0001502631-14-000010.txt : 20141112 0001502631-14-000010.hdr.sgml : 20141111 20141112095549 ACCESSION NUMBER: 0001502631-14-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141112 DATE AS OF CHANGE: 20141112 EFFECTIVENESS DATE: 20141112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Orinda Asset Management LLC CENTRAL INDEX KEY: 0001502631 IRS NUMBER: 272804413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15243 FILM NUMBER: 141211839 BUSINESS ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 150-A CITY: ORINDA STATE: CA ZIP: 94563 BUSINESS PHONE: 925-253-1300 MAIL ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 150-A CITY: ORINDA STATE: CA ZIP: 94563 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001502631 XXXXXXXX 09-30-2014 09-30-2014 false Orinda Asset Management LLC

4 Orinda Way Suite 150-a Orinda CA 94563

13F COMBINATION REPORT 028-15243 0001218583 028-10361 GRT CAPITAL PARTNERS LLC 0001513013 028-14338 OMT Capital Management LLC 0001082045 028-04129 WEATHERBIE CAPITAL, LLC 0001568542 028-15189 Covenant Financial Services, LLC 0001543568 028-15202 Connective Capital Management, LLC 0001542161 028-14717 Glaxis Capital Management, LLC N Cynthia Yee 925-253-1300 Cynthia Yee Orinda CA 01-22-2014 0 108 52055 INFORMATION TABLE 2 infotable.xml ACTIVISION BLIZZARD INC COM 00507V109 116 5578 SH OTR 0 0 5578 ADVANCE AUTO PARTS INC COM 00751Y106 1173 9000 SH OTR 0 0 9000 AEGION CORP COM 00770F104 118 5287 SH OTR 0 0 5287 AG MTG INVT TR INC COM 001228105 427 24000 SH SOLE 24000 0 0 AGNICO EAGLE MINES LTD COM 008474108 161 5538 SH OTR 0 0 5538 AKAMAI TECHNOLOGIES INC COM 00971T101 188 3139 SH OTR 0 0 3139 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 1062 177631 SH SOLE 177631 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 170 8000 SH SOLE 8000 0 0 AMERICAN RLTY CAP PPTYS INC COM 02917T104 1568 130000 SH SOLE 130000 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 136 1229 SH OTR 0 0 1229 ANNALY CAP MGMT INC COM 035710409 2435 228000 SH SOLE 228000 0 0 APOLLOL REAL EST FIN INC COM 03762U105 3762 239481 SH SOLE 239481 0 0 ARES CAP CORP COM 04010L103 1616 100000 SH SOLE 100000 0 0 ARMOUR RESIDENTIAL REIT INC COM 042315101 1275 331159 SH SOLE 331159 0 0 ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 044103505 832 30667 SH SOLE 30667 0 0 BANK AMER CORP COM 060505104 171 10018 SH OTR 0 0 10018 BARCLAYS BK PLC IPATH S&P500 VIX IPATH S&P500 VIX 06742E711 187 6000 SH SOLE 6000 0 0 BARD C R INC COM 067383109 118 828 SH OTR 0 0 828 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1243 9000 SH OTR 0 0 9000 BIOGEN IDEC INC COM 09062X103 146 440 SH OTR 0 0 440 BUNGE LIMITED COM G16962105 129 1534 SH OTR 0 0 1534 CAMPUS CREST CMNTYS INC COM 13466Y105 973 152030 SH SOLE 152030 0 0 CELANESE CORP DEL COM SER A 150870103 163 2790 SH OTR 0 0 2790 CENTRAL FD CDA LTD CL A 153501101 217 17634 SH OTR 0 0 17634 CHARLES RIV LABS INTL INC COM 159864107 185 3098 SH OTR 0 0 3098 CHECK POINT SOFTWARE TECH LT ORD M22465104 167 2408 SH OTR 0 0 2408 CISCO SYS INC COM 17275R102 136 5389 SH OTR 0 0 5389 COACH INC COM 189754104 356 10000 SH OTR 0 0 10000 CORNING INC COM 219350105 181 9342 SH OTR 0 0 9342 CROCS INC COM 227046109 629 50000 SH OTR 0 0 50000 CVS HEALTH CORP COM 126650100 1958 24600 SH OTR 0 0 24600 DIRECTV COM 25490A309 2821 32600 SH OTR 0 0 32600 DIREXION SHS ETF TR 20YR TRES BEAR 20YR TRES BEAR 25459Y678 1318 30800 SH SOLE 30800 0 0 DISCOVER FINL SVCS COM 254709108 150 2323 SH OTR 0 0 2323 ELLINGTON FINANCIAL LLC COM 288522303 400 18000 SH SOLE 18000 0 0 EPR PPTYS CONV PFD 9% SR E 26884U307 965 31373 SH SOLE 31373 0 0 EQUITY COMWLTH CUM PFD E 7.25% 294628409 2090 81225 SH SOLE 81225 0 0 F5 NETWORKS INC COM 315616102 172 1446 SH OTR 0 0 1446 FELCOR LODGING TR INC PFD CV A $1.95 PFD CV A $1.95 31430F200 1866 72296 SH SOLE 72296 0 0 FRANCO NEVADA CORP COM 351858105 141 2894 SH OTR 0 0 2894 GAMESTOP CORP NEW CL A 36467W109 125 3023 SH OTR 0 0 3023 GENERAL DYNAMICS CORP COM 369550108 127 999 SH OTR 0 0 999 GENERAL MTRS CO COM 37045V100 958 30000 SH OTR 0 0 30000 GILEAD SCIENCES INC COM 375558103 152 1430 SH OTR 0 0 1430 GOLDCORP INC NEW COM 380956409 104 4532 SH OTR 0 0 4532 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 53 2123 SH OTR 0 0 2123 HALLIBURTON CO COM 406216101 138 2138 SH OTR 0 0 2138 HANMI FINL CORP COM NEW 410495204 126 6249 SH OTR 0 0 6249 HARRIS & HARRIS GROUP INC COM 413833104 61 20528 SH OTR 0 0 20528 HATTERAS FINL CORP COM 41902R103 388 21576 SH SOLE 21576 0 0 HDFC BANK LTD ADR REPS 3 SHS ADR REPS 3 SHS 40415F101 91 1956 SH OTR 0 0 1956 HEALTH CARE REIT INC COM 42217K106 699 11200 SH SOLE 11200 0 0 ICICI BK LTD ADR 45104G104 80 1634 SH OTR 0 0 1634 INDEPENDENCE RLTY TR INC COM 45378A106 2486 256772 SH SOLE 256772 0 0 ISHARES INDIA 50 ETF 464289529 255 8603 SH OTR 0 0 8603 ISHARES MBS ETF 464288588 79 735 SH OTR 0 0 735 FLTG RATE BD ETF ISHARES TR 46429B655 81 1591 SH OTR 0 0 1591 ISHARES TR IBOXX INV CP ETF 464287242 63 533 SH OTR 0 0 533 ISIS PHARMACEUTICALS INC COM 464330109 102 2620 SH OTR 0 0 2620 JOHNSON & JOHNSON COM 478160104 139 1302 SH OTR 0 0 1302 JUNIPER NETWORKS INC COM 48203R104 124 5584 SH OTR 0 0 5584 LOCKHEED MARTIN CORP COM 539830109 128 702 SH OTR 0 0 702 LYONDELLBASELL INDUSTRIES N SHS - 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