0001140361-16-078577.txt : 20160901 0001140361-16-078577.hdr.sgml : 20160901 20160901202911 ACCESSION NUMBER: 0001140361-16-078577 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160826 FILED AS OF DATE: 20160901 DATE AS OF CHANGE: 20160901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Contango ORE, Inc. CENTRAL INDEX KEY: 0001502377 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 273431051 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3700 BUFFALO SPEEDWAY STREET 2: STE 925 CITY: HOUSTON STATE: TX ZIP: 77098 BUSINESS PHONE: 713-877-1311 MAIL ADDRESS: STREET 1: 3700 BUFFALO SPEEDWAY STREET 2: STE 925 CITY: HOUSTON STATE: TX ZIP: 77098 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gaines Leah S CENTRAL INDEX KEY: 0001586001 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35770 FILM NUMBER: 161866886 MAIL ADDRESS: STREET 1: 3700 BUFFALO SPEEDWAY, SUITE 1010 CITY: HOUSTON STATE: TX ZIP: 77098 4/A 1 doc1.xml FORM 4/A X0306 4/A 2016-08-26 2016-09-01 0 0001502377 Contango ORE, Inc. CTGO 0001586001 Gaines Leah S 3700 BUFFALO SPEEDWAY SUITE 925 HOUSTON TX 77098 0 1 0 0 Chief Financial Officer Common Stock, par value $0.01 2016-08-26 4 A 0 10000 0 A 45000 D Common Stock, par value $0.01 2016-08-27 4 M 0 4372 10.01 A 49372 D Stock Option (right to buy) 10.01 2016-08-27 4 M 0 7500 A 2018-09-25 Common Stock 7500 7500 D The reporting person was granted 10,000 shares of restricted stock on August 26, 2016. The shares of restricted stock vest in three equal annual installments beginning on August 26, 2016. On August 27, 2016, the reporting person received 4,372 shares of Common Stock upon the net exercise of 7,500 of the reporting person's stock options. The reporting person forfeited 3,128 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing stock price on August 26, 2016 of $24. The stock options fully vested on September 25, 2015. /s/ Leah Gaines 2016-09-01