0001567619-19-010772.txt : 20190514 0001567619-19-010772.hdr.sgml : 20190514 20190514142657 ACCESSION NUMBER: 0001567619-19-010772 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190514 EFFECTIVENESS DATE: 20190514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Transamerica Financial Advisors, Inc. CENTRAL INDEX KEY: 0001502149 IRS NUMBER: 592476008 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14018 FILM NUMBER: 19822122 BUSINESS ADDRESS: STREET 1: 570 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-299-1800 MAIL ADDRESS: STREET 1: P.O. BOX 5068 CITY: CLEARWATER STATE: FL ZIP: 33758 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001502149 XXXXXXXX 03-31-2019 03-31-2019 Transamerica Financial Advisors, Inc.

P.O. BOX 5068 CLEARWATER FL 33758

13F HOLDINGS REPORT 028-14018 N Brad Mullikin 770-248-3491 /s/ Brad mullikin John's Creek GA 05-14-2019 1 97 16958 false 1 0000099189 028-00136 TRANSAMERICA CORP INFORMATION TABLE 2 form13fInfoTable.xml ABBOTT LABS COM 002824100 1 13 SH SOLE 0 0 13 BIOGEN INC COM 09062X103 1 3 SH SOLE 0 0 3 DELL TECHNOLOGIES INC CL C 24703L202 2 19 SH SOLE 0 0 19 DOLLAR TREE INC COM 256746108 1 10 SH SOLE 0 0 10 DUKE ENERGY CORP NEW COM NEW 26441C204 1 11 SH SOLE 0 0 11 EBAY INC COM 278642103 2 31 SH SOLE 0 0 31 EMERSON ELEC CO COM 291011104 1 15 SH SOLE 0 0 15 EQUIFAX INC COM 294429105 2 10 SH SOLE 0 0 10 ESSEX PPTY TR INC COM 297178105 2 4 SH SOLE 0 0 4 FASTENAL CO COM 311900104 2 17 SH SOLE 0 0 17 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 2 8 SH SOLE 0 0 8 FIRST TR BICK INDEX FD COM SHS 33733H107 12 435 SH SOLE 0 0 435 FIRST TR EXCH TRD ALPHA FD I BRAZIL ALPHADEX 33737J133 12 808 SH SOLE 0 0 808 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 12 213 SH SOLE 0 0 213 FIRST TR EXCH TRD ALPHA FD I GERMANY ALPHA 33737J190 12 280 SH SOLE 0 0 280 FIRST TR EXCH TRD ALPHA FD I SWITZLND ALPHA 33737J232 12 244 SH SOLE 0 0 244 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 147 973 SH SOLE 0 0 973 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 151 1081 SH SOLE 0 0 1081 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 134 1747 SH SOLE 0 0 1747 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 2 45 SH SOLE 0 0 45 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 151 2353 SH SOLE 0 0 2353 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 2 60 SH SOLE 0 0 60 FIRST TR EXCHANGE TRADED FD NASDAQ BK ETF 33738R860 2 58 SH SOLE 0 0 58 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 81 1856 SH SOLE 0 0 1856 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 79 1700 SH SOLE 0 0 1700 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 82 1212 SH SOLE 0 0 1212 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2 17 SH SOLE 0 0 17 FIRST TR NASDAQ100 TECH INDE SHS 337345102 154 1863 SH SOLE 0 0 1863 FISERV INC COM 337738108 2 12 SH SOLE 0 0 12 GENERAL DYNAMICS CORP COM 369550108 1 6 SH SOLE 0 0 6 GOLDMAN SACHS GROUP INC COM 38141G104 1 6 SH SOLE 0 0 6 HARLEY DAVIDSON INC COM 412822108 1 26 SH SOLE 0 0 26 HONEYWELL INTL INC COM 438516106 2 7 SH SOLE 0 0 7 HUMANA INC COM 444859102 1 4 SH SOLE 0 0 4 HUNT J B TRANS SVCS INC COM 445658107 1 10 SH SOLE 0 0 10 HUNTINGTON BANCSHARES INC COM 446150104 1 72 SH SOLE 0 0 72 INVESCO CURNCYSHS SWISS FRAN SWISS FRANC 46138R108 45 475 SH SOLE 0 0 475 INVESCO EXCHANGE TRADED FD T DWA UTILS MUMT 46137V795 187 5777 SH SOLE 0 0 5777 INVESCO EXCHANGE TRADED FD T DWA CYCLICALS 46137V803 1 1 SH SOLE 0 0 1 INVESCO EXCHANGE TRADED FD T DWA TECHNOLOGY 46137V811 201 2962 SH SOLE 0 0 2962 INVESCO EXCHANGE TRADED FD T DWA INDLS MUMT 46137V845 184 3003 SH SOLE 0 0 3003 INVESCO EXCHANGE TRADED FD T DWA HEALTHCARE 46137V852 142 1784 SH SOLE 0 0 1784 INVESCO EXCHNG TRADED FD TR S&P INTL LOW 46138E230 1 12 SH SOLE 0 0 12 INVESCO EXCHNG TRADED FD TR S&P EMRNG MKTS 46138E297 1 15 SH SOLE 0 0 15 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 238 4517 SH SOLE 0 0 4517 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 23 864 SH SOLE 0 0 864 ISHARES INC MSCI BRAZIL ETF 464286400 1 6 SH SOLE 0 0 6 ISHARES INC MIN VOL EMRG MKT 464286533 19 318 SH SOLE 0 0 318 ISHARES INC MSCI TAIWAN ETF 46434G772 1 6 SH SOLE 0 0 6 ISHARES INC MSCI RUSSIA ETF 46434G798 1 6 SH SOLE 0 0 6 ISHARES SILVER TRUST ISHARES 46428Q109 22 1537 SH SOLE 0 0 1537 ISHARES TR TIPS BD ETF 464287176 429 3792 SH SOLE 0 0 3792 ISHARES TR CORE US AGGBD ET 464287226 90 817 SH SOLE 0 0 817 ISHARES TR BARCLAYS 7 10 YR 464287440 156 1457 SH SOLE 0 0 1457 ISHARES TR RUS MID CAP ETF 464287499 1471 27248 SH SOLE 0 0 27248 ISHARES TR RUS 1000 GRW ETF 464287614 78 513 SH SOLE 0 0 513 ISHARES TR CORE S&P SCP ETF 464287804 968 12546 SH SOLE 0 0 12546 ISHARES TR DOW JONES US ETF 464287846 1 2 SH SOLE 0 0 2 ISHARES TR NEW ZEALAND ETF 464289123 1 5 SH SOLE 0 0 5 ISHARES TR MIN VOL EAFE ETF 46429B689 20 266 SH SOLE 0 0 266 JACOBS ENGR GROUP INC COM 469814107 2 15 SH SOLE 0 0 15 KIMCO RLTY CORP COM 49446R109 2 60 SH SOLE 0 0 60 KLA-TENCOR CORP COM 482480100 2 10 SH SOLE 0 0 10 LEGG MASON INC COM 524901105 1 34 SH SOLE 0 0 34 LILLY ELI & CO COM 532457108 1 8 SH SOLE 0 0 8 MERCK & CO INC COM 58933Y105 1 12 SH SOLE 0 0 12 MOHAWK INDS INC COM 608190104 1 8 SH SOLE 0 0 8 NORTHERN TR CORP COM 665859104 1 11 SH SOLE 0 0 11 NVIDIA CORP COM 67066G104 2 7 SH SOLE 0 0 7 OMNICOM GROUP INC COM 681919106 1 12 SH SOLE 0 0 12 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 50 491 SH SOLE 0 0 491 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 422 13067 SH SOLE 0 0 13067 SELECT SECTOR SPDR TR ENERGY 81369Y506 26 383 SH SOLE 0 0 383 SPDR GOLD TRUST GOLD SHS 78463V107 91 739 SH SOLE 0 0 739 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 333 7466 SH SOLE 0 0 7466 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 1 6 SH SOLE 0 0 6 SPDR SER TR NUVEEN BRC MUNIC 78468R721 52 1046 SH SOLE 0 0 1046 SPDR SER TR NUVEEN BLMBRG SR 78468R739 41 831 SH SOLE 0 0 831 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 1 7 SH SOLE 0 0 7 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 1 7 SH SOLE 0 0 7 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 53 1528 SH SOLE 0 0 1528 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 287 7955 SH SOLE 0 0 7955 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 50 1084 SH SOLE 0 0 1084 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 169 31773 SH SOLE 0 0 31773 UBS AG JERSEY BRH ALERIAN INFRST 902641646 176 7703 SH SOLE 0 0 7703 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1557 19177 SH SOLE 0 0 19177 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 450 8064 SH SOLE 0 0 8064 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 699 8043 SH SOLE 0 0 8043 VANGUARD INDEX FDS LARGE CAP ETF 922908637 4226 32555 SH SOLE 0 0 32555 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 168 2820 SH SOLE 0 0 2820 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 799 18780 SH SOLE 0 0 18780 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 352 4405 SH SOLE 0 0 4405 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 46 860 SH SOLE 0 0 860 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 47 535 SH SOLE 0 0 535 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1279 31289 SH SOLE 0 0 31289 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 211 2688 SH SOLE 0 0 2688 WELLTOWER INC COM 95040Q104 2 13 SH SOLE 0 0 13