Chief Compliance Officer

0001567619-20-002196.txt : 20200205 0001567619-20-002196.hdr.sgml : 20200205 20200205122520 ACCESSION NUMBER: 0001567619-20-002196 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200205 DATE AS OF CHANGE: 20200205 EFFECTIVENESS DATE: 20200205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Transamerica Financial Advisors, Inc. CENTRAL INDEX KEY: 0001502149 IRS NUMBER: 592476008 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14018 FILM NUMBER: 20577873 BUSINESS ADDRESS: STREET 1: 570 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-299-1800 MAIL ADDRESS: STREET 1: P.O. BOX 5068 CITY: CLEARWATER STATE: FL ZIP: 33758 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001502149 XXXXXXXX 12-31-2019 12-31-2019 Transamerica Financial Advisors, Inc.

P.O. BOX 5068 CLEARWATER FL 33758

13F COMBINATION REPORT 028-14018 0001633901 028-16706 Betterment LLC N Brad Mullikin Chief Compliance Officer 770-248-3491 Brad Mullikin John's Creek GA 02-05-2020 1 134 7217 false 1 0001633901 028-16706 Betterment LLC INFORMATION TABLE 2 form13fInfoTable.xml ABBOTT LABS COM 002824100 2 13 SH SOLE 0 0 13 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1 1 SH SOLE 0 0 1 AMERICAN TOWER CORP NEW COM 03027X100 1 1 SH SOLE 0 0 1 BIOGEN INC COM 09062X103 2 5 SH SOLE 0 0 5 BRISTOL MYERS SQUIBB CO COM 110122108 1 3 SH SOLE 0 0 3 CISCO SYS INC COM 17275R102 1 5 SH SOLE 0 0 5 COSTCO WHSL CORP NEW COM 22160K105 1 1 SH SOLE 0 0 1 DELL TECHNOLOGIES INC CL C 24703L202 2 21 SH SOLE 0 0 21 DISNEY WALT CO COM DISNEY 254687106 1 4 SH SOLE 0 0 4 DOLLAR TREE INC COM 256746108 1 10 SH SOLE 0 0 10 DUKE ENERGY CORP NEW COM NEW 26441C204 2 12 SH SOLE 0 0 12 EBAY INC COM 278642103 1 28 SH SOLE 0 0 28 EMERSON ELEC CO COM 291011104 2 16 SH SOLE 0 0 16 EQUIFAX INC COM 294429105 2 8 SH SOLE 0 0 8 ESSEX PPTY TR INC COM 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