EX-99.E.3 9 exe3-etf.htm AMENDMENT TO THE DISTRIBUTION AGREEMENT

Exhibit (e)(3)

 

 

AMENDMENT 15

This amendment (the “Amendment”) between the parties signing below (“Parties”') amends the Existing Agreement as of June 13, 2022 (the “Effective Date”):

 

Term Means
“Existing Agreement” The Distribution Agreement between ALPS and the Fund dated April 16, 2018, as amended
“ALPS” ALPS Distributors, Inc.
 “Fund” DBX ETF Trust

Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.

IN WITNESS WHEREOF, the Parties have caused this Amendment to be executed by their duly authorized representatives.

 

 

DBX ETF TRUST ALPS Distributors, Inc.
   

 

By:  /s/ John Millette

By:  /s/ Stephen Kyllo

Name: John Millette

Title: Secretary

Name: Stephen Kyllo

Title: SVP & Director

 

 

 

 

 

 

 

 

 

 

 

 

 

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Schedule A to this Amendment

 

Effective as of the Effective Date, the Existing Agreement is amended as follows:

1 .Appendix A entitled “List of Portfolios” is deleted and replaced with the following Appendix A entitled “List of Portfolios”:

APPENDIX A

LIST OF PORTFOLIOS

 

Name Ticker
Xtrackers Municipal Infrastructure Revenue Bond ETF RVNU
Xtrackers MSCI Germany Hedged Equity ETF DBGR
Xtrackers MSCI EAFE Hedged Equity ETF DBEF
Xtrackers MSCI Emerging Markets Hedged Equity ETF DBEM
Xtrackers MSCI Japan Hedged Equity ETF DBJP
Xtrackers MSCI Europe Hedged Equity ETF DBEU
Xtrackers MSCI All World ex US Hedged Equity ETF DBAW
Xtrackers MSCI Eurozone Hedged Equity ETF DBEZ
Xtrackers Harvest CSI 300 China A-Shares ETF ASHR
Xtrackers MSCI All China Equity ETF CN
Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF ASHS
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF ESEB
Xtrackers Bloomberg US Investment Grade Corporate ESG ETF ECSR
Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF ESHY
Xtrackers MSCI EAFE High Dividend Yield Equity ETF HDEF
Xtrackers MSCI All World ex US High Dividend Yield Equity ETF HDAW
Xtrackers MSCI China A Inclusion Equity ETF ASHX
Xtrackers Russell US Multifactor ETF DEUS
Xtrackers FTSE Developed Ex US Multifactor ETF DEEF
Xtrackers USD High Yield Corporate Bond ETF HYLB
Xtrackers Short Duration High Yield Corporate Bond ETF SYHL
Xtrackers High Beta High Yield Bond ETF HYUP
Xtrackers Low Beta High Yield Bond ETF HYDW
Xtrackers Russell 1000 US Quality at a Reasonable Price ETF QARP
Xtrackers MSCI EAFE ESG Leaders Equity ETF EASG
Xtrackers MSCI Emerging Markets ESG Leaders Equity ETF EMSG
Xtrackers Emerging Markets Carbon Reduction and Climate Improvers ETF EMCR
Xtrackers S&P 500 ESG ETF SNPE
Xtrackers MSCI USA ESG Leaders Equity ETF USSG
  Xtrackers International Real Estate ETF HAUZ

 

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   Xtrackers CRT Total Mortgage Bond ETF  
   Xtrackers CRT High Yield Mortgage Bond ETF  
Xtrackers MSCI Kokusai Equity ETF    KOKU
   Xtrackers S&P MidCap 400 ESG ETF    MIDE
   Xtrackers S&P SmallCap 600 ESG ETF    SMLE
   Xtrackers Global Carbon ETF    ECRB
  Xtrackers Risk Managed USD High Yield Strategy ETF    HYRM
  Xtrackers Net Zero Pathway Paris Aligned US Equity ETF    USNZ
  Xtrackers S&P 500 Growth ESG ETF    SNPG
  Xtrackers S&P 500 Value ESG ETF    SNPV

 

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Schedule B to this Amendment General Terms

 

1.Capitalized terms not defined herein shall have the meanings given to them in the Existing Agreement.
2.The Amendment shall not be modified, supplemented, amended or interpreted in accordance with, any industry custom or practice, or any internal policies or procedures of any Party. This Amendment (including any attachments, schedules and addenda hereto), along with the Existing Agreement, as amended, contains the entire agreement of the Parties and thus governs the Parties' duties and obligations with respect to the subject matter hereof and supersedes all previous communications, representations, understandings and agreements, either oral or written, between the Parties with respect thereto.
3.This Amendment may be executed in counterparts, each of which when so executed will be deemed to be an original. Such counterparts together will constitute one agreement. Signatures may be exchanged via facsimile or electronic mail and signature s so exchanged shall be binding to the same extent as if original signatures were exchanged.
4.This Amendment and any dispute or claim arising out of or in connection with it, its subject matter or its formation (including non-contractual disputes or claims) shall be governed by and construed in accordance with the laws of the same jurisdiction as the Existing Agreement.

 

 

 

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