497 1 ss_saistkr21-27.htm XTRACKERS HARVEST CSI 300 CHINA A-SHARES ETF & XTRACKERS HARVEST CSI 500 CHINA A-SHARES SMALL CAP ETF

Supplement to the currently effective STATEMENT OF ADDITIONAL INFORMATION
     
     

Xtrackers Harvest CSI 300 China A-Shares ETF (ASHR)

Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF (ASHS)

 

 

 

The following information replaces the existing tables for Xtrackers Harvest CSI 300 China A-Shares ETF and Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF in “Part I: Appendix I-D – Portfolio Management” of the fund’s Statement of Additional Information. The information for Vicky Hsu, who joined the team as a portfolio manager on December 2, 2021, is provided as of November 30, 2021 and the information for Kevin Sung is provided as of the fund’s most recent fiscal year end.

Fund Ownership of Portfolio Managers

Xtrackers Harvest CSI 300 China A-Shares ETF

Fund Ownership of Portfolio Managers

 

Name of Portfolio
Manager

Dollar Range of

Fund Shares Owned

  
Kevin Sung $0  
Vicky Hsu $0  

 

Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF

 

Name of Portfolio
Manager

Dollar Range of

Fund Shares Owned

  
Kevin Sung $0  
Vicky Hsu $0  

 

Conflicts of Interest

Xtrackers Harvest CSI 300 China A-Shares ETF

 

Other SEC Registered Investment Companies Managed:

Name of Portfolio Manager Number of
Registered
Investment
Companies		 Total Assets of
Registered
Investment
Companies		 Number of Investment
Company Accounts
with Performance-
Based Fee		 Total Assets of
Performance-
Based Fee
Accounts
Kevin Sung 1 $39,994,403 0 $0
Vicky Hsu 1 $39,310,623 0 $0

Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF

 

 

December 16, 2021

SAISTKR21-27

 

 

 
 

Other SEC Registered Investment Companies Managed:

Name of Portfolio Manager Number of
Registered
Investment
Companies		 Total Assets of
Registered
Investment
Companies		 Number of Investment
Company Accounts
with Performance-
Based Fee		 Total Assets of
Performance-
Based Fee
Accounts

 

Kevin Sung  1 $2,719,545,248 0 $0
Vicky Hsu 1 $2,340,005,451 0 $0

Xtrackers Harvest CSI 300 China A-Shares ETF

Other Pooled Investment Vehicles Managed:

Name of Portfolio Manager Number of
Pooled
Investment
Vehicles		 Total Assets of
Pooled Investment
Vehicles		 Number of Pooled
Investment Vehicle
Accounts with
Performance-Based Fee		 Total Assets of
Performance-
Based Fee Accounts
Kevin Sung   5   $998,414,637 0 $0
Vicky Hsu 4 $635,471,523 0 $0

Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF

Other Pooled Investment Vehicles Managed:

Name of Portfolio Manager Number of
Pooled
Investment
Vehicles		 Total Assets of
Pooled Investment
Vehicles		 Number of Pooled
Investment Vehicle
Accounts with
Performance-Based Fee		 Total Assets of
Performance-
Based Fee
Accounts
Kevin Sung   5   $998,414,637 0 $0
Vicky Hsu 4 $635,471,523 0 $0

Xtrackers Harvest CSI 300 China A-Shares ETF

Other Accounts Managed:

Name of Portfolio Manager Number of
Other Accounts		 Total Assets of
Other Accounts		 Number of Other
Accounts with
Performance-Based Fee		 Total Assets of
Performance-Based
Fee Accounts
Kevin Sung 0   $0 0 $0
Vicky Hsu  0   $0 0 $0

Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF

Other Accounts Managed:

Name of Portfolio Manager Number of
Other Accounts		 Total Assets of
Other Accounts		 Number of Other
Accounts with
Performance-Based Fee		 Total Assets of
Performance-Based
Fee Accounts
Kevin Sung 0   $0 0 $0
Vicky Hsu 0   $0 0 $0

 

Please Retain This Supplement for Future Reference

 

 

December 16, 2021

SAISTKR21-27