

Proposal   Proponent   Mgmt Rec   Vote Instruction
Amend Articles To Indemnify Directors   Mgmt   For   For
Elect Director Odo, Shinichi   Mgmt   For   For
Elect Director Oshima, Takafumi   Mgmt   For   For
Elect Director Shibagaki, Shinji   Mgmt   For   For
Elect Director Kawajiri, Shogo   Mgmt   For   For
Elect Director Nakagawa, Takeshi   Mgmt   For   For
Elect Director Suzuki, Junichiro   Mgmt   For   For
Elect Director Koiso, Hideyuki   Mgmt   For   For
Elect Director Okawa, Teppei   Mgmt   For   For
Elect Director Otaki, Morihiko   Mgmt   For   For
Appoint Statutory Auditor Matsunari, Keiichi   Mgmt   For   For

NHK Spring Co.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J49162126
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5991

 

CUSIP: J49162126    ISIN: JP3742600004    SEDOL: 6619648

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 8   Mgmt   For   For
Elect Director Tamamura, Kazumi   Mgmt   For   Against
Elect Director Itoi, Takao   Mgmt   For   For
Elect Director Kado, Hiroyuki   Mgmt   For   For
Elect Director Umebayashi, Akira   Mgmt   For   For
Elect Director Hirama, Tsunehiko   Mgmt   For   For
Elect Director Honda, Akihiro   Mgmt   For   For
Appoint Statutory Auditor Uryu, Seijiro   Mgmt   For   For
Appoint Alternate Statutory Auditor Sue, keiichiro   Mgmt   For   For

Nikon Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    654111103
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7731

 

CUSIP: 654111103    ISIN: JP3657400002    SEDOL: 6642321

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 12   Mgmt   For   For
Elect Director Kimura, Makoto   Mgmt   For   For
Elect Director Ito, Junichi   Mgmt   For   For
Elect Director Ushida, Kazuo   Mgmt   For   For
Elect Director Masai, Toshiyuki   Mgmt   For   For
Elect Director Okamoto, Yasuyuki   Mgmt   For   For

Elect Director Hashizume, Norio   Mgmt   For   For
Elect Director Oki, Hiroshi   Mgmt   For   For
Elect Director Kanazawa, Kenichi   Mgmt   For   For
Elect Director Matsuo, Kenji   Mgmt   For   For
Elect Director Higuchi, Kokei   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Nintendo Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J51699106
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7974

 

CUSIP: J51699106    ISIN: JP3756600007    SEDOL: 6639550

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 100   Mgmt   For   For
Elect Director Iwata, Satoru   Mgmt   For   Against
Elect Director Takeda, Genyo   Mgmt   For   For
Elect Director Miyamoto, Shigeru   Mgmt   For   For
Elect Director Kimishima, Tatsumi   Mgmt   For   For
Elect Director Takemura, Kaoru   Mgmt   For   For
Elect Director Takahashi, Shigeyuki   Mgmt   For   For
Elect Director Yamato, Satoshi   Mgmt   For   For
Elect Director Tanaka, Susumu   Mgmt   For   For
Elect Director Takahashi, Shinya   Mgmt   For   For
Elect Director Shinshi, Hirokazu   Mgmt   For   For

Nippon Electric Glass Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J53247110
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5214

 

CUSIP: J53247110    ISIN: JP3733400000    SEDOL: 6642666

 

Proposal

   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 8   Mgmt   For   For
Elect Director Izutsu, Yuuzo   Mgmt   For   Against
Elect Director Arioka, Masayuki   Mgmt   For   Against
Elect Director Yamamoto, Shigeru   Mgmt   For   For
Elect Director Inamasu, Koichi   Mgmt   For   For
Elect Director Matsumoto, Motoharu   Mgmt   For   For
Elect Director Miyake, Masahiro   Mgmt   For   For
Elect Director Tomamoto, Masahiro   Mgmt   For   For
Elect Director Takeuchi, Hirokazu   Mgmt   For   For
Appoint Alternate Statutory Auditor Kimura, Keijiro   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Nippon Express Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J53376117
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9062

 

CUSIP: J53376117    ISIN: JP3729400006    SEDOL: 6642127

 

Proposal

   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5   Mgmt   For   For
Elect Director Kawai, Masanori   Mgmt   For   Against
Elect Director Watanabe, Kenji   Mgmt   For   Against
Elect Director Nakamura, Jiro   Mgmt   For   For

Elect Director Hagio, Keiji   Mgmt   For   For
Elect Director Hosokoshi, Masao   Mgmt   For   For
Elect Director Ohinata, Akira   Mgmt   For   For
Elect Director Miyachika, Kiyofumi   Mgmt   For   For
Elect Director Ideno, Takahiro   Mgmt   For   For
Elect Director Saito, Mitsuru   Mgmt   For   For
Elect Director Hanaoka, Hideo   Mgmt   For   For
Elect Director Nii, Yasuaki   Mgmt   For   For
Elect Director Ito, Yutaka   Mgmt   For   For
Elect Director Hata, Masahiko   Mgmt   For   For
Elect Director Shibusawa, Noboru   Mgmt   For   For
Appoint Statutory Auditor Konno, Hiromi   Mgmt   For   Against
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Nishi-Nippon City Bank Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J56773104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8327

 

CUSIP: J56773104    ISIN: JP3658000009    SEDOL: 6639721

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 2.5   Mgmt   For   For
Elect Director Honda, Masahiro   Mgmt   For   For
Elect Director Kubota, Isao   Mgmt   For   For
Elect Director Isoyama, Seiji   Mgmt   For   For
Elect Director Tanigawa, Hiromichi   Mgmt   For   For
Elect Director Urayama, Shigeru   Mgmt   For   For
Elect Director Takata, Kiyota   Mgmt   For   For
Elect Director Kawamoto, Soichi   Mgmt   For   For

Elect Director Okamura, Sadamasa   Mgmt   For   For
Elect Director Ishida, Yasuyuki   Mgmt   For   For
Elect Director Irie, Hiroyuki   Mgmt   For   For
Elect Director Kitazaki, Michiharu   Mgmt   For   For
Elect Director Hirota, Shinya   Mgmt   For   For
Elect Director Uriu, Michiaki   Mgmt   For   For
Appoint Statutory Auditor Kawakami, Tomoaki   Mgmt   For   For

Nomura Real Estate Holdings, Inc.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J5893B104
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    3231

 

CUSIP: J5893B104    ISIN: JP3762900003    SEDOL: B1CWJM5

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 15   Mgmt   For   For
Amend Articles To Indemnify Directors   Mgmt   For   For
Elect Director Nakai, Kamezo   Mgmt   For   For
Elect Director Yoshida, Yuuko   Mgmt   For   For
Elect Director Matsushima, Shigeru   Mgmt   For   For
Appoint Statutory Auditor Fujitani, Shigeki   Mgmt   For   Against
Appoint Statutory Auditor Yamate, Akira   Mgmt   For   For
Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors   Mgmt   For   For

Obayashi Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J59826107
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    1802

 

CUSIP: J59826107    ISIN: JP3190000004    SEDOL: 6656407

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 4   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Obayashi, Takeo   Mgmt   For   For
Elect Director Shiraishi, Toru   Mgmt   For   For
Elect Director Noguchi, Tadahiko   Mgmt   For   For
Elect Director Kanai, Makoto   Mgmt   For   For
Elect Director Harada, Shozo   Mgmt   For   For
Elect Director Kishida, Makoto   Mgmt   For   For
Elect Director Miwa, Akihisa   Mgmt   For   For
Elect Director Shibata, Kenichi   Mgmt   For   For
Elect Director Sugiyama, Nao   Mgmt   For   For
Elect Director Otake, Shinichi   Mgmt   For   For

Odakyu Electric Railway Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J59568139
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9007

 

CUSIP: J59568139    ISIN: JP3196000008    SEDOL: 6656106

 

Proposal

   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 4   Mgmt   For   For
Elect Director Osuga, Yorihiko   Mgmt   For   For
Elect Director Yamaki, Toshimitsu   Mgmt   For   For
Elect Director Arai, Kazuyoshi   Mgmt   For   For
Elect Director Kaneda, Osamu   Mgmt   For   For
Elect Director Asahi, Yasuyuki   Mgmt   For   For

Elect Director Fujinami, Michinobu   Mgmt   For   For
Elect Director Kaneko, Ichiro   Mgmt   For   For
Elect Director Morita, Tomijiro   Mgmt   For   For
Elect Director Ogawa, Mikio   Mgmt   For   For
Elect Director Hoshino, Koji   Mgmt   For   For
Elect Director Amano, Izumi   Mgmt   For   For
Elect Director Shimoka, Yoshihiko   Mgmt   For   For
Elect Director Koyanagi, Jun   Mgmt   For   For
Elect Director Dakiyama, Hiroyuki   Mgmt   For   For

Oji Holdings Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J6031N109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    3861

 

CUSIP: J6031N109    ISIN: JP3174410005    SEDOL: 6657701

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Shinoda, Kazuhisa   Mgmt   For   For
Elect Director Shindo, Kiyotaka   Mgmt   For   For
Elect Director Yajima, Susumu   Mgmt   For   For
Elect Director Azuma, Takeshi   Mgmt   For   For
Elect Director Watari, Ryoji   Mgmt   For   For
Elect Director Fuchigami, Kazuo   Mgmt   For   For
Elect Director Shimamura, Genmei   Mgmt   For   For
Elect Director Koseki, Yoshiki   Mgmt   For   For
Elect Director Aoyama, Hidehiko   Mgmt   For   For
Elect Director Kaku, Masatoshi   Mgmt   For   For
Elect Director Takeuchi, Yo   Mgmt   For   For
Elect Director Akiyama, Osamu   Mgmt   For   For

Appoint Statutory Auditor Ogata, Motokazu   Mgmt   For   For
Appoint Statutory Auditor Fukui, Satoshi   Mgmt   For   For
Appoint Statutory Auditor Katsura, Makoto   Mgmt   For   For
Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System   Mgmt   For   Against
Remove Directors Shinichiro Kondo and Tadashi Watanabe from Office   SH   Against   Against

Oriental Land Co.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J6174U100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4661

 

CUSIP: J6174U100    ISIN: JP3198900007    SEDOL: 6648891

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For
Elect Director Kagami, Toshio   Mgmt   For   For
Elect Director Uenishi, Kyoichiro   Mgmt   For   For
Elect Director Irie, Norio   Mgmt   For   For
Elect Director Tamaru, Yasushi   Mgmt   For   For
Elect Director Suzuki, Shigeru   Mgmt   For   For
Elect Director Takano, Yumiko   Mgmt   For   For
Elect Director Yokota, Akiyoshi   Mgmt   For   For
Elect Director Kikuchi, Yoritoshi   Mgmt   For   For
Elect Director Konobe, Hirofumi   Mgmt   For   For
Elect Director Hanada, Tsutomu   Mgmt   For   For
Elect Director Katayama, Yuuichi   Mgmt   For   For

Osaka Gas Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J62320114
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9532

 

CUSIP: J62320114    ISIN: JP3180400008    SEDOL: 6661768

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 4.5   Mgmt   For   For
Elect Director Ozaki, Hiroshi   Mgmt   For   For
Elect Director Kitamae, Masato   Mgmt   For   For
Elect Director Honjo, Takehiro   Mgmt   For   For
Elect Director Kyuutoku, Hirofumi   Mgmt   For   For
Elect Director Kawagishi, Takahiko   Mgmt   For   For
Elect Director Matsuzaka, Hidetaka   Mgmt   For   For
Elect Director Ozaki, Yoichiro   Mgmt   For   For
Elect Director Ikejima, Kenji   Mgmt   For   For

Elect Director Fujita, Masaki   Mgmt   For   For
Elect Director Ryoki, Yasuo   Mgmt   For   For
Elect Director Setoguchi, Tetsuo   Mgmt   For   For
Elect Director Morishita, Shunzo   Mgmt   For   For
Elect Director Miyahara, Hideo   Mgmt   For   For

Otsuka Holdings Co Ltd

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J63117105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4578

 

CUSIP: N/A    ISIN: JP3188220002    SEDOL: B5LTM93

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Otsuka, Akihiko   Mgmt   For   For

Elect Director Higuchi, Tatsuo   Mgmt   For   For
Elect Director Otsuka, Ichiro   Mgmt   For   For
Elect Director Makise, Atsumasa   Mgmt   For   For
Elect Director Matsuo, Yoshiro   Mgmt   For   For
Elect Director Otsuka, Yuujiro   Mgmt   For   For
Elect Director Kobayashi, Yukio   Mgmt   For   For
Elect Director Hirotomi, Yasuyuki   Mgmt   For   For
Elect Director Kawaguchi, Juichi   Mgmt   For   For
Appoint Statutory Auditor Tobe, Sadanobu   Mgmt   For   For

Rinnai Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J65199101
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5947

 

CUSIP: J65199101    ISIN: JP3977400005    SEDOL: 6740582

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   For   For
Elect Director Naito, Susumu   Mgmt   For   Against
Elect Director Hayashi, Kenji   Mgmt   For   For
Elect Director Naito, Hiroyasu   Mgmt   For   Against
Elect Director Narita, Tsunenori   Mgmt   For   For
Elect Director Kosugi, Masao   Mgmt   For   For
Elect Director Kondo, Yuuji   Mgmt   For   For

Rohm Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J65328122
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6963

 

CUSIP: J65328122    ISIN: JP3982800009    SEDOL: 6747204

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 15   Mgmt   For   For
Elect Director Sawamura, Satoshi   Mgmt   For   For
Elect Director Takasu, Hidemi   Mgmt   For   For
Elect Director Fujiwara, Tadanobu   Mgmt   For   For
Elect Director Sasayama, Eiichi   Mgmt   For   For
Elect Director Takano, Toshiki   Mgmt   For   For
Elect Director Yamazaki, Masahiko   Mgmt   For   For
Elect Director Kawamoto, Hachiro   Mgmt   For   For
Elect Director Nishioka, Koichi   Mgmt   For   For
Elect Director Matsumoto, Isao   Mgmt   For   For
Elect Director Azuma, Katsumi   Mgmt   For   For

Sankyo Co. Ltd. (6417)

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J67844100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6417

 

CUSIP: J67844100    ISIN: JP3326410002    SEDOL: 6775432

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 75   Mgmt   For   For

Sanrio Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J68209105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8136

 

CUSIP: J68209105    ISIN: JP3343200006    SEDOL: 6776349

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Tsuji, Shintaro   Mgmt   For   For
Elect Director Tsuji, Kunihiko   Mgmt   For   For
Elect Director Emori, Susumu   Mgmt   For   For
Elect Director Fukushima, Kazuyoshi   Mgmt   For   For
Elect Director Hatoyama, Rehito   Mgmt   For   For
Elect Director Nakaya, Takahide   Mgmt   For   For
Elect Director Miyauchi, Saburo   Mgmt   For   For
Elect Director Sakiyama, Yuuko   Mgmt   For   For
Elect Director Furuhashi, Yoshio   Mgmt   For   For
Elect Director Hanado, Yasuhito   Mgmt   For   For
Approve Retirement Bonus Payment for Directors   Mgmt   For   Against

SBI Holdings

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J6991H100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8473

 

CUSIP: J6991H100    ISIN: JP3436120004    SEDOL: 6309466

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kitao, Yoshitaka   Mgmt   For   For
Elect Director Izuchi, Taro   Mgmt   For   For
Elect Director Nakagawa, Takashi   Mgmt   For   For
Elect Director Asakura, Tomoya   Mgmt   For   For
Elect Director Morita, Shumpei   Mgmt   For   For
Elect Director Maruyama, Noriaki   Mgmt   For   For
Elect Director Li Peilung   Mgmt   For   For

Elect Director Tasaka, Hiroshi   Mgmt   For   For
Elect Director Yoshida, Masaki   Mgmt   For   For
Elect Director Nagano, Kiyoshi   Mgmt   For   For
Elect Director Watanabe, Keiji   Mgmt   For   For
Elect Director Tamaki, Akihiro   Mgmt   For   For
Elect Director Marumono, Masanao   Mgmt   For   For
Elect Director Takamura, Masato   Mgmt   For   For
Elect Director Sato, Teruhide   Mgmt   For   For
Appoint Alternate Statutory Auditor Asayama, Hideaki   Mgmt   For   For

Shin-Etsu Chemical Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J72810120
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4063

 

CUSIP: J72810120    ISIN: JP3371200001    SEDOL: 6804585

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 50   Mgmt   For   For
Elect Director Saito, Yasuhiko   Mgmt   For   For
Elect Director Takasugi, Koji   Mgmt   For   For
Elect Director Ishihara, Toshinobu   Mgmt   For   For
Elect Director Frank Peter Popoff   Mgmt   For   Against
Elect Director Miyazaki, Tsuyoshi   Mgmt   For   For
Elect Director Fukui, Toshihiko   Mgmt   For   For
Elect Director Miyajima, Masaki   Mgmt   For   For
Elect Director Kasahara, Toshiyuki   Mgmt   For   For
Elect Director Onezawa, Hidenori   Mgmt   For   For
Elect Director Nakamura, Ken   Mgmt   For   For

Elect Director Matsui, Yukihiro   Mgmt   For   For
Elect Director Okamoto, Hiroaki   Mgmt   For   For
Elect Director Ueno, Susumu   Mgmt   For   For
Elect Director Maruyama, Kazumasa   Mgmt   For   For
Appoint Statutory Auditor Fukui, Taku   Mgmt   For   Against
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

SMC Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J75734103
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6273

 

CUSIP: J75734103    ISIN: JP3162600005    SEDOL: 6763965

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 80   Mgmt   For   For

Elect Director Takada, Yoshiyuki   Mgmt   For   Against
Elect Director Maruyama, Katsunori   Mgmt   For   Against
Elect Director Usui, Ikuji   Mgmt   For   For
Elect Director Takada, Yoshiki   Mgmt   For   For
Elect Director Tomita, Katsunori   Mgmt   For   For
Elect Director Kosugi, Seiji   Mgmt   For   For
Elect Director Ohashi, Eiji   Mgmt   For   For
Elect Director Satake, Masahiko   Mgmt   For   For
Elect Director Mogi, Iwao   Mgmt   For   For
Elect Director Shikakura, Koichi   Mgmt   For   For
Elect Director Kuwahara, Osamu   Mgmt   For   For
Elect Director Ogura, Koji   Mgmt   For   For
Elect Director Kawada, Motoichi   Mgmt   For   For
Elect Director German Berakoetxea   Mgmt   For   For

Elect Director Daniel Langmeier   Mgmt   For   For
Elect Director Lup Yin Chan   Mgmt   For   For
Elect Director Takada, Susumu   Mgmt   For   For
Approve Retirement Bonus Payment for Directors   Mgmt   For   For

Sumitomo Heavy Industries, Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J77497113
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6302

 

CUSIP: J77497113    ISIN: JP3405400007    SEDOL: 6858731

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 4   Mgmt   For   For
Elect Director Nakamura, Yoshinobu   Mgmt   For   For

Elect Director Betsukawa, Shunsuke   Mgmt   For   For
Elect Director Nishimura, Shinji   Mgmt   For   For
Elect Director Takaishi, Yuuji   Mgmt   For   For
Elect Director Yoshikawa, Akio   Mgmt   For   For
Elect Director Tanaka, Toshiharu   Mgmt   For   For
Elect Director Tomita, Yoshiyuki   Mgmt   For   For
Elect Director Shimizu, Kensuke   Mgmt   For   For
Elect Director Ide, Mikio   Mgmt   For   For
Elect Director Kakimoto, Toshiaki   Mgmt   For   For
Appoint Alternate Statutory Auditor Tsukada, Seishiro   Mgmt   For   For

Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J7771X109
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8316

 

CUSIP: J7771X109    ISIN: JP3890350006    SEDOL: 6563024

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 70   Mgmt   For   For
Amend Articles To Remove Provisions on Class 6 Preferred Shares - Amend Provisions on Preferred Shares to Comply with Basel III   Mgmt   For   For
Elect Director Oku, Masayuki   Mgmt   For   For
Elect Director Kunibe, Takeshi   Mgmt   For   For
Elect Director Kubo, Ken   Mgmt   For   For
Elect Director Ito, Yuujiro   Mgmt   For   For
Elect Director Fuchizaki, Masahiro   Mgmt   For   For
Elect Director Narita, Manabu   Mgmt   For   For
Elect Director Ogino, Kozo   Mgmt   For   For
Elect Director Iwamoto, Shigeru   Mgmt   For   For

Elect Director Nomura, Kuniaki   Mgmt   For   For
Appoint Statutory Auditor Minami, Koichi   Mgmt   For   For
Appoint Statutory Auditor Uno, Ikuo   Mgmt   For   Against
Appoint Statutory Auditor Ito, Satoshi   Mgmt   For   Against
Appoint Alternate Statutory Auditor Tsunoda, Daiken   Mgmt   For   For

Sumitomo Mitsui Trust Holdings, Inc.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J7772M102
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8309

 

CUSIP: J0752J108    ISIN: JP3892100003    SEDOL: 6431897

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting Agenda   Mgmt    

Approve Allocation of Income, with a Final Dividend of JPY 4.75   Mgmt   For   For
Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel III - Indemnify Directors   Mgmt   For   For
Elect Director Tsunekage, Hitoshi   Mgmt   For   For
Elect Director Kitamura, Kunitaro   Mgmt   For   For
Elect Director Otsuka, Akio   Mgmt   For   For
Elect Director Iwasaki, Nobuo   Mgmt   For   For
Elect Director Okubo, Tetsuo   Mgmt   For   For
Elect Director Hashimoto, Masaru   Mgmt   For   For
Elect Director Okuno, Jun   Mgmt   For   For
Elect Director Mukohara, Kiyoshi   Mgmt   For   For
Elect Director Hoshino, Toshio   Mgmt   For   For
Elect Director Shinohara, Soichi   Mgmt   For   For
Appoint Statutory Auditor Kamikanda, Takashi   Mgmt   For   For

Sumitomo Mitsui Trust Holdings, Inc.

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Appoint Statutory Auditor Nakanishi, Hiroyuki   Mgmt   For   For
Appoint Statutory Auditor Takano, Yasuhiko   Mgmt   For   Against
Appoint Statutory Auditor Yoshimoto, Tetsuya   Mgmt   For   For
Appoint Statutory Auditor Saito, Shinichi   Mgmt   For   For
Class Meeting Agenda for Common Shareholders   Mgmt    
Amend Articles to Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel III - Indemnify Directors   Mgmt   For   For

Sumitomo Realty & Development Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J77841112
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    8830

 

CUSIP: J77841112    ISIN: JP3409000001    SEDOL: 6858902

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 10   Mgmt   For   For
Elect Director Takashima, Junji   Mgmt   For   Against
Elect Director Onodera, Kenichi   Mgmt   For   For
Elect Director Nishima, Kojun   Mgmt   For   Against
Elect Director Takemura, Nobuaki   Mgmt   For   For
Elect Director Kobayashi, Masato   Mgmt   For   For
Elect Director Sakamoto, Yoshinobu   Mgmt   For   For
Elect Director Odai, Yoshiyuki   Mgmt   For   For
Elect Director Kato, Hiroshi   Mgmt   For   For
Elect Director Ito, Koji   Mgmt   For   For

Elect Director Tanaka, Toshikazu   Mgmt   For   For
Appoint Statutory Auditor Abe, Shoichi   Mgmt   For   Against
Appoint Statutory Auditor Tomoyasu, Hiroshi   Mgmt   For   Against
Appoint Statutory Auditor Kitamura, Tadashi   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Suzuki Motor Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J78529138
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7269

 

CUSIP: J78529138    ISIN: JP3397200001    SEDOL: 6865504

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 10   Mgmt   For   For

Elect Director Suzuki, Osamu   Mgmt   For   For
Elect Director Tamura, Minoru   Mgmt   For   For
Elect Director Honda, Osamu   Mgmt   For   For
Elect Director Suzuki, Toshihiro   Mgmt   For   For
Elect Director Harayama, Yasuhito   Mgmt   For   For
Elect Director Aizawa, Naoki   Mgmt   For   For
Elect Director Mochizuki, Eiji   Mgmt   For   For
Elect Director Iguchi, Masakazu   Mgmt   For   For
Elect Director Tanino, Sakutaro   Mgmt   For   Against
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   Against

Taiheiyo Cement Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J7923L110
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5233

 

CUSIP: J7923L110    ISIN: JP3449020001    SEDOL: 6660204

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 2   Mgmt   For   For
Elect Director Tokuue, Keiji   Mgmt   For   Against
Elect Director Fukuda, Shuuji   Mgmt   For   Against
Elect Director Kurasaki, Sho   Mgmt   For   For
Elect Director Ishii, Koji   Mgmt   For   For
Elect Director Ogawa, Kenji   Mgmt   For   For

Elect Director Minato, Takaki   Mgmt   For   For
Elect Director Kasamura, Hidehiko   Mgmt   For   For
Elect Director Kikuchi, Ken   Mgmt   For   For
Elect Director Kitabayashi, Yuuichi   Mgmt   For   For
Elect Director Matsushima, Shigeru   Mgmt   For   For
Appoint Statutory Auditor Kamimura, Kiyoshi   Mgmt   For   For

Taiyo Nippon Sanso Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J55440119
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4091

 

CUSIP: J55440119    ISIN: JP3711600001    SEDOL: 6640541

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 6   Mgmt   For   For

Elect Director Taguchi, Hiroshi   Mgmt   For   For
Elect Director Tanabe, Shinji   Mgmt   For   For
Elect Director Hazama, Kunishi   Mgmt   For   For
Elect Director Maruyama, Tadashige   Mgmt   For   For
Elect Director Ichihara, Yuujiro   Mgmt   For   For
Elect Director Yamano, Yoshikazu   Mgmt   For   For
Elect Director Amada, Shigeru   Mgmt   For   For
Elect Director William Kroll   Mgmt   For   For
Elect Director Katsumata, Hiroshi   Mgmt   For   For
Elect Director Mizunoe, Kinji   Mgmt   For   For
Elect Director Umekawa, Akihiko   Mgmt   For   For
Elect Director Hiramine, Shinichiro   Mgmt   For   For
Elect Director Ariga, Keiki   Mgmt   For   For
Elect Director Kawaguchi, Yasunobu   Mgmt   For   For

Elect Director Yoshimura, Shotaro   Mgmt   For   For
Appoint Statutory Auditor Fujita, Kiyoshi   Mgmt   For   For
Appoint Statutory Auditor Miyazaki, Yasufumi   Mgmt   For   Against

TDK Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J82141136
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6762

 

CUSIP: J82141136    ISIN: JP3538800008    SEDOL: 6869302

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   For   For
Elect Director Kamigama, Takehiro   Mgmt   For   For
Elect Director Kobayashi, Atsuo   Mgmt   For   For

Elect Director Uemura, Hiroyuki   Mgmt   For   For
Elect Director Yoneyama, Junji   Mgmt   For   For
Elect Director Mori, Kenichi   Mgmt   For   For
Elect Director Yanase, Yukio   Mgmt   For   For
Elect Director Sumita, Makoto   Mgmt   For   For
Appoint Statutory Auditor Yagi, Kazunori   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

Tobu Railway Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J84162148
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9001

 

CUSIP: J84162148    ISIN: JP3597800006    SEDOL: 6895169

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Nezu, Yoshizumi   Mgmt   For   For
Elect Director Tsunoda, Kenichi   Mgmt   For   For
Elect Director Nakajima, Kenzo   Mgmt   For   For
Elect Director Takeda, Zengo   Mgmt   For   For
Elect Director Makino, Osamu   Mgmt   For   For
Elect Director Furusawa, Hiromichi   Mgmt   For   For
Elect Director Hirata, Kazuhiko   Mgmt   For   For
Elect Director Inomori, Shinji   Mgmt   For   For
Elect Director Miwa, Hiroaki   Mgmt   For   For
Elect Director Okatsu, Noritaka   Mgmt   For   For
Elect Director Ojiro, Akihiro   Mgmt   For   For
Elect Director Sakamaki, Nobuaki   Mgmt   For   For
Elect Director Koshimura, Toshiaki   Mgmt   For   Against

Elect Director Suzuki, Mitiaki   Mgmt   For   For
Elect Director Iwase, Yutaka   Mgmt   For   For
Appoint Statutory Auditor Nakajima, Naotaka   Mgmt   For   For

Tokyo Gas Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J87000105
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9531

 

CUSIP: J87000105    ISIN: JP3573000001    SEDOL: 6895448

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5.5   Mgmt   For   For
Elect Director Torihara, Mitsunori   Mgmt   For   For
Elect Director Okamoto, Tsuyoshi   Mgmt   For   For

Elect Director Muraki, Shigeru   Mgmt   For   For
Elect Director Hirose, Michiaki   Mgmt   For   For
Elect Director Yoshino, Kazuo   Mgmt   For   For
Elect Director Hataba, Matsuhiko   Mgmt   For   For
Elect Director Kunigo, Yutaka   Mgmt   For   For
Elect Director Mikami, Masahiro   Mgmt   For   For
Elect Director Sato, Yukio   Mgmt   For   For
Elect Director Tomizawa, Ryuuichi   Mgmt   For   For
Elect Director Nakagaki, Yoshihiko   Mgmt   For   For
Appoint Statutory Auditor Oya, Tsutomu   Mgmt   For   For
Appoint Statutory Auditor Otani, Kojiro   Mgmt   For   Against

Tokyu Corp.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J88720123
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9005

 

CUSIP: J88720123    ISIN: JP3574200006    SEDOL: 6896548

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3.5   Mgmt   For   For
Elect Director Koshimura, Toshiaki   Mgmt   For   For
Elect Director Nomoto, Hirofumi   Mgmt   For   For
Elect Director Sugita, Yoshiki   Mgmt   For   For
Elect Director Takahashi, Haruka   Mgmt   For   For
Elect Director Imamura, Toshio   Mgmt   For   For
Elect Director Kuwahara, Tsuneyasu   Mgmt   For   For
Elect Director Tomoe, Masao   Mgmt   For   For
Elect Director Izumi, Yasuyuki   Mgmt   For   For
Elect Director Watanabe, Isao   Mgmt   For   For

Elect Director Happo, Takakuni   Mgmt   For   For
Elect Director Suzuki, Katsuhisa   Mgmt   For   For
Elect Director Ono, Hiroshi   Mgmt   For   For
Elect Director Hoshino, Toshiyuki   Mgmt   For   For
Elect Director Takahashi, Kazuo   Mgmt   For   For
Elect Director Nezu, Yoshizumi   Mgmt   For   Against
Elect Director Konaga, Keiichi   Mgmt   For   For
Elect Director Kanazashi, Kiyoshi   Mgmt   For   For

Toppan Printing Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    890747108
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    7911

 

CUSIP: 890747108    ISIN: JP3629000005    SEDOL: 6897024

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Adachi, Naoki   Mgmt   For   For
Elect Director Kaneko, Shingo   Mgmt   For   For
Elect Director Takamiyagi, Jitsumei   Mgmt   For   For
Elect Director Furuya, Yoshihiro   Mgmt   For   For
Elect Director Ominato, Mitsuru   Mgmt   For   For
Elect Director Nagayama, Yoshiyuki   Mgmt   For   For
Elect Director Kumamoto, Yuuichi   Mgmt   For   For
Elect Director Okubo, Shinichi   Mgmt   For   For
Elect Director Maeda, Yukio   Mgmt   For   For
Elect Director Ito, Atsushi   Mgmt   For   For
Elect Director Kakiya, Hidetaka   Mgmt   For   For
Elect Director Arai, Makoto   Mgmt   For   For
Elect Director Maro, Hideharu   Mgmt   For   For
Elect Director Sakuma, Kunio   Mgmt   For   Against

Elect Director Noma, Yoshinobu   Mgmt   For   For
Elect Director Mitsui, Seiji   Mgmt   For   For
Elect Director Matsuda, Naoyuki   Mgmt   For   For
Elect Director Sato, Nobuaki   Mgmt   For   For
Elect Director Kinemura, Katsuhiro   Mgmt   For   For
Elect Director Izawa, Taro   Mgmt   For   For
Elect Director Ezaki, Sumio   Mgmt   For   For
Elect Director Yamano, Yasuhiko   Mgmt   For   For
Elect Director Kotani, Yuuichiro   Mgmt   For   For
Elect Director Iwase, Hiroshi   Mgmt   For   For
Elect Director Yamanaka, Norio   Mgmt   For   For
Elect Director Nakao, Mitsuhiro   Mgmt   For   For
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Toto Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J90268103
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5332

 

CUSIP: J90268103    ISIN: JP3596200000    SEDOL: 6897466

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kise, Teruo   Mgmt   For   For
Elect Director Harimoto, Kunio   Mgmt   For   For
Elect Director Hasunuma, Akio   Mgmt   For   For
Elect Director Saruwatari, Tatsuhiko   Mgmt   For   For
Elect Director Tabata, Hiromichi   Mgmt   For   For
Elect Director Furube, Kiyoshi   Mgmt   For   For
Elect Director Kitamura, Madoka   Mgmt   For   For
Elect Director Yamada, Shunji   Mgmt   For   For

Elect Director Kiyota, Noriaki   Mgmt   For   For
Elect Director Ebisumoto, Yuuji   Mgmt   For   For
Elect Director Morimura, Nozomu   Mgmt   For   For
Elect Director Yamamoto, Kazumoto   Mgmt   For   For
Elect Director Ogawa, Hiroki   Mgmt   For   For
Appoint Statutory Auditor Katayanagi, Akira   Mgmt   For   Against
Approve Takeover Defense Plan (Poison Pill)   Mgmt   For   Against

Tsumura & Co.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J93407120
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4540

 

CUSIP: J93407120    ISIN: JP3535800001    SEDOL: 6906919

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 32   Mgmt   For   For
Elect Director Yoshii, Junichi   Mgmt   For   For
Elect Director Kato, Terukazu   Mgmt   For   For
Elect Director Tanaka, Norihiro   Mgmt   For   For
Elect Director Sugita, Toru   Mgmt   For   For
Elect Director Takeda, Shuuichi   Mgmt   For   For
Elect Director Nakayama, Terunari   Mgmt   For   For
Elect Director Fuji, Yasunori   Mgmt   For   For
Elect Director Iwasawa, Tsuyoshi   Mgmt   For   For
Elect Director Takasaki, Ryuuji   Mgmt   For   For
Elect Director Sugimoto, Shigeru   Mgmt   For   For

Ube Industries Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J93796100
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    4208

 

CUSIP: J93796100    ISIN: JP3158800007    SEDOL: 6910705

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 5   Mgmt   For   For
Elect Director Tamura, Hiroaki   Mgmt   For   For
Elect Director Takeshita, Michio   Mgmt   For   For
Elect Director Yamamoto, Yuzuru   Mgmt   For   For
Elect Director Izumihara, Masato   Mgmt   For   For
Elect Director Motoda, Michitaka   Mgmt   For   For

Elect Director Higashi, Tetsuro   Mgmt   For   For
Elect Director Kusama, Takashi   Mgmt   For   For
Appoint Statutory Auditor Kitamura, Naoya   Mgmt   For   For
Appoint Statutory Auditor Ochiai, Seiichi   Mgmt   For   For
Appoint Alternate Statutory Auditor Koriya, Daisuke   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors  

Mgmt

  

For

   For

Ushio Inc.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J94456118
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    6925

 

CUSIP: J94456118    ISIN: JP3156400008    SEDOL: 6918981

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 22   Mgmt   For   For
Elect Director Ushio, Jiro   Mgmt   For   For
Elect Director Sugata, Shiro   Mgmt   For   For
Elect Director Taki, Tadashi   Mgmt   For   For
Elect Director Hamashima, Kenji   Mgmt   For   For
Elect Director Tokuhiro, Keizo   Mgmt   For   For
Elect Director Ushio, Shiro   Mgmt   For   For
Elect Director Tada, Ryuutaro   Mgmt   For   For
Elect Director Banno, Hiroaki   Mgmt   For   For
Elect Director Tanaka, Yoneta   Mgmt   For   For
Elect Director Kobayashi, Nobuyuki   Mgmt   For   For
Elect Director Nakamae, Tadashi   Mgmt   For   For
Appoint Statutory Auditor Oshima, Seiji   Mgmt   For   For

Yamada Denki Co.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J95534103
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    9831

 

CUSIP: J95534103    ISIN: JP3939000000    SEDOL: 6985026

 

Proposal   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Appoint Statutory Auditor Itakura, Haruhiko   Mgmt   For   For
Appoint Statutory Auditor Nakamura, Yutaka   Mgmt   For   Against
Approve Special Payments in Connection with Abolition of Retirement Bonus System   Mgmt   For   For
Approve Deep Discount Stock Option Plan   Mgmt   For   For

Yamato Kogyo Co. Ltd.

 

Meeting Date:    27-Jun-13    Country:    Japan    Security ID:    J96524111
Record Date:    31-Mar-13    Meeting Type:    Annual    Ticker:    5444

 

CUSIP: J96524111    ISIN: JP3940400009    SEDOL: 6985446

 

Proposal

   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 15   Mgmt   For   For
Elect Director Inoe, Hiroyuki   Mgmt   For   Against
Elect Director Takahashi, Tadashi   Mgmt   For   For
Elect Director Toritani, Yoshinori   Mgmt   For   For
Elect Director Morikawa, Yoshio   Mgmt   For   For
Elect Director Damri Tunshevavong   Mgmt   For   For

============== db X-trackers Municipal Infrastructure Revenue Fund ================

The db X-trackers Municipal Infrastructure Revenue Fund did not cast any proxy votes during the reporting period. Accordingly, there is no proxy voting record to report.

================= db X-trackers Regulated Utilities Index Fund ================

The db X-trackers Regulated Utilities Index Fund did not cast any proxy votes during the reporting period. Accordingly, there is no proxy voting record to report.

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant    DBX ETF Trust

 

By (Signature and Title)*  

/s/ Alex Depetris

  Alex Depetris, President and Chief Executive Officer and Secretary
Date  

8/20/13

*Print the name and title of each signing officer under his or her signature.