0001193125-13-055529.txt : 20130213
0001193125-13-055529.hdr.sgml : 20130213
20130213163727
ACCESSION NUMBER: 0001193125-13-055529
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
EFFECTIVENESS DATE: 20130213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Orinda Asset Management LLC
CENTRAL INDEX KEY: 0001502631
IRS NUMBER: 272804413
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15243
FILM NUMBER: 13603770
BUSINESS ADDRESS:
STREET 1: 4 ORINDA WAY, SUITE 180-C
CITY: ORINDA
STATE: CA
ZIP: 94563
BUSINESS PHONE: 925-253-1300
MAIL ADDRESS:
STREET 1: 4 ORINDA WAY, SUITE 180-C
CITY: ORINDA
STATE: CA
ZIP: 94563
13F-HR
1
d482968d13fhr.txt
FORM 13F
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F Cover Page
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [_]; Amendment Number: ________________________________
This Amendment (Check only one.) [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Orinda Asset Management LLC
Address: 4 Orinda Way
Suite 100B
Orinda, CA 94563
Form 13F File Number: 28- XXXXX
The institutional investment manager filing this report and the person by whom
it is signed hereby represents the person signing the report is authorized to
submit it, that all information contained herein is true, correct, and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Cynthia Yee
Title: Chief Financial Officer
Phone: 925-253-1300
Signature, Place, and Date of Signing:
/s/ Cynthia Yee Orinda, CA February 13, 2013
---------------- -------------- ------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[_] 13F Holdings Report. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F Notice. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting managers(s).)
[X] 13F Combination Report. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
28- 10361 GRT Capital Partners, LLC
28- 14338 OMT Capital Management LLC
28- 04129 M.A. Weatherbie & Co., Inc.
28- 15189 Covenant Financial Services LLC
28- 15202 Connective Capital Management, LLC
================================================================================
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 5
Form 13F Information Table Entry Total: 373
Form 13F Information Table Value Total: 108,125
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28-10361 GRT Capital Partners, LLC
2 28-14338 OMT Capital Management LLC
3 28-04129 M.A. Weatherbie & Co., Inc.
4 28-15189 Covenant Financial Services LLC
5 28-15202 Connective Capital Management, LLC
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------------------- ---------------- --------- -------- ------- --- ---- ---------- -------- ----- ------ -------
AGL RES INC COM 001204106 63 1,585 SH OTHER 1,585
ABBOTT LABS COM 002824100 60 922 SH OTHER 922
ABIOMED INC COM 003654100 832 61,810 SH OTHER 2 61,810
ACCURAY INC COM 004397105 520 80,829 SH OTHER 3 80,829
AEROPOSTALE COM 007865108 130 10,000 SH OTHER 10,000
AFFILIATED MANAGERS GROUP COM 008252108 1,173 9,016 SH OTHER 3 9,016
AGNICO EAGLE MINES LTD COM 008474108 92 1,756 SH OTHER 1,756
AGRIUM INC COM 008916108 67 675 SH OTHER 675
ALIGN TECHNOLOGY INC COM 016255101 826 29,770 SH OTHER 2 29,770
ALLIANCE DATA SYSTEMS CORP COM 018581108 134 926 SH OTHER 1 926
ALLIANT TECHSYSTEMS INC COM 018804104 134 2,170 SH OTHER 1 2,170
ALLIED NEVADA GOLD CORP COM 019344100 63 2,107 SH OTHER 2,107
AMAZON COM INC COM 023135106 157 626 SH OTHER 626
AMERICAN AXLE & MFG HLDGS COM 024061103 254 22,700 SH OTHER 22,700
IN
AMERICAN EXPRESS CO COM 025816109 52 900 SH OTHER 4 900
AMERICAN FINL GROUP INC COM 025932104 135 3,410 SH OTHER 1 3,410
OHIO
AMERICAN REPROGRAPHICS CO COM 029263100 172 67,372 SH OTHER 3 67,372
AMGEN INC COM 031162100 46 535 SH OTHER 535
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 93 2,960 SH OTHER 2,960
ANIKA THERAPEUTICS INC COM 035255108 122 12,266 SH OTHER 1 12,266
APPLE INC COM 037833100 133 250 SH OTHER 4, 5 250
ASTRAZENECA PLC SPONSORED ADR 046353108 119 2,507 SH OTHER 1 2,507
ATLAS AIR WORLDWIDE HLDGS COM NEW 049164205 415 9,370 SH OTHER 2 9,370
IN
BB&T CORP COM 054937107 43 1,474 SH OTHER 1,474
BARRICK GOLD CORP COM 067901108 109 3,103 SH OTHER 3,103
BERKLEY W R CORP COM 084423102 132 3,492 SH OTHER 1 3,492
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 538 6,000 SH OTHER 6,000
BLACK HILLS CORP COM 092113109 69 1,909 SH OTHER 1,909
BLOUNT INTL INC NEW COM 095180105 633 40,000 SH OTHER 40,000
BRINKER INTL INC COM 109641100 163 5,259 SH OTHER 1 5,259
BROADWAY FINL CORP DEL COM 111444105 2 3,470 SH OTHER 1 3,470
BROCADE COMMUNICATIONS COM NEW 111621306 1,034 193,920 SH OTHER 2 193,920
SYS I
CF INDS HLDGS INC COM 125269100 562 2,768 SH OTHER 1, 5 2,768
CVD EQUIPMENT CORP COM 126601103 30 3,084 SH OTHER 3,084
CVS CAREMARK CORPORATION COM 126650100 1,189 24,600 SH OTHER 24,600
CAMBREX CORP COM 132011107 129 11,374 SH OTHER 1 11,374
CAROLINA BK HLDGS INC COM 143785103 24 3,286 SH OTHER 1 3,286
GREENS
CARROLLTON BANCORP COM 145282109 9 1,633 SH OTHER 1 1,633
CENTRAL FD CDA LTD CL A 153501101 47 2,232 SH OTHER 2,232
CHICAGO BRIDGE & IRON CO N Y REGISTRY SH 167250109 91 1,960 SH OTHER 1,960
N V
CHICOS FAS INC COM 168615102 873 47,290 SH OTHER 2 47,290
CHRISTOPHER & BANKS CORP COM 171046105 640 117,346 SH OTHER 117,346
COCA COLA CO COM 191216100 218 6,000 SH OTHER 4 6,000
COMERICA INC COM 200340107 71 2,349 SH OTHER 2,349
COMMERCE BANCSHARES INC COM 200525103 83 2,372 SH OTHER 2,372
COMMUNITY HEALTH SYS INC COM 203668108 154 5,007 SH OTHER 1 5,007
NEW
COMPUTER SCIENCES CORP COM 205363104 187 4,663 SH OTHER 1 4,663
COMSTOCK RES INC COM NEW 205768203 220 14,550 SH OTHER 14,550
CONCEPTUS INC COM 206016107 307 14,597 SH OTHER 3 14,597
CONCUR TECHNOLOGIES INC COM 206708109 457 6,772 SH OTHER 3 6,772
COOPER TIRE & RUBR CO COM 216831107 20 772 SH OTHER 1 772
CREDIT SUISSE GROUP SPONSORED ADR 225401108 105 4,263 SH OTHER 4,263
DANAHER CORP DEL COM 235851102 464 8,300 SH OTHER 8,300
DECKERS OUTDOOR CORP COM 243537107 1,285 31,907 SH OTHER 3 31,907
DEPOMED INC COM 249908104 137 22,084 SH OTHER 1 22,084
DRIL-QUIP INC COM 262037104 503 6,883 SH OTHER 3 6,883
ECB BANCORP INC COM 268253101 76 5,316 SH OTHER 1 5,316
EMC INS GROUP INC COM 268664109 63 2,643 SH OTHER 1 2,643
ELDORADO GOLD CORP NEW COM 284902103 125 9,729 SH OTHER 1 9,729
EQUIFAX INC COM 294429105 179 3,314 SH OTHER 1 3,314
ERICSSON ADR B SEK 10 294821608 150 14,854 SH OTHER 1 14,854
ESCO TECHNOLOGIES INC COM 296315104 530 14,170 SH OTHER 2 14,170
EXPEDITORS INTL WASH INC COM 302130109 133 3,365 SH OTHER 1 3,365
FXCM INC COM CL A 302693106 121 11,974 SH OTHER 3 11,974
FARMERS NATL BANC CORP COM 309627107 104 16,764 SH OTHER 1 16,764
FARO TECHNOLOGIES INC COM 311642102 223 6,246 SH OTHER 3 6,246
FEDERAL AGRIC MTG CORP CL C 313148306 56 1,720 SH OTHER 1 1,720
FIFTH THIRD BANCORP COM 316773100 211 13,907 SH OTHER 1 13,907
51JOB INC SP ADR REP COM 316827104 252 5,391 SH OTHER 5 5,391
FINANCIAL ENGINES INC COM 317485100 1,228 44,250 SH OTHER 2 44,250
FIRST BANCORP P R COM NEW 318672706 151 33,009 SH OTHER 1 33,009
FIRST FINL HLDGS INC COM 320239106 161 12,288 SH OTHER 1 12,288
FIRST TR MORNINGSTAR DIV SHS 336917109 310 16,803 SH OTHER 16,803
LEA
FORD MTR CO DEL COM PAR $0.01 345370860 460 35,488 SH OTHER 35,488
FRANCESCAS HLDGS CORP COM 351793104 460 17,732 SH OTHER 3 17,732
GENERAL CABLE CORP DEL NEW COM 369300108 126 4,145 SH OTHER 1 4,145
GENIE ENERGY LTD CL B 372284208 96 13,497 SH OTHER 1 13,497
GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 144 3,482 SH OTHER 1 3,482
GOLDCORP INC NEW COM 380956409 131 3,561 SH OTHER 3,561
GRACO INC COM 384109104 1,318 25,601 SH OTHER 2, 3 25,601
GREENHAVEN CONT CMDTY UNIT BEN INT 395258106 61 2,123 SH OTHER 2,123
INDEX
H & E EQUIPMENT SERVICES COM 404030108 270 17,891 SH OTHER 3 17,891
INC
HALLIBURTON CO COM 406216101 72 2,072 SH OTHER 2,072
HARRIS & HARRIS GROUP INC COM 413833104 13 3,955 SH OTHER 3,955
HARTFORD FINL SVCS GROUP COM 416515104 281 12,533 SH OTHER 1 12,533
INC
HECKMANN CORP COM 422680108 46 11,444 SH OTHER 11,444
HECLA MNG CO COM 422704106 52 8,880 SH OTHER 8,880
HEICO CORP NEW COM 422806109 627 14,015 SH OTHER 3 14,015
HELMERICH & PAYNE INC COM 423452101 125 2,239 SH OTHER 2,239
HEWLETT PACKARD CO COM 428236103 56 3,914 SH OTHER 3,914
HOLLYFRONTIER CORP COM 436106108 622 13,367 SH OTHER 5 13,367
HOLOGIC INC COM 436440101 1,069 53,380 SH OTHER 2 53,380
HOPFED BANCORP INC COM 439734104 15 1,672 SH OTHER 1 1,672
HUNTINGTON BANCSHARES INC COM 446150104 66 10,388 SH OTHER 10,388
HUNTSMAN CORP COM 447011107 169 10,650 SH OTHER 10,650
HURON CONSULTING GROUP INC COM 447462102 391 11,592 SH OTHER 3 11,592
IHS INC CL A 451734107 1,063 11,078 SH OTHER 3 11,078
INTEL CORP COM 458140100 206 10,000 SH OTHER 4 10,000
INTERNATIONAL BUSINESS COM 459200101 287 1,500 SH OTHER 4 1,500
MACHS
INTERNATIONAL RECTIFIER COM 460254105 833 46,980 SH OTHER 2 46,980
CORP
INTERVEST BANCSHARES CORP COM 460927106 67 17,100 SH OTHER 1 17,100
ISHARES TR DJ SEL DIV INX 464287168 372 6,498 SH OTHER 6,498
ISHARES TR CORE TOTUSBD ETF 464287226 63 571 SH OTHER 571
ISHARES TR IBOXX INV CPBD 464287242 64 533 SH OTHER 533
ISHARES TR S&P500 GRW 464287309 430 5,676 SH OTHER 5,676
ISHARES TR BARCLYS 7-10 YR 464287440 95 885 SH OTHER 885
ISHARES TR RUSSELL 2000 464287655 689 8,175 SH OTHER 5 8,175
ISHARES TR BARCLYS MBS BD 464288588 79 735 SH OTHER 735
ISHARES TR BARCLYS INTER CR 464288638 64 578 SH OTHER 578
ISHARES TR BARCLYS 1-3YR CR 464288646 80 760 SH OTHER 760
ITC HLDGS CORP COM 465685105 279 3,630 SH OTHER 2 3,630
JOHNSON & JOHNSON COM 478160104 358 5,111 SH OTHER 1, 4 5,111
KEYCORP NEW COM 493267108 75 8,932 SH OTHER 8,932
KINROSS GOLD CORP COM NO PAR 496902404 91 9,348 SH OTHER 9,348
KULICKE & SOFFA INDS INC COM 501242101 246 20,527 SH OTHER 1 20,527
LKQ CORP COM 501889208 1,156 54,796 SH OTHER 3 54,796
LNB BANCORP INC COM 502100100 38 6,371 SH OTHER 1 6,371
L-3 COMMUNICATIONS HLDGS COM 502424104 349 4,550 SH OTHER 4,550
INC
LANDSTAR SYS INC COM 515098101 1,403 26,748 SH OTHER 2, 3 26,748
LEAR CORP COM NEW 521865204 179 3,825 SH OTHER 3,825
LENNAR CORP CL A 526057104 72 1,868 SH OTHER 1,868
LILLY ELI & CO COM 532457108 136 2,753 SH OTHER 2,753
LINCOLN NATL CORP IND COM 534187109 87 3,360 SH OTHER 1 3,360
LOEWS CORP COM 540424108 61 1,500 SH OTHER 4 1,500
LOUISIANA PAC CORP COM 546347105 83 4,300 SH OTHER 4,300
LYDALL INC DEL COM 550819106 66 4,629 SH OTHER 1 4,629
MDU RES GROUP INC COM 552690109 110 5,183 SH OTHER 5,183
MARATHON OIL CORP COM 565849106 288 9,400 SH OTHER 5 9,400
MARTIN MARIETTA MATLS INC COM 573284106 337 3,575 SH OTHER 3,575
MASIMO CORP COM 574795100 242 11,525 SH OTHER 3 11,525
MASTEC INC COM 576323109 1,187 47,620 SH OTHER 2 47,620
METROCORP BANCSHARES INC COM 591650106 2 173 SH OTHER 1 173
METROPCS COMMUNICATIONS COM 591708102 133 13,362 SH OTHER 1 13,362
INC
MICROSOFT CORP COM 594918104 124 4,655 SH OTHER 1, 5 4,655
MIDDLEBY CORP COM 596278101 282 2,200 SH OTHER 3 2,200
MOHAWK INDS INC COM 608190104 79 872 SH OTHER 872
MONSTER WORLDWIDE INC COM 611742107 493 87,810 SH OTHER 1, 3 87,810
NATIONAL CINEMEDIA INC COM 635309107 890 63,010 SH OTHER 2 63,010
NATIONAL FUEL GAS CO N J COM 636180101 50 981 SH OTHER 981
NATIONAL INSTRS CORP COM 636518102 691 26,759 SH OTHER 2, 3 26,759
NATIONAL OILWELL VARCO INC COM 637071101 239 3,490 SH OTHER 5 3,490
NEW GOLD INC CDA COM 644535106 412 37,336 SH OTHER 1 37,336
NEW HAMPSHIRE THRIFT COM 644722100 39 3,070 SH OTHER 1 3,070
BANCSHS
NEWFIELD EXPL CO COM 651290108 163 6,100 SH OTHER 6,100
NEWMONT MINING CORP COM 651639106 67 1,437 SH OTHER 1,437
NEWPORT CORP COM 651824104 821 61,020 SH OTHER 2 61,020
NORDSON CORP COM 655663102 49 773 SH OTHER 773
NORTHROP GRUMMAN CORP COM 666807102 125 1,857 SH OTHER 1 1,857
OAK RIDGE FINL SVCS INC COM 671768109 62 15,257 SH OTHER 1 15,257
OCEANEERING INTL INC COM 675232102 237 4,401 SH OTHER 5 4,401
OWENS CORNING NEW COM 690742101 422 11,400 SH OTHER 11,400
PAN AMERICAN SILVER CORP COM 697900108 295 15,769 SH OTHER 1 15,769
PARKE BANCORP INC COM 700885106 118 23,653 SH OTHER 1 23,653
PEABODY ENERGY CORP COM 704549104 53 2,000 SH OTHER 4 2,000
PEOPLES BANCORP N C INC COM 710577107 3 271 SH OTHER 1 271
PFIZER INC COM 717081103 386 15,410 SH OTHER 4 15,410
PIONEER NAT RES CO COM 723787107 173 1,625 SH OTHER 1,625
PLANTRONICS INC NEW COM 727493108 936 25,390 SH OTHER 2 25,390
PLUM CREEK TIMBER CO INC COM 729251108 78 1,753 SH OTHER 1,753
QUALCOMM INC COM 747525103 1,064 17,151 SH OTHER 4 17,151
QUESTAR CORP COM 748356102 89 4,497 SH OTHER 4,497
RPC INC COM 749660106 88 7,167 SH OTHER 7,167
RAYTHEON CO COM NEW 755111507 152 2,649 SH OTHER 1 2,649
RENTECH INC COM 760112102 15 5,792 SH OTHER 5,792
REPUBLIC AWYS HLDGS INC COM 760276105 150 26,410 SH OTHER 1 26,410
RESMED INC COM 761152107 48 1,157 SH OTHER 1,157
RESPONSYS INC COM 761248103 176 29,500 SH OTHER 2 29,500
REX ENERGY CORPORATION COM 761565100 241 18,500 SH OTHER 18,500
ROVI CORP COM 779376102 775 50,220 SH OTHER 2 50,220
ROYAL GOLD INC COM 780287108 141 1,732 SH OTHER 1 1,732
RUBICON MINERALS CORP COM 780911103 85 33,169 SH OTHER 1 33,169
RUBY TUESDAY INC COM 781182100 391 49,782 SH OTHER 49,782
RUE21 INC COM 781295100 1,099 38,720 SH OTHER 3 38,720
SCHWAB STRATEGIC TR SHT TM US TRES 808524862 48 950 SH OTHER 950
SEMPRA ENERGY COM 816851109 94 1,330 SH OTHER 1,330
SHORE BANCSHARES INC COM 825107105 117 21,716 SH OTHER 1 21,716
SILVER WHEATON CORP COM 828336107 79 2,187 SH OTHER 2,187
SNAP ON INC COM 833034101 316 4,000 SH OTHER 4,000
SOUTHWEST AIRLS CO COM 844741108 135 13,158 SH OTHER 1 13,158
SPECTRA ENERGY CORP COM 847560109 70 2,551 SH OTHER 2,551
SPREADTRUM COMMUNICATIONS ADR 849415203 278 15,800 SH OTHER 5 15,800
IN
STAMPS COM INC COM NEW 852857200 340 13,483 SH OTHER 3 13,483
STANDARD MTR PRODS INC COM 853666105 302 13,612 SH OTHER 1 13,612
SUFFOLK BANCORP COM 864739107 38 2,875 SH OTHER 1 2,875
SUNCOR ENERGY INC NEW COM 867224107 364 11,036 SH OTHER 1 11,036
SUNTRUST BKS INC COM 867914103 216 7,618 SH OTHER 1 7,618
SURMODICS INC COM 868873100 154 6,893 SH OTHER 1 6,893
SYNERGY PHARMACEUTICALS COM NEW 871639308 144 27,360 SH OTHER 1 27,360
DEL
TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 406 23,679 SH OTHER 5 23,679
LTD
TELEPHONE & DATA SYS INC COM NEW 879433829 111 5,026 SH OTHER 1 5,026
TESORO CORP COM 881609101 281 6,385 SH OTHER 5 6,385
TIMBERLAND BANCORP INC COM 887098101 246 35,435 SH OTHER 1 35,435
TORCHMARK CORP COM 891027104 147 2,838 SH OTHER 1 2,838
TRANSDIGM GROUP INC COM 893641100 751 5,507 SH OTHER 3 5,507
TRIUMPH GROUP INC NEW COM 896818101 346 5,300 SH OTHER 5,300
URS CORP NEW COM 903236107 280 7,131 SH OTHER 1 7,131
UNDER ARMOUR INC CL A 904311107 656 13,512 SH OTHER 3 13,512
UNITED FIRE GROUP INC COM 910340108 133 6,080 SH OTHER 1 6,080
UNITED PARCEL SERVICE INC CL B 911312106 74 1,000 SH OTHER 4 1,000
UNITED STATES CELLULAR COM 911684108 106 3,022 SH OTHER 1 3,022
CORP
VSB BANCORP INC N Y COM 917927105 36 3,602 SH OTHER 1 3,602
VANGUARD WORLD FD EXTENDED DUR 921910709 43 371 SH OTHER 371
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 373 7,550 SH OTHER 7,550
VANGUARD INDEX FDS TOTAL STK MKT 922908769 329 4,487 SH OTHER 4,487
WASTE CONNECTIONS INC COM 941053100 562 16,633 SH OTHER 3 16,633
WESTERN REFNG INC COM 959319104 153 5,423 SH OTHER 1 5,423
WEYERHAEUSER CO COM 962166104 70 2,528 SH OTHER 2,528
WILLIAMS COS INC DEL COM 969457100 77 2,342 SH OTHER 2,342
WORLD FUEL SVCS CORP COM 981475106 1,641 39,850 SH OTHER 2 39,850
XO GROUP INC COM 983772104 139 14,983 SH OTHER 1 14,983
YAHOO INC COM 984332106 973 48,872 SH OTHER 5 48,872
QUANTA SVCS INC COM 74762E102 78 2,859 SH OTHER 2,859
AMERISOURCEBERGEN CORP COM 03073E105 138 3,201 SH OTHER 1 3,201
AMERICAN EAGLE OUTFITTERS COM 02553E106 615 30,000 SH OTHER 30,000
NE
TARGET CORP COM 87612E106 799 13,500 SH OTHER 13,500
NCR CORP NEW COM 62886E108 691 27,110 SH OTHER 2 27,110
NOVAGOLD RES INC COM NEW 66987E206 97 21,399 SH OTHER 21,399
THE ADT CORPORATION COM 00101J106 171 3,687 SH OTHER 1 3,687
ACQUITY GROUP LTD SPONSORED ADR 00489C103 92 11,876 SH OTHER 3 11,876
ACUITY BRANDS INC COM 00508Y102 306 4,520 SH OTHER 3 4,520
ADVANCE AUTO PARTS INC COM 00751Y106 919 12,700 SH OTHER 12,700
AFFYMETRIX INC COM 00826T108 184 58,140 SH OTHER 2 58,140
ANSYS INC COM 03662Q105 338 5,022 SH OTHER 3, 5 5,022
APPROACH RESOURCES INC COM 03834A103 168 6,700 SH OTHER 6,700
ARMSTRONG WORLD INDS INC COM 04247X102 71 1,400 SH OTHER 1,400
NEW
ARRIS GROUP INC COM 04269Q100 526 35,220 SH OTHER 2 35,220
ASTEX PHARMACEUTICALS INC COM 04624B103 118 40,481 SH OTHER 1 40,481
AURICO GOLD INC COM 05155C105 33 4,042 SH OTHER 4,042
AVIAT NETWORKS INC COM 05366Y102 140 42,410 SH OTHER 1 42,410
BNC BANCORP COM 05566T101 51 6,363 SH OTHER 1 6,363
BIOMARIN PHARMACEUTICAL COM 09061G101 1,238 25,138 SH OTHER 3 25,138
INC
BJS RESTAURANTS INC COM 09180C106 375 11,388 SH OTHER 3 11,388
BROADRIDGE FINL SOLUTIONS COM 11133T103 513 22,410 SH OTHER 2 22,410
IN
CVR ENERGY INC COM 12662P108 93 1,905 SH OTHER 1,905
CAMERON INTERNATIONAL CORP COM 13342B105 119 2,100 SH OTHER 2,100
CAPITAL ONE FINL CORP COM 14040H105 67 1,158 SH OTHER 1,158
CARDTRONICS INC COM 14161H108 744 31,320 SH OTHER 2 31,320
CENTERPOINT ENERGY INC COM 15189T107 85 4,417 SH OTHER 4,417
CHART INDS INC COM PAR $0.01 16115Q308 44 666 SH OTHER 666
CISCO SYS INC COM 17275R102 255 12,987 SH OTHER 4 12,987
CLAYMORE EXCHANGE TRD FD GUGG CHN RL EST 18383Q861 218 9,527 SH OTHER 1 9,527
TR
COINSTAR INC COM 19259P300 136 2,611 SH OTHER 1 2,611
COLONY BANKCORP INC COM 19623P101 20 5,391 SH OTHER 1 5,391
COMCAST CORP NEW CL A 20030N101 71 1,900 SH OTHER 1,900
COMPANHIA SIDERURGICA SPONSORED ADR 20440W105 217 36,825 SH OTHER 1 36,825
NACION
CURRENCYSHARES SWISS SWISS FRANC SH 23129V109 84 780 SH OTHER 780
FRANC T
DEVON ENERGY CORP NEW COM 25179M103 247 4,750 SH OTHER 4 4,750
DIRECTV COM 25490A309 502 10,000 SH OTHER 10,000
ECHO GLOBAL LOGISTICS INC COM 27875T101 322 17,921 SH OTHER 3 17,921
ENERSYS COM 29275Y102 136 3,611 SH OTHER 1 3,611
EXPEDIA INC DEL COM NEW 30212P303 307 5,000 SH OTHER 5,000
EXXON MOBIL CORP COM 30231G102 708 8,175 SH OTHER 4 8,175
FEI CO COM 30241L109 162 2,930 SH OTHER 2,930
FACEBOOK INC CL A 30303M102 175 6,570 SH OTHER 6,570
FIDELITY NATIONAL CL A 31620R105 68 2,870 SH OTHER 2,870
FINANCIAL
FIRST AMERN FINL CORP COM 31847R102 136 5,648 SH OTHER 5,648
FIRST MAJESTIC SILVER CORP COM 32076V103 53 2,626 SH OTHER 2,626
FIRST SOUTH BANCORP INC VA COM 33646W100 192 40,019 SH OTHER 1 40,019
FIRST UTD CORP COM 33741H107 1 135 SH OTHER 1 135
FIRSTBANK CORP MICH COM 33761G104 1 110 SH OTHER 1 110
FIRSTSERVICE CORP SUB VTG SH 33761N109 294 10,414 SH OTHER 3 10,414
FIVE STAR QUALITY CARE INC COM 33832D106 125 24,959 SH OTHER 1 24,959
FORUM ENERGY TECHNOLOGIES COM 34984V100 241 9,728 SH OTHER 3 9,728
IN
FREEPORT-MCMORAN COPPER & COM 35671D857 205 6,000 SH OTHER 4 6,000
GO
FRESH MKT INC COM 35804H106 152 3,163 SH OTHER 3 3,163
GOLDMAN SACHS GROUP INC COM 38141G104 76 592 SH OTHER 592
GOOGLE INC CL A 38259P508 617 870 SH OTHER 5 870
GRAND CANYON ED INC COM 38526M106 129 5,504 SH OTHER 1 5,504
HEADWATERS INC COM 42210P102 256 29,911 SH OTHER 1 29,911
HITTITE MICROWAVE CORP COM 43365Y104 840 13,520 SH OTHER 3 13,520
IAC INTERACTIVECORP COM PAR $.001 44919P508 139 2,931 SH OTHER 1 2,931
IPG PHOTONICS CORP COM 44980X109 71 1,070 SH OTHER 3 1,070
INFORMATICA CORP COM 45666Q102 887 29,260 SH OTHER 2 29,260
INNERWORKINGS INC COM 45773Y105 213 15,475 SH OTHER 3 15,475
INTERDIGITAL INC COM 45867G101 370 8,994 SH OTHER 3 8,994
ISHARES SILVER TRUST ISHARES 46428Q109 473 16,119 SH OTHER 16,119
ISHARES S&P GSCI UNIT BEN INT 46428R107 293 8,932 SH OTHER 8,932
COMMODITY I
ISHARES TR FLTG RATE NT 46429B655 80 1,591 SH OTHER 1,591
JPMORGAN CHASE & CO COM 46625H100 291 6,612 SH OTHER 1, 4 6,612
JONES GROUP INC COM 48020T101 649 58,720 SH OTHER 2 58,720
J2 GLOBAL INC COM 48123V102 192 6,294 SH OTHER 1 6,294
KINDER MORGAN INC DEL COM 49456B101 98 2,773 SH OTHER 2,773
LEAPFROG ENTERPRISES INC CL A 52186N106 128 14,822 SH OTHER 1 14,822
LINKEDIN CORP COM CL A 53578A108 136 1,184 SH OTHER 1,184
LIQUIDITY SERVICES INC COM 53635B107 1,204 29,455 SH OTHER 3 29,455
MAG SILVER CORP COM 55903Q104 42 4,117 SH OTHER 4,117
MAGNACHIP SEMICONDUCTOR COM 55933J203 165 10,385 SH OTHER 1 10,385
CORP
MARATHON PETE CORP COM 56585A102 283 4,498 SH OTHER 4,498
MARKET VECTORS ETF TR INDIA SMALL CP 57060U563 276 24,831 SH OTHER 1 24,831
MCKESSON CORP COM 58155Q103 148 1,531 SH OTHER 1 1,531
MERCK & CO INC NEW COM 58933Y105 234 5,707 SH OTHER 1 5,707
METLIFE INC COM 59156R108 119 3,613 SH OTHER 1 3,613
MISTRAS GROUP INC COM 60649T107 49 2,000 SH OTHER 3 2,000
MITEL NETWORKS CORP COM 60671Q104 103 32,722 SH OTHER 1 32,722
MONSANTO CO NEW COM 61166W101 669 7,063 SH OTHER 5 7,063
MOSAIC CO NEW COM 61945C103 325 5,731 SH OTHER 5 5,731
NIC INC COM 62914B100 158 9,668 SH OTHER 3 9,668
NELNET INC CL A 64031N108 145 4,869 SH OTHER 1 4,869
NOVARTIS A G SPONSORED ADR 66987V109 141 2,234 SH OTHER 1 2,234
OCH ZIFF CAP MGMT GROUP CL A 67551U105 139 14,624 SH OTHER 1 14,624
ORACLE CORP COM 68389X105 580 17,401 SH OTHER 5 17,401
ORIENTAL FINL GROUP INC COM 68618W100 163 12,230 SH OTHER 1 12,230
PDC ENERGY INC COM 69327R101 227 6,850 SH OTHER 6,850
PIMCO ETF TR TOTL RETN ETF 72201R775 97 892 SH OTHER 892
POLYCOM INC COM 73172K104 861 82,306 SH OTHER 3 82,306
PORTFOLIO RECOVERY ASSOCS COM 73640Q105 195 1,822 SH OTHER 3 1,822
IN
POTASH CORP SASK INC COM 73755L107 323 7,938 SH OTHER 5 7,938
POWERSHARES DB CMDTY IDX UNIT BEN INT 73935S105 293 10,530 SH OTHER 10,530
TRA
POWERSHARES DB G10 CURCY COM UT BEN INT 73935Y102 790 30,206 SH OTHER 30,206
HAR
POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 61 3,095 SH OTHER 3,095
POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 64 2,581 SH OTHER 2,581
POWERSHARES GLOBAL ETF SOVEREIGN DEBT 73936T573 83 2,651 SH OTHER 2,651
TRUST
POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 1,022 36,937 SH OTHER 36,937
PROSHARES TR PSHS SHRT S&P500 74347R503 46 1,365 SH OTHER 1,365
PROSHARES TR PSHS SHORT QQQ 74347R602 49 1,915 SH OTHER 1,915
PROSHARES TR PSHS SHTRUSS2000 74347R826 45 1,850 SH OTHER 1,850
PROSHARES TR MSCI EMRG ETF 74347X302 300 3,507 SH OTHER 1 3,507
PUMA BIOTECHNOLOGY INC COM 74587V107 352 18,762 SH OTHER 3 18,762
QCR HOLDINGS INC COM 74727A104 6 427 SH OTHER 1 427
QUESTCOR PHARMACEUTICALS COM 74835Y101 47 1,750 SH OTHER 1,750
INC
QUICKSILVER RESOURCES INC COM 74837R104 49 17,300 SH OTHER 17,300
REALPAGE INC COM 75606N109 421 19,522 SH OTHER 3 19,522
REXNORD CORP NEW COM 76169B102 38 1,804 SH OTHER 3 1,804
RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 382 7,754 SH OTHER 7,754
SPDR S&P 500 ETF TR TR UNIT 78462F103 1,384 9,709 SH OTHER 9,709
SPS COMM INC COM 78463M107 245 6,585 SH OTHER 3 6,585
SPDR GOLD TRUST GOLD SHS 78463V107 777 4,798 SH OTHER 4 4,798
SPDR SERIES TRUST INTR TRM CORP BD 78464A375 64 1,852 SH OTHER 1,852
SPDR SERIES TRUST DB INT GVT ETF 78464A490 50 794 SH OTHER 794
SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 49 798 SH OTHER 798
SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 48 812 SH OTHER 812
SCIENTIFIC GAMES CORP CL A 80874P109 1,145 132,010 SH OTHER 2 132,010
SEALED AIR CORP NEW COM 81211K100 312 17,800 SH OTHER 17,800
SERVICESOURCE INTL LLC COM 81763U100 463 79,184 SH OTHER 2, 3 79,184
SHUTTERFLY INC COM 82568P304 1,046 35,003 SH OTHER 2, 3 35,003
SIGNATURE BK NEW YORK N Y COM 82669G104 1,156 16,200 SH OTHER 3 16,200
SILVER STD RES INC COM 82823L106 118 7,921 SH OTHER 7,921
SOLERA HOLDINGS INC COM 83421A104 655 12,241 SH OTHER 3 12,241
STANTEC INC COM 85472N109 122 3,045 SH OTHER 3 3,045
SUMMIT FINANCIAL GROUP INC COM 86606G101 69 14,012 SH OTHER 1 14,012
SYNOVUS FINL CORP COM 87161C105 61 25,087 SH OTHER 25,087
TIMMINS GOLD CORP COM 88741P103 47 15,570 SH OTHER 15,570
TRANSCANADA CORP COM 89353D107 49 1,035 SH OTHER 1,035
TRANSCEPT PHARMACEUTICALS COM 89354M106 86 19,236 SH OTHER 1 19,236
IN
ULTIMATE SOFTWARE GROUP COM 90385D107 483 5,111 SH OTHER 3 5,111
INC
UNION FIRST MKT BANKSH CP COM 90662P104 116 7,361 SH OTHER 1 7,361
VALERO ENERGY CORP NEW COM 91913Y100 426 12,481 SH OTHER 1 12,481
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 65 735 SH OTHER 735
VERIFONE SYS INC COM 92342Y109 1,229 41,402 SH OTHER 3 41,402
VIRTUS INVT PARTNERS INC COM 92828Q109 1,073 8,876 SH OTHER 3 8,876
WISDOMTREE TRUST LARGECAP DIVID 97717W307 318 5,932 SH OTHER 5,932
WISDOMTREE TRUST DIV EX-FINL FD 97717W406 373 6,717 SH OTHER 6,717
WISDOMTREE TRUST JAPN HEDGE EQT 97717W851 269 7,298 SH OTHER 7,298
XUEDA ED GROUP SPONSORED ADR 98418W109 325 132,670 SH OTHER 3 132,670
XYLEM INC COM 98419M100 325 12,000 SH OTHER 12,000
YAMANA GOLD INC COM 98462Y100 101 5,849 SH OTHER 5,849
ZILLOW INC CL A 98954A107 132 4,757 SH OTHER 3, 5 4,757
ZIMMER HLDGS INC COM 98956P102 135 2,021 SH OTHER 1 2,021
DEUTSCHE BANK AG NAMEN AKT D18190898 131 2,968 SH OTHER 1 2,968
AIRCASTLE LTD COM G0129K104 151 12,052 SH OTHER 1 12,052
ARGO GROUP INTL HLDGS LTD COM G0464B107 137 4,087 SH OTHER 1 4,087
ASSURED GUARANTY LTD COM G0585R106 129 9,056 SH OTHER 1 9,056
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 157 2,364 SH OTHER 1 2,364
GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 795 34,462 SH OTHER 3 34,462
HOLLYSYS AUTOMATION SHS G45667105 310 26,140 SH OTHER 5 26,140
TECHNOLO
SEADRILL LIMITED SHS G7945E105 183 4,984 SH OTHER 5 4,984
GOLAR LNG LTD BERMUDA SHS G9456A100 42 1,134 SH OTHER 1,134
WEATHERFORD INTERNATIONAL REG SHS H27013103 299 26,725 SH OTHER 26,725
LT
UBS AG SHS NEW H89231338 110 6,982 SH OTHER 6,982
GILAT SATELLITE NETWORKS SHS NEW M51474118 136 25,643 SH OTHER 1 25,643
LTD
PERION NETWORK LTD SHS M78673106 11 1,194 SH OTHER 1,194
ASML HOLDING N V N Y REGISTRY SHS N07059210 280 4,346 SH OTHER 5 4,346
CORE LABORATORIES N V COM N22717107 597 5,463 SH OTHER 3 5,463
REPORT SUMMARY 373 108,125