0001509531-21-000012.txt : 20211115 0001509531-21-000012.hdr.sgml : 20211115 20211115105522 ACCESSION NUMBER: 0001509531-21-000012 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Optima Fund Ltd CENTRAL INDEX KEY: 0001502396 IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-148320 FILM NUMBER: 211407377 BUSINESS ADDRESS: STREET 1: THE BELVEDERE BUILDING STREET 2: 69 PITTS BAY ROAD, 2ND FLOOR CITY: PEMBROKE STATE: D0 ZIP: HM08 BUSINESS PHONE: 4412928900 MAIL ADDRESS: STREET 1: THE BELVEDERE BUILDING STREET 2: 69 PITTS BAY ROAD, 2ND FLOOR CITY: PEMBROKE STATE: D0 ZIP: HM08 D/A 1 primary_doc.xml X0708 D/A LIVE 0001502396 Optima Fund Ltd THE BELVEDERE BUILDING 69 PITTS BAY ROAD, 2ND FLOOR PEMBROKE D0 BERMUDA HM08 4412928900 BERMUDA None None Other open-ended exempted Bermuda mutual fund company true Optima Asset Management LLC 10 East 53rd Street 29th Floor New York NY NEW YORK 10022 Promoter Manager Geoffrey Manfred Lewis 10 East 53rd Street 29th Floor New York NY NEW YORK 10022 Director Thomas Haskins Davis 37 Front Street Hamilton D0 BERMUDA HM11 Director Neil Glass 37 Front Street Hamilton D0 BERMUDA HM11 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06c 3C 3C.7 true 0001463851-20-000003 1989-01-01 true true false 250000 Indefinite 248701577 Indefinite false 25 6239662 0 The amount of sales commission represents the portion of management fees paid to BNY Mellon, N.A. to June 30, 2019, the date payments ceased. 0 false Optima Fund Ltd Kathleen Keating Kathleen Keating General Counsel & CCO of Manager 2021-11-15