0001628280-20-012890.txt : 20200819 0001628280-20-012890.hdr.sgml : 20200819 20200819173726 ACCESSION NUMBER: 0001628280-20-012890 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200817 FILED AS OF DATE: 20200819 DATE AS OF CHANGE: 20200819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaul Samir CENTRAL INDEX KEY: 0001501915 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38683 FILM NUMBER: 201117960 MAIL ADDRESS: STREET 1: C/O KHOSLA VENTURES STREET 2: 3000 SAND HILL ROAD, BLDG. 3, SUITE 170 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guardant Health, Inc. CENTRAL INDEX KEY: 0001576280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 454139254 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 505 PENOBSCOT DR. CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 855-698-8887 MAIL ADDRESS: STREET 1: 505 PENOBSCOT DR. CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 wf-form4_159787303348486.xml FORM 4 X0306 4 2020-08-17 0 0001576280 Guardant Health, Inc. GH 0001501915 Kaul Samir 2128 SAND HILL ROAD MENLO PARK CA 94025 1 0 0 0 COMMON STOCK 2020-08-17 4 S 0 300 85.1833 D 81643 I By Trust COMMON STOCK 2020-08-17 4 S 0 4501 86.8215 D 77142 I By Trust COMMON STOCK 2020-08-17 4 S 0 2422 87.864 D 74720 I By Trust COMMON STOCK 2020-08-17 4 S 0 2277 88.7069 D 72443 I By Trust COMMON STOCK 2020-08-17 4 S 0 500 89.435 D 71943 I By Trust COMMON STOCK 4059 D These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $85.00 to $85.275, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Consists of securities held of record by a trust for the benefit of Mr. Kaul and his family. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $86.25 to $87.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $87.28 to $88.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $88.30 to $89.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $89.32 to $89.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ John J. Demeter, as attorney-in-fact for Samir Kaul 2020-08-19