0001567619-19-020946.txt : 20191112
0001567619-19-020946.hdr.sgml : 20191112
20191112111517
ACCESSION NUMBER: 0001567619-19-020946
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191112
DATE AS OF CHANGE: 20191112
EFFECTIVENESS DATE: 20191112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Transamerica Financial Advisors, Inc.
CENTRAL INDEX KEY: 0001502149
IRS NUMBER: 592476008
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14018
FILM NUMBER: 191207367
BUSINESS ADDRESS:
STREET 1: 570 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-299-1800
MAIL ADDRESS:
STREET 1: P.O. BOX 5068
CITY: CLEARWATER
STATE: FL
ZIP: 33758
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001502149
XXXXXXXX
09-30-2019
09-30-2019
Transamerica Financial Advisors, Inc.
P.O. BOX 5068
CLEARWATER
FL
33758
13F COMBINATION REPORT
028-14018
0001633901
028-16706
Betterment LLC
N
Brad Mullikin
Chief Compliance Officer
770-248-3491
Brad Mullikin
John's Creek
GA
11-12-2019
1
94
7862
false
1
0001633901
028-16706
Betterment LLC
INFORMATION TABLE
2
form13fInfoTable.xml
ABBOTT LABS
COM
002824100
2
13
SH
SOLE
0
0
13
BIOGEN INC
COM
09062X103
2
5
SH
SOLE
0
0
5
DELL TECHNOLOGIES INC
CL C
24703L202
2
20
SH
SOLE
0
0
20
DOLLAR TREE INC
COM
256746108
2
10
SH
SOLE
0
0
10
DUKE ENERGY CORP NEW
COM NEW
26441C204
2
12
SH
SOLE
0
0
12
EBAY INC
COM
278642103
2
26
SH
SOLE
0
0
26
EMERSON ELEC CO
COM
291011104
2
16
SH
SOLE
0
0
16
EQUIFAX INC
COM
294429105
2
8
SH
SOLE
0
0
8
ESSEX PPTY TR INC
COM
297178105
2
4
SH
SOLE
0
0
4
FASTENAL CO
COM
311900104
2
32
SH
SOLE
0
0
32
FEDERAL REALTY INVT TR
SH BEN INT NEW
313747206
2
9
SH
SOLE
0
0
9
FIRST TR BICK INDEX FD
COM SHS
33733H107
11
426
SH
SOLE
0
0
426
FIRST TR EXCH TRD ALPHA FD I
LATIN AMER ALP
33737J125
11
539
SH
SOLE
0
0
539
FIRST TR EXCH TRD ALPHA FD I
BRAZIL ALPHADEX
33737J133
11
693
SH
SOLE
0
0
693
FIRST TR EXCH TRD ALPHA FD I
GERMANY ALPHA
33737J190
12
279
SH
SOLE
0
0
279
FIRST TR EXCH TRD ALPHA FD I
SWITZLND ALPHA
33737J232
12
227
SH
SOLE
0
0
227
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
135
997
SH
SOLE
0
0
997
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
135
4239
SH
SOLE
0
0
4239
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734X150
2
45
SH
SOLE
0
0
45
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
134
2043
SH
SOLE
0
0
2043
FIRST TR EXCHANGE TRADED FD
UTILITIES ALPH
33734X184
139
4670
SH
SOLE
0
0
4670
FIRST TR EXCHANGE TRADED FD
NASDAQ BK ETF
33738R860
2
58
SH
SOLE
0
0
58
FIRST TR EXCNGE TRD ALPHADEX
MID CP GR ALPH
33737M102
74
1654
SH
SOLE
0
0
1654
FIRST TR EXCNGE TRD ALPHADEX
SML CP GRW ALP
33737M300
74
1675
SH
SOLE
0
0
1675
FIRST TR LRG CP GRWTH ALPHAD
COM SHS
33735K108
77
1094
SH
SOLE
0
0
1094
FIRST TR MID CAP CORE ALPHAD
COM SHS
33735B108
2
17
SH
SOLE
0
0
17
FIRST TR NASDAQ100 TECH INDE
SHS
337345102
136
1547
SH
SOLE
0
0
1547
FISERV INC
COM
337738108
2
12
SH
SOLE
0
0
12
GENERAL DYNAMICS CORP
COM
369550108
2
6
SH
SOLE
0
0
6
GOLDMAN SACHS GROUP INC
COM
38141G104
2
5
SH
SOLE
0
0
5
HARLEY DAVIDSON INC
COM
412822108
2
29
SH
SOLE
0
0
29
HONEYWELL INTL INC
COM
438516106
1
6
SH
SOLE
0
0
6
HUMANA INC
COM
444859102
2
4
SH
SOLE
0
0
4
HUNT J B TRANS SVCS INC
COM
445658107
2
12
SH
SOLE
0
0
12
HUNTINGTON BANCSHARES INC
COM
446150104
2
75
SH
SOLE
0
0
75
INVESCO CURNCYSHS SWISS FRAN
SWISS FRANC
46138R108
8
86
SH
SOLE
0
0
86
INVESCO EXCHANGE TRADED FD T
DWA UTILS MUMT
46137V795
171
4863
SH
SOLE
0
0
4863
INVESCO EXCHANGE TRADED FD T
DWA TECHNOLOGY
46137V811
147
2139
SH
SOLE
0
0
2139
INVESCO EXCHANGE TRADED FD T
DWA INDLS MUMT
46137V845
160
2440
SH
SOLE
0
0
2440
INVESCO EXCHANGE TRADED FD T
DWA FINL MUMT
46137V860
165
4383
SH
SOLE
0
0
4383
INVESCO EXCHNG TRADED FD TR
S&P INTL LOW
46138E230
1
12
SH
SOLE
0
0
12
INVESCO EXCHNG TRADED FD TR
S&P EMRNG MKTS
46138E297
1
15
SH
SOLE
0
0
15
INVESCO EXCHNG TRADED FD TR
S&P500 LOW VOL
46138E354
235
4054
SH
SOLE
0
0
4054
INVESCO EXCHNG TRADED FD TR
NATL AMT MUNI
46138E537
25
909
SH
SOLE
0
0
909
ISHARES INC
MSCI BRAZIL ETF
464286400
1
6
SH
SOLE
0
0
6
ISHARES INC
MIN VOL EMRG MKT
464286533
19
323
SH
SOLE
0
0
323
ISHARES INC
MSCI TAIWAN ETF
46434G772
1
6
SH
SOLE
0
0
6
ISHARES INC
MSCI RUSSIA ETF
46434G798
1
6
SH
SOLE
0
0
6
ISHARES SILVER TRUST
ISHARES
46428Q109
5
284
SH
SOLE
0
0
284
ISHARES TR
TIPS BD ETF
464287176
261
2241
SH
SOLE
0
0
2241
ISHARES TR
CORE US AGGBD ET
464287226
89
784
SH
SOLE
0
0
784
ISHARES TR
BARCLAYS 7 10 YR
464287440
29
250
SH
SOLE
0
0
250
ISHARES TR
RUS MID CAP ETF
464287499
441
7872
SH
SOLE
0
0
7872
ISHARES TR
RUS 1000 GRW ETF
464287614
13
76
SH
SOLE
0
0
76
ISHARES TR
CORE S&P SCP ETF
464287804
295
3783
SH
SOLE
0
0
3783
ISHARES TR
DOW JONES US ETF
464287846
1
2
SH
SOLE
0
0
2
ISHARES TR
NEW ZEALAND ETF
464289123
1
5
SH
SOLE
0
0
5
ISHARES TR
MIN VOL EAFE ETF
46429B689
19
257
SH
SOLE
0
0
257
JACOBS ENGR GROUP INC
COM
469814107
2
13
SH
SOLE
0
0
13
KIMCO RLTY CORP
COM
49446R109
2
58
SH
SOLE
0
0
58
KLA CORPORATION
COM NEW
482480100
2
9
SH
SOLE
0
0
9
LEGG MASON INC
COM
524901105
2
28
SH
SOLE
0
0
28
LILLY ELI & CO
COM
532457108
2
10
SH
SOLE
0
0
10
MERCK & CO INC
COM
58933Y105
2
13
SH
SOLE
0
0
13
MOHAWK INDS INC
COM
608190104
1
7
SH
SOLE
0
0
7
NORTHERN TR CORP
COM
665859104
2
12
SH
SOLE
0
0
12
NVIDIA CORP
COM
67066G104
2
7
SH
SOLE
0
0
7
OMNICOM GROUP INC
COM
681919106
1
13
SH
SOLE
0
0
13
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
137
4283
SH
SOLE
0
0
4283
SELECT SECTOR SPDR TR
ENERGY
81369Y506
4
64
SH
SOLE
0
0
64
SPDR GOLD TRUST
GOLD SHS
78463V107
18
124
SH
SOLE
0
0
124
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
101
2318
SH
SOLE
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2318
SPDR INDEX SHS FDS
S&P INTL SMLCP
78463X871
1
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SOLE
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SPDR SERIES TRUST
WELLS FG PFD ETF
78464A292
1
7
SH
SOLE
0
0
7
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
1
7
SH
SOLE
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7
SPDR SERIES TRUST
PORTFOLIO INTRMD
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52
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SPDR SERIES TRUST
PORTFOLIO LN TSR
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SH
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SPDR SERIES TRUST
BLOOMBERG BRCLYS
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203
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SPDR SERIES TRUST
NUVEEN BRC MUNIC
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52
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SH
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SPDR SERIES TRUST
NUVEEN BLMBRG SR
78468R739
44
889
SH
SOLE
0
0
889
SWEDISH EXPT CR CORP
ROG TTL ETN 22
870297801
81
15751
SH
SOLE
0
0
15751
UBS AG JERSEY BRH
ALERIAN INFRST
902641646
77
3676
SH
SOLE
0
0
3676
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
898
10632
SH
SOLE
0
0
10632
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
271
4597
SH
SOLE
0
0
4597
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
225
2413
SH
SOLE
0
0
2413
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
1390
10190
SH
SOLE
0
0
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VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
53
888
SH
SOLE
0
0
888
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
228
5661
SH
SOLE
0
0
5661
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
267
3293
SH
SOLE
0
0
3293
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
45
834
SH
SOLE
0
0
834
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
45
491
SH
SOLE
0
0
491
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
375
9109
SH
SOLE
0
0
9109
VANGUARD WHITEHALL FDS INC
EMERG MKT BD ETF
921946885
127
1566
SH
SOLE
0
0
1566
WELLTOWER INC
COM
95040Q104
2
13
SH
SOLE
0
0
13