0000099189-11-000017.txt : 20110516
0000099189-11-000017.hdr.sgml : 20110516
20110516130040
ACCESSION NUMBER: 0000099189-11-000017
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110516
DATE AS OF CHANGE: 20110516
EFFECTIVENESS DATE: 20110516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Transamerica Financial Advisors, Inc.
CENTRAL INDEX KEY: 0001502149
IRS NUMBER: 592476008
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14018
FILM NUMBER: 11844997
BUSINESS ADDRESS:
STREET 1: 570 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-299-1800
MAIL ADDRESS:
STREET 1: 570 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
13F-HR
1
tfa13fhrdoc.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 03/31/11
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Transamerica Financial Advisors, Inc
Address: 570 Carillon Parkway
St Petersburg, FL 33716
Form 13F File Number: 028-14018
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete,and that it is understood that all required items, statements,
schedules, lists,and tables, are considered integral parts of this form.
Persons Signing this Report on Behalf of Reporting Manager:
Name: George Chuang
Title: Vice President, CFO, and Treasurer
Phone: 727-577-2754
Signature, Place, and Date of Signing:
/s/George Chuang St. Petersburg, FL 33716 05/16/11
------------------------ --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
13F File Number Name
028-00136 Transamerica Corporation
--------------- -----------------------------------------------------------
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS or SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERSSOLE SHARED NONE
ABBOTT LABS COM 002824100 7 125 SHS SOLE 0 0 125
ADVANTAGE OIL & GAS LTD COM 00765F101 27 3000 SHS SOLE 0 0 3000
AEGON N V NY REGISTRY SH 007924103 30 4000 SHS SOLE 0 0 4000
ALLSTATE CORP COM 020002101 11 320 SHS SOLE 0 0 320
ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 16 2600 SHS SOLE 0 0 2600
ALTERA CORP COM 021441100 150 3390 SHS SOLE 0 0 3390
AMAZON COM INC COM 023135106 8 40 SHS SOLE 0 0 40
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 18 300 SHS SOLE 0 0 300
AMERICAN CAPITAL AGENCY CORP COM 02503X105 38 1300 SHS SOLE 0 0 1300
AMERIGROUP CORP COM 03073T102 364 5654 SHS SOLE 0 0 5654
ANNALY CAP MGMT INC COM 035710409 90 5105 SHS SOLE 0 0 5105
APPLE INC COM 037833100 156 445 SHS SOLE 0 0 445
ARCHER DANIELS MIDLAND CO COM 039483102 23 623 SHS SOLE 0 0 623
AVON PRODS INC COM 054303102 101 3726 SHS SOLE 0 0 3726
AVON PRODS INC CALL 054303902 2 15 CALL SOLE 0 0 15
BALCHEM CORP COM 057665200 269 7160 SHS SOLE 0 0 7160
BANK OF AMERICA CORPORATION COM 060505104 40 3000 SHS SOLE 0 0 3000
BAXTER INTL INC COM 071813109 9 155 SHS SOLE 0 0 155
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 422 5040 SHS SOLE 0 0 5040
BHP BILLITON LTD SPONSORED ADR 088606108 7 65 SHS SOLE 0 0 65
BLACKROCK DEBT STRAT FD INC COM 09255R103 6 1500 SHS SOLE 0 0 1500
BLACKROCK ENH CAP & INC FD I COM 09256A109 7 403 SHS SOLE 0 0 403
BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 58 480 SHS SOLE 0 0 480
BROADCOM CORP CL A 111320107 6 150 SHS SOLE 0 0 150
CACI INTL INC CL A 127190304 7 100 SHS SOLE 0 0 100
CATERPILLAR INC DEL COM 149123101 33 290 SHS SOLE 0 0 290
CELGENE CORP COM 151020104 9 145 SHS SOLE 0 0 145
CF INDS HLDGS INC COM 125269100 96 700 SHS SOLE 0 0 700
CHESAPEAKE ENERGY CORP COM 165167107 163 4840 SHS SOLE 0 0 4840
CHIPOTLE MEXICAN GRILL INC COM 169656105 444 1627 SHS SOLE 0 0 1627
CIRRUS LOGIC INC COM 172755100 262 12411 SHS SOLE 0 0 12411
CISCO SYS INC COM 17275R102 110 6400 SHS SOLE 0 0 6400
CLAYMORE EXCHANGE-TRADED FD GUGG BRIC ETF 18383M100 31 640 SHS SOLE 0 0 640
CLIFFS NATURAL RESOURCES INC COM 18683K101 171 1734 SHS SOLE 0 0 1734
CNOOC LTD SPONSORED ADR 126132109 26 100 SHS SOLE 0 0 100
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 443 5433 SHS SOLE 0 0 5433
CONCHO RES INC COM 20605P101 151 1400 SHS SOLE 0 0 1400
CONOCOPHILLIPS COM 20825C104 53 660 SHS SOLE 0 0 660
CORNERSTONE PROGRESSIVE RTN COM 21925C101 141 19212 SHS SOLE 0 0 19212
CORNING INC COM 219350105 18 830 SHS SOLE 0 0 830
CVS CAREMARK CORPORATION COM 126650100 18 500 SHS SOLE 0 0 500
DARDEN RESTAURANTS INC COM 237194105 7 135 SHS SOLE 0 0 135
DEERE & CO COM 244199105 6 60 SHS SOLE 0 0 60
DISNEY WALT CO COM DISNEY 254687106 15 340 SHS SOLE 0 0 340
DU PONT E I DE NEMOURS & CO COM 263534109 6 105 SHS SOLE 0 0 105
DUFF & PHELPS UTIL CORP BD T COM 26432K108 9 750 SHS SOLE 0 0 750
EATON VANCE LTD DUR INCOME F COM 27828H105 46 2850 SHS SOLE 0 0 2850
EATON VANCE RISK MNGD DIV EQ COM 27829G106 10 750 SHS SOLE 0 0 750
EATON VANCE TAX ADVT DIV INC COM 27828G107 32 1800 SHS SOLE 0 0 1800
EATON VANCE TXMGD GL BUYWR O COM 27829C105 7 500 SHS SOLE 0 0 500
EBAY INC COM 278642103 95 3038 SHS SOLE 0 0 3038
EMERSON ELEC CO COM 291011104 8 130 SHS SOLE 0 0 130
EXXON MOBIL CORP COM 30231G102 170 2015 SHS SOLE 0 0 2015
FEDEX CORP COM 31428X106 9 90 SHS SOLE 0 0 90
FIRST TR EXCH TRADED FD II NASDQ CLN EDGE 33737A108 36 1000 SHS SOLE 0 0 1000
FIRST TR EXCHANGE TRADED FD STRAT VAL IDX FD33733E104 25 1000 SHS SOLE 0 0 1000
FIRST TR VALUE LINE DIVID IN SHS 33734H106 257 16145 SHS SOLE 0 0 16145
FISERV INC COM 337738108 7 100 SHS SOLE 0 0 100
FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 18 1000 SHS SOLE 0 0 1000
FMC TECHNOLOGIES INC COM 30249U101 415 4390 SHS SOLE 0 0 4390
FORD MTR CO DEL COM PAR $0.01 345370860 15 940 SHS SOLE 0 0 940
FOSSIL INC COM 349882100 705 7518 SHS SOLE 0 0 7518
FRANKLIN RES INC COM 354613101 8 60 SHS SOLE 0 0 60
FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 22 314 SHS SOLE 0 0 314
GENERAL ELECTRIC CO COM 369604103 111 5505 SHS SOLE 0 0 5505
GILEAD SCIENCES INC COM 375558103 9 200 SHS SOLE 0 0 200
GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 15 1091 SHS SOLE 0 0 1091
GOLDCORP INC NEW COM 380956409 33 650 SHS SOLE 0 0 650
GOLDMAN SACHS GROUP INC COM 38141G104 10 60 SHS SOLE 0 0 60
GOOGLE INC CL A 38259P508 9 15 SHS SOLE 0 0 15
HANSEN NAT CORP COM 411310105 445 7375 SHS SOLE 0 0 7375
HCP INC COM 40414L109 7 175 SHS SOLE 0 0 175
HEARTLAND EXPRESS INC COM 422347104 7 393 SHS SOLE 0 0 393
HERSHEY CO COM 427866108 45 816 SHS SOLE 0 0 816
HERSHEY CO CALL 427866908 2 3 CALL SOLE 0 0 3
HMS HLDGS CORP COM 40425J101 53 639 SHS SOLE 0 0 639
HNI CORP COM 404251100 7 200 SHS SOLE 0 0 200
HOME DEPOT INC COM 437076102 9 235 SHS SOLE 0 0 235
HUMANA INC COM 444859102 89 1270 SHS SOLE 0 0 1270
INERGY L P UNIT LTD PTNR 456615103 21 500 SHS SOLE 0 0 500
INFORMATICA CORP COM 45666Q102 507 9707 SHS SOLE 0 0 9707
ING GLOBAL EQTY DIV & PREM O COM 45684E107 12 1000 SHS SOLE 0 0 1000
ING GROEP N V SPONSORED ADR 456837103 117 9200 SHS SOLE 0 0 9200
INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 12 250 SHS SOLE 0 0 250
INTEL CORP COM 458140100 111 5458 SHS SOLE 0 0 5458
INTERNATIONAL BUSINESS MACHS COM 459200101 40 245 SHS SOLE 0 0 245
INTL PAPER CO COM 460146103 19 600 SHS SOLE 0 0 600
INTUITIVE SURGICAL INC COM NEW 46120E602 7 20 SHS SOLE 0 0 20
ISHARES INC MSCI AUSTRALIA 464286103 27 1000 SHS SOLE 0 0 1000
ISHARES INC MSCI JAPAN 464286848 21 2000 SHS SOLE 0 0 2000
ISHARES SILVER TRUST ISHARES 46428Q109 134 3620 SHS SOLE 0 0 3620
ISHARES TR BARCLYS 1-3YR CR464288646 10 89 SHS SOLE 0 0 89
ISHARES TR BARCLYS 7-10 YR 464287440 6 59 SHS SOLE 59 0 0
ISHARES TR BARCLYS TIPS BD 464287176 5278 48343 SHS SOLE 46112 0 2231
ISHARES TR MSCI EAFE INDEX 464287465 903 15025 SHS SOLE 0 0 15025
ISHARES TR RUSSELL 2000 464287655 8 92 SHS SOLE 0 0 92
ISHARES TR RUSSELL MCP GR 464287481 7 100 SHS SOLE 0 0 100
ISHARES TR S&P SMLCAP 600 464287804 7369 100166 SHS SOLE 71045 0 29121
ISHARES TR COHEN&ST RLTY 464287564 14 195 SHS SOLE 0 0 195
ISHARES TR DJ SEL DIV INX 464287168 253 4852 SHS SOLE 0 0 4852
ISHARES TR DJ US REAL EST 464287739 934 15717 SHS SOLE 0 0 15717
ISHARES TR HIGH YLD CORP 464288513 10 100 SHS SOLE 0 0 100
ISHARES TR MSCI GRW IDX 464288885 19 300 SHS SOLE 0 0 300
ISHARES TR RUSSELL 1000 464287622 11 143 SHS SOLE 0 0 143
ISHARES TR RUSSELL MIDCAP 464287499 5246 48128 SHS SOLE 47876 0 252
ISHARES TR RUSSELL1000GRW 464287614 10870 179756 SHS SOLE 179756 0 0
ISHARES TR S&P 500 INDEX 464287200 22 159 SHS SOLE 0 0 159
ISHARES TR S&P MIDCAP 400 464287507 27 270 SHS SOLE 0 0 270
ISHARES TR S&P NA NAT RES 464287374 47 1000 SHS SOLE 0 0 1000
ISHARES TR S&P500 GRW 464287309 96 1390 SHS SOLE 0 0 1390
ISHARES TR US PFD STK IDX 464288687 210 5278 SHS SOLE 0 0 5278
ISHARES TR BARCLYS SH TREA 464288679 4878 44249 SHS SOLE 41968 0 2281
ISHARES TR JPMORGAN USD 464288281 17 154 SHS SOLE 0 0 154
ISHARES TR MID CORE INDEX 464288208 38 404 SHS SOLE 0 0 404
ISHARES TR SMLL CORE INDX 464288505 44 445 SHS SOLE 0 0 445
JOHNSON & JOHNSON COM 478160104 27 452 SHS SOLE 0 0 452
JOY GLOBAL INC COM 481165108 466 4713 SHS SOLE 0 0 4713
JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1348 35490 SHS SOLE 34789 0 701
JPMORGAN CHASE & CO COM 46625H100 14 300 SHS SOLE 0 0 300
KIMBERLY CLARK CORP COM 494368103 7 100 SHS SOLE 0 0 100
KULICKE & SOFFA INDS INCCOM 501242101 333 35607 SHS SOLE 0 0 35607
LAUDER ESTEE COS INC CL A 518439104 10 100 SHS SOLE 0 0 100
LINCOLN ELEC HLDGS INC COM 533900106 18 230 SHS SOLE 0 0 230
LOCKHEED MARTIN CORP COM 539830109 25 300 SHS SOLE 0 0 300
LOCKHEED MARTIN CORP CALL 539830909 1 3 CALL SOLE 0 0 3
LRAD CORP COM 50213V109 706 252830 SHS SOLE 0 0 252830
LULULEMON ATHLETICA INC COM 550021109 572 6422 SHS SOLE 0 0 6422
MARATHON OIL CORP COM 565849106 22 400 SHS SOLE 0 0 400
MARKET VECTORS ETF TR COAL ETF 57060U837 94 1835 SHS SOLE 0 0 1835
MCDONALDS CORP COM 580135101 16 200 SHS SOLE 0 0 200
MICROSOFT CORP COM 594918104 6 232 SHS SOLE 0 0 232
MICROSOFT CORP CALL 594918904 1 2 CALL SOLE 0 0 2
MORGAN STANLEY COM NEW 617446448 41 1468 SHS SOLE 0 0 4794
MURPHY OIL CORP COM 626717102 7 95 SHS SOLE 0 0 95
MYLAN INC COM 628530107 15 652 SHS SOLE 0 0 652
NATIONAL OILWELL VARCO INC COM 637071101 33 416 SHS SOLE 0 0 416
NETAPP INC COM 64110D104 17 351 SHS SOLE 0 0 351
NETFLIX INC COM 64110L106 475 2001 SHS SOLE 0 0 2001
NEWMARKET CORP COM 651587107 302 1904 SHS SOLE 0 0 1904
NFJ DIVID INT & PREM STRTGY COM SHS 65337H109 10 500 SHS SOLE 0 0 500
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 23 502 SHS SOLE 0 0 502
NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 8 500 SHS SOLE 0 0 500
NORTHROP GRUMMAN CORP COM 666807102 7 110 SHS SOLE 0 0 110
NUVEEN EQUITY PREM ADV FD COM 6706ET107 7 500 SHS SOLE 0 0 500
NUVEEN MD DIVID ADVANTAGE MU COM SH BEN INT 67069R107 28 2128 SHS SOLE 0 0 2128
OCCIDENTAL PETE CORP DEL COM 674599105 7 60 SHS SOLE 0 0 60
ORACLE CORP COM 68389X105 9 255 SHS SOLE 0 0 255
PANERA BREAD CO CL A 69840W108 334 2626 SHS SOLE 0 0 2626
PARKER HANNIFIN CORP COM 701094104 36 375 SHS SOLE 0 0 375
PEABODY ENERGY CORP COM 704549104 13 180 SHS SOLE 0 0 180
PHILIP MORRIS INTL INC COM 718172109 96 1450 SHS SOLE 0 0 1450
PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 42 2116 SHS SOLE 0 0 2116
PIMCO CALIF MUN INCOME FD II COM 72200M108 51 5700 SHS SOLE 0 0 5700
PIMCO CORPORATE INCOME FD COM 72200U100 65 3875 SHS SOLE 0 0 3875
PIMCO CORPORATE OPP FD COM 72201B101 75 3600 SHS SOLE 0 0 3600
PIMCO ETF TR 1-3YR USTREIDX 72201R106 11 200 SHS SOLE 0 0 200
PIMCO HIGH INCOME FD COM SHS 722014107 15 1000 SHS SOLE 0 0 1000
PIMCO INCOME OPPORTUNITY FD COM 72202B100 47 1700 SHS SOLE 0 0 1700
PIMCO INCOME STRATEGY FUND COM 72201H108 45 3700 SHS SOLE 0 0 3700
PIMCO MUN INCOME FD II COM 72200W106 16 1500 SHS SOLE 0 0 1500
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 58 900 SHS SOLE 0 0 900
PLUM CREEK TIMBER CO INC COM 729251108 47 1070 SHS SOLE 0 0 1070
POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 31 1000 SHS SOLE 0 0 1000
POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 17 1500 SHS SOLE 0 0 1500
POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 12 750 SHS SOLE 0 0 750
POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 66 2500 SHS SOLE 0 0 2500
POWERSHARES ETF TRUST GBL LSTD PVT EQT73935X195 83 7100 SHS SOLE 0 0 7100
POWERSHARES ETF TRUST WATER RESOURCE 73935X575 229 11250 SHS SOLE 0 0 11250
POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 8 350 SHS SOLE 0 0 350
POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 1417 63718 SHS SOLE 63718 0 0
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 78 1349 SHS SOLE 0 0 1349
POWERSHARES QQQ TRUST CALL 73935A904 1 2 CALL SOLE 0 0 2
POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 101 2950 SHS SOLE 0 0 2950
PRICELINE COM INC COM NEW 741503403 458 903 SHS SOLE 0 0 903
PROSHARES TR PSHS ULTSH 20YRS74347R297 120 3200 SHS SOLE 0 0 3200
PROVIDENT ENERGY LTD NEW COM 74386V100 210 22550 SHS SOLE 0 0 22550
PRUDENTIAL FINL INC COM 744320102 7 105 SHS SOLE 0 0 105
ROCKWELL AUTOMATION INC COM 773903109 8 75 SHS SOLE 0 0 75
ROSS STORES INC COM 778296103 357 5011 SHS SOLE 0 0 5011
ROVI CORP COM 779376102 76 1400 SHS SOLE 0 0 1400
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 66 900 SHS SOLE 0 0 900
RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 92 1818 SHS SOLE 0 0 1818
RYDEX ETF TRUST S&P500 PUR GRW 78355W403 1108 23830 SHS SOLE 0 0 23830
RYDEX ETF TRUST S&PMC400 PURGR 78355W601 9 100 SHS SOLE 0 0 100
RYDEX ETF TRUST ENERGY ETF 78355W866 755 10019 SHS SOLE 0 0 10019
SALESFORCE COM INC COM 79466L302 114 850 SHS SOLE 0 0 850
SEALED AIR CORP NEW COM 81211K100 8 265 SHS SOLE 0 0 265
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 67 838 SHS SOLE 0 0 838
SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 77 2939 SHS SOLE 0 0 2939
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 39 1200 SHS SOLE 0 0 1200
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1273 31800 SHS SOLE 0 0 31800
SENIOR HSG PPTYS TR SH BEN INT 81721M109 12 500 SHS SOLE 0 0 500
SILVER WHEATON CORP COM 828336107 263 6049 SHS SOLE 0 0 6049
SINA CORP ORD G81477104 229 2132 SHS SOLE 0 0 2132
SKYWORKS SOLUTIONS INC COM 83088M102 287 8834 SHS SOLE 0 0 8834
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 44 350 SHS SOLE 0 0 350
SPDR DOW JONES INDL AVRG ETF CALL 78467X909 1 1 CALL SOLE 0 0 1
SPDR GOLD TRUST GOLD SHS 78463V107 350 2498 SHS SOLE 0 0 2498
SPDR GOLD TRUST CALL 78463V907 1 3 CALL SOLE 0 0 3
SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 774 19813 SHS SOLE 19813 0 0
SPDR INDEX SHS FDS S&P INTL ETF 78463X772 54 900 SHS SOLE 0 0 900
SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 2080 65823 SHS SOLE 65823 0 0
SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 1451 26923 SHS SOLE 26923 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1821 13728 SHS SOLE 0 0 13728
SPDR S&P 500 ETF TR CALL 78462F903 1 3 CALL SOLE 0 0 3
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3255 18128 SHS SOLE 0 0 18128
SPDR SERIES TRUST S&P 600 SMCP GRW78464A201 18 150 SHS SOLE 0 0 150
SPDR SERIES TRUST BARCL CAP TIPS 78464A656 92 1700 SHS SOLE 0 0 1700
SPDR SERIES TRUST BRCLYS 1-3MT ETF78464A680 62 1342 SHS SOLE 1342 0 0
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 2343 57819 SHS SOLE 57819 0 0
SPDR SERIES TRUST KBW REGN BK ETF 78464A698 40 1500 SHS SOLE 0 0 1500
SPDR SERIES TRUST S&P METALS MNG 78464A755 114 1523 SHS SOLE 0 0 1523
SPDR SERIES TRUST BRCLYS CAP CONV 78464A359 615 14576 SHS SOLE 0 0 14576
SPDR SERIES TRUST DB INT GVT ETF 78464A490 759 12550 SHS SOLE 0 0 12550
SPDR SERIES TRUST NUVN BR SHT MUNI78464A425 2163 90734 SHS SOLE 90734 0 0
STARBUCKS CORP COM 855244109 7 175 SHS SOLE 0 0 175
SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 1421 140483 SHS SOLE 137003 0 3480
TARGET CORP COM 87612E106 7 130 SHS SOLE 0 0 130
TEMPUR PEDIC INTL INC COM 88023U101 349 6878 SHS SOLE 0 0 6878
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 21 400 SHS SOLE 0 0 400
TRACTOR SUPPLY CO COM 892356106 433 7218 SHS SOLE 0 0 7218
TRAVELERS COMPANIES INC COM 89417E109 7 110 SHS SOLE 0 0 110
TRIQUINT SEMICONDUCTOR INC COM 89674K103 116 8970 SHS SOLE 0 0 8970
ULTA SALON COSMETCS & FRAG I COM 90384S303 133 2755 SHS SOLE 0 0 2755
UNDER ARMOUR INC CL A 904311107 382 5609 SHS SOLE 0 0 5609
UNION PAC CORP COM 907818108 9 90 SHS SOLE 0 0 90
VALERO ENERGY CORP NEW COM 91913Y100 51 1700 SHS SOLE 0 0 1700
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 17140 214185 SHS SOLE 214185 0 0
VANGUARD INDEX FDS GROWTH ETF 922908736 7 100 SHS SOLE 0 0 100
VANGUARD INDEX FDS LARGE CAP ETF 922908637 31 500 SHS SOLE 0 0 500
VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 28 400 SHS SOLE 0 0 400
VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 12 200 SHS SOLE 0 0 200
VANGUARD INDEX FDS REIT ETF 922908553 3314 56679 SHS SOLE 55370 0 1309
VANGUARD INDEX FDS SM CP VAL ETF 922908611 43 600 SHS SOLE 0 0 600
VANGUARD INDEX FDS SMALL CP ETF 922908751 27 340 SHS SOLE 0 0 340
VANGUARD INDEX FDS SML CP GRW ETF 922908595 53 610 SHS SOLE 0 0 610
VANGUARD INDEX FDS VALUE ETF 922908744 10921 192538 SHS SOLE 192138 0 400
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF922042858 3596 73447 SHS SOLE 72902 0 545
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 184 3302 SHS SOLE 0 0 3302
VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 5465 146455 SHS SOLE 145750 0 705
VANGUARD WORLD FD MEGA VALUE 300 921910840 21 500 SHS SOLE 0 0 500
VANGUARD WORLD FDS ENERGY ETF 92204A306 94 800 SHS SOLE 0 0 800
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 7 102 SHS SOLE 0 0 102
VANGUARD WORLD FDS INF TECH ETF 92204A702 26 400 SHS SOLE 0 0 400
VANGUARD WORLD FDS MATERIALS ETF 92204A801 9 100 SHS SOLE 0 0 100
VERIZON COMMUNICATIONS INC COM 92343V104 20 505 SHS SOLE 0 0 505
VIROPHARMA INC COM 928241108 389 19500 SHS SOLE 0 0 19500
VITESSE SEMICONDUCTOR CORP COM NEW 928497304 62 12750 SHS SOLE 0 0 12750
VIVUS INC COM 928551100 7 1000 SHS SOLE 0 0 1000
VMWARE INC CL A COM 928563402 9 100 SHS SOLE 0 0 100
WAL MART STORES INC COM 931142103 25 477 SHS SOLE 0 0 477
WELLS FARGO & CO NEW COM 949746101 20 625 SHS SOLE 0 0 625
WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 133 13000 SHS SOLE 0 0 13000
WHITING USA TR I TR UNIT 966389108 25 1500 SHS SOLE 0 0 1500
WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 7 165 SHS SOLE 0 0 165
WISDOMTREE TRUST LARGECAP DIVID 97717W307 49 1000 SHS SOLE 0 0 1000
YUM BRANDS INC COM 988498101 16 300 SHS SOLE 0 0 300
ZIMMER HLDGS INC COM 98956P102 12 192 SHS SOLE 0 0 192