0001140361-16-076035.txt : 20160812 0001140361-16-076035.hdr.sgml : 20160812 20160812101742 ACCESSION NUMBER: 0001140361-16-076035 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160812 DATE AS OF CHANGE: 20160812 EFFECTIVENESS DATE: 20160812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Transamerica Financial Advisors, Inc. CENTRAL INDEX KEY: 0001502149 IRS NUMBER: 592476008 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14018 FILM NUMBER: 161826677 BUSINESS ADDRESS: STREET 1: 570 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-299-1800 MAIL ADDRESS: STREET 1: P.O. BOX 9053 CITY: CLEARWATER STATE: FL ZIP: 33758-9053 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001502149 XXXXXXXX 06-30-2016 06-30-2016 Transamerica Financial Advisors, Inc.

P.O. BOX 9053 CLEARWATER FL 33758-9053

13F HOLDINGS REPORT 028-14018 N George Chuang 727-557-2754 George Chuang St. Petersburg FL 08-12-2016 1 388 991489 false 1 0000099189 028-00136 TRANSAMERICA CORP INFORMATION TABLE 2 form13fInfoTable.xml ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4084 36047 SH SOLE 0 0 36047 AETNA INC NEW COM 00817Y108 2843 23278 SH SOLE 0 0 23278 ALASKA AIR GROUP INC COM 011659109 1258 21565 SH SOLE 0 0 21565 AMERICAN EXPRESS CO COM 025816109 4618 75998 SH SOLE 0 0 75998 ANTHEM INC COM 036752103 3490 26570 SH SOLE 0 0 26570 APARTMENT INVT & MGMT CO CL A 03748R101 521 11783 SH SOLE 0 0 11783 APPLE INC COM 037833100 3839 40148 SH SOLE 0 0 40148 APPLIED MATLS INC COM 038222105 1 1 SH SOLE 0 0 1 ARROW ETF TR ARROW DJ GLB YLD 04273H104 6 289 SH SOLE 0 0 289 AT&T INC COM 00206R102 8302 192122 SH SOLE 0 0 192122 AUTOMATIC DATA PROCESSING IN COM 053015103 1 2 SH SOLE 0 0 2 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 384 15510 SH SOLE 0 0 15510 BAXTER INTL INC COM 071813109 2096 46348 SH SOLE 0 0 46348 BED BATH & BEYOND INC COM 075896100 1481 34260 SH SOLE 0 0 34260 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1247 8608 SH SOLE 0 0 8608 BIOGEN INC COM 09062X103 1 3 SH SOLE 0 0 3 BLOCK H & R INC COM 093671105 1 10 SH SOLE 0 0 10 BRISTOL MYERS SQUIBB CO COM 110122108 1 1 SH SOLE 0 0 1 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 7935 106869 SH SOLE 0 0 106869 CA INC COM 12673P105 2814 85698 SH SOLE 0 0 85698 CALIFORNIA RES CORP COM NEW 13057Q206 1 2 SH SOLE 0 0 2 CARE CAP PPTYS INC COM 141624106 1 6 SH SOLE 0 0 6 CERNER CORP COM 156782104 569 9697 SH SOLE 0 0 9697 CHEVRON CORP NEW COM 166764100 1578 15051 SH SOLE 0 0 15051 CHUBB LIMITED COM H1467J104 1938 14827 SH SOLE 0 0 14827 CHURCH & DWIGHT INC COM 171340102 2908 28263 SH SOLE 0 0 28263 CINCINNATI FINL CORP COM 172062101 7491 100016 SH SOLE 0 0 100016 CINTAS CORP COM 172908105 1006 10244 SH SOLE 0 0 10244 CISCO SYS INC COM 17275R102 1606 55974 SH SOLE 0 0 55974 CITIZENS FINL GROUP INC COM 174610105 1 1 SH SOLE 0 0 1 CLAYMORE EXCHANGE TRD FD TR GUG BLT2017 HY 18383M399 720 27847 SH SOLE 0 0 27847 CLAYMORE EXCHANGE TRD FD TR GUG BLT2018 HY 18383M381 732 29466 SH SOLE 0 0 29466 CLAYMORE EXCHANGE TRD FD TR GUG BUL 2019 HY 18383M373 734 30957 SH SOLE 0 0 30957 CLAYMORE EXCHANGE TRD FD TR GUG BUL 2020 HY 18383M365 739 31148 SH SOLE 0 0 31148 CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E 18383M530 253 11823 SH SOLE 0 0 11823 CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E 18383M522 254 11841 SH SOLE 0 0 11841 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 256 11789 SH SOLE 0 0 11789 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2021 18383M266 259 11995 SH SOLE 0 0 11995 CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR 18383M654 1647 32932 SH SOLE 0 0 32932 CLOROX CO DEL COM 189054109 3259 23547 SH SOLE 0 0 23547 CMS ENERGY CORP COM 125896100 634 13819 SH SOLE 0 0 13819 COLGATE PALMOLIVE CO COM 194162103 1664 22720 SH SOLE 0 0 22720 COMMUNITY TR BANCORP INC COM 204149108 18 517 SH SOLE 0 0 517 CONAGRA FOODS INC COM 205887102 492 10275 SH SOLE 0 0 10275 CONOCOPHILLIPS COM 20825C104 438 10034 SH SOLE 0 0 10034 COSTCO WHSL CORP NEW COM 22160K105 5578 35520 SH SOLE 0 0 35520 CROWN CASTLE INTL CORP NEW COM 22822V101 2 15 SH SOLE 0 0 15 CURRENCYSHARES EURO TR EURO SHS 23130C108 1 1 SH SOLE 0 0 1 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 500 5085 SH SOLE 0 0 5085 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 1 4 SH SOLE 0 0 4 DBX ETF TR XTRAK MSCI EAFE 233051200 14 556 SH SOLE 0 0 556 DBX ETF TR XTRAK MSCI JAPN 233051507 2 56 SH SOLE 0 0 56 DENTSPLY SIRONA INC COM 24906P109 1215 19580 SH SOLE 0 0 19580 DISNEY WALT CO COM DISNEY 254687106 2845 29075 SH SOLE 0 0 29075 DOLLAR GEN CORP NEW COM 256677105 4308 45827 SH SOLE 0 0 45827 DOLLAR TREE INC COM 256746108 2 20 SH SOLE 0 0 20 DOMINION RES INC VA NEW COM 25746U109 2962 38005 SH SOLE 0 0 38005 DTE ENERGY CO COM 233331107 1941 19576 SH SOLE 0 0 19576 DUKE ENERGY CORP NEW COM NEW 26441C204 2804 32681 SH SOLE 0 0 32681 E M C CORP MASS COM 268648102 2 70 SH SOLE 0 0 70 EBAY INC COM 278642103 1 35 SH SOLE 0 0 35 EDISON INTL COM 281020107 5549 71431 SH SOLE 0 0 71431 ELECTRONIC ARTS INC COM 285512109 12 155 SH SOLE 0 0 155 EMERSON ELEC CO COM 291011104 1 15 SH SOLE 0 0 15 EQUIFAX INC COM 294429105 1 7 SH SOLE 0 0 7 EQUITY RESIDENTIAL SH BEN INT 29476L107 549 7970 SH SOLE 0 0 7970 ESSEX PPTY TR INC COM 297178105 1 4 SH SOLE 0 0 4 EXPRESS SCRIPTS HLDG CO COM 30219G108 2051 27058 SH SOLE 0 0 27058 EXXON MOBIL CORP COM 30231G102 7472 79704 SH SOLE 0 0 79704 FASTENAL CO COM 311900104 1 17 SH SOLE 0 0 17 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 1 6 SH SOLE 0 0 6 FIDELITY MSCI HLTH CARE I 316092600 366 10809 SH SOLE 0 0 10809 FIDELITY TELECOMM SVCS 316092873 412 13160 SH SOLE 0 0 13160 FIDELITY NATL INFORMATION SV COM 31620M106 488 6619 SH SOLE 0 0 6619 FIRST DATA CORP NEW COM CL A 32008D106 1 1 SH SOLE 0 0 1 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 12 355 SH SOLE 0 0 355 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 5457 161817 SH SOLE 0 0 161817 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 5807 120047 SH SOLE 0 0 120047 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 5911 81950 SH SOLE 0 0 81950 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 6026 404368 SH SOLE 0 0 404368 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 16 270 SH SOLE 0 0 270 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 8 85 SH SOLE 0 0 85 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 5934 219519 SH SOLE 0 0 219519 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 3229 107530 SH SOLE 0 0 107530 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 10 305 SH SOLE 0 0 305 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 3213 64441 SH SOLE 0 0 64441 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 3220 63732 SH SOLE 0 0 63732 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 7 169 SH SOLE 0 0 169 FISERV INC COM 337738108 5425 49886 SH SOLE 0 0 49886 FITBIT INC CL A 33812L102 1 1 SH SOLE 0 0 1 FLEXSHARES TR IBOXX 5YR TRGT 33939L605 7 242 SH SOLE 0 0 242 FOOT LOCKER INC COM 344849104 1572 28655 SH SOLE 0 0 28655 GAMESTOP CORP NEW CL A 36467W109 3 112 SH SOLE 0 0 112 GAP INC DEL COM 364760108 4 183 SH SOLE 0 0 183 GENERAL DYNAMICS CORP COM 369550108 1 6 SH SOLE 0 0 6 GENERAL ELECTRIC CO COM 369604103 1 1 SH SOLE 0 0 1 GENERAL GROWTH PPTYS INC NEW COM 370023103 4 117 SH SOLE 0 0 117 GENERAL MLS INC COM 370334104 7711 108111 SH SOLE 0 0 108111 GENUINE PARTS CO COM 372460105 5150 50858 SH SOLE 0 0 50858 GILEAD SCIENCES INC COM 375558103 4447 53301 SH SOLE 0 0 53301 GLOBAL X FDS GLB X MLP ENRG I 37950E226 153 11011 SH SOLE 0 0 11011 GOLDMAN SACHS GROUP INC COM 38141G104 1 5 SH SOLE 0 0 5 GOODYEAR TIRE & RUBR CO COM 382550101 503 19571 SH SOLE 0 0 19571 HARLEY DAVIDSON INC COM 412822108 1 17 SH SOLE 0 0 17 HCP INC COM 40414L109 534 15074 SH SOLE 0 0 15074 HERSHEY CO COM 427866108 1329 11709 SH SOLE 0 0 11709 HEWLETT PACKARD ENTERPRISE C COM 42824C109 1 9 SH SOLE 0 0 9 HIGHLAND FDS I HI LD IBOXX SRLN 430101774 8 416 SH SOLE 0 0 416 HOME DEPOT INC COM 437076102 4295 33636 SH SOLE 0 0 33636 HONEYWELL INTL INC COM 438516106 1 7 SH SOLE 0 0 7 HORMEL FOODS CORP COM 440452100 5202 142128 SH SOLE 0 0 142128 HP INC COM 40434L105 1 9 SH SOLE 0 0 9 HSBC USA INC S&P CTI ETN 23 4042EP602 61 9833 SH SOLE 0 0 9833 HUMANA INC COM 444859102 1 5 SH SOLE 0 0 5 HUNT J B TRANS SVCS INC COM 445658107 1 10 SH SOLE 0 0 10 HUNTINGTON BANCSHARES INC COM 446150104 1 75 SH SOLE 0 0 75 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 1 1 SH SOLE 0 0 1 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 2 63 SH SOLE 0 0 63 INTEL CORP COM 458140100 546 16641 SH SOLE 0 0 16641 INTERNATIONAL BUSINESS MACHS COM 459200101 7814 51477 SH SOLE 0 0 51477 INTUIT COM 461202103 3 24 SH SOLE 0 0 24 ISHARES 10+ YR CR BD ETF 464289511 485 7738 SH SOLE 0 0 7738 ISHARES BELGIUM CAPD ETF 464286301 887 50056 SH SOLE 0 0 50056 ISHARES EM HGHYL BD ETF 464286285 212 4288 SH SOLE 0 0 4288 ISHARES INDIA 50 ETF 464289529 2 40 SH SOLE 0 0 40 ISHARES MSCI CDA ETF 464286509 1 2 SH SOLE 0 0 2 ISHARES MSCI EURZONE ETF 464286608 660 20443 SH SOLE 0 0 20443 ISHARES MSCI JAPAN ETF 464286848 686 59637 SH SOLE 0 0 59637 ISHARES MSCI NETHERL ETF 464286814 855 36919 SH SOLE 0 0 36919 ISHARES MSCI PAC JP ETF 464286665 1 15 SH SOLE 0 0 15 ISHARES MSCI SPAN CP ETF 464286764 1 1 SH SOLE 0 0 1 ISHARES MSCI SZ CAP ETF 464286749 355 11955 SH SOLE 0 0 11955 ISHARES MSCI TURKEY ETF 464286715 781 19674 SH SOLE 0 0 19674 ISHARES GOLD TRUST ISHARES 464285105 727 56966 SH SOLE 0 0 56966 ISHARES INC CORE MSCI EMKT 46434G103 8 184 SH SOLE 0 0 184 ISHARES SILVER TRUST ISHARES 46428Q109 694 38812 SH SOLE 0 0 38812 ISHARES TR 1-3 YR TR BD ETF 464287457 63 736 SH SOLE 0 0 736 ISHARES TR 20 YR TR BD ETF 464287432 1688 12150 SH SOLE 0 0 12150 ISHARES TR 3-7 YR TR BD ETF 464288661 4046 31769 SH SOLE 0 0 31769 ISHARES TR 7-10 Y TR BD ETF 464287440 2047 18120 SH SOLE 0 0 18120 ISHARES TR AGENCY BOND ETF 464288166 4 27 SH SOLE 0 0 27 ISHARES TR CHINA LG-CAP ETF 464287184 1 7 SH SOLE 0 0 7 ISHARES TR CMBS ETF 46429B366 347 6516 SH SOLE 0 0 6516 ISHARES TR CORE MSCI EAFE 46432F842 2 33 SH SOLE 0 0 33 ISHARES TR CORE S&P SCP ETF 464287804 17020 146453 SH SOLE 0 0 146453 ISHARES TR CORE S&P500 ETF 464287200 2694 12796 SH SOLE 0 0 12796 ISHARES TR CORE US AGGBD ET 464287226 22605 200721 SH SOLE 0 0 200721 ISHARES TR DEVSMCP EXNA ETF 464288497 1 1 SH SOLE 0 0 1 ISHARES TR DOW JONES US ETF 464287846 897 8572 SH SOLE 0 0 8572 ISHARES TR EAFE GRWTH ETF 464288885 1 1 SH SOLE 0 0 1 ISHARES TR EAFE SML CP ETF 464288273 31 622 SH SOLE 0 0 622 ISHARES TR EUROPE ETF 464287861 1 7 SH SOLE 0 0 7 ISHARES TR FLTG RATE BD ETF 46429B655 1 2 SH SOLE 0 0 2 ISHARES TR GLB CNSM STP ETF 464288737 1 1 SH SOLE 0 0 1 ISHARES TR IBOXX HI YD ETF 464288513 15340 181106 SH SOLE 0 0 181106 ISHARES TR IBOXX INV CP ETF 464287242 2 15 SH SOLE 0 0 15 ISHARES TR INTERM CR BD ETF 464288638 531 4772 SH SOLE 0 0 4772 ISHARES TR INTL DEV RE ETF 464288489 1 1 SH SOLE 0 0 1 ISHARES TR JP MOR EM MK ETF 464288281 25 209 SH SOLE 0 0 209 ISHARES TR MBS ETF 464288588 1414 12852 SH SOLE 0 0 12852 ISHARES TR MICRO-CAP ETF 464288869 2 23 SH SOLE 0 0 23 ISHARES TR MIN VOL USA ETF 46429B697 3 53 SH SOLE 0 0 53 ISHARES TR MSCI AC ASIA ETF 464288182 1 9 SH SOLE 0 0 9 ISHARES TR MSCI ACWI ETF 464288257 3 45 SH SOLE 0 0 45 ISHARES TR MSCI EAFE ETF 464287465 1 15 SH SOLE 0 0 15 ISHARES TR MSCI EMG MKT ETF 464287234 1 13 SH SOLE 0 0 13 ISHARES TR MSCI INDONIA ETF 46429B309 922 37688 SH SOLE 0 0 37688 ISHARES TR MSCI PHILIPS ETF 46429B408 1 18 SH SOLE 0 0 18 ISHARES TR MSCI UTD KNGDM 46434V548 1 40 SH SOLE 0 0 40 ISHARES TR N AMER TECH ETF 464287549 2 12 SH SOLE 0 0 12 ISHARES TR NATIONAL MUN ETF 464288414 835 7322 SH SOLE 0 0 7322 ISHARES TR PHLX SEMICND ETF 464287523 1110 11849 SH SOLE 0 0 11849 ISHARES TR RUS 1000 ETF 464287622 30 255 SH SOLE 0 0 255 ISHARES TR RUS 1000 GRW ETF 464287614 1411 14058 SH SOLE 0 0 14058 ISHARES TR RUS 1000 VAL ETF 464287598 915 8857 SH SOLE 0 0 8857 ISHARES TR RUS 2000 GRW ETF 464287648 2 8 SH SOLE 0 0 8 ISHARES TR RUS 2000 VAL ETF 464287630 302 3100 SH SOLE 0 0 3100 ISHARES TR RUS MD CP GR ETF 464287481 1 8 SH SOLE 0 0 8 ISHARES TR RUS MDCP VAL ETF 464287473 1218 16384 SH SOLE 0 0 16384 ISHARES TR RUS MID-CAP ETF 464287499 25570 152022 SH SOLE 0 0 152022 ISHARES TR RUSSELL 2000 ETF 464287655 11 92 SH SOLE 0 0 92 ISHARES TR SELECT DIVID ETF 464287168 23 269 SH SOLE 0 0 269 ISHARES TR SHRT TRS BD ETF 464288679 1 1 SH SOLE 0 0 1 ISHARES TR TIPS BD ETF 464287176 17138 146893 SH SOLE 0 0 146893 ISHARES TR U.S. BAS MTL ETF 464287838 1117 14706 SH SOLE 0 0 14706 ISHARES TR U.S. ENERGY ETF 464287796 1 2 SH SOLE 0 0 2 ISHARES TR U.S. FIN SVC ETF 464287770 1 2 SH SOLE 0 0 2 ISHARES TR U.S. FINLS ETF 464287788 1 10 SH SOLE 0 0 10 ISHARES TR U.S. INDS ETF 464287754 1 1 SH SOLE 0 0 1 ISHARES TR U.S. PFD STK ETF 464288687 14 333 SH SOLE 0 0 333 ISHARES TR U.S. REAL ES ETF 464287739 1192 14466 SH SOLE 0 0 14466 ISHARES TR U.S. TECH ETF 464287721 1287 12222 SH SOLE 0 0 12222 ISHARES TR U.S. TELECOM ETF 464287713 1201 36046 SH SOLE 0 0 36046 ISHARES TR US HLTHCARE ETF 464287762 1 1 SH SOLE 0 0 1 ISHARES TR US HLTHCR PR ETF 464288828 1 4 SH SOLE 0 0 4 ISHARES TR US HOME CONS ETF 464288752 1 16 SH SOLE 0 0 16 JACOBS ENGR GROUP INC DEL COM 469814107 1 16 SH SOLE 0 0 16 JOHNSON & JOHNSON COM 478160104 8062 66457 SH SOLE 0 0 66457 KELLOGG CO COM 487836108 3505 42917 SH SOLE 0 0 42917 KIMBERLY CLARK CORP COM 494368103 2 8 SH SOLE 0 0 8 KIMCO RLTY CORP COM 49446R109 1 28 SH SOLE 0 0 28 KLA-TENCOR CORP COM 482480100 1 11 SH SOLE 0 0 11 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1706 13092 SH SOLE 0 0 13092 LEGG MASON INC COM 524901105 1 23 SH SOLE 0 0 23 LILLY ELI & CO COM 532457108 14 176 SH SOLE 0 0 176 LOCKHEED MARTIN CORP COM 539830109 4394 17703 SH SOLE 0 0 17703 MACYS INC COM 55616P104 1 28 SH SOLE 0 0 28 MARSH & MCLENNAN COS INC COM 571748102 7 98 SH SOLE 0 0 98 MASCO CORP COM 574599106 14 424 SH SOLE 0 0 424 MCCORMICK & CO INC COM NON VTG 579780206 1247 11683 SH SOLE 0 0 11683 MCDONALDS CORP COM 580135101 2367 19668 SH SOLE 0 0 19668 MCKESSON CORP COM 58155Q103 1242 6651 SH SOLE 0 0 6651 MEDTRONIC PLC SHS G5960L103 750 8639 SH SOLE 0 0 8639 MERCK & CO INC COM 58933Y105 782 13565 SH SOLE 0 0 13565 MICROSOFT CORP COM 594918104 4798 93762 SH SOLE 0 0 93762 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 1 1 SH SOLE 0 0 1 MOHAWK INDS INC COM 608190104 1 4 SH SOLE 0 0 4 MONSANTO CO NEW COM 61166W101 2 17 SH SOLE 0 0 17 MOTOROLA SOLUTIONS INC COM NEW 620076307 1 4 SH SOLE 0 0 4 NIKE INC CL B 654106103 1 1 SH SOLE 0 0 1 NORDSTROM INC COM 655664100 1 16 SH SOLE 0 0 16 NORTHERN TR CORP COM 665859104 1 13 SH SOLE 0 0 13 NVIDIA CORP COM 67066G104 1 17 SH SOLE 0 0 17 OCCIDENTAL PETE CORP DEL COM 674599105 2847 37675 SH SOLE 0 0 37675 OMNICOM GROUP INC COM 681919106 5905 72459 SH SOLE 0 0 72459 ORACLE CORP COM 68389X105 1 1 SH SOLE 0 0 1 PATTERSON COMPANIES INC COM 703395103 5315 110981 SH SOLE 0 0 110981 PAYCHEX INC COM 704326107 5019 84338 SH SOLE 0 0 84338 PAYPAL HLDGS INC COM 70450Y103 1 4 SH SOLE 0 0 4 PFIZER INC COM 717081103 5535 157179 SH SOLE 0 0 157179 PG&E CORP COM 69331C108 463 7237 SH SOLE 0 0 7237 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 5765 59526 SH SOLE 0 0 59526 PIMCO ETF TR 15+ YR US TIPS 72201R304 590 8489 SH SOLE 0 0 8489 PIMCO ETF TR 25YR+ ZERO U S 72201R882 1 1 SH SOLE 0 0 1 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 15664 154820 SH SOLE 0 0 154820 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 2 11 SH SOLE 0 0 11 PIONEER NAT RES CO COM 723787107 1462 9668 SH SOLE 0 0 9668 POWERSHARES ACT MANG COMM FD DB OPT YLD DIV 73937V106 8 400 SH SOLE 0 0 400 POWERSHARES ACTIVE MNG ETF T S&P500 DWNHDGE 73935B805 3 108 SH SOLE 0 0 108 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 30 939 SH SOLE 0 0 939 POWERSHARES ETF TR II EM MRK LOW VOL 73937B662 1486 67061 SH SOLE 0 0 67061 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 2 63 SH SOLE 0 0 63 POWERSHARES ETF TR II INSUR NATL MUN 73936T474 3833 144410 SH SOLE 0 0 144410 POWERSHARES ETF TR II INTL DEV LOWVL 73937B688 1474 49296 SH SOLE 0 0 49296 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 9950 232572 SH SOLE 0 0 232572 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T573 9 302 SH SOLE 0 0 302 POWERSHARES ETF TRUST BASIC MAT SECT 73935X427 20293 377139 SH SOLE 0 0 377139 POWERSHARES ETF TRUST CON DISCRE SEC 73935X419 86 2059 SH SOLE 0 0 2059 POWERSHARES ETF TRUST CON STAPLE SEC 73935X393 20858 357028 SH SOLE 0 0 357028 POWERSHARES ETF TRUST DYN UTIL PORTF 73935X591 20488 734852 SH SOLE 0 0 734852 POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 1 1 SH SOLE 0 0 1 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 276 14344 SH SOLE 0 0 14344 POWERSHARES ETF TRUST HLTHCR SEC POR 73935X351 30 658 SH SOLE 0 0 658 POWERSHARES ETF TRUST INDL SECT PORT 73935X369 22 461 SH SOLE 0 0 461 POWERSHARES ETF TRUST TECH SECT PORT 73935X344 18732 495399 SH SOLE 0 0 495399 POWERSHARES ETF TRUST II DWA DEVMKTMOM PT 73936Q108 27 1150 SH SOLE 0 0 1150 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 163 7079 SH SOLE 0 0 7079 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 1 1 SH SOLE 0 0 1 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 1 1 SH SOLE 0 0 1 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 54 2413 SH SOLE 0 0 2413 PPL CORP COM 69351T106 2742 72616 SH SOLE 0 0 72616 PRINCIPAL FINL GROUP INC COM 74251V102 519 12612 SH SOLE 0 0 12612 PROCTER & GAMBLE CO COM 742718109 5421 64021 SH SOLE 0 0 64021 PROGRESSIVE CORP OHIO COM 743315103 4822 143919 SH SOLE 0 0 143919 PROLOGIS INC COM 74340W103 576 11729 SH SOLE 0 0 11729 PROSHARES TR PSHS LC COR PLUS 74347R248 1 1 SH SOLE 0 0 1 PROSHARES TR PSHS SH MSCI EMR 74347R396 1 4 SH SOLE 0 0 4 PROSHARES TR SHRT 20+YR TRE 74347X849 1 1 SH SOLE 0 0 1 PROSHARES TR SHRT HGH YIELD 74347R131 1 12 SH SOLE 0 0 12 PUBLIC STORAGE COM 74460D109 2217 8674 SH SOLE 0 0 8674 QUEST DIAGNOSTICS INC COM 74834L100 3 25 SH SOLE 0 0 25 REPUBLIC SVCS INC COM 760759100 4021 78348 SH SOLE 0 0 78348 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 1 11 SH SOLE 0 0 11 SALESFORCE COM INC COM 79466L302 1897 23883 SH SOLE 0 0 23883 SCANA CORP NEW COM 80589M102 1 12 SH SOLE 0 0 12 SCHEIN HENRY INC COM 806407102 1200 6784 SH SOLE 0 0 6784 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1 3 SH SOLE 0 0 3 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1626 28772 SH SOLE 0 0 28772 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 510 8184 SH SOLE 0 0 8184 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2451 31394 SH SOLE 0 0 31394 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3459 62705 SH SOLE 0 0 62705 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1607 22409 SH SOLE 0 0 22409 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2503 36671 SH SOLE 0 0 36671 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2603 113882 SH SOLE 0 0 113882 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2099 37475 SH SOLE 0 0 37475 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2769 52765 SH SOLE 0 0 52765 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1544 33302 SH SOLE 0 0 33302 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1579 36391 SH SOLE 0 0 36391 SHIRE PLC SPONSORED ADR 82481R106 5 26 SH SOLE 0 0 26 SIMON PPTY GROUP INC NEW COM 828806109 2702 12457 SH SOLE 0 0 12457 SOUTHERN CO COM 842587107 2035 37945 SH SOLE 0 0 37945 SPDR GOLD TRUST GOLD SHS 78463V107 1465 11580 SH SOLE 0 0 11580 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 28 556 SH SOLE 0 0 556 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 105 2528 SH SOLE 0 0 2528 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 5813 147677 SH SOLE 0 0 147677 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 8054 277089 SH SOLE 0 0 277089 SPDR S&P 500 ETF TR TR UNIT 78462F103 37 176 SH SOLE 0 0 176 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2699 9914 SH SOLE 0 0 9914 SPDR SER TR INV GRD FLT RT 78468R200 973 31915 SH SOLE 0 0 31915 SPDR SER TR NUVN BR SHT MUNI 78468R739 6026 122778 SH SOLE 0 0 122778 SPDR SER TR NUVN BRCLY MUNI 78468R721 13415 265152 SH SOLE 0 0 265152 SPDR SER TR SHT TRM HGH YLD 78468R408 5436 201387 SH SOLE 0 0 201387 SPDR SERIES TRUST BARC SHT TR CP 78464A474 51 1652 SH SOLE 0 0 1652 SPDR SERIES TRUST BRC BLD AMER BD 78464A276 1 2 SH SOLE 0 0 2 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 2106 48030 SH SOLE 0 0 48030 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 26103 731355 SH SOLE 0 0 731355 SPDR SERIES TRUST BRCLY EM LOCL 78464A391 13098 470244 SH SOLE 0 0 470244 SPDR SERIES TRUST BRCLYS INTER ETF 78464A672 13 198 SH SOLE 0 0 198 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 13364 233843 SH SOLE 0 0 233843 SPDR SERIES TRUST BRCLYS LG TRS ET 78464A664 14 166 SH SOLE 0 0 166 SPDR SERIES TRUST CITI INT GVT ETF 78464A490 1939 35298 SH SOLE 0 0 35298 SPDR SERIES TRUST DJ REIT ETF 78464A607 9 82 SH SOLE 0 0 82 SPDR SERIES TRUST INTR TRM CORP BD 78464A375 2597 74423 SH SOLE 0 0 74423 SPDR SERIES TRUST LNG TRM CORP BD 78464A367 1 2 SH SOLE 0 0 2 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 2 30 SH SOLE 0 0 30 SPDR SERIES TRUST S&P DIVID ETF 78464A763 37 440 SH SOLE 0 0 440 SPDR SERIES TRUST S&P REGL BKG 78464A698 1 21 SH SOLE 0 0 21 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 1 9 SH SOLE 0 0 9 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 13400 290805 SH SOLE 0 0 290805 SPLUNK INC COM 848637104 1 1 SH SOLE 0 0 1 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 789 16862 SH SOLE 0 0 16862 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 2269 45443 SH SOLE 0 0 45443 ST JUDE MED INC COM 790849103 3 29 SH SOLE 0 0 29 STERICYCLE INC COM 858912108 2 19 SH SOLE 0 0 19 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 3900 763070 SH SOLE 0 0 763070 SYSCO CORP COM 871829107 7037 138674 SH SOLE 0 0 138674 TARGET CORP COM 87612E106 5641 80793 SH SOLE 0 0 80793 TECO ENERGY INC COM 872375100 2 52 SH SOLE 0 0 52 TESORO CORP COM 881609101 940 12546 SH SOLE 0 0 12546 THERMO FISHER SCIENTIFIC INC COM 883556102 530 3586 SH SOLE 0 0 3586 TJX COS INC NEW COM 872540109 4296 55624 SH SOLE 0 0 55624 TOTAL SYS SVCS INC COM 891906109 2793 52575 SH SOLE 0 0 52575 UBS AG JERSEY BRH ALERIAN INFRST 902641646 4113 145461 SH SOLE 0 0 145461 UBS AG JERSEY BRH CMCI ETN 38 902641778 1 20 SH SOLE 0 0 20 UNITED PARCEL SERVICE INC CL B 911312106 3 27 SH SOLE 0 0 27 UNITEDHEALTH GROUP INC COM 91324P102 3633 25726 SH SOLE 0 0 25726 US BANCORP DEL COM NEW 902973304 2690 66679 SH SOLE 0 0 66679 V F CORP COM 918204108 1297 21080 SH SOLE 0 0 21080 VANECK VECTORS ETF TR AMT FREE INT ETF 92189F544 6 235 SH SOLE 0 0 235 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 3887 163456 SH SOLE 0 0 163456 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 930 33376 SH SOLE 0 0 33376 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189F361 372 11505 SH SOLE 0 0 11505 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 1 1 SH SOLE 0 0 1 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 1 1 SH SOLE 0 0 1 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1 3 SH SOLE 0 0 3 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 56719 672821 SH SOLE 0 0 672821 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 21438 384876 SH SOLE 0 0 384876 VANGUARD INDEX FDS GROWTH ETF 922908736 1 3 SH SOLE 0 0 3 VANGUARD INDEX FDS LARGE CAP ETF 922908637 80472 839561 SH SOLE 0 0 839561 VANGUARD INDEX FDS REIT ETF 922908553 13351 150567 SH SOLE 0 0 150567 VANGUARD INDEX FDS VALUE ETF 922908744 40 465 SH SOLE 0 0 465 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 13663 387812 SH SOLE 0 0 387812 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1 3 SH SOLE 0 0 3 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 3569 66012 SH SOLE 0 0 66012 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 4674 94453 SH SOLE 0 0 94453 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1964 21964 SH SOLE 0 0 21964 VANGUARD SCOTTSDALE FDS INT-TERM GOV 92206C706 2420 36009 SH SOLE 0 0 36009 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 2152 22753 SH SOLE 0 0 22753 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 733 8610 SH SOLE 0 0 8610 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 6613 122804 SH SOLE 0 0 122804 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 7325 90609 SH SOLE 0 0 90609 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 5002 81398 SH SOLE 0 0 81398 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 20176 570562 SH SOLE 0 0 570562 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 11259 140227 SH SOLE 0 0 140227 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 25 345 SH SOLE 0 0 345 VANGUARD WORLD FD EXTENDED DUR 921910709 44 314 SH SOLE 0 0 314 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 877 6717 SH SOLE 0 0 6717 VARIAN MED SYS INC COM 92220P105 616 7486 SH SOLE 0 0 7486 VENTAS INC COM 92276F100 7 89 SH SOLE 0 0 89 VERISIGN INC COM 92343E102 1350 15609 SH SOLE 0 0 15609 VERIZON COMMUNICATIONS INC COM 92343V104 8172 146330 SH SOLE 0 0 146330 VISA INC COM CL A 92826C839 1 1 SH SOLE 0 0 1 WAL-MART STORES INC COM 931142103 2871 39306 SH SOLE 0 0 39306 WASTE MGMT INC DEL COM 94106L109 3427 51702 SH SOLE 0 0 51702 WEC ENERGY GROUP INC COM 92939U106 3182 48717 SH SOLE 0 0 48717 WELLS FARGO & CO NEW COM 949746101 947 19998 SH SOLE 0 0 19998 WELLTOWER INC COM 95040Q104 514 6745 SH SOLE 0 0 6745 WESTERN UN CO COM 959802109 477 24857 SH SOLE 0 0 24857 WEYERHAEUSER CO COM 962166104 11 337 SH SOLE 0 0 337 WISDOMTREE TR BLMBG US BULL 97717W471 591 22486 SH SOLE 0 0 22486 WISDOMTREE TR EM LCL DEBT FD 97717X867 1 1 SH SOLE 0 0 1 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 330 6513 SH SOLE 0 0 6513 WISDOMTREE TR EUROPE SMCP DV 97717W869 24 466 SH SOLE 0 0 466 WISDOMTREE TR INTL EQUITY FD 97717W703 74 1634 SH SOLE 0 0 1634 WISDOMTREE TR INTL MIDCAP DV 97717W778 1 2 SH SOLE 0 0 2 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1 10 SH SOLE 0 0 10 XCEL ENERGY INC COM 98389B100 1949 43524 SH SOLE 0 0 43524 ZOETIS INC CL A 98978V103 2 25 SH SOLE 0 0 25