0001567619-19-020946.txt : 20191112 0001567619-19-020946.hdr.sgml : 20191112 20191112111517 ACCESSION NUMBER: 0001567619-19-020946 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 EFFECTIVENESS DATE: 20191112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Transamerica Financial Advisors, Inc. CENTRAL INDEX KEY: 0001502149 IRS NUMBER: 592476008 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14018 FILM NUMBER: 191207367 BUSINESS ADDRESS: STREET 1: 570 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-299-1800 MAIL ADDRESS: STREET 1: P.O. BOX 5068 CITY: CLEARWATER STATE: FL ZIP: 33758 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001502149 XXXXXXXX 09-30-2019 09-30-2019 Transamerica Financial Advisors, Inc.
P.O. BOX 5068 CLEARWATER FL 33758
13F COMBINATION REPORT 028-14018 0001633901 028-16706 Betterment LLC N
Brad Mullikin Chief Compliance Officer 770-248-3491 Brad Mullikin John's Creek GA 11-12-2019 1 94 7862 false 1 0001633901 028-16706 Betterment LLC
INFORMATION TABLE 2 form13fInfoTable.xml ABBOTT LABS COM 002824100 2 13 SH SOLE 0 0 13 BIOGEN INC COM 09062X103 2 5 SH SOLE 0 0 5 DELL TECHNOLOGIES INC CL C 24703L202 2 20 SH SOLE 0 0 20 DOLLAR TREE INC COM 256746108 2 10 SH SOLE 0 0 10 DUKE ENERGY CORP NEW COM NEW 26441C204 2 12 SH SOLE 0 0 12 EBAY INC COM 278642103 2 26 SH SOLE 0 0 26 EMERSON ELEC CO COM 291011104 2 16 SH SOLE 0 0 16 EQUIFAX INC COM 294429105 2 8 SH SOLE 0 0 8 ESSEX PPTY TR INC COM 297178105 2 4 SH SOLE 0 0 4 FASTENAL CO COM 311900104 2 32 SH SOLE 0 0 32 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 2 9 SH SOLE 0 0 9 FIRST TR BICK INDEX FD COM SHS 33733H107 11 426 SH SOLE 0 0 426 FIRST TR EXCH TRD ALPHA FD I LATIN AMER ALP 33737J125 11 539 SH SOLE 0 0 539 FIRST TR EXCH TRD ALPHA FD I BRAZIL ALPHADEX 33737J133 11 693 SH SOLE 0 0 693 FIRST TR EXCH TRD ALPHA FD I GERMANY ALPHA 33737J190 12 279 SH SOLE 0 0 279 FIRST TR EXCH TRD ALPHA FD I SWITZLND ALPHA 33737J232 12 227 SH SOLE 0 0 227 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 135 997 SH SOLE 0 0 997 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 135 4239 SH SOLE 0 0 4239 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 2 45 SH SOLE 0 0 45 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 134 2043 SH SOLE 0 0 2043 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 139 4670 SH SOLE 0 0 4670 FIRST TR EXCHANGE TRADED FD NASDAQ BK ETF 33738R860 2 58 SH SOLE 0 0 58 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 74 1654 SH SOLE 0 0 1654 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 74 1675 SH SOLE 0 0 1675 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 77 1094 SH SOLE 0 0 1094 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2 17 SH SOLE 0 0 17 FIRST TR NASDAQ100 TECH INDE SHS 337345102 136 1547 SH SOLE 0 0 1547 FISERV INC COM 337738108 2 12 SH SOLE 0 0 12 GENERAL DYNAMICS CORP COM 369550108 2 6 SH SOLE 0 0 6 GOLDMAN SACHS GROUP INC COM 38141G104 2 5 SH SOLE 0 0 5 HARLEY DAVIDSON INC COM 412822108 2 29 SH SOLE 0 0 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323 SH SOLE 0 0 323 ISHARES INC MSCI TAIWAN ETF 46434G772 1 6 SH SOLE 0 0 6 ISHARES INC MSCI RUSSIA ETF 46434G798 1 6 SH SOLE 0 0 6 ISHARES SILVER TRUST ISHARES 46428Q109 5 284 SH SOLE 0 0 284 ISHARES TR TIPS BD ETF 464287176 261 2241 SH SOLE 0 0 2241 ISHARES TR CORE US AGGBD ET 464287226 89 784 SH SOLE 0 0 784 ISHARES TR BARCLAYS 7 10 YR 464287440 29 250 SH SOLE 0 0 250 ISHARES TR RUS MID CAP ETF 464287499 441 7872 SH SOLE 0 0 7872 ISHARES TR RUS 1000 GRW ETF 464287614 13 76 SH SOLE 0 0 76 ISHARES TR CORE S&P SCP ETF 464287804 295 3783 SH SOLE 0 0 3783 ISHARES TR DOW JONES US ETF 464287846 1 2 SH SOLE 0 0 2 ISHARES TR NEW ZEALAND ETF 464289123 1 5 SH SOLE 0 0 5 ISHARES TR MIN VOL EAFE ETF 46429B689 19 257 SH SOLE 0 0 257 JACOBS ENGR GROUP INC COM 469814107 2 13 SH SOLE 0 0 13 KIMCO RLTY CORP COM 49446R109 2 58 SH SOLE 0 0 58 KLA CORPORATION COM NEW 482480100 2 9 SH SOLE 0 0 9 LEGG MASON INC COM 524901105 2 28 SH SOLE 0 0 28 LILLY ELI & CO COM 532457108 2 10 SH SOLE 0 0 10 MERCK & CO INC COM 58933Y105 2 13 SH SOLE 0 0 13 MOHAWK INDS INC COM 608190104 1 7 SH SOLE 0 0 7 NORTHERN TR CORP COM 665859104 2 12 SH SOLE 0 0 12 NVIDIA CORP COM 67066G104 2 7 SH SOLE 0 0 7 OMNICOM GROUP INC COM 681919106 1 13 SH SOLE 0 0 13 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 137 4283 SH SOLE 0 0 4283 SELECT SECTOR SPDR TR ENERGY 81369Y506 4 64 SH SOLE 0 0 64 SPDR GOLD TRUST GOLD SHS 78463V107 18 124 SH SOLE 0 0 124 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 101 2318 SH SOLE 0 0 2318 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 1 6 SH SOLE 0 0 6 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 1 7 SH SOLE 0 0 7 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 1 7 SH SOLE 0 0 7 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 52 1465 SH SOLE 0 0 1465 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 53 1284 SH SOLE 0 0 1284 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 203 1859 SH SOLE 0 0 1859 SPDR SERIES TRUST NUVEEN BRC MUNIC 78468R721 52 1009 SH SOLE 0 0 1009 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 44 889 SH SOLE 0 0 889 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 81 15751 SH SOLE 0 0 15751 UBS AG JERSEY BRH ALERIAN INFRST 902641646 77 3676 SH SOLE 0 0 3676 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 898 10632 SH SOLE 0 0 10632 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 271 4597 SH SOLE 0 0 4597 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 225 2413 SH SOLE 0 0 2413 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1390 10190 SH SOLE 0 0 10190 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 53 888 SH SOLE 0 0 888 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 228 5661 SH SOLE 0 0 5661 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 267 3293 SH SOLE 0 0 3293 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 45 834 SH SOLE 0 0 834 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 45 491 SH SOLE 0 0 491 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 375 9109 SH SOLE 0 0 9109 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 127 1566 SH SOLE 0 0 1566 WELLTOWER INC COM 95040Q104 2 13 SH SOLE 0 0 13