0001140361-16-078738.txt : 20160902 0001140361-16-078738.hdr.sgml : 20160902 20160902161915 ACCESSION NUMBER: 0001140361-16-078738 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160827 FILED AS OF DATE: 20160902 DATE AS OF CHANGE: 20160902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Contango ORE, Inc. CENTRAL INDEX KEY: 0001502377 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 273431051 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3700 BUFFALO SPEEDWAY STREET 2: STE 925 CITY: HOUSTON STATE: TX ZIP: 77098 BUSINESS PHONE: 713-877-1311 MAIL ADDRESS: STREET 1: 3700 BUFFALO SPEEDWAY STREET 2: STE 925 CITY: HOUSTON STATE: TX ZIP: 77098 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenberg Joseph G. CENTRAL INDEX KEY: 0001508834 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35770 FILM NUMBER: 161868904 MAIL ADDRESS: STREET 1: 3700 BUFFALO SPEEDWAY STREET 2: STE 960 CITY: HOUSTON STATE: TX ZIP: 77098 4 1 doc1.xml FORM 4 X0306 4 2016-08-27 0 0001502377 Contango ORE, Inc. CTGO 0001508834 Greenberg Joseph G. 3700 BUFFALO SPEEDWAY, SUITE 925 HOUSTON TX 77098 1 0 0 0 Common Stock, par value $0.01 2016-08-27 4 M 0 2344 12.75 A 74082 D Common Stock, par value $0.01 2016-08-27 4 M 0 5833 10.00 A 79915 D Common Stock, par value $0.01 2016-08-27 4 M 0 2917 10.00 A 82832 D Stock Option (right to buy) 12.75 2016-08-27 4 M 0 5000 A 2016-09-15 Common Stock 5000 35000 D Stock Option (right to buy) 10.00 2016-08-27 4 M 0 10000 A 2017-07-03 Common Stock 10000 25000 D Stock Option (right to buy) 10.00 2016-08-27 4 M 0 5000 A 2017-12-07 Common Stock 5000 20000 D On August 27, 2016, the reporting person received 2,344 shares of Common Stock upon the net exercise of 5,000 of the reporting person's stock options that were granted on 9/15/2011. The reporting person forfeited 2,656 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on August 26, 2016, of $24. These options fully vested on September 15, 2013. On August 27, 2016, the reporting person received 5,833 shares of Common Stock upon the net exercise of 10,000 of the reporting person's stock options that were granted on 7/3/2012. The reporting person forfeited 4,167 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on August 26, 2016, of $24. These options fully vested on July 3, 2014. On August 27, 2016, the reporting person received 2,917 shares of Common Stock upon the net exercise of 5,000 of the reporting person's stock options that were granted on 12/7/2012. The reporting person forfeited 2,083 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on August 26, 2016, of $24. These options fully vested on December 7, 2014. /s/ Leah Gaines as Attorney in Fact for Joseph G. Greenberg 2016-09-02