Chief Compliance Officer

0001567619-20-019229.txt : 20201112 0001567619-20-019229.hdr.sgml : 20201112 20201112114055 ACCESSION NUMBER: 0001567619-20-019229 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Transamerica Financial Advisors, Inc. CENTRAL INDEX KEY: 0001502149 IRS NUMBER: 592476008 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14018 FILM NUMBER: 201304863 BUSINESS ADDRESS: STREET 1: 570 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-299-1800 MAIL ADDRESS: STREET 1: P.O. BOX 5068 CITY: CLEARWATER STATE: FL ZIP: 33758 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001502149 XXXXXXXX 09-30-2020 09-30-2020 Transamerica Financial Advisors, Inc.

P.O. BOX 5068 CLEARWATER FL 33758

13F COMBINATION REPORT 028-14018 0001633901 028-16706 Betterment LLC N Brad Mullikin Chief Compliance Officer 770-248-3491 /s/ Brad Mullikin John's Creek GA 11-12-2020 1 186 5510 false 1 0000099189 028-00136 TRANSAMERICA CORP INFORMATION TABLE 2 form13fInfoTable.xml 3M CO COM 88579Y101 1 7 SH SOLE 0 0 7 ABBOTT LABS COM 002824100 2 12 SH SOLE 0 0 12 ABBVIE INC COM 00287Y109 1 7 SH SOLE 0 0 7 ADOBE SYSTEMS INCORPORATED COM 00724F101 2 3 SH SOLE 0 0 3 AIR PRODS & CHEMS INC COM 009158106 1 4 SH SOLE 0 0 4 ALLSTATE CORP COM 020002101 2 14 SH SOLE 0 0 14 ALTRIA GROUP INC COM 02209S103 1 25 SH SOLE 0 0 25 AMAZON COM INC COM 023135106 3 1 SH SOLE 0 0 1 AMERICAN TOWER CORP NEW COM 03027X100 1 4 SH SOLE 0 0 4 AMERICAN WTR WKS CO INC NEW COM 030420103 1 4 SH SOLE 0 0 4 AMERISOURCEBERGEN CORP COM 03073E105 1 3 SH SOLE 0 0 3 AMGEN INC COM 031162100 2 5 SH SOLE 0 0 5 ANALOG DEVICES INC COM 032654105 2 9 SH SOLE 0 0 9 APPLE INC COM 037833100 2 12 SH SOLE 0 0 12 AT&T INC COM 00206R102 1 34 SH SOLE 0 0 34 BEST BUY INC COM 086516101 2 10 SH SOLE 0 0 10 BIOGEN INC COM 09062X103 2 5 SH SOLE 0 0 5 BLACKROCK INC COM 09247X101 1 2 SH SOLE 0 0 2 BRISTOL-MYERS SQUIBB CO COM 110122108 2 31 SH SOLE 0 0 31 CARDINAL HEALTH INC COM 14149Y108 1 21 SH SOLE 0 0 21 CBOE GLOBAL MARKETS INC COM 12503M108 1 5 SH SOLE 0 0 5 CISCO SYS INC COM 17275R102 1 26 SH SOLE 0 0 26 CITRIX SYS INC COM 177376100 2 8 SH SOLE 0 0 8 CLOROX CO DEL COM 189054109 2 10 SH SOLE 0 0 10 COCA COLA CO COM 191216100 2 21 SH SOLE 0 0 21 COLGATE PALMOLIVE CO COM 194162103 2 20 SH SOLE 0 0 20 COLUMBIA PPTY TR INC COM NEW 198287203 1 17 SH SOLE 0 0 17 COSTCO WHSL CORP NEW COM 22160K105 2 5 SH SOLE 0 0 5 CUMMINS INC COM 231021106 2 5 SH SOLE 0 0 5 DANAHER CORPORATION COM 235851102 3 10 SH SOLE 0 0 10 DELL TECHNOLOGIES INC CL C 24703L202 2 23 SH SOLE 0 0 23 DOLLAR GEN CORP NEW COM 256677105 2 5 SH SOLE 0 0 5 DOLLAR TREE INC COM 256746108 2 13 SH SOLE 0 0 13 DOMINION ENERGY INC COM 25746U109 1 6 SH SOLE 0 0 6 DUKE ENERGY CORP NEW COM NEW 26441C204 3 26 SH SOLE 0 0 26 EBAY INC. 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INC COM 58933Y105 2 24 SH SOLE 0 0 24 MICROSOFT CORP COM 594918104 2 9 SH SOLE 0 0 9 MOHAWK INDS INC COM 608190104 2 12 SH SOLE 0 0 12 MONDELEZ INTL INC CL A 609207105 2 30 SH SOLE 0 0 30 NORTHERN TR CORP COM 665859104 1 12 SH SOLE 0 0 12 NUCOR CORP COM 670346105 2 23 SH SOLE 0 0 23 NVIDIA CORPORATION COM 67066G104 2 4 SH SOLE 0 0 4 OMNICOM GROUP INC COM 681919106 2 35 SH SOLE 0 0 35 PAYCHEX INC COM 704326107 2 13 SH SOLE 0 0 13 PEPSICO INC COM 713448108 2 8 SH SOLE 0 0 8 PFIZER INC COM 717081103 2 29 SH SOLE 0 0 29 PHILIP MORRIS INTL INC COM 718172109 1 13 SH SOLE 0 0 13 PNC FINL SVCS GROUP INC COM 693475105 2 10 SH SOLE 0 0 10 PROCTER AND GAMBLE CO COM 742718109 2 8 SH SOLE 0 0 8 PROGRESSIVE CORP COM 743315103 1 7 SH SOLE 0 0 7 PUBLIC STORAGE COM 74460D109 1 2 SH SOLE 0 0 2 QUALCOMM INC COM 747525103 2 10 SH SOLE 0 0 10 QUANTA SVCS INC COM 74762E102 1 3 SH SOLE 0 0 3 REPUBLIC SVCS INC COM 760759100 1 6 SH SOLE 0 0 6 ROPER TECHNOLOGIES INC COM 776696106 2 3 SH SOLE 0 0 3 ROYAL GOLD INC COM 780287108 2 10 SH SOLE 0 0 10 S&P GLOBAL INC COM 78409V104 2 5 SH SOLE 0 0 5 SBA COMMUNICATIONS CORP NEW CL A 78410G104 1 2 SH SOLE 0 0 2 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 101 3087 SH SOLE 0 0 3087 SELECT SECTOR SPDR TR ENERGY 81369Y506 3 85 SH SOLE 0 0 85 SPDR GOLD TR GOLD SHS 78463V107 14 75 SH SOLE 0 0 75 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 74 1660 SH SOLE 0 0 1660 SPDR SER TR BLOMBRG BRC INTL 78464A151 34 935 SH SOLE 0 0 935 SPDR SER TR WELLS FG PFD ETF 78464A292 34 770 SH SOLE 0 0 770 SPDR SER TR BLMBRG BRC CNVRT 78464A359 35 498 SH SOLE 0 0 498 SPDR SER TR PORTFOLIO LN COR 78464A367 33 1038 SH SOLE 0 0 1038 SPDR SER TR PORTFOLIO INTRMD 78464A375 1 8 SH SOLE 0 0 8 SPDR SER TR BLOOMBERG BRCLYS 78468R622 103 986 SH SOLE 0 0 986 SPDR SER TR NUVEEN BLMBRG SR 78468R739 31 615 SH SOLE 0 0 615 STARBUCKS CORP COM 855244109 2 12 SH SOLE 0 0 12 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 57 13071 SH SOLE 0 0 13071 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 2 9 SH SOLE 0 0 9 TARGET CORP COM 87612E106 3 15 SH SOLE 0 0 15 TEXAS INSTRS INC COM 882508104 2 8 SH SOLE 0 0 8 THERMO FISHER SCIENTIFIC INC COM 883556102 1 1 SH SOLE 0 0 1 T-MOBILE US INC COM 872590104 2 9 SH SOLE 0 0 9 TORO CO COM 891092108 1 2 SH SOLE 0 0 2 TRAVELERS COMPANIES INC COM 89417E109 1 9 SH SOLE 0 0 9 UBS AG LONDON BRANCH ETRACS ALER MLP 90274D382 44 4674 SH SOLE 0 0 4674 UGI CORP NEW COM 902681105 1 5 SH SOLE 0 0 5 UNION PAC CORP COM 907818108 2 6 SH SOLE 0 0 6 UNITED PARCEL SERVICE INC CL B 911312106 2 7 SH SOLE 0 0 7 UNITEDHEALTH GROUP INC COM 91324P102 1 3 SH SOLE 0 0 3 V F CORP COM 918204108 2 15 SH SOLE 0 0 15 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 530 6000 SH SOLE 0 0 6000 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 161 2764 SH SOLE 0 0 2764 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 137 1726 SH SOLE 0 0 1726 VANGUARD INDEX FDS LARGE CAP ETF 922908637 977 6245 SH SOLE 0 0 6245 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 36 733 SH SOLE 0 0 733 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 173 3989 SH SOLE 0 0 3989 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 156 1883 SH SOLE 0 0 1883 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 34 612 SH SOLE 0 0 612 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 34 350 SH SOLE 0 0 350 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 8 56 SH SOLE 0 0 56 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 266 6492 SH SOLE 0 0 6492 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 80 1004 SH SOLE 0 0 1004 VERISIGN INC COM 92343E102 1 3 SH SOLE 0 0 3 VERIZON COMMUNICATIONS INC COM 92343V104 3 41 SH SOLE 0 0 41 WALMART INC COM 931142103 2 14 SH SOLE 0 0 14 WASTE MGMT INC DEL COM 94106L109 1 8 SH SOLE 0 0 8 WELLTOWER INC COM 95040Q104 2 21 SH SOLE 0 0 21 XCEL ENERGY INC COM 98389B100 1 12 SH SOLE 0 0 12 ZOETIS INC CL A 98978V103 2 12 SH SOLE 0 0 12