0001502631-14-000005.txt : 20140203
0001502631-14-000005.hdr.sgml : 20140203
20140203122539
ACCESSION NUMBER: 0001502631-14-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140203
DATE AS OF CHANGE: 20140203
EFFECTIVENESS DATE: 20140203
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Orinda Asset Management LLC
CENTRAL INDEX KEY: 0001502631
IRS NUMBER: 272804413
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15243
FILM NUMBER: 14567177
BUSINESS ADDRESS:
STREET 1: 4 ORINDA WAY
STREET 2: SUITE 150-A
CITY: ORINDA
STATE: CA
ZIP: 94563
BUSINESS PHONE: 925-253-1300
MAIL ADDRESS:
STREET 1: 4 ORINDA WAY
STREET 2: SUITE 150-A
CITY: ORINDA
STATE: CA
ZIP: 94563
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001502631
XXXXXXXX
12-31-2013
12-31-2013
false
Orinda Asset Management LLC
4 Orinda Way
Suite 150-a
Orinda
CA
94563
13F COMBINATION REPORT
028-15243
0001218583
028-10361
GRT CAPITAL PARTNERS LLC
0001513013
028-14338
OMT Capital Management LLC
0001082045
028-04129
WEATHERBIE M A & CO INC/MA
0001568542
028-15189
Covenant Financial Services, LLC
0001543568
028-15202
Connective Capital Management, LLC
0001542161
028-14717
Glaxis Capital Management, LLC
N
Cynthia Yee
CCO
925-253-1300
Cynthia Yee
Orinda
CA
01-22-2014
0
118
44672
INFORMATION TABLE
2
infotable.xml
AGNICO EAGLE MINES LTD
COM
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124
4688
SH
OTR
0
0
4688
ALCATEL-LUCENT
ADR
013904305
317
72061
SH
OTR
0
0
72061
ALLIED NEVADA GOLD CORP
COM
019344100
201
56672
SH
OTR
0
0
56672
ARBOR RLTY TR INC
COM
038923108
723
108587
SH
SOLE
108587
0
0
ARROWHEAD RESH CORP
COM NEW
042797209
196
18040
SH
OTR
0
0
18040
ASHFORD HOSPITALITY TR INC
9% CUM PFD SER E
044103505
659
24842
SH
SOLE
24842
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1067
9000
SH
OTR
0
0
9000
BLOUNT INTL INC NEW
COM
095180105
434
30000
SH
OTR
0
0
30000
CVS CAREMARK CORPORATION
COM
126650100
1761
24600
SH
OTR
0
0
24600
CELANESE CORP DEL
COM SER A
150870103
173
3132
SH
OTR
0
0
3132
CENTRAL FD CDA LTD
CL A
153501101
1307
98622
SH
OTR
0
0
98622
COMMONWEALTH REIT
CV PFD-E 7.25%
203233606
44
2000
SH
SOLE
2000
0
0
COOPER TIRE & RUBR CO
COM
216831107
240
10000
SH
OTR
0
0
10000
DIAMOND FOODS INC
COM
252603105
517
20000
SH
OTR
0
0
20000
DISCOVER FINL SVCS
COM
254709108
179
3200
SH
OTR
0
0
3200
ELDORADO GOLD CORP NEW
COM
284902103
93
16394
SH
OTR
0
0
16394
FAMILY DLR STORES INC
COM
307000109
507
7800
SH
OTR
0
0
7800
FIFTH THIRD BANCORP
COM
316773100
157
7442
SH
OTR
0
0
7442
FORD MTR CO DEL
COM PAR $0.01
345370860
178
11532
SH
OTR
0
0
11532
FRANCO NEVADA CORP
COM
351858105
167
4108
SH
OTR
0
0
4108
GOLDCORP INC NEW
COM
380956409
184
8512
SH
OTR
0
0
8512
GREENHAVEN CONT CMDTY INDEX
UNIT BEN INT
395258106
55
2123
SH
OTR
0
0
2123
HARRIS & HARRIS GROUP INC
COM
413833104
12
3955
SH
OTR
0
0
3955
HECLA MNG CO
COM
422704106
172
55796
SH
OTR
0
0
55796
HELMERICH & PAYNE INC
COM
423452101
215
2554
SH
OTR
0
0
2554
ISHARES
IBOXX INV CP ETF
464287242
61
533
SH
OTR
0
0
533
ISHARES
MBS ETF
464288588
77
735
SH
OTR
0
0
735
ISIS PHARMACEUTICALS INC
COM
464330109
318
7992
SH
OTR
0
0
7992
LENNAR CORP
CL A
526057104
254
6424
SH
OTR
0
0
6424
MICROSOFT CORP
COM
594918104
173
4629
SH
OTR
0
0
4629
NEW GOLD INC CDA
COM
644535106
71
13617
SH
OTR
0
0
13617
NEWMONT MINING CORP
COM
651639106
158
6849
SH
OTR
0
0
6849
OWENS CORNING NEW
COM
690742101
464
11400
SH
OTR
0
0
11400
PNC FINL SVCS GROUP INC
COM
693475105
137
1770
SH
OTR
0
0
1770
PACIFIC SUNWEAR CALIF INC
COM
694873100
501
150000
SH
OTR
0
0
150000
PHILLIPS 66
COM
718546104
147
1910
SH
OTR
0
0
1910
PLUM CREEK TIMBER CO INC
COM
729251108
186
3998
SH
OTR
0
0
3998
PULTE GROUP INC
COM
745867101
210
10325
SH
OTR
0
0
10325
QUALCOMM INC
COM
747525103
447
6023
SH
OTR
0
0
6023
RENTECH INC
COM
760112102
10
5792
SH
OTR
0
0
5792
ROCKWELL AUTOMATION INC
COM
773903109
200
1696
SH
OTR
0
0
1696
ROYAL GOLD INC
COM
780287108
164
3563
SH
OTR
0
0
3563
RUBY TUESDAY INC
COM
781182100
345
49782
SH
OTR
0
0
49782
RYLAND GROUP INC
COM
783764103
166
3813
SH
OTR
0
0
3813
SAFEWAY INC
COM NEW
786514208
2606
80000
SH
OTR
0
0
80000
SCHLUMBERGER LTD
COM
806857108
181
2009
SH
OTR
0
0
2009
SEABRIDGE GOLD INC
COM
811916105
89
12217
SH
OTR
0
0
12217
SIGMA ALDRICH CORP
COM
826552101
188
1995
SH
OTR
0
0
1995
SILVER WHEATON CORP
COM
828336107
181
8963
SH
OTR
0
0
8963
SPECTRA ENERGY CORP
COM
847560109
135
3793
SH
OTR
0
0
3793
SUNSTONE HOTEL INVS INC NEW
CV 8% CUM PFD-D
867892507
80
3195
SH
SOLE
3195
0
0
TAIWAN SEMICONDUCTOR MFG LTD
ADR
874039100
82
4702
SH
OTR
0
0
4702
TRINITY INDS INC
COM
896522109
241
4420
SH
OTR
0
0
4420
U M H PROPERTIES INC
CV RED PFD-A
903002202
733
29136
SH
SOLE
29136
0
0
UNITED STATES NATL GAS FUND
UNIT PAR $0.001
912318201
441
21337
SH
OTR
0
0
21337
WABTEC CORP
COM
929740108
174
2340
SH
OTR
0
0
2340
WEYERHAEUSER CO
COM
962166104
196
6200
SH
OTR
0
0
6200
WHITESTONE REIT
COM
966084204
660
49374
SH
SOLE
49374
0
0
WILLIAMS COS INC DEL
COM
969457100
190
4915
SH
OTR
0
0
4915
ADVANCE AUTO PARTS INC
COM
00751Y106
996
9000
SH
OTR
0
0
9000
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
193
2996
SH
OTR
0
0
2996
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
444
23000
SH
SOLE
23000
0
0
APOLLO COML REAL EST FIN INC
COM
03762U105
845
52000
SH
SOLE
52000
0
0
AURICO GOLD INC
COM
05155C105
63
17250
SH
OTR
0
0
17250
BABCOCK & WILCOX CO NEW
COM
05615F102
151
4425
SH
OTR
0
0
4425
BIOGEN IDEC INC
COM
09062X103
255
913
SH
OTR
0
0
913
CHART INDS INC
COM PAR $0.01
16115Q308
209
2188
SH
OTR
0
0
2188
CHIMERA INVT CORP
COM
16934Q109
577
186000
SH
SOLE
186000
0
0
CHINA MOBILE LIMITED
ADR
16941M109
84
1606
SH
OTR
0
0
1606
COMCAST CORP NEW
CL A
20030N101
182
3498
SH
OTR
0
0
3498
D R HORTON INC
COM
23331A109
200
8948
SH
OTR
0
0
8948
DIREXION SHS ETF TR
DLY R/E BULL3X
25459W755
731
19300
SH
SOLE
19300
0
0
DIREXION SHS ETF TR
20YR TRES BULL
25459Y678
728
10000
SH
SOLE
10000
0
0
DIRECTV
COM
25490A309
2252
32600
SH
OTR
0
0
32600
EPR PPTYS
CONV PFD 9% SR E
26884U307
1783
64244
SH
SOLE
64244
0
0
FEI CO
COM
30241L109
157
1762
SH
OTR
0
0
1762
FACEBOOK INC
CL A
30303M102
156
2861
SH
OTR
0
0
2861
FELCOR LODGING TR INC
PFD CV A $1.95
31430F200
554
22840
SH
SOLE
22840
0
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
71
7246
SH
OTR
0
0
7246
GOOGLE INC
CL A
38259P508
192
171
SH
OTR
0
0
171
GRAMERCY PPTY TR INC
COM
38489R100
144
25000
SH
SOLE
25000
0
0
HATTERAS FINL CORP
COM
41902R103
85
5223
SH
SOLE
5223
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
1327
159103
SH
SOLE
159103
0
0
ISHARES
FLTG RATE BD ETF
46429B655
81
1591
SH
OTR
0
0
1591
KINDER MORGAN INC DEL
COM
49456B101
133
3692
SH
OTR
0
0
3692
MFA FINL INC
COM
55272X102
635
90000
SH
SOLE
90000
0
0
MACYS INC
COM
55616P104
181
3390
SH
OTR
0
0
3390
MARATHON PETE CORP
COM
56585A102
147
1603
SH
OTR
0
0
1603
MERITAGE HOMES CORP
COM
59001A102
110
2298
SH
OTR
0
0
2298
PIMCO ETF TR
TOTL RETN ETF
72201R775
93
892
SH
OTR
0
0
892
POWERSHARES GLOBAL ETF FD
S&P 500 BUYWRT
73936G308
64
3095
SH
OTR
0
0
3095
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
64
2581
SH
OTR
0
0
2581
POWERSHARES GLOBAL ETF TRUST
SOVEREIGN DEBT
73936T573
72
2651
SH
OTR
0
0
2651
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
134
4039
SH
OTR
0
0
4039
PREFERRED APT CMNTYS INC
COM
74039L103
2096
260711
SH
SOLE
260711
0
0
PRETIUM RES INC
COM
74139C102
90
17357
SH
OTR
0
0
17357
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
1133
14300
SH
SOLE
14300
0
0
PROSHARES TR
ULT R/EST NEW
74347X625
1096
16150
SH
SOLE
16150
0
0
REGULUS THERAPEUTICS INC
COM
75915K101
28
3722
SH
OTR
0
0
3722
RESOURCE CAP CORP
COM
76120W302
1113
187700
SH
SOLE
187700
0
0
SPDR SERIES TRUST
DB INT GVT ETF
78464A490
46
794
SH
OTR
0
0
794
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
206
20711
SH
OTR
0
0
20711
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
198
26161
SH
OTR
0
0
26161
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
530
61043
SH
OTR
0
0
61043
STANDARD PAC CORP NEW
COM
85375C101
220
24280
SH
OTR
0
0
24280
STILLWATER MNG CO
COM
86074Q102
166
13438
SH
OTR
0
0
13438
STRATEGIC HOTELS & RESORTS I
COM
86272T106
233
24700
SH
SOLE
24700
0
0
SYNAPTICS INC
COM
87157D109
140
2695
SH
OTR
0
0
2695
TEKMIRA PHARMACEUTICALS CORP
COM NEW
87911B209
241
30209
SH
OTR
0
0
30209
TIME WARNER CABLE INC
COM
88732J207
178
1316
SH
OTR
0
0
1316
TRANSCANADA CORP
COM
89353D107
168
3679
SH
OTR
0
0
3679
VALERO ENERGY CORP NEW
COM
91913Y100
151
2987
SH
OTR
0
0
2987
WESTERN ASSET MTG CAP CORP
COM
95790D105
246
16500
SH
SOLE
16500
0
0
XYLEM INC
COM
98419M100
1533
44300
SH
OTR
0
0
44300
YAMANA GOLD INC
COM
98462Y100
181
21017
SH
OTR
0
0
21017
GASLOG LTD
SHS
G37585109
239
13966
SH
OTR
0
0
13966
GOLAR LNG LTD BERMUDA
SHS
G9456A100
219
6039
SH
OTR
0
0
6039
COMPUGEN LTD
ORD
M25722105
180
20139
SH
OTR
0
0
20139