0001140361-16-078577.txt : 20160901
0001140361-16-078577.hdr.sgml : 20160901
20160901202911
ACCESSION NUMBER: 0001140361-16-078577
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160826
FILED AS OF DATE: 20160901
DATE AS OF CHANGE: 20160901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Contango ORE, Inc.
CENTRAL INDEX KEY: 0001502377
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 273431051
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 3700 BUFFALO SPEEDWAY
STREET 2: STE 925
CITY: HOUSTON
STATE: TX
ZIP: 77098
BUSINESS PHONE: 713-877-1311
MAIL ADDRESS:
STREET 1: 3700 BUFFALO SPEEDWAY
STREET 2: STE 925
CITY: HOUSTON
STATE: TX
ZIP: 77098
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gaines Leah S
CENTRAL INDEX KEY: 0001586001
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35770
FILM NUMBER: 161866886
MAIL ADDRESS:
STREET 1: 3700 BUFFALO SPEEDWAY, SUITE 1010
CITY: HOUSTON
STATE: TX
ZIP: 77098
4/A
1
doc1.xml
FORM 4/A
X0306
4/A
2016-08-26
2016-09-01
0
0001502377
Contango ORE, Inc.
CTGO
0001586001
Gaines Leah S
3700 BUFFALO SPEEDWAY
SUITE 925
HOUSTON
TX
77098
0
1
0
0
Chief Financial Officer
Common Stock, par value $0.01
2016-08-26
4
A
0
10000
0
A
45000
D
Common Stock, par value $0.01
2016-08-27
4
M
0
4372
10.01
A
49372
D
Stock Option (right to buy)
10.01
2016-08-27
4
M
0
7500
A
2018-09-25
Common Stock
7500
7500
D
The reporting person was granted 10,000 shares of restricted stock on August 26, 2016. The shares of restricted stock vest in three equal annual installments beginning on August 26, 2016.
On August 27, 2016, the reporting person received 4,372 shares of Common Stock upon the net exercise of 7,500 of the reporting person's stock options. The reporting person forfeited 3,128 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing stock price on August 26, 2016 of $24.
The stock options fully vested on September 25, 2015.
/s/ Leah Gaines
2016-09-01