0001502631-17-000004.txt : 20170419 0001502631-17-000004.hdr.sgml : 20170419 20170419134757 ACCESSION NUMBER: 0001502631-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170419 DATE AS OF CHANGE: 20170419 EFFECTIVENESS DATE: 20170419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Orinda Asset Management LLC CENTRAL INDEX KEY: 0001502631 IRS NUMBER: 272804413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15243 FILM NUMBER: 17769562 BUSINESS ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 150-A CITY: ORINDA STATE: CA ZIP: 94563 BUSINESS PHONE: 925-253-1300 MAIL ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 150-A CITY: ORINDA STATE: CA ZIP: 94563 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001502631 XXXXXXXX 03-31-2017 03-31-2017 false Orinda Asset Management LLC

4 Orinda Way Suite 150-a Orinda CA 94563

13F HOLDINGS REPORT 028-15243 N Cynthia Yee 925-253-1300 Cynthia Yee Orinda CA 04-19-2017 0 42 116827 INFORMATION TABLE 2 infotable.xml ARBOR RLTY TR INC COM 038923108 2095 250000 SH SOLE 250000 0 0 ASHFORD HOSPITALITY PRIME IN PFD CV SER B 044102507 3611 183584 SH SOLE 183584 0 0 CITY OFFICE REIT INC COM 178587101 7456 613653 SH SOLE 613653 0 0 GLOBAL NET LEASE INC COM NEW 379378201 2297 95381 SH SOLE 95381 0 0 KENNEDY-WILSON HLDGS INC COM 489398107 2883 129876 SH SOLE 129876 0 0 LADDER CAP CORP CL A 505743104 25 1780 SH SOLE 1780 0 0 WHEELER REAL ESTATE INVT TR COM 963025101 5377 3108170 SH SOLE 3108170 0 0 WHEELER REAL ESTATE INVT TR CV PFD SER B 963025309 5885 244600 SH SOLE 244600 0 0 WHEELER REAL ESTATE INVT TR PFD CNV SER D 963025606 8319 319864 SH SOLE 319864 0 0 WHITESTONE REIT COM 966084204 2511 181447 SH SOLE 181447 0 0 AGNC INVT CORP COM 00123Q104 2188 110000 SH SOLE 110000 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 1517 265239 SH SOLE 265239 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 3685 195897 SH SOLE 195897 0 0 ARC LOGISTICS PARTNERS LP COM UT REP LPN 03879N101 516 36200 SH SOLE 36200 0 0 BLUEROCK RESIDENTIAL GRW REI COM CL A 09627J102 5941 482611 SH SOLE 482611 0 0 COLONY NORTHSTAR INC CL A COM 19625W104 4209 326000 SH SOLE 326000 0 0 EPR PPTYS CONV PFD 9% SR E 26884U307 901 25174 SH SOLE 25174 0 0 EASTERLY GOVT PPTYS INC COM 27616P103 198 10000 SH SOLE 10000 0 0 FELCOR LODGING TR INC PFD CV A $1.95 31430F200 9096 373098 SH SOLE 373098 0 0 GLOBAL MED REIT INC COM NEW 37954A204 454 50000 SH SOLE 50000 0 0 INDEPENDENCE RLTY TR INC COM 45378A106 9920 1058695 SH SOLE 1058695 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 558 36200 SH SOLE 36200 0 0 LANDMARK INFRASTRUCTURE LP COM UNIT LTD 51508J108 640 42789 SH SOLE 42789 0 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 1612 20000 SH SOLE 20000 0 0 MEDEQUITIES RLTY TR INC COM 58409L306 449 40010 SH SOLE 40010 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 4670 275000 SH SOLE 275000 0 0 NEW YORK REIT INC COM 64976L109 5681 586293 SH SOLE 586293 0 0 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 981 100000 SH SOLE 100000 0 0 PATTERN ENERGY GROUP INC CL A 70338P100 2013 100000 SH SOLE 100000 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 978 25000 SH SOLE 25000 0 0 RESOURCE CAP CORP NOTE 6.000%12/0 76120WAA2 3045 3000000 SH SOLE 3000000 0 0 SELECT INCOME REIT COM SH BEN INT 81618T100 6469 250823 SH SOLE 250823 0 0 STARWOOD PPTY TR INC COM 85571B105 2258 100000 SH SOLE 100000 0 0 UNITI GROUP INC COM 91325V108 3415 132123 SH SOLE 132123 0 0 VEREIT INC COM 92339V100 3014 355000 SH SOLE 355000 0 0 UMH PPTYS INC CV RED PFD-A 903002202 464 17936 SH SOLE 17936 0 0 CONDOR HOSPITALITY TR INC COM NEW 20676Y403 668 63000 SH SOLE 63000 0 0 ASHFORD HOSPITALITY PRIME IN COM 044102101 293 27599 SH SOLE 27599 0 0 RITE AID CORP COM 767754104 64 15000 SH SOLE 15000 0 0 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 60 2800 SH SOLE 2800 0 0 MONOGRAM RESIDENTIAL TR INC COM 60979P105 249 25000 SH SOLE 25000 0 0 PARAMOUNT GROUP INC COM 69924R108 162 10000 SH SOLE 10000 0 0